| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 1,147,897 | Sold Some | -94,256 | -7.58 % | $18,802,553 | $18,354,873 | $-447,680 | -2.38 % | $36,760 | | | | | | News Article | History of Amvescap Plc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 92,342 | Sold Some | -17,741 | -16.11 % | $1,512,562 | $1,476,549 | $-36,013 | -2.38 % | $6,919 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Optionsxpress Holdings Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Roxbury Capital Management | Institution | 956,279 | Added More | 117,044 | 13.94 % | $15,663,850 | $15,290,901 | $-372,949 | -2.38 % | $-45,647 | | | | | | News Article | History of Roxbury Capital Management Ownership Of Optionsxpress Holdings Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 57,608 | Added More | 7,868 | 15.81 % | $943,619 | $921,152 | $-22,467 | -2.38 % | $-3,069 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 62,584 | Added More | 762 | 1.23 % | $1,032,010 | $1,000,718 | $-31,292 | -3.03 % | $-381 | | | | | | News Article | History of American International Group Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Aqr Capital Management Llc | Institution | 130,175 | Added More | 24,051 | 22.66 % | $2,146,586 | $2,081,498 | $-65,088 | -3.03 % | $-12,026 | | | | | | News Article | History of Aqr Capital Management Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Banc Funds Co Llc | Institution | 70,000 | New Holding | 70,000 | 100 % | $1,154,300 | $1,119,300 | $-35,000 | -3.03 % | $-35,000 | | | | | | News Article | History of Banc Funds Co Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bay Hill Capital Management Llc | No Data | 18,768 | New Holding | 18,768 | 100 % | $309,484 | $300,100 | $-9,384 | -3.03 % | $-9,384 | | | | | | News Article | History of Bay Hill Capital Management Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Catapult Capital Management Llc | Institution | 13,500 | New Holding | 13,500 | 100 % | $222,615 | $215,865 | $-6,750 | -3.03 % | $-6,750 | | | | | | News Article | History of Catapult Capital Management Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 172,401 | Sold Some | -81,489 | -32.09 % | $2,842,892 | $2,756,692 | $-86,201 | -3.03 % | $40,745 | | | | | | News Article | History of Citadel L P Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Columbia Partners L L C Investment Management | Institution | 476,872 | Added More | 5,676 | 1.20 % | $7,863,619 | $7,625,183 | $-238,436 | -3.03 % | $-2,838 | | | | | | News Article | History of Columbia Partners L L C Investment Management Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Driehaus Capital Management Llc | Institution | | Sold All | -77,203 | -100 % | | | | -3.03 % | $38,602 | | | | | | News Article | History of Driehaus Capital Management Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Epoch Investment Partners Inc | Institution | | Sold All | -218,100 | -100 % | | | | -3.03 % | $109,050 | | | | | | News Article | History of Epoch Investment Partners Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fidelity International Ltd | Institution | 223,400 | Added More | 45,100 | 25.29 % | $3,683,866 | $3,572,166 | $-111,700 | -3.03 % | $-22,550 | | | | | | News Article | History of Fidelity International Ltd Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 2,870,680 | Added More | 804,087 | 38.90 % | $47,337,513 | $45,902,173 | $-1,435,340 | -3.03 % | $-402,044 | | | | | | News Article | History of Fmr Corp Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 351,520 | Added More | 131,297 | 59.62 % | $5,796,565 | $5,620,805 | $-175,760 | -3.03 % | $-65,649 | | | | | | News Article | History of Ing Groep Nv Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Jesaga Advisers Llc | Institution | 44,000 | New Holding | 44,000 | 100 % | $725,560 | $703,560 | $-22,000 | -3.03 % | $-22,000 | | | | | | News Article | History of Jesaga Advisers Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Julius Baer Investment Management Llc | Institution | 11,090 | New Holding | 11,090 | 100 % | $182,874 | $177,329 | $-5,545 | -3.03 % | $-5,545 | | | | | | News Article | History of Julius Baer Investment Management Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Madison Square Investors Llc | No Data | 87,386 | Added More | 8,557 | 10.85 % | $1,440,995 | $1,397,302 | $-43,693 | -3.03 % | $-4,279 | | | | | | News Article | History of Madison Square Investors Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Mazama Capital Management Inc | Institution | 71,530 | Added More | 25,080 | 53.99 % | $1,179,530 | $1,143,765 | $-35,765 | -3.03 % | $-12,540 | | | | | | News Article | History of Mazama Capital Management Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | 95,875 | Sold Some | -87,375 | -47.68 % | $1,580,979 | $1,533,041 | $-47,938 | -3.03 % | $43,688 | | | | | | News Article | History of Millennium Management Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 589,716 | Added More | 271,669 | 85.41 % | $9,724,417 | $9,429,559 | $-294,858 | -3.03 % | $-135,835 | | | | | | News Article | History of Morgan Stanley Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | New York State Teachers Retirement System | Institution | 227,800 | New Holding | 227,800 | 100 % | $3,756,422 | $3,642,522 | $-113,900 | -3.03 % | $-113,900 | | | | | | News Article | History of New York State Teachers Retirement System Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Co Of Connecticut | Institution | | Sold All | -1,200 | -100 % | | | | -3.03 % | $600 | | | | | | News Article | History of Northern Trust Co Of Connecticut Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 583,623 | Added More | 52,952 | 9.97 % | $9,623,943 | $9,332,132 | $-291,812 | -3.03 % | $-26,476 | | | | | | News Article | History of Northern Trust Corp Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 1,618,061 | Added More | 1,375,605 | 567.36 % | $26,681,826 | $25,872,795 | $-809,031 | -3.03 % | $-687,803 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Rafferty Asset Management Llc | Institution | 8,858 | Sold Some | -4,267 | -32.51 % | $146,068 | $141,639 | $-4,429 | -3.03 % | $2,134 | | | | | | News Article | History of Rafferty Asset Management Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 67,244 | Sold Some | -110,312 | -62.12 % | $1,108,854 | $1,075,232 | $-33,622 | -3.03 % | $55,156 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | | Sold All | -56,525 | -100 % | | | | -3.03 % | $28,263 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 11,087 | Added More | 623 | 5.95 % | $182,825 | $177,281 | $-5,544 | -3.03 % | $-312 | | | | | | News Article | History of Us Bancorp De Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Walleye Trading Llc | Institution | 1,259 | Sold Some | -3,151 | -71.45 % | $20,761 | $20,131 | $-630 | -3.03 % | $1,576 | | | | | | News Article | History of Walleye Trading Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wasatch Advisors Inc | Institution | 1,053,733 | Added More | 67,964 | 6.89 % | $17,376,057 | $16,849,191 | $-526,867 | -3.03 % | $-33,982 | | | | | | News Article | History of Wasatch Advisors Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wellington Management Co Llp | Institution | 185,539 | Sold Some | -5,900 | -3.08 % | $3,059,538 | $2,966,769 | $-92,770 | -3.03 % | $2,950 | | | | | | News Article | History of Wellington Management Co Llp Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 72,486 | Sold Some | -74,262 | -50.60 % | $1,177,898 | $1,159,051 | $-18,846 | -1.60 % | $19,308 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 100,330 | Sold Some | -17,060 | -14.53 % | $1,630,363 | $1,604,277 | $-26,086 | -1.60 % | $4,436 | | | | | | News Article | History of Axa Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 87,548 | Added More | 22,154 | 33.87 % | $1,422,655 | $1,399,893 | $-22,762 | -1.60 % | $-5,760 | | | | | | News Article | History of Barclays Plc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Batterymarch Financial Management Inc | Institution | 133,757 | Sold Some | -1,920 | -1.41 % | $2,173,551 | $2,138,774 | $-34,777 | -1.60 % | $499 | | | | | | News Article | History of Batterymarch Financial Management Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 19,009 | New Holding | 19,009 | 100 % | $308,896 | $303,954 | $-4,942 | -1.60 % | $-4,942 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Caxton Associates Llc | Institution | 17,476 | Sold Some | -10,133 | -36.70 % | $283,985 | $279,441 | $-4,544 | -1.60 % | $2,635 | | | | | | News Article | History of Caxton Associates Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Continental Advisors Llc | Institution | | Sold All | -25,000 | -100 % | | | | -1.60 % | $6,500 | | | | | | News Article | History of Continental Advisors Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | 300 | Sold Some | -6,200 | -95.38 % | $4,875 | $4,797 | $-78 | -1.60 % | $1,612 | | | | | | News Article | History of Credit Agricole S A Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Delaware Management Business Trust | Institution | 1,419,366 | Added More | 222,631 | 18.60 % | $23,064,698 | $22,695,662 | $-369,035 | -1.60 % | $-57,884 | | | | | | News Article | History of Delaware Management Business Trust Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Fbr Capital Markets Corp | Insider | 10,200 | New Holding | 10,200 | 100 % | $165,750 | $163,098 | $-2,652 | -1.60 % | $-2,652 | | | | | | News Article | History of Fbr Capital Markets Corp Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | First Mercantile Trust Co | Institution | 6,150 | Added More | 860 | 16.25 % | $99,938 | $98,339 | $-1,599 | -1.60 % | $-224 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 1,020 | Sold Some | -54,010 | -98.14 % | $16,575 | $16,310 | $-265 | -1.60 % | $14,043 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 189,716 | Sold Some | -20,950 | -9.94 % | $3,082,885 | $3,033,559 | $-49,326 | -1.60 % | $5,447 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 314,404 | Sold Some | -70,578 | -18.33 % | $5,109,065 | $5,027,320 | $-81,745 | -1.60 % | $18,350 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ironbridge Capital Management Llc | Institution | 358,843 | Added More | 11,810 | 3.40 % | $5,831,199 | $5,737,900 | $-93,299 | -1.60 % | $-3,071 | | | | | | News Article | History of Ironbridge Capital Management Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jacobs Levy Equity Management Inc | Institution | 109,600 | Sold Some | -94,800 | -46.37 % | $1,781,000 | $1,752,504 | $-28,496 | -1.60 % | $24,648 | | | | | | News Article | History of Jacobs Levy Equity Management Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jennison Associates Llc | Institution | 76,800 | Added More | 24,600 | 47.12 % | $1,248,000 | $1,228,032 | $-19,968 | -1.60 % | $-6,396 | | | | | | News Article | History of Jennison Associates Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Lord Abbett And Co Llc | Institution | 2,907,707 | Added More | 24,500 | 0.84 % | $47,250,239 | $46,494,235 | $-756,004 | -1.60 % | $-6,370 | | | | | | News Article | History of Lord Abbett And Co Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Los Angeles Capital Management And Equity Research Inc | Institution | 53,269 | New Holding | 53,269 | 100 % | $865,621 | $851,771 | $-13,850 | -1.60 % | $-13,850 | | | | | | News Article | History of Los Angeles Capital Management And Equity Research Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Managed Account Advisors Llc | Institution | 42,854 | Added More | 38,616 | 911.18 % | $696,378 | $685,235 | $-11,142 | -1.60 % | $-10,040 | | | | | | News Article | History of Managed Account Advisors Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Martingale Asset Management L P | Institution | 121,500 | Sold Some | -130,400 | -51.76 % | $1,974,375 | $1,942,785 | $-31,590 | -1.60 % | $33,904 | | | | | | News Article | History of Martingale Asset Management L P Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mason Street Advisors Llc | Institution | 2,637 | Added More | 173 | 7.02 % | $42,851 | $42,166 | $-686 | -1.60 % | $-45 | | | | | | News Article | History of Mason Street Advisors Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | N-Q | Met Investors Series Trust - Metaim Small Cap Growth Portfolio | Small-Cap Growth | 298,408 | Added More | 7,635 | 2.62 % | $4,849,130 | $4,771,544 | $-77,586 | -1.60 % | $-1,985 | | | | | | News Article | History of Met Investors Series Trust - Metaim Small Cap Growth Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Neuberger Berman Group Llc | No Data | 15,596 | No Change | 0 | 0 % | $253,435 | $249,380 | $-4,055 | -1.60 % | $0 | | | | | | News Article | History of Neuberger Berman Group Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | New York State Common Retirement Fund | Institution | 182,710 | Sold Some | -17,780 | -8.86 % | $2,969,038 | $2,921,533 | $-47,505 | -1.60 % | $4,623 | | | | | | News Article | History of New York State Common Retirement Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Panagora Asset Management Inc | Institution | 251,665 | Sold Some | -18,319 | -6.78 % | $4,089,556 | $4,024,123 | $-65,433 | -1.60 % | $4,763 | | | | | | News Article | History of Panagora Asset Management Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 213,500 | Sold Some | -8,300 | -3.74 % | $3,469,375 | $3,413,865 | $-55,510 | -1.60 % | $2,158 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Public Sector Pension Investment Board | Institution | 37,700 | New Holding | 37,700 | 100 % | $612,625 | $602,823 | $-9,802 | -1.60 % | $-9,802 | | | | | | News Article | History of Public Sector Pension Investment Board Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | 25,404 | Added More | 8,258 | 48.16 % | $412,815 | $406,210 | $-6,605 | -1.60 % | $-2,147 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 6,763 | Added More | 6,453 | 2081.61 % | $109,899 | $108,140 | $-1,758 | -1.60 % | $-1,678 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 621,600 | Added More | 244,700 | 64.92 % | $10,101,000 | $9,939,384 | $-161,616 | -1.60 % | $-63,622 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Research Affiliates Llc | Institution | 22,447 | No Change | 0 | 0 % | $364,764 | $358,928 | $-5,836 | -1.60 % | $0 | | | | | | News Article | History of Research Affiliates Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sei Trust Co | Institution | 30,497 | Sold Some | -2,610 | -7.88 % | $495,576 | $487,647 | $-7,929 | -1.60 % | $679 | | | | | | News Article | History of Sei Trust Co Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Spark Lp | Institution | 115,800 | No Change | 0 | 0 % | $1,881,750 | $1,851,642 | $-30,108 | -1.60 % | $0 | | | | | | News Article | History of Spark Lp Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Talon Asset Management Llc | Institution | 65,000 | New Holding | 65,000 | 100 % | $1,056,250 | $1,039,350 | $-16,900 | -1.60 % | $-16,900 | | | | | | News Article | History of Talon Asset Management Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Tudor Investment Corp Et Al | Institution | | Sold All | -15,832 | -100 % | | | | -1.60 % | $4,116 | | | | | | News Article | History of Tudor Investment Corp Et Al Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 1,897,339 | Added More | 14,259 | 0.75 % | $30,831,759 | $30,338,451 | $-493,308 | -1.60 % | $-3,707 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Weil Company Inc | Institution | | Sold All | -17,500 | -100 % | | | | -1.60 % | $4,550 | | | | | | News Article | History of Weil Company Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aronson And Johnson And Ortiz Lp | Institution | 390,900 | Sold Some | -110,900 | -22.10 % | $6,383,397 | $6,250,491 | $-132,906 | -2.08 % | $37,706 | | | | | | News Article | History of Aronson And Johnson And Ortiz Lp Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 196,808 | Added More | 5,200 | 2.71 % | $3,213,875 | $3,146,960 | $-66,915 | -2.08 % | $-1,768 | | | | | | News Article | History of Bank Of America Corp Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 3,337,076 | Added More | 165,626 | 5.22 % | $54,494,451 | $53,359,845 | $-1,134,606 | -2.08 % | $-56,313 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Canada Pension Plan Investment Board | Institution | 94,500 | Added More | 92,200 | 4008.69 % | $1,543,185 | $1,511,055 | $-32,130 | -2.08 % | $-31,348 | | | | | | News Article | History of Canada Pension Plan Investment Board Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Charles Schwab Trust Company A Division Of Charles Schwab B | No Data | | Sold All | -32,390 | -100 % | | | | -2.08 % | $11,013 | | | | | | News Article | History of Charles Schwab Trust Company A Division Of Charles Schwab B Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Chicago Equity Partners Llc | Institution | | Sold All | -37,200 | -100 % | | | | -2.08 % | $12,648 | | | | | | News Article | History of Chicago Equity Partners Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson D A And Co | Institution | 127,350 | Added More | 30,675 | 31.73 % | $2,079,626 | $2,036,327 | $-43,299 | -2.08 % | $-10,430 | | | | | | News Article | History of Davidson D A And Co Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson Investment Advisors | Institution | 127,350 | Sold Some | -146,320 | -53.46 % | $2,079,626 | $2,036,327 | $-43,299 | -2.08 % | $49,749 | | | | | | News Article | History of Davidson Investment Advisors Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Quadrant L P | Institution | 45,900 | Sold Some | -6,190 | -11.88 % | $749,547 | $733,941 | $-15,606 | -2.08 % | $2,105 | | | | | | News Article | History of First Quadrant L P Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fortis Investments Management Usa Inc | Institution | 28,684 | No Change | 0 | 0 % | $468,410 | $458,657 | $-9,753 | -2.08 % | $0 | | | | | | News Article | History of Fortis Investments Management Usa Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gsa Capital Partners Llp | Institution | 10,660 | New Holding | 10,660 | 100 % | $174,078 | $170,453 | $-3,624 | -2.08 % | $-3,624 | | | | | | News Article | History of Gsa Capital Partners Llp Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 351,420 | Added More | 127,298 | 56.79 % | $5,738,689 | $5,619,206 | $-119,483 | -2.08 % | $-43,281 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kbc Group Nv | Institution | 65,055 | Added More | 52,245 | 407.84 % | $1,062,348 | $1,040,229 | $-22,119 | -2.08 % | $-17,763 | | | | | | News Article | History of Kbc Group Nv Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 21,310 | Sold Some | -15,390 | -41.93 % | $347,992 | $340,747 | $-7,245 | -2.08 % | $5,233 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 42,917 | Added More | 4,031 | 10.36 % | $700,835 | $686,243 | $-14,592 | -2.08 % | $-1,371 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 19,066 | Added More | 4,536 | 31.21 % | $311,348 | $304,865 | $-6,482 | -2.08 % | $-1,542 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 9,531 | Sold Some | -922 | -8.82 % | $155,641 | $152,401 | $-3,241 | -2.08 % | $313 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Principal Financial Group Inc | Institution | 154,262 | Added More | 6,431 | 4.35 % | $2,519,098 | $2,466,649 | $-52,449 | -2.08 % | $-2,187 | | | | | | News Article | History of Principal Financial Group Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rs Investment Management Co Llc | Institution | | Sold All | -6,920 | -100 % | | | | -2.08 % | $2,353 | | | | | | News Article | History of Rs Investment Management Co Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 511,840 | Added More | 115,000 | 28.97 % | $8,358,347 | $8,184,322 | $-174,026 | -2.08 % | $-39,100 | | | | | | News Article | History of Russell Frank Co Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 35,871 | Added More | 12,898 | 56.14 % | $585,773 | $573,577 | $-12,196 | -2.08 % | $-4,385 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tewksbury Capital Management Ltd | Institution | | Sold All | -33,228 | -100 % | | | | -2.08 % | $11,298 | | | | | | News Article | History of Tewksbury Capital Management Ltd Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Timessquare Capital Management Llc | Institution | | Sold All | -2,972,400 | -100 % | | | | -2.08 % | $1,010,616 | | | | | | News Article | History of Timessquare Capital Management Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | United Services Automobile Association | Institution | 69,735 | Sold Some | -3,997 | -5.42 % | $1,138,773 | $1,115,063 | $-23,710 | -2.08 % | $1,359 | | | | | | News Article | History of United Services Automobile Association Ownership Of Optionsxpress Holdings Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Virginia Retirement Systems Et Al | Institution | 31,900 | No Change | 0 | 0 % | $520,927 | $510,081 | $-10,846 | -2.08 % | $0 | | | | | | News Article | History of Virginia Retirement Systems Et Al Ownership Of Optionsxpress Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | American Century Companies Inc | Institution | 198,264 | Sold Some | -59,653 | -23.12 % | $3,190,068 | $3,170,241 | $-19,826 | -0.62 % | $5,965 | | | | | | News Article | History of American Century Companies Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 139,619 | Sold Some | -38,436 | -21.58 % | $2,246,470 | $2,232,508 | $-13,962 | -0.62 % | $3,844 | | | | | | News Article | History of Citigroup Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 52,319 | Added More | 3,378 | 6.90 % | $841,813 | $836,581 | $-5,232 | -0.62 % | $-338 | | | | | | News Article | History of Comerica Bank Ownership Of Optionsxpress Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Glenmede Trust Co Na | Institution | 11,155 | Added More | 9,777 | 709.50 % | $179,484 | $178,368 | $-1,116 | -0.62 % | $-978 | | | | | | News Article | History of Glenmede Trust Co Na Ownership Of Optionsxpress Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 2,050,145 | Added More | 278,097 | 15.69 % | $32,986,833 | $32,781,819 | $-205,015 | -0.62 % | $-27,810 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Optionsxpress Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Royce And Associates Llc | Institution | 53,900 | Added More | 900 | 1.69 % | $867,251 | $861,861 | $-5,390 | -0.62 % | $-90 | | | | | | News Article | History of Royce And Associates Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Tesseract Capital Llc | No Data | 900 | Sold Some | -8,636 | -90.56 % | $14,481 | $14,391 | $-90 | -0.62 % | $864 | | | | | | News Article | History of Tesseract Capital Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 91,759 | Sold Some | -47,872 | -34.28 % | $1,476,402 | $1,467,226 | $-9,176 | -0.62 % | $4,787 | | | | | | News Article | History of Ubs Ag Ownership Of Optionsxpress Holdings Inc |
| 2009-11-10 | 2009-03-31 | 13F-HR/A | Dlibj Asset Management Co Ltd | Institution | | Sold All | -180 | -100 % | | | | -0.62 % | $18 | | | | | | News Article | History of Dlibj Asset Management Co Ltd Ownership Of Optionsxpress Holdings Inc |
| 2009-11-10 | 2008-12-31 | 13F-HR/A | Dlibj Asset Management Co Ltd | Institution | 180 | Sold Some | -1,213 | -87.07 % | $2,896 | $2,878 | $-18 | -0.62 % | $121 | | | | | | News Article | History of Dlibj Asset Management Co Ltd Ownership Of Optionsxpress Holdings Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Cadence Capital Management Llc | Institution | 686,350 | New Holding | 686,350 | 100 % | $10,878,648 | $10,974,737 | $96,089 | 0.88 % | $96,089 | | | | | | News Article | History of Cadence Capital Management Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Ccm Partners | Institution | 2,500 | No Change | 0 | 0 % | $39,625 | $39,975 | $350 | 0.88 % | $0 | | | | | | News Article | History of Ccm Partners Ownership Of Optionsxpress Holdings Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Vtl Associates Llc | Institution | | Sold All | -4 | -100 % | | | | 0.88 % | $-1 | | | | | | News Article | History of Vtl Associates Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Blair William And Co | Institution | 32,425 | Sold Some | -285,865 | -89.81 % | $506,154 | $518,476 | $12,322 | 2.43 % | $-108,629 | | | | | | News Article | History of Blair William And Co Ownership Of Optionsxpress Holdings Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Hartford Investment Management Co | Institution | 326,991 | Added More | 65,765 | 25.17 % | $5,104,330 | $5,228,586 | $124,257 | 2.43 % | $24,991 | | | | | | News Article | History of Hartford Investment Management Co Ownership Of Optionsxpress Holdings Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 37,804 | No Change | 0 | 0 % | $590,120 | $604,486 | $14,366 | 2.43 % | $0 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Optionsxpress Holdings Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pioneer Investment Management Inc | Institution | | Sold All | -110,400 | -100 % | | | | 2.43 % | $-41,952 | | | | | | News Article | History of Pioneer Investment Management Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 200 | Sold Some | -535 | -72.78 % | $3,122 | $3,198 | $76 | 2.43 % | $-203 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 76,337 | No Change | 0 | 0 % | $1,191,621 | $1,220,629 | $29,008 | 2.43 % | $0 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 37,187 | No Change | 0 | 0 % | $580,489 | $594,620 | $14,131 | 2.43 % | $0 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 330,454 | Added More | 137 | 0.04 % | $5,158,387 | $5,283,959 | $125,573 | 2.43 % | $52 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Weatherbie M A And Co Inc | Institution | 1,078,295 | Added More | 87,541 | 8.83 % | $16,832,185 | $17,241,937 | $409,752 | 2.43 % | $33,266 | | | | | | News Article | History of Weatherbie M A And Co Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Bank Of Hawaii | Institution | 36,900 | Sold Some | -5,900 | -13.78 % | $579,330 | $590,031 | $10,701 | 1.84 % | $-1,711 | | | | | | News Article | History of Bank Of Hawaii Ownership Of Optionsxpress Holdings Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Campbell And Co Investment Adviser Llc | Institution | | Sold All | -16,052 | -100 % | | | | 1.84 % | $-4,655 | | | | | | News Article | History of Campbell And Co Investment Adviser Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 21,642 | Added More | 2,354 | 12.20 % | $339,779 | $346,056 | $6,276 | 1.84 % | $683 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Optionsxpress Holdings Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Profund Advisors Llc | Institution | 15,392 | Added More | 2,504 | 19.42 % | $241,654 | $246,118 | $4,464 | 1.84 % | $726 | | | | | | News Article | History of Profund Advisors Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 59,857 | Sold Some | -30,919 | -34.06 % | $939,755 | $957,113 | $17,359 | 1.84 % | $-8,967 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Gw Capital Management Incco | Institution | 22,298 | No Change | 0 | 0 % | $338,707 | $356,545 | $17,838 | 5.26 % | $0 | | | | | | News Article | History of Gw Capital Management Incco Ownership Of Optionsxpress Holdings Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Thomson Horstmann And Bryant Inc | Institution | 100,000 | Sold Some | -10,400 | -9.42 % | $1,519,000 | $1,599,000 | $80,000 | 5.26 % | $-8,320 | | | | | | News Article | History of Thomson Horstmann And Bryant Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-04 | 2009-08-31 | N-CSRS | Gmo Trust - Gmo Value Fund | Multi-Cap Value | | Sold All | -400 | -100 % | | | | 5.26 % | $-320 | | | | | | News Article | History of Gmo Trust - Gmo Value Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-11-04 | 2009-08-31 | N-CSR | Ssga Funds - Ssga Enhanced Small Cap Fund | Small-Cap Core | 3,682 | Sold Some | -518 | -12.33 % | $55,930 | $58,875 | $2,946 | 5.26 % | $-414 | | | | | | News Article | History of Ssga Funds - Ssga Enhanced Small Cap Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Chinook Capital Management | Institution | 319,947 | Added More | 57,711 | 22.00 % | $4,952,780 | $5,115,953 | $163,173 | 3.29 % | $29,433 | | | | | | News Article | History of Chinook Capital Management Ownership Of Optionsxpress Holdings Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | M And T Bank Corp | Institution | | Sold All | -18,300 | -100 % | | | | 3.29 % | $-9,333 | | | | | | News Article | History of M And T Bank Corp Ownership Of Optionsxpress Holdings Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | 1,086,533 | Sold Some | -100,582 | -8.47 % | $16,819,531 | $17,373,663 | $554,132 | 3.29 % | $-51,297 | | | | | | News Article | History of Prudential Financial Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Sparta Asset Management Llc | Institution | 329,444 | Sold Some | -25,072 | -7.07 % | $5,099,793 | $5,267,810 | $168,016 | 3.29 % | $-12,787 | | | | | | News Article | History of Sparta Asset Management Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Management Llc | Institution | | Sold All | -26,640 | -100 % | | | | 3.29 % | $-13,586 | | | | | | News Article | History of Turner Investment Management Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Partners Inc | Institution | 201,310 | Sold Some | -90,409 | -30.99 % | $3,116,279 | $3,218,947 | $102,668 | 3.29 % | $-46,109 | | | | | | News Article | History of Turner Investment Partners Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-03 | 2009-08-31 | N-CSR | California Investment Trust - S And P Smallcap Index Fund | Small-Cap Core | 2,500 | No Change | 0 | 0 % | $38,700 | $39,975 | $1,275 | 3.29 % | $0 | | | | | | News Article | History of California Investment Trust - S And P Smallcap Index Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ghp Investment Advisors Inc | Institution | 2,140 | Added More | 640 | 42.66 % | $33,149 | $34,219 | $1,070 | 3.22 % | $320 | | | | | | News Article | History of Ghp Investment Advisors Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Thrivent Financial For Lutherans | Institution | 291,300 | Sold Some | -196,300 | -40.25 % | $4,512,237 | $4,657,887 | $145,650 | 3.22 % | $-98,150 | | | | | | News Article | History of Thrivent Financial For Lutherans Ownership Of Optionsxpress Holdings Inc |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Brokerage And Investment Management Portfolio | Specialty & Misc | | Sold All | -124,393 | -100 % | | | | 3.22 % | $-62,197 | | | | | | News Article | History of Fidelity Select Portfolios - Brokerage And Investment Management Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Industrials Portfolio | Specialty & Misc | | Sold All | -96,893 | -100 % | | | | 3.22 % | $-48,447 | | | | | | News Article | History of Fidelity Select Portfolios - Industrials Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | 29,455 | Sold Some | -26,430 | -47.29 % | $460,382 | $470,985 | $10,604 | 2.30 % | $-9,515 | | | | | | News Article | History of Oxford Asset Management Ownership Of Optionsxpress Holdings Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Texas Permanent School Fund | Institution | 68,627 | Added More | 1,973 | 2.96 % | $1,072,640 | $1,097,346 | $24,706 | 2.30 % | $710 | | | | | | News Article | History of Texas Permanent School Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock | Specialty & Misc | 2,355 | No Compare | | | $36,809 | $37,656 | $848 | 2.30 % | | | | | | | News Article | History of Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock Ownership Of Optionsxpress Holdings Inc |
| 2009-10-30 | 2009-08-31 | N-CSRS | Fidelity Commonwealth Trust Ii - Fidelity Large Cap Value Enhanced Index Fund | Large-Cap Value | 4,000 | New Holding | 4,000 | 100 % | $62,520 | $63,960 | $1,440 | 2.30 % | $1,440 | | | | | | News Article | History of Fidelity Commonwealth Trust Ii - Fidelity Large Cap Value Enhanced Index Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-10-30 | 2009-08-31 | N-CSRS | Fidelity Commonwealth Trust Ii - Fidelity Mid Cap Enhanced Index Fund | Mid-Cap Core | 1,950 | Added More | 300 | 18.18 % | $30,479 | $31,181 | $702 | 2.30 % | $108 | | | | | | News Article | History of Fidelity Commonwealth Trust Ii - Fidelity Mid Cap Enhanced Index Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-10-30 | 2009-08-31 | N-CSRS | Fidelity Commonwealth Trust Ii - Fidelity Small Cap Enhanced Index Fund | Small-Cap Core | 9,645 | Sold Some | -5,600 | -36.73 % | $150,751 | $154,224 | $3,472 | 2.30 % | $-2,016 | | | | | | News Article | History of Fidelity Commonwealth Trust Ii - Fidelity Small Cap Enhanced Index Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-10-30 | 2009-08-31 | N-CSR | Jennison Blend Fund Inc - Jennison Blend Fund Inc | Specialty & Misc | | Sold All | -52,200 | -100 % | | | | 2.30 % | $-18,792 | | | | | | News Article | History of Jennison Blend Fund Inc - Jennison Blend Fund Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund - Vanguard Financials Index Fund | Specialty & Misc | 15,987 | Sold Some | -1,533 | -8.75 % | $249,877 | $255,632 | $5,755 | 2.30 % | $-552 | | | | | | News Article | History of Vanguard World Fund - Vanguard Financials Index Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 530,291 | Added More | 25,900 | 5.13 % | $8,521,776 | $8,479,353 | $-42,423 | -0.49 % | $-2,072 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Cornerstone Strategy Fund | Specialty & Misc | | Sold All | -800 | -100 % | | | | -0.49 % | $64 | | | | | | News Article | History of Usaa Mutual Funds Trust - Cornerstone Strategy Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Asset Allocation Fund | Specialty & Misc | 154 | New Holding | 154 | 100 % | $2,475 | $2,462 | $-12 | -0.49 % | $-12 | | | | | | News Article | History of Valic Co I - Asset Allocation Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Index Fund | Small-Cap Core | 34,192 | New Holding | 34,192 | 100 % | $549,465 | $546,730 | $-2,735 | -0.49 % | $-2,735 | | | | | | News Article | History of Valic Co I - Small Cap Index Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Hoover Investment Management Co Llc | Institution | | Sold All | -157,200 | -100 % | | | | -0.24 % | $6,288 | | | | | | News Article | History of Hoover Investment Management Co Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Quotient Investors Llc | No Data | 15,300 | No Change | 0 | 0 % | $245,259 | $244,647 | $-612 | -0.24 % | $0 | | | | | | News Article | History of Quotient Investors Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Forward Management Llc | Institution | 400 | No Change | 0 | 0 % | $6,616 | $6,396 | $-220 | -3.32 % | $0 | | | | | | News Article | History of Forward Management Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Holland Capital Management L P | Institution | 78,500 | No Change | 0 | 0 % | $1,298,390 | $1,255,215 | $-43,175 | -3.32 % | $0 | | | | | | News Article | History of Holland Capital Management L P Ownership Of Optionsxpress Holdings Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Tower Bridge Advisors | Institution | 71,600 | No Change | 0 | 0 % | $1,184,264 | $1,144,884 | $-39,380 | -3.32 % | $0 | | | | | | News Article | History of Tower Bridge Advisors Ownership Of Optionsxpress Holdings Inc |
| 2009-10-26 | 2009-09-30 | 13F-HR | Hershey Trust Co | Institution | 127,500 | New Holding | 127,500 | 100 % | $2,147,100 | $2,038,725 | $-108,375 | -5.04 % | $-108,375 | | | | | | News Article | History of Hershey Trust Co Ownership Of Optionsxpress Holdings Inc |
| 2009-10-26 | 2009-09-30 | 13F-HR | Schroder Investment Management Group | Institution | | Sold All | -20,900 | -100 % | | | | -5.04 % | $17,765 | | | | | | News Article | History of Schroder Investment Management Group Ownership Of Optionsxpress Holdings Inc |
| 2009-10-26 | 2009-09-30 | 13F-HR | Smith Asset Management Group Lp | Institution | 266,855 | New Holding | 266,855 | 100 % | $4,493,838 | $4,267,011 | $-226,827 | -5.04 % | $-226,827 | | | | | | News Article | History of Smith Asset Management Group Lp Ownership Of Optionsxpress Holdings Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf | Specialty & Misc | 25 | No Change | 0 | 0 % | $421 | $400 | $-21 | -5.04 % | $0 | | | | | | News Article | History of Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf Ownership Of Optionsxpress Holdings Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange-Traded Fund Trust 2 - Claymoreclear Global Exchanges Brokers Asset Managers | Global Flex Port | 423 | Added More | 121 | 40.06 % | $7,123 | $6,764 | $-360 | -5.04 % | $-103 | | | | | | News Article | History of Claymore Exchange-Traded Fund Trust 2 - Claymoreclear Global Exchanges Brokers Asset Managers Ownership Of Optionsxpress Holdings Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Ing Equity Trust - Ing Smallcap Opportunities Fund | Small-Cap Core | 58,400 | Added More | 34,300 | 142.32 % | $983,456 | $933,816 | $-49,640 | -5.04 % | $-29,155 | | | | | | News Article | History of Ing Equity Trust - Ing Smallcap Opportunities Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Ing Series Fund Inc - Ing Balanced Fund | Mixed-Asset Target Allocation Moderate | 2,226 | New Holding | 2,226 | 100 % | $37,486 | $35,594 | $-1,892 | -5.04 % | $-1,892 | | | | | | News Article | History of Ing Series Fund Inc - Ing Balanced Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Ing Series Fund Inc - Ing Index Plus Smallcap Fund | Small-Cap Core | 20,207 | Added More | 8,700 | 75.60 % | $340,286 | $323,110 | $-17,176 | -5.04 % | $-7,395 | | | | | | News Article | History of Ing Series Fund Inc - Ing Index Plus Smallcap Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Tdax Funds Inc - Tdax Independence 2020 Exchange-Traded Fund | Mixed-Asset Target 2020 Funds | | Sold All | -627 | -100 % | | | | -5.04 % | $533 | | | | | | News Article | History of Tdax Funds Inc - Tdax Independence 2020 Exchange-Traded Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Tdax Funds Inc - Tdax Independence 2030 Exchange-Traded Fund | Mixed-Asset Target 2030 Funds | | Sold All | -255 | -100 % | | | | -5.04 % | $217 | | | | | | News Article | History of Tdax Funds Inc - Tdax Independence 2030 Exchange-Traded Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Tdax Funds Inc - Tdax Independence 2040 Exchange-Traded Fund | Mixed-Asset Target 2030+ Funds | | Sold All | -136 | -100 % | | | | -5.04 % | $116 | | | | | | News Article | History of Tdax Funds Inc - Tdax Independence 2040 Exchange-Traded Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 146,748 | Added More | 12,899 | 9.63 % | $2,471,236 | $2,346,501 | $-124,736 | -5.04 % | $-10,964 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 14,212 | No Change | 0 | 0 % | $248,852 | $227,250 | $-21,602 | -8.68 % | $0 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Optionsxpress Holdings Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | | Sold All | -14,016 | -100 % | | | | -8.68 % | $21,304 | | | | | | News Article | History of Blackrock Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 134,025 | Added More | 22,450 | 20.12 % | $2,346,778 | $2,143,060 | $-203,718 | -8.68 % | $-34,124 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Eagle Asset Management Inc | Institution | 36,690 | Added More | 345 | 0.94 % | $642,442 | $586,673 | $-55,769 | -8.68 % | $-524 | | | | | | News Article | History of Eagle Asset Management Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Regions Financial Corp | Institution | 24,328 | Added More | 4,200 | 20.86 % | $425,983 | $389,005 | $-36,979 | -8.68 % | $-6,384 | | | | | | News Article | History of Regions Financial Corp Ownership Of Optionsxpress Holdings Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 913,037 | Added More | 53,823 | 6.26 % | $15,996,408 | $14,599,462 | $-1,396,947 | -8.73 % | $-82,349 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Optionsxpress Holdings Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 77,000 | Added More | 21,530 | 38.81 % | $1,349,040 | $1,231,230 | $-117,810 | -8.73 % | $-32,941 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Optionsxpress Holdings Inc |
| 2009-10-20 | 2009-09-30 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 12,300 | No Change | 0 | 0 % | $219,432 | $196,677 | $-22,755 | -10.36 % | $0 | | | | | | News Article | History of Public Employees Retirement Association Of Colorado Ownership Of Optionsxpress Holdings Inc |
| 2009-10-20 | 2009-09-30 | 13F-HR | Teachers Retirement System Of The State Of Kentucky | Institution | 40,300 | No Change | 0 | 0 % | $718,952 | $644,397 | $-74,555 | -10.36 % | $0 | | | | | | News Article | History of Teachers Retirement System Of The State Of Kentucky Ownership Of Optionsxpress Holdings Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Awad Asset Management Inc | Institution | 232,105 | Added More | 1,810 | 0.78 % | $4,240,558 | $3,711,359 | $-529,199 | -12.47 % | $-4,127 | | | | | | News Article | History of Awad Asset Management Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Hanseatic Management Services Inc | Institution | | Sold All | -3,720 | -100 % | | | | -12.47 % | $8,482 | | | | | | News Article | History of Hanseatic Management Services Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | 511,509 | Added More | 16,989 | 3.43 % | $9,345,269 | $8,179,029 | $-1,166,241 | -12.47 % | $-38,735 | | | | | | News Article | History of Strs Ohio Ownership Of Optionsxpress Holdings Inc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Capstone Asset Management Co | Institution | 22,410 | Sold Some | -58 | -0.25 % | $407,190 | $358,336 | $-48,854 | -11.99 % | $126 | | | | | | News Article | History of Capstone Asset Management Co Ownership Of Optionsxpress Holdings Inc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Cullen Frost Bankers Inc | Institution | | Sold All | -55,200 | -100 % | | | | -11.99 % | $120,336 | | | | | | News Article | History of Cullen Frost Bankers Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Managers Investment Group Llc | Institution | | Sold All | -18,491 | -100 % | | | | -12.43 % | $41,975 | | | | | | News Article | History of Managers Investment Group Llc Ownership Of Optionsxpress Holdings Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 78,621 | No Change | 0 | 0 % | $1,435,619 | $1,257,150 | $-178,470 | -12.43 % | $0 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Optionsxpress Holdings Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR/A | Standard Life Investments | Institution | 78,600 | No Change | 0 | 0 % | $1,435,236 | $1,256,814 | $-178,422 | -12.43 % | $0 | | | | | | News Article | History of Standard Life Investments Ownership Of Optionsxpress Holdings Inc |
| 2009-10-14 | 2009-09-30 | 13F-HR | First Citizens Bank And Trust Co | Institution | 15,149 | New Holding | 15,149 | 100 % | $279,954 | $242,233 | $-37,721 | -13.47 % | $-37,721 | | | | | | News Article | History of First Citizens Bank And Trust Co Ownership Of Optionsxpress Holdings Inc |
| 2009-10-09 | 2009-07-31 | N-CSR | Lord Abbett Blend Trust - Lord Abbett Small Cap Blend Fund | Small-Cap Core | 1,687,102 | No Change | 0 | 0 % | $30,536,546 | $26,976,761 | $-3,559,785 | -11.65 % | $0 | | | | | | News Article | History of Lord Abbett Blend Trust - Lord Abbett Small Cap Blend Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 67,983 | Sold Some | -222 | -0.32 % | $1,232,532 | $1,087,048 | $-145,484 | -11.80 % | $475 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Optionsxpress Holdings Inc |
| 2009-10-05 | 2009-09-30 | 13F-HR | Natcan Investment Management Inc | Institution | 682,802 | Added More | 82,400 | 13.72 % | $11,853,443 | $10,918,004 | $-935,439 | -7.89 % | $-112,888 | | | | | | News Article | History of Natcan Investment Management Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-10-05 | 2009-09-30 | 13F-HR | Neville Rodie And Shaw Inc | Institution | 15,100 | No Change | 0 | 0 % | $262,136 | $241,449 | $-20,687 | -7.89 % | $0 | | | | | | News Article | History of Neville Rodie And Shaw Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Pacific Capital Funds - Small Cap Fund | Small-Cap Value | 39,700 | Sold Some | -600 | -1.48 % | $671,327 | $634,803 | $-36,524 | -5.44 % | $552 | | | | | | News Article | History of Pacific Capital Funds - Small Cap Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Small Cap Stock Fund | Small-Cap Core | 69,732 | New Holding | 69,732 | 100 % | $1,179,168 | $1,115,015 | $-64,153 | -5.44 % | $-64,153 | | | | | | News Article | History of Usaa Mutual Funds Trust - Small Cap Stock Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Value Fund | Multi-Cap Value | | Sold All | -4,000 | -100 % | | | | -5.44 % | $3,680 | | | | | | News Article | History of Usaa Mutual Funds Trust - Value Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Alpine Series Trust - Alpine Dynamic Financial Services Fund | Specialty & Misc | 7,500 | No Change | 0 | 0 % | $130,500 | $119,925 | $-10,575 | -8.10 % | $0 | | | | | | News Article | History of Alpine Series Trust - Alpine Dynamic Financial Services Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | American Century Mutual Funds Inc - New Opportunities Fund | Small-Cap Growth | | Sold All | -25,704 | -100 % | | | | -8.10 % | $36,243 | | | | | | News Article | History of American Century Mutual Funds Inc - New Opportunities Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | American Century Mutual Funds Inc - New Opportunities Ii | Small-Cap Growth | | Sold All | -93,830 | -100 % | | | | -8.10 % | $132,300 | | | | | | News Article | History of American Century Mutual Funds Inc - New Opportunities Ii Ownership Of Optionsxpress Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Century Capital Managment Trust - Century Small Cap Select Fund | Small-Cap Core | | Sold All | -459,350 | -100 % | | | | -8.10 % | $647,684 | | | | | | News Article | History of Century Capital Managment Trust - Century Small Cap Select Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Eagle Series Trust - Eagle Small Cap Core Value Fund | No Data | 35,115 | New Holding | 35,115 | 100 % | $611,001 | $561,489 | $-49,512 | -8.10 % | $-49,512 | | | | | | News Article | History of Eagle Series Trust - Eagle Small Cap Core Value Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Capital Trust - Fidelity Small Cap Independence Fund | Small-Cap Core | 879,200 | No Change | 0 | 0 % | $15,298,080 | $14,058,408 | $-1,239,672 | -8.10 % | $0 | | | | | | News Article | History of Fidelity Capital Trust - Fidelity Small Cap Independence Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust - Ishares Morningstar Small Growth Index Fund | Small-Cap Growth | 14,960 | Added More | 2,085 | 16.19 % | $260,304 | $239,210 | $-21,094 | -8.10 % | $-2,940 | | | | | | News Article | History of Ishares Trust - Ishares Morningstar Small Growth Index Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Janus Investment Fund - Janus Research Fund | Global Multi-Cap Growth | | Sold All | -189,156 | -100 % | | | | -8.10 % | $266,710 | | | | | | News Article | History of Janus Investment Fund - Janus Research Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Janus Investment Fund - Janus Venture Fund | Small-Cap Growth | | Sold All | -417,485 | -100 % | | | | -8.10 % | $588,654 | | | | | | News Article | History of Janus Investment Fund - Janus Venture Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust - Jackson Perspective Index 5 Fund | Specialty & Misc | 317 | No Change | 0 | 0 % | $5,516 | $5,069 | $-447 | -8.10 % | $0 | | | | | | News Article | History of Jnl Investors Series Trust - Jackson Perspective Index 5 Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Mainstay Funds - Mainstay Small Cap Growth Fund | Small-Cap Growth | 53,150 | Sold Some | -51,050 | -48.99 % | $924,810 | $849,869 | $-74,942 | -8.10 % | $71,981 | | | | | | News Article | History of Mainstay Funds - Mainstay Small Cap Growth Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Russell Investment Co - International Fund | International Multi-Cap Core | | Sold All | -18,677 | -100 % | | | | -8.10 % | $26,335 | | | | | | News Article | History of Russell Investment Co - International Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Dryden Small Cap Core Equity Fund Inc - Dryden Small Cap Core Equity Fund Inc | Small-Cap Core | 7,800 | New Holding | 7,800 | 100 % | $137,124 | $124,722 | $-12,402 | -9.04 % | $-12,402 | | | | | | News Article | History of Dryden Small Cap Core Equity Fund Inc - Dryden Small Cap Core Equity Fund Inc Ownership Of Optionsxpress Holdings Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Fbr Funds - Fbr Pegasus Small Cap Fund | Small-Cap Growth | 6,675 | Added More | 3,350 | 100.75 % | $117,347 | $106,733 | $-10,613 | -9.04 % | $-5,327 | | | | | | News Article | History of Fbr Funds - Fbr Pegasus Small Cap Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Fbr Funds - Fbr Small Cap Fund | Small-Cap Growth | 3,525 | Added More | 1,800 | 104.34 % | $61,970 | $56,365 | $-5,605 | -9.04 % | $-2,862 | | | | | | News Article | History of Fbr Funds - Fbr Small Cap Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund | Small-Cap Core | 7,500 | New Holding | 7,500 | 100 % | $131,850 | $119,925 | $-11,925 | -9.04 % | $-11,925 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund | Small-Cap Core | 15,300 | New Holding | 15,300 | 100 % | $268,974 | $244,647 | $-24,327 | -9.04 % | $-24,327 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc - International Fund | International Multi-Cap Core | 600 | New Holding | 600 | 100 % | $10,548 | $9,594 | $-954 | -9.04 % | $-954 | | | | | | News Article | History of Old Westbury Funds Inc - International Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dynamic Financial Sector Portfolio | Specialty & Misc | 11,815 | Sold Some | -6,117 | -34.11 % | $207,708 | $188,922 | $-18,786 | -9.04 % | $9,726 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dynamic Financial Sector Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio | Small-Cap Growth | 204,108 | New Holding | 204,108 | 100 % | $3,588,219 | $3,263,687 | $-324,532 | -9.04 % | $-324,532 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | 4,890 | New Holding | 4,890 | 100 % | $85,966 | $78,191 | $-7,775 | -9.04 % | $-7,775 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust - Direxion Daily Small Cap Bull 3x Shares | No Data | 11,120 | Sold Some | -27,034 | -70.85 % | $194,822 | $177,809 | $-17,014 | -8.73 % | $41,362 | | | | | | News Article | History of Direxion Shares Etf Trust - Direxion Daily Small Cap Bull 3x Shares Ownership Of Optionsxpress Holdings Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Mtb Group Of Funds - Mtb Small Cap Growth Fund | Small-Cap Growth | | Sold All | -33,500 | -100 % | | | | -8.73 % | $51,255 | | | | | | News Article | History of Mtb Group Of Funds - Mtb Small Cap Growth Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-25 | 2009-06-30 | 13F-HR/A | Kbc Group Nv | Institution | 12,810 | Sold Some | -1,462 | -10.24 % | $224,431 | $204,832 | $-19,599 | -8.73 % | $2,237 | | | | | | News Article | History of Kbc Group Nv Ownership Of Optionsxpress Holdings Inc |
| 2009-09-24 | 2009-06-30 | 13F-HR/A | Credit Agricole S A | Institution | 6,500 | Added More | 600 | 10.16 % | $115,375 | $103,935 | $-11,440 | -9.91 % | $-1,056 | | | | | | News Article | History of Credit Agricole S A Ownership Of Optionsxpress Holdings Inc |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - Rydex Inverse Russell 2000 Etf | Specialty & Misc | 900 | New Holding | 900 | 100 % | $15,516 | $14,391 | $-1,125 | -7.25 % | $-1,125 | | | | | | News Article | History of Rydex Etf Trust - Rydex Inverse Russell 2000 Etf Ownership Of Optionsxpress Holdings Inc |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - S And P Smallcap 600 Pure Growth Etf | Small-Cap Growth | 5,953 | New Holding | 5,953 | 100 % | $102,630 | $95,188 | $-7,441 | -7.25 % | $-7,441 | | | | | | News Article | History of Rydex Etf Trust - S And P Smallcap 600 Pure Growth Etf Ownership Of Optionsxpress Holdings Inc |
| 2009-09-17 | 2009-06-30 | 13F-HR/A | Delaware Management Business Trust | Institution | 1,196,735 | Sold Some | -94,060 | -7.28 % | $20,631,711 | $19,135,793 | $-1,495,919 | -7.25 % | $117,575 | | | | | | News Article | History of Delaware Management Business Trust Ownership Of Optionsxpress Holdings Inc |
| 2009-09-15 | 2009-06-30 | N-CSRS/A | Wilshire Mutual Funds Inc - Wilshire Small Company Growth Portfolio | Small-Cap Growth | 225 | No Change | 0 | 0 % | $3,913 | $3,598 | $-315 | -8.05 % | $0 | | | | | | News Article | History of Wilshire Mutual Funds Inc - Wilshire Small Company Growth Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 3,171,450 | Added More | 132,443 | 4.35 % | $55,214,945 | $50,711,486 | $-4,503,459 | -8.15 % | $-188,069 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Optionsxpress Holdings Inc |
| 2009-09-10 | 2009-06-30 | N-CSRS | Northern Lights Variable Trust - Jnf Equity Portfolio | Specialty & Misc | 1,900 | Added More | 1,700 | 850.00 % | $33,402 | $30,381 | $-3,021 | -9.04 % | $-2,703 | | | | | | News Article | History of Northern Lights Variable Trust - Jnf Equity Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Small Cap Stock Index Fund | Small-Cap Core | 20,522 | Added More | 4,331 | 26.74 % | $347,643 | $328,147 | $-19,496 | -5.60 % | $-4,114 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Small Cap Stock Index Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-08 | 2009-06-30 | N-CSR | Revenueshares Etf Trust - Revenueshares Small Cap Fund | Small-Cap Core | 898 | Added More | 504 | 127.91 % | $15,212 | $14,359 | $-853 | -5.60 % | $-479 | | | | | | News Article | History of Revenueshares Etf Trust - Revenueshares Small Cap Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | 10,453 | Added More | 1,458 | 16.20 % | $177,074 | $167,143 | $-9,930 | -5.60 % | $-1,385 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 10,290 | Added More | 9,945 | 2882.60 % | $174,313 | $164,537 | $-9,776 | -5.60 % | $-9,448 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advanced Series Trust - Ast Western Asset Core Plus Bond Portfolio | No Data | | Sold All | -4,600 | -100 % | | | | -5.44 % | $4,232 | | | | | | News Article | History of Advanced Series Trust - Ast Western Asset Core Plus Bond Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio | Small-Cap Growth | | Sold All | -43,000 | -100 % | | | | -5.44 % | $39,560 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | 26,900 | No Change | 0 | 0 % | $454,879 | $430,131 | $-24,748 | -5.44 % | $0 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 7,570 | New Holding | 7,570 | 100 % | $128,009 | $121,044 | $-6,964 | -5.44 % | $-6,964 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | 87,000 | Added More | 31,400 | 56.47 % | $1,471,170 | $1,391,130 | $-80,040 | -5.44 % | $-28,888 | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Frontegra Funds Inc - Frontegra Ironbridge Small Cap Fund | Small-Cap Core | | Sold All | -56,250 | -100 % | | | | -5.44 % | $51,750 | | | | | | News Article | History of Frontegra Funds Inc - Frontegra Ironbridge Small Cap Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Guidestone Funds - Capital Opportunities | Multi-Cap Core | | Sold All | -39,900 | -100 % | | | | -5.44 % | $36,708 | | | | | | News Article | History of Guidestone Funds - Capital Opportunities Ownership Of Optionsxpress Holdings Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust I - Jpmorgan Small Cap Core Fund | Small-Cap Core | 25 | Added More | 7 | 38.88 % | $423 | $400 | $-23 | -5.44 % | $-6 | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Small Cap Core Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust Ii - Jpmorgan Core Bond Fund | Multi-Cap Core | 25 | Added More | 8 | 47.05 % | $423 | $400 | $-23 | -5.44 % | $-7 | | | | | | News Article | History of Jpmorgan Trust Ii - Jpmorgan Core Bond Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Sun Capital Advisers Trust - Sc Aim Small Cap Growth Fund | No Data | 6,336 | Added More | 2,985 | 89.07 % | $107,142 | $101,313 | $-5,829 | -5.44 % | $-2,746 | | | | | | News Article | History of Sun Capital Advisers Trust - Sc Aim Small Cap Growth Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 41,602 | Added More | 6,900 | 19.88 % | $703,490 | $665,216 | $-38,274 | -5.44 % | $-6,348 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-04 | 2009-06-10 | N-CSRS | Jpmorgan Insurance Trust - Jpmorgan Insurance Trust Balanced Portfolio | Flexible Portfolio | 3,500 | New Holding | 3,500 | 100 % | $59,185 | $55,965 | $-3,220 | -5.44 % | $-3,220 | | | | | | News Article | History of Jpmorgan Insurance Trust - Jpmorgan Insurance Trust Balanced Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | American Century Quantitative Equity Funds Inc - Utilities Fund | Utility | | Sold All | -66,141 | -100 % | | | | - % | | | | | | | News Article | History of American Century Quantitative Equity Funds Inc - Utilities Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Investors Trust - Ing Jpmorgan Small Cap Core Equity Portfolio | Small-Cap Core | 180,600 | New Holding | 180,600 | 100 % | | $2,887,794 | | - % | | | | | | | News Article | History of Ing Investors Trust - Ing Jpmorgan Small Cap Core Equity Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Partners Inc - Ing American Century Large Company Value Portfolio | Large-Cap Value | 5,000 | Sold Some | -2,300 | -31.50 % | | $79,950 | | - % | | | | | | | News Article | History of Ing Partners Inc - Ing American Century Large Company Value Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Variable Portfolios Inc - Ing Vp Index Plus Smallcap Portfolio | Small-Cap Core | 62,643 | Added More | 23,103 | 58.42 % | | $1,001,662 | | - % | | | | | | | News Article | History of Ing Variable Portfolios Inc - Ing Vp Index Plus Smallcap Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Variable Products Trust - Ing Vp Smallcap Opportunities Portfolio | Small-Cap Core | 37,400 | New Holding | 37,400 | 100 % | | $598,026 | | - % | | | | | | | News Article | History of Ing Variable Products Trust - Ing Vp Smallcap Opportunities Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Vp Balanced Portfolio Inc - Ing Vp Balanced Portfolio | Flexible Portfolio | 7,720 | Added More | 2,420 | 45.66 % | | $123,443 | | - % | | | | | | | News Article | History of Ing Vp Balanced Portfolio Inc - Ing Vp Balanced Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Jnl Variable Fund Llc - Jnlmcm Financial Sector Fund | Specialty & Misc | 4 | Added More | 1 | 33.33 % | | $64 | | - % | | | | | | | News Article | History of Jnl Variable Fund Llc - Jnlmcm Financial Sector Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mainstay Vp Series Fund Inc - Vp Small Cap Growth Portfolio | Small-Cap Growth | | Sold All | -111,600 | -100 % | | | | - % | | | | | | | News Article | History of Mainstay Vp Series Fund Inc - Vp Small Cap Growth Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ohio National Fund Inc - Small Cap Growth Portfolio | Small-Cap Growth | | Sold All | -6,185 | -100 % | | | | - % | | | | | | | News Article | History of Ohio National Fund Inc - Small Cap Growth Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Small-Cap Growth Index Portfolio | No Data | 726 | No Compare | | | | $11,609 | | - % | | | | | | | News Article | History of Pacific Select Fund - Pd Small-Cap Growth Index Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Small-Cap Index Portfolio | No Data | 22,407 | Sold Some | -400 | -1.75 % | | $358,288 | | - % | | | | | | | News Article | History of Pacific Select Fund - Small-Cap Index Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Kbw Capital Markets Etf | Specialty & Misc | | Sold All | -138,833 | -100 % | | | | - % | | | | | | | News Article | History of Streettracks Series Trust - Kbw Capital Markets Etf Ownership Of Optionsxpress Holdings Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | 977 | Sold Some | -7,830 | -88.90 % | | $15,622 | | - % | | | | | | | News Article | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Optionsxpress Holdings Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Met Investors Series Trust - Metaim Small Cap Growth Portfolio | Small-Cap Growth | 290,773 | Added More | 58,355 | 25.10 % | $4,887,894 | $4,649,460 | $-238,434 | -4.87 % | $-47,851 | | | | | | News Article | History of Met Investors Series Trust - Metaim Small Cap Growth Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | | Sold All | -4,890 | -100 % | | | | -4.87 % | $4,010 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 1,242,153 | Sold Some | -1,306,961 | -51.27 % | $20,234,672 | $19,862,026 | $-372,646 | -1.84 % | $392,088 | | | | | | News Article | History of Amvescap Plc Ownership Of Optionsxpress Holdings Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fidelity International Ltd | Institution | 178,300 | New Holding | 178,300 | 100 % | $2,904,507 | $2,851,017 | $-53,490 | -1.84 % | $-53,490 | | | | | | News Article | History of Fidelity International Ltd Ownership Of Optionsxpress Holdings Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 2,066,593 | Added More | 32,000 | 1.57 % | $33,664,800 | $33,044,822 | $-619,978 | -1.84 % | $-9,600 | | | | | | News Article | History of Fmr Corp Ownership Of Optionsxpress Holdings Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Pax World Balanced Fund - Pax World Small Cap Fund | No Data | 2,000 | Sold Some | -2,000 | -50.00 % | $32,580 | $31,980 | $-600 | -1.84 % | $600 | | | | | | News Article | History of Pax World Balanced Fund - Pax World Small Cap Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Tiaa Separate Account Va 1 - Stock Index Account | Specialty & Misc | 2,681 | No Change | 0 | 0 % | $43,673 | $42,869 | $-804 | -1.84 % | $0 | | | | | | News Article | History of Tiaa Separate Account Va 1 - Stock Index Account Ownership Of Optionsxpress Holdings Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | 480 | No Change | 0 | 0 % | $7,987 | $7,675 | $-312 | -3.90 % | $0 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Usaa Mutual Funds Trust - Value Fund | Multi-Cap Value | 4,000 | New Holding | 4,000 | 100 % | $66,560 | $63,960 | $-2,600 | -3.90 % | $-2,600 | | | | | | News Article | History of Usaa Mutual Funds Trust - Value Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wasatch Funds Inc - Wasatch Global Opportunities Fund | No Data | 5,300 | No Change | 0 | 0 % | $88,192 | $84,747 | $-3,445 | -3.90 % | $0 | | | | | | News Article | History of Wasatch Funds Inc - Wasatch Global Opportunities Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wasatch Funds Inc - Wasatch Small Cap Growth Fund | Small-Cap Growth | 343,360 | No Change | 0 | 0 % | $5,713,510 | $5,490,326 | $-223,184 | -3.90 % | $0 | | | | | | News Article | History of Wasatch Funds Inc - Wasatch Small Cap Growth Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wasatch Funds Inc - Wasatch Small Cap Value Fund | Small-Cap Core | 161,185 | No Change | 0 | 0 % | $2,682,118 | $2,577,348 | $-104,770 | -3.90 % | $0 | | | | | | News Article | History of Wasatch Funds Inc - Wasatch Small Cap Value Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Diefa Fund | Specialty & Misc | | Sold All | -503 | -100 % | | | | -3.90 % | $327 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Diefa Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Midcap Earnings Fund | Mid-Cap Core | 1,582 | No Change | 0 | 0 % | $26,324 | $25,296 | $-1,028 | -3.90 % | $0 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Midcap Earnings Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Smallcap Dividend Fund | Small-Cap Core | | Sold All | -15,086 | -100 % | | | | -3.90 % | $9,806 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Smallcap Dividend Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Total Dividend Fund | Specialty & Misc | | Sold All | -793 | -100 % | | | | -3.90 % | $515 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Total Dividend Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Total Earnings Fund | Specialty & Misc | 212 | Added More | 17 | 8.71 % | $3,528 | $3,390 | $-138 | -3.90 % | $-11 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Total Earnings Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-28 | 2009-06-30 | N-Q | American Century Capital Portfolios Inc - Small Cap Value Fund | Small-Cap Value | 110,000 | New Holding | 110,000 | 100 % | $1,846,900 | $1,758,900 | $-88,000 | -4.76 % | $-88,000 | | | | | | News Article | History of American Century Capital Portfolios Inc - Small Cap Value Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Calvert Fund - Calvert New Vision Small Cap Fund | Small-Cap Core | | Sold All | -110,850 | -100 % | | | | -4.76 % | $88,680 | | | | | | News Article | History of Calvert Fund - Calvert New Vision Small Cap Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Calvert Social Investment Fund - Equity Portfolio | Multi-Cap Core | 610 | New Holding | 610 | 100 % | $10,242 | $9,754 | $-488 | -4.76 % | $-488 | | | | | | News Article | History of Calvert Social Investment Fund - Equity Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Forum Funds - Absolute Strategies Fund | Equity Mkt Neutral Funds | 26,400 | Sold Some | -9,200 | -25.84 % | $443,256 | $422,136 | $-21,120 | -4.76 % | $7,360 | | | | | | News Article | History of Forum Funds - Absolute Strategies Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Growth Index Fund | Multi-Cap Growth | 299,044 | Added More | 9,979 | 3.45 % | $5,020,949 | $4,781,714 | $-239,235 | -4.76 % | $-7,983 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Growth Index Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | 509,274 | Sold Some | -15,953 | -3.03 % | $8,550,710 | $8,143,291 | $-407,419 | -4.76 % | $12,762 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | 2,510 | Sold Some | -163 | -6.09 % | $42,143 | $40,135 | $-2,008 | -4.76 % | $130 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Growth Index Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 11,534 | Added More | 660 | 6.06 % | $193,656 | $184,429 | $-9,227 | -4.76 % | $-528 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Putnam Variable Trust - Putnam Vt Global Asset Allocation Fund | Global Flex Port | 1,147 | Sold Some | -112 | -8.89 % | $19,258 | $18,341 | $-918 | -4.76 % | $90 | | | | | | News Article | History of Putnam Variable Trust - Putnam Vt Global Asset Allocation Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Mid Cap Growth Portfolio | Mid-Cap Growth | 3,400 | New Holding | 3,400 | 100 % | $57,086 | $54,366 | $-2,720 | -4.76 % | $-2,720 | | | | | | News Article | History of Seasons Series Trust - Mid Cap Growth Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Small Cap Portfolio | Small-Cap Core | 5,803 | New Holding | 5,803 | 100 % | $97,432 | $92,790 | $-4,642 | -4.76 % | $-4,642 | | | | | | News Article | History of Seasons Series Trust - Small Cap Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Stock Portfolio | Multi-Cap Core | 1,424 | New Holding | 1,424 | 100 % | $23,909 | $22,770 | $-1,139 | -4.76 % | $-1,139 | | | | | | News Article | History of Seasons Series Trust - Stock Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Sti Classic Funds - Balanced Fund | Flexible Portfolio | | Sold All | -1,000 | -100 % | | | | -4.76 % | $800 | | | | | | News Article | History of Sti Classic Funds - Balanced Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 49,740 | Sold Some | -733 | -1.45 % | $835,135 | $795,343 | $-39,792 | -4.76 % | $586 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Optionsxpress Holdings Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Dws Investment Trust - Dws Small Cap Core Fund | Small-Cap Core | 6,800 | New Holding | 6,800 | 100 % | $115,328 | $108,732 | $-6,596 | -5.71 % | $-6,596 | | | | | | News Article | History of Dws Investment Trust - Dws Small Cap Core Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 28,525 | Added More | 18,069 | 172.80 % | $483,784 | $456,115 | $-27,669 | -5.71 % | $-17,527 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Growth Equity Fund | Multi-Cap Growth | | Sold All | -14,863 | -100 % | | | | -5.71 % | $14,417 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Growth Equity Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard 500 Index Fund | S&P 500 Index | | Sold All | -738,325 | -100 % | | | | -5.71 % | $716,175 | | | | | | News Article | History of Vanguard Index Funds - Vanguard 500 Index Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 253,145 | Added More | 9,329 | 3.82 % | $4,293,339 | $4,047,789 | $-245,551 | -5.71 % | $-9,049 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Growth Index Fund | Large-Cap Growth | 347,085 | New Holding | 347,085 | 100 % | $5,886,562 | $5,549,889 | $-336,672 | -5.71 % | $-336,672 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Growth Index Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 420,528 | Added More | 51,116 | 13.83 % | $7,132,155 | $6,724,243 | $-407,912 | -5.71 % | $-49,583 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 16,867 | Added More | 900 | 5.63 % | $286,064 | $269,703 | $-16,361 | -5.71 % | $-873 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 21,367 | Added More | 5,400 | 33.81 % | $362,384 | $341,658 | $-20,726 | -5.71 % | $-5,238 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim Index 600 Portfolio | No Data | 22,298 | Sold Some | -145 | -0.64 % | $381,296 | $356,545 | $-24,751 | -6.49 % | $161 | | | | | | News Article | History of Maxim Series Fund Inc - Maxim Index 600 Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim Small-Cap Growth Portfolio | No Data | | Sold All | -8,700 | -100 % | | | | -6.49 % | $9,657 | | | | | | News Article | History of Maxim Series Fund Inc - Maxim Small-Cap Growth Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim Small-Cap Value Portfolio | No Data | 7,300 | No Compare | | | $124,830 | $116,727 | $-8,103 | -6.49 % | | | | | | | News Article | History of Maxim Series Fund Inc - Maxim Small-Cap Value Portfolio Ownership Of Optionsxpress Holdings Inc |
| 2009-08-25 | 2009-06-30 | N-Q | Oppenheimer Discovery Fund - Oppenheimer Discovery Fund | Small-Cap Growth | | Sold All | -165,677 | -100 % | | | | -6.49 % | $183,901 | | | | | | News Article | History of Oppenheimer Discovery Fund - Oppenheimer Discovery Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-25 | 2009-06-30 | N-Q | Quantitative Group Of Funds - Quantitative Small Cap Fund | Small-Cap Core | 46,495 | New Holding | 46,495 | 100 % | $795,065 | $743,455 | $-51,609 | -6.49 % | $-51,609 | | | | | | News Article | History of Quantitative Group Of Funds - Quantitative Small Cap Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-24 | 2009-06-30 | N-Q | Ing Series Fund Inc - Ing Balanced Fund | Mixed-Asset Target Allocation Moderate | | Sold All | -1,226 | -100 % | | | | -3.55 % | $723 | | | | | | News Article | History of Ing Series Fund Inc - Ing Balanced Fund Ownership Of Optionsxpress Holdings Inc |
| 2009-08-21 | 2009-03-31 | 13F-HR/A | First Mercantile Trust Co | Institution | 53,666 | Added More | 4,902 | 10.05 % | $894,612 | $858,119 | $-36,493 | -4.07 % | $-3,333 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Optionsxpress Holdings Inc |
| 2009-08-21 | 2008-12-31 | 13F-HR/A | First Mercantile Trust Co | Institution | 48,764 | New Holding | 48,764 | 100 % | $812,896 | $779,736 | $-33,160 | -4.07 % | $-33,160 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Optionsxpress Holdings Inc |
| 2009-08-20 | 2009-06-30 | 13F-HR/A | Driehaus Capital Management Llc | Institution | 77,203 | New Holding | 77,203 | 100 % | $1,294,694 | $1,234,476 | $-60,218 | -4.65 % | $-60,218 | | | | | | News Article | History of Driehaus Capital Management Llc Ownership Of Optionsxpress Holdings Inc |
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