| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | 11,859 | New Holding | 11,859 | 100 % | $76,728 | $71,391 | $-5,337 | -6.95 % | $-5,337 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | | Sold All | -42,652 | -100 % | | | | -4.29 % | $11,516 | | | | | | News Article | History of Amvescap Plc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 18,689 | Sold Some | -19,086 | -50.52 % | $117,554 | $112,508 | $-5,046 | -4.29 % | $5,153 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Navios Maritime Holdings Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 11,425 | Sold Some | -5,834 | -33.80 % | $71,863 | $68,779 | $-3,085 | -4.29 % | $1,575 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Navios Maritime Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 22,250 | Sold Some | -32,000 | -58.98 % | $140,620 | $133,945 | $-6,675 | -4.74 % | $9,600 | | | | | | News Article | History of American International Group Inc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Black River Asset Management Llc | Institution | 31,400 | New Holding | 31,400 | 100 % | $198,448 | $189,028 | $-9,420 | -4.74 % | $-9,420 | | | | | | News Article | History of Black River Asset Management Llc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Brahman Capital Corp | Institution | 1,193,334 | Added More | 766,067 | 179.29 % | $7,541,871 | $7,183,871 | $-358,000 | -4.74 % | $-229,820 | | | | | | News Article | History of Brahman Capital Corp Ownership Of Navios Maritime Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 34,052 | Sold Some | -36,472 | -51.71 % | $215,209 | $204,993 | $-10,216 | -4.74 % | $10,942 | | | | | | News Article | History of Citadel L P Ownership Of Navios Maritime Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fidelity International Ltd | Institution | 31,700 | Sold Some | -14,500 | -31.38 % | $200,344 | $190,834 | $-9,510 | -4.74 % | $4,350 | | | | | | News Article | History of Fidelity International Ltd Ownership Of Navios Maritime Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 6,863,683 | Sold Some | -175,900 | -2.49 % | $43,378,477 | $41,319,372 | $-2,059,105 | -4.74 % | $52,770 | | | | | | News Article | History of Fmr Corp Ownership Of Navios Maritime Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Greywolf Capital Management Lp | Institution | 1,202,769 | No Change | 0 | 0 % | $7,601,500 | $7,240,669 | $-360,831 | -4.74 % | $0 | | | | | | News Article | History of Greywolf Capital Management Lp Ownership Of Navios Maritime Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | | Sold All | -263,371 | -100 % | | | | -4.74 % | $79,011 | | | | | | News Article | History of Millennium Management Llc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 669,050 | Added More | 594,544 | 797.98 % | $4,228,396 | $4,027,681 | $-200,715 | -4.74 % | $-178,363 | | | | | | News Article | History of Morgan Stanley Ownership Of Navios Maritime Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Qvt Financial Lp | Institution | 625,073 | No Change | 0 | 0 % | $3,950,461 | $3,762,939 | $-187,522 | -4.74 % | $0 | | | | | | News Article | History of Qvt Financial Lp Ownership Of Navios Maritime Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 239,704 | Added More | 3,062 | 1.29 % | $1,514,929 | $1,443,018 | $-71,911 | -4.74 % | $-919 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Somerset Capital Advisers Llc | Institution | | Sold All | -170,332 | -100 % | | | | -4.74 % | $51,100 | | | | | | News Article | History of Somerset Capital Advisers Llc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Swank Energy Income Advisors Lp | Institution | 10,000 | Sold Some | -5,000 | -33.33 % | $63,200 | $60,200 | $-3,000 | -4.74 % | $1,500 | | | | | | News Article | History of Swank Energy Income Advisors Lp Ownership Of Navios Maritime Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | 94,377 | Added More | 55,619 | 143.50 % | $596,463 | $568,150 | $-28,313 | -4.74 % | $-16,686 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 600 | New Holding | 600 | 100 % | $3,792 | $3,612 | $-180 | -4.74 % | $-180 | | | | | | News Article | History of Us Bancorp De Ownership Of Navios Maritime Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Weiss Multi-Strategy Advisers Llc | Institution | 41,000 | New Holding | 41,000 | 100 % | $259,120 | $246,820 | $-12,300 | -4.74 % | $-12,300 | | | | | | News Article | History of Weiss Multi-Strategy Advisers Llc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | 17,666 | Sold Some | -4,312 | -19.61 % | $102,816 | $106,349 | $3,533 | 3.43 % | $-862 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Navios Maritime Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 3,150 | Added More | 2,300 | 270.58 % | $18,333 | $18,963 | $630 | 3.43 % | $460 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 42,048 | Added More | 24,793 | 143.68 % | $244,719 | $253,129 | $8,410 | 3.43 % | $4,959 | | | | | | News Article | History of Barclays Plc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Capital One Financial Corp | Institution | 3,215 | New Holding | 3,215 | 100 % | $18,711 | $19,354 | $643 | 3.43 % | $643 | | | | | | News Article | History of Capital One Financial Corp Ownership Of Navios Maritime Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | 9,483 | Added More | 4,231 | 80.55 % | $55,191 | $57,088 | $1,897 | 3.43 % | $846 | | | | | | News Article | History of Credit Agricole S A Ownership Of Navios Maritime Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | | Sold All | -72,023 | -100 % | | | | 3.43 % | $-14,405 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Kayne Anderson Capital Advisors Lp | Institution | 268,300 | Added More | 34,900 | 14.95 % | $1,561,506 | $1,615,166 | $53,660 | 3.43 % | $6,980 | | | | | | News Article | History of Kayne Anderson Capital Advisors Lp Ownership Of Navios Maritime Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Keybank National Association | Institution | 20,000 | Added More | 8,000 | 66.66 % | $116,400 | $120,400 | $4,000 | 3.43 % | $1,600 | | | | | | News Article | History of Keybank National Association Ownership Of Navios Maritime Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Lagrange Capital Administration L L C | Institution | 836,214 | Added More | 167,475 | 25.04 % | $4,866,765 | $5,034,008 | $167,243 | 3.43 % | $33,495 | | | | | | News Article | History of Lagrange Capital Administration L L C Ownership Of Navios Maritime Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Neuberger Berman Group Llc | No Data | 2,289,438 | Sold Some | -373,044 | -14.01 % | $13,324,529 | $13,782,417 | $457,888 | 3.43 % | $-74,609 | | | | | | News Article | History of Neuberger Berman Group Llc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Obrem Capital Management Llc | Institution | 82,300 | New Holding | 82,300 | 100 % | $478,986 | $495,446 | $16,460 | 3.43 % | $16,460 | | | | | | News Article | History of Obrem Capital Management Llc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Oppenheimer And Co Inc | Institution | | Sold All | -12,651 | -100 % | | | | 3.43 % | $-2,530 | | | | | | News Article | History of Oppenheimer And Co Inc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Raiff Partners Inc | Institution | | Sold All | -288,900 | -100 % | | | | 3.43 % | $-57,780 | | | | | | News Article | History of Raiff Partners Inc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 53,000 | Added More | 40,500 | 324.00 % | $308,460 | $319,060 | $10,600 | 3.43 % | $8,100 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 673,200 | Added More | 448,600 | 199.73 % | $3,918,024 | $4,052,664 | $134,640 | 3.43 % | $89,720 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Navios Maritime Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Sarofim Fayez | Institution | 10,000 | New Holding | 10,000 | 100 % | $58,200 | $60,200 | $2,000 | 3.43 % | $2,000 | | | | | | News Article | History of Sarofim Fayez Ownership Of Navios Maritime Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Stelliam Investment Management Lp | Institution | 650,000 | Added More | 101,500 | 18.50 % | $3,783,000 | $3,913,000 | $130,000 | 3.43 % | $20,300 | | | | | | News Article | History of Stelliam Investment Management Lp Ownership Of Navios Maritime Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Athena Capital Management Inc | Institution | 35,364 | No Change | 0 | 0 % | $200,868 | $212,891 | $12,024 | 5.98 % | $0 | | | | | | News Article | History of Athena Capital Management Inc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | | Sold All | -117,800 | -100 % | | | | 5.98 % | $-40,052 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Navios Maritime Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Claymore Advisors Llc | Institution | 780,999 | Sold Some | -198,586 | -20.27 % | $4,436,074 | $4,701,614 | $265,540 | 5.98 % | $-67,519 | | | | | | News Article | History of Claymore Advisors Llc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 39,100 | New Holding | 39,100 | 100 % | $222,088 | $235,382 | $13,294 | 5.98 % | $13,294 | | | | | | News Article | History of Credit Suisse Ownership Of Navios Maritime Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson D A And Co | Institution | 2,000 | No Change | 0 | 0 % | $11,360 | $12,040 | $680 | 5.98 % | $0 | | | | | | News Article | History of Davidson D A And Co Ownership Of Navios Maritime Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson Investment Advisors | Institution | 2,000 | New Holding | 2,000 | 100 % | $11,360 | $12,040 | $680 | 5.98 % | $680 | | | | | | News Article | History of Davidson Investment Advisors Ownership Of Navios Maritime Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Diversified Global Asset Management Corp | Institution | 12,190 | New Holding | 12,190 | 100 % | $69,239 | $73,384 | $4,145 | 5.98 % | $4,145 | | | | | | News Article | History of Diversified Global Asset Management Corp Ownership Of Navios Maritime Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Engemann Asset Management | Institution | | Sold All | -78,900 | -100 % | | | | 5.98 % | $-26,826 | | | | | | News Article | History of Engemann Asset Management Ownership Of Navios Maritime Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gsa Capital Partners Llp | Institution | | Sold All | -12,200 | -100 % | | | | 5.98 % | $-4,148 | | | | | | News Article | History of Gsa Capital Partners Llp Ownership Of Navios Maritime Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Icon Advisers Inc | Institution | 833,508 | Sold Some | -647,069 | -43.70 % | $4,734,325 | $5,017,718 | $283,393 | 5.98 % | $-220,003 | | | | | | News Article | History of Icon Advisers Inc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 912,951 | Sold Some | -79,538 | -8.01 % | $5,185,562 | $5,495,965 | $310,403 | 5.98 % | $-27,043 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Placemark Investments Inc | Institution | 12,258 | New Holding | 12,258 | 100 % | $69,625 | $73,793 | $4,168 | 5.98 % | $4,168 | | | | | | News Article | History of Placemark Investments Inc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 435,968 | Sold Some | -815,900 | -65.17 % | $2,476,298 | $2,624,527 | $148,229 | 5.98 % | $-277,406 | | | | | | News Article | History of Russell Frank Co Ownership Of Navios Maritime Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Signaturefd Llc | No Data | | Sold All | -200 | -100 % | | | | 5.98 % | $-68 | | | | | | News Article | History of Signaturefd Llc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 75,331 | Added More | 24,105 | 47.05 % | $427,880 | $453,493 | $25,613 | 5.98 % | $8,196 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Navios Maritime Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Technical Financial Services Llc | Institution | 29,200 | Added More | 17,100 | 141.32 % | $165,856 | $175,784 | $9,928 | 5.98 % | $5,814 | | | | | | News Article | History of Technical Financial Services Llc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | | Sold All | -636,230 | -100 % | | | | 12.73 % | $-432,636 | | | | | | News Article | History of Citigroup Inc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Doheny Asset Management | Institution | 787,000 | Added More | 325,500 | 70.53 % | $4,202,580 | $4,737,740 | $535,160 | 12.73 % | $221,340 | | | | | | News Article | History of Doheny Asset Management Ownership Of Navios Maritime Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Highbridge Capital Management Llc | Institution | | Sold All | -325,978 | -100 % | | | | 12.73 % | $-221,665 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 22,894 | Added More | 9,260 | 67.91 % | $122,254 | $137,822 | $15,568 | 12.73 % | $6,297 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Navios Maritime Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Stephens Inc Ar | Institution | 10,000 | No Change | 0 | 0 % | $53,400 | $60,200 | $6,800 | 12.73 % | $0 | | | | | | News Article | History of Stephens Inc Ar Ownership Of Navios Maritime Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 1,400 | Sold Some | -47,345 | -97.12 % | $7,476 | $8,428 | $952 | 12.73 % | $-32,195 | | | | | | News Article | History of Ubs Ag Ownership Of Navios Maritime Holdings Inc |
| 2009-11-10 | 2009-06-30 | 13F-HR/A | Dlibj Asset Management Co Ltd | Institution | | Sold All | -44,196 | -100 % | | | | 12.73 % | $-30,053 | | | | | | News Article | History of Dlibj Asset Management Co Ltd Ownership Of Navios Maritime Holdings Inc |
| 2009-11-10 | 2009-03-31 | 13F-HR/A | Dlibj Asset Management Co Ltd | Institution | 44,196 | New Holding | 44,196 | 100 % | $236,007 | $266,060 | $30,053 | 12.73 % | $30,053 | | | | | | News Article | History of Dlibj Asset Management Co Ltd Ownership Of Navios Maritime Holdings Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Albion Financial Group Ut | Institution | 354,295 | Added More | 36,005 | 11.31 % | $1,888,392 | $2,132,856 | $244,464 | 12.94 % | $24,843 | | | | | | News Article | History of Albion Financial Group Ut Ownership Of Navios Maritime Holdings Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Deprince Race And Zollo Inc | Institution | 380,073 | Sold Some | -1,287,619 | -77.20 % | $2,025,789 | $2,288,039 | $262,250 | 12.94 % | $-888,457 | | | | | | News Article | History of Deprince Race And Zollo Inc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Nbt Bank N A | Institution | 500 | New Holding | 500 | 100 % | $2,600 | $3,010 | $410 | 15.76 % | $410 | | | | | | News Article | History of Nbt Bank N A Ownership Of Navios Maritime Holdings Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 46,500 | No Change | 0 | 0 % | $241,800 | $279,930 | $38,130 | 15.76 % | $0 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 46,356 | Sold Some | -35,216 | -43.17 % | $244,760 | $279,063 | $34,303 | 14.01 % | $-26,060 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of Navios Maritime Holdings Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Putnam Fl Investment Management Co | Institution | 41,745 | Sold Some | -6,144 | -12.82 % | $220,414 | $251,305 | $30,891 | 14.01 % | $-4,547 | | | | | | News Article | History of Putnam Fl Investment Management Co Ownership Of Navios Maritime Holdings Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Partners Inc | Institution | 900 | New Holding | 900 | 100 % | $4,284 | $5,418 | $1,134 | 26.47 % | $1,134 | | | | | | News Article | History of Turner Investment Partners Inc Ownership Of Navios Maritime Holdings Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | First New York Securities Llc | Institution | 30,000 | New Holding | 30,000 | 100 % | $138,900 | $180,600 | $41,700 | 30.02 % | $41,700 | | | | | | News Article | History of First New York Securities Llc Ownership Of Navios Maritime Holdings Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Clinton Group Inc | Institution | | Sold All | -47,810 | -100 % | | | | 31.72 % | $-69,325 | | | | | | News Article | History of Clinton Group Inc Ownership Of Navios Maritime Holdings Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Macnealy Hoover Investment Management Inc | Institution | 27,500 | No Change | 0 | 0 % | $125,675 | $165,550 | $39,875 | 31.72 % | $0 | | | | | | News Article | History of Macnealy Hoover Investment Management Inc Ownership Of Navios Maritime Holdings Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | 10,047 | New Holding | 10,047 | 100 % | $45,915 | $60,483 | $14,568 | 31.72 % | $14,568 | | | | | | News Article | History of Oxford Asset Management Ownership Of Navios Maritime Holdings Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Newgate Capital Management Llc | Institution | | Sold All | -139,212 | -100 % | | | | 25.94 % | $-172,623 | | | | | | News Article | History of Newgate Capital Management Llc Ownership Of Navios Maritime Holdings Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Unified Series Trust - Auer Growth Fund | No Data | 190,000 | No Change | 0 | 0 % | $908,200 | $1,143,800 | $235,600 | 25.94 % | $0 | | | | | | News Article | History of Unified Series Trust - Auer Growth Fund Ownership Of Navios Maritime Holdings Inc |
| 2009-10-27 | 2009-09-09 | 13F-HR | First National Bank Of Mount Dora Trust Investment Services | Institution | 2,800 | Added More | 400 | 16.66 % | $13,384 | $16,856 | $3,472 | 25.94 % | $496 | | | | | | News Article | History of First National Bank Of Mount Dora Trust Investment Services Ownership Of Navios Maritime Holdings Inc |
| 2009-10-26 | 2009-09-30 | 13F-HR | Glickenhaus And Co | Institution | 6,509,689 | Added More | 953,104 | 17.15 % | $32,743,736 | $39,188,328 | $6,444,592 | 19.68 % | $943,573 | | | | | | News Article | History of Glickenhaus And Co Ownership Of Navios Maritime Holdings Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange-Traded Fund Trust 2 - Claymoredelta Global Shipping Index Etf | No Data | 703,741 | Sold Some | -177,134 | -20.10 % | $3,539,817 | $4,236,521 | $696,704 | 19.68 % | $-175,363 | | | | | | News Article | History of Claymore Exchange-Traded Fund Trust 2 - Claymoredelta Global Shipping Index Etf Ownership Of Navios Maritime Holdings Inc |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 850 | No Change | 0 | 0 % | $4,276 | $5,117 | $842 | 19.68 % | $0 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Navios Maritime Holdings Inc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Shufro Rose And Co Llc | Institution | 25,400 | Added More | 1,000 | 4.09 % | $128,270 | $152,908 | $24,638 | 19.20 % | $970 | | | | | | News Article | History of Shufro Rose And Co Llc Ownership Of Navios Maritime Holdings Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Argent Capital Management Llc | Institution | 211,025 | Added More | 62,200 | 41.79 % | $1,093,110 | $1,270,371 | $177,261 | 16.21 % | $52,248 | | | | | | News Article | History of Argent Capital Management Llc Ownership Of Navios Maritime Holdings Inc |
| 2009-10-15 | 2008-06-30 | 13F-HR/A | Clarivest Asset Management Llc | Institution | | Sold All | -612,800 | -100 % | | | | 16.21 % | $-514,752 | | | | | | News Article | History of Clarivest Asset Management Llc Ownership Of Navios Maritime Holdings Inc |
| 2009-10-13 | 2009-09-30 | 13F-HR | Riazzi Asset Management Llc | No Data | 754,687 | New Holding | 754,687 | 100 % | $3,735,701 | $4,543,216 | $807,515 | 21.61 % | $807,515 | | | | | | News Article | History of Riazzi Asset Management Llc Ownership Of Navios Maritime Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Russell Investment Co - International Fund | International Multi-Cap Core | 404,668 | Added More | 313,268 | 342.74 % | $1,999,060 | $2,436,101 | $437,041 | 21.86 % | $338,329 | | | | | | News Article | History of Russell Investment Co - International Fund Ownership Of Navios Maritime Holdings Inc |
| 2009-09-24 | 2009-06-30 | 13F-HR/A | Credit Agricole S A | Institution | 5,252 | Added More | 1,152 | 28.09 % | $25,052 | $31,617 | $6,565 | 26.20 % | $1,440 | | | | | | News Article | History of Credit Agricole S A Ownership Of Navios Maritime Holdings Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 117,800 | New Holding | 117,800 | 100 % | $596,068 | $709,156 | $113,088 | 18.97 % | $113,088 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Navios Maritime Holdings Inc |
| 2009-09-08 | 2009-06-30 | 13F-HR/A | Somerset Capital Advisers Llc | Institution | 170,332 | New Holding | 170,332 | 100 % | $827,814 | $1,025,399 | $197,585 | 23.86 % | $197,585 | | | | | | News Article | History of Somerset Capital Advisers Llc Ownership Of Navios Maritime Holdings Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Jnl Variable Fund Llc - Jnlmcm Select Small-Cap Fund | No Data | | Sold All | -250 | -100 % | | | | 31.44 % | $-360 | | | | | | News Article | History of Jnl Variable Fund Llc - Jnlmcm Select Small-Cap Fund Ownership Of Navios Maritime Holdings Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ohio National Fund Inc - Equity Portfolio | Specialty & Misc | | Sold All | -52,130 | -100 % | | | | 31.44 % | $-75,067 | | | | | | News Article | History of Ohio National Fund Inc - Equity Portfolio Ownership Of Navios Maritime Holdings Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | | Sold All | -9,800 | -100 % | | | | 36.19 % | $-15,680 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Navios Maritime Holdings Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 42,652 | New Holding | 42,652 | 100 % | $189,801 | $256,765 | $66,964 | 35.28 % | $66,964 | | | | | | News Article | History of Amvescap Plc Ownership Of Navios Maritime Holdings Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fidelity International Ltd | Institution | 46,200 | New Holding | 46,200 | 100 % | $205,590 | $278,124 | $72,534 | 35.28 % | $72,534 | | | | | | News Article | History of Fidelity International Ltd Ownership Of Navios Maritime Holdings Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 7,039,583 | Sold Some | -3,374,979 | -32.40 % | $31,326,144 | $42,378,290 | $11,052,145 | 35.28 % | $-5,298,717 | | | | | | News Article | History of Fmr Corp Ownership Of Navios Maritime Holdings Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Phoenix Aberdeen Worldwide Opportunities Fund - Virtus Small-Cap Growth Fund | No Data | 78,900 | New Holding | 78,900 | 100 % | $370,830 | $474,978 | $104,148 | 28.08 % | $104,148 | | | | | | News Article | History of Phoenix Aberdeen Worldwide Opportunities Fund - Virtus Small-Cap Growth Fund Ownership Of Navios Maritime Holdings Inc |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 17,259 | Sold Some | -3,127 | -15.33 % | $81,117 | $103,899 | $22,782 | 28.08 % | $-4,128 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Navios Maritime Holdings Inc |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Horizon Funds - Vanguard Global Equity Fund | Global Flex Port | | Sold All | -108,437 | -100 % | | | | 28.08 % | $-143,137 | | | | | | News Article | History of Vanguard Horizon Funds - Vanguard Global Equity Fund Ownership Of Navios Maritime Holdings Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Icon Funds - Icon Core Equity Fund | Multi-Cap Core | 199,800 | Added More | 25,900 | 14.89 % | $953,046 | $1,202,796 | $249,750 | 26.20 % | $32,375 | | | | | | News Article | History of Icon Funds - Icon Core Equity Fund Ownership Of Navios Maritime Holdings Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Icon Funds - Icon Equity Income Fund | Equity Income | 160,900 | No Change | 0 | 0 % | $767,493 | $968,618 | $201,125 | 26.20 % | $0 | | | | | | News Article | History of Icon Funds - Icon Equity Income Fund Ownership Of Navios Maritime Holdings Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Icon Funds - Icon Industrials Fund | Specialty & Misc | 425,000 | No Change | 0 | 0 % | $2,027,250 | $2,558,500 | $531,250 | 26.20 % | $0 | | | | | | News Article | History of Icon Funds - Icon Industrials Fund Ownership Of Navios Maritime Holdings Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Icon Funds - Icon Materials Fund | Natural Resources | 449,600 | Added More | 160,800 | 55.67 % | $2,144,592 | $2,706,592 | $562,000 | 26.20 % | $201,000 | | | | | | News Article | History of Icon Funds - Icon Materials Fund Ownership Of Navios Maritime Holdings Inc |
| 2009-08-20 | 2009-03-31 | 13F-HR/A | Driehaus Capital Management Llc | Institution | | Sold All | -398,772 | -100 % | | | | 28.08 % | $-526,379 | | | | | | News Article | History of Driehaus Capital Management Llc Ownership Of Navios Maritime Holdings Inc |