| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | | Sold All | -23,312 | -100 % | | | | 1.46 % | $-3,031 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Penford Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 4,707 | Added More | 551 | 13.25 % | $35,820 | $42,269 | $6,449 | 18.00 % | $755 | | | | | | News Article | History of Amvescap Plc Ownership Of Penford Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | | Sold All | -38,523 | -100 % | | | | 18.00 % | $-52,777 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Penford Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 7,267 | Sold Some | -132 | -1.78 % | $55,302 | $65,258 | $9,956 | 18.00 % | $-181 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Penford Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 7,546 | Sold Some | -90 | -1.17 % | $57,425 | $67,763 | $10,338 | 18.00 % | $-123 | | | | | | News Article | History of American International Group Inc Ownership Of Penford Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Balyasny Asset Management Llc | Institution | | Sold All | -108,600 | -100 % | | | | 18.00 % | $-148,782 | | | | | | News Article | History of Balyasny Asset Management Llc Ownership Of Penford Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Broadmark Asset Management Llc | Institution | 11,600 | Sold Some | -1,480 | -11.31 % | $88,276 | $104,168 | $15,892 | 18.00 % | $-2,028 | | | | | | News Article | History of Broadmark Asset Management Llc Ownership Of Penford Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Catapult Capital Management Llc | Institution | 275,000 | Added More | 75,000 | 37.50 % | $2,092,750 | $2,469,500 | $376,750 | 18.00 % | $102,750 | | | | | | News Article | History of Catapult Capital Management Llc Ownership Of Penford Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Keane Capital Mangement Inc | Institution | 150,000 | New Holding | 150,000 | 100 % | $1,141,500 | $1,347,000 | $205,500 | 18.00 % | $205,500 | | | | | | News Article | History of Keane Capital Mangement Inc Ownership Of Penford Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Mackenzie Financial Corp | Institution | 48,373 | New Holding | 48,373 | 100 % | $368,119 | $434,390 | $66,271 | 18.00 % | $66,271 | | | | | | News Article | History of Mackenzie Financial Corp Ownership Of Penford Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | | Sold All | -210 | -100 % | | | | 18.00 % | $-288 | | | | | | News Article | History of Millennium Management Llc Ownership Of Penford Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 19,785 | Sold Some | -16,625 | -45.66 % | $150,564 | $177,669 | $27,105 | 18.00 % | $-22,776 | | | | | | News Article | History of Morgan Stanley Ownership Of Penford Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | New York State Teachers Retirement System | Institution | 18,477 | New Holding | 18,477 | 100 % | $140,610 | $165,923 | $25,313 | 18.00 % | $25,313 | | | | | | News Article | History of New York State Teachers Retirement System Ownership Of Penford Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 42,325 | Sold Some | -66,686 | -61.17 % | $322,093 | $380,079 | $57,985 | 18.00 % | $-91,360 | | | | | | News Article | History of Northern Trust Corp Ownership Of Penford Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Porter Orlin Llc | Institution | 1,012,900 | No Change | 0 | 0 % | $7,708,169 | $9,095,842 | $1,387,673 | 18.00 % | $0 | | | | | | News Article | History of Porter Orlin Llc Ownership Of Penford Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | | Sold All | -10,295 | -100 % | | | | 18.00 % | $-14,104 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Penford Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 4,015 | No Change | 0 | 0 % | $30,554 | $36,055 | $5,501 | 18.00 % | $0 | | | | | | News Article | History of Us Bancorp De Ownership Of Penford Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 7,211 | Sold Some | -5,552 | -43.50 % | $53,506 | $64,755 | $11,249 | 21.02 % | $-8,661 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Penford Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 210 | Sold Some | -116,309 | -99.81 % | $1,558 | $1,886 | $328 | 21.02 % | $-181,442 | | | | | | News Article | History of Axa Ownership Of Penford Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 15,761 | Sold Some | -15,567 | -49.69 % | $116,947 | $141,534 | $24,587 | 21.02 % | $-24,285 | | | | | | News Article | History of Barclays Plc Ownership Of Penford Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 7 | New Holding | 7 | 100 % | $52 | $63 | $11 | 21.02 % | $11 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Penford Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 30,703 | No Change | 0 | 0 % | $227,816 | $275,713 | $47,897 | 21.02 % | $0 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Penford Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 35,657 | Sold Some | -3,263 | -8.38 % | $264,575 | $320,200 | $55,625 | 21.02 % | $-5,090 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Penford Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mason Street Advisors Llc | Institution | 695 | Added More | 19 | 2.81 % | $5,157 | $6,241 | $1,084 | 21.02 % | $30 | | | | | | News Article | History of Mason Street Advisors Llc Ownership Of Penford Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | New York State Common Retirement Fund | Institution | 20,510 | No Change | 0 | 0 % | $152,184 | $184,180 | $31,996 | 21.02 % | $0 | | | | | | News Article | History of New York State Common Retirement Fund Ownership Of Penford Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 1,125,500 | Sold Some | -1,000 | -0.08 % | $8,351,210 | $10,106,990 | $1,755,780 | 21.02 % | $-1,560 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Penford Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Public Sector Pension Investment Board | Institution | 10,300 | New Holding | 10,300 | 100 % | $76,426 | $92,494 | $16,068 | 21.02 % | $16,068 | | | | | | News Article | History of Public Sector Pension Investment Board Ownership Of Penford Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 5,000 | New Holding | 5,000 | 100 % | $37,100 | $44,900 | $7,800 | 21.02 % | $7,800 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Penford Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 20,200 | New Holding | 20,200 | 100 % | $149,884 | $181,396 | $31,512 | 21.02 % | $31,512 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Penford Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Research Affiliates Llc | Institution | 26,875 | No Change | 0 | 0 % | $199,413 | $241,338 | $41,925 | 21.02 % | $0 | | | | | | News Article | History of Research Affiliates Llc Ownership Of Penford Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Segall Bryant And Hamill | Institution | 677,420 | Added More | 2,084 | 0.30 % | $5,026,456 | $6,083,232 | $1,056,775 | 21.02 % | $3,251 | | | | | | News Article | History of Segall Bryant And Hamill Ownership Of Penford Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 248,737 | No Change | 0 | 0 % | $1,845,629 | $2,233,658 | $388,030 | 21.02 % | $0 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Penford Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Zesiger Capital Group Llc | Institution | 739,200 | Added More | 45,138 | 6.50 % | $5,484,864 | $6,638,016 | $1,153,152 | 21.02 % | $70,415 | | | | | | News Article | History of Zesiger Capital Group Llc Ownership Of Penford Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 51,394 | Added More | 150 | 0.29 % | $334,061 | $461,518 | $127,457 | 38.15 % | $372 | | | | | | News Article | History of Bank Of America Corp Ownership Of Penford Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 428,958 | Added More | 43,067 | 11.16 % | $2,788,227 | $3,852,043 | $1,063,816 | 38.15 % | $106,806 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Penford Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gamco Investors Inc Et Al | Institution | 60,000 | No Change | 0 | 0 % | $390,000 | $538,800 | $148,800 | 38.15 % | $0 | | | | | | News Article | History of Gamco Investors Inc Et Al Ownership Of Penford Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 600 | No Change | 0 | 0 % | $3,900 | $5,388 | $1,488 | 38.15 % | $0 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Penford Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 1,688 | Added More | 1,091 | 182.74 % | $10,972 | $15,158 | $4,186 | 38.15 % | $2,706 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Penford Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Principal Financial Group Inc | Institution | 40,539 | Added More | 155 | 0.38 % | $263,504 | $364,040 | $100,537 | 38.15 % | $384 | | | | | | News Article | History of Principal Financial Group Inc Ownership Of Penford Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | | Sold All | -3,669 | -100 % | | | | 38.15 % | $-9,099 | | | | | | News Article | History of Russell Frank Co Ownership Of Penford Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | | Sold All | -16,276 | -100 % | | | | 38.15 % | $-40,364 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Penford Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Voyageur Asset Management Inc | Institution | 38,000 | No Change | 0 | 0 % | $247,000 | $341,240 | $94,240 | 38.15 % | $0 | | | | | | News Article | History of Voyageur Asset Management Inc Ownership Of Penford Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 10,485 | Sold Some | -829 | -7.32 % | $73,500 | $94,155 | $20,655 | 28.10 % | $-1,633 | | | | | | News Article | History of Comerica Bank Ownership Of Penford Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 11,057 | New Holding | 11,057 | 100 % | $77,510 | $99,292 | $21,782 | 28.10 % | $21,782 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Penford Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Royce And Associates Llc | Institution | 339,412 | Sold Some | -138,900 | -29.03 % | $2,379,278 | $3,047,920 | $668,642 | 28.10 % | $-273,633 | | | | | | News Article | History of Royce And Associates Llc Ownership Of Penford Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Tesseract Capital Llc | No Data | | Sold All | -1,950 | -100 % | | | | 28.10 % | $-3,842 | | | | | | News Article | History of Tesseract Capital Llc Ownership Of Penford Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 10 | No Change | 0 | 0 % | $70 | $90 | $20 | 28.10 % | $0 | | | | | | News Article | History of Ubs Ag Ownership Of Penford Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Ccm Partners | Institution | 400 | No Change | 0 | 0 % | $2,828 | $3,592 | $764 | 27.01 % | $0 | | | | | | News Article | History of Ccm Partners Ownership Of Penford Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Deprince Race And Zollo Inc | Institution | | Sold All | -60,854 | -100 % | | | | 27.01 % | $-116,231 | | | | | | News Article | History of Deprince Race And Zollo Inc Ownership Of Penford Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Rutabaga Capital Management Llc Ma | Institution | 887,718 | Added More | 79,951 | 9.89 % | $6,276,166 | $7,971,708 | $1,695,541 | 27.01 % | $152,706 | | | | | | News Article | History of Rutabaga Capital Management Llc Ma Ownership Of Penford Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Vtl Associates Llc | Institution | | Sold All | -3 | -100 % | | | | 27.01 % | $-6 | | | | | | News Article | History of Vtl Associates Llc Ownership Of Penford Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metlife Securities Inc | Institution | 250 | No Change | 0 | 0 % | $1,688 | $2,245 | $558 | 33.03 % | $0 | | | | | | News Article | History of Metlife Securities Inc Ownership Of Penford Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 100 | No Change | 0 | 0 % | $675 | $898 | $223 | 33.03 % | $0 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Penford Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 17,000 | No Change | 0 | 0 % | $114,750 | $152,660 | $37,910 | 33.03 % | $0 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Penford Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 18,899 | Added More | 3,406 | 21.98 % | $125,489 | $169,713 | $44,224 | 35.24 % | $7,970 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Penford Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Gw Capital Management Incco | Institution | 6,116 | No Change | 0 | 0 % | $39,142 | $54,922 | $15,779 | 40.31 % | $0 | | | | | | News Article | History of Gw Capital Management Incco Ownership Of Penford Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Newland Capital Management Llc | Institution | | Sold All | -10,000 | -100 % | | | | 40.31 % | $-25,800 | | | | | | News Article | History of Newland Capital Management Llc Ownership Of Penford Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | 20,780 | Added More | 415 | 2.03 % | $123,641 | $186,604 | $62,963 | 50.92 % | $1,257 | | | | | | News Article | History of Prudential Financial Inc Ownership Of Penford Corp |
| 2009-11-03 | 2009-08-31 | N-CSR | California Investment Trust - S And P Smallcap Index Fund | Small-Cap Core | 400 | No Change | 0 | 0 % | $2,380 | $3,592 | $1,212 | 50.92 % | $0 | | | | | | News Article | History of California Investment Trust - S And P Smallcap Index Fund Ownership Of Penford Corp |
| 2009-11-03 | 2009-08-31 | N-CSRS | Wells Fargo Funds Trust - Money Market Fund | Specialty & Misc | | Sold All | -14,442 | -100 % | | | | 50.92 % | $-43,759 | | | | | | News Article | History of Wells Fargo Funds Trust - Money Market Fund Ownership Of Penford Corp |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Chemicals Portfolio | Specialty & Misc | | Sold All | -125,000 | -100 % | | | | 49.66 % | $-372,500 | | | | | | News Article | History of Fidelity Select Portfolios - Chemicals Portfolio Ownership Of Penford Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Drill Craig A | Institution | 62,300 | New Holding | 62,300 | 100 % | $367,570 | $559,454 | $191,884 | 52.20 % | $191,884 | | | | | | News Article | History of Drill Craig A Ownership Of Penford Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Texas Permanent School Fund | Institution | 18,096 | Sold Some | -186 | -1.01 % | $106,766 | $162,502 | $55,736 | 52.20 % | $-573 | | | | | | News Article | History of Texas Permanent School Fund Ownership Of Penford Corp |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock | Specialty & Misc | 476 | No Compare | | | $2,808 | $4,274 | $1,466 | 52.20 % | | | | | | | News Article | History of Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock Ownership Of Penford Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 832,800 | Sold Some | -5,190 | -0.61 % | $4,971,816 | $7,478,544 | $2,506,728 | 50.41 % | $-15,622 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Penford Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Asset Allocation Fund | Specialty & Misc | 127 | New Holding | 127 | 100 % | $758 | $1,140 | $382 | 50.41 % | $382 | | | | | | News Article | History of Valic Co I - Asset Allocation Fund Ownership Of Penford Corp |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 12,763 | No Change | 0 | 0 % | $81,173 | $114,612 | $33,439 | 41.19 % | $0 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Penford Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 2,100 | No Change | 0 | 0 % | $14,301 | $18,858 | $4,557 | 31.86 % | $0 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Penford Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 57,650 | Added More | 1,367 | 2.42 % | $405,280 | $517,697 | $112,418 | 27.73 % | $2,666 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Penford Corp |
| 2009-10-20 | 2009-09-30 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 14,100 | No Change | 0 | 0 % | $106,032 | $126,618 | $20,586 | 19.41 % | $0 | | | | | | News Article | History of Public Employees Retirement Association Of Colorado Ownership Of Penford Corp |
| 2009-10-20 | 2009-09-30 | 13F-HR | Teachers Retirement System Of The State Of Kentucky | Institution | 6,000 | No Change | 0 | 0 % | $45,120 | $53,880 | $8,760 | 19.41 % | $0 | | | | | | News Article | History of Teachers Retirement System Of The State Of Kentucky Ownership Of Penford Corp |
| 2009-10-13 | 2009-09-30 | 13F-HR | Perritt Capital Management Inc | Institution | 333,100 | Added More | 2,900 | 0.87 % | $2,638,152 | $2,991,238 | $353,086 | 13.38 % | $3,074 | | | | | | News Article | History of Perritt Capital Management Inc Ownership Of Penford Corp |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds - Bull Profund | Large-Cap Core | 1,407 | Sold Some | -3,549 | -71.61 % | $9,990 | $12,635 | $2,645 | 26.47 % | $-6,672 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Penford Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 24,122 | No Change | 0 | 0 % | $176,091 | $216,616 | $40,525 | 23.01 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Penford Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 8,721 | No Change | 0 | 0 % | $63,663 | $78,315 | $14,651 | 23.01 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Penford Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio | No Data | 200 | No Change | 0 | 0 % | $1,460 | $1,796 | $336 | 23.01 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio Ownership Of Penford Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va International Value Portfolio | Multi-Cap Value | 900 | No Change | 0 | 0 % | $6,570 | $8,082 | $1,512 | 23.01 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va International Value Portfolio Ownership Of Penford Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va Small Value Portfolio | Small-Cap Value | 263,939 | No Change | 0 | 0 % | $1,926,755 | $2,370,172 | $443,418 | 23.01 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va Small Value Portfolio Ownership Of Penford Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Trust Co - International Value Series | Multi-Cap Value | 39,808 | No Change | 0 | 0 % | $290,598 | $357,476 | $66,877 | 23.01 % | $0 | | | | | | News Article | History of Dfa Investment Trust Co - International Value Series Ownership Of Penford Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Lord Abbett Securities Trust - Lord Abbett All Value Fund | Multi-Cap Value | | Sold All | -44,970 | -100 % | | | | 19.89 % | $-67,005 | | | | | | News Article | History of Lord Abbett Securities Trust - Lord Abbett All Value Fund Ownership Of Penford Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund | Small-Cap Core | | Sold All | -90 | -100 % | | | | 19.89 % | $-134 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund Ownership Of Penford Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund | Small-Cap Core | | Sold All | -200 | -100 % | | | | 19.89 % | $-298 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund Ownership Of Penford Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc - International Fund | International Multi-Cap Core | 1,700 | No Change | 0 | 0 % | $12,733 | $15,266 | $2,533 | 19.89 % | $0 | | | | | | News Article | History of Old Westbury Funds Inc - International Fund Ownership Of Penford Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio | Small-Cap Growth | 196 | New Holding | 196 | 100 % | $1,468 | $1,760 | $292 | 19.89 % | $292 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio Ownership Of Penford Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | 11,800 | New Holding | 11,800 | 100 % | $88,382 | $105,964 | $17,582 | 19.89 % | $17,582 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Penford Corp |
| 2009-09-24 | 2009-07-31 | N-Q | Nationwide Mutual Funds - Nationwide Large Cap Value Fund | Large-Cap Value | | Sold All | -1,000 | -100 % | | | | 18.00 % | $-1,370 | | | | | | News Article | History of Nationwide Mutual Funds - Nationwide Large Cap Value Fund Ownership Of Penford Corp |
| 2009-09-23 | 2009-07-31 | N-Q | Perritt Funds Inc - Perritt Emerging Opportunities Fund | Small-Cap Value | | Sold All | -128,450 | -100 % | | | | 13.67 % | $-138,726 | | | | | | News Article | History of Perritt Funds Inc - Perritt Emerging Opportunities Fund Ownership Of Penford Corp |
| 2009-09-23 | 2009-07-31 | N-Q | Perritt Microcap Opportunities Fund Inc - Perritt Microcap Opportunities Fund | Specialty & Misc | 328,900 | Added More | 200,450 | 156.05 % | $2,598,310 | $2,953,522 | $355,212 | 13.67 % | $216,486 | | | | | | News Article | History of Perritt Microcap Opportunities Fund Inc - Perritt Microcap Opportunities Fund Ownership Of Penford Corp |
| 2009-09-15 | 2008-03-31 | 13F-HR/A | Segall Bryant And Hamill | Institution | 485,603 | Added More | 131,109 | 36.98 % | $3,811,984 | $4,360,715 | $548,731 | 14.39 % | $148,153 | | | | | | News Article | History of Segall Bryant And Hamill Ownership Of Penford Corp |
| 2009-09-15 | 2008-03-31 | 13F-HR/A | Segall Bryant And Hamill | Institution | 526,702 | Added More | 172,208 | 48.57 % | $4,134,611 | $4,729,784 | $595,173 | 14.39 % | $194,595 | | | | | | News Article | History of Segall Bryant And Hamill Ownership Of Penford Corp |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 385,891 | Sold Some | -264,796 | -40.69 % | $2,817,004 | $3,465,301 | $648,297 | 23.01 % | $-444,857 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Penford Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Small Cap Stock Index Fund | Small-Cap Core | 3,100 | No Change | 0 | 0 % | $22,816 | $27,838 | $5,022 | 22.01 % | $0 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Small Cap Stock Index Fund Ownership Of Penford Corp |
| 2009-09-08 | 2009-06-30 | N-CSR | Revenueshares Etf Trust - Revenueshares Small Cap Fund | Small-Cap Core | 1,510 | Added More | 846 | 127.40 % | $11,114 | $13,560 | $2,446 | 22.01 % | $1,371 | | | | | | News Article | History of Revenueshares Etf Trust - Revenueshares Small Cap Fund Ownership Of Penford Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | | Sold All | -357 | -100 % | | | | 22.01 % | $-578 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Penford Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | | Sold All | -98 | -100 % | | | | 22.01 % | $-159 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Penford Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio | Small-Cap Value | | Sold All | -12,800 | -100 % | | | | 24.03 % | $-22,272 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio Ownership Of Penford Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | | Sold All | -35,100 | -100 % | | | | 24.03 % | $-61,074 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Penford Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 7,000 | No Change | 0 | 0 % | $50,680 | $62,860 | $12,180 | 24.03 % | $0 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Penford Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | | Sold All | -26,900 | -100 % | | | | 24.03 % | $-46,806 | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Penford Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Bull Profund | Large-Cap Core | 4,956 | Added More | 4,081 | 466.40 % | $35,881 | $44,505 | $8,623 | 24.03 % | $7,101 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Penford Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund | Small-Cap Core | | Sold All | -300 | -100 % | | | | 24.03 % | $-522 | | | | | | News Article | History of Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund Ownership Of Penford Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 10,007 | No Change | 0 | 0 % | $72,451 | $89,863 | $17,412 | 24.03 % | $0 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Penford Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund - Mml Small Cap Index Fund | Small-Cap Core | 1,200 | No Change | 0 | 0 % | $8,496 | $10,776 | $2,280 | 26.83 % | $0 | | | | | | News Article | History of Mml Series Investment Fund - Mml Small Cap Index Fund Ownership Of Penford Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund Ii - Mml Small Cap Equity Fund | Small-Cap Core | | Sold All | -160 | -100 % | | | | 26.83 % | $-304 | | | | | | News Article | History of Mml Series Investment Fund Ii - Mml Small Cap Equity Fund Ownership Of Penford Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Small-Cap Index Portfolio | No Data | | Sold All | -6,000 | -100 % | | | | 26.83 % | $-11,400 | | | | | | News Article | History of Pacific Select Fund - Small-Cap Index Portfolio Ownership Of Penford Corp |
| 2009-09-02 | 2009-06-30 | N-CSRS | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | | Sold All | -2,000 | -100 % | | | | 32.64 % | $-4,420 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Penford Corp |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 4,156 | Sold Some | -19,736 | -82.60 % | $26,224 | $37,321 | $11,097 | 42.31 % | $-52,695 | | | | | | News Article | History of Amvescap Plc Ownership Of Penford Corp |
| 2009-08-31 | 2009-06-30 | N-Q | Gabelli Equity Series Funds Inc - The Gabelli Small Cap Growth Fund | Small-Cap Growth | 60,000 | No Change | 0 | 0 % | $386,400 | $538,800 | $152,400 | 39.44 % | $0 | | | | | | News Article | History of Gabelli Equity Series Funds Inc - The Gabelli Small Cap Growth Fund Ownership Of Penford Corp |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | | Sold All | -129 | -100 % | | | | 39.44 % | $-328 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Penford Corp |
| 2009-08-31 | 2009-06-30 | N-Q | Westwood Funds - Westwood Balanced Fund | Mixed-Asset Target Allocation Moderate | 6,300 | Added More | 3,000 | 90.90 % | $40,572 | $56,574 | $16,002 | 39.44 % | $7,620 | | | | | | News Article | History of Westwood Funds - Westwood Balanced Fund Ownership Of Penford Corp |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Smallcap Dividend Fund | Small-Cap Core | | Sold All | -2,503 | -100 % | | | | 39.44 % | $-6,358 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Smallcap Dividend Fund Ownership Of Penford Corp |
| 2009-08-28 | 2009-06-30 | N-CSR | First American Investment Funds Inc - International Fund | International Multi-Cap Core | | Sold All | -611 | -100 % | | | | 33.83 % | $-1,387 | | | | | | News Article | History of First American Investment Funds Inc - International Fund Ownership Of Penford Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | | Sold All | -138,860 | -100 % | | | | 33.83 % | $-315,212 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of Penford Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Value Index Fund | Multi-Cap Value | | Sold All | -91,028 | -100 % | | | | 33.83 % | $-206,634 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Value Index Fund Ownership Of Penford Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | | Sold All | -2,911 | -100 % | | | | 33.83 % | $-6,608 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Penford Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Value Index Fund | Multi-Cap Value | | Sold All | -763 | -100 % | | | | 33.83 % | $-1,732 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Value Index Fund Ownership Of Penford Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Microcap Index Fund | Specialty & Misc | 19,806 | Added More | 4,384 | 28.42 % | $132,898 | $177,858 | $44,960 | 33.83 % | $9,952 | | | | | | News Article | History of Ishares Trust - Ishares Russell Microcap Index Fund Ownership Of Penford Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Small Cap Portfolio | Small-Cap Core | 1,592 | New Holding | 1,592 | 100 % | $10,682 | $14,296 | $3,614 | 33.83 % | $3,614 | | | | | | News Article | History of Seasons Series Trust - Small Cap Portfolio Ownership Of Penford Corp |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 7,399 | Sold Some | -64 | -0.85 % | $49,647 | $66,443 | $16,796 | 33.83 % | $-145 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Penford Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Tamarack Funds Trust - Tamarack Enterprise Fund | Specialty & Misc | | Sold All | -79,442 | -100 % | | | | 33.43 % | $-178,745 | | | | | | News Article | History of Tamarack Funds Trust - Tamarack Enterprise Fund Ownership Of Penford Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Tamarack Funds Trust - Tamarack Microcap Value Fund | Multi-Cap Value | 38,000 | No Change | 0 | 0 % | $255,740 | $341,240 | $85,500 | 33.43 % | $0 | | | | | | News Article | History of Tamarack Funds Trust - Tamarack Microcap Value Fund Ownership Of Penford Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Thrivent Series Fund Inc - Thrivent Small Cap Index Portfolio | Small-Cap Core | 6,000 | Sold Some | -200 | -3.22 % | $40,380 | $53,880 | $13,500 | 33.43 % | $-450 | | | | | | News Article | History of Thrivent Series Fund Inc - Thrivent Small Cap Index Portfolio Ownership Of Penford Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | | Sold All | -7,224 | -100 % | | | | 33.43 % | $-16,254 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Penford Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 79,053 | No Change | 0 | 0 % | $532,027 | $709,896 | $177,869 | 33.43 % | $0 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Penford Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 107,302 | No Change | 0 | 0 % | $722,142 | $963,572 | $241,430 | 33.43 % | $0 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Penford Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Wells Fargo Master Trust - Index Portfolio | Specialty & Misc | 7,199 | Sold Some | -22 | -0.30 % | $48,449 | $64,647 | $16,198 | 33.43 % | $-50 | | | | | | News Article | History of Wells Fargo Master Trust - Index Portfolio Ownership Of Penford Corp |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 5,215 | No Change | 0 | 0 % | $35,097 | $46,831 | $11,734 | 33.43 % | $0 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Penford Corp |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim Index 600 Portfolio | No Data | 6,116 | Added More | 38 | 0.62 % | $41,772 | $54,922 | $13,149 | 31.47 % | $82 | | | | | | News Article | History of Maxim Series Fund Inc - Maxim Index 600 Portfolio Ownership Of Penford Corp |
| 2009-08-24 | 2009-06-30 | N-Q | Dreyfus Premier Opportunity Funds - Enterprise Fund | Small-Cap Growth | | Sold All | -52,300 | -100 % | | | | 28.83 % | $-105,123 | | | | | | News Article | History of Dreyfus Premier Opportunity Funds - Enterprise Fund Ownership Of Penford Corp |
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