| Al Frank Asset Management Inc |
Institution |
-10.23 % |
2008-05-06 |
13,751 |
$377,740 |
$69,993 |
22.74 % |
New Holding |
13,751 |
100.00 % |
$69,993 |
| Ameriprise Financial Inc |
Institution |
-10.27 % |
2008-05-06 |
18,400 |
$505,448 |
$93,656 |
22.74 % |
Sold Some |
-91,800 |
-83.30 % |
$-467,262 |
| Ameritas Small Cap Portfolio (Calvert Variable Series Inc) |
Small-Cap Core |
-2.65 % |
2008-05-30 |
8,905 |
$244,620 |
$14,070 |
6.10 % |
No Compare |
- |
- % |
- |
| Amvescap Plc |
Institution |
% |
2008-05-14 |
73,089 |
|
|
% |
Sold Some |
-16,540 |
-18.45 % |
|
| Asset Allocation: Diversified Growth Portfolio (Seasons Series Trust) |
Specialty Dvsfd Eq |
-7.94 % |
2008-06-06 |
5,695 |
$156,442 |
$9,682 |
6.59 % |
New Holding |
5,695 |
100.00 % |
$9,682 |
| Aviva Plc |
Institution |
% |
2008-05-14 |
19,000 |
|
|
% |
No Change |
19,000 |
0 % |
- |
| Bank Of America Corp |
Institution |
-8.59 % |
2008-05-12 |
311,296 |
$8,551,301 |
$1,618,739 |
23.34 % |
Added More |
9,988 |
3.31 % |
$51,938 |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
-7.25 % |
2008-04-30 |
3,500 |
$96,145 |
$21,000 |
27.94 % |
No Change |
3,500 |
0 % |
- |
| Bbva Usa Bancshares Inc |
Institution |
-7.66 % |
2008-05-09 |
100 |
$2,747 |
$563 |
25.77 % |
New Holding |
100 |
100.00 % |
$563 |
| Bear Stearns And Co Inc |
Institution |
-8.02 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-8,000 |
-100.00 % |
$-16,320 |
| Bnp Paribas Arbitrage Sa |
Institution |
-10.73 % |
2008-05-13 |
None |
- |
- |
- % |
Sold All |
-22,000 |
-100.00 % |
$-77,660 |
| Cavalry Asset Management Lp |
Institution |
% |
2008-05-14 |
None |
- |
- |
- % |
Sold All |
-110,000 |
-100.00 % |
|
| Chronim Investments Inc |
Institution |
0.00 % |
2008-07-22 |
80,000 |
$2,197,600 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Citigroup Inc |
Institution |
% |
2008-05-14 |
7,241 |
|
|
% |
Sold Some |
-38,378 |
-84.12 % |
|
| Claymore Advisors Llc |
Institution |
-8.91 % |
2008-05-09 |
37,215 |
$1,022,296 |
$209,520 |
25.77 % |
Added More |
513 |
1.39 % |
$2,888 |
| Coatue Management Llc |
Institution |
-12.66 % |
2008-05-15 |
241,951 |
$6,646,394 |
$493,580 |
8.02 % |
Sold Some |
-251,861 |
-51.00 % |
$-513,796 |
| Credit Agricole S A |
Institution |
% |
2008-05-14 |
17,287 |
|
|
% |
Sold Some |
-7,713 |
-30.85 % |
|
| Credit Suisse/ |
Institution |
-11.12 % |
2008-05-16 |
34,007 |
$934,172 |
$75,496 |
8.79 % |
Added More |
10,089 |
42.18 % |
$22,398 |
| Crosslink Capital Inc |
Institution |
-5.89 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-50,000 |
-100.00 % |
$-102,000 |
| Deere And Co |
Institution |
-13.64 % |
2008-05-08 |
22,606 |
|
|
% |
No Change |
22,606 |
0 % |
- |
| Eagle Asset Management Inc |
Institution |
% |
2008-07-17 |
327,158 |
|
|
% |
Sold Some |
-63,999 |
-16.36 % |
|
| First Trust Advisors Lp |
Institution |
-8.12 % |
2008-05-12 |
30,176 |
$828,935 |
$156,915 |
23.34 % |
Added More |
784 |
2.66 % |
$4,077 |
| Firsthand Capital Management Inc |
Institution |
-15.99 % |
2008-05-15 |
12,000 |
$329,640 |
$24,480 |
8.02 % |
No Change |
12,000 |
0 % |
- |
| Fixed Income Securities Inc. |
Institution |
% |
2008-05-14 |
6,628 |
|
|
% |
No Compare |
- |
- % |
- |
| Fixed Income Securities Lp |
Institution |
% |
2008-05-14 |
7,311 |
|
|
% |
No Compare |
- |
- % |
- |
| Fmr Corp |
Institution |
% |
2008-05-14 |
640,070 |
|
|
% |
Added More |
409,470 |
177.56 % |
|
| Goldman Sachs Group Inc |
Institution |
-9.30 % |
2008-05-13 |
132,522 |
$3,640,379 |
$467,803 |
14.74 % |
Sold Some |
-134,378 |
-50.34 % |
$-474,354 |
| Harris Financial Corp |
Institution |
1.69 % |
2008-07-09 |
None |
- |
- |
- % |
Sold All |
-18,400 |
-100.00 % |
$-9,384 |
| High Point Bank And Trust Co |
Institution |
-7.24 % |
2008-05-12 |
None |
- |
- |
- % |
Sold All |
-50 |
-100.00 % |
$-260 |
| Highbridge Capital Management Llc |
Institution |
-8.10 % |
2008-05-13 |
68,965 |
$1,894,469 |
$243,446 |
14.74 % |
Sold Some |
-31,035 |
-31.03 % |
$-109,554 |
| Kbc Group Nv |
Institution |
-3.48 % |
2008-06-11 |
7,600 |
$208,772 |
$13,072 |
6.67 % |
New Holding |
7,600 |
100.00 % |
$13,072 |
| Legg Mason International Equities |
Institution |
-23.48 % |
2008-05-15 |
44,000 |
$1,208,680 |
$89,760 |
8.02 % |
No Change |
44,000 |
0 % |
- |
| Lotsoff Capital Management |
Institution |
1.28 % |
2008-07-18 |
400 |
$10,988 |
$388 |
3.66 % |
New Holding |
400 |
100.00 % |
$388 |
| Managed Account Advisors Llc |
Institution |
-7.62 % |
2008-05-01 |
None |
- |
- |
- % |
Sold All |
-1,251 |
-100.00 % |
$-7,731 |
| Mason Street Advisors Llc |
Institution |
-8.85 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-237,786 |
-100.00 % |
$-485,083 |
| Matthews International Capital Management Llc/Ca |
Institution |
-11.99 % |
2008-05-07 |
921,408 |
$25,311,078 |
$5,602,161 |
28.42 % |
Sold Some |
-72,900 |
-7.33 % |
$-443,232 |
| Merrill Lynch And Co Inc |
Institution |
-6.56 % |
2008-05-01 |
None |
- |
- |
- % |
Sold All |
-2,500 |
-100.00 % |
$-15,450 |
| Millennium Management L.L.C. |
Institution |
-7.40 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-36,965 |
-100.00 % |
$-75,409 |
| Moon Capital Management Lp |
Institution |
-28.20 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-37,000 |
-100.00 % |
$-75,480 |
| Morgan Stanley |
Institution |
-9.61 % |
2008-05-15 |
159,202 |
$4,373,279 |
$324,772 |
8.02 % |
Added More |
31,291 |
24.46 % |
$63,834 |
| Munder Capital Management |
Institution |
-10.25 % |
2008-05-21 |
146,700 |
$4,029,849 |
$409,293 |
11.30 % |
Sold Some |
-71,400 |
-32.73 % |
$-199,206 |
| Nordea Investment Management Ab |
Institution |
0.46 % |
2008-07-21 |
None |
- |
- |
- % |
Sold All |
-16,000 |
-100.00 % |
$-16,640 |
| Northern Trust Co Of Connecticut |
Institution |
-9.42 % |
2008-05-13 |
None |
- |
- |
- % |
Sold All |
-600 |
-100.00 % |
$-2,118 |
| Oppenheimer Funds Inc |
Institution |
% |
2008-05-14 |
68,867 |
|
|
% |
Sold Some |
-182,813 |
-72.63 % |
|
| Palo Alto Investors Llc |
Institution |
% |
2008-05-14 |
1,280,450 |
|
|
% |
No Change |
1,280,450 |
0 % |
- |
| Paradigm Asset Management Co Llc |
Institution |
-6.88 % |
2008-05-05 |
None |
- |
- |
- % |
Sold All |
-24,826 |
-100.00 % |
$-131,826 |
| Peak6 Investments L P |
Institution |
% |
2008-05-14 |
None |
- |
- |
- % |
Sold All |
-5,056 |
-100.00 % |
|
| Primecap Management Co |
Institution |
-6.38 % |
2008-05-13 |
36,000 |
$988,920 |
$127,080 |
14.74 % |
No Change |
36,000 |
0 % |
- |
| Public Employees Retirement System Of Ohio |
Institution |
-7.38 % |
2008-06-03 |
None |
- |
- |
- % |
Sold All |
-100 |
-100.00 % |
$-267 |
| Quantlab Capital Management Ltd |
Institution |
-8.38 % |
2008-05-15 |
5,506 |
$151,250 |
$11,232 |
8.02 % |
New Holding |
5,506 |
100.00 % |
$11,232 |
| Quest Investment Management Inc |
Institution |
-6.97 % |
2008-05-05 |
None |
- |
- |
- % |
Sold All |
-20,725 |
-100.00 % |
$-110,050 |
| Qvt Financial Lp |
Institution |
-6.07 % |
2008-05-15 |
1,097,856 |
$30,158,104 |
$2,239,626 |
8.02 % |
Added More |
8,972 |
0.82 % |
$18,303 |
| Rbc Private Counsel Inc |
Institution |
% |
2008-05-14 |
None |
- |
- |
- % |
Sold All |
-10 |
-100.00 % |
|
| Renaissance Technologies Corp |
Institution |
-7.52 % |
2008-05-15 |
30,900 |
$848,823 |
$63,036 |
8.02 % |
Added More |
10,600 |
52.21 % |
$21,624 |
| Sansar Capital Management Llc |
Institution |
% |
2008-05-14 |
None |
- |
- |
- % |
Sold All |
-1,109,966 |
-100.00 % |
|
| Tiger Global Management Llc |
Institution |
5.28 % |
2008-07-03 |
None |
- |
- |
- % |
Sold All |
-375,000 |
-100.00 % |
$-1,492,500 |
| Tracer Capital Management L P |
Institution |
-10.40 % |
2008-05-15 |
575,102 |
$15,798,052 |
$1,173,208 |
8.02 % |
Added More |
25,000 |
4.54 % |
$51,000 |
| Tradeworx Inc. |
Institution |
% |
2008-07-16 |
12,086 |
|
|
% |
New Holding |
12,086 |
100.00 % |
|
| Two Sigma Investments Llc |
Institution |
-8.48 % |
2008-05-15 |
19,500 |
$535,665 |
$39,780 |
8.02 % |
New Holding |
19,500 |
100.00 % |
$39,780 |
| Ubs Ag |
Institution |
-9.63 % |
2008-05-13 |
380 |
$10,439 |
$1,341 |
14.74 % |
Sold Some |
-1,545 |
-80.25 % |
$-5,454 |
| Ubs Oconnor Llc |
Institution |
-6.30 % |
2008-06-10 |
9,400 |
$258,218 |
$14,476 |
5.93 % |
No Compare |
- |
- % |
- |
| Zebra Capital Management Llc |
Institution |
6.41 % |
2008-07-15 |
3,597 |
$98,810 |
$9,928 |
11.16 % |
New Holding |
3,597 |
100.00 % |
$9,928 |