| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-20 | 2009-09-30 | N-Q | Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund | Small-Cap Core | | Sold All | -442,710 | -100 % | | | | 0.00 % | $0 | | | | | | News Article | History of Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 114,096 | Added More | 84,611 | 286.96 % | $76,444 | $130,069 | $53,625 | 70.14 % | $39,767 | | | | | | News Article | History of Amvescap Plc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 166,730 | Sold Some | -313,114 | -65.25 % | $111,709 | $190,072 | $78,363 | 70.14 % | $-147,164 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Pacific Capital Bancorp Na |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 55,417 | Sold Some | -3,917 | -6.60 % | $37,129 | $63,175 | $26,046 | 70.14 % | $-1,841 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Pacific Capital Bancorp Na |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 37,797 | No Change | 0 | 0 % | $26,080 | $43,089 | $17,009 | 65.21 % | $0 | | | | | | News Article | History of American International Group Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-16 | 2009-09-30 | 13F-HR | Aqr Capital Management Llc | Institution | 870,182 | Sold Some | -362,492 | -29.40 % | $600,426 | $992,007 | $391,582 | 65.21 % | $-163,121 | | | | | | News Article | History of Aqr Capital Management Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-16 | 2009-09-30 | 13F-HR | Atherton Lane Advisers Llc | Institution | 12,502 | New Holding | 12,502 | 100 % | $8,626 | $14,252 | $5,626 | 65.21 % | $5,626 | | | | | | News Article | History of Atherton Lane Advisers Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bogle Investment Management L P | Institution | | Sold All | -125,596 | -100 % | | | | 65.21 % | $-56,518 | | | | | | News Article | History of Bogle Investment Management L P Ownership Of Pacific Capital Bancorp Na |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bridgeway Capital Management Inc | Institution | 132,100 | New Holding | 132,100 | 100 % | $91,149 | $150,594 | $59,445 | 65.21 % | $59,445 | | | | | | News Article | History of Bridgeway Capital Management Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 12,582 | Sold Some | -42,344 | -77.09 % | $8,682 | $14,343 | $5,662 | 65.21 % | $-19,055 | | | | | | News Article | History of Citadel L P Ownership Of Pacific Capital Bancorp Na |
| 2009-11-16 | 2009-09-30 | 13F-HR | Concert Wealth Management Inc | No Data | 1,490 | No Change | 0 | 0 % | $1,028 | $1,699 | $671 | 65.21 % | $0 | | | | | | News Article | History of Concert Wealth Management Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-16 | 2009-09-30 | 13F-HR | Covington Capital Management | Institution | | Sold All | -31,474 | -100 % | | | | 65.21 % | $-14,163 | | | | | | News Article | History of Covington Capital Management Ownership Of Pacific Capital Bancorp Na |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 17,750 | Sold Some | -13,900 | -43.91 % | $12,248 | $20,235 | $7,988 | 65.21 % | $-6,255 | | | | | | News Article | History of Ing Groep Nv Ownership Of Pacific Capital Bancorp Na |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | 184,975 | Sold Some | -203,651 | -52.40 % | $127,633 | $210,872 | $83,239 | 65.21 % | $-91,643 | | | | | | News Article | History of Millennium Management Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 262,134 | Sold Some | -314,339 | -54.52 % | $180,872 | $298,833 | $117,960 | 65.21 % | $-141,453 | | | | | | News Article | History of Morgan Stanley Ownership Of Pacific Capital Bancorp Na |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 1,364,523 | Added More | 786,077 | 135.89 % | $941,521 | $1,555,556 | $614,035 | 65.21 % | $353,735 | | | | | | News Article | History of Northern Trust Corp Ownership Of Pacific Capital Bancorp Na |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 1,200 | Sold Some | -754,844 | -99.84 % | $828 | $1,368 | $540 | 65.21 % | $-339,680 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Rafferty Asset Management Llc | Institution | 37,060 | Sold Some | -17,856 | -32.51 % | $25,571 | $42,248 | $16,677 | 65.21 % | $-8,035 | | | | | | News Article | History of Rafferty Asset Management Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-16 | 2009-09-30 | 13F-HR | Samlyn Capital Llc | Institution | | Sold All | -188,800 | -100 % | | | | 65.21 % | $-84,960 | | | | | | News Article | History of Samlyn Capital Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 380,573 | Sold Some | -87,859 | -18.75 % | $262,595 | $433,853 | $171,258 | 65.21 % | $-39,537 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | 235,405 | Added More | 131,048 | 125.57 % | $162,429 | $268,362 | $105,932 | 65.21 % | $58,972 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 623 | No Change | 0 | 0 % | $430 | $710 | $280 | 65.21 % | $0 | | | | | | News Article | History of Us Bancorp De Ownership Of Pacific Capital Bancorp Na |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wexford Capital Llc | Institution | 16,400 | New Holding | 16,400 | 100 % | $11,316 | $18,696 | $7,380 | 65.21 % | $7,380 | | | | | | News Article | History of Wexford Capital Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | 9,727 | New Holding | 9,727 | 100 % | $6,517 | $11,089 | $4,572 | 70.14 % | $4,572 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | Advisory Research Inc | Institution | 10,000 | New Holding | 10,000 | 100 % | $6,700 | $11,400 | $4,700 | 70.14 % | $4,700 | | | | | | News Article | History of Advisory Research Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 322,824 | Added More | 316,673 | 5148.31 % | $216,292 | $368,019 | $151,727 | 70.14 % | $148,836 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 96,115 | Sold Some | -18,738 | -16.31 % | $64,397 | $109,571 | $45,174 | 70.14 % | $-8,807 | | | | | | News Article | History of Axa Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 3,494 | Sold Some | -107,152 | -96.84 % | $2,341 | $3,983 | $1,642 | 70.14 % | $-50,361 | | | | | | News Article | History of Barclays Plc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | Brandywine Asset Management Llc | Institution | | Sold All | -6,400 | -100 % | | | | 70.14 % | $-3,008 | | | | | | News Article | History of Brandywine Asset Management Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | Earnest Partners Llc | Institution | | Sold All | -1,105,927 | -100 % | | | | 70.14 % | $-519,786 | | | | | | News Article | History of Earnest Partners Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 61 | Sold Some | -54,249 | -99.88 % | $41 | $70 | $29 | 70.14 % | $-25,497 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 205,980 | No Change | 0 | 0 % | $138,007 | $234,817 | $96,811 | 70.14 % | $0 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gmt Capital Corp | Institution | 47,800 | No Change | 0 | 0 % | $32,026 | $54,492 | $22,466 | 70.14 % | $0 | | | | | | News Article | History of Gmt Capital Corp Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 173,561 | Sold Some | -66,364 | -27.66 % | $116,286 | $197,860 | $81,574 | 70.14 % | $-31,191 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jacobs Levy Equity Management Inc | Institution | | Sold All | -13,500 | -100 % | | | | 70.14 % | $-6,345 | | | | | | News Article | History of Jacobs Levy Equity Management Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | Institution | 249,907 | Added More | 127,267 | 103.77 % | $167,438 | $284,894 | $117,456 | 70.14 % | $59,815 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knightsbridge Asset Management Llc | Institution | 17,000 | No Change | 0 | 0 % | $11,390 | $19,380 | $7,990 | 70.14 % | $0 | | | | | | News Article | History of Knightsbridge Asset Management Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | Los Angeles Capital Management And Equity Research Inc | Institution | 243,438 | New Holding | 243,438 | 100 % | $163,103 | $277,519 | $114,416 | 70.14 % | $114,416 | | | | | | News Article | History of Los Angeles Capital Management And Equity Research Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | Martingale Asset Management L P | Institution | 26,000 | No Change | 0 | 0 % | $17,420 | $29,640 | $12,220 | 70.14 % | $0 | | | | | | News Article | History of Martingale Asset Management L P Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | New York State Common Retirement Fund | Institution | | Sold All | -78,900 | -100 % | | | | 70.14 % | $-37,083 | | | | | | News Article | History of New York State Common Retirement Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | Panagora Asset Management Inc | Institution | 1,910 | No Change | 0 | 0 % | $1,280 | $2,177 | $898 | 70.14 % | $0 | | | | | | News Article | History of Panagora Asset Management Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 38,998 | Added More | 26,200 | 204.71 % | $26,129 | $44,458 | $18,329 | 70.14 % | $12,314 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | 80,118 | Added More | 17,579 | 28.10 % | $53,679 | $91,335 | $37,655 | 70.14 % | $8,262 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 7,908 | New Holding | 7,908 | 100 % | $5,298 | $9,015 | $3,717 | 70.14 % | $3,717 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 43,900 | New Holding | 43,900 | 100 % | $29,413 | $50,046 | $20,633 | 70.14 % | $20,633 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Research Affiliates Llc | Institution | 152,756 | No Change | 0 | 0 % | $102,347 | $174,142 | $71,795 | 70.14 % | $0 | | | | | | News Article | History of Research Affiliates Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 16,054 | New Holding | 16,054 | 100 % | $10,756 | $18,302 | $7,545 | 70.14 % | $7,545 | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | Tudor Investment Corp Et Al | Institution | 33,000 | New Holding | 33,000 | 100 % | $22,110 | $37,620 | $15,510 | 70.14 % | $15,510 | | | | | | News Article | History of Tudor Investment Corp Et Al Ownership Of Pacific Capital Bancorp Na |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 2,502,148 | Added More | 218,364 | 9.56 % | $1,676,439 | $2,852,449 | $1,176,010 | 70.14 % | $102,631 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 11,082 | Sold Some | -5,099 | -31.51 % | $7,647 | $12,633 | $4,987 | 65.21 % | $-2,295 | | | | | | News Article | History of Bank Of America Corp Ownership Of Pacific Capital Bancorp Na |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 2,837,545 | Sold Some | -95,398 | -3.25 % | $1,957,906 | $3,234,801 | $1,276,895 | 65.21 % | $-42,929 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Pacific Capital Bancorp Na |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 7,109 | New Holding | 7,109 | 100 % | $4,905 | $8,104 | $3,199 | 65.21 % | $3,199 | | | | | | News Article | History of Credit Suisse Ownership Of Pacific Capital Bancorp Na |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dodge And Cox | Institution | | Sold All | -72,730 | -100 % | | | | 65.21 % | $-32,729 | | | | | | News Article | History of Dodge And Cox Ownership Of Pacific Capital Bancorp Na |
| 2009-11-12 | 2009-09-30 | 13F-HR | Everett Harris And Co | Institution | | Sold All | -26,430 | -100 % | | | | 65.21 % | $-11,894 | | | | | | News Article | History of Everett Harris And Co Ownership Of Pacific Capital Bancorp Na |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Trust Advisors Lp | Institution | | Sold All | -134,533 | -100 % | | | | 65.21 % | $-60,540 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Pacific Capital Bancorp Na |
| 2009-11-12 | 2009-09-30 | 13F-HR | Franklin Resources Inc | Institution | | Sold All | -32,945 | -100 % | | | | 65.21 % | $-14,825 | | | | | | News Article | History of Franklin Resources Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 17,750 | Added More | 2,900 | 19.52 % | $12,248 | $20,235 | $7,988 | 65.21 % | $1,305 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Pacific Capital Bancorp Na |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lsv Asset Management | Institution | 307,600 | Sold Some | -14,500 | -4.50 % | $212,244 | $350,664 | $138,420 | 65.21 % | $-6,525 | | | | | | News Article | History of Lsv Asset Management Ownership Of Pacific Capital Bancorp Na |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 17,409 | Sold Some | -1,333 | -7.11 % | $12,012 | $19,846 | $7,834 | 65.21 % | $-600 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 47,632 | Added More | 3,201 | 7.20 % | $32,866 | $54,300 | $21,434 | 65.21 % | $1,440 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Pacific Capital Bancorp Na |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 1,739 | Sold Some | -10 | -0.57 % | $1,200 | $1,982 | $783 | 65.21 % | $-5 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 2,071 | Added More | 816 | 65.01 % | $1,429 | $2,361 | $932 | 65.21 % | $367 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 15,189 | Sold Some | -11,800 | -43.72 % | $10,480 | $17,315 | $6,835 | 65.21 % | $-5,310 | | | | | | News Article | History of Russell Frank Co Ownership Of Pacific Capital Bancorp Na |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 55,048 | Added More | 16,780 | 43.84 % | $37,983 | $62,755 | $24,772 | 65.21 % | $7,551 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Pacific Capital Bancorp Na |
| 2009-11-12 | 2009-09-30 | 13F-HR | Technical Financial Services Llc | Institution | | Sold All | -128,014 | -100 % | | | | 65.21 % | $-57,606 | | | | | | News Article | History of Technical Financial Services Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-12 | 2009-09-30 | 13F-HR | United Services Automobile Association | Institution | | Sold All | -41,506 | -100 % | | | | 65.21 % | $-18,678 | | | | | | News Article | History of United Services Automobile Association Ownership Of Pacific Capital Bancorp Na |
| 2009-11-12 | 2009-09-30 | 13F-HR | Virginia Retirement Systems Et Al | Institution | 80,500 | No Change | 0 | 0 % | $55,545 | $91,770 | $36,225 | 65.21 % | $0 | | | | | | News Article | History of Virginia Retirement Systems Et Al Ownership Of Pacific Capital Bancorp Na |
| 2009-11-10 | 2009-09-30 | 13F-HR | American Century Companies Inc | Institution | | Sold All | -186,200 | -100 % | | | | 52.00 % | $-72,618 | | | | | | News Article | History of American Century Companies Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 20,758 | Sold Some | -14,673 | -41.41 % | $15,569 | $23,664 | $8,096 | 52.00 % | $-5,722 | | | | | | News Article | History of Citigroup Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-10 | 2009-09-30 | 13F-HR | Highbridge Capital Management Llc | Institution | | Sold All | -71,283 | -100 % | | | | 52.00 % | $-27,800 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 183,918 | Sold Some | -9,951 | -5.13 % | $137,939 | $209,667 | $71,728 | 52.00 % | $-3,881 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Pacific Capital Bancorp Na |
| 2009-11-10 | 2009-09-30 | 13F-HR | Tesseract Capital Llc | No Data | | Sold All | -7,373 | -100 % | | | | 52.00 % | $-2,875 | | | | | | News Article | History of Tesseract Capital Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 3,731 | Added More | 1,096 | 41.59 % | $2,798 | $4,253 | $1,455 | 52.00 % | $427 | | | | | | News Article | History of Ubs Ag Ownership Of Pacific Capital Bancorp Na |
| 2009-11-09 | 2009-09-30 | 13F-HR | Federated Investors Inc | Institution | 12 | Sold Some | -1,419 | -99.16 % | $10 | $14 | $3 | 32.55 % | $-397 | | | | | | News Article | History of Federated Investors Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-09 | 2009-09-30 | 13F-HR | General Motors Investment Management Corp | Institution | 14,881 | Sold Some | -17,800 | -54.46 % | $12,798 | $16,964 | $4,167 | 32.55 % | $-4,984 | | | | | | News Article | History of General Motors Investment Management Corp Ownership Of Pacific Capital Bancorp Na |
| 2009-11-06 | 2009-09-30 | 13F-HR | Doolittle And Ganos Investment Counsel Llc | Institution | 436 | No Change | 0 | 0 % | $427 | $497 | $70 | 16.32 % | $0 | | | | | | News Article | History of Doolittle And Ganos Investment Counsel Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 38,462 | No Change | 0 | 0 % | $37,693 | $43,847 | $6,154 | 16.32 % | $0 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Pacific Capital Bancorp Na |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 180 | Sold Some | -15,926 | -98.88 % | $176 | $205 | $29 | 16.32 % | $-2,548 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 117,678 | Added More | 1,422 | 1.22 % | $115,324 | $134,153 | $18,828 | 16.32 % | $228 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 82,180 | No Change | 0 | 0 % | $80,536 | $93,685 | $13,149 | 16.32 % | $0 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 382,496 | Added More | 40,900 | 11.97 % | $374,846 | $436,045 | $61,199 | 16.32 % | $6,544 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-06 | 2009-09-30 | 13F-HR | Unionbancal Corp | Institution | 30,400 | Sold Some | -7,110 | -18.95 % | $29,792 | $34,656 | $4,864 | 16.32 % | $-1,138 | | | | | | News Article | History of Unionbancal Corp Ownership Of Pacific Capital Bancorp Na |
| 2009-11-06 | 2009-08-31 | N-CSR | Valic Co Ii - Small Cap Value Fund | Small-Cap Value | | Sold All | -42,400 | -100 % | | | | 16.32 % | $-6,784 | | | | | | News Article | History of Valic Co Ii - Small Cap Value Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 112,059 | Added More | 81,285 | 264.13 % | $116,541 | $127,747 | $11,206 | 9.61 % | $8,129 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Pacific Capital Bancorp Na |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 11,546 | Sold Some | -6,117 | -34.63 % | $12,008 | $13,162 | $1,155 | 9.61 % | $-612 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-04 | 2009-09-30 | 13F-HR | Ims Capital Management | Institution | 188,437 | Sold Some | -9,058 | -4.58 % | $211,049 | $214,818 | $3,769 | 1.78 % | $-181 | | | | | | News Article | History of Ims Capital Management Ownership Of Pacific Capital Bancorp Na |
| 2009-11-03 | 2009-09-30 | 13F-HR | Bidwell C M And Associates Ltd | Institution | 108,305 | New Holding | 108,305 | 100 % | $126,717 | $123,468 | $-3,249 | -2.56 % | $-3,249 | | | | | | News Article | History of Bidwell C M And Associates Ltd Ownership Of Pacific Capital Bancorp Na |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | 74,443 | Sold Some | -159,100 | -68.12 % | $87,098 | $84,865 | $-2,233 | -2.56 % | $4,773 | | | | | | News Article | History of Prudential Financial Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-11-02 | 2009-08-31 | N-CSRS | Wells Fargo Master Trust - Diversified Stock Portfolio | Flexible Portfolio | | Sold All | -38,869 | -100 % | | | | -1.72 % | $777 | | | | | | News Article | History of Wells Fargo Master Trust - Diversified Stock Portfolio Ownership Of Pacific Capital Bancorp Na |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | | Sold All | -110,131 | -100 % | | | | -11.62 % | $16,520 | | | | | | News Article | History of Oxford Asset Management Ownership Of Pacific Capital Bancorp Na |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock | Specialty & Misc | 1,898 | No Compare | | | $2,448 | $2,164 | $-285 | -11.62 % | | | | | | | News Article | History of Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock Ownership Of Pacific Capital Bancorp Na |
| 2009-10-30 | 2009-08-31 | N-CSRS | Fidelity Commonwealth Trust Ii - Fidelity Small Cap Enhanced Index Fund | Small-Cap Core | | Sold All | -19,130 | -100 % | | | | -11.62 % | $2,870 | | | | | | News Article | History of Fidelity Commonwealth Trust Ii - Fidelity Small Cap Enhanced Index Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund - Vanguard Financials Index Fund | Specialty & Misc | 17,016 | Sold Some | -632 | -3.58 % | $21,951 | $19,398 | $-2,552 | -11.62 % | $95 | | | | | | News Article | History of Vanguard World Fund - Vanguard Financials Index Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 1,900,933 | Sold Some | -37,543 | -1.93 % | $2,642,297 | $2,167,064 | $-475,233 | -17.98 % | $9,386 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Cornerstone Strategy Fund | Specialty & Misc | | Sold All | -2,100 | -100 % | | | | -17.98 % | $525 | | | | | | News Article | History of Usaa Mutual Funds Trust - Cornerstone Strategy Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Index Fund | Small-Cap Core | 37,797 | New Holding | 37,797 | 100 % | $52,538 | $43,089 | $-9,449 | -17.98 % | $-9,449 | | | | | | News Article | History of Valic Co I - Small Cap Index Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-10-27 | 2009-09-30 | 13F-HR | Hl Financial Services Llc | Institution | 15,000 | No Change | 0 | 0 % | $21,450 | $17,100 | $-4,350 | -20.27 % | $0 | | | | | | News Article | History of Hl Financial Services Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-10-26 | 2009-09-30 | 13F-HR | Schroder Investment Management Group | Institution | | Sold All | -19,100 | -100 % | | | | -16.17 % | $4,202 | | | | | | News Article | History of Schroder Investment Management Group Ownership Of Pacific Capital Bancorp Na |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 6,151 | Sold Some | -60 | -0.96 % | $8,365 | $7,012 | $-1,353 | -16.17 % | $13 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 15,377 | No Change | 0 | 0 % | $20,759 | $17,530 | $-3,229 | -15.55 % | $0 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Pacific Capital Bancorp Na |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | | Sold All | -16,440 | -100 % | | | | -15.55 % | $3,452 | | | | | | News Article | History of Blackrock Inc Ownership Of Pacific Capital Bancorp Na |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 131,707 | Added More | 21,959 | 20.00 % | $177,804 | $150,146 | $-27,658 | -15.55 % | $-4,611 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 236,438 | Sold Some | -65,101 | -21.58 % | $288,454 | $269,539 | $-18,915 | -6.55 % | $5,208 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Pacific Capital Bancorp Na |
| 2009-10-21 | 2009-09-30 | 13F-HR | Fisher Asset Management Llc | Institution | 925,435 | Sold Some | -5,615 | -0.60 % | $1,129,031 | $1,054,996 | $-74,035 | -6.55 % | $449 | | | | | | News Article | History of Fisher Asset Management Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 124,659 | Added More | 59,541 | 91.43 % | $152,084 | $142,111 | $-9,973 | -6.55 % | $-4,763 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Pacific Capital Bancorp Na |
| 2009-10-20 | 2009-09-30 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 27,733 | No Change | 0 | 0 % | $37,994 | $31,616 | $-6,379 | -16.78 % | $0 | | | | | | News Article | History of Public Employees Retirement Association Of Colorado Ownership Of Pacific Capital Bancorp Na |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | | Sold All | -93,300 | -100 % | | | | -19.14 % | $25,191 | | | | | | News Article | History of Strs Ohio Ownership Of Pacific Capital Bancorp Na |
| 2009-10-15 | 2009-09-30 | 13F-HR | Montecito Bank Trust | Institution | 17,104 | Sold Some | -75 | -0.43 % | $27,195 | $19,499 | $-7,697 | -28.30 % | $34 | | | | | | News Article | History of Montecito Bank Trust Ownership Of Pacific Capital Bancorp Na |
| 2009-10-15 | 2009-09-30 | 13F-HR | Oakwood Capital Management Llcca | Institution | 30,944 | No Change | 0 | 0 % | $49,201 | $35,276 | $-13,925 | -28.30 % | $0 | | | | | | News Article | History of Oakwood Capital Management Llcca Ownership Of Pacific Capital Bancorp Na |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 56,952 | No Change | 0 | 0 % | $90,554 | $64,925 | $-25,628 | -28.30 % | $0 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Pacific Capital Bancorp Na |
| 2009-10-09 | 2009-09-30 | 13F-HR | Pacific Capital Bancorp | Institution | 315,208 | Sold Some | -11,003 | -3.37 % | $589,439 | $359,337 | $-230,102 | -39.03 % | $8,032 | | | | | | News Article | History of Pacific Capital Bancorp Ownership Of Pacific Capital Bancorp Na |
| 2009-10-09 | 2009-07-31 | N-CSR | Advisors Inner Circle Fund Ii - Growth Fund | Small-Cap Growth | | Sold All | -32,494 | -100 % | | | | -39.03 % | $23,721 | | | | | | News Article | History of Advisors Inner Circle Fund Ii - Growth Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 103,013 | Added More | 951 | 0.93 % | $177,182 | $117,435 | $-59,748 | -33.72 % | $-552 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Pacific Capital Bancorp Na |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds - Banks Ultrasector Profund | Financial Services | | Sold All | -1,064 | -100 % | | | | -37.01 % | $713 | | | | | | News Article | History of Profunds - Banks Ultrasector Profund Ownership Of Pacific Capital Bancorp Na |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds - Financials Ultrasector Profund | Financial Services | | Sold All | -434 | -100 % | | | | -37.01 % | $291 | | | | | | News Article | History of Profunds - Financials Ultrasector Profund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 103,858 | Added More | 23,359 | 29.01 % | $174,481 | $118,398 | $-56,083 | -32.14 % | $-12,614 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Pacific Capital Bancorp Na |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 31,916 | New Holding | 31,916 | 100 % | $53,619 | $36,384 | $-17,235 | -32.14 % | $-17,235 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Pacific Capital Bancorp Na |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio | No Data | 600 | No Change | 0 | 0 % | $1,008 | $684 | $-324 | -32.14 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio Ownership Of Pacific Capital Bancorp Na |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va International Value Portfolio | Multi-Cap Value | 7,400 | No Change | 0 | 0 % | $12,432 | $8,436 | $-3,996 | -32.14 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va International Value Portfolio Ownership Of Pacific Capital Bancorp Na |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va Small Value Portfolio | Small-Cap Value | 500,108 | No Change | 0 | 0 % | $840,181 | $570,123 | $-270,058 | -32.14 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va Small Value Portfolio Ownership Of Pacific Capital Bancorp Na |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Trust Co - International Value Series | Multi-Cap Value | 80,780 | New Holding | 80,780 | 100 % | $135,710 | $92,089 | $-43,621 | -32.14 % | $-43,621 | | | | | | News Article | History of Dfa Investment Trust Co - International Value Series Ownership Of Pacific Capital Bancorp Na |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust - Ishares Dow Jones Select Dividend Index Fund | Specialty & Misc | | Sold All | -1,670,906 | -100 % | | | | -32.14 % | $902,289 | | | | | | News Article | History of Ishares Trust - Ishares Dow Jones Select Dividend Index Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust - Ishares Morningstar Small Value Index Fund | Small-Cap Value | | Sold All | -17,173 | -100 % | | | | -32.14 % | $9,273 | | | | | | News Article | History of Ishares Trust - Ishares Morningstar Small Value Index Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust - Jackson Perspective Index 5 Fund | Specialty & Misc | 414 | No Change | 0 | 0 % | $696 | $472 | $-224 | -32.14 % | $0 | | | | | | News Article | History of Jnl Investors Series Trust - Jackson Perspective Index 5 Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-28 | 2009-07-31 | N-Q | Advisors Inner Circle Fund - Fma Small Company Portfolio | Small-Cap Core | | Sold All | -97,900 | -100 % | | | | -36.66 % | $64,614 | | | | | | News Article | History of Advisors Inner Circle Fund - Fma Small Company Portfolio Ownership Of Pacific Capital Bancorp Na |
| 2009-09-28 | 2009-07-31 | N-Q | Fbr Funds - Fbr Small Cap Financial Fund | Financial Services | 20,000 | New Holding | 20,000 | 100 % | $36,000 | $22,800 | $-13,200 | -36.66 % | $-13,200 | | | | | | News Article | History of Fbr Funds - Fbr Small Cap Financial Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-28 | 2009-07-31 | N-Q | Harbor Funds - Harbor Small Cap Value Fund | Small-Cap Core | | Sold All | -534,700 | -100 % | | | | -36.66 % | $352,902 | | | | | | News Article | History of Harbor Funds - Harbor Small Cap Value Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Main Street Fund | Small-Cap Core | | Sold All | -2,600 | -100 % | | | | -36.66 % | $1,716 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Main Street Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund | Small-Cap Core | | Sold All | -12,270 | -100 % | | | | -36.66 % | $8,098 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund | Small-Cap Core | | Sold All | -22,500 | -100 % | | | | -36.66 % | $14,850 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc - International Fund | International Multi-Cap Core | 5,786 | No Change | 0 | 0 % | $10,415 | $6,596 | $-3,819 | -36.66 % | $0 | | | | | | News Article | History of Old Westbury Funds Inc - International Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | 25,970 | New Holding | 25,970 | 100 % | $46,746 | $29,606 | $-17,140 | -36.66 % | $-17,140 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-25 | 2009-07-31 | N-Q | Aston Funds - Astonveredus Aggressive Growth Fund | Multi-Cap Growth | | Sold All | -13,000 | -100 % | | | | -39.68 % | $9,750 | | | | | | News Article | History of Aston Funds - Astonveredus Aggressive Growth Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust - Direxion Daily Small Cap Bull 3x Shares | No Data | 46,528 | New Holding | 46,528 | 100 % | $87,938 | $53,042 | $-34,896 | -39.68 % | $-34,896 | | | | | | News Article | History of Direxion Shares Etf Trust - Direxion Daily Small Cap Bull 3x Shares Ownership Of Pacific Capital Bancorp Na |
| 2009-09-24 | 2009-07-31 | N-Q | Nationwide Mutual Funds - Nationwide Large Cap Value Fund | Large-Cap Value | | Sold All | -1,800 | -100 % | | | | -43.56 % | $1,584 | | | | | | News Article | History of Nationwide Mutual Funds - Nationwide Large Cap Value Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - Rydex Inverse Russell 2000 Etf | Specialty & Misc | 1,000 | New Holding | 1,000 | 100 % | $2,200 | $1,140 | $-1,060 | -48.18 % | $-1,060 | | | | | | News Article | History of Rydex Etf Trust - Rydex Inverse Russell 2000 Etf Ownership Of Pacific Capital Bancorp Na |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 2,932,943 | Sold Some | -811,667 | -21.67 % | $6,393,816 | $3,343,555 | $-3,050,261 | -47.70 % | $844,134 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Pacific Capital Bancorp Na |
| 2009-09-08 | 2009-06-30 | N-CSRS | Calvert Variable Series Inc - Ameritas Small Company Equity Portfolio | Small-Cap Core | 17,900 | Added More | 8,900 | 98.88 % | $39,559 | $20,406 | $-19,153 | -48.41 % | $-9,523 | | | | | | News Article | History of Calvert Variable Series Inc - Ameritas Small Company Equity Portfolio Ownership Of Pacific Capital Bancorp Na |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | 1,255 | Sold Some | -13,689 | -91.60 % | $2,774 | $1,431 | $-1,343 | -48.41 % | $14,647 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Banking Fund | Specialty & Misc | | Sold All | -5,240 | -100 % | | | | -48.41 % | $5,607 | | | | | | News Article | History of Rydex Variable Trust - Banking Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 589 | Added More | 234 | 65.91 % | $1,302 | $671 | $-630 | -48.41 % | $-250 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advanced Series Trust - Ast Focus Four Plus Portfolio | No Data | | Sold All | -64,996 | -100 % | | | | -48.87 % | $70,846 | | | | | | News Article | History of Advanced Series Trust - Ast Focus Four Plus Portfolio Ownership Of Pacific Capital Bancorp Na |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advanced Series Trust - Ast International Value Portfolio | Multi-Cap Value | | Sold All | -17,400 | -100 % | | | | -48.87 % | $18,966 | | | | | | News Article | History of Advanced Series Trust - Ast International Value Portfolio Ownership Of Pacific Capital Bancorp Na |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advanced Series Trust - Ast Western Asset Core Plus Bond Portfolio | No Data | | Sold All | -2,600 | -100 % | | | | -48.87 % | $2,834 | | | | | | News Article | History of Advanced Series Trust - Ast Western Asset Core Plus Bond Portfolio Ownership Of Pacific Capital Bancorp Na |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust I - Jpmorgan Prime Money Market Fund | Specialty & Misc | 56 | New Holding | 56 | 100 % | $125 | $64 | $-61 | -48.87 % | $-61 | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Prime Money Market Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust Ii - Jpmorgan Core Bond Fund | Multi-Cap Core | | Sold All | -76 | -100 % | | | | -48.87 % | $83 | | | | | | News Article | History of Jpmorgan Trust Ii - Jpmorgan Core Bond Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust Ii - Jpmorgan Small Cap Value Fund | Small-Cap Value | 56 | Sold Some | -2 | -3.44 % | $125 | $64 | $-61 | -48.87 % | $2 | | | | | | News Article | History of Jpmorgan Trust Ii - Jpmorgan Small Cap Value Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-04 | 2009-06-30 | N-CSRS | Massmutual Select Funds - Massmutual Select Small Cap Value Equity Fund | Small-Cap Value | | Sold All | -19,900 | -100 % | | | | -48.87 % | $21,691 | | | | | | News Article | History of Massmutual Select Funds - Massmutual Select Small Cap Value Equity Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-04 | 2009-06-30 | N-CSRS | Massmutual Select Funds - Massmutual Select Small Company Value Fund | Small-Cap Core | 24,400 | Sold Some | -15,400 | -38.69 % | $54,412 | $27,816 | $-26,596 | -48.87 % | $16,786 | | | | | | News Article | History of Massmutual Select Funds - Massmutual Select Small Company Value Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Bull Profund | Large-Cap Core | | Sold All | -5,076 | -100 % | | | | -48.87 % | $5,533 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Profund Vp Banks | Specialty & Misc | | Sold All | -1,220 | -100 % | | | | -48.87 % | $1,330 | | | | | | News Article | History of Profunds - Profund Vp Banks Ownership Of Pacific Capital Bancorp Na |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Profund Vp Financials | Specialty & Misc | | Sold All | -902 | -100 % | | | | -48.87 % | $983 | | | | | | News Article | History of Profunds - Profund Vp Financials Ownership Of Pacific Capital Bancorp Na |
| 2009-09-04 | 2009-06-30 | N-CSRS | Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund | Small-Cap Core | 19,170 | Sold Some | -3,730 | -16.28 % | $42,749 | $21,854 | $-20,895 | -48.87 % | $4,066 | | | | | | News Article | History of Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 64,227 | No Change | 0 | 0 % | $143,226 | $73,219 | $-70,007 | -48.87 % | $0 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Investors Trust - Ing Oppenheimer Main Street Portfolio | Specialty & Misc | 2,800 | Sold Some | -1,500 | -34.88 % | $6,300 | $3,192 | $-3,108 | -49.33 % | $1,665 | | | | | | News Article | History of Ing Investors Trust - Ing Oppenheimer Main Street Portfolio Ownership Of Pacific Capital Bancorp Na |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Partners Inc - Ing American Century Large Company Value Portfolio | Large-Cap Value | 7,002 | New Holding | 7,002 | 100 % | $15,755 | $7,982 | $-7,772 | -49.33 % | $-7,772 | | | | | | News Article | History of Ing Partners Inc - Ing American Century Large Company Value Portfolio Ownership Of Pacific Capital Bancorp Na |
| 2009-09-03 | 2009-06-30 | N-CSRS | Jnl Variable Fund Llc - Jnlmcm Financial Sector Fund | Specialty & Misc | | Sold All | -3 | -100 % | | | | -49.33 % | $3 | | | | | | News Article | History of Jnl Variable Fund Llc - Jnlmcm Financial Sector Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund Ii - Mml Small Cap Equity Fund | Small-Cap Core | 17,700 | Added More | 3,580 | 25.35 % | $39,825 | $20,178 | $-19,647 | -49.33 % | $-3,974 | | | | | | News Article | History of Mml Series Investment Fund Ii - Mml Small Cap Equity Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pacific Select Fund | Pacific Region | 3,899 | Sold Some | -23,300 | -85.66 % | $8,773 | $4,445 | $-4,328 | -49.33 % | $25,863 | | | | | | News Article | History of Pacific Select Fund - Pacific Select Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Small-Cap Value Index Portfolio | No Data | 906 | No Compare | | | $2,039 | $1,033 | $-1,006 | -49.33 % | | | | | | | News Article | History of Pacific Select Fund - Pd Small-Cap Value Index Portfolio Ownership Of Pacific Capital Bancorp Na |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Small-Cap Index Portfolio | No Data | 24,621 | New Holding | 24,621 | 100 % | $55,397 | $28,068 | $-27,329 | -49.33 % | $-27,329 | | | | | | News Article | History of Pacific Select Fund - Small-Cap Index Portfolio Ownership Of Pacific Capital Bancorp Na |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Kbw Regional Banking Etf | Specialty & Misc | | Sold All | -962,736 | -100 % | | | | -49.33 % | $1,068,637 | | | | | | News Article | History of Streettracks Series Trust - Kbw Regional Banking Etf Ownership Of Pacific Capital Bancorp Na |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | 946 | Added More | 185 | 24.31 % | $2,129 | $1,078 | $-1,050 | -49.33 % | $-205 | | | | | | News Article | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Pacific Capital Bancorp Na |
| 2009-09-02 | 2009-06-30 | N-CSRS | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | | Sold All | -17,070 | -100 % | | | | -47.94 % | $17,924 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 29,485 | Sold Some | -24,109 | -44.98 % | $67,226 | $33,613 | $-33,613 | -50.00 % | $27,484 | | | | | | News Article | History of Amvescap Plc Ownership Of Pacific Capital Bancorp Na |
| 2009-09-01 | 2009-06-30 | N-CSRS | Ixis Advisor Funds Trust I - Ixis Income Diversified Portfolio | Flexible Portfolio | | Sold All | -5,781 | -100 % | | | | -50.00 % | $6,590 | | | | | | News Article | History of Ixis Advisor Funds Trust I - Ixis Income Diversified Portfolio Ownership Of Pacific Capital Bancorp Na |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | 528 | No Change | 0 | 0 % | $1,283 | $602 | $-681 | -53.08 % | $0 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | 561,329 | Sold Some | -9,164 | -1.60 % | $1,448,229 | $639,915 | $-808,314 | -55.81 % | $13,196 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Value Index Fund | Multi-Cap Value | 374,841 | No Change | 0 | 0 % | $967,090 | $427,319 | $-539,771 | -55.81 % | $0 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Value Index Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 12,464 | Added More | 720 | 6.13 % | $32,157 | $14,209 | $-17,948 | -55.81 % | $-1,037 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Value Index Fund | Multi-Cap Value | 3,223 | Added More | 93 | 2.97 % | $8,315 | $3,674 | $-4,641 | -55.81 % | $-134 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Value Index Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Microcap Index Fund | Specialty & Misc | 88,659 | New Holding | 88,659 | 100 % | $228,740 | $101,071 | $-127,669 | -55.81 % | $-127,669 | | | | | | News Article | History of Ishares Trust - Ishares Russell Microcap Index Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-08-28 | 2009-06-30 | N-Q | Legg Mason Investors Trust Inc - Balanced Trust | Flexible Portfolio | | Sold All | -7,910 | -100 % | | | | -55.81 % | $11,390 | | | | | | News Article | History of Legg Mason Investors Trust Inc - Balanced Trust Ownership Of Pacific Capital Bancorp Na |
| 2009-08-28 | 2009-06-30 | N-Q | Pacific Life Funds - Pl Comstock Fund | Specialty & Misc | | Sold All | -1,810 | -100 % | | | | -55.81 % | $2,606 | | | | | | News Article | History of Pacific Life Funds - Pl Comstock Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-08-28 | 2009-06-30 | N-Q | Pacific Life Funds - Pl Main Street Core Fund | Multi-Cap Core | 400 | New Holding | 400 | 100 % | $1,032 | $456 | $-576 | -55.81 % | $-576 | | | | | | News Article | History of Pacific Life Funds - Pl Main Street Core Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-08-28 | 2009-06-30 | N-CSRS | Putnam Variable Trust - Putnam Vt Global Asset Allocation Fund | Global Flex Port | | Sold All | -1,427 | -100 % | | | | -55.81 % | $2,055 | | | | | | News Article | History of Putnam Variable Trust - Putnam Vt Global Asset Allocation Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 59,334 | Sold Some | -45,608 | -43.46 % | $153,082 | $67,641 | $-85,441 | -55.81 % | $65,676 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Pacific Capital Bancorp Na |
| 2009-08-28 | 2008-06-30 | 13F-HR/A | Cambiar Investors Llc | Institution | | Sold All | -65,145 | -100 % | | | | -55.81 % | $93,809 | | | | | | News Article | History of Cambiar Investors Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-08-28 | 2008-03-31 | 13F-HR/A | Cambiar Investors Llc | Institution | 65,145 | Sold Some | -2,330 | -3.45 % | $168,074 | $74,265 | $-93,809 | -55.81 % | $3,355 | | | | | | News Article | History of Cambiar Investors Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-08-28 | 2007-12-31 | 13F-HR/A | Cambiar Investors Llc | Institution | 67,475 | Sold Some | -3,500 | -4.93 % | $174,086 | $76,922 | $-97,164 | -55.81 % | $5,040 | | | | | | News Article | History of Cambiar Investors Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-08-28 | 2007-09-30 | 13F-HR/A | Cambiar Investors Llc | Institution | 70,975 | Sold Some | -170 | -0.23 % | $183,116 | $80,912 | $-102,204 | -55.81 % | $245 | | | | | | News Article | History of Cambiar Investors Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-08-28 | 2007-06-30 | 13F-HR/A | Cambiar Investors Llc | Institution | 71,145 | Added More | 25,660 | 56.41 % | $183,554 | $81,105 | $-102,449 | -55.81 % | $-36,950 | | | | | | News Article | History of Cambiar Investors Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-08-28 | 2007-03-31 | 13F-HR/A | Cambiar Investors Llc | Institution | 45,485 | Added More | 560 | 1.24 % | $117,351 | $51,853 | $-65,498 | -55.81 % | $-806 | | | | | | News Article | History of Cambiar Investors Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-08-28 | 2006-12-31 | 13F-HR/A | Cambiar Investors Llc | Institution | 44,925 | Sold Some | -790 | -1.72 % | $115,907 | $51,215 | $-64,692 | -55.81 % | $1,138 | | | | | | News Article | History of Cambiar Investors Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-08-27 | 2009-06-30 | N-Q | Old Mutual Advisor Funds Ii - Old Mutual Discover Value Fund | No Data | 36,400 | New Holding | 36,400 | 100 % | $94,276 | $41,496 | $-52,780 | -55.98 % | $-52,780 | | | | | | News Article | History of Old Mutual Advisor Funds Ii - Old Mutual Discover Value Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 31,579 | Added More | 2,615 | 9.02 % | $81,790 | $36,000 | $-45,790 | -55.98 % | $-3,792 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard 500 Index Fund | S&P 500 Index | | Sold All | -841,077 | -100 % | | | | -55.98 % | $1,219,562 | | | | | | News Article | History of Vanguard Index Funds - Vanguard 500 Index Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 396,718 | Added More | 123,455 | 45.17 % | $1,027,500 | $452,259 | $-575,241 | -55.98 % | $-179,010 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 818,745 | Added More | 388,798 | 90.42 % | $2,120,550 | $933,369 | $-1,187,180 | -55.98 % | $-563,757 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Value Index Fund | Large-Cap Value | 351,704 | New Holding | 351,704 | 100 % | $910,913 | $400,943 | $-509,971 | -55.98 % | $-509,971 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Value Index Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 17,202 | No Change | 0 | 0 % | $44,553 | $19,610 | $-24,943 | -55.98 % | $0 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 27,202 | Added More | 10,000 | 58.13 % | $70,453 | $31,010 | $-39,443 | -55.98 % | $-14,500 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Pacific Capital Bancorp Na |
| 2009-08-26 | 2009-06-30 | 13F-HR | Doolittle And Ganos Investment Counsel Llc | Institution | 436 | New Holding | 436 | 100 % | $1,221 | $497 | $-724 | -59.28 % | $-724 | | | | | | News Article | History of Doolittle And Ganos Investment Counsel Llc Ownership Of Pacific Capital Bancorp Na |
| 2009-08-24 | 2009-06-30 | N-CSRS | Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva | Specialty & Misc | 108,700 | New Holding | 108,700 | 100 % | $308,708 | $123,918 | $-184,790 | -59.85 % | $-184,790 | | | | | | News Article | History of Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva Ownership Of Pacific Capital Bancorp Na |
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