| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Royal Bank Of Canada | Institution | 165 | No Change | 0 | 0 % | $1,063 | $1,129 | $66 | 6.21 % | $0 | | | | | | News Article | History of Royal Bank Of Canada Ownership Of Nomura Holdings Inc |
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | | Sold All | -11,124 | -100 % | | | | 0.73 % | $-556 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Nomura Holdings Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 200,831 | Sold Some | -750 | -0.37 % | $1,383,726 | $1,373,684 | $-10,042 | -0.72 % | $38 | | | | | | News Article | History of Amvescap Plc Ownership Of Nomura Holdings Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 46,602 | Added More | 237 | 0.51 % | $321,088 | $318,758 | $-2,330 | -0.72 % | $-12 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Nomura Holdings Inc |
| 2009-11-17 | 2009-09-30 | N-Q | Lincoln National Aggressive Growth Fund Inc - Lvip Ssga International Index Fund | No Data | 46,300 | New Holding | 46,300 | 100 % | $319,007 | $316,692 | $-2,315 | -0.72 % | $-2,315 | | | | | | News Article | History of Lincoln National Aggressive Growth Fund Inc - Lvip Ssga International Index Fund Ownership Of Nomura Holdings Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 169,429 | Sold Some | -1,140 | -0.66 % | $1,167,366 | $1,158,894 | $-8,471 | -0.72 % | $57 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Nomura Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Aic Ltd | Institution | 81,000 | Sold Some | -15,000 | -15.62 % | $568,620 | $554,040 | $-14,580 | -2.56 % | $2,700 | | | | | | News Article | History of Aic Ltd Ownership Of Nomura Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Aletheia Research And Management Inc | Institution | 86,384 | Added More | 8,394 | 10.76 % | $606,416 | $590,867 | $-15,549 | -2.56 % | $-1,511 | | | | | | News Article | History of Aletheia Research And Management Inc Ownership Of Nomura Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Concert Wealth Management Inc | No Data | 750 | Sold Some | -415 | -35.62 % | $5,265 | $5,130 | $-135 | -2.56 % | $75 | | | | | | News Article | History of Concert Wealth Management Inc Ownership Of Nomura Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fidelity International Ltd | Institution | | Sold All | -2,066,000 | -100 % | | | | -2.56 % | $371,880 | | | | | | News Article | History of Fidelity International Ltd Ownership Of Nomura Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | Institution | 4,475 | Added More | 172 | 3.99 % | $31,415 | $30,609 | $-806 | -2.56 % | $-31 | | | | | | News Article | History of Fifth Third Bancorp Ownership Of Nomura Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 614,115 | Sold Some | -3,330,485 | -84.43 % | $4,311,087 | $4,200,547 | $-110,541 | -2.56 % | $599,487 | | | | | | News Article | History of Fmr Corp Ownership Of Nomura Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Gni Capital Inc | No Data | 80,000 | New Holding | 80,000 | 100 % | $561,600 | $547,200 | $-14,400 | -2.56 % | $-14,400 | | | | | | News Article | History of Gni Capital Inc Ownership Of Nomura Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Mackenzie Financial Corp | Institution | 19,400 | Added More | 1,100 | 6.01 % | $136,188 | $132,696 | $-3,492 | -2.56 % | $-198 | | | | | | News Article | History of Mackenzie Financial Corp Ownership Of Nomura Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | 1,432,654 | New Holding | 1,432,654 | 100 % | $10,057,231 | $9,799,353 | $-257,878 | -2.56 % | $-257,878 | | | | | | News Article | History of Millennium Management Llc Ownership Of Nomura Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 406,026 | Added More | 326,102 | 408.01 % | $2,850,303 | $2,777,218 | $-73,085 | -2.56 % | $-58,698 | | | | | | News Article | History of Morgan Stanley Ownership Of Nomura Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | New York State Teachers Retirement System | Institution | 159,200 | New Holding | 159,200 | 100 % | $1,117,584 | $1,088,928 | $-28,656 | -2.56 % | $-28,656 | | | | | | News Article | History of New York State Teachers Retirement System Ownership Of Nomura Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 666,199 | Sold Some | -9,876 | -1.46 % | $4,676,717 | $4,556,801 | $-119,916 | -2.56 % | $1,778 | | | | | | News Article | History of Northern Trust Corp Ownership Of Nomura Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Rafferty Asset Management Llc | Institution | 42,320 | Added More | 11,846 | 38.87 % | $297,086 | $289,469 | $-7,618 | -2.56 % | $-2,132 | | | | | | News Article | History of Rafferty Asset Management Llc Ownership Of Nomura Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Rbc Dominion Securities Inc | Institution | 1,340 | Sold Some | -7,258 | -84.41 % | $9,407 | $9,166 | $-241 | -2.56 % | $1,306 | | | | | | News Article | History of Rbc Dominion Securities Inc Ownership Of Nomura Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Sac Capital Advisors Lp | No Data | 30,810 | New Holding | 30,810 | 100 % | $216,286 | $210,740 | $-5,546 | -2.56 % | $-5,546 | | | | | | News Article | History of Sac Capital Advisors Lp Ownership Of Nomura Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 317,225 | Added More | 290,842 | 1102.38 % | $2,226,920 | $2,169,819 | $-57,101 | -2.56 % | $-52,352 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Nomura Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ubs Global Asset Management Americas Inc | Institution | 1,514,621 | Sold Some | -150,620 | -9.04 % | $10,632,639 | $10,360,008 | $-272,632 | -2.56 % | $27,112 | | | | | | News Article | History of Ubs Global Asset Management Americas Inc Ownership Of Nomura Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 45,273 | Added More | 9,862 | 27.85 % | $317,816 | $309,667 | $-8,149 | -2.56 % | $-1,775 | | | | | | News Article | History of Us Bancorp De Ownership Of Nomura Holdings Inc |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | 14,033 | Sold Some | -9,623 | -40.67 % | $98,512 | $95,986 | $-2,526 | -2.56 % | $1,732 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Nomura Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 8,619 | Sold Some | -353 | -3.93 % | $60,505 | $58,954 | $-1,551 | -2.56 % | $64 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Nomura Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Atlanta Capital Management Co L L C | Institution | 6,000 | No Change | 0 | 0 % | $42,120 | $41,040 | $-1,080 | -2.56 % | $0 | | | | | | News Article | History of Atlanta Capital Management Co L L C Ownership Of Nomura Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | | Sold All | -490 | -100 % | | | | -2.56 % | $88 | | | | | | News Article | History of Axa Ownership Of Nomura Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 716,500 | Added More | 317,400 | 79.52 % | $5,029,830 | $4,900,860 | $-128,970 | -2.56 % | $-57,132 | | | | | | News Article | History of Barclays Plc Ownership Of Nomura Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Capital One Financial Corp | Institution | 1,526 | Sold Some | -1,160 | -43.18 % | $10,713 | $10,438 | $-275 | -2.56 % | $209 | | | | | | News Article | History of Capital One Financial Corp Ownership Of Nomura Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Clearbridge Advisors Llc | Institution | 1,230,021 | Added More | 67,167 | 5.77 % | $8,634,747 | $8,413,344 | $-221,404 | -2.56 % | $-12,090 | | | | | | News Article | History of Clearbridge Advisors Llc Ownership Of Nomura Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Cooperman Leon G | Institution | 500,000 | New Holding | 500,000 | 100 % | $3,510,000 | $3,420,000 | $-90,000 | -2.56 % | $-90,000 | | | | | | News Article | History of Cooperman Leon G Ownership Of Nomura Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Dekabank Deutsche Girozentrale | No Data | 12,500 | New Holding | 12,500 | 100 % | $87,750 | $85,500 | $-2,250 | -2.56 % | $-2,250 | | | | | | News Article | History of Dekabank Deutsche Girozentrale Ownership Of Nomura Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Del Mar Asset Management Lp | Institution | 35,000 | New Holding | 35,000 | 100 % | $245,700 | $239,400 | $-6,300 | -2.56 % | $-6,300 | | | | | | News Article | History of Del Mar Asset Management Lp Ownership Of Nomura Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 52,421 | Added More | 34,838 | 198.13 % | $367,995 | $358,560 | $-9,436 | -2.56 % | $-6,271 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Nomura Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Keybank National Association | Institution | 17,945 | Added More | 5,297 | 41.88 % | $125,974 | $122,744 | $-3,230 | -2.56 % | $-953 | | | | | | News Article | History of Keybank National Association Ownership Of Nomura Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Managed Account Advisors Llc | Institution | 944,213 | Added More | 403,856 | 74.73 % | $6,628,375 | $6,458,417 | $-169,958 | -2.56 % | $-72,694 | | | | | | News Article | History of Managed Account Advisors Llc Ownership Of Nomura Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mutuals Advisors Inc | Institution | 80,000 | New Holding | 80,000 | 100 % | $561,600 | $547,200 | $-14,400 | -2.56 % | $-14,400 | | | | | | News Article | History of Mutuals Advisors Inc Ownership Of Nomura Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Neuberger Berman Group Llc | No Data | | Sold All | -10,461 | -100 % | | | | -2.56 % | $1,883 | | | | | | News Article | History of Neuberger Berman Group Llc Ownership Of Nomura Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Paradigm Asset Management Co Llc | Institution | 12,150 | No Change | 0 | 0 % | $85,293 | $83,106 | $-2,187 | -2.56 % | $0 | | | | | | News Article | History of Paradigm Asset Management Co Llc Ownership Of Nomura Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | 183,152 | Added More | 177,958 | 3426.22 % | $1,285,727 | $1,252,760 | $-32,967 | -2.56 % | $-32,032 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Nomura Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 237 | Added More | 76 | 47.20 % | $1,664 | $1,621 | $-43 | -2.56 % | $-14 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Nomura Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 1,193,500 | Added More | 685,000 | 134.70 % | $8,378,370 | $8,163,540 | $-214,830 | -2.56 % | $-123,300 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Nomura Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Toronto Dominion Bank | Institution | 145 | No Change | 0 | 0 % | $1,018 | $992 | $-26 | -2.56 % | $0 | | | | | | News Article | History of Toronto Dominion Bank Ownership Of Nomura Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 18,818 | Sold Some | -184 | -0.96 % | $131,538 | $128,715 | $-2,823 | -2.14 % | $28 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Nomura Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson D A And Co | Institution | 1,845 | Added More | 770 | 71.62 % | $12,897 | $12,620 | $-277 | -2.14 % | $-116 | | | | | | News Article | History of Davidson D A And Co Ownership Of Nomura Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson Investment Advisors | Institution | 1,845 | New Holding | 1,845 | 100 % | $12,897 | $12,620 | $-277 | -2.14 % | $-277 | | | | | | News Article | History of Davidson Investment Advisors Ownership Of Nomura Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Johnson Asset Management Inc | Institution | 1,453 | Sold Some | -146,352 | -99.01 % | $10,156 | $9,939 | $-218 | -2.14 % | $21,953 | | | | | | News Article | History of Johnson Asset Management Inc Ownership Of Nomura Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 634,649 | Added More | 578,092 | 1022.14 % | $4,436,197 | $4,340,999 | $-95,197 | -2.14 % | $-86,714 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Nomura Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Placemark Investments Inc | Institution | 57,133 | Sold Some | -1,411 | -2.41 % | $399,360 | $390,790 | $-8,570 | -2.14 % | $212 | | | | | | News Article | History of Placemark Investments Inc Ownership Of Nomura Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Qa3 Financial Llc | No Data | 88 | No Change | 0 | 0 % | $615 | $602 | $-13 | -2.14 % | $0 | | | | | | News Article | History of Qa3 Financial Llc Ownership Of Nomura Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Santa Barbara Asset Management | Institution | 5,060 | Added More | 2,625 | 107.80 % | $35,369 | $34,610 | $-759 | -2.14 % | $-394 | | | | | | News Article | History of Santa Barbara Asset Management Ownership Of Nomura Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Santa Fe Partners Llc | Institution | 15,864 | New Holding | 15,864 | 100 % | $110,889 | $108,510 | $-2,380 | -2.14 % | $-2,380 | | | | | | News Article | History of Santa Fe Partners Llc Ownership Of Nomura Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 86,636 | Added More | 59,480 | 219.03 % | $605,586 | $592,590 | $-12,995 | -2.14 % | $-8,922 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Nomura Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tewksbury Capital Management Ltd | Institution | 11,181 | New Holding | 11,181 | 100 % | $78,155 | $76,478 | $-1,677 | -2.14 % | $-1,677 | | | | | | News Article | History of Tewksbury Capital Management Ltd Ownership Of Nomura Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Veritable L P | Institution | 13,281 | New Holding | 13,281 | 100 % | $92,834 | $90,842 | $-1,992 | -2.14 % | $-1,992 | | | | | | News Article | History of Veritable L P Ownership Of Nomura Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Wealth Advisors Of Cincinnati Llc | Institution | | Sold All | -125 | -100 % | | | | -2.14 % | $19 | | | | | | News Article | History of Wealth Advisors Of Cincinnati Llc Ownership Of Nomura Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Wm Advisors Inc | Institution | 11,000 | No Change | 0 | 0 % | $76,890 | $75,240 | $-1,650 | -2.14 % | $0 | | | | | | News Article | History of Wm Advisors Inc Ownership Of Nomura Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | World Asset Management Inc | Institution | 364,842 | No Change | 0 | 0 % | $2,550,246 | $2,495,519 | $-54,726 | -2.14 % | $0 | | | | | | News Article | History of World Asset Management Inc Ownership Of Nomura Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Aperio Group Llc | Institution | 109,058 | Sold Some | -8,167 | -6.96 % | $779,765 | $745,957 | $-33,808 | -4.33 % | $2,532 | | | | | | News Article | History of Aperio Group Llc Ownership Of Nomura Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 386,825 | Sold Some | -125,561 | -24.50 % | $2,765,799 | $2,645,883 | $-119,916 | -4.33 % | $38,924 | | | | | | News Article | History of Citigroup Inc Ownership Of Nomura Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 410,542 | Added More | 67,780 | 19.77 % | $2,935,375 | $2,808,107 | $-127,268 | -4.33 % | $-21,012 | | | | | | News Article | History of Comerica Bank Ownership Of Nomura Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Glenmede Trust Co Na | Institution | | Sold All | -4,607 | -100 % | | | | -4.33 % | $1,428 | | | | | | News Article | History of Glenmede Trust Co Na Ownership Of Nomura Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 2,598,822 | Added More | 1,323,891 | 103.84 % | $18,581,577 | $17,775,942 | $-805,635 | -4.33 % | $-410,406 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Nomura Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Pax World Management Corp | Institution | | Sold All | -250,000 | -100 % | | | | -4.33 % | $77,500 | | | | | | News Article | History of Pax World Management Corp Ownership Of Nomura Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Platte River Capital Llc | Institution | | Sold All | -10,000 | -100 % | | | | -4.33 % | $3,100 | | | | | | News Article | History of Platte River Capital Llc Ownership Of Nomura Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Tesseract Capital Llc | No Data | | Sold All | -6,733 | -100 % | | | | -4.33 % | $2,087 | | | | | | News Article | History of Tesseract Capital Llc Ownership Of Nomura Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 1,468,550 | Sold Some | -25,482 | -1.70 % | $10,500,133 | $10,044,882 | $-455,251 | -4.33 % | $7,899 | | | | | | News Article | History of Ubs Ag Ownership Of Nomura Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Wetherby Asset Management Inc | Institution | 22,688 | Added More | 3,288 | 16.94 % | $162,219 | $155,186 | $-7,033 | -4.33 % | $-1,019 | | | | | | News Article | History of Wetherby Asset Management Inc Ownership Of Nomura Holdings Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Hansberger Global Investors Inc | Institution | 22,035 | No Change | 0 | 0 % | $155,347 | $150,719 | $-4,627 | -2.97 % | $0 | | | | | | News Article | History of Hansberger Global Investors Inc Ownership Of Nomura Holdings Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Kayne Anderson Rudnick Investment Management Llc | Institution | 36,903 | Added More | 215 | 0.58 % | $260,166 | $252,417 | $-7,750 | -2.97 % | $-45 | | | | | | News Article | History of Kayne Anderson Rudnick Investment Management Llc Ownership Of Nomura Holdings Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Lazard Asset Management Llc | Institution | 332,600 | Sold Some | -170 | -0.05 % | $2,344,830 | $2,274,984 | $-69,846 | -2.97 % | $36 | | | | | | News Article | History of Lazard Asset Management Llc Ownership Of Nomura Holdings Inc |
| 2009-11-09 | 2009-08-31 | N-CSR | Ishares Inc - Msci Australia | Specialty & Misc | | Sold All | -6,643,000 | -100 % | | | | -2.97 % | $1,395,030 | | | | | | News Article | History of Ishares Inc - Msci Australia Ownership Of Nomura Holdings Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Harding Loevner Management L P | Institution | 1,299,336 | Added More | 31,478 | 2.48 % | $9,147,325 | $8,887,458 | $-259,867 | -2.84 % | $-6,296 | | | | | | News Article | History of Harding Loevner Management L P Ownership Of Nomura Holdings Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Mclean Budden Ltd | Institution | | Sold All | -91,400 | -100 % | | | | -2.84 % | $18,280 | | | | | | News Article | History of Mclean Budden Ltd Ownership Of Nomura Holdings Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 2,679 | Sold Some | -15,912 | -85.58 % | $18,860 | $18,324 | $-536 | -2.84 % | $3,182 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Nomura Holdings Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 110 | New Holding | 110 | 100 % | $774 | $752 | $-22 | -2.84 % | $-22 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Nomura Holdings Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Bank Of Hawaii | Institution | 175 | No Change | 0 | 0 % | $1,244 | $1,197 | $-47 | -3.79 % | $0 | | | | | | News Article | History of Bank Of Hawaii Ownership Of Nomura Holdings Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Campbell And Co Investment Adviser Llc | Institution | 29,648 | Sold Some | -4,857 | -14.07 % | $210,797 | $202,792 | $-8,005 | -3.79 % | $1,311 | | | | | | News Article | History of Campbell And Co Investment Adviser Llc Ownership Of Nomura Holdings Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 3,226 | Sold Some | -291 | -8.27 % | $22,937 | $22,066 | $-871 | -3.79 % | $79 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of Nomura Holdings Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 534,815 | Added More | 195,897 | 57.80 % | $3,802,535 | $3,658,135 | $-144,400 | -3.79 % | $-52,892 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Nomura Holdings Inc |
| 2009-11-05 | 2009-08-31 | N-CSRS | John Hancock Funds Iii - International Allocation Portfolio | Global Flex Port | 267,600 | New Holding | 267,600 | 100 % | $1,902,636 | $1,830,384 | $-72,252 | -3.79 % | $-72,252 | | | | | | News Article | History of John Hancock Funds Iii - International Allocation Portfolio Ownership Of Nomura Holdings Inc |
| 2009-11-04 | 2009-08-31 | N-CSRS | Gmo Trust - Gmo Flexible Equities Fund | No Data | | Sold All | -95,900 | -100 % | | | | -3.25 % | $22,057 | | | | | | News Article | History of Gmo Trust - Gmo Flexible Equities Fund Ownership Of Nomura Holdings Inc |
| 2009-11-04 | 2009-08-31 | N-CSRS | Gmo Trust - Gmo Foreign Fund | Specialty & Misc | | Sold All | -1,073,200 | -100 % | | | | -3.25 % | $246,836 | | | | | | News Article | History of Gmo Trust - Gmo Foreign Fund Ownership Of Nomura Holdings Inc |
| 2009-11-04 | 2009-08-31 | N-CSR | Ssga Funds - Ssga International Stock Selection Fund | International Multi-Cap Core | 1,181,300 | New Holding | 1,181,300 | 100 % | $8,351,791 | $8,080,092 | $-271,699 | -3.25 % | $-271,699 | | | | | | News Article | History of Ssga Funds - Ssga International Stock Selection Fund Ownership Of Nomura Holdings Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Ixis Asset Management Advisors L P | Institution | 679,391 | Added More | 31,428 | 4.85 % | $4,844,058 | $4,647,034 | $-197,023 | -4.06 % | $-9,114 | | | | | | News Article | History of Ixis Asset Management Advisors L P Ownership Of Nomura Holdings Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | M And T Bank Corp | Institution | 147 | No Change | 0 | 0 % | $1,048 | $1,005 | $-43 | -4.06 % | $0 | | | | | | News Article | History of M And T Bank Corp Ownership Of Nomura Holdings Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | 101,430 | Added More | 29,695 | 41.39 % | $723,196 | $693,781 | $-29,415 | -4.06 % | $-8,612 | | | | | | News Article | History of Prudential Financial Inc Ownership Of Nomura Holdings Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Rmb Capital Management Llc | Institution | | Sold All | -106 | -100 % | | | | -4.06 % | $31 | | | | | | News Article | History of Rmb Capital Management Llc Ownership Of Nomura Holdings Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | First New York Securities Llc | Institution | 256,572 | Added More | 181,572 | 242.09 % | $1,819,095 | $1,754,952 | $-64,143 | -3.52 % | $-45,393 | | | | | | News Article | History of First New York Securities Llc Ownership Of Nomura Holdings Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ghp Investment Advisors Inc | Institution | | Sold All | -140 | -100 % | | | | -3.52 % | $35 | | | | | | News Article | History of Ghp Investment Advisors Inc Ownership Of Nomura Holdings Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Lpl Financial Corp | Institution | 19,928 | New Holding | 19,928 | 100 % | $141,290 | $136,308 | $-4,982 | -3.52 % | $-4,982 | | | | | | News Article | History of Lpl Financial Corp Ownership Of Nomura Holdings Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Oechsle International Advisors Llc | Institution | 405,817 | Added More | 529 | 0.13 % | $2,877,243 | $2,775,788 | $-101,454 | -3.52 % | $-132 | | | | | | News Article | History of Oechsle International Advisors Llc Ownership Of Nomura Holdings Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Connable Office Inc | Institution | | Sold All | -10,572 | -100 % | | | | -2.56 % | $1,903 | | | | | | News Article | History of Connable Office Inc Ownership Of Nomura Holdings Inc |
| 2009-10-30 | 2009-09-30 | N-Q | Forum Funds - Shaker Fund | Specialty & Misc | | Sold All | -35,500 | -100 % | | | | -2.56 % | $6,390 | | | | | | News Article | History of Forum Funds - Shaker Fund Ownership Of Nomura Holdings Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Mainstream Investment Advisers Llc | Institution | 130,848 | New Holding | 130,848 | 100 % | $918,553 | $895,000 | $-23,553 | -2.56 % | $-23,553 | | | | | | News Article | History of Mainstream Investment Advisers Llc Ownership Of Nomura Holdings Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Advisor Series I - Balanced Fund | Mixed-Asset Target Allocation Moderate | 59,000 | New Holding | 59,000 | 100 % | $414,180 | $403,560 | $-10,620 | -2.56 % | $-10,620 | | | | | | News Article | History of Fidelity Advisor Series I - Balanced Fund Ownership Of Nomura Holdings Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Mt Vernon Street Trust - Fidelity Growth Company Fund | Multi-Cap Growth | | Sold All | -6,199,300 | -100 % | | | | -2.56 % | $1,115,874 | | | | | | News Article | History of Fidelity Mt Vernon Street Trust - Fidelity Growth Company Fund Ownership Of Nomura Holdings Inc |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund - Vanguard International Growth Fund | International Large-Cap Core | 9,194,200 | Added More | 1,269,700 | 16.02 % | $64,543,284 | $62,888,328 | $-1,654,956 | -2.56 % | $-228,546 | | | | | | News Article | History of Vanguard World Fund - Vanguard International Growth Fund Ownership Of Nomura Holdings Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 636,289 | Added More | 272,861 | 75.07 % | $4,606,732 | $4,352,217 | $-254,516 | -5.52 % | $-109,144 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Nomura Holdings Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Forum Funds - Shaker Fund | Specialty & Misc | 35,500 | New Holding | 35,500 | 100 % | $257,020 | $242,820 | $-14,200 | -5.52 % | $-14,200 | | | | | | News Article | History of Forum Funds - Shaker Fund Ownership Of Nomura Holdings Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - International Equities Fund | International Multi-Cap Core | 227,700 | New Holding | 227,700 | 100 % | $1,648,548 | $1,557,468 | $-91,080 | -5.52 % | $-91,080 | | | | | | News Article | History of Valic Co I - International Equities Fund Ownership Of Nomura Holdings Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Social Awareness Fund | Mixed-Asset Target Allocation Growth | 59,000 | New Holding | 59,000 | 100 % | $427,160 | $403,560 | $-23,600 | -5.52 % | $-23,600 | | | | | | News Article | History of Valic Co I - Social Awareness Fund Ownership Of Nomura Holdings Inc |
| 2009-10-28 | 2009-08-31 | N-Q | American Century World Mutual Funds Inc - International Value Fund | International Multi-Cap Core | | Sold All | -17,600 | -100 % | | | | -3.25 % | $4,048 | | | | | | News Article | History of American Century World Mutual Funds Inc - International Value Fund Ownership Of Nomura Holdings Inc |
| 2009-10-28 | 2009-08-31 | N-CSRS | Fidelity Concord Street Trust - Spartan International Index Fund | Global Flex Port | 1,690,447 | Added More | 98,800 | 6.20 % | $11,951,460 | $11,562,657 | $-388,803 | -3.25 % | $-22,724 | | | | | | News Article | History of Fidelity Concord Street Trust - Spartan International Index Fund Ownership Of Nomura Holdings Inc |
| 2009-10-26 | 2009-09-30 | 13F-HR | Schroder Investment Management Group | Institution | 6,582 | Added More | 3,200 | 94.61 % | $46,074 | $45,021 | $-1,053 | -2.28 % | $-512 | | | | | | News Article | History of Schroder Investment Management Group Ownership Of Nomura Holdings Inc |
| 2009-10-26 | 2009-09-30 | 13F-HR | Smith Asset Management Group Lp | Institution | 430 | New Holding | 430 | 100 % | $3,010 | $2,941 | $-69 | -2.28 % | $-69 | | | | | | News Article | History of Smith Asset Management Group Lp Ownership Of Nomura Holdings Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Allianz Funds Multi-Strategy Trust - Nacm International Growth Fund | No Data | 8,100 | Added More | 1,100 | 15.71 % | $56,700 | $55,404 | $-1,296 | -2.28 % | $-176 | | | | | | News Article | History of Allianz Funds Multi-Strategy Trust - Nacm International Growth Fund Ownership Of Nomura Holdings Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange-Traded Fund Trust 2 - Claymoreclear Global Exchanges Brokers Asset Managers | Global Flex Port | 17,700 | Sold Some | -1,100 | -5.85 % | $123,900 | $121,068 | $-2,832 | -2.28 % | $176 | | | | | | News Article | History of Claymore Exchange-Traded Fund Trust 2 - Claymoreclear Global Exchanges Brokers Asset Managers Ownership Of Nomura Holdings Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange-Traded Fund Trust 2 - Claymorezacks Country Rotation Etf | Specialty & Misc | 4,900 | Sold Some | -900 | -15.51 % | $34,300 | $33,516 | $-784 | -2.28 % | $144 | | | | | | News Article | History of Claymore Exchange-Traded Fund Trust 2 - Claymorezacks Country Rotation Etf Ownership Of Nomura Holdings Inc |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 8,972 | Sold Some | -645 | -6.70 % | $62,804 | $61,368 | $-1,436 | -2.28 % | $103 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Nomura Holdings Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Pinnacle Associates Ltd | Institution | 52,690 | New Holding | 52,690 | 100 % | $367,776 | $360,400 | $-7,377 | -2.00 % | $-7,377 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Nomura Holdings Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Rbc Bank Usa Trust Department | No Data | 4,545 | Added More | 1,035 | 29.48 % | $31,724 | $31,088 | $-636 | -2.00 % | $-145 | | | | | | News Article | History of Rbc Bank Usa Trust Department Ownership Of Nomura Holdings Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Veredus Asset Management Llc | Institution | 433,509 | Added More | 99,989 | 29.97 % | $3,025,893 | $2,965,202 | $-60,691 | -2.00 % | $-13,998 | | | | | | News Article | History of Veredus Asset Management Llc Ownership Of Nomura Holdings Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 1,122,893 | Added More | 416,990 | 59.07 % | $8,208,348 | $7,680,588 | $-527,760 | -6.42 % | $-195,985 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Nomura Holdings Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 1,516,373 | Added More | 85,548 | 5.97 % | $11,175,669 | $10,371,991 | $-803,678 | -7.19 % | $-45,340 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Nomura Holdings Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Fisher Asset Management Llc | Institution | 18,709,371 | Added More | 366,925 | 2.00 % | $137,888,064 | $127,972,098 | $-9,915,967 | -7.19 % | $-194,470 | | | | | | News Article | History of Fisher Asset Management Llc Ownership Of Nomura Holdings Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Iwamoto Kong And Co Inc | Institution | | Sold All | -650 | -100 % | | | | -7.19 % | $345 | | | | | | News Article | History of Iwamoto Kong And Co Inc Ownership Of Nomura Holdings Inc |
| 2009-10-20 | 2009-09-30 | 13F-HR | Teachers Retirement System Of The State Of Kentucky | Institution | 429,000 | Added More | 100,000 | 30.39 % | $3,187,470 | $2,934,360 | $-253,110 | -7.94 % | $-59,000 | | | | | | News Article | History of Teachers Retirement System Of The State Of Kentucky Ownership Of Nomura Holdings Inc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Capstone Asset Management Co | Institution | 118,811 | Added More | 4,610 | 4.03 % | $810,291 | $812,667 | $2,376 | 0.29 % | $92 | | | | | | News Article | History of Capstone Asset Management Co Ownership Of Nomura Holdings Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Harris Financial Corp | Institution | 26,529 | Sold Some | -46 | -0.17 % | $189,152 | $181,458 | $-7,693 | -4.06 % | $13 | | | | | | News Article | History of Harris Financial Corp Ownership Of Nomura Holdings Inc |
| 2009-10-14 | 2009-09-30 | 13F-HR | Independent Portfolio Consultants Inc | No Data | 42,983 | Added More | 430 | 1.01 % | $318,074 | $294,004 | $-24,070 | -7.56 % | $-241 | | | | | | News Article | History of Independent Portfolio Consultants Inc Ownership Of Nomura Holdings Inc |
| 2009-10-07 | 2009-07-31 | N-CSRS | Sunamerica Series Trust - International Diversified Equities Portfolio | Global Flex Port | | Sold All | -92,500 | -100 % | | | | -2.70 % | $17,575 | | | | | | News Article | History of Sunamerica Series Trust - International Diversified Equities Portfolio Ownership Of Nomura Holdings Inc |
| 2009-10-05 | 2009-09-30 | 13F-HR | Bb And T Corp | Institution | 183,912 | Added More | 9,387 | 5.37 % | $1,230,371 | $1,257,958 | $27,587 | 2.24 % | $1,408 | | | | | | News Article | History of Bb And T Corp Ownership Of Nomura Holdings Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Pacific Capital Funds - International Stock Fund | International Multi-Cap Core | 45,700 | Sold Some | -2,700 | -5.57 % | $281,055 | $312,588 | $31,533 | 11.21 % | $-1,863 | | | | | | News Article | History of Pacific Capital Funds - International Stock Fund Ownership Of Nomura Holdings Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Value Fund | Multi-Cap Value | | Sold All | -22,800 | -100 % | | | | 11.21 % | $-15,732 | | | | | | News Article | History of Usaa Mutual Funds Trust - Value Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | American Independence Funds Trust - Fusion Fund | No Data | 20,800 | New Holding | 20,800 | 100 % | $131,456 | $142,272 | $10,816 | 8.22 % | $10,816 | | | | | | News Article | History of American Independence Funds Trust - Fusion Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 486,606 | New Holding | 486,606 | 100 % | $3,075,350 | $3,328,385 | $253,035 | 8.22 % | $253,035 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Sustainability Core 1 Portfolio | No Data | 2,500 | No Compare | | | $15,800 | $17,100 | $1,300 | 8.22 % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Sustainability Core 1 Portfolio Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 7,820 | New Holding | 7,820 | 100 % | $49,422 | $53,489 | $4,066 | 8.22 % | $4,066 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Large Cap International Portfolio | International Large-Cap Core | 254,211 | New Holding | 254,211 | 100 % | $1,606,614 | $1,738,803 | $132,190 | 8.22 % | $132,190 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Large Cap International Portfolio Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dws Advisor Funds - Dws International Equity Fund | Global Flex Port | 17,000 | New Holding | 17,000 | 100 % | $107,440 | $116,280 | $8,840 | 8.22 % | $8,840 | | | | | | News Article | History of Dws Advisor Funds - Dws International Equity Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dws Balanced Fund - Dws Balanced Fund | Flexible Portfolio | 4,000 | No Change | 0 | 0 % | $25,280 | $27,360 | $2,080 | 8.22 % | $0 | | | | | | News Article | History of Dws Balanced Fund - Dws Balanced Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Eclipse Funds Inc - Mainstay 13030 International Fund | Global Flex Port | 40,800 | New Holding | 40,800 | 100 % | $257,856 | $279,072 | $21,216 | 8.22 % | $21,216 | | | | | | News Article | History of Eclipse Funds Inc - Mainstay 13030 International Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Advisor Series Viii - Diversified International Fund | International Multi-Cap Core | 3,982,500 | Sold Some | -4,737,700 | -54.33 % | $25,169,400 | $27,240,300 | $2,070,900 | 8.22 % | $-2,463,604 | | | | | | News Article | History of Fidelity Advisor Series Viii - Diversified International Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Advisor Series Viii - Japan Fund | Japanese | 52,200 | Sold Some | -8,440,800 | -99.38 % | $329,904 | $357,048 | $27,144 | 8.22 % | $-4,389,216 | | | | | | News Article | History of Fidelity Advisor Series Viii - Japan Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Advisor Series Viii - Overseas Fund | International Large-Cap Core | 894,300 | Added More | 204,400 | 29.62 % | $5,651,976 | $6,117,012 | $465,036 | 8.22 % | $106,288 | | | | | | News Article | History of Fidelity Advisor Series Viii - Overseas Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Charles Street Trust - Fidelity Global Balanced Fund | Global Flex Port | 86,000 | Added More | 80,100 | 1357.62 % | $543,520 | $588,240 | $44,720 | 8.22 % | $41,652 | | | | | | News Article | History of Fidelity Charles Street Trust - Fidelity Global Balanced Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Investment Trust - Fidelity Europe Fund | European Region | 11,533,100 | New Holding | 11,533,100 | 100 % | $72,889,192 | $78,886,404 | $5,997,212 | 8.22 % | $5,997,212 | | | | | | News Article | History of Fidelity Investment Trust - Fidelity Europe Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Investment Trust - Fidelity International Discovery Fund | Global Flex Port | 42,673,500 | Added More | 22,746,100 | 114.14 % | $269,696,520 | $291,886,740 | $22,190,220 | 8.22 % | $11,827,972 | | | | | | News Article | History of Fidelity Investment Trust - Fidelity International Discovery Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Investment Trust - Fidelity International Value Fund | Multi-Cap Value | | Sold All | -47,000 | -100 % | | | | 8.22 % | $-24,440 | | | | | | News Article | History of Fidelity Investment Trust - Fidelity International Value Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Investment Trust - Fidelity Japan Fund | Japanese | 1,307,000 | Sold Some | -2,634,900 | -66.84 % | $8,260,240 | $8,939,880 | $679,640 | 8.22 % | $-1,370,148 | | | | | | News Article | History of Fidelity Investment Trust - Fidelity Japan Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Investment Trust - Fidelity Worldwide Fund | Specialty & Misc | 534,500 | Sold Some | -32,400 | -5.71 % | $3,378,040 | $3,655,980 | $277,940 | 8.22 % | $-16,848 | | | | | | News Article | History of Fidelity Investment Trust - Fidelity Worldwide Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | First American Investment Funds Inc - International Fund | International Multi-Cap Core | 546,128 | New Holding | 546,128 | 100 % | $3,451,529 | $3,735,516 | $283,987 | 8.22 % | $283,987 | | | | | | News Article | History of First American Investment Funds Inc - International Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | First American Investment Funds Inc - International Select Fund | International Small-Mid-Cap Growth | 269,695 | Added More | 177,617 | 192.89 % | $1,704,472 | $1,844,714 | $140,241 | 8.22 % | $92,361 | | | | | | News Article | History of First American Investment Funds Inc - International Select Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Heritage Series Trust - International Equity Fund | Global Flex Port | 25,300 | New Holding | 25,300 | 100 % | $159,896 | $173,052 | $13,156 | 8.22 % | $13,156 | | | | | | News Article | History of Heritage Series Trust - International Equity Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust - Jackson Perspective Index 5 Fund | Specialty & Misc | 2,400 | Added More | 600 | 33.33 % | $15,168 | $16,416 | $1,248 | 8.22 % | $312 | | | | | | News Article | History of Jnl Investors Series Trust - Jackson Perspective Index 5 Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Manning And Napier Fund Inc Ny - Technology Series | Science & Tech | 2,300 | New Holding | 2,300 | 100 % | $14,536 | $15,732 | $1,196 | 8.22 % | $1,196 | | | | | | News Article | History of Manning And Napier Fund Inc Ny - Technology Series Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Morgan Stanley International Fund - None | Specialty & Misc | 31,950 | No Change | 0 | 0 % | $201,924 | $218,538 | $16,614 | 8.22 % | $0 | | | | | | News Article | History of Morgan Stanley International Fund - None Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Prudential World Fund Inc - Dryden International Equity Fund | International Multi-Cap Growth | 247,400 | New Holding | 247,400 | 100 % | $1,563,568 | $1,692,216 | $128,648 | 8.22 % | $128,648 | | | | | | News Article | History of Prudential World Fund Inc - Dryden International Equity Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Riversource International Series Inc - Riversource International Opportunity Fund | International Large-Cap Core | 90,800 | New Holding | 90,800 | 100 % | $573,856 | $621,072 | $47,216 | 8.22 % | $47,216 | | | | | | News Article | History of Riversource International Series Inc - Riversource International Opportunity Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Russell Investment Co - Emerging Markets Fund | Emerging Markets | 2,074,448 | Sold Some | -342,700 | -14.17 % | $13,110,511 | $14,189,224 | $1,078,713 | 8.22 % | $-178,204 | | | | | | News Article | History of Russell Investment Co - Emerging Markets Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Schroder Capital Funds - Schroder International Alpha Fund | International Large-Cap Core | 117,600 | Sold Some | -23,600 | -16.71 % | $743,232 | $804,384 | $61,152 | 8.22 % | $-12,272 | | | | | | News Article | History of Schroder Capital Funds - Schroder International Alpha Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Schroder Series Trust - Schroder International Diversified Value Fund | Multi-Cap Value | | Sold All | -141,200 | -100 % | | | | 8.22 % | $-73,424 | | | | | | News Article | History of Schroder Series Trust - Schroder International Diversified Value Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Vanguard International Equity Index Funds - Vanguard Ftse All-World Ex-Us Small-Cap Index Fund | No Data | 1,067,000 | Added More | 401,900 | 60.42 % | $6,743,440 | $7,298,280 | $554,840 | 8.22 % | $208,988 | | | | | | News Article | History of Vanguard International Equity Index Funds - Vanguard Ftse All-World Ex-Us Small-Cap Index Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Vanguard International Equity Index Funds - Vanguard Pacific Stock Index Fund | Pacific Region | 4,398,043 | Sold Some | -1,974,057 | -30.97 % | $27,795,632 | $30,082,614 | $2,286,982 | 8.22 % | $-1,026,510 | | | | | | News Article | History of Vanguard International Equity Index Funds - Vanguard Pacific Stock Index Fund Ownership Of Nomura Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Vanguard International Equity Index Funds - Vanguard Total World Stock Index Fund | No Data | 54,800 | Added More | 9,000 | 19.65 % | $346,336 | $374,832 | $28,496 | 8.22 % | $4,680 | | | | | | News Article | History of Vanguard International Equity Index Funds - Vanguard Total World Stock Index Fund Ownership Of Nomura Holdings Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Jpmorgan Trust I - Jpmorgan Intrepid International Fund | Global Flex Port | 198 | New Holding | 198 | 100 % | $1,216 | $1,354 | $139 | 11.40 % | $139 | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Intrepid International Fund Ownership Of Nomura Holdings Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Jpmorgan Trust Ii - Jpmorgan International Equity Index Fund | Global Flex Port | 173 | New Holding | 173 | 100 % | $1,062 | $1,183 | $121 | 11.40 % | $121 | | | | | | News Article | History of Jpmorgan Trust Ii - Jpmorgan International Equity Index Fund Ownership Of Nomura Holdings Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc - International Fund | International Multi-Cap Core | 7,736,072 | Added More | 497,200 | 6.86 % | $47,499,482 | $52,914,732 | $5,415,250 | 11.40 % | $348,040 | | | | | | News Article | History of Old Westbury Funds Inc - International Fund Ownership Of Nomura Holdings Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange-Traded Fund Trust Ii - Powershares Ftse Rafi Japan Portfolio | Japanese | 16,200 | New Holding | 16,200 | 100 % | $99,468 | $110,808 | $11,340 | 11.40 % | $11,340 | | | | | | News Article | History of Powershares Exchange-Traded Fund Trust Ii - Powershares Ftse Rafi Japan Portfolio Ownership Of Nomura Holdings Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Fundamental International Large Company Index Fund | Large-Cap Core | 47,900 | Added More | 9,700 | 25.39 % | $294,106 | $327,636 | $33,530 | 11.40 % | $6,790 | | | | | | News Article | History of Schwab Capital Trust - Schwab Fundamental International Large Company Index Fund Ownership Of Nomura Holdings Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab International Index Fund | Global Flex Port | 319,000 | Sold Some | -9,000 | -2.74 % | $1,958,660 | $2,181,960 | $223,300 | 11.40 % | $-6,300 | | | | | | News Article | History of Schwab Capital Trust - Schwab International Index Fund Ownership Of Nomura Holdings Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Vanguard Star Funds - Vanguard Developed Markets Index Fund | International Multi-Cap Core | 722,865 | No Compare | | | $4,438,391 | $4,944,397 | $506,006 | 11.40 % | | | | | | | News Article | History of Vanguard Star Funds - Vanguard Developed Markets Index Fund Ownership Of Nomura Holdings Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Vanguard Star Funds - Vanguard Institutional Developed Markets Index Fund | Specialty & Misc | 1,300,992 | No Compare | | | $7,988,091 | $8,898,785 | $910,694 | 11.40 % | | | | | | | News Article | History of Vanguard Star Funds - Vanguard Institutional Developed Markets Index Fund Ownership Of Nomura Holdings Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Vanguard Star Funds - Vanguard Total International Stock Index Fund | International Multi-Cap Core | 4,714,000 | Added More | 83,700 | 1.80 % | $28,943,960 | $32,243,760 | $3,299,800 | 11.40 % | $58,590 | | | | | | News Article | History of Vanguard Star Funds - Vanguard Total International Stock Index Fund Ownership Of Nomura Holdings Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Vanguard Trustees Equity Fund - Vanguard International Value Fund | Multi-Cap Value | 1,271,200 | No Change | 0 | 0 % | $7,805,168 | $8,695,008 | $889,840 | 11.40 % | $0 | | | | | | News Article | History of Vanguard Trustees Equity Fund - Vanguard International Value Fund Ownership Of Nomura Holdings Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Advantage Funds Inc - Global Alpha Fund | Global Flex Port | 6,400 | Sold Some | -900 | -12.32 % | $37,760 | $43,776 | $6,016 | 15.93 % | $-846 | | | | | | News Article | History of Advantage Funds Inc - Global Alpha Fund Ownership Of Nomura Holdings Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust - Direxion Daily Developed Markets Bull 3x Shares | No Data | 34,908 | Added More | 19,083 | 120.58 % | $205,957 | $238,771 | $32,814 | 15.93 % | $17,938 | | | | | | News Article | History of Direxion Shares Etf Trust - Direxion Daily Developed Markets Bull 3x Shares Ownership Of Nomura Holdings Inc |
| 2009-09-24 | 2009-07-31 | N-Q | Dreyfus Index Funds Inc - Dreyfus International Stock Index Fund | International Multi-Cap Core | 134,900 | Added More | 36,000 | 36.40 % | $875,501 | $922,716 | $47,215 | 5.39 % | $12,600 | | | | | | News Article | History of Dreyfus Index Funds Inc - Dreyfus International Stock Index Fund Ownership Of Nomura Holdings Inc |
| 2009-09-24 | 2009-07-31 | N-Q | Nationwide Mutual Funds - Nationwide International Index Fund | Global Flex Port | | Sold All | -292,900 | -100 % | | | | 5.39 % | $-102,515 | | | | | | News Article | History of Nationwide Mutual Funds - Nationwide International Index Fund Ownership Of Nomura Holdings Inc |
| 2009-09-23 | 2009-07-31 | N-Q | Ing Mutual Funds - Ing Foreign Fund | International Multi-Cap Core | 54,700 | New Holding | 54,700 | 100 % | $419,002 | $374,148 | $-44,854 | -10.70 % | $-44,854 | | | | | | News Article | History of Ing Mutual Funds - Ing Foreign Fund Ownership Of Nomura Holdings Inc |
| 2009-09-23 | 2009-07-31 | N-Q | Steward Funds Inc - International Equity Fund | International Large-Cap Value | 32,450 | Added More | 5,420 | 20.05 % | $248,567 | $221,958 | $-26,609 | -10.70 % | $-4,444 | | | | | | News Article | History of Steward Funds Inc - International Equity Fund Ownership Of Nomura Holdings Inc |
| 2009-09-22 | 2009-07-31 | N-Q | Dreyfus Opportunity Funds - Dreyfus Global Sustainability Fund | No Data | 8,000 | New Holding | 8,000 | 100 % | $61,840 | $54,720 | $-7,120 | -11.51 % | $-7,120 | | | | | | News Article | History of Dreyfus Opportunity Funds - Dreyfus Global Sustainability Fund Ownership Of Nomura Holdings Inc |
| 2009-09-21 | 2009-07-31 | N-Q | Harding Loevner Funds Inc - Institutional | No Data | 318,100 | New Holding | 318,100 | 100 % | $2,414,379 | $2,175,804 | $-238,575 | -9.88 % | $-238,575 | | | | | | News Article | History of Harding Loevner Funds Inc - Institutional Ownership Of Nomura Holdings Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 19,002 | Added More | 4,322 | 29.44 % | $156,957 | $129,974 | $-26,983 | -17.19 % | $-6,137 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Nomura Holdings Inc |
| 2009-09-09 | 2009-06-30 | N-CSRS | Johnson Mutual Funds Trust - Johnson International Fund | No Data | | Sold All | -1,070 | -100 % | | | | -16.78 % | $1,477 | | | | | | News Article | History of Johnson Mutual Funds Trust - Johnson International Fund Ownership Of Nomura Holdings Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl International Index Fund | No Data | 20,100 | No Compare | | | $167,433 | $137,484 | $-29,949 | -17.88 % | | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl International Index Fund Ownership Of Nomura Holdings Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Nacm International Fund | Global Flex Port | 5,300 | New Holding | 5,300 | 100 % | $44,149 | $36,252 | $-7,897 | -17.88 % | $-7,897 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Nacm International Fund Ownership Of Nomura Holdings Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Summit Mutual Funds Inc - Eafe International Index Portfolio | Global Flex Port | 21,836 | Added More | 8,384 | 62.32 % | $181,894 | $149,358 | $-32,536 | -17.88 % | $-12,492 | | | | | | News Article | History of Summit Mutual Funds Inc - Eafe International Index Portfolio Ownership Of Nomura Holdings Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein International Portfolio | Global Flex Port | 3,180,700 | New Holding | 3,180,700 | 100 % | $26,145,354 | $21,755,988 | $-4,389,366 | -16.78 % | $-4,389,366 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein International Portfolio Ownership Of Nomura Holdings Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqinternational Growth Portfolio | Multi-Cap Growth | 45,700 | New Holding | 45,700 | 100 % | $375,654 | $312,588 | $-63,066 | -16.78 % | $-63,066 | | | | | | News Article | History of Eq Advisors Trust - Eqinternational Growth Portfolio Ownership Of Nomura Holdings Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqtcw Equity Portfolio | Specialty & Misc | 210,300 | New Holding | 210,300 | 100 % | $1,728,666 | $1,438,452 | $-290,214 | -16.78 % | $-290,214 | | | | | | News Article | History of Eq Advisors Trust - Eqtcw Equity Portfolio Ownership Of Nomura Holdings Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Frontegra Funds Inc - Frontegra New Star International Equity Fund | International Multi-Cap Core | 241,000 | Added More | 84,000 | 53.50 % | $1,981,020 | $1,648,440 | $-332,580 | -16.78 % | $-115,920 | | | | | | News Article | History of Frontegra Funds Inc - Frontegra New Star International Equity Fund Ownership Of Nomura Holdings Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Mma Praxis Mutual Funds - Mma Praxis International Fund | International Multi-Cap Core | 135,200 | New Holding | 135,200 | 100 % | $1,111,344 | $924,768 | $-186,576 | -16.78 % | $-186,576 | | | | | | News Article | History of Mma Praxis Mutual Funds - Mma Praxis International Fund Ownership Of Nomura Holdings Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Morgan Stanley Institutional Fund Inc - Active International Allocation Portfolio | Global Flex Port | 160,900 | Sold Some | -6,100 | -3.65 % | $1,322,598 | $1,100,556 | $-222,042 | -16.78 % | $8,418 | | | | | | News Article | History of Morgan Stanley Institutional Fund Inc - Active International Allocation Portfolio Ownership Of Nomura Holdings Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Variable Insurance Funds - International Portfolio | Global Flex Port | 507,400 | Sold Some | -164,000 | -24.42 % | $4,170,828 | $3,470,616 | $-700,212 | -16.78 % | $226,320 | | | | | | News Article | History of Vanguard Variable Insurance Funds - International Portfolio Ownership Of Nomura Holdings Inc |
| 2009-09-04 | 2009-06-10 | N-CSRS | Jpmorgan Insurance Trust - Jpmorgan Insurance Trust International Equity Portfolio | Global Flex Port | | Sold All | -1,500 | -100 % | | | | -16.78 % | $2,070 | | | | | | News Article | History of Jpmorgan Insurance Trust - Jpmorgan Insurance Trust International Equity Portfolio Ownership Of Nomura Holdings Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Anchor Series Trust - Asset Allocation Portfolio | Specialty & Misc | | Sold All | -11,000 | -100 % | | | | -19.62 % | $18,370 | | | | | | News Article | History of Anchor Series Trust - Asset Allocation Portfolio Ownership Of Nomura Holdings Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Gcg Trust - Ing Van Kampen Global Tactical Asset Allocation Portfolio | No Data | 1,600 | No Change | 0 | 0 % | $13,616 | $10,944 | $-2,672 | -19.62 % | $0 | | | | | | News Article | History of Gcg Trust - Ing Van Kampen Global Tactical Asset Allocation Portfolio Ownership Of Nomura Holdings Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Investors Trust - Ing International Portfolio | Global Flex Port | 296,900 | New Holding | 296,900 | 100 % | $2,526,619 | $2,030,796 | $-495,823 | -19.62 % | $-495,823 | | | | | | News Article | History of Ing Investors Trust - Ing International Portfolio Ownership Of Nomura Holdings Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Variable Portfolios Inc - Ing International Index Portfolio | No Data | 157,800 | Added More | 93,000 | 143.51 % | $1,342,878 | $1,079,352 | $-263,526 | -19.62 % | $-155,310 | | | | | | News Article | History of Ing Variable Portfolios Inc - Ing International Index Portfolio Ownership Of Nomura Holdings Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund - Mml Foreign Fund | Specialty & Misc | | Sold All | -12 | -100 % | | | | -19.62 % | $20 | | | | | | News Article | History of Mml Series Investment Fund - Mml Foreign Fund Ownership Of Nomura Holdings Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Nationwide Variable Insurance Trust - Gartmore Nvit Worldwide Leaders Fund | Specialty & Misc | | Sold All | -61,900 | -100 % | | | | -19.62 % | $103,373 | | | | | | News Article | History of Nationwide Variable Insurance Trust - Gartmore Nvit Worldwide Leaders Fund Ownership Of Nomura Holdings Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - International Large-Cap Portfolio | No Data | 3,500 | New Holding | 3,500 | 100 % | $29,785 | $23,940 | $-5,845 | -19.62 % | $-5,845 | | | | | | News Article | History of Pacific Select Fund - International Large-Cap Portfolio Ownership Of Nomura Holdings Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Usaa Mutual Funds Trust - International Fund | Global Flex Port | | Sold All | -130,800 | -100 % | | | | -19.62 % | $218,436 | | | | | | News Article | History of Usaa Mutual Funds Trust - International Fund Ownership Of Nomura Holdings Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Lkcm Funds - Lkcm International Fund | International Multi-Cap Value | | Sold All | -20,100 | -100 % | | | | -21.01 % | $36,582 | | | | | | News Article | History of Lkcm Funds - Lkcm International Fund Ownership Of Nomura Holdings Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Met Investors Series Trust - Metamerican Growth Portfolio | Multi-Cap Growth | | Sold All | -22,400 | -100 % | | | | -21.01 % | $40,768 | | | | | | News Article | History of Met Investors Series Trust - Metamerican Growth Portfolio Ownership Of Nomura Holdings Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 201,581 | Sold Some | -92,115 | -31.36 % | $1,719,486 | $1,378,814 | $-340,672 | -19.81 % | $155,674 | | | | | | News Article | History of Amvescap Plc Ownership Of Nomura Holdings Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fidelity International Ltd | Institution | 2,066,000 | New Holding | 2,066,000 | 100 % | $17,622,980 | $14,131,440 | $-3,491,540 | -19.81 % | $-3,491,540 | | | | | | News Article | History of Fidelity International Ltd Ownership Of Nomura Holdings Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 3,944,600 | Added More | 1,810,300 | 84.81 % | $33,647,438 | $26,981,064 | $-6,666,374 | -19.81 % | $-3,059,407 | | | | | | News Article | History of Fmr Corp Ownership Of Nomura Holdings Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Hansberger International Series - International Core Fund | Multi-Cap Core | 31,000 | Sold Some | -12,500 | -28.73 % | $264,430 | $212,040 | $-52,390 | -19.81 % | $21,125 | | | | | | News Article | History of Hansberger International Series - International Core Fund Ownership Of Nomura Holdings Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Hansberger International Series - International Value Fund | International Multi-Cap Value | 237,300 | Added More | 2,300 | 0.97 % | $2,024,169 | $1,623,132 | $-401,037 | -19.81 % | $-3,887 | | | | | | News Article | History of Hansberger International Series - International Value Fund Ownership Of Nomura Holdings Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Ixis Advisor Funds Trust I - Hansberger International Fund | Global Flex Port | 53,800 | Sold Some | -1,500 | -2.71 % | $458,914 | $367,992 | $-90,922 | -19.81 % | $2,535 | | | | | | News Article | History of Ixis Advisor Funds Trust I - Hansberger International Fund Ownership Of Nomura Holdings Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Pax World Balanced Fund - Pax World Balanced Fund | Mixed-Asset Target Allocation Growth | 250,000 | No Change | 0 | 0 % | $2,132,500 | $1,710,000 | $-422,500 | -19.81 % | $0 | | | | | | News Article | History of Pax World Balanced Fund - Pax World Balanced Fund Ownership Of Nomura Holdings Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Fidelity Central Investment Portfolios Llc - Fidelity Financials | Specialty & Misc | | Sold All | -621,300 | -100 % | | | | -22.88 % | $1,261,239 | | | | | | News Article | History of Fidelity Central Investment Portfolios Llc - Fidelity Financials Ownership Of Nomura Holdings Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Fidelity Central Investment Portfolios Llc - Fidelity Utilities | Utility | | Sold All | -179,500 | -100 % | | | | -22.88 % | $364,385 | | | | | | News Article | History of Fidelity Central Investment Portfolios Llc - Fidelity Utilities Ownership Of Nomura Holdings Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Streettracks Index Shares Funds - Spdr Japan Etf | Japanese | 71,561 | Added More | 4,800 | 7.18 % | $634,746 | $489,477 | $-145,269 | -22.88 % | $-9,744 | | | | | | News Article | History of Streettracks Index Shares Funds - Spdr Japan Etf Ownership Of Nomura Holdings Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Bond Fund | Specialty & Misc | | Sold All | -45,763 | -100 % | | | | -22.88 % | $92,899 | | | | | | News Article | History of Tiaa Cref Life Fund - Bond Fund Ownership Of Nomura Holdings Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - International Equity Fund | International Multi-Cap Core | | Sold All | -1,600 | -100 % | | | | -22.88 % | $3,248 | | | | | | News Article | History of Tiaa Cref Life Fund - International Equity Fund Ownership Of Nomura Holdings Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Usaa Mutual Funds Trust - Value Fund | Multi-Cap Value | 22,800 | New Holding | 22,800 | 100 % | $202,236 | $155,952 | $-46,284 | -22.88 % | $-46,284 | | | | | | News Article | History of Usaa Mutual Funds Trust - Value Fund Ownership Of Nomura Holdings Inc |
| 2009-08-28 | 2009-06-30 | N-CSR | Allianz Funds - Nacm International | International Multi-Cap Core | 82,600 | New Holding | 82,600 | 100 % | $739,270 | $564,984 | $-174,286 | -23.57 % | $-174,286 | | | | | | News Article | History of Allianz Funds - Nacm International Ownership Of Nomura Holdings Inc |
| 2009-08-28 | 2009-06-30 | N-CSR | Allianz Funds - Nacm Pacific Rim | Pacific Region | 258,900 | No Change | 0 | 0 % | $2,317,155 | $1,770,876 | $-546,279 | -23.57 % | $0 | | | | | | News Article | History of Allianz Funds - Nacm Pacific Rim Ownership Of Nomura Holdings Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Dws Variable Series Ii - Dws Balanced Vip | Flexible Portfolio | 1,400 | No Change | 0 | 0 % | $12,530 | $9,576 | $-2,954 | -23.57 % | $0 | | | | | | News Article | History of Dws Variable Series Ii - Dws Balanced Vip Ownership Of Nomura Holdings Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Dws Variable Series Ii - Dws International Select Equity Vip | Global Flex Port | 12,000 | New Holding | 12,000 | 100 % | $107,400 | $82,080 | $-25,320 | -23.57 % | $-25,320 | | | | | | News Article | History of Dws Variable Series Ii - Dws International Select Equity Vip Ownership Of Nomura Holdings Inc |
| 2009-08-28 | 2009-06-30 | N-Q | First Investors Equity Funds - Global Fund | Global Flex Port | 102,800 | New Holding | 102,800 | 100 % | $920,060 | $703,152 | $-216,908 | -23.57 % | $-216,908 | | | | | | News Article | History of First Investors Equity Funds - Global Fund Ownership Of Nomura Holdings Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - International Equity Portfolio | International Multi-Cap Core | 70,200 | New Holding | 70,200 | 100 % | $628,290 | $480,168 | $-148,122 | -23.57 % | $-148,122 | | | | | | News Article | History of Seasons Series Trust - International Equity Portfolio Ownership Of Nomura Holdings Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Stock Portfolio | Multi-Cap Core | 9,900 | New Holding | 9,900 | 100 % | $88,605 | $67,716 | $-20,889 | -23.57 % | $-20,889 | | | | | | News Article | History of Seasons Series Trust - Stock Portfolio Ownership Of Nomura Holdings Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Sunamerica Equity Funds - International Equity | International Multi-Cap Growth | 109,500 | New Holding | 109,500 | 100 % | $980,025 | $748,980 | $-231,045 | -23.57 % | $-231,045 | | | | | | News Article | History of Sunamerica Equity Funds - International Equity Ownership Of Nomura Holdings Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Variable Insurance Products Fund Iv - Financial Services Portfolio | Specialty & Misc | | Sold All | -34,800 | -100 % | | | | -23.57 % | $73,428 | | | | | | News Article | History of Variable Insurance Products Fund Iv - Financial Services Portfolio Ownership Of Nomura Holdings Inc |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 170,569 | Added More | 7,757 | 4.76 % | $1,526,593 | $1,166,692 | $-359,901 | -23.57 % | $-16,367 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Nomura Holdings Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Dws Advisor Funds - Dws Lifecycle Long Range Fund | Mixed-Asset Target Allocation Moderate | 1,300 | No Change | 0 | 0 % | $11,453 | $8,892 | $-2,561 | -22.36 % | $0 | | | | | | News Article | History of Dws Advisor Funds - Dws Lifecycle Long Range Fund Ownership Of Nomura Holdings Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Russell Investment Funds - Aggressive Equity Fund | Specialty & Misc | | Sold All | -189,128 | -100 % | | | | -22.36 % | $372,582 | | | | | | News Article | History of Russell Investment Funds - Aggressive Equity Fund Ownership Of Nomura Holdings Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Bond Fund | Specialty & Misc | 460,000 | Sold Some | -2,085,500 | -81.92 % | $4,052,600 | $3,146,400 | $-906,200 | -22.36 % | $4,108,435 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Bond Fund Ownership Of Nomura Holdings Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - International Equity Fund | Global Flex Port | 382,700 | New Holding | 382,700 | 100 % | $3,371,587 | $2,617,668 | $-753,919 | -22.36 % | $-753,919 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - International Equity Fund Ownership Of Nomura Holdings Inc |
| 2009-08-26 | 2009-06-30 | N-Q | Elfun Diversified Fund - Elfun Diversified Fund | Mixed-Asset Target Allocation Growth | 90,768 | Added More | 1,600 | 1.79 % | $791,497 | $620,853 | $-170,644 | -21.55 % | $-3,008 | | | | | | News Article | History of Elfun Diversified Fund - Elfun Diversified Fund Ownership Of Nomura Holdings Inc |
| 2009-08-26 | 2009-06-30 | N-Q | Elfun International Equity Fund - Elfun International Equity Fund | International Large-Cap Core | 745,075 | Added More | 13,400 | 1.83 % | $6,497,054 | $5,096,313 | $-1,400,741 | -21.55 % | $-25,192 | | | | | | News Article | History of Elfun International Equity Fund - Elfun International Equity Fund Ownership Of Nomura Holdings Inc |
| 2009-08-26 | 2009-06-30 | N-Q | Ge Funds - Ge Global Equity Fund | Global Large-Cap Core | 75,034 | New Holding | 75,034 | 100 % | $654,296 | $513,233 | $-141,064 | -21.55 % | $-141,064 | | | | | | News Article | History of Ge Funds - Ge Global Equity Fund Ownership Of Nomura Holdings Inc |
| 2009-08-26 | 2009-06-30 | N-Q | Ge Funds - Ge International Equity Fund | International Large-Cap Core | 110,367 | Sold Some | -16,300 | -12.86 % | $962,400 | $754,910 | $-207,490 | -21.55 % | $30,644 | | | | | | News Article | History of Ge Funds - Ge International Equity Fund Ownership Of Nomura Holdings Inc |
| 2009-08-26 | 2009-06-30 | N-Q | Ge Institutional Funds - Income Fund | Equity Income | 5,475,558 | New Holding | 5,475,558 | 100 % | $47,746,866 | $37,452,817 | $-10,294,049 | -21.55 % | $-10,294,049 | | | | | | News Article | History of Ge Institutional Funds - Income Fund Ownership Of Nomura Holdings Inc |
| 2009-08-25 | 2009-06-30 | 13F-HR/A | Jefferies Group Inc | Institution | | Sold All | -115,933 | -100 % | | | | -22.18 % | $226,069 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Nomura Holdings Inc |
| 2009-08-25 | 2009-06-30 | N-Q | Nicholas Applegate Institutional Funds - International Growth Fund | Multi-Cap Growth | 29,000 | New Holding | 29,000 | 100 % | $254,910 | $198,360 | $-56,550 | -22.18 % | $-56,550 | | | | | | News Article | History of Nicholas Applegate Institutional Funds - International Growth Fund Ownership Of Nomura Holdings Inc |
| 2009-08-25 | 2009-06-30 | N-Q | Nicholas Applegate Institutional Funds - International Systematic Fund | Global Flex Port | 32,400 | New Holding | 32,400 | 100 % | $284,796 | $221,616 | $-63,180 | -22.18 % | $-63,180 | | | | | | News Article | History of Nicholas Applegate Institutional Funds - International Systematic Fund Ownership Of Nomura Holdings Inc |
| 2009-08-24 | 2009-06-30 | N-Q | Dreyfus Premier Stock Funds - International Equity Fund | Global Flex Port | 40,200 | New Holding | 40,200 | 100 % | $343,308 | $274,968 | $-68,340 | -19.90 % | $-68,340 | | | | | | News Article | History of Dreyfus Premier Stock Funds - International Equity Fund Ownership Of Nomura Holdings Inc |
| 2009-08-24 | 2009-06-30 | N-Q | Mellon Institutional Funds Investment Trust - The Boston Company International Core Equity Fund | Multi-Cap Core | 32,000 | No Compare | | | $273,280 | $218,880 | $-54,400 | -19.90 % | | | | | | | News Article | History of Mellon Institutional Funds Investment Trust - The Boston Company International Core Equity Fund Ownership Of Nomura Holdings Inc |
| 2009-08-21 | 2009-06-30 | N-CSRS | Variable Insurance Products Fund Iv - Utilities Portfolio | Utility | 46,800 | New Holding | 46,800 | 100 % | $411,840 | $320,112 | $-91,728 | -22.27 % | $-91,728 | | | | | | News Article | History of Variable Insurance Products Fund Iv - Utilities Portfolio Ownership Of Nomura Holdings Inc |
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