| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Rbc Asset Management Inc | Institution | 135 | Sold Some | -6 | -4.25 % | $7,194 | $7,173 | $-22 | -0.30 % | $1 | | | | | | News Article | History of Rbc Asset Management Inc Ownership Of Novartis Ag |
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Royal Bank Of Canada | Institution | 10,098 | Added More | 491 | 5.11 % | $538,122 | $536,507 | $-1,616 | -0.30 % | $-79 | | | | | | News Article | History of Royal Bank Of Canada Ownership Of Novartis Ag |
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | 23,474 | New Holding | 23,474 | 100 % | $1,261,258 | $1,247,174 | $-14,084 | -1.11 % | $-14,084 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Novartis Ag |
| 2009-11-18 | 2009-09-30 | N-Q | Mlig Variable Insurance Trust - Roszellazard International Portfolio | Global Flex Port | 655 | Sold Some | -808 | -55.22 % | $35,193 | $34,800 | $-393 | -1.11 % | $485 | | | | | | News Article | History of Mlig Variable Insurance Trust - Roszellazard International Portfolio Ownership Of Novartis Ag |
| 2009-11-18 | 2009-09-30 | 13F-HR | Royal Bank Of Canada Trust Co Ltd | Institution | 243 | Sold Some | -18 | -6.89 % | $13,056 | $12,911 | $-146 | -1.11 % | $11 | | | | | | News Article | History of Royal Bank Of Canada Trust Co Ltd Ownership Of Novartis Ag |
| 2009-11-18 | 2009-09-30 | 13F-HR | Timber Hill Llc | No Data | 113,745 | New Holding | 113,745 | 100 % | $6,111,519 | $6,043,272 | $-68,247 | -1.11 % | $-68,247 | | | | | | News Article | History of Timber Hill Llc Ownership Of Novartis Ag |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 1,265,400 | Sold Some | -89,484 | -6.60 % | $67,698,900 | $67,230,702 | $-468,198 | -0.69 % | $33,109 | | | | | | News Article | History of Amvescap Plc Ownership Of Novartis Ag |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 93,293 | Added More | 24,487 | 35.58 % | $4,991,176 | $4,956,657 | $-34,518 | -0.69 % | $-9,060 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Novartis Ag |
| 2009-11-17 | 2009-09-30 | 13F-HR | Keller Group Investment Management Inc | Institution | 78,712 | Sold Some | -15,485 | -16.43 % | $4,211,092 | $4,181,969 | $-29,123 | -0.69 % | $5,729 | | | | | | News Article | History of Keller Group Investment Management Inc Ownership Of Novartis Ag |
| 2009-11-17 | 2009-09-30 | 13F-HR | Mar Vista Investment Partners Llc | No Data | 196,735 | Added More | 10,898 | 5.86 % | $10,525,323 | $10,452,531 | $-72,792 | -0.69 % | $-4,032 | | | | | | News Article | History of Mar Vista Investment Partners Llc Ownership Of Novartis Ag |
| 2009-11-17 | 2009-09-30 | 13F-HR | Penobscot Investment Management Company Inc | Institution | 14,353 | Added More | 45 | 0.31 % | $767,886 | $762,575 | $-5,311 | -0.69 % | $-17 | | | | | | News Article | History of Penobscot Investment Management Company Inc Ownership Of Novartis Ag |
| 2009-11-17 | 2009-09-30 | 13F-HR | Roumell Asset Management Llc | Institution | | Sold All | -105,520 | -100 % | | | | -0.69 % | $39,042 | | | | | | News Article | History of Roumell Asset Management Llc Ownership Of Novartis Ag |
| 2009-11-17 | 2009-09-30 | 13F-HR | Roxbury Capital Management | Institution | 36,453 | Sold Some | -53 | -0.14 % | $1,950,236 | $1,936,748 | $-13,488 | -0.69 % | $20 | | | | | | News Article | History of Roxbury Capital Management Ownership Of Novartis Ag |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 4,616,267 | Added More | 254,810 | 5.84 % | $246,970,285 | $245,262,266 | $-1,708,019 | -0.69 % | $-94,280 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Aletheia Research And Management Inc | Institution | 21,198 | Added More | 2,520 | 13.49 % | $1,145,540 | $1,126,250 | $-19,290 | -1.68 % | $-2,293 | | | | | | News Article | History of Aletheia Research And Management Inc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 6,250 | Added More | 743 | 13.49 % | $337,750 | $332,063 | $-5,688 | -1.68 % | $-676 | | | | | | News Article | History of American International Group Inc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ancora Advisors Llc | Institution | 12,164 | No Change | 0 | 0 % | $657,343 | $646,273 | $-11,069 | -1.68 % | $0 | | | | | | News Article | History of Ancora Advisors Llc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Argyll Research Llc | Institution | 90,000 | New Holding | 90,000 | 100 % | $4,863,600 | $4,781,700 | $-81,900 | -1.68 % | $-81,900 | | | | | | News Article | History of Argyll Research Llc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ashfield Capital Partners Llc | Institution | 6,317 | Added More | 350 | 5.86 % | $341,371 | $335,622 | $-5,748 | -1.68 % | $-319 | | | | | | News Article | History of Ashfield Capital Partners Llc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ballentine Finn And Company Inc | Institution | 5,050 | Sold Some | -800 | -13.67 % | $272,902 | $268,307 | $-4,596 | -1.68 % | $728 | | | | | | News Article | History of Ballentine Finn And Company Inc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bancorpsouth Inc | Institution | 82 | Sold Some | -32 | -28.07 % | $4,431 | $4,357 | $-75 | -1.68 % | $29 | | | | | | News Article | History of Bancorpsouth Inc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bay Hill Capital Management Llc | No Data | 17,209 | Added More | 7,642 | 79.87 % | $929,974 | $914,314 | $-15,660 | -1.68 % | $-6,954 | | | | | | News Article | History of Bay Hill Capital Management Llc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bel Air Investment Advisors Llc | Institution | 58,075 | Sold Some | -2,375 | -3.92 % | $3,138,373 | $3,085,525 | $-52,848 | -1.68 % | $2,161 | | | | | | News Article | History of Bel Air Investment Advisors Llc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bluestein R H And Co | Institution | 17,550 | Added More | 5,350 | 43.85 % | $948,402 | $932,432 | $-15,971 | -1.68 % | $-4,869 | | | | | | News Article | History of Bluestein R H And Co Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Boston Financial Mangement Inc | Institution | 6,680 | New Holding | 6,680 | 100 % | $360,987 | $354,908 | $-6,079 | -1.68 % | $-6,079 | | | | | | News Article | History of Boston Financial Mangement Inc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bremer Trust National Association | Institution | 4,880 | New Holding | 4,880 | 100 % | $263,715 | $259,274 | $-4,441 | -1.68 % | $-4,441 | | | | | | News Article | History of Bremer Trust National Association Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Brown Brothers Harriman And Co | Institution | 3,715,472 | Sold Some | -26,705 | -0.71 % | $200,784,107 | $197,403,027 | $-3,381,080 | -1.68 % | $24,302 | | | | | | News Article | History of Brown Brothers Harriman And Co Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capital Guardian Trust Co | Institution | 53,015 | Sold Some | -6,732 | -11.26 % | $2,864,931 | $2,816,687 | $-48,244 | -1.68 % | $6,126 | | | | | | News Article | History of Capital Guardian Trust Co Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capital International Inc | Institution | 8,800 | No Change | 0 | 0 % | $475,552 | $467,544 | $-8,008 | -1.68 % | $0 | | | | | | News Article | History of Capital International Inc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capital International Ltd | Institution | 14,500 | No Change | 0 | 0 % | $783,580 | $770,385 | $-13,195 | -1.68 % | $0 | | | | | | News Article | History of Capital International Ltd Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capital International S A | Institution | 575 | No Change | 0 | 0 % | $31,073 | $30,550 | $-523 | -1.68 % | $0 | | | | | | News Article | History of Capital International S A Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capital Research Global Investors | Institution | 3,756,556 | Sold Some | -2,315,000 | -38.12 % | $203,004,286 | $199,585,820 | $-3,418,466 | -1.68 % | $2,106,650 | | | | | | News Article | History of Capital Research Global Investors Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capital World Investors | Institution | 3,000,000 | No Change | 0 | 0 % | $162,120,000 | $159,390,000 | $-2,730,000 | -1.68 % | $0 | | | | | | News Article | History of Capital World Investors Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Cardinal Capital Management | Institution | 6,347 | Added More | 29 | 0.45 % | $342,992 | $337,216 | $-5,776 | -1.68 % | $-26 | | | | | | News Article | History of Cardinal Capital Management Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Carret Asset Management | Institution | 12,768 | Added More | 4,250 | 49.89 % | $689,983 | $678,364 | $-11,619 | -1.68 % | $-3,868 | | | | | | News Article | History of Carret Asset Management Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Catapult Capital Management Llc | Institution | | Sold All | -35,000 | -100 % | | | | -1.68 % | $31,850 | | | | | | News Article | History of Catapult Capital Management Llc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Chilton Capital Management Advisors Inc | Institution | 128,240 | Added More | 550 | 0.43 % | $6,930,090 | $6,813,391 | $-116,698 | -1.68 % | $-501 | | | | | | News Article | History of Chilton Capital Management Advisors Inc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Chilton Capital Management L P | Institution | 165,862 | Sold Some | -15,914 | -8.75 % | $8,963,182 | $8,812,248 | $-150,934 | -1.68 % | $14,482 | | | | | | News Article | History of Chilton Capital Management L P Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | | Sold All | -24,698 | -100 % | | | | -1.68 % | $22,475 | | | | | | News Article | History of Citadel L P Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Concert Wealth Management Inc | No Data | 7,118 | Added More | 489 | 7.37 % | $384,657 | $378,179 | $-6,477 | -1.68 % | $-445 | | | | | | News Article | History of Concert Wealth Management Inc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Covington Capital Management | Institution | 47,725 | Added More | 4,370 | 10.07 % | $2,579,059 | $2,535,629 | $-43,430 | -1.68 % | $-3,977 | | | | | | News Article | History of Covington Capital Management Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Dominick Dominick Llc | No Data | 36,350 | Added More | 6,200 | 20.56 % | $1,964,354 | $1,931,276 | $-33,079 | -1.68 % | $-5,642 | | | | | | News Article | History of Dominick Dominick Llc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Eaton Vance Management | Institution | 1,072,195 | Added More | 306,503 | 40.02 % | $57,941,418 | $56,965,720 | $-975,697 | -1.68 % | $-278,918 | | | | | | News Article | History of Eaton Vance Management Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Eaton Vance Management | Institution | 1,072,195 | Added More | 223,649 | 26.35 % | $57,941,418 | $56,965,720 | $-975,697 | -1.68 % | $-203,521 | | | | | | News Article | History of Eaton Vance Management Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Enceladus Investment Management Llc | Institution | 58,465 | Added More | 4,925 | 9.19 % | $3,159,449 | $3,106,245 | $-53,203 | -1.68 % | $-4,482 | | | | | | News Article | History of Enceladus Investment Management Llc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Epoch Investment Partners Inc | Institution | | Sold All | -6,700 | -100 % | | | | -1.68 % | $6,097 | | | | | | News Article | History of Epoch Investment Partners Inc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | Institution | 256,495 | Added More | 12,483 | 5.11 % | $13,860,990 | $13,627,579 | $-233,410 | -1.68 % | $-11,360 | | | | | | News Article | History of Fifth Third Bancorp Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | First National Bank Of Chester County | Institution | 224 | Sold Some | -374 | -62.54 % | $12,105 | $11,901 | $-204 | -1.68 % | $340 | | | | | | News Article | History of First National Bank Of Chester County Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | First Washington Corp | Institution | 50 | No Change | 0 | 0 % | $2,702 | $2,657 | $-46 | -1.68 % | $0 | | | | | | News Article | History of First Washington Corp Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 43,945 | Sold Some | -2,707,270 | -98.40 % | $2,374,788 | $2,334,798 | $-39,990 | -1.68 % | $2,463,616 | | | | | | News Article | History of Fmr Corp Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fort Hill Capital Management Llc | No Data | 6,079 | New Holding | 6,079 | 100 % | $328,509 | $322,977 | $-5,532 | -1.68 % | $-5,532 | | | | | | News Article | History of Fort Hill Capital Management Llc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Galleon Management L P | Institution | 60,000 | New Holding | 60,000 | 100 % | $3,242,400 | $3,187,800 | $-54,600 | -1.68 % | $-54,600 | | | | | | News Article | History of Galleon Management L P Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Godsey And Gibb Associates | Institution | 100,314 | Added More | 2,910 | 2.98 % | $5,420,969 | $5,329,683 | $-91,286 | -1.68 % | $-2,648 | | | | | | News Article | History of Godsey And Gibb Associates Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 473,906 | Added More | 25,462 | 5.67 % | $25,609,880 | $25,178,626 | $-431,254 | -1.68 % | $-23,170 | | | | | | News Article | History of Ing Groep Nv Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ironwood Investment Counsel Llc | Institution | 8,483 | Added More | 170 | 2.04 % | $458,421 | $450,702 | $-7,720 | -1.68 % | $-155 | | | | | | News Article | History of Ironwood Investment Counsel Llc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Leuthold Weeden Capital Management Llc | Institution | 24,674 | Sold Some | -114,499 | -82.27 % | $1,333,383 | $1,310,930 | $-22,453 | -1.68 % | $104,194 | | | | | | News Article | History of Leuthold Weeden Capital Management Llc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Loomis Sayles And Co L P | Institution | | Sold All | -18,640 | -100 % | | | | -1.68 % | $16,962 | | | | | | News Article | History of Loomis Sayles And Co L P Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Mackenzie Financial Corp | Institution | | Sold All | -22,800 | -100 % | | | | -1.68 % | $20,748 | | | | | | News Article | History of Mackenzie Financial Corp Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Madison Investment Advisors Inc | Institution | 657,340 | Added More | 58,820 | 9.82 % | $35,522,654 | $34,924,474 | $-598,179 | -1.68 % | $-53,526 | | | | | | News Article | History of Madison Investment Advisors Inc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | | Sold All | -146,396 | -100 % | | | | -1.68 % | $133,220 | | | | | | News Article | History of Millennium Management Llc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Moore Capital Management Lp | Institution | 125,000 | New Holding | 125,000 | 100 % | $6,755,000 | $6,641,250 | $-113,750 | -1.68 % | $-113,750 | | | | | | News Article | History of Moore Capital Management Lp Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 1,717,775 | Added More | 755,786 | 78.56 % | $92,828,561 | $91,265,386 | $-1,563,175 | -1.68 % | $-687,765 | | | | | | News Article | History of Morgan Stanley Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Narwhal Capital Management | No Data | 20,650 | No Change | 0 | 0 % | $1,115,926 | $1,097,135 | $-18,792 | -1.68 % | $0 | | | | | | News Article | History of Narwhal Capital Management Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | New York State Teachers Retirement System | Institution | 256,250 | New Holding | 256,250 | 100 % | $13,847,750 | $13,614,563 | $-233,188 | -1.68 % | $-233,188 | | | | | | News Article | History of New York State Teachers Retirement System Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Co Of Connecticut | Institution | 2,400 | Sold Some | -600 | -20.00 % | $129,696 | $127,512 | $-2,184 | -1.68 % | $546 | | | | | | News Article | History of Northern Trust Co Of Connecticut Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 1,672,901 | Added More | 128,975 | 8.35 % | $90,403,570 | $88,881,230 | $-1,522,340 | -1.68 % | $-117,367 | | | | | | News Article | History of Northern Trust Corp Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Philadelphia Investment Management Co | Institution | 7,100 | Sold Some | -905 | -11.30 % | $383,684 | $377,223 | $-6,461 | -1.68 % | $824 | | | | | | News Article | History of Philadelphia Investment Management Co Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Provident Advisors Llc | Institution | | Sold All | -2,500 | -100 % | | | | -1.68 % | $2,275 | | | | | | News Article | History of Provident Advisors Llc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Rafferty Asset Management Llc | Institution | 894 | Sold Some | -426 | -32.27 % | $48,312 | $47,498 | $-814 | -1.68 % | $388 | | | | | | News Article | History of Rafferty Asset Management Llc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Rbc Dominion Securities Inc | Institution | 55,858 | Added More | 2,791 | 5.25 % | $3,018,566 | $2,967,736 | $-50,831 | -1.68 % | $-2,540 | | | | | | News Article | History of Rbc Dominion Securities Inc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Rockefeller Financial Services Inc | Institution | 801,116 | Sold Some | -2,578 | -0.32 % | $43,292,309 | $42,563,293 | $-729,016 | -1.68 % | $2,346 | | | | | | News Article | History of Rockefeller Financial Services Inc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Scout Investment Advisors Inc | Institution | 16,658 | New Holding | 16,658 | 100 % | $900,198 | $885,040 | $-15,159 | -1.68 % | $-15,159 | | | | | | News Article | History of Scout Investment Advisors Inc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 278,119 | Sold Some | -34,285 | -10.97 % | $15,029,551 | $14,776,462 | $-253,088 | -1.68 % | $31,199 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Silvercrest Asset Management Group Llc | Institution | 14,744 | Added More | 5,400 | 57.79 % | $796,766 | $783,349 | $-13,417 | -1.68 % | $-4,914 | | | | | | News Article | History of Silvercrest Asset Management Group Llc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | State Treasurer State Of Michigan | Institution | 2,394,500 | Sold Some | -61,600 | -2.50 % | $129,398,780 | $127,219,785 | $-2,178,995 | -1.68 % | $56,056 | | | | | | News Article | History of State Treasurer State Of Michigan Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Sunrise Partners Llc | Institution | 276,289 | Added More | 155,694 | 129.10 % | $14,930,658 | $14,679,235 | $-251,423 | -1.68 % | $-141,682 | | | | | | News Article | History of Sunrise Partners Llc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Taurus Asset Management Llc | Institution | 5,500 | New Holding | 5,500 | 100 % | $297,220 | $292,215 | $-5,005 | -1.68 % | $-5,005 | | | | | | News Article | History of Taurus Asset Management Llc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Thales Fund Management Llc | Institution | | Sold All | -3,807 | -100 % | | | | -1.68 % | $3,464 | | | | | | News Article | History of Thales Fund Management Llc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Timescape Global Capital Management Llc | No Data | | Sold All | -9,310 | -100 % | | | | -1.68 % | $8,472 | | | | | | News Article | History of Timescape Global Capital Management Llc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Tradewinds Global Investors Llc | Institution | 7,127,145 | Sold Some | -344,988 | -4.61 % | $385,150,916 | $378,665,214 | $-6,485,702 | -1.68 % | $313,939 | | | | | | News Article | History of Tradewinds Global Investors Llc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Trellus Management Company Llc | Institution | | Sold All | -42,500 | -100 % | | | | -1.68 % | $38,675 | | | | | | News Article | History of Trellus Management Company Llc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | 82,920 | Added More | 40,205 | 94.12 % | $4,480,997 | $4,405,540 | $-75,457 | -1.68 % | $-36,587 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ubs Global Asset Management Americas Inc | Institution | | Sold All | -289,236 | -100 % | | | | -1.68 % | $263,205 | | | | | | News Article | History of Ubs Global Asset Management Americas Inc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 283,227 | Sold Some | -27,352 | -8.80 % | $15,305,587 | $15,047,851 | $-257,737 | -1.68 % | $24,890 | | | | | | News Article | History of Us Bancorp De Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wasatch Advisors Inc | Institution | 503,330 | Added More | 34,980 | 7.46 % | $27,199,953 | $26,741,923 | $-458,030 | -1.68 % | $-31,832 | | | | | | News Article | History of Wasatch Advisors Inc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wentworth Hauser And Violich | Institution | 3,331,018 | Added More | 67,425 | 2.06 % | $180,008,213 | $176,976,986 | $-3,031,226 | -1.68 % | $-61,357 | | | | | | News Article | History of Wentworth Hauser And Violich Ownership Of Novartis Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wilkinson Ogrady And Co Inc | Institution | 6,900 | New Holding | 6,900 | 100 % | $372,876 | $366,597 | $-6,279 | -1.68 % | $-6,279 | | | | | | News Article | History of Wilkinson Ogrady And Co Inc Ownership Of Novartis Ag |
| 2009-11-16 | 2009-06-30 | 13F-HR/A | Brown Brothers Harriman And Co | Institution | 3,742,177 | Added More | 243,953 | 6.97 % | $202,227,245 | $198,821,864 | $-3,405,381 | -1.68 % | $-221,997 | | | | | | News Article | History of Brown Brothers Harriman And Co Ownership Of Novartis Ag |
| 2009-11-13 | 2009-11-13 | 13F-HR | Wilmington Trust Co | Institution | 119,050 | Added More | 4,876 | 4.27 % | $6,338,222 | $6,325,127 | $-13,096 | -0.20 % | $-536 | | | | | | News Article | History of Wilmington Trust Co Ownership Of Novartis Ag |
| 2009-11-13 | 2009-11-13 | 13F-HR | Wilmington Trust Fsb | Institution | 166,799 | Added More | 465 | 0.27 % | $8,880,379 | $8,862,031 | $-18,348 | -0.20 % | $-51 | | | | | | News Article | History of Wilmington Trust Fsb Ownership Of Novartis Ag |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | | Sold All | -22,381 | -100 % | | | | -0.20 % | $2,462 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Alleghany Corp | Institution | 25,000 | No Change | 0 | 0 % | $1,331,000 | $1,328,250 | $-2,750 | -0.20 % | $0 | | | | | | News Article | History of Alleghany Corp Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 26,634 | Added More | 3,662 | 15.94 % | $1,417,994 | $1,415,064 | $-2,930 | -0.20 % | $-403 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Appleton Partners Inc | Institution | 4,200 | New Holding | 4,200 | 100 % | $223,608 | $223,146 | $-462 | -0.20 % | $-462 | | | | | | News Article | History of Appleton Partners Inc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Atlanta Capital Management Co L L C | Institution | 744,821 | Added More | 14,478 | 1.98 % | $39,654,270 | $39,572,340 | $-81,930 | -0.20 % | $-1,593 | | | | | | News Article | History of Atlanta Capital Management Co L L C Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 1,075,739 | Sold Some | -625,112 | -36.75 % | $57,272,344 | $57,154,013 | $-118,331 | -0.20 % | $68,762 | | | | | | News Article | History of Axa Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bank Of Oklahoma National Association | No Data | 10,762 | Added More | 200 | 1.89 % | $572,969 | $571,785 | $-1,184 | -0.20 % | $-22 | | | | | | News Article | History of Bank Of Oklahoma National Association Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 41,417 | Sold Some | -148,704 | -78.21 % | $2,205,041 | $2,200,485 | $-4,556 | -0.20 % | $16,357 | | | | | | News Article | History of Barclays Plc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bartlett And Co | Institution | 336,512 | Sold Some | -5,030 | -1.47 % | $17,915,899 | $17,878,883 | $-37,016 | -0.20 % | $553 | | | | | | News Article | History of Bartlett And Co Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 16,810 | Sold Some | -17,600 | -51.14 % | $894,964 | $893,115 | $-1,849 | -0.20 % | $1,936 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bowen Hanes And Co Inc | Institution | 259,475 | Added More | 5,825 | 2.29 % | $13,814,449 | $13,785,907 | $-28,542 | -0.20 % | $-641 | | | | | | News Article | History of Bowen Hanes And Co Inc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Brandywine Asset Management Llc | Institution | 7,100 | No Change | 0 | 0 % | $378,004 | $377,223 | $-781 | -0.20 % | $0 | | | | | | News Article | History of Brandywine Asset Management Llc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bristlecone Value Partners Llc | Institution | 21,285 | Sold Some | -125 | -0.58 % | $1,133,213 | $1,130,872 | $-2,341 | -0.20 % | $14 | | | | | | News Article | History of Bristlecone Value Partners Llc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Cambridge Trust Co | Institution | 9,535 | Sold Some | -205 | -2.10 % | $507,643 | $506,595 | $-1,049 | -0.20 % | $23 | | | | | | News Article | History of Cambridge Trust Co Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Capital Fund Management S A | Institution | 2,630 | New Holding | 2,630 | 100 % | $140,021 | $139,732 | $-289 | -0.20 % | $-289 | | | | | | News Article | History of Capital Fund Management S A Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Capital One Financial Corp | Institution | 2,151 | Sold Some | -444 | -17.10 % | $114,519 | $114,283 | $-237 | -0.20 % | $49 | | | | | | News Article | History of Capital One Financial Corp Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Cedar Hill Associatesllc | Institution | 145,390 | Added More | 28,350 | 24.22 % | $7,740,564 | $7,724,571 | $-15,993 | -0.20 % | $-3,119 | | | | | | News Article | History of Cedar Hill Associatesllc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Clearbridge Advisors Llc | Institution | 8,908,676 | Added More | 3,828 | 0.04 % | $474,297,910 | $473,317,956 | $-979,954 | -0.20 % | $-421 | | | | | | News Article | History of Clearbridge Advisors Llc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Concord Asset Management Llc | Institution | 162,868 | Added More | 25 | 0.01 % | $8,671,092 | $8,653,177 | $-17,915 | -0.20 % | $-3 | | | | | | News Article | History of Concord Asset Management Llc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | 1,900 | Sold Some | -500 | -20.83 % | $101,156 | $100,947 | $-209 | -0.20 % | $55 | | | | | | News Article | History of Credit Agricole S A Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Cullen Capital Management Llc | Institution | 48,200 | Sold Some | -2,450 | -4.83 % | $2,566,168 | $2,560,866 | $-5,302 | -0.20 % | $270 | | | | | | News Article | History of Cullen Capital Management Llc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Delaware Management Business Trust | Institution | 4,312,985 | Sold Some | -251,101 | -5.50 % | $229,623,321 | $229,148,893 | $-474,428 | -0.20 % | $27,621 | | | | | | News Article | History of Delaware Management Business Trust Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Denver Investment Advisors Llc | Institution | 19,725 | Sold Some | -11,335 | -36.49 % | $1,050,159 | $1,047,989 | $-2,170 | -0.20 % | $1,247 | | | | | | News Article | History of Denver Investment Advisors Llc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Dynamic Capital Management Llc | Institution | 12,000 | New Holding | 12,000 | 100 % | $638,880 | $637,560 | $-1,320 | -0.20 % | $-1,320 | | | | | | News Article | History of Dynamic Capital Management Llc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Earnest Partners Llc | Institution | 227,165 | Added More | 106,200 | 87.79 % | $12,094,265 | $12,069,276 | $-24,988 | -0.20 % | $-11,682 | | | | | | News Article | History of Earnest Partners Llc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Fairfield Research Corp | Institution | 5,700 | Added More | 3,300 | 137.50 % | $303,468 | $302,841 | $-627 | -0.20 % | $-363 | | | | | | News Article | History of Fairfield Research Corp Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | First Investors Management Co Inc | Institution | 154,100 | Added More | 2,400 | 1.58 % | $8,204,284 | $8,187,333 | $-16,951 | -0.20 % | $-264 | | | | | | News Article | History of First Investors Management Co Inc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | First Mercantile Trust Co | Institution | 19,475 | No Change | 0 | 0 % | $1,036,849 | $1,034,707 | $-2,142 | -0.20 % | $0 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | First National Bank Of Omaha | Institution | 1,844 | Sold Some | -1,750 | -48.69 % | $98,175 | $97,972 | $-203 | -0.20 % | $193 | | | | | | News Article | History of First National Bank Of Omaha Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Fulton Breakefield Broenniman Llc | Institution | 26,591 | Added More | 1,640 | 6.57 % | $1,415,705 | $1,412,780 | $-2,925 | -0.20 % | $-180 | | | | | | News Article | History of Fulton Breakefield Broenniman Llc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Global Currents Investment Management Llc | Institution | 330,529 | Added More | 2,577 | 0.78 % | $17,597,364 | $17,561,006 | $-36,358 | -0.20 % | $-283 | | | | | | News Article | History of Global Currents Investment Management Llc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 299,602 | Sold Some | -126,710 | -29.72 % | $15,950,810 | $15,917,854 | $-32,956 | -0.20 % | $13,938 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Guggenheim Capital Llc | Institution | | Sold All | -21,650 | -100 % | | | | -0.20 % | $2,382 | | | | | | News Article | History of Guggenheim Capital Llc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Hightower Advisors Llc | No Data | 14,340 | Sold Some | -163 | -1.12 % | $763,462 | $761,884 | $-1,577 | -0.20 % | $18 | | | | | | News Article | History of Hightower Advisors Llc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Janney Montgomery Scott Llc | Institution | 49,572 | No Change | 0 | 0 % | $2,639,213 | $2,633,760 | $-5,453 | -0.20 % | $0 | | | | | | News Article | History of Janney Montgomery Scott Llc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jennison Associates Llc | Institution | 144,800 | New Holding | 144,800 | 100 % | $7,709,152 | $7,693,224 | $-15,928 | -0.20 % | $-15,928 | | | | | | News Article | History of Jennison Associates Llc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Js Oliver Capital Management L P | Institution | | Sold All | -25,000 | -100 % | | | | -0.20 % | $2,750 | | | | | | News Article | History of Js Oliver Capital Management L P Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Keybank National Association | Institution | 98,284 | Sold Some | -41,137 | -29.50 % | $5,232,640 | $5,221,829 | $-10,811 | -0.20 % | $4,525 | | | | | | News Article | History of Keybank National Association Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | Institution | | Sold All | -9,959 | -100 % | | | | -0.20 % | $1,095 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Legg Mason Investment Counsel Llc | Institution | 27,040 | Added More | 1,106 | 4.26 % | $1,439,610 | $1,436,635 | $-2,974 | -0.20 % | $-122 | | | | | | News Article | History of Legg Mason Investment Counsel Llc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Legg Mason Trust Company National Association | Institution | 65,245 | Added More | 1,250 | 1.95 % | $3,473,644 | $3,466,467 | $-7,177 | -0.20 % | $-138 | | | | | | News Article | History of Legg Mason Trust Company National Association Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | London Co Of Virginia | Institution | 148,871 | Sold Some | -63,022 | -29.74 % | $7,925,892 | $7,909,516 | $-16,376 | -0.20 % | $6,932 | | | | | | News Article | History of London Co Of Virginia Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Managed Account Advisors Llc | Institution | 597,544 | Added More | 385,277 | 181.50 % | $31,813,243 | $31,747,513 | $-65,730 | -0.20 % | $-42,380 | | | | | | News Article | History of Managed Account Advisors Llc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Marshall Ilsley Corp | Institution | 21,245 | Sold Some | -3,645 | -14.64 % | $1,131,084 | $1,128,747 | $-2,337 | -0.20 % | $401 | | | | | | News Article | History of Marshall Ilsley Corp Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | N-Q | Met Investors Series Trust - Harris Oakmark International Portfolio | Global Flex Port | 982,000 | Added More | 103,600 | 11.79 % | $52,281,680 | $52,173,660 | $-108,020 | -0.20 % | $-11,396 | | | | | | News Article | History of Met Investors Series Trust - Harris Oakmark International Portfolio Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | N-Q | Met Investors Series Trust - Metamerican Growth Portfolio | Multi-Cap Growth | 47,300 | No Change | 0 | 0 % | $2,518,252 | $2,513,049 | $-5,203 | -0.20 % | $0 | | | | | | News Article | History of Met Investors Series Trust - Metamerican Growth Portfolio Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Munder Capital Management | Institution | 15,732 | Sold Some | -11,100 | -41.36 % | $837,572 | $835,841 | $-1,731 | -0.20 % | $1,221 | | | | | | News Article | History of Munder Capital Management Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Neuberger Berman Group Llc | No Data | 917,154 | Sold Some | -8,293 | -0.89 % | $48,829,279 | $48,728,392 | $-100,887 | -0.20 % | $912 | | | | | | News Article | History of Neuberger Berman Group Llc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Noesis Capital Mangement Corp | Institution | 106,773 | Sold Some | -6,877 | -6.05 % | $5,684,595 | $5,672,849 | $-11,745 | -0.20 % | $756 | | | | | | News Article | History of Noesis Capital Mangement Corp Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Northwestern Mutual Wealth Management Co | Institution | 1,024 | Added More | 385 | 60.25 % | $54,518 | $54,405 | $-113 | -0.20 % | $-42 | | | | | | News Article | History of Northwestern Mutual Wealth Management Co Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Oppenheimer And Co Inc | Institution | 97,938 | Added More | 3,037 | 3.20 % | $5,214,219 | $5,203,446 | $-10,773 | -0.20 % | $-334 | | | | | | News Article | History of Oppenheimer And Co Inc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Paradigm Asset Management Co Llc | Institution | 3,500 | Sold Some | -700 | -16.66 % | $186,340 | $185,955 | $-385 | -0.20 % | $77 | | | | | | News Article | History of Paradigm Asset Management Co Llc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Peoples United Financial Inc | Institution | 43,919 | Added More | 4,456 | 11.29 % | $2,338,248 | $2,333,416 | $-4,831 | -0.20 % | $-490 | | | | | | News Article | History of Peoples United Financial Inc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Perkins Investment Management Llc | No Data | 9,500 | Added More | 1,100 | 13.09 % | $505,780 | $504,735 | $-1,045 | -0.20 % | $-121 | | | | | | News Article | History of Perkins Investment Management Llc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 52,111 | Sold Some | -4,700 | -8.27 % | $2,774,390 | $2,768,657 | $-5,732 | -0.20 % | $517 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Raymond James And Associates | Institution | 33,965 | Sold Some | -27,248 | -44.51 % | $1,808,297 | $1,804,560 | $-3,736 | -0.20 % | $2,997 | | | | | | News Article | History of Raymond James And Associates Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | | Sold All | -9,112 | -100 % | | | | -0.20 % | $1,002 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 37,852 | Sold Some | -3,315 | -8.05 % | $2,015,240 | $2,011,077 | $-4,164 | -0.20 % | $365 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Private Counsel Inc | Institution | 845 | Sold Some | -44 | -4.94 % | $44,988 | $44,895 | $-93 | -0.20 % | $5 | | | | | | News Article | History of Rbc Private Counsel Inc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Private Counsel Usa Inc | Institution | 6,427 | Added More | 410 | 6.81 % | $342,173 | $341,467 | $-707 | -0.20 % | $-45 | | | | | | News Article | History of Rbc Private Counsel Usa Inc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 111,900 | Sold Some | -362,000 | -76.38 % | $5,957,556 | $5,945,247 | $-12,309 | -0.20 % | $39,820 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Sarofim Fayez | Institution | 135,186 | Sold Some | -1,306 | -0.95 % | $7,197,303 | $7,182,432 | $-14,870 | -0.20 % | $144 | | | | | | News Article | History of Sarofim Fayez Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Schafer Cullen Capital Management Inc | Institution | 123,910 | Sold Some | -347,691 | -73.72 % | $6,596,968 | $6,583,338 | $-13,630 | -0.20 % | $38,246 | | | | | | News Article | History of Schafer Cullen Capital Management Inc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Segall Bryant And Hamill | Institution | 30,586 | Added More | 30 | 0.09 % | $1,628,399 | $1,625,034 | $-3,364 | -0.20 % | $-3 | | | | | | News Article | History of Segall Bryant And Hamill Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sentinel Asset Management Inc | Institution | 8,500 | Sold Some | -5,000 | -37.03 % | $452,540 | $451,605 | $-935 | -0.20 % | $550 | | | | | | News Article | History of Sentinel Asset Management Inc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 32,328 | Sold Some | -22,918 | -41.48 % | $1,721,143 | $1,717,587 | $-3,556 | -0.20 % | $2,521 | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Soundpost Partners Lp | Institution | 50,000 | New Holding | 50,000 | 100 % | $2,662,000 | $2,656,500 | $-5,500 | -0.20 % | $-5,500 | | | | | | News Article | History of Soundpost Partners Lp Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Thornburg Investment Management Inc | Institution | 1,248,930 | Sold Some | -43,969 | -3.40 % | $66,493,033 | $66,355,651 | $-137,382 | -0.20 % | $4,837 | | | | | | News Article | History of Thornburg Investment Management Inc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Toronto Dominion Bank | Institution | 3,590 | Added More | 1,495 | 71.36 % | $191,132 | $190,737 | $-395 | -0.20 % | $-164 | | | | | | News Article | History of Toronto Dominion Bank Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Tudor Investment Corp Et Al | Institution | | Sold All | -24,700 | -100 % | | | | -0.20 % | $2,717 | | | | | | News Article | History of Tudor Investment Corp Et Al Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | United Capital Financial Advisersinc | No Data | 5,695 | New Holding | 5,695 | 100 % | $303,202 | $302,575 | $-626 | -0.20 % | $-626 | | | | | | News Article | History of United Capital Financial Advisersinc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Weil Company Inc | Institution | 31,770 | New Holding | 31,770 | 100 % | $1,691,435 | $1,687,940 | $-3,495 | -0.20 % | $-3,495 | | | | | | News Article | History of Weil Company Inc Ownership Of Novartis Ag |
| 2009-11-13 | 2009-09-30 | N-Q | World Insurance Trust - World Insurance Trust | Specialty & Misc | | Sold All | -7,400 | -100 % | | | | -0.20 % | $814 | | | | | | News Article | History of World Insurance Trust - World Insurance Trust Ownership Of Novartis Ag |
| 2009-11-12 | 2009-10-30 | 13F-HR | Td Asset Management Inc | Institution | | Sold All | -162,527 | -100 % | | | | 0.62 % | $-53,634 | | | | | | News Article | History of Td Asset Management Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-10-30 | 13F-HR | Td Asset Management Usa Inc | Institution | | Sold All | -459,327 | -100 % | | | | 0.62 % | $-151,578 | | | | | | News Article | History of Td Asset Management Usa Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allianz Global Investors Of America L P | Institution | 7,300 | New Holding | 7,300 | 100 % | $385,440 | $387,849 | $2,409 | 0.62 % | $2,409 | | | | | | News Article | History of Allianz Global Investors Of America L P Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Arnhold And S Bleichroeder Advisers Llc | Institution | 13,200 | No Change | 0 | 0 % | $696,960 | $701,316 | $4,356 | 0.62 % | $0 | | | | | | News Article | History of Arnhold And S Bleichroeder Advisers Llc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 18,038 | Sold Some | -766 | -4.07 % | $952,406 | $958,359 | $5,953 | 0.62 % | $-253 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Beaty Haynes And Associates Inc | Institution | 48,148 | Added More | 1,185 | 2.52 % | $2,542,214 | $2,558,103 | $15,889 | 0.62 % | $391 | | | | | | News Article | History of Beaty Haynes And Associates Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Boston Family Office Llc | Institution | 37,035 | New Holding | 37,035 | 100 % | $1,955,448 | $1,967,670 | $12,222 | 0.62 % | $12,222 | | | | | | News Article | History of Boston Family Office Llc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Boston Trust And Investment Management Co | Institution | 58,260 | Sold Some | -72,290 | -55.37 % | $3,076,128 | $3,095,354 | $19,226 | 0.62 % | $-23,856 | | | | | | News Article | History of Boston Trust And Investment Management Co Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Capital Investment Counsel Inc | No Data | 7,250 | No Change | 0 | 0 % | $382,800 | $385,193 | $2,393 | 0.62 % | $0 | | | | | | News Article | History of Capital Investment Counsel Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Causeway Capital Management Llc | Institution | 53,364 | Added More | 8,220 | 18.20 % | $2,817,619 | $2,835,229 | $17,610 | 0.62 % | $2,713 | | | | | | News Article | History of Causeway Capital Management Llc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Chesley Taft And Associates Llc | Institution | 20,280 | Added More | 1,125 | 5.87 % | $1,070,784 | $1,077,476 | $6,692 | 0.62 % | $371 | | | | | | News Article | History of Chesley Taft And Associates Llc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Claymore Advisors Llc | Institution | 17,459 | Sold Some | -2,126 | -10.85 % | $921,835 | $927,597 | $5,761 | 0.62 % | $-702 | | | | | | News Article | History of Claymore Advisors Llc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Corestates Capital Advisors Llc | No Data | 3,328 | Sold Some | -1,370 | -29.16 % | $175,718 | $176,817 | $1,098 | 0.62 % | $-452 | | | | | | News Article | History of Corestates Capital Advisors Llc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Crestwood Advisors Llc | Institution | 86,145 | Added More | 4,100 | 4.99 % | $4,548,456 | $4,576,884 | $28,428 | 0.62 % | $1,353 | | | | | | News Article | History of Crestwood Advisors Llc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson D A And Co | Institution | 16,075 | Sold Some | -338 | -2.05 % | $848,760 | $854,065 | $5,305 | 0.62 % | $-112 | | | | | | News Article | History of Davidson D A And Co Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson Investment Advisors | Institution | 16,075 | New Holding | 16,075 | 100 % | $848,760 | $854,065 | $5,305 | 0.62 % | $5,305 | | | | | | News Article | History of Davidson Investment Advisors Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Delphi Management Inc | Institution | 74,665 | Sold Some | -2,500 | -3.23 % | $3,942,312 | $3,966,951 | $24,639 | 0.62 % | $-825 | | | | | | News Article | History of Delphi Management Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dodge And Cox | Institution | 65,401,863 | Sold Some | -699,770 | -1.05 % | $3,453,218,366 | $3,474,800,981 | $21,582,615 | 0.62 % | $-230,924 | | | | | | News Article | History of Dodge And Cox Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Elliott And Associates | Institution | 28,700 | Sold Some | -3,700 | -11.41 % | $1,515,360 | $1,524,831 | $9,471 | 0.62 % | $-1,221 | | | | | | News Article | History of Elliott And Associates Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Quadrant L P | Institution | | Sold All | -200 | -100 % | | | | 0.62 % | $-66 | | | | | | News Article | History of First Quadrant L P Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Trust Advisors Lp | Institution | 129,380 | Sold Some | -485 | -0.37 % | $6,831,264 | $6,873,959 | $42,695 | 0.62 % | $-160 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Franklin Resources Inc | Institution | 814,442 | Sold Some | -33,440 | -3.94 % | $43,002,538 | $43,271,303 | $268,766 | 0.62 % | $-11,035 | | | | | | News Article | History of Franklin Resources Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Freestone Capital Management Inc | Institution | 70 | Sold Some | -7,511 | -99.07 % | $3,696 | $3,719 | $23 | 0.62 % | $-2,479 | | | | | | News Article | History of Freestone Capital Management Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gamco Investors Inc Et Al | Institution | 243,000 | No Change | 0 | 0 % | $12,830,400 | $12,910,590 | $80,190 | 0.62 % | $0 | | | | | | News Article | History of Gamco Investors Inc Et Al Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Great West Life Assurance Co | Institution | 11,100 | No Change | 0 | 0 % | $586,080 | $589,743 | $3,663 | 0.62 % | $0 | | | | | | News Article | History of Great West Life Assurance Co Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hillsdale Investment Management Inc | Institution | 10,000 | New Holding | 10,000 | 100 % | $528,000 | $531,300 | $3,300 | 0.62 % | $3,300 | | | | | | News Article | History of Hillsdale Investment Management Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Icon Advisers Inc | Institution | 42,260 | New Holding | 42,260 | 100 % | $2,231,328 | $2,245,274 | $13,946 | 0.62 % | $13,946 | | | | | | News Article | History of Icon Advisers Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 11,058 | Added More | 1,389 | 14.36 % | $583,862 | $587,512 | $3,649 | 0.62 % | $458 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 20,727 | Added More | 11,058 | 114.36 % | $1,094,386 | $1,101,226 | $6,840 | 0.62 % | $3,649 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Johnson Asset Management Inc | Institution | 4,924 | Sold Some | -46,336 | -90.39 % | $259,987 | $261,612 | $1,625 | 0.62 % | $-15,291 | | | | | | News Article | History of Johnson Asset Management Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kbc Group Nv | Institution | 100 | Sold Some | -175 | -63.63 % | $5,280 | $5,313 | $33 | 0.62 % | $-58 | | | | | | News Article | History of Kbc Group Nv Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kinetics Asset Management Inc | Institution | | Sold All | -29,000 | -100 % | | | | 0.62 % | $-9,570 | | | | | | News Article | History of Kinetics Asset Management Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ma Greenwood And Associates Inc | Institution | 31,817 | Sold Some | -10 | -0.03 % | $1,679,938 | $1,690,437 | $10,500 | 0.62 % | $-3 | | | | | | News Article | History of Ma Greenwood And Associates Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Manufactureres Life Insurance Co | Institution | 5,100 | No Change | 0 | 0 % | $269,280 | $270,963 | $1,683 | 0.62 % | $0 | | | | | | News Article | History of Manufactureres Life Insurance Co Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Marco Investment Management Llc | Institution | 50 | New Holding | 50 | 100 % | $2,640 | $2,657 | $17 | 0.62 % | $17 | | | | | | News Article | History of Marco Investment Management Llc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 443,574 | Added More | 108,182 | 32.25 % | $23,420,707 | $23,567,087 | $146,379 | 0.62 % | $35,700 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | N-Q | Mtb Group Of Funds - Mtb International Equity Fund | International Large-Cap Core | | Sold All | -22,191 | -100 % | | | | 0.62 % | $-7,323 | | | | | | News Article | History of Mtb Group Of Funds - Mtb International Equity Fund Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nichols And Pratt Advisers Llp | Institution | 361,566 | Added More | 12,560 | 3.59 % | $19,090,685 | $19,210,002 | $119,317 | 0.62 % | $4,145 | | | | | | News Article | History of Nichols And Pratt Advisers Llp Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Norris Perne And French Llp | Institution | 6,650 | Added More | 1,000 | 17.69 % | $351,120 | $353,315 | $2,195 | 0.62 % | $330 | | | | | | News Article | History of Norris Perne And French Llp Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | North Star Investment Management Corp | Institution | 25 | New Holding | 25 | 100 % | $1,320 | $1,328 | $8 | 0.62 % | $8 | | | | | | News Article | History of North Star Investment Management Corp Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Northern Oak Capital Management Inc | Institution | 11,505 | Added More | 6,250 | 118.93 % | $607,464 | $611,261 | $3,797 | 0.62 % | $2,063 | | | | | | News Article | History of Northern Oak Capital Management Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oshaughnessy Asset Management Llc | Institution | 20,765 | Sold Some | -11,118 | -34.87 % | $1,096,392 | $1,103,244 | $6,852 | 0.62 % | $-3,669 | | | | | | News Article | History of Oshaughnessy Asset Management Llc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 41,578 | Added More | 2,008 | 5.07 % | $2,195,318 | $2,209,039 | $13,721 | 0.62 % | $663 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 82,453 | Added More | 26,667 | 47.80 % | $4,353,518 | $4,380,728 | $27,209 | 0.62 % | $8,800 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Paydenfunds | Institution | 400 | New Holding | 400 | 100 % | $21,120 | $21,252 | $132 | 0.62 % | $132 | | | | | | News Article | History of Paydenfunds Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Placemark Investments Inc | Institution | 183,478 | Added More | 100 | 0.05 % | $9,687,638 | $9,748,186 | $60,548 | 0.62 % | $33 | | | | | | News Article | History of Placemark Investments Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Poplar Forest Capital Llc | No Data | | Sold All | -75 | -100 % | | | | 0.62 % | $-25 | | | | | | News Article | History of Poplar Forest Capital Llc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Portola Group Inc | Institution | 8,020 | No Change | 0 | 0 % | $423,456 | $426,103 | $2,647 | 0.62 % | $0 | | | | | | News Article | History of Portola Group Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Primecap Management Co | Institution | 37,443,854 | Sold Some | -26,900 | -0.07 % | $1,977,035,491 | $1,989,391,963 | $12,356,472 | 0.62 % | $-8,877 | | | | | | News Article | History of Primecap Management Co Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Principal Financial Group Inc | Institution | 8,571 | Sold Some | -1,200 | -12.28 % | $452,549 | $455,377 | $2,828 | 0.62 % | $-396 | | | | | | News Article | History of Principal Financial Group Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Provise Management Group Llc | Institution | 14,509 | Added More | 1,450 | 11.10 % | $766,075 | $770,863 | $4,788 | 0.62 % | $479 | | | | | | News Article | History of Provise Management Group Llc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Qa3 Financial Llc | No Data | 1,300 | No Change | 0 | 0 % | $68,640 | $69,069 | $429 | 0.62 % | $0 | | | | | | News Article | History of Qa3 Financial Llc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Raymond James Trust Co | Institution | 9,744 | Sold Some | -15 | -0.15 % | $514,483 | $517,699 | $3,216 | 0.62 % | $-5 | | | | | | News Article | History of Raymond James Trust Co Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rbc Trustee Ltd | Institution | 750 | New Holding | 750 | 100 % | $39,600 | $39,848 | $248 | 0.62 % | $248 | | | | | | News Article | History of Rbc Trustee Ltd Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Renaissance Group Llc | Institution | | Sold All | -210,479 | -100 % | | | | 0.62 % | $-69,458 | | | | | | News Article | History of Renaissance Group Llc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Royal Bank Of Scotland Group Plc | Institution | 4,160 | New Holding | 4,160 | 100 % | $219,648 | $221,021 | $1,373 | 0.62 % | $1,373 | | | | | | News Article | History of Royal Bank Of Scotland Group Plc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 486,500 | Sold Some | -1,369,422 | -73.78 % | $25,687,200 | $25,847,745 | $160,545 | 0.62 % | $-451,909 | | | | | | News Article | History of Russell Frank Co Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Schmeidler A R And Co Inc | Institution | 250,752 | Added More | 129,320 | 106.49 % | $13,239,706 | $13,322,454 | $82,748 | 0.62 % | $42,676 | | | | | | News Article | History of Schmeidler A R And Co Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Scotia Capital Inc | Institution | 20,907 | Added More | 5,235 | 33.40 % | $1,103,890 | $1,110,789 | $6,899 | 0.62 % | $1,728 | | | | | | News Article | History of Scotia Capital Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Signaturefd Llc | No Data | 500 | Sold Some | -500 | -50.00 % | $26,400 | $26,565 | $165 | 0.62 % | $-165 | | | | | | News Article | History of Signaturefd Llc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sm And R Investments Inc | Institution | 2,500 | No Change | 0 | 0 % | $132,000 | $132,825 | $825 | 0.62 % | $0 | | | | | | News Article | History of Sm And R Investments Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | N-Q | Sound Shore Fund Inc - Sound Shore Fund Inc | Specialty & Misc | 1,058,500 | Sold Some | -116,400 | -9.90 % | $55,888,800 | $56,238,105 | $349,305 | 0.62 % | $-38,412 | | | | | | News Article | History of Sound Shore Fund Inc - Sound Shore Fund Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ssi Investment Management Inc | Institution | 35 | New Holding | 35 | 100 % | $1,848 | $1,860 | $12 | 0.62 % | $12 | | | | | | News Article | History of Ssi Investment Management Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Suffolk Capital Management Llc | Institution | | Sold All | -340,800 | -100 % | | | | 0.62 % | $-112,464 | | | | | | News Article | History of Suffolk Capital Management Llc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Suntrust Banks Inc | Institution | 10,222 | Sold Some | -1,527 | -12.99 % | $539,722 | $543,095 | $3,373 | 0.62 % | $-504 | | | | | | News Article | History of Suntrust Banks Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 9,300 | Added More | 3,150 | 51.21 % | $491,040 | $494,109 | $3,069 | 0.62 % | $1,040 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ubs Oconnor Llc | Institution | | Sold All | -12,100 | -100 % | | | | 0.62 % | $-3,993 | | | | | | News Article | History of Ubs Oconnor Llc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Veritable L P | Institution | 10,082 | Sold Some | -5,800 | -36.51 % | $532,330 | $535,657 | $3,327 | 0.62 % | $-1,914 | | | | | | News Article | History of Veritable L P Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Voyageur Asset Management Inc | Institution | | Sold All | -60 | -100 % | | | | 0.62 % | $-20 | | | | | | News Article | History of Voyageur Asset Management Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Wealth Advisors Of Cincinnati Llc | Institution | | Sold All | -130 | -100 % | | | | 0.62 % | $-43 | | | | | | News Article | History of Wealth Advisors Of Cincinnati Llc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Wm Advisors Inc | Institution | 270,700 | Added More | 1,200 | 0.44 % | $14,292,960 | $14,382,291 | $89,331 | 0.62 % | $396 | | | | | | News Article | History of Wm Advisors Inc Ownership Of Novartis Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | World Asset Management Inc | Institution | 353,157 | No Change | 0 | 0 % | $18,646,690 | $18,763,231 | $116,542 | 0.62 % | $0 | | | | | | News Article | History of World Asset Management Inc Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Aperio Group Llc | Institution | 45,763 | Added More | 19,102 | 71.64 % | $2,458,388 | $2,431,388 | $-27,000 | -1.09 % | $-11,270 | | | | | | News Article | History of Aperio Group Llc Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Bahl And Gaynor Inc | Institution | 993,195 | Sold Some | -12,123 | -1.20 % | $53,354,435 | $52,768,450 | $-585,985 | -1.09 % | $7,153 | | | | | | News Article | History of Bahl And Gaynor Inc Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Brinton Eaton Associates Inc | Institution | 1,000 | No Change | 0 | 0 % | $53,720 | $53,130 | $-590 | -1.09 % | $0 | | | | | | News Article | History of Brinton Eaton Associates Inc Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 487,611 | Sold Some | -426,014 | -46.62 % | $26,194,463 | $25,906,772 | $-287,690 | -1.09 % | $251,348 | | | | | | News Article | History of Citigroup Inc Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 404,002 | Sold Some | -5,573 | -1.36 % | $21,702,987 | $21,464,626 | $-238,361 | -1.09 % | $3,288 | | | | | | News Article | History of Comerica Bank Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Cypress Asset Management Inc | Institution | 29,990 | Sold Some | -1,606 | -5.08 % | $1,611,063 | $1,593,369 | $-17,694 | -1.09 % | $948 | | | | | | News Article | History of Cypress Asset Management Inc Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Cypress Capital Group | Institution | 66,443 | Sold Some | -32 | -0.04 % | $3,569,318 | $3,530,117 | $-39,201 | -1.09 % | $19 | | | | | | News Article | History of Cypress Capital Group Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Elefante Michael B | Institution | 105,370 | Added More | 8,050 | 8.27 % | $5,660,476 | $5,598,308 | $-62,168 | -1.09 % | $-4,750 | | | | | | News Article | History of Elefante Michael B Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | First National Trust Co | Institution | 4,590 | Sold Some | -467 | -9.23 % | $246,575 | $243,867 | $-2,708 | -1.09 % | $276 | | | | | | News Article | History of First National Trust Co Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Glenmede Trust Co Na | Institution | 390,150 | Sold Some | -1,764 | -0.45 % | $20,958,858 | $20,728,670 | $-230,189 | -1.09 % | $1,041 | | | | | | News Article | History of Glenmede Trust Co Na Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Gratry And Co | Institution | 67,990 | Added More | 8,540 | 14.36 % | $3,652,423 | $3,612,309 | $-40,114 | -1.09 % | $-5,039 | | | | | | News Article | History of Gratry And Co Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Haverford Financial Services Inc | Institution | 36,489 | Sold Some | -62 | -0.16 % | $1,960,189 | $1,938,661 | $-21,529 | -1.09 % | $37 | | | | | | News Article | History of Haverford Financial Services Inc Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Hynes Himmelreich Glennon And Co | Institution | 5,901 | Added More | 1,026 | 21.04 % | $317,002 | $313,520 | $-3,482 | -1.09 % | $-605 | | | | | | News Article | History of Hynes Himmelreich Glennon And Co Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ipswich Investment Management Co Inc | No Data | 25,190 | Added More | 18,410 | 271.53 % | $1,353,207 | $1,338,345 | $-14,862 | -1.09 % | $-10,862 | | | | | | News Article | History of Ipswich Investment Management Co Inc Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 1,156,325 | Sold Some | -102,881 | -8.17 % | $62,117,779 | $61,435,547 | $-682,232 | -1.09 % | $60,700 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Kimelman And Baird Llc | Institution | 1,100 | No Change | 0 | 0 % | $59,092 | $58,443 | $-649 | -1.09 % | $0 | | | | | | News Article | History of Kimelman And Baird Llc Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Parnassus Investments | Institution | 844,000 | Added More | 432,000 | 104.85 % | $45,339,680 | $44,841,720 | $-497,960 | -1.09 % | $-254,880 | | | | | | News Article | History of Parnassus Investments Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Pekin Singer Strauss Asset Management | Institution | 122,700 | New Holding | 122,700 | 100 % | $6,591,444 | $6,519,051 | $-72,393 | -1.09 % | $-72,393 | | | | | | News Article | History of Pekin Singer Strauss Asset Management Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Pinnacle Global Group Inc | Institution | 10,780 | New Holding | 10,780 | 100 % | $579,102 | $572,741 | $-6,360 | -1.09 % | $-6,360 | | | | | | News Article | History of Pinnacle Global Group Inc Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Platte River Capital Llc | Institution | | Sold All | -7,745 | -100 % | | | | -1.09 % | $4,570 | | | | | | News Article | History of Platte River Capital Llc Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Red Granite Advisors Llc | Institution | 57,744 | Added More | 2,429 | 4.39 % | $3,102,008 | $3,067,939 | $-34,069 | -1.09 % | $-1,433 | | | | | | News Article | History of Red Granite Advisors Llc Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Sectoral Asset Management Inc | Institution | 51,533 | Added More | 18,421 | 55.63 % | $2,768,353 | $2,737,948 | $-30,404 | -1.09 % | $-10,868 | | | | | | News Article | History of Sectoral Asset Management Inc Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Sterne Agee And Leach Group Inc | Institution | 29,205 | New Holding | 29,205 | 100 % | $1,568,893 | $1,551,662 | $-17,231 | -1.09 % | $-17,231 | | | | | | News Article | History of Sterne Agee And Leach Group Inc Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 1,459,386 | Added More | 21,087 | 1.46 % | $78,398,216 | $77,537,178 | $-861,038 | -1.09 % | $-12,441 | | | | | | News Article | History of Ubs Ag Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | United States Steel And Carnegie Pension Fd | Institution | | Sold All | -1,804,700 | -100 % | | | | -1.09 % | $1,064,773 | | | | | | News Article | History of United States Steel And Carnegie Pension Fd Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Wetherby Asset Management Inc | Institution | 9,992 | Added More | 2,221 | 28.58 % | $536,770 | $530,875 | $-5,895 | -1.09 % | $-1,310 | | | | | | News Article | History of Wetherby Asset Management Inc Ownership Of Novartis Ag |
| 2009-11-10 | 2009-09-03 | 13F-HR | Webster Bank N A | Institution | 11,855 | Added More | 450 | 3.94 % | $636,851 | $629,856 | $-6,994 | -1.09 % | $-266 | | | | | | News Article | History of Webster Bank N A Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Beacon Trust Co | Institution | 77,314 | Sold Some | -4,267 | -5.23 % | $4,142,484 | $4,107,693 | $-34,791 | -0.83 % | $1,920 | | | | | | News Article | History of Beacon Trust Co Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Bradley Foster And Sargent Inc | Institution | 28,570 | Sold Some | -1,805 | -5.94 % | $1,530,781 | $1,517,924 | $-12,857 | -0.83 % | $812 | | | | | | News Article | History of Bradley Foster And Sargent Inc Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Ccm Partners | Institution | 10,757 | No Change | 0 | 0 % | $576,360 | $571,519 | $-4,841 | -0.83 % | $0 | | | | | | News Article | History of Ccm Partners Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Chartwell Investment Partners | Institution | 63,559 | Sold Some | -3,223 | -4.82 % | $3,405,491 | $3,376,890 | $-28,602 | -0.83 % | $1,450 | | | | | | News Article | History of Chartwell Investment Partners Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Clifford Associates Llc | Institution | 138,257 | Sold Some | -2,205 | -1.56 % | $7,407,810 | $7,345,594 | $-62,216 | -0.83 % | $992 | | | | | | News Article | History of Clifford Associates Llc Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Country Club Trust Company N A | Institution | 39,496 | Added More | 1,561 | 4.11 % | $2,116,196 | $2,098,422 | $-17,773 | -0.83 % | $-702 | | | | | | News Article | History of Country Club Trust Company N A Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Fca Corp | Institution | 30,275 | Sold Some | -1,300 | -4.11 % | $1,622,135 | $1,608,511 | $-13,624 | -0.83 % | $585 | | | | | | News Article | History of Fca Corp Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | N-Q | Forum Funds - Polaris Global Value Fund | Global Multi-Cap Value | 49,600 | No Change | 0 | 0 % | $2,657,568 | $2,635,248 | $-22,320 | -0.83 % | $0 | | | | | | News Article | History of Forum Funds - Polaris Global Value Fund Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Hansberger Global Investors Inc | Institution | 167,591 | Added More | 14,581 | 9.52 % | $8,979,526 | $8,904,110 | $-75,416 | -0.83 % | $-6,561 | | | | | | News Article | History of Hansberger Global Investors Inc Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Howe Barnes Capital Management Inc | Institution | 26,536 | Added More | 675 | 2.61 % | $1,421,799 | $1,409,858 | $-11,941 | -0.83 % | $-304 | | | | | | News Article | History of Howe Barnes Capital Management Inc Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Institutional Capital Corp | Institution | | Sold All | -2,446,090 | -100 % | | | | -0.83 % | $1,100,741 | | | | | | News Article | History of Institutional Capital Corp Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Jamison Eaton And Wood Inc | Institution | 54,395 | Added More | 395 | 0.73 % | $2,914,484 | $2,890,006 | $-24,478 | -0.83 % | $-178 | | | | | | News Article | History of Jamison Eaton And Wood Inc Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Johnson Investment Counsel Inc | Institution | 410,064 | Sold Some | -7,351 | -1.76 % | $21,971,229 | $21,786,700 | $-184,529 | -0.83 % | $3,308 | | | | | | News Article | History of Johnson Investment Counsel Inc Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Jp Marvel Investment Advisors Llc | Institution | 67,030 | Sold Some | -10,880 | -13.96 % | $3,591,467 | $3,561,304 | $-30,164 | -0.83 % | $4,896 | | | | | | News Article | History of Jp Marvel Investment Advisors Llc Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Kayne Anderson Rudnick Investment Management Llc | Institution | 10,067 | Added More | 200 | 2.02 % | $539,390 | $534,860 | $-4,530 | -0.83 % | $-90 | | | | | | News Article | History of Kayne Anderson Rudnick Investment Management Llc Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Klingenstein Fields And Co Llc | Institution | 29,338 | Sold Some | -5,300 | -15.30 % | $1,571,930 | $1,558,728 | $-13,202 | -0.83 % | $2,385 | | | | | | News Article | History of Klingenstein Fields And Co Llc Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Lazard Asset Management Llc | Institution | 1,660,507 | Sold Some | -371,587 | -18.28 % | $88,969,965 | $88,222,737 | $-747,228 | -0.83 % | $167,214 | | | | | | News Article | History of Lazard Asset Management Llc Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Lockwood Financial Services Inc | Institution | 27,235 | Added More | 361 | 1.34 % | $1,459,251 | $1,446,996 | $-12,256 | -0.83 % | $-162 | | | | | | News Article | History of Lockwood Financial Services Inc Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Mcdaniel Terry And Co | Institution | 107,934 | Added More | 1,299 | 1.21 % | $5,783,104 | $5,734,533 | $-48,570 | -0.83 % | $-585 | | | | | | News Article | History of Mcdaniel Terry And Co Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Mckinley Capital Management Inc | Institution | 100,602 | Sold Some | -8,212 | -7.54 % | $5,390,255 | $5,344,984 | $-45,271 | -0.83 % | $3,695 | | | | | | News Article | History of Mckinley Capital Management Inc Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Mondrian Investment Partners Ltd | Institution | 88,300 | Sold Some | -1,800 | -1.99 % | $4,731,114 | $4,691,379 | $-39,735 | -0.83 % | $810 | | | | | | News Article | History of Mondrian Investment Partners Ltd Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Monetary Management Group Inc | Institution | 5,750 | No Change | 0 | 0 % | $308,085 | $305,498 | $-2,588 | -0.83 % | $0 | | | | | | News Article | History of Monetary Management Group Inc Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Nmf Asset Management Llc | Institution | 28,790 | Sold Some | -300 | -1.03 % | $1,542,568 | $1,529,613 | $-12,956 | -0.83 % | $135 | | | | | | News Article | History of Nmf Asset Management Llc Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Northstar Asset Management Llc | Institution | 55,655 | Added More | 665 | 1.20 % | $2,981,995 | $2,956,950 | $-25,045 | -0.83 % | $-299 | | | | | | News Article | History of Northstar Asset Management Llc Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Pitcairn Group L P | Institution | 34,759 | Sold Some | -13,095 | -27.36 % | $1,862,387 | $1,846,746 | $-15,642 | -0.83 % | $5,893 | | | | | | News Article | History of Pitcairn Group L P Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Polaris Capital Management Inc | Institution | 2,200 | Sold Some | -100 | -4.34 % | $117,876 | $116,886 | $-990 | -0.83 % | $45 | | | | | | News Article | History of Polaris Capital Management Inc Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Reilly Financial Advisors Llc | Institution | 61,791 | Added More | 3,665 | 6.30 % | $3,310,762 | $3,282,956 | $-27,806 | -0.83 % | $-1,649 | | | | | | News Article | History of Reilly Financial Advisors Llc Ownership Of Novartis Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Tweedy Browne Co Llc | Institution | 396,951 | Added More | 252,852 | 175.47 % | $21,268,635 | $21,090,007 | $-178,628 | -0.83 % | $-113,783 | | | | | | News Article | History of Tweedy Browne Co Llc Ownership Of Novartis Ag |
| 2009-11-09 | 2009-08-31 | N-CSR | Morgan Stanley International Value Equity Fund - Morgan Stanley International Value Equity Fund | International Large-Cap Core | | Sold All | -136,453 | -100 % | | | | -0.83 % | $61,404 | | | | | | News Article | History of Morgan Stanley International Value Equity Fund - Morgan Stanley International Value Equity Fund Ownership Of Novartis Ag |
| 2009-11-09 | 2009-08-31 | N-CSR | World Funds Inc Md - Csi Equity Fund | Specialty & Misc | | Sold All | -14,700 | -100 % | | | | -0.83 % | $6,615 | | | | | | News Article | History of World Funds Inc Md - Csi Equity Fund Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR/A | Augustine Asset Management Inc | Institution | 45,700 | Added More | 2,285 | 5.26 % | $2,412,960 | $2,428,041 | $15,081 | 0.62 % | $754 | | | | | | News Article | History of Augustine Asset Management Inc Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Avalon Advisors L P | Institution | 336,790 | Sold Some | -9,271 | -2.67 % | $17,782,512 | $17,893,653 | $111,141 | 0.62 % | $-3,059 | | | | | | News Article | History of Avalon Advisors L P Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR/A | Baird Robert W And Co Inc | Institution | 81,281 | Added More | 10,095 | 14.18 % | $4,291,637 | $4,318,460 | $26,823 | 0.62 % | $3,331 | | | | | | News Article | History of Baird Robert W And Co Inc Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Blair William And Co | Institution | 18,240 | Sold Some | -1,803 | -8.99 % | $963,072 | $969,091 | $6,019 | 0.62 % | $-595 | | | | | | News Article | History of Blair William And Co Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Chelsea Counsel Co | Institution | 48,553 | Sold Some | -7,710 | -13.70 % | $2,563,598 | $2,579,621 | $16,022 | 0.62 % | $-2,544 | | | | | | News Article | History of Chelsea Counsel Co Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Condor Capital Management | Institution | 19,796 | Sold Some | -86 | -0.43 % | $1,045,229 | $1,051,761 | $6,533 | 0.62 % | $-28 | | | | | | News Article | History of Condor Capital Management Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Davis R M Inc | Institution | 27,190 | Sold Some | -26,095 | -48.97 % | $1,435,632 | $1,444,605 | $8,973 | 0.62 % | $-8,611 | | | | | | News Article | History of Davis R M Inc Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Deere And Co | Institution | 13,750 | Sold Some | -2,231 | -13.96 % | $726,000 | $730,538 | $4,538 | 0.62 % | $-736 | | | | | | News Article | History of Deere And Co Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Dunvegan Associates Inc | Institution | 24,108 | No Change | 0 | 0 % | $1,272,902 | $1,280,858 | $7,956 | 0.62 % | $0 | | | | | | News Article | History of Dunvegan Associates Inc Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Genworth Financial Inc | Institution | 66,495 | Sold Some | -5,221 | -7.28 % | $3,510,936 | $3,532,879 | $21,943 | 0.62 % | $-1,723 | | | | | | News Article | History of Genworth Financial Inc Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Harding Loevner Management L P | Institution | 8,461 | Added More | 209 | 2.53 % | $446,741 | $449,533 | $2,792 | 0.62 % | $69 | | | | | | News Article | History of Harding Loevner Management L P Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Hartford Investment Management Co | Institution | | Sold All | -750 | -100 % | | | | 0.62 % | $-248 | | | | | | News Article | History of Hartford Investment Management Co Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Hokanson Capital Management Inc | Institution | 28,390 | Sold Some | -1,995 | -6.56 % | $1,498,992 | $1,508,361 | $9,369 | 0.62 % | $-658 | | | | | | News Article | History of Hokanson Capital Management Inc Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR/A | Kahn Brothers And Co Inc De | Institution | 167,178 | Sold Some | -1,601 | -0.94 % | $8,826,998 | $8,882,167 | $55,169 | 0.62 % | $-528 | | | | | | News Article | History of Kahn Brothers And Co Inc De Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Kidder Stephen W | Institution | 12,910 | Sold Some | -350 | -2.63 % | $681,648 | $685,908 | $4,260 | 0.62 % | $-116 | | | | | | News Article | History of Kidder Stephen W Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Mclean Budden Ltd | Institution | | Sold All | -1,486,370 | -100 % | | | | 0.62 % | $-490,502 | | | | | | News Article | History of Mclean Budden Ltd Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metlife Securities Inc | Institution | 2,750 | Sold Some | -93 | -3.27 % | $145,200 | $146,108 | $908 | 0.62 % | $-31 | | | | | | News Article | History of Metlife Securities Inc Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Nbt Bank N A | Institution | 65,870 | Sold Some | -2,736 | -3.98 % | $3,477,936 | $3,499,673 | $21,737 | 0.62 % | $-903 | | | | | | News Article | History of Nbt Bank N A Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 104,126 | Sold Some | -1,053,673 | -91.00 % | $5,497,853 | $5,532,214 | $34,362 | 0.62 % | $-347,712 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 676 | New Holding | 676 | 100 % | $35,693 | $35,916 | $223 | 0.62 % | $223 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Somerville Kurt F | Institution | 88,070 | Added More | 4,305 | 5.13 % | $4,650,096 | $4,679,159 | $29,063 | 0.62 % | $1,421 | | | | | | News Article | History of Somerville Kurt F Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Sound Shore Management Inc | Institution | 3,310,379 | Sold Some | -49,486 | -1.47 % | $174,788,011 | $175,880,436 | $1,092,425 | 0.62 % | $-16,330 | | | | | | News Article | History of Sound Shore Management Inc Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Synovus Financial Corp | Institution | | Sold All | -450 | -100 % | | | | 0.62 % | $-149 | | | | | | News Article | History of Synovus Financial Corp Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 936,157 | Added More | 446,146 | 91.04 % | $49,429,090 | $49,738,021 | $308,932 | 0.62 % | $147,228 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 3,245,482 | Added More | 1,108,252 | 51.85 % | $171,361,450 | $172,432,459 | $1,071,009 | 0.62 % | $365,723 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Unionbancal Corp | Institution | 107,197 | Sold Some | -4,348 | -3.89 % | $5,660,002 | $5,695,377 | $35,375 | 0.62 % | $-1,435 | | | | | | News Article | History of Unionbancal Corp Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Waddell And Reed Financial Inc | Institution | | Sold All | -66,824 | -100 % | | | | 0.62 % | $-22,052 | | | | | | News Article | History of Waddell And Reed Financial Inc Ownership Of Novartis Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Westport Resources Management Inc | Institution | 5,032 | Sold Some | -267 | -5.03 % | $265,690 | $267,350 | $1,661 | 0.62 % | $-88 | | | | | | News Article | History of Westport Resources Management Inc Ownership Of Novartis Ag |
| 2009-11-06 | 2009-08-31 | N-CSR | John Hancock Funds Ii - International Value Fund | International Multi-Cap Value | 282,470 | New Holding | 282,470 | 100 % | $14,914,416 | $15,007,631 | $93,215 | 0.62 % | $93,215 | | | | | | News Article | History of John Hancock Funds Ii - International Value Fund Ownership Of Novartis Ag |
| 2009-11-06 | 2009-06-30 | 13F-HR | Condor Capital Management | Institution | 19,882 | Sold Some | -8,441 | -29.80 % | $1,049,770 | $1,056,331 | $6,561 | 0.62 % | $-2,786 | | | | | | News Article | History of Condor Capital Management Ownership Of Novartis Ag |
| 2009-11-06 | 2009-03-31 | 13F-HR | Condor Capital Management | Institution | 28,323 | New Holding | 28,323 | 100 % | $1,495,454 | $1,504,801 | $9,347 | 0.62 % | $9,347 | | | | | | News Article | History of Condor Capital Management Ownership Of Novartis Ag |
| 2009-11-06 | 2009-03-31 | 13F-HR | Yhb Investment Advisors Inc | No Data | 7,175 | Added More | 160 | 2.28 % | $378,840 | $381,208 | $2,368 | 0.62 % | $53 | | | | | | News Article | History of Yhb Investment Advisors Inc Ownership Of Novartis Ag |
| 2009-11-06 | 2008-12-31 | 13F-HR | Yhb Investment Advisors Inc | No Data | 7,015 | No Compare | | | $370,392 | $372,707 | $2,315 | 0.62 % | | | | | | | News Article | History of Yhb Investment Advisors Inc Ownership Of Novartis Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | Bank Of Hawaii | Institution | 217 | No Change | 0 | 0 % | $11,410 | $11,529 | $119 | 1.04 % | $0 | | | | | | News Article | History of Bank Of Hawaii Ownership Of Novartis Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | Exchange Capital Management Inc | Institution | 200 | No Change | 0 | 0 % | $10,516 | $10,626 | $110 | 1.04 % | $0 | | | | | | News Article | History of Exchange Capital Management Inc Ownership Of Novartis Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 394 | New Holding | 394 | 100 % | $20,717 | $20,933 | $217 | 1.04 % | $217 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of Novartis Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | High Point Bank And Trust Co | Institution | 700 | No Change | 0 | 0 % | $36,806 | $37,191 | $385 | 1.04 % | $0 | | | | | | News Article | History of High Point Bank And Trust Co Ownership Of Novartis Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR/A | Huntington National Bank | Institution | 65,042 | Sold Some | -945 | -1.43 % | $3,419,908 | $3,455,681 | $35,773 | 1.04 % | $-520 | | | | | | News Article | History of Huntington National Bank Ownership Of Novartis Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | Liebau Asset Management Company Llc | Institution | 36,314 | Sold Some | -750 | -2.02 % | $1,909,390 | $1,929,363 | $19,973 | 1.04 % | $-413 | | | | | | News Article | History of Liebau Asset Management Company Llc Ownership Of Novartis Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 539,342 | Added More | 23,505 | 4.55 % | $28,358,602 | $28,655,240 | $296,638 | 1.04 % | $12,928 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Novartis Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | Philadelphia International Advisors Lp | Institution | 744,057 | Added More | 3,276 | 0.44 % | $39,122,517 | $39,531,748 | $409,231 | 1.04 % | $1,802 | | | | | | News Article | History of Philadelphia International Advisors Lp Ownership Of Novartis Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | Profund Advisors Llc | Institution | 66,768 | Added More | 17,940 | 36.74 % | $3,510,661 | $3,547,384 | $36,722 | 1.04 % | $9,867 | | | | | | News Article | History of Profund Advisors Llc Ownership Of Novartis Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 3,982 | New Holding | 3,982 | 100 % | $209,374 | $211,564 | $2,190 | 1.04 % | $2,190 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Novartis Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | Punch And Associates Investment Management Inc | Institution | 45,502 | Sold Some | -1,489 | -3.16 % | $2,392,495 | $2,417,521 | $25,026 | 1.04 % | $-819 | | | | | | News Article | History of Punch And Associates Investment Management Inc Ownership Of Novartis Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | Putnam Fl Investment Management Co | Institution | 67,080 | Added More | 1,505 | 2.29 % | $3,527,066 | $3,563,960 | $36,894 | 1.04 % | $828 | | | | | | News Article | History of Putnam Fl Investment Management Co Ownership Of Novartis Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | Roosevelt Investment Group Inc | Institution | | Sold All | -15 | -100 % | | | | 1.04 % | $-8 | | | | | | News Article | History of Roosevelt Investment Group Inc Ownership Of Novartis Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | Teacher Retirement System Of Texas | Institution | 575,286 | Added More | 240,000 | 71.58 % | $30,248,538 | $30,564,945 | $316,407 | 1.04 % | $132,000 | | | | | | News Article | History of Teacher Retirement System Of Texas Ownership Of Novartis Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | Value Line Inc | Institution | 11,320 | No Change | 0 | 0 % | $595,206 | $601,432 | $6,226 | 1.04 % | $0 | | | | | | News Article | History of Value Line Inc Ownership Of Novartis Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | Wcm Investment Management | Institution | 10,041 | Sold Some | -323 | -3.11 % | $527,956 | $533,478 | $5,523 | 1.04 % | $-178 | | | | | | News Article | History of Wcm Investment Management Ownership Of Novartis Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | Yhb Investment Advisors Inc | No Data | 7,900 | Added More | 175 | 2.26 % | $415,382 | $419,727 | $4,345 | 1.04 % | $96 | | | | | | News Article | History of Yhb Investment Advisors Inc Ownership Of Novartis Ag |
| 2009-11-05 | 2009-08-31 | N-CSR | Alliancebernstein Pooling Portfolios - Alliancebernstein International Value Portfolio | International Large-Cap Value | 375,110 | No Change | 0 | 0 % | $19,723,284 | $19,929,594 | $206,311 | 1.04 % | $0 | | | | | | News Article | History of Alliancebernstein Pooling Portfolios - Alliancebernstein International Value Portfolio Ownership Of Novartis Ag |
| 2009-11-05 | 2009-08-31 | N-CSR | Claymore Exchange Traded Fund Trust - Claymoreocean Tomo Patent Etf | Specialty & Misc | 2,923 | No Change | 0 | 0 % | $153,691 | $155,299 | $1,608 | 1.04 % | $0 | | | | | | News Article | History of Claymore Exchange Traded Fund Trust - Claymoreocean Tomo Patent Etf Ownership Of Novartis Ag |
| 2009-11-05 | 2009-08-31 | N-CSR | Claymore Exchange-Traded Fund Trust 2 - Claymore Sp Global Water Etf | Global Flex Port | 664 | No Compare | | | $34,913 | $35,278 | $365 | 1.04 % | | | | | | | News Article | History of Claymore Exchange-Traded Fund Trust 2 - Claymore Sp Global Water Etf Ownership Of Novartis Ag |
| 2009-11-05 | 2009-08-31 | N-CSR | Claymore Exchange-Traded Fund Trust 2 - Robeco Developed International Equity | Global Flex Port | | Sold All | -1,263 | -100 % | | | | 1.04 % | $-695 | | | | | | News Article | History of Claymore Exchange-Traded Fund Trust 2 - Robeco Developed International Equity Ownership Of Novartis Ag |
| 2009-11-05 | 2009-08-31 | N-CSRS | John Hancock Funds Iii - International Allocation Portfolio | Global Flex Port | 1,354,336 | Added More | 480,169 | 54.92 % | $71,210,987 | $71,955,872 | $744,885 | 1.04 % | $264,093 | | | | | | News Article | History of John Hancock Funds Iii - International Allocation Portfolio Ownership Of Novartis Ag |
| 2009-11-05 | 2009-08-31 | N-CSR | Marshall Funds Inc - Marshall International Stock Fund | International Multi-Cap Growth | | Sold All | -52,820 | -100 % | | | | 1.04 % | $-29,051 | | | | | | News Article | History of Marshall Funds Inc - Marshall International Stock Fund Ownership Of Novartis Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | 1st Source Bank | Institution | 6,120 | Added More | 320 | 5.51 % | $319,709 | $325,156 | $5,447 | 1.70 % | $285 | | | | | | News Article | History of 1st Source Bank Ownership Of Novartis Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | Atlas Browninc | Institution | 4,297 | Sold Some | -688 | -13.80 % | $224,475 | $228,300 | $3,824 | 1.70 % | $-612 | | | | | | News Article | History of Atlas Browninc Ownership Of Novartis Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | Bridges Investment Counsel Inc | Institution | 5,110 | Added More | 200 | 4.07 % | $266,946 | $271,494 | $4,548 | 1.70 % | $178 | | | | | | News Article | History of Bridges Investment Counsel Inc Ownership Of Novartis Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | Bristol John W And Co Inc | Institution | 2,604,508 | Sold Some | -60,482 | -2.26 % | $136,059,498 | $138,377,510 | $2,318,012 | 1.70 % | $-53,829 | | | | | | News Article | History of Bristol John W And Co Inc Ownership Of Novartis Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | Capital One National Association | Institution | 82,841 | Sold Some | -934 | -1.11 % | $4,327,614 | $4,401,342 | $73,728 | 1.70 % | $-831 | | | | | | News Article | History of Capital One National Association Ownership Of Novartis Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | Colony Capital Management Inc | Institution | | Sold All | -12,904 | -100 % | | | | 1.70 % | $-11,485 | | | | | | News Article | History of Colony Capital Management Inc Ownership Of Novartis Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | Fort Washington Investment Advisors Inc | Institution | 1,142,846 | Sold Some | -1,075 | -0.09 % | $59,702,275 | $60,719,408 | $1,017,133 | 1.70 % | $-957 | | | | | | News Article | History of Fort Washington Investment Advisors Inc Ownership Of Novartis Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | Foster Motley Inc | Institution | | Sold All | -6,275 | -100 % | | | | 1.70 % | $-5,585 | | | | | | News Article | History of Foster Motley Inc Ownership Of Novartis Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | Geewax Plus Partners Llc | Institution | 13,000 | Added More | 6,300 | 94.02 % | $679,120 | $690,690 | $11,570 | 1.70 % | $5,607 | | | | | | News Article | History of Geewax Plus Partners Llc Ownership Of Novartis Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | Gw Capital Management Incco | Institution | 32,907 | Sold Some | -1,129 | -3.31 % | $1,719,062 | $1,748,349 | $29,287 | 1.70 % | $-1,005 | | | | | | News Article | History of Gw Capital Management Incco Ownership Of Novartis Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | Haverford Trust Co | Institution | 800,778 | New Holding | 800,778 | 100 % | $41,832,643 | $42,545,335 | $712,692 | 1.70 % | $712,692 | | | | | | News Article | History of Haverford Trust Co Ownership Of Novartis Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | Horizon Asset Management Inc Ny | Institution | 12,700 | No Change | 0 | 0 % | $663,448 | $674,751 | $11,303 | 1.70 % | $0 | | | | | | News Article | History of Horizon Asset Management Inc Ny Ownership Of Novartis Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | Icm Asset Management Inc | Institution | 14,650 | Sold Some | -675 | -4.40 % | $765,316 | $778,355 | $13,039 | 1.70 % | $-601 | | | | | | News Article | History of Icm Asset Management Inc Ownership Of Novartis Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | Lehrer Management Co Inc | Institution | 38,015 | No Change | 0 | 0 % | $1,985,904 | $2,019,737 | $33,833 | 1.70 % | $0 | | | | | | News Article | History of Lehrer Management Co Inc Ownership Of Novartis Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | Loring Wolcott And Coolidge Fiduciary Advisors | Institution | 308,603 | Added More | 6,111 | 2.02 % | $16,121,421 | $16,396,077 | $274,657 | 1.70 % | $5,439 | | | | | | News Article | History of Loring Wolcott And Coolidge Fiduciary Advisors Ownership Of Novartis Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | Scharf Investments Llc | No Data | 532,876 | Added More | 75,948 | 16.62 % | $27,837,442 | $28,311,702 | $474,260 | 1.70 % | $67,594 | | | | | | News Article | History of Scharf Investments Llc Ownership Of Novartis Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | South Texas Money Management Ltd | Institution | 428,341 | Sold Some | -6,741 | -1.54 % | $22,376,534 | $22,757,757 | $381,223 | 1.70 % | $-5,999 | | | | | | News Article | History of South Texas Money Management Ltd Ownership Of Novartis Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | Strategic Investment Advisors Inc | No Data | 21,215 | Added More | 245 | 1.16 % | $1,108,272 | $1,127,153 | $18,881 | 1.70 % | $218 | | | | | | News Article | History of Strategic Investment Advisors Inc Ownership Of Novartis Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | Symphony Asset Management Llc | Institution | 6,894 | Sold Some | -143 | -2.03 % | $360,143 | $366,278 | $6,136 | 1.70 % | $-127 | | | | | | News Article | History of Symphony Asset Management Llc Ownership Of Novartis Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | Texas Capital Bancshares Inc | Institution | 5,612 | Sold Some | -205 | -3.52 % | $293,171 | $298,166 | $4,995 | 1.70 % | $-182 | | | | | | News Article | History of Texas Capital Bancshares Inc Ownership Of Novartis Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | Tradeworx Inc | Institution | 10,829 | New Holding | 10,829 | 100 % | $565,707 | $575,345 | $9,638 | 1.70 % | $9,638 | | | | | | News Article | History of Tradeworx Inc Ownership Of Novartis Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | Tradition Capital Management Llc | Institution | 100,854 | Added More | 1,150 | 1.15 % | $5,268,613 | $5,358,373 | $89,760 | 1.70 % | $1,024 | | | | | | News Article | History of Tradition Capital Management Llc Ownership Of Novartis Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | Yorktown Management And Research Co Inc | Institution | 4,100 | Sold Some | -1,500 | -26.78 % | $214,184 | $217,833 | $3,649 | 1.70 % | $-1,335 | | | | | | News Article | History of Yorktown Management And Research Co Inc Ownership Of Novartis Ag |
| 2009-11-04 | 2009-08-31 | N-CSR | Alliancebernstein Portfolios - Alliancebernstein Wealth Preservation Strategy | Mixed-Asset Target Allocation Conserv | 27,950 | Sold Some | -23,163 | -45.31 % | $1,460,108 | $1,484,984 | $24,876 | 1.70 % | $-20,615 | | | | | | News Article | History of Alliancebernstein Portfolios - Alliancebernstein Wealth Preservation Strategy Ownership Of Novartis Ag |
| 2009-11-04 | 2009-08-31 | N-CSRS | Gmo Trust - Gmo Developed World Stock Fund | Specialty & Misc | | Sold All | -72,916 | -100 % | | | | 1.70 % | $-64,895 | | | | | | News Article | History of Gmo Trust - Gmo Developed World Stock Fund Ownership Of Novartis Ag |
| 2009-11-04 | 2009-08-31 | N-CSRS | Gmo Trust - Gmo Foreign Fund | Specialty & Misc | | Sold All | -705,360 | -100 % | | | | 1.70 % | $-627,770 | | | | | | News Article | History of Gmo Trust - Gmo Foreign Fund Ownership Of Novartis Ag |
| 2009-11-04 | 2009-08-31 | N-CSRS | Gmo Trust - Gmo International Core Equity Fund | Multi-Cap Core | | Sold All | -3,324,358 | -100 % | | | | 1.70 % | $-2,958,679 | | | | | | News Article | History of Gmo Trust - Gmo International Core Equity Fund Ownership Of Novartis Ag |
| 2009-11-04 | 2009-08-31 | N-CSRS | Gmo Trust - Gmo International Growth Equity Fund | Multi-Cap Growth | | Sold All | -2,894,613 | -100 % | | | | 1.70 % | $-2,576,206 | | | | | | News Article | History of Gmo Trust - Gmo International Growth Equity Fund Ownership Of Novartis Ag |
| 2009-11-04 | 2009-08-31 | N-CSRS | Gmo Trust - Gmo International Intrinsic Value Fund | Multi-Cap Value | | Sold All | -3,506,798 | -100 % | | | | 1.70 % | $-3,121,050 | | | | | | News Article | History of Gmo Trust - Gmo International Intrinsic Value Fund Ownership Of Novartis Ag |
| 2009-11-04 | 2009-08-31 | N-CSRS | Gmo Trust - Gmo Value Fund | Multi-Cap Value | | Sold All | -1,081,554 | -100 % | | | | 1.70 % | $-962,583 | | | | | | News Article | History of Gmo Trust - Gmo Value Fund Ownership Of Novartis Ag |
| 2009-11-03 | 2009-09-30 | 13F-HR | Albert D Mason Inc | Institution | 108,375 | Added More | 40 | 0.03 % | $5,649,589 | $5,757,964 | $108,375 | 1.91 % | $40 | | | | | | News Article | History of Albert D Mason Inc Ownership Of Novartis Ag |
| 2009-11-03 | 2009-09-30 | 13F-HR | Albert D Mason Inc | Institution | 108,375 | Added More | 2,680 | 2.53 % | $5,649,589 | $5,757,964 | $108,375 | 1.91 % | $2,680 | | | | | | News Article | History of Albert D Mason Inc Ownership Of Novartis Ag |
| 2009-11-03 | 2009-09-30 | 13F-HR | Conning Asset Management Co | Institution | 4,125 | New Holding | 4,125 | 100 % | $215,036 | $219,161 | $4,125 | 1.91 % | $4,125 | | | | | | News Article | History of Conning Asset Management Co Ownership Of Novartis Ag |
| 2009-11-03 | 2009-09-30 | 13F-HR | Csi Capital Management Inc | Institution | 94,627 | Added More | 4,375 | 4.84 % | $4,932,906 | $5,027,533 | $94,627 | 1.91 % | $4,375 | | | | | | News Article | History of Csi Capital Management Inc Ownership Of Novartis Ag |
| 2009-11-03 | 2009-09-30 | 13F-HR | Ct Mason | Institution | 1,570 | Added More | 270 | 20.76 % | $81,844 | $83,414 | $1,570 | 1.91 % | $270 | | | | | | News Article | History of Ct Mason Ownership Of Novartis Ag |
| 2009-11-03 | 2009-09-30 | 13F-HR | Eads And Heald Investment Counsel | Institution | 9,285 | Added More | 425 | 4.79 % | $484,027 | $493,312 | $9,285 | 1.91 % | $425 | | | | | | News Article | History of Eads And Heald Investment Counsel Ownership Of Novartis Ag |
| 2009-11-03 | 2009-09-30 | 13F-HR | Eagle Global Advisors Llc | Institution | 545,452 | Sold Some | -5,912 | -1.07 % | $28,434,413 | $28,979,865 | $545,452 | 1.91 % | $-5,912 | | | | | | News Article | History of Eagle Global Advisors Llc Ownership Of Novartis Ag |
| 2009-11-03 | 2009-09-30 | 13F-HR | Ixis Asset Management Advisors L P | Institution | 592,965 | Sold Some | -54,288 | -8.38 % | $30,911,265 | $31,504,230 | $592,965 | 1.91 % | $-54,288 | | | | | | News Article | History of Ixis Asset Management Advisors L P Ownership Of Novartis Ag |
| 2009-11-03 | 2009-09-30 | 13F-HR/A | Leavell T And Associates Inc | Institution | 5,500 | No Change | 0 | 0 % | $286,715 | $292,215 | $5,500 | 1.91 % | $0 | | | | | | News Article | History of Leavell T And Associates Inc Ownership Of Novartis Ag |
| 2009-11-03 | 2009-09-30 | 13F-HR | M And T Bank Corp | Institution | 120,920 | Sold Some | -4,427 | -3.53 % | $6,303,560 | $6,424,480 | $120,920 | 1.91 % | $-4,427 | | | | | | News Article | History of M And T Bank Corp Ownership Of Novartis Ag |
| 2009-11-03 | 2009-09-30 | 13F-HR | Ntv Asset Management Llc | Institution | 13,975 | Sold Some | -300 | -2.10 % | $728,517 | $742,492 | $13,975 | 1.91 % | $-300 | | | | | | News Article | History of Ntv Asset Management Llc Ownership Of Novartis Ag |
| 2009-11-03 | 2009-09-30 | 13F-HR | Private Trust Co Na | Institution | 1,280 | Sold Some | -27 | -2.06 % | $66,726 | $68,006 | $1,280 | 1.91 % | $-27 | | | | | | News Article | History of Private Trust Co Na Ownership Of Novartis Ag |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | 25,893 | Added More | 5,931 | 29.71 % | $1,349,802 | $1,375,695 | $25,893 | 1.91 % | $5,931 | | | | | | News Article | History of Prudential Financial Inc Ownership Of Novartis Ag |
| 2009-11-03 | 2009-09-30 | 13F-HR | Rmb Capital Management Llc | Institution | 102,406 | Added More | 102,333 | 140182.19 % | $5,338,425 | $5,440,831 | $102,406 | 1.91 % | $102,333 | | | | | | News Article | History of Rmb Capital Management Llc Ownership Of Novartis Ag |
| 2009-11-03 | 2009-09-30 | 13F-HR | Zeliff Wallace Jackson Investment Counsel Inc | Institution | 186,179 | Added More | 8,920 | 5.03 % | $9,705,511 | $9,891,690 | $186,179 | 1.91 % | $8,920 | | | | | | News Article | History of Zeliff Wallace Jackson Investment Counsel Inc Ownership Of Novartis Ag |
| 2009-11-03 | 2009-08-31 | N-CSR | California Investment Trust - Equity Income Fund | Equity Income | 10,757 | New Holding | 10,757 | 100 % | $560,762 | $571,519 | $10,757 | 1.91 % | $10,757 | | | | | | News Article | History of California Investment Trust - Equity Income Fund Ownership Of Novartis Ag |
| 2009-11-03 | 2009-08-31 | N-CSRS | Wells Fargo Funds Trust - Money Market Fund | Specialty & Misc | 65,318 | Sold Some | -57,888 | -46.98 % | $3,405,027 | $3,470,345 | $65,318 | 1.91 % | $-57,888 | | | | | | News Article | History of Wells Fargo Funds Trust - Money Market Fund Ownership Of Novartis Ag |
| 2009-11-02 | 2009-09-30 | 13F-HR | Bbva Usa Bancshares Inc | Institution | 61,375 | Sold Some | -925 | -1.48 % | $3,211,754 | $3,260,854 | $49,100 | 1.52 % | $-740 | | | | | | News Article | History of Bbva Usa Bancshares Inc Ownership Of Novartis Ag |
| 2009-11-02 | 2009-09-30 | 13F-HR | Broderick Brian C | Institution | 43,530 | Added More | 1,780 | 4.26 % | $2,277,925 | $2,312,749 | $34,824 | 1.52 % | $1,424 | | | | | | News Article | History of Broderick Brian C Ownership Of Novartis Ag |
| 2009-11-02 | 2009-09-30 | 13F-HR | Bryn Mawr Trust Co | Institution | 1,235 | No Change | 0 | 0 % | $64,628 | $65,616 | $988 | 1.52 % | $0 | | | | | | News Article | History of Bryn Mawr Trust Co Ownership Of Novartis Ag |
| 2009-11-02 | 2009-09-30 | 13F-HR | Citizens Bank Wealth Management Na | Institution | 2,073 | No Change | 0 | 0 % | $108,480 | $110,138 | $1,658 | 1.52 % | $0 | | | | | | News Article | History of Citizens Bank Wealth Management Na Ownership Of Novartis Ag |
| 2009-11-02 | 2009-09-30 | 13F-HR | First New York Securities Llc | Institution | 70,000 | New Holding | 70,000 | 100 % | $3,663,100 | $3,719,100 | $56,000 | 1.52 % | $56,000 | | | | | | News Article | History of First New York Securities Llc Ownership Of Novartis Ag |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ghp Investment Advisors Inc | Institution | | Sold All | -120 | -100 % | | | | 1.52 % | $-96 | | | | | | News Article | History of Ghp Investment Advisors Inc Ownership Of Novartis Ag |
| 2009-11-02 | 2009-09-30 | 13F-HR | Hussman Econometrics Advisors Inc | Institution | 250,000 | Sold Some | -250,000 | -50.00 % | $13,082,500 | $13,282,500 | $200,000 | 1.52 % | $-200,000 | | | | | | News Article | History of Hussman Econometrics Advisors Inc Ownership Of Novartis Ag |
| 2009-11-02 | 2009-09-30 | 13F-HR | Lane Douglas C And Associates Inc | Institution | 537,056 | Added More | 37,048 | 7.40 % | $28,104,140 | $28,533,785 | $429,645 | 1.52 % | $29,638 | | | | | | News Article | History of Lane Douglas C And Associates Inc Ownership Of Novartis Ag |
| 2009-11-02 | 2009-09-30 | 13F-HR | Lpl Financial Corp | Institution | 15,217 | New Holding | 15,217 | 100 % | $796,306 | $808,479 | $12,174 | 1.52 % | $12,174 | | | | | | News Article | History of Lpl Financial Corp Ownership Of Novartis Ag |
| 2009-11-02 | 2009-09-30 | 13F-HR | Oechsle International Advisors Llc | Institution | 148,710 | Added More | 130 | 0.08 % | $7,781,994 | $7,900,962 | $118,968 | 1.52 % | $104 | | | | | | News Article | History of Oechsle International Advisors Llc Ownership Of Novartis Ag |
| 2009-11-02 | 2009-09-30 | 13F-HR/A | Penn Mutual Life Insurance Co | Institution | 77,609 | Added More | 6,608 | 9.30 % | $4,061,279 | $4,123,366 | $62,087 | 1.52 % | $5,286 | | | | | | News Article | History of Penn Mutual Life Insurance Co Ownership Of Novartis Ag |
| 2009-11-02 | 2009-09-30 | 13F-HR | Perera Lawrence T | Institution | 11,635 | Added More | 1,000 | 9.40 % | $608,860 | $618,168 | $9,308 | 1.52 % | $800 | | | | | | News Article | History of Perera Lawrence T Ownership Of Novartis Ag |
| 2009-11-02 | 2009-09-30 | 13F-HR | Thompson Investment Management Llc | Institution | 46,794 | Sold Some | -2,745 | -5.54 % | $2,448,730 | $2,486,165 | $37,435 | 1.52 % | $-2,196 | | | | | | News Article | History of Thompson Investment Management Llc Ownership Of Novartis Ag |
| 2009-11-02 | 2009-09-30 | 13F-HR | Thrivent Financial For Lutherans | Institution | 12,600 | New Holding | 12,600 | 100 % | $659,358 | $669,438 | $10,080 | 1.52 % | $10,080 | | | | | | News Article | History of Thrivent Financial For Lutherans Ownership Of Novartis Ag |
| 2009-11-02 | 2009-08-31 | N-CSRS | Wells Fargo Master Trust - Diversified Stock Portfolio | Flexible Portfolio | 65,318 | No Change | 0 | 0 % | $3,418,091 | $3,470,345 | $52,254 | 1.52 % | $0 | | | | | | News Article | History of Wells Fargo Master Trust - Diversified Stock Portfolio Ownership Of Novartis Ag |
| 2009-10-30 | 2009-09-30 | 13F-HR | Coldstream Capital Management Inc | Institution | 7,705 | Sold Some | -1,615 | -17.32 % | $400,275 | $409,367 | $9,092 | 2.27 % | $-1,906 | | | | | | News Article | History of Coldstream Capital Management Inc Ownership Of Novartis Ag |
| 2009-10-30 | 2009-09-30 | 13F-HR | Connable Office Inc | Institution | 11,591 | Sold Some | -199 | -1.68 % | $602,152 | $615,830 | $13,677 | 2.27 % | $-235 | | | | | | News Article | History of Connable Office Inc Ownership Of Novartis Ag |
| 2009-10-30 | 2009-09-30 | 13F-HR | Davidson Trust Co | Institution | 169,220 | Sold Some | -3,375 | -1.95 % | $8,790,979 | $8,990,659 | $199,680 | 2.27 % | $-3,983 | | | | | | News Article | History of Davidson Trust Co Ownership Of Novartis Ag |
| 2009-10-30 | 2009-09-30 | 13F-HR | Edgemoor Capital Management Inc | Institution | 204,972 | Added More | 1,868 | 0.91 % | $10,648,295 | $10,890,162 | $241,867 | 2.27 % | $2,204 | | | | | | News Article | History of Edgemoor Capital Management Inc Ownership Of Novartis Ag |
| 2009-10-30 | 2009-09-30 | 13F-HR | General Electric Co | Institution | 46,466 | No Change | 0 | 0 % | $2,413,909 | $2,468,739 | $54,830 | 2.27 % | $0 | | | | | | News Article | History of General Electric Co Ownership Of Novartis Ag |
| 2009-10-30 | 2009-09-30 | 13F-HR | Old National Bancorp | Institution | 17,459 | Added More | 2,742 | 18.63 % | $906,995 | $927,597 | $20,602 | 2.27 % | $3,236 | | | | | | News Article | History of Old National Bancorp Ownership Of Novartis Ag |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | 48,698 | New Holding | 48,698 | 100 % | $2,529,861 | $2,587,325 | $57,464 | 2.27 % | $57,464 | | | | | | News Article | History of Oxford Asset Management Ownership Of Novartis Ag |
| 2009-10-30 | 2009-09-30 | 13F-HR | Spero-Smith Investment Advisers Inc Oh | Institution | 53,865 | Sold Some | -510 | -0.93 % | $2,798,287 | $2,861,847 | $63,561 | 2.27 % | $-602 | | | | | | News Article | History of Spero-Smith Investment Advisers Inc Oh Ownership Of Novartis Ag |
| 2009-10-30 | 2009-09-30 | 13F-HR | Taylor Cottrill Llc | Institution | 37,360 | Added More | 6,050 | 19.32 % | $1,940,852 | $1,984,937 | $44,085 | 2.27 % | $7,139 | | | | | | News Article | History of Taylor Cottrill Llc Ownership Of Novartis Ag |
| 2009-10-30 | 2009-09-30 | 13F-HR | Wesbanco Bank Inc | Institution | 5,964 | Sold Some | -125 | -2.05 % | $309,830 | $316,867 | $7,038 | 2.27 % | $-148 | | | | | | News Article | History of Wesbanco Bank Inc Ownership Of Novartis Ag |
| 2009-10-30 | 2009-09-30 | 13F-HR | Woodmont Investment Counsel Llc | Institution | 34,820 | Added More | 275 | 0.79 % | $1,808,899 | $1,849,987 | $41,088 | 2.27 % | $325 | | | | | | News Article | History of Woodmont Investment Counsel Llc Ownership Of Novartis Ag |
| 2009-10-30 | 2009-08-31 | N-CSRS | Fidelity Commonwealth Trust Ii - Fidelity International Enhanced Index Fund | Global Flex Port | 3,349 | Sold Some | -1,925 | -36.49 % | $173,981 | $177,932 | $3,952 | 2.27 % | $-2,272 | | | | | | News Article | History of Fidelity Commonwealth Trust Ii - Fidelity International Enhanced Index Fund Ownership Of Novartis Ag |
| 2009-10-30 | 2009-08-31 | N-CSR | Growth Fund Of America Inc - Growth Fund Of America Inc | Multi-Cap Growth | 6,210,000 | New Holding | 6,210,000 | 100 % | $322,609,500 | $329,937,300 | $7,327,800 | 2.27 % | $7,327,800 | | | | | | News Article | History of Growth Fund Of America Inc - Growth Fund Of America Inc Ownership Of Novartis Ag |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund - Vanguard International Growth Fund | International Large-Cap Core | 575,000 | Added More | 65,000 | 12.74 % | $29,871,250 | $30,549,750 | $678,500 | 2.27 % | $76,700 | | | | | | News Article | History of Vanguard World Fund - Vanguard International Growth Fund Ownership Of Novartis Ag |
| 2009-10-29 | 2009-09-30 | 13F-HR | Burnham Asset Management Corp | Institution | 18,575 | Sold Some | -250 | -1.32 % | $973,702 | $986,890 | $13,188 | 1.35 % | $-178 | | | | | | News Article | History of Burnham Asset Management Corp Ownership Of Novartis Ag |
| 2009-10-29 | 2009-09-30 | 13F-HR | Catawba Capital Management | Institution | 7,298 | Sold Some | -232 | -3.08 % | $382,561 | $387,743 | $5,182 | 1.35 % | $-165 | | | | | | News Article | History of Catawba Capital Management Ownership Of Novartis Ag |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 773,491 | Added More | 27,353 | 3.66 % | $40,546,398 | $41,095,577 | $549,179 | 1.35 % | $19,421 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Novartis Ag |
| 2009-10-29 | 2009-09-30 | 13F-HR | Integra Bank N A | Institution | 5,410 | Sold Some | -15,432 | -74.04 % | $283,592 | $287,433 | $3,841 | 1.35 % | $-10,957 | | | | | | News Article | History of Integra Bank N A Ownership Of Novartis Ag |
| 2009-10-29 | 2009-09-30 | 13F-HR | John G Ullman And Associates Inc | Institution | 94,516 | Sold Some | -2,500 | -2.57 % | $4,954,529 | $5,021,635 | $67,106 | 1.35 % | $-1,775 | | | | | | News Article | History of John G Ullman And Associates Inc Ownership Of Novartis Ag |
| 2009-10-29 | 2009-09-30 | 13F-HR | Union Heritage Capital Management | Institution | 37,950 | No Change | 0 | 0 % | $1,989,339 | $2,016,284 | $26,945 | 1.35 % | $0 | | | | | | News Article | History of Union Heritage Capital Management Ownership Of Novartis Ag |
| 2009-10-29 | 2009-09-30 | 13F-HR | Wealthtrust Axiom Llc | Institution | 21,564 | Added More | 550 | 2.61 % | $1,130,385 | $1,145,695 | $15,310 | 1.35 % | $391 | | | | | | News Article | History of Wealthtrust Axiom Llc Ownership Of Novartis Ag |
| 2009-10-29 | 2009-09-30 | 13F-HR | Westend Advisors Llc | Institution | | Sold All | -30 | -100 % | | | | 1.35 % | $-21 | | | | | | News Article | History of Westend Advisors Llc Ownership Of Novartis Ag |
| 2009-10-29 | 2009-08-31 | N-Q | Capital World Growth And Income Fund Inc - Capital World Growth And Income Fund Inc | Multi-Cap Growth | 28,862,063 | Added More | 11,190,063 | 63.32 % | $1,512,949,342 | $1,533,441,407 | $20,492,065 | 1.35 % | $7,944,945 | | | | | | News Article | History of Capital World Growth And Income Fund Inc - Capital World Growth And Income Fund Inc Ownership Of Novartis Ag |
| 2009-10-29 | 2009-08-31 | N-Q | Eaton Vance Special Investment Trust - Eaton Vance Enhanced Equity Option Income Fund | No Data | | Sold All | -691 | -100 % | | | | 1.35 % | $-491 | | | | | | News Article | History of Eaton Vance Special Investment Trust - Eaton Vance Enhanced Equity Option Income Fund Ownership Of Novartis Ag |
| 2009-10-29 | 2009-08-31 | N-Q | Eaton Vance Special Investment Trust - Eaton Vance Risk-Managed Equity Option Income Fund | No Data | | Sold All | -4,180 | -100 % | | | | 1.35 % | $-2,968 | | | | | | News Article | History of Eaton Vance Special Investment Trust - Eaton Vance Risk-Managed Equity Option Income Fund Ownership Of Novartis Ag |
| 2009-10-29 | 2009-08-31 | N-Q | New Economy Fund - New Economy Fund | Multi-Cap Growth | 910,000 | New Holding | 910,000 | 100 % | $47,702,200 | $48,348,300 | $646,100 | 1.35 % | $646,100 | | | | | | News Article | History of New Economy Fund - New Economy Fund Ownership Of Novartis Ag |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | | Sold All | -175,823 | -100 % | | | | 1.35 % | $-124,834 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Novartis Ag |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Blue Chip Growth Fund | Multi-Cap Growth | | Sold All | -1,616 | -100 % | | | | 1.35 % | $-1,147 | | | | | | News Article | History of Valic Co I - Blue Chip Growth Fund Ownership Of Novartis Ag |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Global Strategy Fund | Global Flex Port | 43,790 | New Holding | 43,790 | 100 % | $2,295,472 | $2,326,563 | $31,091 | 1.35 % | $31,091 | | | | | | News Article | History of Valic Co I - Global Strategy Fund Ownership Of Novartis Ag |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Health Sciences Fund | Health/Biotech | 13,012 | No Change | 0 | 0 % | $682,089 | $691,328 | $9,239 | 1.35 % | $0 | | | | | | News Article | History of Valic Co I - Health Sciences Fund Ownership Of Novartis Ag |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - International Equities Fund | International Multi-Cap Core | 134,778 | New Holding | 134,778 | 100 % | $7,065,063 | $7,160,755 | $95,692 | 1.35 % | $95,692 | | | | | | News Article | History of Valic Co I - International Equities Fund Ownership Of Novartis Ag |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - International Growth I Fund | International Large-Cap Growth | 73,476 | New Holding | 73,476 | 100 % | $3,851,612 | $3,903,780 | $52,168 | 1.35 % | $52,168 | | | | | | News Article | History of Valic Co I - International Growth I Fund Ownership Of Novartis Ag |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Social Awareness Fund | Mixed-Asset Target Allocation Growth | 42,307 | New Holding | 42,307 | 100 % | $2,217,733 | $2,247,771 | $30,038 | 1.35 % | $30,038 | | | | | | News Article | History of Valic Co I - Social Awareness Fund Ownership Of Novartis Ag |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Value Fund | Multi-Cap Value | 193,840 | No Change | 0 | 0 % | $10,161,093 | $10,298,719 | $137,626 | 1.35 % | $0 | | | | | | News Article | History of Valic Co I - Value Fund Ownership Of Novartis Ag |
| 2009-10-29 | 2009-06-30 | 13F-HR/A | Huntington National Bank | Institution | 65,987 | Added More | 5,635 | 9.33 % | $3,459,039 | $3,505,889 | $46,851 | 1.35 % | $4,001 | | | | | | News Article | History of Huntington National Bank Ownership Of Novartis Ag |
| 2009-10-28 | 2009-09-30 | 13F-HR | Chevy Chase Trust Holdings Inc | No Data | 110,408 | Added More | 3,235 | 3.01 % | $5,698,157 | $5,865,977 | $167,820 | 2.94 % | $4,917 | | | | | | News Article | History of Chevy Chase Trust Holdings Inc Ownership Of Novartis Ag |
| 2009-10-28 | 2009-09-30 | 13F-HR | Davenport And Co Llc | Institution | 5,691,026 | New Holding | 5,691,026 | 100 % | $293,713,852 | $302,364,211 | $8,650,360 | 2.94 % | $8,650,360 | | | | | | News Article | History of Davenport And Co Llc Ownership Of Novartis Ag |
| 2009-10-28 | 2009-09-30 | 13F-HR | Fidgeon Timothy F | Institution | 79,013 | Sold Some | -2,305 | -2.83 % | $4,077,861 | $4,197,961 | $120,100 | 2.94 % | $-3,504 | | | | | | News Article | History of Fidgeon Timothy F Ownership Of Novartis Ag |
| 2009-10-28 | 2009-09-30 | 13F-HR | Maple Securities Usa Inc | Institution | | Sold All | -10,441 | -100 % | | | | 2.94 % | $-15,870 | | | | | | News Article | History of Maple Securities Usa Inc Ownership Of Novartis Ag |
| 2009-10-28 | 2009-09-30 | 13F-HR | Paul A Violich Inc | Institution | 37,916 | Added More | 1,600 | 4.40 % | $1,956,845 | $2,014,477 | $57,632 | 2.94 % | $2,432 | | | | | | News Article | History of Paul A Violich Inc Ownership Of Novartis Ag |
| 2009-10-28 | 2009-09-30 | 13F-HR | Sandy Spring Bank | No Data | 42,897 | Added More | 1,475 | 3.56 % | $2,213,914 | $2,279,118 | $65,203 | 2.94 % | $2,242 | | | | | | News Article | History of Sandy Spring Bank Ownership Of Novartis Ag |
| 2009-10-28 | 2009-09-30 | 13F-HR | Solaris Asset Management Llc | Institution | | Sold All | -4,000 | -100 % | | | | 2.94 % | $-6,080 | | | | | | News Article | History of Solaris Asset Management Llc Ownership Of Novartis Ag |
| 2009-10-28 | 2009-09-30 | 13F-HR | South Financial Group Inc | Institution | 5,668 | Added More | 285 | 5.29 % | $292,525 | $301,141 | $8,615 | 2.94 % | $433 | | | | | | News Article | History of South Financial Group Inc Ownership Of Novartis Ag |
| 2009-10-28 | 2009-09-30 | 13F-HR | Trees Investment Counsel Llc | Institution | 50,122 | Added More | 750 | 1.51 % | $2,586,796 | $2,662,982 | $76,185 | 2.94 % | $1,140 | | | | | | News Article | History of Trees Investment Counsel Llc Ownership Of Novartis Ag |
| 2009-10-28 | 2009-09-30 | 13F-HR | Wilbanks Smith And Thomas Asset Management Llc | Institution | 12,983 | Sold Some | -2,008 | -13.39 % | $670,053 | $689,787 | $19,734 | 2.94 % | $-3,052 | | | | | | News Article | History of Wilbanks Smith And Thomas Asset Management Llc Ownership Of Novartis Ag |
| 2009-10-28 | 2009-08-31 | N-Q | Alliancebernstein Balanced Shares Inc - Alliancebernstein Balanced Shares Inc | Flexible Portfolio | | Sold All | -90,600 | -100 % | | | | 2.94 % | $-137,712 | | | | | | News Article | History of Alliancebernstein Balanced Shares Inc - Alliancebernstein Balanced Shares Inc Ownership Of Novartis Ag |
| 2009-10-28 | 2009-08-31 | N-Q | Alliancebernstein Trust - Alliancebernstein Global Value Fund | Multi-Cap Value | 15,480 | No Change | 0 | 0 % | $798,923 | $822,452 | $23,530 | 2.94 % | $0 | | | | | | News Article | History of Alliancebernstein Trust - Alliancebernstein Global Value Fund Ownership Of Novartis Ag |
| 2009-10-28 | 2009-08-31 | N-Q | Alliancebernstein Trust - Alliancebernstein International Value Fund | Multi-Cap Value | 1,708,010 | No Change | 0 | 0 % | $88,150,396 | $90,746,571 | $2,596,175 | 2.94 % | $0 | | | | | | News Article | History of Alliancebernstein Trust - Alliancebernstein International Value Fund Ownership Of Novartis Ag |
| 2009-10-28 | 2009-08-31 | N-Q | American Century Strategic Asset Allocations Inc - Newton Fund | Small-Cap Core | 98,540 | Added More | 17,860 | 22.13 % | $5,085,649 | $5,235,430 | $149,781 | 2.94 % | $27,147 | | | | | | News Article | History of American Century Strategic Asset Allocations Inc - Newton Fund Ownership Of Novartis Ag |
| 2009-10-28 | 2009-08-31 | N-Q | American Century World Mutual Funds Inc - Global Growth Fund | Global Large-Cap Growth | 72,850 | Sold Some | -16,360 | -18.33 % | $3,759,789 | $3,870,521 | $110,732 | 2.94 % | $-24,867 | | | | | | News Article | History of American Century World Mutual Funds Inc - Global Growth Fund Ownership Of Novartis Ag |
| 2009-10-28 | 2009-08-31 | N-Q | American Century World Mutual Funds Inc - International Growth Fund | International Large-Cap Growth | 494,065 | Added More | 121,050 | 32.45 % | $25,498,695 | $26,249,673 | $750,979 | 2.94 % | $183,996 | | | | | | News Article | History of American Century World Mutual Funds Inc - International Growth Fund Ownership Of Novartis Ag |
| 2009-10-28 | 2009-08-31 | N-Q | American Century World Mutual Funds Inc - International Stock Fund | International Multi-Cap Value | 22,155 | Added More | 4,845 | 27.98 % | $1,143,420 | $1,177,095 | $33,676 | 2.94 % | $7,364 | | | | | | News Article | History of American Century World Mutual Funds Inc - International Stock Fund Ownership Of Novartis Ag |
| 2009-10-28 | 2009-08-31 | N-Q | American Century World Mutual Funds Inc - International Value Fund | International Multi-Cap Core | 8,620 | Sold Some | -12,630 | -59.43 % | $444,878 | $457,981 | $13,102 | 2.94 % | $-19,198 | | | | | | News Article | History of American Century World Mutual Funds Inc - International Value Fund Ownership Of Novartis Ag |
| 2009-10-28 | 2009-08-31 | N-Q | Dws Securities Trust - Dws Health Care Fund | Health/Biotech | 45,492 | No Change | 0 | 0 % | $2,347,842 | $2,416,990 | $69,148 | 2.94 % | $0 | | | | | | News Article | History of Dws Securities Trust - Dws Health Care Fund Ownership Of Novartis Ag |
| 2009-10-28 | 2009-08-31 | N-CSRS | Fidelity Concord Street Trust - Spartan International Index Fund | Global Flex Port | 1,431,682 | Added More | 65,649 | 4.80 % | $73,889,108 | $76,065,265 | $2,176,157 | 2.94 % | $99,786 | | | | | | News Article | History of Fidelity Concord Street Trust - Spartan International Index Fund Ownership Of Novartis Ag |
| 2009-10-27 | 2009-09-30 | 13F-HR | Essex Investment Management Co Llc | Institution | 17,140 | No Change | 0 | 0 % | $891,451 | $910,648 | $19,197 | 2.15 % | $0 | | | | | | News Article | History of Essex Investment Management Co Llc Ownership Of Novartis Ag |
| 2009-10-27 | 2009-09-30 | 13F-HR | First Manhattan Co | Institution | 1,472,390 | Sold Some | -114,131 | -7.19 % | $76,579,004 | $78,228,081 | $1,649,077 | 2.15 % | $-127,827 | | | | | | News Article | History of First Manhattan Co Ownership Of Novartis Ag |
| 2009-10-27 | 2009-09-30 | 13F-HR | Forward Management Llc | Institution | 30,053 | Added More | 9,075 | 43.25 % | $1,563,057 | $1,596,716 | $33,659 | 2.15 % | $10,164 | | | | | | News Article | History of Forward Management Llc Ownership Of Novartis Ag |
| 2009-10-27 | 2009-09-30 | 13F-HR | Hartford Financial Management Inc | Institution | 31 | No Change | 0 | 0 % | $1,612 | $1,647 | $35 | 2.15 % | $0 | | | | | | News Article | History of Hartford Financial Management Inc Ownership Of Novartis Ag |
| 2009-10-27 | 2009-09-30 | 13F-HR | North American Management Corp | Institution | 8,384 | Sold Some | -9,984 | -54.35 % | $436,052 | $445,442 | $9,390 | 2.15 % | $-11,182 | | | | | | News Article | History of North American Management Corp Ownership Of Novartis Ag |
| 2009-10-27 | 2009-09-30 | 13F-HR | Thomas White International Ltd | Institution | 100,664 | Added More | 10,616 | 11.78 % | $5,235,535 | $5,348,278 | $112,744 | 2.15 % | $11,890 | | | | | | News Article | History of Thomas White International Ltd Ownership Of Novartis Ag |
| 2009-10-27 | 2009-09-30 | 13F-HR | Tower Bridge Advisors | Institution | 161,800 | Added More | 38,586 | 31.31 % | $8,415,218 | $8,596,434 | $181,216 | 2.15 % | $43,216 | | | | | | News Article | History of Tower Bridge Advisors Ownership Of Novartis Ag |
| 2009-10-27 | 2009-09-30 | 13F-HR | Wagner Investment Management Inc | Institution | 250 | No Change | 0 | 0 % | $13,003 | $13,283 | $280 | 2.15 % | $0 | | | | | | News Article | History of Wagner Investment Management Inc Ownership Of Novartis Ag |
| 2009-10-27 | 2009-09-09 | 13F-HR | First National Bank Of Mount Dora Trust Investment Services | Institution | 130 | Added More | 30 | 30.00 % | $6,761 | $6,907 | $146 | 2.15 % | $34 | | | | | | News Article | History of First National Bank Of Mount Dora Trust Investment Services Ownership Of Novartis Ag |
| 2009-10-27 | 2009-08-31 | N-Q | Federated International Series Inc - Federated International Equity Fund | International Multi-Cap Growth | | Sold All | -41,200 | -100 % | | | | 2.15 % | $-46,144 | | | | | | News Article | History of Federated International Series Inc - Federated International Equity Fund Ownership Of Novartis Ag |
| 2009-10-26 | 2009-09-30 | 13F-HR | Capital Advisors Inc | Institution | 99,281 | Added More | 1,580 | 1.61 % | $5,063,331 | $5,274,800 | $211,469 | 4.17 % | $3,365 | | | | | | News Article | History of Capital Advisors Inc Ownership Of Novartis Ag |
| 2009-10-26 | 2009-09-30 | 13F-HR | Grimes And Company Inc | Institution | 46,788 | Added More | 4,745 | 11.28 % | $2,386,188 | $2,485,846 | $99,658 | 4.17 % | $10,107 | | | | | | News Article | History of Grimes And Company Inc Ownership Of Novartis Ag |
| 2009-10-26 | 2009-09-30 | 13F-HR | Parsons Capital Management Inc | Institution | 19,185 | Added More | 600 | 3.22 % | $978,435 | $1,019,299 | $40,864 | 4.17 % | $1,278 | | | | | | News Article | History of Parsons Capital Management Inc Ownership Of Novartis Ag |
| 2009-10-26 | 2009-09-30 | 13F-HR | Texan Capital Management | No Data | 12,131 | Sold Some | -1,670 | -12.10 % | $618,681 | $644,520 | $25,839 | 4.17 % | $-3,557 | | | | | | News Article | History of Texan Capital Management Ownership Of Novartis Ag |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange-Traded Fund Trust 2 - Claymorezacks Country Rotation Etf | Specialty & Misc | 477 | Sold Some | -403 | -45.79 % | $24,327 | $25,343 | $1,016 | 4.17 % | $-858 | | | | | | News Article | History of Claymore Exchange-Traded Fund Trust 2 - Claymorezacks Country Rotation Etf Ownership Of Novartis Ag |
| 2009-10-26 | 2009-08-31 | N-CSR | Eaton Vance Growth Trust - Eaton Vance Worldwide Health Sciences Fund | Health/Biotech | 846,000 | New Holding | 846,000 | 100 % | $43,146,000 | $44,947,980 | $1,801,980 | 4.17 % | $1,801,980 | | | | | | News Article | History of Eaton Vance Growth Trust - Eaton Vance Worldwide Health Sciences Fund Ownership Of Novartis Ag |
| 2009-10-26 | 2009-08-31 | N-CSR | Eaton Vance Tax Advantaged Dividend Income Fund | Institution | 425,000 | No Compare | | | $21,675,000 | $22,580,250 | $905,250 | 4.17 % | | | | | | | News Article | History of Eaton Vance Tax Advantaged Dividend Income Fund Ownership Of Novartis Ag |
| 2009-10-26 | 2009-08-31 | N-Q | Federated Income Securities Trust - Federated Capital Income Fund | Equity Income | | Sold All | -13,640 | -100 % | | | | 4.17 % | $-29,053 | | | | | | News Article | History of Federated Income Securities Trust - Federated Capital Income Fund Ownership Of Novartis Ag |
| 2009-10-26 | 2009-08-31 | N-Q | Federated World Investment Series Inc - Federated International Value Fund | International Multi-Cap Core | | Sold All | -14,190 | -100 % | | | | 4.17 % | $-30,225 | | | | | | News Article | History of Federated World Investment Series Inc - Federated International Value Fund Ownership Of Novartis Ag |
| 2009-10-26 | 2009-08-31 | N-CSR | Global Growth Portfolio - Global Growth Portfolio | Multi-Cap Growth | | Sold All | -17,900 | -100 % | | | | 4.17 % | $-38,127 | | | | | | News Article | History of Global Growth Portfolio - Global Growth Portfolio Ownership Of Novartis Ag |
| 2009-10-26 | 2009-08-31 | N-Q | Tdax Funds Inc - Tdax Independence 2010 Exchange-Traded Fund | Mixed-Asset Target 2010 Funds | | Sold All | -361 | -100 % | | | | 4.17 % | $-769 | | | | | | News Article | History of Tdax Funds Inc - Tdax Independence 2010 Exchange-Traded Fund Ownership Of Novartis Ag |
| 2009-10-26 | 2009-08-31 | N-Q | Tdax Funds Inc - Tdax Independence 2020 Exchange-Traded Fund | Mixed-Asset Target 2020 Funds | | Sold All | -2,207 | -100 % | | | | 4.17 % | $-4,701 | | | | | | News Article | History of Tdax Funds Inc - Tdax Independence 2020 Exchange-Traded Fund Ownership Of Novartis Ag |
| 2009-10-26 | 2009-08-31 | N-Q | Tdax Funds Inc - Tdax Independence 2030 Exchange-Traded Fund | Mixed-Asset Target 2030 Funds | | Sold All | -2,607 | -100 % | | | | 4.17 % | $-5,553 | | | | | | News Article | History of Tdax Funds Inc - Tdax Independence 2030 Exchange-Traded Fund Ownership Of Novartis Ag |
| 2009-10-26 | 2009-08-31 | N-Q | Tdax Funds Inc - Tdax Independence 2040 Exchange-Traded Fund | Mixed-Asset Target 2030+ Funds | | Sold All | -2,900 | -100 % | | | | 4.17 % | $-6,177 | | | | | | News Article | History of Tdax Funds Inc - Tdax Independence 2040 Exchange-Traded Fund Ownership Of Novartis Ag |
| 2009-10-26 | 2009-08-31 | N-Q | Tdax Funds Inc - Tdax Independence In-Target Exchange-Traded Fund | Specialty & Misc | | Sold All | -299 | -100 % | | | | 4.17 % | $-637 | | | | | | News Article | History of Tdax Funds Inc - Tdax Independence In-Target Exchange-Traded Fund Ownership Of Novartis Ag |
| 2009-10-26 | 2009-08-31 | N-CSR | Worldwide Health Sciences Portfolio - Worldwide Health Sciences | Health/Biotech | 846,000 | New Holding | 846,000 | 100 % | $43,146,000 | $44,947,980 | $1,801,980 | 4.17 % | $1,801,980 | | | | | | News Article | History of Worldwide Health Sciences Portfolio - Worldwide Health Sciences Ownership Of Novartis Ag |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 22,972 | Sold Some | -92,735 | -80.14 % | $1,171,572 | $1,220,502 | $48,930 | 4.17 % | $-197,526 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Novartis Ag |
| 2009-10-23 | 2009-09-30 | 13F-HR | Bmi Capital Corp | Institution | 7,080 | Sold Some | -4,000 | -36.10 % | $367,381 | $376,160 | $8,779 | 2.38 % | $-4,960 | | | | | | News Article | History of Bmi Capital Corp Ownership Of Novartis Ag |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cambridge Investment Research Advisors Inc | Institution | 11,241 | Sold Some | -1,361 | -10.79 % | $583,295 | $597,234 | $13,939 | 2.38 % | $-1,688 | | | | | | News Article | History of Cambridge Investment Research Advisors Inc Ownership Of Novartis Ag |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cape Cod Five Cents Savings Bank | Institution | 31,885 | Sold Some | -390 | -1.20 % | $1,654,513 | $1,694,050 | $39,537 | 2.38 % | $-484 | | | | | | News Article | History of Cape Cod Five Cents Savings Bank Ownership Of Novartis Ag |
| 2009-10-23 | 2009-09-30 | 13F-HR | Commerce Bank N A | Institution | 15,142 | Sold Some | -400 | -2.57 % | $785,718 | $804,494 | $18,776 | 2.38 % | $-496 | | | | | | News Article | History of Commerce Bank N A Ownership Of Novartis Ag |
| 2009-10-23 | 2009-09-30 | 13F-HR | Gateway Investment Advisers Lp | Institution | 6,756 | Sold Some | -1,191 | -14.98 % | $350,569 | $358,946 | $8,377 | 2.38 % | $-1,477 | | | | | | News Article | History of Gateway Investment Advisers Lp Ownership Of Novartis Ag |
| 2009-10-23 | 2009-09-30 | 13F-HR | Pinnacle Associates Ltd | Institution | 59,615 | Added More | 2,675 | 4.69 % | $3,093,422 | $3,167,345 | $73,923 | 2.38 % | $3,317 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Novartis Ag |
| 2009-10-23 | 2009-09-30 | 13F-HR | Schmidt P J Investment Management Inc | Institution | 61,914 | Sold Some | -3,500 | -5.35 % | $3,212,717 | $3,289,491 | $76,773 | 2.38 % | $-4,340 | | | | | | News Article | History of Schmidt P J Investment Management Inc Ownership Of Novartis Ag |
| 2009-10-23 | 2009-09-30 | 13F-HR | Veredus Asset Management Llc | Institution | 1,058,066 | Sold Some | -40,200 | -3.66 % | $54,903,045 | $56,215,047 | $1,312,002 | 2.38 % | $-49,848 | | | | | | News Article | History of Veredus Asset Management Llc Ownership Of Novartis Ag |
| 2009-10-23 | 2009-09-30 | 13F-HR | Welch Group Llc | Institution | 101,924 | Added More | 4,805 | 4.94 % | $5,288,836 | $5,415,222 | $126,386 | 2.38 % | $5,958 | | | | | | News Article | History of Welch Group Llc Ownership Of Novartis Ag |
| 2009-10-23 | 2009-08-31 | N-Q | Mfs Series Trust X - Mfs International Growth Fund | Multi-Cap Growth | | Sold All | -334,400 | -100 % | | | | 2.38 % | $-414,656 | | | | | | News Article | History of Mfs Series Trust X - Mfs International Growth Fund Ownership Of Novartis Ag |
| 2009-10-23 | 2009-08-31 | N-Q | Mfs Series Trust X - Mfs International Value Fund | Multi-Cap Value | | Sold All | -309,690 | -100 % | | | | 2.38 % | $-384,016 | | | | | | News Article | History of Mfs Series Trust X - Mfs International Value Fund Ownership Of Novartis Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR | Baker Ellis Asset Management Llc | Institution | 34,463 | Sold Some | -580 | -1.65 % | $1,798,969 | $1,831,019 | $32,051 | 1.78 % | $-539 | | | | | | News Article | History of Baker Ellis Asset Management Llc Ownership Of Novartis Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Advisors Llc | Institution | 304,294 | Added More | 13,300 | 4.57 % | $15,884,147 | $16,167,140 | $282,993 | 1.78 % | $12,369 | | | | | | News Article | History of Blackrock Advisors Llc Ownership Of Novartis Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 14,400 | Added More | 3,000 | 26.31 % | $751,680 | $765,072 | $13,392 | 1.78 % | $2,790 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Novartis Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | 10,900 | Sold Some | -700 | -6.03 % | $568,980 | $579,117 | $10,137 | 1.78 % | $-651 | | | | | | News Article | History of Blackrock Inc Ownership Of Novartis Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 25 | Added More | 7 | 38.88 % | $1,305 | $1,328 | $23 | 1.78 % | $7 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Novartis Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR | Farmers And Merchants Investments Inc | Institution | 12,350 | New Holding | 12,350 | 100 % | $644,670 | $656,156 | $11,486 | 1.78 % | $11,486 | | | | | | News Article | History of Farmers And Merchants Investments Inc Ownership Of Novartis Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR | Fcm Investments | Institution | 268 | No Change | 0 | 0 % | $13,990 | $14,239 | $249 | 1.78 % | $0 | | | | | | News Article | History of Fcm Investments Ownership Of Novartis Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR | First Fiduciary Investment Counsel Inc | Institution | 94,732 | Added More | 5,450 | 6.10 % | $4,945,010 | $5,033,111 | $88,101 | 1.78 % | $5,069 | | | | | | News Article | History of First Fiduciary Investment Counsel Inc Ownership Of Novartis Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR/A | Founders Bank And Trust | Institution | 12,300 | Sold Some | -1,255 | -9.25 % | $642,060 | $653,499 | $11,439 | 1.78 % | $-1,167 | | | | | | News Article | History of Founders Bank And Trust Ownership Of Novartis Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR | Ls Investment Advisors Llc | No Data | 203,320 | Sold Some | -6,976 | -3.31 % | $10,613,304 | $10,802,392 | $189,088 | 1.78 % | $-6,488 | | | | | | News Article | History of Ls Investment Advisors Llc Ownership Of Novartis Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR | Maple Capital Management Inc | Institution | 4,225 | Sold Some | -11,150 | -72.52 % | $220,545 | $224,474 | $3,929 | 1.78 % | $-10,370 | | | | | | News Article | History of Maple Capital Management Inc Ownership Of Novartis Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR/A | Parsec Financial Management Inc | Institution | 94,567 | Added More | 9,845 | 11.62 % | $4,936,397 | $5,024,345 | $87,947 | 1.78 % | $9,156 | | | | | | News Article | History of Parsec Financial Management Inc Ownership Of Novartis Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR/A | Parsec Financial Management Inc | Institution | 94,567 | Added More | 9,180 | 10.75 % | $4,936,397 | $5,024,345 | $87,947 | 1.78 % | $8,537 | | | | | | News Article | History of Parsec Financial Management Inc Ownership Of Novartis Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR | Pinnacle Financial Partners Inc | Institution | 244 | No Change | 0 | 0 % | $12,737 | $12,964 | $227 | 1.78 % | $0 | | | | | | News Article | History of Pinnacle Financial Partners Inc Ownership Of Novartis Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR | Regions Financial Corp | Institution | 30,965 | Added More | 1,683 | 5.74 % | $1,616,373 | $1,645,170 | $28,797 | 1.78 % | $1,565 | | | | | | News Article | History of Regions Financial Corp Ownership Of Novartis Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR | Roberts Glore And Co Inc | Institution | 22,966 | Added More | 150 | 0.65 % | $1,198,825 | $1,220,184 | $21,358 | 1.78 % | $140 | | | | | | News Article | History of Roberts Glore And Co Inc Ownership Of Novartis Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR | S And T Bank | Institution | 1,700 | Sold Some | -900 | -34.61 % | $88,740 | $90,321 | $1,581 | 1.78 % | $-837 | | | | | | News Article | History of S And T Bank Ownership Of Novartis Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR | Thompson Rubinstein Investment Management Inc | Institution | 71,773 | Sold Some | -1,631 | -2.22 % | $3,746,551 | $3,813,299 | $66,749 | 1.78 % | $-1,517 | | | | | | News Article | History of Thompson Rubinstein Investment Management Inc Ownership Of Novartis Ag |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 1,608,376 | Sold Some | -140,131 | -8.01 % | $83,169,123 | $85,453,017 | $2,283,894 | 2.74 % | $-198,986 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Novartis Ag |
| 2009-10-21 | 2009-09-30 | 13F-HR/A | Beck Mack And Oliver Llc | Institution | 26,300 | New Holding | 26,300 | 100 % | $1,359,973 | $1,397,319 | $37,346 | 2.74 % | $37,346 | | | | | | News Article | History of Beck Mack And Oliver Llc Ownership Of Novartis Ag |
| 2009-10-21 | 2009-09-30 | 13F-HR/A | Beck Mack And Oliver Llc | Institution | 26,700 | New Holding | 26,700 | 100 % | $1,380,657 | $1,418,571 | $37,914 | 2.74 % | $37,914 | | | | | | News Article | History of Beck Mack And Oliver Llc Ownership Of Novartis Ag |
| 2009-10-21 | 2009-09-30 | 13F-HR | Boston Advisors Llc | Institution | | Sold All | -41,300 | -100 % | | | | 2.74 % | $-58,646 | | | | | | News Article | History of Boston Advisors Llc Ownership Of Novartis Ag |
| 2009-10-21 | 2009-09-30 | 13F-HR/A | Factory Mutual Insurance Co | Institution | 496,000 | Sold Some | -8,000 | -1.58 % | $25,648,160 | $26,352,480 | $704,320 | 2.74 % | $-11,360 | | | | | | News Article | History of Factory Mutual Insurance Co Ownership Of Novartis Ag |
| 2009-10-21 | 2009-09-30 | 13F-HR | Fisher Asset Management Llc | Institution | 287,366 | Sold Some | -86 | -0.02 % | $14,859,696 | $15,267,756 | $408,060 | 2.74 % | $-122 | | | | | | News Article | History of Fisher Asset Management Llc Ownership Of Novartis Ag |
| 2009-10-21 | 2009-09-30 | 13F-HR | Iwamoto Kong And Co Inc | Institution | 1,355 | Added More | 1,000 | 281.69 % | $70,067 | $71,991 | $1,924 | 2.74 % | $1,420 | | | | | | News Article | History of Iwamoto Kong And Co Inc Ownership Of Novartis Ag |
| 2009-10-21 | 2009-09-30 | 13F-HR | Navellier And Associates Inc | Institution | 23,332 | Added More | 3,432 | 17.24 % | $1,206,498 | $1,239,629 | $33,131 | 2.74 % | $4,873 | | | | | | News Article | History of Navellier And Associates Inc Ownership Of Novartis Ag |
| 2009-10-21 | 2009-09-30 | 13F-HR | Northern Capital Management Llcwi | Institution | 43,560 | Sold Some | -5,725 | -11.61 % | $2,252,488 | $2,314,343 | $61,855 | 2.74 % | $-8,130 | | | | | | News Article | History of Northern Capital Management Llcwi Ownership Of Novartis Ag |
| 2009-10-21 | 2009-09-30 | 13F-HR | Patten And Patten Inc | Institution | 87,669 | Sold Some | -13,024 | -12.93 % | $4,533,364 | $4,657,854 | $124,490 | 2.74 % | $-18,494 | | | | | | News Article | History of Patten And Patten Inc Ownership Of Novartis Ag |
| 2009-10-21 | 2009-09-30 | 13F-HR | Pittenger And Anderson Inc | Institution | 11,250 | Sold Some | -125 | -1.09 % | $581,738 | $597,713 | $15,975 | 2.74 % | $-178 | | | | | | News Article | History of Pittenger And Anderson Inc Ownership Of Novartis Ag |
| 2009-10-21 | 2009-09-30 | 13F-HR | Security National Trust Co | Institution | 11,050 | Sold Some | -50 | -0.45 % | $571,396 | $587,087 | $15,691 | 2.74 % | $-71 | | | | | | News Article | History of Security National Trust Co Ownership Of Novartis Ag |
| 2009-10-21 | 2009-09-30 | 13F-HR | Stifel Nicolaus And Co Inc Mo | Institution | 36,050 | New Holding | 36,050 | 100 % | $1,864,146 | $1,915,337 | $51,191 | 2.74 % | $51,191 | | | | | | News Article | History of Stifel Nicolaus And Co Inc Mo Ownership Of Novartis Ag |
| 2009-10-20 | 2009-09-30 | 13F-HR | 1st Global Advisors Inc | Institution | 14,124 | Sold Some | -1,635 | -10.37 % | $736,708 | $750,408 | $13,700 | 1.85 % | $-1,586 | | | | | | News Article | History of 1st Global Advisors Inc Ownership Of Novartis Ag |
| 2009-10-20 | 2009-09-30 | 13F-HR | Leeb Capital Management Inc | Institution | 5,100 | Sold Some | -275 | -5.11 % | $266,016 | $270,963 | $4,947 | 1.85 % | $-267 | | | | | | News Article | History of Leeb Capital Management Inc Ownership Of Novartis Ag |
| 2009-10-20 | 2009-09-30 | 13F-HR | Mackay Shields Llc | Institution | 693,136 | Sold Some | -8,690 | -1.23 % | $36,153,974 | $36,826,316 | $672,342 | 1.85 % | $-8,429 | | | | | | News Article | History of Mackay Shields Llc Ownership Of Novartis Ag |
| 2009-10-20 | 2009-09-30 | 13F-HR | Mechanics Bank Trust Department | Institution | 5,960 | Added More | 120 | 2.05 % | $310,874 | $316,655 | $5,781 | 1.85 % | $116 | | | | | | News Article | History of Mechanics Bank Trust Department Ownership Of Novartis Ag |
| 2009-10-20 | 2009-09-30 | 13F-HR | Simms Capital Management Inc | Institution | 35,120 | No Change | 0 | 0 % | $1,831,859 | $1,865,926 | $34,066 | 1.85 % | $0 | | | | | | News Article | History of Simms Capital Management Inc Ownership Of Novartis Ag |
| 2009-10-20 | 2009-09-30 | 13F-HR | Teachers Retirement System Of The State Of Kentucky | Institution | 603,000 | No Change | 0 | 0 % | $31,452,480 | $32,037,390 | $584,910 | 1.85 % | $0 | | | | | | News Article | History of Teachers Retirement System Of The State Of Kentucky Ownership Of Novartis Ag |
| 2009-10-19 | 2009-09-30 | 13F-HR | City National Bank | Institution | 66,175 | Sold Some | -21,103 | -24.17 % | $3,443,085 | $3,515,878 | $72,793 | 2.11 % | $-23,213 | | | | | | News Article | History of City National Bank Ownership Of Novartis Ag |
| 2009-10-19 | 2009-09-30 | 13F-HR | Pettyjohn Co | Institution | 12,075 | No Change | 0 | 0 % | $628,262 | $641,545 | $13,283 | 2.11 % | $0 | | | | | | News Article | History of Pettyjohn Co Ownership Of Novartis Ag |
| 2009-10-19 | 2009-09-30 | 13F-HR | Puzo Michael J | Institution | 122,210 | Added More | 5,696 | 4.88 % | $6,358,586 | $6,493,017 | $134,431 | 2.11 % | $6,266 | | | | | | News Article | History of Puzo Michael J Ownership Of Novartis Ag |
| 2009-10-19 | 2009-09-30 | 13F-HR | Rothschild Investment Corp | Institution | 29,525 | Sold Some | -576 | -1.91 % | $1,536,186 | $1,568,663 | $32,478 | 2.11 % | $-634 | | | | | | News Article | History of Rothschild Investment Corp Ownership Of Novartis Ag |
| 2009-10-16 | 2009-09-30 | 13F-HR | Capstone Asset Management Co | Institution | 110,356 | Added More | 77 | 0.06 % | $5,640,295 | $5,863,214 | $222,919 | 3.95 % | $156 | | | | | | News Article | History of Capstone Asset Management Co Ownership Of Novartis Ag |
| 2009-10-16 | 2009-09-30 | 13F-HR | Charter Trust Co | Institution | 16,135 | Added More | 1,001 | 6.61 % | $824,660 | $857,253 | $32,593 | 3.95 % | $2,022 | | | | | | News Article | History of Charter Trust Co Ownership Of Novartis Ag |
| 2009-10-16 | 2009-09-30 | 13F-HR | Cohen Lawrence B | Institution | 5,658 | New Holding | 5,658 | 100 % | $289,180 | $300,610 | $11,429 | 3.95 % | $11,429 | | | | | | News Article | History of Cohen Lawrence B Ownership Of Novartis Ag |
| 2009-10-16 | 2009-09-30 | 13F-HR | Cubic Asset Management Llc | Institution | 63,090 | Sold Some | -1,600 | -2.47 % | $3,224,530 | $3,351,972 | $127,442 | 3.95 % | $-3,232 | | | | | | News Article | History of Cubic Asset Management Llc Ownership Of Novartis Ag |
| 2009-10-16 | 2009-09-30 | 13F-HR | Cullen Frost Bankers Inc | Institution | 279,192 | Added More | 75,494 | 37.06 % | $14,269,503 | $14,833,471 | $563,968 | 3.95 % | $152,498 | | | | | | News Article | History of Cullen Frost Bankers Inc Ownership Of Novartis Ag |
| 2009-10-16 | 2009-09-30 | 13F-HR | First Horizon National Corp | Institution | 3,920 | Added More | 820 | 26.45 % | $200,351 | $208,270 | $7,918 | 3.95 % | $1,656 | | | | | | News Article | History of First Horizon National Corp Ownership Of Novartis Ag |
| 2009-10-16 | 2009-09-30 | 13F-HR | Garland Capital Management Inc | Institution | 39,800 | Added More | 800 | 2.05 % | $2,034,178 | $2,114,574 | $80,396 | 3.95 % | $1,616 | | | | | | News Article | History of Garland Capital Management Inc Ownership Of Novartis Ag |
| 2009-10-16 | 2009-09-30 | 13F-HR | Manning And Napier Advisors Inc | Institution | 4,224,331 | Sold Some | -2,266,885 | -34.92 % | $215,905,557 | $224,438,706 | $8,533,149 | 3.95 % | $-4,579,108 | | | | | | News Article | History of Manning And Napier Advisors Inc Ownership Of Novartis Ag |
| 2009-10-16 | 2009-09-30 | 13F-HR | Princeton Capital Management Inc | Institution | 15,976 | Added More | 2,994 | 23.06 % | $816,533 | $848,805 | $32,272 | 3.95 % | $6,048 | | | | | | News Article | History of Princeton Capital Management Inc Ownership Of Novartis Ag |
| 2009-10-16 | 2009-09-30 | 13F-HR | Regentatlantic Capital Llc | Institution | 16,729 | Sold Some | -1,020 | -5.74 % | $855,019 | $888,812 | $33,793 | 3.95 % | $-2,060 | | | | | | News Article | History of Regentatlantic Capital Llc Ownership Of Novartis Ag |
| 2009-10-16 | 2009-09-30 | 13F-HR | Trust Co Of Vermont | Institution | 27,035 | Added More | 9,665 | 55.64 % | $1,381,759 | $1,436,370 | $54,611 | 3.95 % | $19,523 | | | | | | News Article | History of Trust Co Of Vermont Ownership Of Novartis Ag |
| 2009-10-16 | 2009-09-30 | 13F-HR | Trust Department Mb Financial Bank N A | Institution | 2,000 | No Change | 0 | 0 % | $102,220 | $106,260 | $4,040 | 3.95 % | $0 | | | | | | News Article | History of Trust Department Mb Financial Bank N A Ownership Of Novartis Ag |
| 2009-10-16 | 2009-09-30 | 13F-HR | Welch And Forbes Llc | Institution | 35,402 | Added More | 628 | 1.80 % | $1,809,396 | $1,880,908 | $71,512 | 3.95 % | $1,269 | | | | | | News Article | History of Welch And Forbes Llc Ownership Of Novartis Ag |
| 2009-10-16 | 2009-09-30 | 13F-HR | Wright Investors Service Inc | Institution | 38,170 | Added More | 1,475 | 4.01 % | $1,950,869 | $2,027,972 | $77,103 | 3.95 % | $2,980 | | | | | | News Article | History of Wright Investors Service Inc Ownership Of Novartis Ag |
| 2009-10-15 | 2009-09-30 | 13F-HR | Harris Financial Corp | Institution | 218,438 | Added More | 524 | 0.24 % | $11,288,876 | $11,605,611 | $316,735 | 2.80 % | $760 | | | | | | News Article | History of Harris Financial Corp Ownership Of Novartis Ag |
| 2009-10-15 | 2009-09-30 | 13F-HR | Horrell Capital Management Inc | Institution | 2,850 | New Holding | 2,850 | 100 % | $147,288 | $151,421 | $4,133 | 2.80 % | $4,133 | | | | | | News Article | History of Horrell Capital Management Inc Ownership Of Novartis Ag |
| 2009-10-15 | 2009-09-30 | 13F-HR | Managers Investment Group Llc | Institution | | Sold All | -10,185 | -100 % | | | | 2.80 % | $-14,768 | | | | | | News Article | History of Managers Investment Group Llc Ownership Of Novartis Ag |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 5,361 | No Change | 0 | 0 % | $277,056 | $284,830 | $7,773 | 2.80 % | $0 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Novartis Ag |
| 2009-10-15 | 2009-09-30 | 13F-HR | Raymond James Financial Services Advisors Inc | No Data | 10,620 | New Holding | 10,620 | 100 % | $548,842 | $564,241 | $15,399 | 2.80 % | $15,399 | | | | | | News Article | History of Raymond James Financial Services Advisors Inc Ownership Of Novartis Ag |
| 2009-10-15 | 2009-09-30 | 13F-HR | Salem Capital Management Inc | Institution | 102,190 | Added More | 150 | 0.14 % | $5,281,179 | $5,429,355 | $148,176 | 2.80 % | $218 | | | | | | News Article | History of Salem Capital Management Inc Ownership Of Novartis Ag |
| 2009-10-15 | 2009-09-30 | 13F-HR | Scott And Stringfellow Financial Inc | Institution | 472,352 | Added More | 15,122 | 3.30 % | $24,411,151 | $25,096,062 | $684,910 | 2.80 % | $21,927 | | | | | | News Article | History of Scott And Stringfellow Financial Inc Ownership Of Novartis Ag |
| 2009-10-15 | 2009-09-30 | 13F-HR | Scott And Stringfellow Financial Inc | Institution | 472,352 | Added More | 9,558 | 2.06 % | $24,411,151 | $25,096,062 | $684,910 | 2.80 % | $13,859 | | | | | | News Article | History of Scott And Stringfellow Financial Inc Ownership Of Novartis Ag |
| 2009-10-15 | 2009-09-30 | 13F-HR | Sena Weller Rohs Williams Inc | Institution | 63,683 | Sold Some | -1,680 | -2.57 % | $3,291,137 | $3,383,478 | $92,340 | 2.80 % | $-2,436 | | | | | | News Article | History of Sena Weller Rohs Williams Inc Ownership Of Novartis Ag |
| 2009-10-15 | 2009-09-30 | 13F-HR | Windsor Financial Group Llc | Institution | 62,289 | New Holding | 62,289 | 100 % | $3,219,096 | $3,309,415 | $90,319 | 2.80 % | $90,319 | | | | | | News Article | History of Windsor Financial Group Llc Ownership Of Novartis Ag |
| 2009-10-14 | 2009-09-30 | 13F-HR | Arrow Financial Corp | Institution | 150 | No Change | 0 | 0 % | $7,650 | $7,970 | $320 | 4.17 % | $0 | | | | | | News Article | History of Arrow Financial Corp Ownership Of Novartis Ag |
| 2009-10-14 | 2009-09-30 | 13F-HR | Independent Portfolio Consultants Inc | No Data | 14,914 | Added More | 155 | 1.05 % | $760,614 | $792,381 | $31,767 | 4.17 % | $330 | | | | | | News Article | History of Independent Portfolio Consultants Inc Ownership Of Novartis Ag |
| 2009-10-14 | 2009-09-30 | 13F-HR | Intrust Bank Na | Institution | 16,974 | Sold Some | -371 | -2.13 % | $865,674 | $901,829 | $36,155 | 4.17 % | $-790 | | | | | | News Article | History of Intrust Bank Na Ownership Of Novartis Ag |
| 2009-10-13 | 2009-09-30 | 13F-HR | Associated Banc Corp | Institution | 67,508 | Sold Some | -72,145 | -51.66 % | $3,394,302 | $3,586,700 | $192,398 | 5.66 % | $-205,613 | | | | | | News Article | History of Associated Banc Corp Ownership Of Novartis Ag |
| 2009-10-13 | 2009-09-30 | 13F-HR | Banced Corp | Institution | 8,473 | Added More | 1,592 | 23.13 % | $426,022 | $450,170 | $24,148 | 5.66 % | $4,537 | | | | | | News Article | History of Banced Corp Ownership Of Novartis Ag |
| 2009-10-13 | 2009-09-30 | 13F-HR | Endex Capital Management Llc | Institution | | Sold All | -3,178 | -100 % | | | | 5.66 % | $-9,057 | | | | | | News Article | History of Endex Capital Management Llc Ownership Of Novartis Ag |
| 2009-10-13 | 2009-09-30 | 13F-HR | Financial Architects Inc | Institution | 200 | No Change | 0 | 0 % | $10,056 | $10,626 | $570 | 5.66 % | $0 | | | | | | News Article | History of Financial Architects Inc Ownership Of Novartis Ag |
| 2009-10-13 | 2009-09-30 | 13F-HR | Gofen And Glossberg Llc | Institution | 54,465 | Added More | 2,800 | 5.41 % | $2,738,500 | $2,893,725 | $155,225 | 5.66 % | $7,980 | | | | | | News Article | History of Gofen And Glossberg Llc Ownership Of Novartis Ag |
| 2009-10-13 | 2009-09-30 | 13F-HR | Kempner Capital Management Inc | Institution | 72,500 | New Holding | 72,500 | 100 % | $3,645,300 | $3,851,925 | $206,625 | 5.66 % | $206,625 | | | | | | News Article | History of Kempner Capital Management Inc Ownership Of Novartis Ag |
| 2009-10-13 | 2009-09-30 | 13F-HR | Thomaspartners Inc | Institution | 260,955 | Added More | 20,743 | 8.63 % | $13,120,817 | $13,864,539 | $743,722 | 5.66 % | $59,118 | | | | | | News Article | History of Thomaspartners Inc Ownership Of Novartis Ag |
| 2009-10-13 | 2009-09-30 | 13F-HR | Tower Bank And Trust Co | Institution | 5,705 | New Holding | 5,705 | 100 % | $286,847 | $303,107 | $16,259 | 5.66 % | $16,259 | | | | | | News Article | History of Tower Bank And Trust Co Ownership Of Novartis Ag |
| 2009-10-13 | 2009-09-30 | 13F-HR | Weaver C Barksdale And Associates Inc | Institution | 479 | No Change | 0 | 0 % | $24,084 | $25,449 | $1,365 | 5.66 % | $0 | | | | | | News Article | History of Weaver C Barksdale And Associates Inc Ownership Of Novartis Ag |
| 2009-10-09 | 2009-09-30 | 13F-HR | Mitchell Sinkler And Starr | Institution | 9,840 | Added More | 2,590 | 35.72 % | $492,984 | $522,799 | $29,815 | 6.04 % | $7,848 | | | | | | News Article | History of Mitchell Sinkler And Starr Ownership Of Novartis Ag |
| 2009-10-09 | 2009-09-30 | 13F-HR | Pacific Capital Bancorp | Institution | 10,932 | Sold Some | -355 | -3.14 % | $547,693 | $580,817 | $33,124 | 6.04 % | $-1,076 | | | | | | News Article | History of Pacific Capital Bancorp Ownership Of Novartis Ag |
| 2009-10-09 | 2009-09-30 | 13F-HR | Reliance Trust Co | Institution | 5,269 | New Holding | 5,269 | 100 % | $263,977 | $279,942 | $15,965 | 6.04 % | $15,965 | | | | | | News Article | History of Reliance Trust Co Ownership Of Novartis Ag |
| 2009-10-09 | 2009-09-30 | 13F-HR | Riverside Advisors Llc | Institution | 133,800 | New Holding | 133,800 | 100 % | $6,703,380 | $7,108,794 | $405,414 | 6.04 % | $405,414 | | | | | | News Article | History of Riverside Advisors Llc Ownership Of Novartis Ag |
| 2009-10-09 | 2009-06-30 | 13F-HR/A | Parsec Financial Management Inc | Institution | 84,722 | Added More | 15,431 | 22.26 % | $4,244,572 | $4,501,280 | $256,708 | 6.04 % | $46,756 | | | | | | News Article | History of Parsec Financial Management Inc Ownership Of Novartis Ag |
| 2009-10-09 | 2009-06-30 | 13F-HR/A | Parsec Financial Management Inc | Institution | 85,387 | Added More | 15,761 | 22.63 % | $4,277,889 | $4,536,611 | $258,723 | 6.04 % | $47,756 | | | | | | News Article | History of Parsec Financial Management Inc Ownership Of Novartis Ag |
| 2009-10-09 | 2009-06-30 | 13F-HR/A | Parsec Financial Management Inc | Institution | 85,387 | Added More | 16,096 | 23.22 % | $4,277,889 | $4,536,611 | $258,723 | 6.04 % | $48,771 | | | | | | News Article | History of Parsec Financial Management Inc Ownership Of Novartis Ag |
| 2009-10-09 | 2009-06-30 | 13F-HR/A | Parsec Financial Management Inc | Institution | 84,722 | Added More | 15,096 | 21.68 % | $4,244,572 | $4,501,280 | $256,708 | 6.04 % | $45,741 | | | | | | News Article | History of Parsec Financial Management Inc Ownership Of Novartis Ag |
| 2009-10-09 | 2009-03-31 | 13F-HR/A | Parsec Financial Management Inc | Institution | 69,291 | Added More | 7,022 | 11.27 % | $3,471,479 | $3,681,431 | $209,952 | 6.04 % | $21,277 | | | | | | News Article | History of Parsec Financial Management Inc Ownership Of Novartis Ag |
| 2009-10-09 | 2009-03-31 | 13F-HR/A | Parsec Financial Management Inc | Institution | 69,626 | Added More | 7,357 | 11.81 % | $3,488,263 | $3,699,229 | $210,967 | 6.04 % | $22,292 | | | | | | News Article | History of Parsec Financial Management Inc Ownership Of Novartis Ag |
| 2009-10-09 | 2009-03-31 | 13F-HR/A | Parsec Financial Management Inc | Institution | 69,291 | Added More | 7,138 | 11.48 % | $3,471,479 | $3,681,431 | $209,952 | 6.04 % | $21,628 | | | | | | News Article | History of Parsec Financial Management Inc Ownership Of Novartis Ag |
| 2009-10-09 | 2009-03-31 | 13F-HR/A | Parsec Financial Management Inc | Institution | 69,626 | Added More | 7,473 | 12.02 % | $3,488,263 | $3,699,229 | $210,967 | 6.04 % | $22,643 | | | | | | News Article | History of Parsec Financial Management Inc Ownership Of Novartis Ag |
| 2009-10-09 | 2008-12-31 | 13F-HR/A | Parsec Financial Management Inc | Institution | 62,269 | Added More | 13,294 | 27.14 % | $3,119,677 | $3,308,352 | $188,675 | 6.04 % | $40,281 | | | | | | News Article | History of Parsec Financial Management Inc Ownership Of Novartis Ag |
| 2009-10-09 | 2008-12-31 | 13F-HR/A | Parsec Financial Management Inc | Institution | 62,153 | Added More | 13,178 | 26.90 % | $3,113,865 | $3,302,189 | $188,324 | 6.04 % | $39,929 | | | | | | News Article | History of Parsec Financial Management Inc Ownership Of Novartis Ag |
| 2009-10-08 | 2009-09-30 | 13F-HR | West Oak Capital Llc | Institution | 9,655 | Sold Some | -300 | -3.01 % | $483,716 | $512,970 | $29,255 | 6.04 % | $-909 | | | | | | News Article | History of West Oak Capital Llc Ownership Of Novartis Ag |
| 2009-10-08 | 2008-07-31 | N-CSR | Morgan Stanley Health Sciences Trust - None | Specialty & Misc | 62,978 | Sold Some | -43,422 | -40.81 % | $3,155,198 | $3,346,021 | $190,823 | 6.04 % | $-131,569 | | | | | | News Article | History of Morgan Stanley Health Sciences Trust - None Ownership Of Novartis Ag |
| 2009-10-08 | 2008-07-31 | N-CSR | Morgan Stanley Health Sciences Trust - None | Specialty & Misc | 130,500 | Added More | 24,100 | 22.65 % | $6,538,050 | $6,933,465 | $395,415 | 6.04 % | $73,023 | | | | | | News Article | History of Morgan Stanley Health Sciences Trust - None Ownership Of Novartis Ag |
| 2009-10-07 | 2009-09-30 | 13F-HR | Boston Private Bank And Trust Co | Institution | 189,653 | Added More | 5,445 | 2.95 % | $9,399,203 | $10,076,264 | $677,061 | 7.20 % | $19,439 | | | | | | News Article | History of Boston Private Bank And Trust Co Ownership Of Novartis Ag |
| 2009-10-07 | 2009-09-30 | 13F-HR | Jaffetilchin Investment Partners Llc | Institution | 23,117 | New Holding | 23,117 | 100 % | $1,145,679 | $1,228,206 | $82,528 | 7.20 % | $82,528 | | | | | | News Article | History of Jaffetilchin Investment Partners Llc Ownership Of Novartis Ag |
| 2009-10-07 | 2009-09-30 | 13F-HR | National Penn Investors Trust Co | Institution | 8,073 | Sold Some | -4,018 | -33.23 % | $400,098 | $428,918 | $28,821 | 7.20 % | $-14,344 | | | | | | News Article | History of National Penn Investors Trust Co Ownership Of Novartis Ag |
| 2009-10-07 | 2009-09-30 | 13F-HR | Oak Associates Ltd | Institution | 22,500 | Added More | 1,100 | 5.14 % | $1,115,100 | $1,195,425 | $80,325 | 7.20 % | $3,927 | | | | | | News Article | History of Oak Associates Ltd Ownership Of Novartis Ag |
| 2009-10-07 | 2009-09-30 | 13F-HR | Terre Haute First National Bank | Institution | 5,415 | No Change | 0 | 0 % | $268,367 | $287,699 | $19,332 | 7.20 % | $0 | | | | | | News Article | History of Terre Haute First National Bank Ownership Of Novartis Ag |
| 2009-10-07 | 2009-09-30 | 13F-HR | Tiaa Cref Trust Co Fsb | Institution | 73,720 | Sold Some | -1,915 | -2.53 % | $3,653,563 | $3,916,744 | $263,180 | 7.20 % | $-6,837 | | | | | | News Article | History of Tiaa Cref Trust Co Fsb Ownership Of Novartis Ag |
| 2009-10-07 | 2009-09-30 | 13F-HR | Wealth Builders | Institution | 61,942 | Added More | 1,020 | 1.67 % | $3,069,846 | $3,290,978 | $221,133 | 7.20 % | $3,641 | | | | | | News Article | History of Wealth Builders Ownership Of Novartis Ag |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds - Europe 30 Profund | European Region | 9,906 | Added More | 8,014 | 423.57 % | $490,941 | $526,306 | $35,364 | 7.20 % | $28,610 | | | | | | News Article | History of Profunds - Europe 30 Profund Ownership Of Novartis Ag |
| 2009-10-07 | 2009-07-31 | N-CSRS | Sunamerica Series Trust - Foreign Value Portfolio | Multi-Cap Value | 171,960 | No Change | 0 | 0 % | $8,522,338 | $9,136,235 | $613,897 | 7.20 % | $0 | | | | | | News Article | History of Sunamerica Series Trust - Foreign Value Portfolio Ownership Of Novartis Ag |
| 2009-10-07 | 2009-07-31 | N-CSRS | Sunamerica Series Trust - International Diversified Equities Portfolio | Global Flex Port | | Sold All | -101,036 | -100 % | | | | 7.20 % | $-360,699 | | | | | | News Article | History of Sunamerica Series Trust - International Diversified Equities Portfolio Ownership Of Novartis Ag |
| 2009-10-07 | 2009-06-30 | 13F-HR | Zeliff Wallace Jackson Investment Counsel Inc | Institution | 177,259 | Added More | 15,471 | 9.56 % | $8,784,956 | $9,417,771 | $632,815 | 7.20 % | $55,231 | | | | | | News Article | History of Zeliff Wallace Jackson Investment Counsel Inc Ownership Of Novartis Ag |
| 2009-10-06 | 2009-09-30 | 13F-HR | Coolidge Francis L | Institution | | Sold All | -22,108 | -100 % | | | | 5.98 % | $-66,324 | | | | | | News Article | History of Coolidge Francis L Ownership Of Novartis Ag |
| 2009-10-06 | 2009-09-30 | 13F-HR | Diana Brenda S | Institution | | Sold All | -14,031 | -100 % | | | | 5.98 % | $-42,093 | | | | | | News Article | History of Diana Brenda S Ownership Of Novartis Ag |
| 2009-10-06 | 2009-09-30 | 13F-HR | Eastern Bank | Institution | 34,294 | Added More | 408 | 1.20 % | $1,719,158 | $1,822,040 | $102,882 | 5.98 % | $1,224 | | | | | | News Article | History of Eastern Bank Ownership Of Novartis Ag |
| 2009-10-06 | 2009-09-30 | 13F-HR | Hall Martin | Institution | 14,062 | Sold Some | -267 | -1.86 % | $704,928 | $747,114 | $42,186 | 5.98 % | $-801 | | | | | | News Article | History of Hall Martin Ownership Of Novartis Ag |
| 2009-10-06 | 2009-09-30 | 13F-HR | Joyce Edward J | Institution | | Sold All | -32,050 | -100 % | | | | 5.98 % | $-96,150 | | | | | | News Article | History of Joyce Edward J Ownership Of Novartis Ag |
| 2009-10-06 | 2009-09-30 | 13F-HR | Lawrence Edward P | Institution | 21,309 | Sold Some | -426 | -1.95 % | $1,068,220 | $1,132,147 | $63,927 | 5.98 % | $-1,278 | | | | | | News Article | History of Lawrence Edward P Ownership Of Novartis Ag |
| 2009-10-06 | 2009-09-30 | 13F-HR | Li Winifred I | Institution | 10,825 | Sold Some | -160 | -1.45 % | $542,657 | $575,132 | $32,475 | 5.98 % | $-480 | | | | | | News Article | History of Li Winifred I Ownership Of Novartis Ag |
| 2009-10-06 | 2009-09-30 | 13F-HR | Shapiro Robert N | Institution | 67,127 | Added More | 215 | 0.32 % | $3,365,077 | $3,566,458 | $201,381 | 5.98 % | $645 | | | | | | News Article | History of Shapiro Robert N Ownership Of Novartis Ag |
| 2009-10-05 | 2009-09-30 | 13F-HR | Bb And T Corp | Institution | 52,267 | Added More | 20,917 | 66.72 % | $2,604,465 | $2,776,946 | $172,481 | 6.62 % | $69,026 | | | | | | News Article | History of Bb And T Corp Ownership Of Novartis Ag |
| 2009-10-05 | 2009-09-30 | 13F-HR | Natcan Investment Management Inc | Institution | 11,100 | Sold Some | -23,100 | -67.54 % | $553,113 | $589,743 | $36,630 | 6.62 % | $-76,230 | | | | | | News Article | History of Natcan Investment Management Inc Ownership Of Novartis Ag |
| 2009-10-02 | 2009-09-30 | 13F-HR | Bb And T Asset Management Llc | Institution | 284,821 | Added More | 13,220 | 4.86 % | $14,124,273 | $15,132,540 | $1,008,266 | 7.13 % | $46,799 | | | | | | News Article | History of Bb And T Asset Management Llc Ownership Of Novartis Ag |
| 2009-10-02 | 2009-09-30 | 13F-HR | Ledyard National Bank | Institution | 98,505 | Sold Some | -2,369 | -2.34 % | $4,884,863 | $5,233,571 | $348,708 | 7.13 % | $-8,386 | | | | | | News Article | History of Ledyard National Bank Ownership Of Novartis Ag |
| 2009-10-02 | 2009-09-30 | 13F-HR | Private Asset Management Inc | Institution | 79,917 | Added More | 6,125 | 8.30 % | $3,963,084 | $4,245,990 | $282,906 | 7.13 % | $21,683 | | | | | | News Article | History of Private Asset Management Inc Ownership Of Novartis Ag |
| 2009-10-02 | 2009-09-30 | 13F-HR | Vigilant Capital Management Llc | Institution | 46,615 | Sold Some | -55 | -0.11 % | $2,311,638 | $2,476,655 | $165,017 | 7.13 % | $-195 | | | | | | News Article | History of Vigilant Capital Management Llc Ownership Of Novartis Ag |
| 2009-10-02 | 2009-07-31 | N-CSR | Alliancebernstein Global Technology Fund Inc - Alliancebernstein Global Technology Fund Inc | Science & Tech | | Sold All | -118,120 | -100 % | | | | 7.13 % | $-418,145 | | | | | | News Article | History of Alliancebernstein Global Technology Fund Inc - Alliancebernstein Global Technology Fund Inc Ownership Of Novartis Ag |
| 2009-10-02 | 2009-07-31 | N-CSR | Pacific Capital Funds - International Stock Fund | International Multi-Cap Core | 18,104 | Added More | 225 | 1.25 % | $897,777 | $961,866 | $64,088 | 7.13 % | $797 | | | | | | News Article | History of Pacific Capital Funds - International Stock Fund Ownership Of Novartis Ag |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | 175,823 | New Holding | 175,823 | 100 % | $8,719,063 | $9,341,476 | $622,413 | 7.13 % | $622,413 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Novartis Ag |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Value Fund | Multi-Cap Value | | Sold All | -9,593 | -100 % | | | | 7.13 % | $-33,959 | | | | | | News Article | History of Usaa Mutual Funds Trust - Value Fund Ownership Of Novartis Ag |
| 2009-10-01 | 2009-09-30 | 13F-HR | Inverness Counsel Inc | Institution | 28,900 | No Change | 0 | 0 % | $1,430,550 | $1,535,457 | $104,907 | 7.33 % | $0 | | | | | | News Article | History of Inverness Counsel Inc Ownership Of Novartis Ag |
| 2009-09-30 | 2009-07-31 | N-CSR | Income Fund Of America Inc - Income Fund Of America Inc | Equity Income | 3,000,000 | No Change | 0 | 0 % | $151,140,000 | $159,390,000 | $8,250,000 | 5.45 % | $0 | | | | | | News Article | History of Income Fund Of America Inc - Income Fund Of America Inc Ownership Of Novartis Ag |
| 2009-09-30 | 2009-07-31 | N-CSR | Wells Fargo Funds Trust - Social Sustainability Fund | No Data | 964 | Sold Some | -250 | -20.59 % | $48,566 | $51,217 | $2,651 | 5.45 % | $-688 | | | | | | News Article | History of Wells Fargo Funds Trust - Social Sustainability Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Aim Equity Funds - Aim Diversified Dividend Fund | Large-Cap Core | 551,429 | No Change | 0 | 0 % | $27,246,107 | $29,297,423 | $2,051,316 | 7.52 % | $0 | | | | | | News Article | History of Aim Equity Funds - Aim Diversified Dividend Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Aim International Mutual Funds - Aim International Core Equity Fund | International Large-Cap Core | 58,902 | Added More | 2,200 | 3.87 % | $2,910,348 | $3,129,463 | $219,115 | 7.52 % | $8,184 | | | | | | News Article | History of Aim International Mutual Funds - Aim International Core Equity Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | American Independence Funds Trust - Fusion Fund | No Data | 7,864 | Sold Some | -3,150 | -28.59 % | $388,560 | $417,814 | $29,254 | 7.52 % | $-11,718 | | | | | | News Article | History of American Independence Funds Trust - Fusion Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 487,302 | New Holding | 487,302 | 100 % | $24,077,592 | $25,890,355 | $1,812,763 | 7.52 % | $1,812,763 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Sustainability Core 1 Portfolio | No Data | 1,850 | No Compare | | | $91,409 | $98,291 | $6,882 | 7.52 % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Sustainability Core 1 Portfolio Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Sustainability Core 1 Portfolio | No Data | 9,200 | No Compare | | | $454,572 | $488,796 | $34,224 | 7.52 % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Sustainability Core 1 Portfolio Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 11,952 | New Holding | 11,952 | 100 % | $590,548 | $635,010 | $44,461 | 7.52 % | $44,461 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Large Cap International Portfolio | International Large-Cap Core | 298,756 | New Holding | 298,756 | 100 % | $14,761,534 | $15,872,906 | $1,111,372 | 7.52 % | $1,111,372 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Large Cap International Portfolio Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Dunham Funds - Dunham International Stock Fund | No Data | | Sold All | -4,452 | -100 % | | | | 7.52 % | $-16,561 | | | | | | News Article | History of Dunham Funds - Dunham International Stock Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Dws Advisor Funds - Dws International Equity Fund | Global Flex Port | 23,318 | Sold Some | -44,600 | -65.66 % | $1,152,142 | $1,238,885 | $86,743 | 7.52 % | $-165,912 | | | | | | News Article | History of Dws Advisor Funds - Dws International Equity Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Dws Balanced Fund - Dws Balanced Fund | Flexible Portfolio | 24,823 | Added More | 5,194 | 26.46 % | $1,226,504 | $1,318,846 | $92,342 | 7.52 % | $19,322 | | | | | | News Article | History of Dws Balanced Fund - Dws Balanced Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q/A | Eaton Vance Mutual Funds Trust - Eaton Vance Dividend Income Fund | Equity Income | 84,000 | Sold Some | -65,000 | -43.62 % | $4,150,440 | $4,462,920 | $312,480 | 7.52 % | $-241,800 | | | | | | News Article | History of Eaton Vance Mutual Funds Trust - Eaton Vance Dividend Income Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q/A | Eaton Vance Mutual Funds Trust - Eaton Vance Equity Research Fund | Specialty & Misc | 141,200 | New Holding | 141,200 | 100 % | $6,976,692 | $7,501,956 | $525,264 | 7.52 % | $525,264 | | | | | | News Article | History of Eaton Vance Mutual Funds Trust - Eaton Vance Equity Research Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q/A | Eaton Vance Mutual Funds Trust - Eaton Vance International Equity Fund | Global Flex Port | 21,000 | Sold Some | -1,400 | -6.25 % | $1,037,610 | $1,115,730 | $78,120 | 7.52 % | $-5,208 | | | | | | News Article | History of Eaton Vance Mutual Funds Trust - Eaton Vance International Equity Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Advisor Series Viii - Overseas Fund | International Large-Cap Core | 4,262 | Sold Some | -2,216 | -34.20 % | $210,585 | $226,440 | $15,855 | 7.52 % | $-8,244 | | | | | | News Article | History of Fidelity Advisor Series Viii - Overseas Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Charles Street Trust - Fidelity Global Balanced Fund | Global Flex Port | 19,500 | Added More | 7,363 | 60.66 % | $963,495 | $1,036,035 | $72,540 | 7.52 % | $27,390 | | | | | | News Article | History of Fidelity Charles Street Trust - Fidelity Global Balanced Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Investment Trust - Fidelity Europe Fund | European Region | 547,279 | Sold Some | -341,713 | -38.43 % | $27,041,055 | $29,076,933 | $2,035,878 | 7.52 % | $-1,271,172 | | | | | | News Article | History of Fidelity Investment Trust - Fidelity Europe Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Goldman Sachs Trust - Goldman Sachs Structured International Equity Flex Fund | Gold Oriented | 3,970 | Added More | 1,877 | 89.67 % | $196,158 | $210,926 | $14,768 | 7.52 % | $6,982 | | | | | | News Article | History of Goldman Sachs Trust - Goldman Sachs Structured International Equity Flex Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Goldman Sachs Trust - Goldman Sachs Structured International Equity Fund | Gold Oriented | | Sold All | -13,230 | -100 % | | | | 7.52 % | $-49,216 | | | | | | News Article | History of Goldman Sachs Trust - Goldman Sachs Structured International Equity Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Hancock John Investment Trust Ma - Balanced Fund | Flexible Portfolio | | Sold All | -35,870 | -100 % | | | | 7.52 % | $-133,436 | | | | | | News Article | History of Hancock John Investment Trust Ma - Balanced Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Heritage Series Trust - International Equity Fund | Global Flex Port | 35,833 | New Holding | 35,833 | 100 % | $1,770,509 | $1,903,807 | $133,299 | 7.52 % | $133,299 | | | | | | News Article | History of Heritage Series Trust - International Equity Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Hsbc Advisor Funds Trust - Opportunity Fund | Specialty & Misc | 63,940 | No Change | 0 | 0 % | $3,159,275 | $3,397,132 | $237,857 | 7.52 % | $0 | | | | | | News Article | History of Hsbc Advisor Funds Trust - Opportunity Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Hsbc Investor Funds - Hsbc Investor Oppurtunity Fund | Specialty & Misc | 63,940 | Sold Some | -63,940 | -50.00 % | $3,159,275 | $3,397,132 | $237,857 | 7.52 % | $-237,857 | | | | | | News Article | History of Hsbc Investor Funds - Hsbc Investor Oppurtunity Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Hsbc Investor Portfolios - International Equity Portfolio | Global Flex Port | 63,940 | No Change | 0 | 0 % | $3,159,275 | $3,397,132 | $237,857 | 7.52 % | $0 | | | | | | News Article | History of Hsbc Investor Portfolios - International Equity Portfolio Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Icap Funds Inc - Mainstay Icap Equity Fund | Specialty & Misc | 419,300 | New Holding | 419,300 | 100 % | $20,717,613 | $22,277,409 | $1,559,796 | 7.52 % | $1,559,796 | | | | | | News Article | History of Icap Funds Inc - Mainstay Icap Equity Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Icap Funds Inc - Mainstay Icap Global Fund | Global Flex Port | | Sold All | -13,650 | -100 % | | | | 7.52 % | $-50,778 | | | | | | News Article | History of Icap Funds Inc - Mainstay Icap Global Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Icap Funds Inc - Mainstay Icap International Fund | Global Flex Port | | Sold All | -293,600 | -100 % | | | | 7.52 % | $-1,092,192 | | | | | | News Article | History of Icap Funds Inc - Mainstay Icap International Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-CSR | Janus Investment Fund - Intech Risk-Managed International Fund | No Data | 860 | No Compare | | | $42,493 | $45,692 | $3,199 | 7.52 % | | | | | | | News Article | History of Janus Investment Fund - Intech Risk-Managed International Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Janus Investment Fund - Janus Fund | Large-Cap Growth | 229,377 | New Holding | 229,377 | 100 % | $11,333,518 | $12,186,800 | $853,282 | 7.52 % | $853,282 | | | | | | News Article | History of Janus Investment Fund - Janus Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Janus Investment Fund - Janus Global Opportunities Fund | Global Multi-Cap Value | 42,331 | New Holding | 42,331 | 100 % | $2,091,575 | $2,249,046 | $157,471 | 7.52 % | $157,471 | | | | | | News Article | History of Janus Investment Fund - Janus Global Opportunities Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-CSR | Janus Investment Fund - Janus International Forty Fund | No Data | 2,954 | No Compare | | | $145,957 | $156,946 | $10,989 | 7.52 % | | | | | | | News Article | History of Janus Investment Fund - Janus International Forty Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Janus Investment Fund - Janus Worldwide Fund | Global Large-Cap Growth | 641,879 | New Holding | 641,879 | 100 % | $31,715,241 | $34,103,031 | $2,387,790 | 7.52 % | $2,387,790 | | | | | | News Article | History of Janus Investment Fund - Janus Worldwide Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-CSR | Janus Investment Fund - Perkins Large Cap Value Fund | No Data | 5,400 | No Compare | | | $266,814 | $286,902 | $20,088 | 7.52 % | | | | | | | News Article | History of Janus Investment Fund - Perkins Large Cap Value Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust - Jackson Perspective Index 5 Fund | Specialty & Misc | 2,131 | Sold Some | -3,039 | -58.78 % | $105,293 | $113,220 | $7,927 | 7.52 % | $-11,305 | | | | | | News Article | History of Jnl Investors Series Trust - Jackson Perspective Index 5 Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Mainstay Funds - Mainstay Map Fund | Multi-Cap Core | | Sold All | -117,000 | -100 % | | | | 7.52 % | $-435,240 | | | | | | News Article | History of Mainstay Funds - Mainstay Map Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Managers Trust I - Managers Fremont Global Fund | Global Flex Port | 4,920 | Added More | 2,190 | 80.21 % | $243,097 | $261,400 | $18,302 | 7.52 % | $8,147 | | | | | | News Article | History of Managers Trust I - Managers Fremont Global Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Meehan Mutual Funds Inc - Meehan Mutual Funds Inc | Specialty & Misc | 22,000 | New Holding | 22,000 | 100 % | $1,087,020 | $1,168,860 | $81,840 | 7.52 % | $81,840 | | | | | | News Article | History of Meehan Mutual Funds Inc - Meehan Mutual Funds Inc Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Morgan Stanley International Fund - None | Specialty & Misc | 31,461 | New Holding | 31,461 | 100 % | $1,554,488 | $1,671,523 | $117,035 | 7.52 % | $117,035 | | | | | | News Article | History of Morgan Stanley International Fund - None Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Pioneer Global High Yield Fund - Pioneer Global Diversified Equity Fund | No Data | 290 | New Holding | 290 | 100 % | $14,329 | $15,408 | $1,079 | 7.52 % | $1,079 | | | | | | News Article | History of Pioneer Global High Yield Fund - Pioneer Global Diversified Equity Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Prudential World Fund Inc - Dryden International Equity Fund | International Multi-Cap Growth | 211,389 | New Holding | 211,389 | 100 % | $10,444,730 | $11,231,098 | $786,367 | 7.52 % | $786,367 | | | | | | News Article | History of Prudential World Fund Inc - Dryden International Equity Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Russell Investment Co - Emerging Markets Fund | Emerging Markets | 760,417 | Added More | 5,527 | 0.73 % | $37,572,204 | $40,400,955 | $2,828,751 | 7.52 % | $20,560 | | | | | | News Article | History of Russell Investment Co - Emerging Markets Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Target Portfolio Trust - International Equity | Global Flex Port | 58,205 | New Holding | 58,205 | 100 % | $2,875,909 | $3,092,432 | $216,523 | 7.52 % | $216,523 | | | | | | News Article | History of Target Portfolio Trust - International Equity Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Van Kampen Trust Ii - Global Tactical Asset Allocation Fund | No Data | 1,796 | New Holding | 1,796 | 100 % | $88,740 | $95,421 | $6,681 | 7.52 % | $6,681 | | | | | | News Article | History of Van Kampen Trust Ii - Global Tactical Asset Allocation Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Vanguard International Equity Index Funds - Vanguard European Stock Index Fund | European Region | 3,549,965 | Sold Some | -2,384,954 | -40.18 % | $175,403,771 | $188,609,640 | $13,205,870 | 7.52 % | $-8,872,029 | | | | | | News Article | History of Vanguard International Equity Index Funds - Vanguard European Stock Index Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Vanguard International Equity Index Funds - Vanguard Ftse All-World Ex-Us Small-Cap Index Fund | No Data | 918,034 | Added More | 118,266 | 14.78 % | $45,360,060 | $48,775,146 | $3,415,086 | 7.52 % | $439,950 | | | | | | News Article | History of Vanguard International Equity Index Funds - Vanguard Ftse All-World Ex-Us Small-Cap Index Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Vanguard International Equity Index Funds - Vanguard Total World Stock Index Fund | No Data | 48,128 | Added More | 7,707 | 19.06 % | $2,378,004 | $2,557,041 | $179,036 | 7.52 % | $28,670 | | | | | | News Article | History of Vanguard International Equity Index Funds - Vanguard Total World Stock Index Fund Ownership Of Novartis Ag |
| 2009-09-29 | 2009-07-31 | N-CSRS | Vanguard Specialized Funds - Vanguard Health Care Fund | Health/Biotech | 9,519,880 | No Change | 0 | 0 % | $470,377,271 | $505,791,224 | $35,413,954 | 7.52 % | $0 | | | | | | News Article | History of Vanguard Specialized Funds - Vanguard Health Care Fund Ownership Of Novartis Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Aberdeen Funds - Aberdeen Health Sciences Fund | No Data | 8,750 | No Change | 0 | 0 % | $429,975 | $464,888 | $34,913 | 8.11 % | $0 | | | | | | News Article | History of Aberdeen Funds - Aberdeen Health Sciences Fund Ownership Of Novartis Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Aberdeen Funds - Aberdeen International Equity Fund | No Data | 7,422 | New Holding | 7,422 | 100 % | $364,717 | $394,331 | $29,614 | 8.11 % | $29,614 | | | | | | News Article | History of Aberdeen Funds - Aberdeen International Equity Fund Ownership Of Novartis Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Alliancebernstein Growth And Income Fund Inc - Alliancebernstein Growth And Income Fund Inc | Multi-Cap Growth | | Sold All | -555,900 | -100 % | | | | 8.11 % | $-2,218,041 | | | | | | News Article | History of Alliancebernstein Growth And Income Fund Inc - Alliancebernstein Growth And Income Fund Inc Ownership Of Novartis Ag |
| 2009-09-28 | 2009-07-31 | N-Q | American Mutual Fund Inc - American Mutual Fund Inc | Multi-Cap Value | 4,015,000 | Sold Some | -507,000 | -11.21 % | $197,297,100 | $213,316,950 | $16,019,850 | 8.11 % | $-2,022,930 | | | | | | News Article | History of American Mutual Fund Inc - American Mutual Fund Inc Ownership Of Novartis Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Capital Income Builder Inc - Capital Income Builder Inc | Equity Income | 8,415,000 | No Change | 0 | 0 % | $413,513,100 | $447,088,950 | $33,575,850 | 8.11 % | $0 | | | | | | News Article | History of Capital Income Builder Inc - Capital Income Builder Inc Ownership Of Novartis Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Fbr Funds - Fbr Pegasus Fund | Multi-Cap Value | 1,800 | Sold Some | -4,755 | -72.54 % | $88,452 | $95,634 | $7,182 | 8.11 % | $-18,972 | | | | | | News Article | History of Fbr Funds - Fbr Pegasus Fund Ownership Of Novartis Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Federated Equity Funds - Federated Market Opportunity Fund | Flexible Portfolio | 250,000 | New Holding | 250,000 | 100 % | $12,285,000 | $13,282,500 | $997,500 | 8.11 % | $997,500 | | | | | | News Article | History of Federated Equity Funds - Federated Market Opportunity Fund Ownership Of Novartis Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Federated Income Securities Trust - Federated Muni And Stock Advantage Fund | Specialty & Misc | | Sold All | -11,450 | -100 % | | | | 8.11 % | $-45,686 | | | | | | News Article | History of Federated Income Securities Trust - Federated Muni And Stock Advantage Fund Ownership Of Novartis Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Idex Mutual Fds - Transamerica Thornburg International Value | No Data | 221,342 | Added More | 145,310 | 191.11 % | $10,876,746 | $11,759,900 | $883,155 | 8.11 % | $579,787 | | | | | | News Article | History of Idex Mutual Fds - Transamerica Thornburg International Value Ownership Of Novartis Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Idex Mutual Fds - Transamerica Wmc Emerging Markets | No Data | | Sold All | -115,110 | -100 % | | | | 8.11 % | $-459,289 | | | | | | News Article | History of Idex Mutual Fds - Transamerica Wmc Emerging Markets Ownership Of Novartis Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Jpmorgan Trust I - Jpmorgan Intrepid European Fund | European Region | 86 | Sold Some | -22 | -20.37 % | $4,226 | $4,569 | $343 | 8.11 % | $-88 | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Intrepid European Fund Ownership Of Novartis Ag |
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