| California Public Employees Retirement System |
Institution |
0.00 % |
2008-11-21 |
3,000 |
$3,630 |
$0 |
0.00 % |
No Change |
0 |
0 % |
- |
| Allianz Global Investors Of America L P |
Institution |
0.00 % |
2008-11-20 |
None |
- |
- |
- % |
Sold All |
-622,500 |
-100.00 % |
$0 |
| Goldman Sachs Group Inc |
Institution |
-13.12 % |
2008-11-19 |
121,545 |
$147,069 |
$-49,833 |
-25.30 % |
Added More |
74,475 |
158.22 % |
$-30,535 |
| Jane Street Holding Llc |
Institution |
-13.32 % |
2008-11-18 |
19,643 |
$23,768 |
$-8,054 |
-25.30 % |
Sold Some |
-2,771 |
-12.36 % |
$1,136 |
| Millennium Management Llc |
Institution |
-12.37 % |
2008-11-17 |
107,175 |
$129,682 |
$-48,229 |
-27.10 % |
New Holding |
107,175 |
100.00 % |
$-48,229 |
| Doheny Asset Management |
Institution |
-14.35 % |
2008-11-17 |
84,500 |
$102,245 |
$-38,025 |
-27.10 % |
Sold Some |
-94,050 |
-52.67 % |
$42,323 |
| Us Bancorp De |
Institution |
-12.06 % |
2008-11-17 |
None |
- |
- |
- % |
Sold All |
-120 |
-100.00 % |
$54 |
| Peak6 Investments L P |
Institution |
-17.46 % |
2008-11-14 |
54,482 |
$65,923 |
$-24,517 |
-27.10 % |
Added More |
48,959 |
886.45 % |
$-22,032 |
| American International Group Inc |
Institution |
-14.95 % |
2008-11-14 |
18,800 |
$22,748 |
$-8,460 |
-27.10 % |
Added More |
2,050 |
12.23 % |
$-923 |
| Two Sigma Investments Llc |
Institution |
-14.16 % |
2008-11-14 |
20,679 |
$25,022 |
$-9,306 |
-27.10 % |
Sold Some |
-49,032 |
-70.33 % |
$22,064 |
| Weiss Multi-Strategy Advisers Llc |
Institution |
-12.83 % |
2008-11-14 |
208,400 |
$252,164 |
$-93,780 |
-27.10 % |
New Holding |
208,400 |
100.00 % |
$-93,780 |
| Hsbc Holdings Plc |
Institution |
-13.71 % |
2008-11-14 |
25,000 |
$30,250 |
$-11,250 |
-27.10 % |
New Holding |
25,000 |
100.00 % |
$-11,250 |
| Shaw D E And Co Inc |
Institution |
-16.06 % |
2008-11-14 |
30,554 |
$36,970 |
$-13,749 |
-27.10 % |
New Holding |
30,554 |
100.00 % |
$-13,749 |
| Greywolf Capital Management Lp |
Institution |
-21.89 % |
2008-11-14 |
3,556,715 |
$4,303,625 |
$-1,600,522 |
-27.10 % |
Added More |
888,100 |
33.27 % |
$-399,645 |
| Zebra Capital Management Llc |
Institution |
-17.30 % |
2008-11-14 |
1,304 |
$1,578 |
$-587 |
-27.10 % |
New Holding |
1,304 |
100.00 % |
$-587 |
| Barclays Plc |
Institution |
-15.62 % |
2008-11-14 |
280,434 |
$339,325 |
$-126,195 |
-27.10 % |
Added More |
27,634 |
10.93 % |
$-12,435 |
| Fmr Corp |
Institution |
-15.22 % |
2008-11-14 |
11,046,383 |
$13,366,123 |
$-4,970,872 |
-27.10 % |
New Holding |
11,046,383 |
100.00 % |
$-4,970,872 |
| Qvt Financial Lp |
Institution |
-10.58 % |
2008-11-14 |
3,647,070 |
$4,412,955 |
$-1,641,182 |
-27.10 % |
Sold Some |
-920,749 |
-20.15 % |
$414,337 |
| Susquehanna International Group Llp |
Institution |
-16.52 % |
2008-11-14 |
104,722 |
$126,714 |
$-47,125 |
-27.10 % |
No Compare |
- |
- % |
- |
| Peoples United Financial Inc |
Institution |
-12.00 % |
2008-11-14 |
2,000 |
$2,420 |
$-900 |
-27.10 % |
No Change |
0 |
0 % |
- |
| Dimaio Ahmad Capital Llc |
Institution |
-32.50 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-1,250,000 |
-100.00 % |
$562,500 |
| Morgan Stanley |
Institution |
-15.02 % |
2008-11-14 |
180,177 |
$218,014 |
$-81,080 |
-27.10 % |
Sold Some |
-445,094 |
-71.18 % |
$200,292 |
| Credit Agricole S A |
Institution |
-14.39 % |
2008-11-14 |
24,100 |
$29,161 |
$-10,845 |
-27.10 % |
New Holding |
24,100 |
100.00 % |
$-10,845 |
| Bogle Investment Management L P |
Institution |
-17.19 % |
2008-11-14 |
440,584 |
$533,107 |
$-198,263 |
-27.10 % |
Added More |
331,584 |
304.20 % |
$-149,213 |
| Citadel L P |
Institution |
-14.79 % |
2008-11-14 |
49,030 |
$59,326 |
$-22,064 |
-27.10 % |
Added More |
7,742 |
18.75 % |
$-3,484 |
| Anchorage Advisors Llc |
Institution |
-21.41 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-97,000 |
-100.00 % |
$43,650 |
| Wexford Capital Llc |
Institution |
-21.76 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-58,162 |
-100.00 % |
$26,173 |
| Samlyn Capital Llc |
Institution |
-18.60 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-474,000 |
-100.00 % |
$213,300 |
| Royal Bank Of Canada |
Institution |
-18.75 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-591 |
-100.00 % |
$266 |
| Renaissance Technologies Corp |
Institution |
-13.73 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-459,100 |
-100.00 % |
$206,595 |
| Rbc Dain Rauscher Inc |
Institution |
-12.91 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-2,000 |
-100.00 % |
$900 |
| Pnc Financial Services Group Inc |
Institution |
-11.82 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-113 |
-100.00 % |
$51 |
| Rafferty Asset Management Llc |
Institution |
-14.19 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-2,020 |
-100.00 % |
$909 |
| Fifth Third Securities |
Institution |
-15.22 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-1,774 |
-100.00 % |
$798 |
| Chilton Investment Co Llc |
Institution |
-21.07 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-35,000 |
-100.00 % |
$15,750 |
| Icon Advisers Inc |
Institution |
-14.86 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-258,900 |
-100.00 % |
$116,505 |
| Glg Partners Inc |
Institution |
-10.99 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-50,000 |
-100.00 % |
$22,500 |
| Alpha Equity Management Llc |
Institution |
-19.34 % |
2008-11-14 |
125,400 |
$151,734 |
$-56,430 |
-27.10 % |
New Holding |
125,400 |
100.00 % |
$-56,430 |
| Black River Asset Management Llc |
Institution |
-18.29 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-800 |
-100.00 % |
$360 |
| Oppenheimer Funds Inc |
Institution |
-15.07 % |
2008-11-14 |
4,880,166 |
$5,905,001 |
$-2,196,075 |
-27.10 % |
Sold Some |
-2,572,598 |
-34.51 % |
$1,157,669 |
| Fidelity International Ltd |
Institution |
-14.84 % |
2008-11-14 |
92,000 |
$111,320 |
$-41,400 |
-27.10 % |
New Holding |
92,000 |
100.00 % |
$-41,400 |
| Citigroup Inc |
Institution |
-14.19 % |
2008-11-14 |
44,024 |
$53,269 |
$-19,811 |
-27.10 % |
New Holding |
44,024 |
100.00 % |
$-19,811 |
| Amvescap Plc |
Institution |
-12.85 % |
2008-11-13 |
6,769 |
$8,190 |
$-3,520 |
-30.05 % |
Sold Some |
-9 |
-0.13 % |
$5 |
| Batterymarch Financial Management Inc |
Institution |
-12.91 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-2,300 |
-100.00 % |
$1,196 |
| Denver Investment Advisors Llc |
Institution |
-13.97 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-202,015 |
-100.00 % |
$105,048 |
| Dcf Capital Llc |
Institution |
-9.73 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-50,000 |
-100.00 % |
$26,000 |
| Athena Capital Management Inc |
Institution |
-11.77 % |
2008-11-13 |
35,364 |
$42,790 |
$-18,389 |
-30.05 % |
No Change |
0 |
0 % |
- |
| Merrill Lynch And Co Inc |
Institution |
-9.60 % |
2008-11-13 |
706,254 |
$854,567 |
$-367,252 |
-30.05 % |
Added More |
91,738 |
14.92 % |
$-47,704 |
| Boone Capital Management Lp |
Institution |
-25.95 % |
2008-11-13 |
61,700 |
$74,657 |
$-32,084 |
-30.05 % |
No Compare |
- |
- % |
- |
| Credit Suisse |
Institution |
-12.66 % |
2008-11-13 |
25,047 |
$30,307 |
$-13,024 |
-30.05 % |
Sold Some |
-113,162 |
-81.87 % |
$58,844 |
| Managed Account Advisors Llc |
Institution |
-12.27 % |
2008-11-13 |
144 |
$174 |
$-75 |
-30.05 % |
Sold Some |
-47,072 |
-99.69 % |
$24,477 |
| Rbc Professional Trader Group Llc |
Institution |
-4.07 % |
2008-11-13 |
5,000 |
$6,050 |
$-2,600 |
-30.05 % |
New Holding |
5,000 |
100.00 % |
$-2,600 |
| Fixed Income Securities Inc |
Institution |
-13.21 % |
2008-11-13 |
93,096 |
$112,646 |
$-48,410 |
-30.05 % |
Added More |
437 |
0.47 % |
$-227 |
| Ubs Ag |
Institution |
-14.66 % |
2008-11-13 |
400 |
$484 |
$-208 |
-30.05 % |
Sold Some |
-4,214 |
-91.33 % |
$2,191 |
| Wolverine Asset Management Llc |
Institution |
-10.83 % |
2008-11-13 |
4,408 |
$5,334 |
$-2,292 |
-30.05 % |
New Holding |
4,408 |
100.00 % |
$-2,292 |
| J P Morgan Chase And Co |
Institution |
-11.71 % |
2008-11-13 |
76,141 |
$92,131 |
$-39,593 |
-30.05 % |
New Holding |
76,141 |
100.00 % |
$-39,593 |
| Roxbury Capital Management |
Institution |
-14.25 % |
2008-11-13 |
10,636 |
$12,870 |
$-5,531 |
-30.05 % |
New Holding |
10,636 |
100.00 % |
$-5,531 |
| Robeco Investment Management Inc |
Institution |
-12.90 % |
2008-11-13 |
70,900 |
$85,789 |
$-36,868 |
-30.05 % |
New Holding |
70,900 |
100.00 % |
$-36,868 |
| Al Frank Asset Management Inc |
Institution |
-14.72 % |
2008-11-12 |
80,975 |
$97,980 |
$-42,107 |
-30.05 % |
Sold Some |
-10,555 |
-11.53 % |
$5,489 |
| Neuberger Berman Llc |
Institution |
-14.06 % |
2008-11-12 |
6,252,048 |
$7,564,978 |
$-3,251,065 |
-30.05 % |
Sold Some |
-630,386 |
-9.15 % |
$327,801 |
| Palmyra Capital Advisors Llc |
Institution |
-17.03 % |
2008-11-12 |
None |
- |
- |
- % |
Sold All |
-359,580 |
-100.00 % |
$186,982 |
| Caisse De Depot Et Placement Du Quebec |
Institution |
-15.52 % |
2008-11-12 |
None |
- |
- |
- % |
Sold All |
-16,800 |
-100.00 % |
$8,736 |
| Kayne Anderson Capital Advisors Lp |
Institution |
-20.49 % |
2008-11-12 |
218,100 |
$263,901 |
$-113,412 |
-30.05 % |
Added More |
15,000 |
7.38 % |
$-7,800 |
| First New York Securities Llc |
Institution |
-16.47 % |
2008-11-12 |
10,002 |
$12,102 |
$-5,201 |
-30.05 % |
New Holding |
10,002 |
100.00 % |
$-5,201 |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
-12.29 % |
2008-11-12 |
29,153 |
$35,275 |
$-15,160 |
-30.05 % |
Added More |
4,225 |
16.94 % |
$-2,197 |
| Senbanc Fund (Rbb Fund Inc) |
Financial Services |
-20.90 % |
2008-11-10 |
57,000 |
$68,970 |
$-59,280 |
-46.22 % |
New Holding |
57,000 |
100.00 % |
$-59,280 |
| Ellington Management Group Llc |
Institution |
-21.55 % |
2008-11-10 |
41,600 |
$50,336 |
$-43,264 |
-46.22 % |
Added More |
26,600 |
177.33 % |
$-27,664 |
| Balanced Fund (American Performance Funds) |
Flexible Portfolio |
-19.44 % |
2008-11-10 |
None |
- |
- |
- % |
Sold All |
-290 |
-100.00 % |
$302 |
| Claymore Advisors Llc |
Institution |
-40.15 % |
2008-11-10 |
264,496 |
$320,040 |
$-275,076 |
-46.22 % |
Added More |
54,766 |
26.11 % |
$-56,957 |
| Numeric Investors Llc |
Institution |
-21.47 % |
2008-11-10 |
1,325,690 |
$1,604,085 |
$-1,378,718 |
-46.22 % |
Sold Some |
-778,999 |
-37.01 % |
$810,159 |
| Ameriprise Financial Inc |
Institution |
-19.26 % |
2008-11-10 |
750 |
$908 |
$-780 |
-46.22 % |
Sold Some |
-2,762 |
-78.64 % |
$2,872 |
| Claymoremorningstar Services Super Sector Index Etf (Claymore Exchange Traded Fund Trust) |
Specialty & Misc |
-20.77 % |
2008-11-07 |
43 |
$52 |
$-43 |
-45.00 % |
No Change |
0 |
0 % |
- |
| Ishares Morningstar Small Value Index Fund (Ishares Trust) |
Small-Cap Value |
-22.32 % |
2008-11-07 |
23,577 |
$28,528 |
$-23,341 |
-45.00 % |
No Compare |
- |
- % |
- |
| Evolution Small Cap Fund (Direxion Funds) |
Small-Cap Core |
-19.86 % |
2008-11-07 |
1,244 |
$1,505 |
$-1,232 |
-45.00 % |
No Compare |
- |
- % |
- |
| Shufro Rose And Co Llc |
Institution |
-20.26 % |
2008-11-06 |
14,100 |
$17,061 |
$-15,792 |
-48.06 % |
New Holding |
14,100 |
100.00 % |
$-15,792 |
| Schwab Charles Investment Management Inc |
Institution |
-16.70 % |
2008-11-06 |
9,800 |
$11,858 |
$-10,976 |
-48.06 % |
Added More |
4,600 |
88.46 % |
$-5,152 |
| Sterling Johnston Capital Management Lp |
Institution |
-27.10 % |
2008-11-05 |
859,850 |
$1,040,419 |
$-1,324,169 |
-56.00 % |
Sold Some |
-103,200 |
-10.71 % |
$158,928 |
| Davidson D A And Co |
Institution |
-21.93 % |
2008-11-05 |
2,000 |
$2,420 |
$-3,080 |
-56.00 % |
No Change |
0 |
0 % |
- |
| Parkcentral Capital Management L P |
Institution |
-20.05 % |
2008-11-05 |
116,200 |
$140,602 |
$-178,948 |
-56.00 % |
Sold Some |
-23,500 |
-16.82 % |
$36,190 |
| Deprince Race And Zollo Inc |
Institution |
-28.57 % |
2008-11-05 |
None |
- |
- |
- % |
Sold All |
-515,167 |
-100.00 % |
$793,357 |
| Linsco Private Ledger Corp |
Institution |
-25.60 % |
2008-11-04 |
15,746 |
$19,053 |
$-24,721 |
-56.47 % |
Added More |
1,744 |
12.45 % |
$-2,738 |
| Ferris Baker Watts Incorporated |
Institution |
-25.51 % |
2008-11-04 |
17,300 |
$20,933 |
$-27,161 |
-56.47 % |
No Change |
0 |
0 % |
- |
| Putnam Fl Investment Management Co |
Institution |
-21.50 % |
2008-11-03 |
445,104 |
$538,576 |
$-765,579 |
-58.70 % |
Sold Some |
-321,642 |
-41.94 % |
$553,224 |
| Argent Capital Management Llc |
Institution |
-23.36 % |
2008-11-03 |
116,725 |
$141,237 |
$-200,767 |
-58.70 % |
Added More |
56,400 |
93.49 % |
$-97,008 |
| Macnealy Hoover Investment Management Inc |
Institution |
-15.01 % |
2008-10-31 |
14,500 |
$17,545 |
$-22,910 |
-56.63 % |
New Holding |
14,500 |
100.00 % |
$-22,910 |
| Transportation Portfolio (Fidelity Select Portfolios) |
Specialty & Misc |
-24.00 % |
2008-10-31 |
47,500 |
$57,475 |
$-75,050 |
-56.63 % |
Added More |
8,600 |
22.10 % |
$-13,588 |
| Blackrock Advisors Llc |
Institution |
-22.26 % |
2008-10-30 |
None |
- |
- |
- % |
Sold All |
-426,400 |
-100.00 % |
$716,352 |
| Wealth Advisors Of Cincinnati Llc |
Institution |
-21.44 % |
2008-10-30 |
44 |
$53 |
$-74 |
-58.13 % |
No Change |
0 |
0 % |
- |
| Blackrock Inc |
Institution |
-25.35 % |
2008-10-30 |
3,400 |
$4,114 |
$-5,712 |
-58.13 % |
Sold Some |
-762,200 |
-99.55 % |
$1,280,496 |
| Balanced Fund (Fidelity Advisor Series I) |
Mixed-Asset Target Al ... |
-21.75 % |
2008-10-30 |
106,000 |
$128,260 |
$-178,080 |
-58.13 % |
No Compare |
- |
- % |
- |
| Private Trust Co Na |
Institution |
-19.06 % |
2008-10-30 |
52 |
$63 |
$-87 |
-58.13 % |
No Change |
0 |
0 % |
- |
| Parametric Portfolio Associates |
Institution |
-18.59 % |
2008-10-28 |
None |
- |
- |
- % |
Sold All |
-56,529 |
-100.00 % |
$84,228 |
| Oxford Asset Management |
Institution |
-19.94 % |
2008-10-28 |
20,000 |
$24,200 |
$-29,800 |
-55.18 % |
Added More |
3,371 |
20.27 % |
$-5,023 |
| First Manhattan Co |
Institution |
-17.49 % |
2008-10-23 |
21,000 |
$25,410 |
$-38,850 |
-60.45 % |
No Change |
0 |
0 % |
- |
| Glickenhaus And Co |
Institution |
-28.83 % |
2008-10-23 |
3,462,028 |
$4,189,054 |
$-6,404,752 |
-60.45 % |
Added More |
116,244 |
3.47 % |
$-215,051 |
| Harris Financial Corp |
Institution |
-29.09 % |
2008-10-07 |
18,500 |
$22,385 |
$-49,580 |
-68.89 % |
Sold Some |
-59 |
-0.31 % |
$158 |
| Schwab Technology Fund (Schwab Capital Trust) |
Science & Tech |
-35.97 % |
2008-09-24 |
9,800 |
$11,858 |
$-53,508 |
-81.85 % |
No Compare |
- |
- % |
- |
| Oppenheimer Select Value Fund (Oppenheimer Select Value Fund) |
Multi-Cap Value |
-41.66 % |
2008-09-24 |
419,087 |
$507,095 |
$-2,288,215 |
-81.85 % |
New Holding |
419,087 |
100.00 % |
$-2,288,215 |
| Global Opportunities Fund (Hancock John Investment Trust Ma) |
Global Flex Port |
-29.95 % |
2008-09-08 |
None |
- |
- |
- % |
Sold All |
-74,082 |
-100.00 % |
$517,833 |
| Small Cap Growth Fund (Penn Series Funds Inc) |
Small-Cap Growth |
-48.30 % |
2008-09-05 |
None |
- |
- |
- % |
Sold All |
-140,000 |
-100.00 % |
$1,012,200 |
| Occ Value (Allianz Funds) |
Large-Cap Value |
-41.19 % |
2008-09-04 |
739,200 |
$894,432 |
$-5,447,904 |
-85.89 % |
Added More |
557,900 |
307.72 % |
$-4,111,723 |
| Azl Occ Opportunity Fund (Allianz Variable Insurance Products Trust) |
Specialty & Misc |
-51.15 % |
2008-09-04 |
159,500 |
$192,995 |
$-1,175,515 |
-85.89 % |
No Compare |
- |
- % |
- |
| Ameritas Small Company Equity Portfolio (Calvert Variable Series Inc) |
Small-Cap Core |
-44.16 % |
2008-09-04 |
20,900 |
$25,289 |
$-154,033 |
-85.89 % |
No Compare |
- |
- % |
- |
| Blackrock Global Resources Portfolio (Blackrock Funds) |
Natural Resources |
-65.02 % |
2008-09-02 |
418,700 |
$506,627 |
$-3,667,812 |
-87.86 % |
New Holding |
418,700 |
100.00 % |
$-3,667,812 |
| Icon Industrials Fund (Icon Funds) |
Specialty & Misc |
-51.96 % |
2008-08-25 |
100,000 |
$121,000 |
$-877,000 |
-87.87 % |
No Compare |
- |
- % |
- |
| Icon Bond Fund (Icon Funds) |
Specialty & Misc |
-41.36 % |
2008-08-25 |
115,000 |
$139,150 |
$-1,008,550 |
-87.87 % |
No Change |
0 |
0 % |
- |
| Icon Equity Income Fund (Icon Funds) |
Equity Income |
-42.14 % |
2008-08-25 |
43,900 |
$53,119 |
$-385,003 |
-87.87 % |
No Compare |
- |
- % |
- |
| Ridgecrest Investment Management Llc |
Institution |
-57.46 % |
2008-08-18 |
65,000 |
$78,650 |
$-548,600 |
-87.46 % |
New Holding |
65,000 |
100.00 % |
$-548,600 |