| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-20 | 2009-09-30 | 13F-HR | California State Teachers Retirement System | Institution | 536,734 | Sold Some | -2,150 | -0.39 % | $13,837,003 | $13,837,003 | $0 | 0.00 % | $0 | | | | | | News Article | History of California State Teachers Retirement System Ownership Of Principal Financial Group Inc |
| 2009-11-20 | 2009-09-30 | 13F-HR/A | Janus Capital Management Llc | Institution | 1,653,096 | Added More | 299,777 | 22.15 % | $42,616,815 | $42,616,815 | $0 | 0.00 % | $0 | | | | | | News Article | History of Janus Capital Management Llc Ownership Of Principal Financial Group Inc |
| 2009-11-18 | 2009-09-30 | 13F-HR/A | Adage Capital Partners Gp Llc | Institution | 392,451 | Added More | 700 | 0.17 % | $10,600,102 | $10,117,387 | $-482,715 | -4.55 % | $-861 | | | | | | News Article | History of Adage Capital Partners Gp Llc Ownership Of Principal Financial Group Inc |
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | 10,267 | New Holding | 10,267 | 100 % | $277,312 | $264,683 | $-12,628 | -4.55 % | $-12,628 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Principal Financial Group Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 167,267 | Added More | 63,032 | 60.47 % | $4,536,281 | $4,312,143 | $-224,138 | -4.94 % | $-84,463 | | | | | | News Article | History of Amvescap Plc Ownership Of Principal Financial Group Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 703,250 | Sold Some | -30,815 | -4.19 % | $19,072,140 | $18,129,785 | $-942,355 | -4.94 % | $41,292 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Principal Financial Group Inc |
| 2009-11-17 | 2009-09-30 | N-Q | Lincoln Variable Insurance Products Trust - Core Fund | Multi-Cap Core | 45,982 | Added More | 17,282 | 60.21 % | $1,247,032 | $1,185,416 | $-61,616 | -4.94 % | $-23,158 | | | | | | News Article | History of Lincoln Variable Insurance Products Trust - Core Fund Ownership Of Principal Financial Group Inc |
| 2009-11-17 | 2009-09-30 | N-Q | Lincoln Variable Insurance Products Trust - Growth Fund | Multi-Cap Growth | 28,200 | New Holding | 28,200 | 100 % | $764,784 | $726,996 | $-37,788 | -4.94 % | $-37,788 | | | | | | News Article | History of Lincoln Variable Insurance Products Trust - Growth Fund Ownership Of Principal Financial Group Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Rothschild Asset Management Inc | Institution | 175,360 | New Holding | 175,360 | 100 % | $4,755,763 | $4,520,781 | $-234,982 | -4.94 % | $-234,982 | | | | | | News Article | History of Rothschild Asset Management Inc Ownership Of Principal Financial Group Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Serengeti Asset Management Lp | Institution | 110,000 | New Holding | 110,000 | 100 % | $2,983,200 | $2,835,800 | $-147,400 | -4.94 % | $-147,400 | | | | | | News Article | History of Serengeti Asset Management Lp Ownership Of Principal Financial Group Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 593,882 | Sold Some | -190,430 | -24.27 % | $16,106,080 | $15,310,278 | $-795,802 | -4.94 % | $255,176 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Acadia Trust Na | Institution | 500 | New Holding | 500 | 100 % | $13,380 | $12,890 | $-490 | -3.66 % | $-490 | | | | | | News Article | History of Acadia Trust Na Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | American Independence Financial Services Llc | Institution | 6,500 | Added More | 800 | 14.03 % | $173,940 | $167,570 | $-6,370 | -3.66 % | $-784 | | | | | | News Article | History of American Independence Financial Services Llc Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 277,474 | Added More | 134,452 | 94.00 % | $7,425,204 | $7,153,280 | $-271,925 | -3.66 % | $-131,763 | | | | | | News Article | History of American International Group Inc Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Aqr Capital Management Llc | Institution | 8,600 | Sold Some | -11,200 | -56.56 % | $230,136 | $221,708 | $-8,428 | -3.66 % | $10,976 | | | | | | News Article | History of Aqr Capital Management Llc Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bancorpsouth Inc | Institution | 1,283 | No Change | 0 | 0 % | $34,333 | $33,076 | $-1,257 | -3.66 % | $0 | | | | | | News Article | History of Bancorpsouth Inc Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Baring Asset Management Inc | Institution | 371,646 | New Holding | 371,646 | 100 % | $9,945,247 | $9,581,034 | $-364,213 | -3.66 % | $-364,213 | | | | | | News Article | History of Baring Asset Management Inc Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Carret Asset Management | Institution | 36,075 | Added More | 3,650 | 11.25 % | $965,367 | $930,014 | $-35,354 | -3.66 % | $-3,577 | | | | | | News Article | History of Carret Asset Management Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 4,261 | Sold Some | -195,646 | -97.86 % | $114,024 | $109,849 | $-4,176 | -3.66 % | $191,733 | | | | | | News Article | History of Citadel L P Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Cna Financial Corp | Institution | 1,025 | Added More | 505 | 97.11 % | $27,429 | $26,425 | $-1,005 | -3.66 % | $-495 | | | | | | News Article | History of Cna Financial Corp Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Cobalt Capital Management Inc | Institution | 703,281 | Sold Some | -326,719 | -31.72 % | $18,819,800 | $18,130,584 | $-689,215 | -3.66 % | $320,185 | | | | | | News Article | History of Cobalt Capital Management Inc Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Concert Wealth Management Inc | No Data | 177 | No Change | 0 | 0 % | $4,737 | $4,563 | $-173 | -3.66 % | $0 | | | | | | News Article | History of Concert Wealth Management Inc Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Connor Clark And Lunn Investment Management Ltd | Institution | | Sold All | -18,300 | -100 % | | | | -3.66 % | $17,934 | | | | | | News Article | History of Connor Clark And Lunn Investment Management Ltd Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Cr Intrinsic Investors Llc | Institution | 155,100 | New Holding | 155,100 | 100 % | $4,150,476 | $3,998,478 | $-151,998 | -3.66 % | $-151,998 | | | | | | News Article | History of Cr Intrinsic Investors Llc Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Employees Retirement System Of Texas | Institution | 90,000 | Added More | 13,000 | 16.88 % | $2,408,400 | $2,320,200 | $-88,200 | -3.66 % | $-12,740 | | | | | | News Article | History of Employees Retirement System Of Texas Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fidelity International Ltd | Institution | 8,160 | New Holding | 8,160 | 100 % | $218,362 | $210,365 | $-7,997 | -3.66 % | $-7,997 | | | | | | News Article | History of Fidelity International Ltd Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Asset Management Inc | Institution | 9,100 | New Holding | 9,100 | 100 % | $243,516 | $234,598 | $-8,918 | -3.66 % | $-8,918 | | | | | | News Article | History of Fifth Third Asset Management Inc Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | Institution | 2,199 | Sold Some | -912 | -29.31 % | $58,845 | $56,690 | $-2,155 | -3.66 % | $894 | | | | | | News Article | History of Fifth Third Bancorp Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 2,621,277 | Sold Some | -1,854,143 | -41.42 % | $70,145,373 | $67,576,521 | $-2,568,851 | -3.66 % | $1,817,060 | | | | | | News Article | History of Fmr Corp Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | General Re New England Asset Management Inc | Institution | 429 | No Change | 0 | 0 % | $11,480 | $11,060 | $-420 | -3.66 % | $0 | | | | | | News Article | History of General Re New England Asset Management Inc Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 2,676,991 | Added More | 463,640 | 20.94 % | $71,636,279 | $69,012,828 | $-2,623,451 | -3.66 % | $-454,367 | | | | | | News Article | History of Ing Groep Nv Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Jgd Management Corp | Institution | | Sold All | -1,002,315 | -100 % | | | | -3.66 % | $982,269 | | | | | | News Article | History of Jgd Management Corp Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Loomis Sayles And Co L P | Institution | | Sold All | -7,971 | -100 % | | | | -3.66 % | $7,812 | | | | | | News Article | History of Loomis Sayles And Co L P Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Mackenzie Financial Corp | Institution | 11,800 | New Holding | 11,800 | 100 % | $315,768 | $304,204 | $-11,564 | -3.66 % | $-11,564 | | | | | | News Article | History of Mackenzie Financial Corp Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Madison Square Investors Llc | No Data | 573,093 | Added More | 319,218 | 125.73 % | $15,335,969 | $14,774,338 | $-561,631 | -3.66 % | $-312,834 | | | | | | News Article | History of Madison Square Investors Llc Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Mendon Capital Advisors Corp | Institution | 325,000 | Added More | 175,000 | 116.66 % | $8,697,000 | $8,378,500 | $-318,500 | -3.66 % | $-171,500 | | | | | | News Article | History of Mendon Capital Advisors Corp Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | 15,011 | Sold Some | -49,514 | -76.73 % | $401,694 | $386,984 | $-14,711 | -3.66 % | $48,524 | | | | | | News Article | History of Millennium Management Llc Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 1,435,746 | Added More | 363,119 | 33.85 % | $38,420,563 | $37,013,532 | $-1,407,031 | -3.66 % | $-355,857 | | | | | | News Article | History of Morgan Stanley Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | New York State Teachers Retirement System | Institution | 881,826 | New Holding | 881,826 | 100 % | $23,597,664 | $22,733,474 | $-864,189 | -3.66 % | $-864,189 | | | | | | News Article | History of New York State Teachers Retirement System Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Co Of Connecticut | Institution | | Sold All | -1,313 | -100 % | | | | -3.66 % | $1,287 | | | | | | News Article | History of Northern Trust Co Of Connecticut Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 11,588,689 | Sold Some | -365,007 | -3.05 % | $310,113,318 | $298,756,402 | $-11,356,915 | -3.66 % | $357,707 | | | | | | News Article | History of Northern Trust Corp Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Nyl Trust Co | Institution | 4,860 | Sold Some | -7,211 | -59.73 % | $130,054 | $125,291 | $-4,763 | -3.66 % | $7,067 | | | | | | News Article | History of Nyl Trust Co Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 29,120 | Added More | 23,520 | 420.00 % | $779,251 | $750,714 | $-28,538 | -3.66 % | $-23,050 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Provident Advisors Llc | Institution | 12,600 | New Holding | 12,600 | 100 % | $337,176 | $324,828 | $-12,348 | -3.66 % | $-12,348 | | | | | | News Article | History of Provident Advisors Llc Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Quantlab Capital Management Ltd | Institution | | Sold All | -14,649 | -100 % | | | | -3.66 % | $14,356 | | | | | | News Article | History of Quantlab Capital Management Ltd Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Rafferty Asset Management Llc | Institution | 183,394 | Sold Some | -195,592 | -51.60 % | $4,907,623 | $4,727,897 | $-179,726 | -3.66 % | $191,680 | | | | | | News Article | History of Rafferty Asset Management Llc Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Rbc Dominion Securities Inc | Institution | 425 | New Holding | 425 | 100 % | $11,373 | $10,957 | $-417 | -3.66 % | $-417 | | | | | | News Article | History of Rbc Dominion Securities Inc Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Sac Capital Advisors Lp | No Data | 151,589 | Sold Some | -150,509 | -49.82 % | $4,056,522 | $3,907,964 | $-148,557 | -3.66 % | $147,499 | | | | | | News Article | History of Sac Capital Advisors Lp Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Samlyn Capital Llc | Institution | 601,800 | Sold Some | -565,900 | -48.46 % | $16,104,168 | $15,514,404 | $-589,764 | -3.66 % | $554,582 | | | | | | News Article | History of Samlyn Capital Llc Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 25,230 | Sold Some | -946,495 | -97.40 % | $675,155 | $650,429 | $-24,725 | -3.66 % | $927,565 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | State Treasurer State Of Michigan | Institution | 178,292 | Added More | 1,300 | 0.73 % | $4,771,094 | $4,596,368 | $-174,726 | -3.66 % | $-1,274 | | | | | | News Article | History of State Treasurer State Of Michigan Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Thales Fund Management Llc | Institution | 14,010 | New Holding | 14,010 | 100 % | $374,908 | $361,178 | $-13,730 | -3.66 % | $-13,730 | | | | | | News Article | History of Thales Fund Management Llc Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Timescape Global Capital Management Llc | No Data | 106,200 | New Holding | 106,200 | 100 % | $2,841,912 | $2,737,836 | $-104,076 | -3.66 % | $-104,076 | | | | | | News Article | History of Timescape Global Capital Management Llc Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | | Sold All | -257,811 | -100 % | | | | -3.66 % | $252,655 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ubs Global Asset Management Americas Inc | Institution | 11,596,770 | Added More | 531,421 | 4.80 % | $310,329,565 | $298,964,731 | $-11,364,835 | -3.66 % | $-520,793 | | | | | | News Article | History of Ubs Global Asset Management Americas Inc Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Umb Bank N A | Institution | 23,753 | Sold Some | -99 | -0.41 % | $635,630 | $612,352 | $-23,278 | -3.66 % | $97 | | | | | | News Article | History of Umb Bank N A Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 89,373 | Sold Some | -2,989 | -3.23 % | $2,391,621 | $2,304,036 | $-87,586 | -3.66 % | $2,929 | | | | | | News Article | History of Us Bancorp De Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wellington Management Co Llp | Institution | 5,377,085 | Sold Some | -3,295,242 | -37.99 % | $143,890,795 | $138,621,251 | $-5,269,543 | -3.66 % | $3,229,337 | | | | | | News Article | History of Wellington Management Co Llp Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wexford Capital Llc | Institution | 33,500 | New Holding | 33,500 | 100 % | $896,460 | $863,630 | $-32,830 | -3.66 % | $-32,830 | | | | | | News Article | History of Wexford Capital Llc Ownership Of Principal Financial Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | White Elm Capital Llc | No Data | | Sold All | -85,500 | -100 % | | | | -3.66 % | $83,790 | | | | | | News Article | History of White Elm Capital Llc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-11-13 | 13F-HR | Wilmington Trust Co | Institution | 8,050 | New Holding | 8,050 | 100 % | $207,127 | $207,529 | $403 | 0.19 % | $403 | | | | | | News Article | History of Wilmington Trust Co Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | 57,184 | Added More | 42,105 | 279.22 % | $1,471,344 | $1,474,204 | $2,859 | 0.19 % | $2,105 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 1,902,047 | Added More | 352,120 | 22.71 % | $48,939,669 | $49,034,772 | $95,102 | 0.19 % | $17,606 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Atlanta Capital Management Co L L C | Institution | 300 | Sold Some | -150 | -33.33 % | $7,719 | $7,734 | $15 | 0.19 % | $-8 | | | | | | News Article | History of Atlanta Capital Management Co L L C Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Avesta Capital Advisors Llc | Institution | | Sold All | -150,000 | -100 % | | | | 0.19 % | $-7,500 | | | | | | News Article | History of Avesta Capital Advisors Llc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 6,273,888 | Added More | 5,228,662 | 500.24 % | $161,427,138 | $161,740,833 | $313,694 | 0.19 % | $261,433 | | | | | | News Article | History of Axa Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 362,612 | Added More | 38,653 | 11.93 % | $9,330,007 | $9,348,137 | $18,131 | 0.19 % | $1,933 | | | | | | News Article | History of Barclays Plc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Batterymarch Financial Management Inc | Institution | 891,859 | Added More | 337,118 | 60.77 % | $22,947,532 | $22,992,125 | $44,593 | 0.19 % | $16,856 | | | | | | News Article | History of Batterymarch Financial Management Inc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 231,296 | Added More | 201,847 | 685.41 % | $5,951,246 | $5,962,811 | $11,565 | 0.19 % | $10,092 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Asset Management S A S | Institution | 11,330 | No Change | 0 | 0 % | $291,521 | $292,087 | $567 | 0.19 % | $0 | | | | | | News Article | History of Bnp Paribas Asset Management S A S Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Castle Point Capital Management Llc | Institution | 100,000 | Sold Some | -100,000 | -50.00 % | $2,573,000 | $2,578,000 | $5,000 | 0.19 % | $-5,000 | | | | | | News Article | History of Castle Point Capital Management Llc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Caxton Associates Llc | Institution | | Sold All | -50,000 | -100 % | | | | 0.19 % | $-2,500 | | | | | | News Article | History of Caxton Associates Llc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Cramer Rosenthal Mcglynn Llc | Institution | 3,535,940 | New Holding | 3,535,940 | 100 % | $90,979,736 | $91,156,533 | $176,797 | 0.19 % | $176,797 | | | | | | News Article | History of Cramer Rosenthal Mcglynn Llc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | 83,886 | Added More | 45,848 | 120.53 % | $2,158,387 | $2,162,581 | $4,194 | 0.19 % | $2,292 | | | | | | News Article | History of Credit Agricole S A Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Davis Selected Advisers | Institution | 4,590,152 | Added More | 145,354 | 3.27 % | $118,104,611 | $118,334,119 | $229,508 | 0.19 % | $7,268 | | | | | | News Article | History of Davis Selected Advisers Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Dc Capital Partners Lp | Institution | | Sold All | -4,710 | -100 % | | | | 0.19 % | $-236 | | | | | | News Article | History of Dc Capital Partners Lp Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Dekabank Deutsche Girozentrale | No Data | | Sold All | -11,556 | -100 % | | | | 0.19 % | $-578 | | | | | | News Article | History of Dekabank Deutsche Girozentrale Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Diamondback Capital Management Llc | Institution | 326,572 | Added More | 201,024 | 160.11 % | $8,402,698 | $8,419,026 | $16,329 | 0.19 % | $10,051 | | | | | | News Article | History of Diamondback Capital Management Llc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Dnb Asset Management Us Inc | Institution | | Sold All | -63,286 | -100 % | | | | 0.19 % | $-3,164 | | | | | | News Article | History of Dnb Asset Management Us Inc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | F And C Asset Management Plc | Institution | 10,450 | No Change | 0 | 0 % | $268,879 | $269,401 | $523 | 0.19 % | $0 | | | | | | News Article | History of F And C Asset Management Plc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Fairfield Research Corp | Institution | 16,965 | Added More | 7,935 | 87.87 % | $436,509 | $437,358 | $848 | 0.19 % | $397 | | | | | | News Article | History of Fairfield Research Corp Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Fbr Capital Markets Corp | Insider | 70,000 | Sold Some | -75,000 | -51.72 % | $1,801,100 | $1,804,600 | $3,500 | 0.19 % | $-3,750 | | | | | | News Article | History of Fbr Capital Markets Corp Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Fiduciary Asset Management Co | Institution | 20,800 | New Holding | 20,800 | 100 % | $535,184 | $536,224 | $1,040 | 0.19 % | $1,040 | | | | | | News Article | History of Fiduciary Asset Management Co Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Financial Stocks Inc | Institution | | Sold All | -250,000 | -100 % | | | | 0.19 % | $-12,500 | | | | | | News Article | History of Financial Stocks Inc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | First Mercantile Trust Co | Institution | 4,530 | Sold Some | -730 | -13.87 % | $116,557 | $116,783 | $227 | 0.19 % | $-37 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | First National Bank Of Omaha | Institution | 16,000 | No Change | 0 | 0 % | $411,680 | $412,480 | $800 | 0.19 % | $0 | | | | | | News Article | History of First National Bank Of Omaha Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 4,233 | Sold Some | -149,797 | -97.25 % | $108,915 | $109,127 | $212 | 0.19 % | $-7,490 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 1,498,852 | Added More | 59,585 | 4.13 % | $38,565,462 | $38,640,405 | $74,943 | 0.19 % | $2,979 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 5,029,230 | Added More | 843,531 | 20.15 % | $129,402,088 | $129,653,549 | $251,462 | 0.19 % | $42,177 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Grantham Mayo Van Otterloo And Co Llc | Institution | | Sold All | -48,100 | -100 % | | | | 0.19 % | $-2,405 | | | | | | News Article | History of Grantham Mayo Van Otterloo And Co Llc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Hbk Investments L P | Institution | | Sold All | -181,136 | -100 % | | | | 0.19 % | $-9,057 | | | | | | News Article | History of Hbk Investments L P Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Henderson Group Plc | Institution | 68,922 | Added More | 10,991 | 18.97 % | $1,773,363 | $1,776,809 | $3,446 | 0.19 % | $550 | | | | | | News Article | History of Henderson Group Plc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jacobs Levy Equity Management Inc | Institution | | Sold All | -519,700 | -100 % | | | | 0.19 % | $-25,985 | | | | | | News Article | History of Jacobs Levy Equity Management Inc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jefferies Group Inc | Institution | 41,200 | Added More | 5,068 | 14.02 % | $1,060,076 | $1,062,136 | $2,060 | 0.19 % | $253 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Keybank National Association | Institution | 19,977 | Sold Some | -2,291 | -10.28 % | $514,008 | $515,007 | $999 | 0.19 % | $-115 | | | | | | News Article | History of Keybank National Association Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Legg Mason Asset Management Co Ltd | Institution | 70,200 | New Holding | 70,200 | 100 % | $1,806,246 | $1,809,756 | $3,510 | 0.19 % | $3,510 | | | | | | News Article | History of Legg Mason Asset Management Co Ltd Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Legg Mason Inc | Institution | 6,300 | New Holding | 6,300 | 100 % | $162,099 | $162,414 | $315 | 0.19 % | $315 | | | | | | News Article | History of Legg Mason Inc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Legg Mason Investment Counsel Llc | Institution | 1,211 | No Change | 0 | 0 % | $31,159 | $31,220 | $61 | 0.19 % | $0 | | | | | | News Article | History of Legg Mason Investment Counsel Llc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Lord Abbett And Co Llc | Institution | 850,593 | Added More | 529,243 | 164.69 % | $21,885,758 | $21,928,288 | $42,530 | 0.19 % | $26,462 | | | | | | News Article | History of Lord Abbett And Co Llc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Los Angeles Capital Management And Equity Research Inc | Institution | 119,608 | New Holding | 119,608 | 100 % | $3,077,514 | $3,083,494 | $5,980 | 0.19 % | $5,980 | | | | | | News Article | History of Los Angeles Capital Management And Equity Research Inc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mairs And Power Inc | Institution | 1,620,991 | Added More | 28,626 | 1.79 % | $41,708,098 | $41,789,148 | $81,050 | 0.19 % | $1,431 | | | | | | News Article | History of Mairs And Power Inc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Managed Account Advisors Llc | Institution | 34,932 | Added More | 17,556 | 101.03 % | $898,800 | $900,547 | $1,747 | 0.19 % | $878 | | | | | | News Article | History of Managed Account Advisors Llc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | N-Q | Managers Amg Funds - Timessquare Mid Cap Growth Fund | Mid-Cap Growth | 126,627 | Sold Some | -323,800 | -71.88 % | $3,258,113 | $3,264,444 | $6,331 | 0.19 % | $-16,190 | | | | | | News Article | History of Managers Amg Funds - Timessquare Mid Cap Growth Fund Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Marshall Ilsley Corp | Institution | 126,797 | Added More | 3,070 | 2.48 % | $3,262,487 | $3,268,827 | $6,340 | 0.19 % | $154 | | | | | | News Article | History of Marshall Ilsley Corp Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Martin Currie Inc | Institution | 5,127 | New Holding | 5,127 | 100 % | $131,918 | $132,174 | $256 | 0.19 % | $256 | | | | | | News Article | History of Martin Currie Inc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Martingale Asset Management L P | Institution | 270,331 | New Holding | 270,331 | 100 % | $6,955,617 | $6,969,133 | $13,517 | 0.19 % | $13,517 | | | | | | News Article | History of Martingale Asset Management L P Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mason Street Advisors Llc | Institution | 47,300 | Added More | 700 | 1.50 % | $1,217,029 | $1,219,394 | $2,365 | 0.19 % | $35 | | | | | | News Article | History of Mason Street Advisors Llc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | N-Q | Met Investors Series Trust - Batterymarch Growth And Income Portfolio | Multi-Cap Growth | 50,165 | Added More | 17,050 | 51.48 % | $1,290,745 | $1,293,254 | $2,508 | 0.19 % | $853 | | | | | | News Article | History of Met Investors Series Trust - Batterymarch Growth And Income Portfolio Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | N-Q | Met Investors Series Trust - Goldman Sachs Mid Cap Value Portfolio | Mid-Cap Value | 248,570 | Added More | 92,940 | 59.71 % | $6,395,706 | $6,408,135 | $12,429 | 0.19 % | $4,647 | | | | | | News Article | History of Met Investors Series Trust - Goldman Sachs Mid Cap Value Portfolio Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | N-Q | Met Investors Series Trust - Lazard Mid Cap Portfolio | Mid-Cap Core | 251,000 | Added More | 8,000 | 3.29 % | $6,458,230 | $6,470,780 | $12,550 | 0.19 % | $400 | | | | | | News Article | History of Met Investors Series Trust - Lazard Mid Cap Portfolio Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | N-Q | Met Investors Series Trust - Lord Abbett Growth And Income Portfolio | Multi-Cap Growth | 142,469 | New Holding | 142,469 | 100 % | $3,665,727 | $3,672,851 | $7,123 | 0.19 % | $7,123 | | | | | | News Article | History of Met Investors Series Trust - Lord Abbett Growth And Income Portfolio Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Muhlenkamp And Co Inc | Institution | 196,590 | Sold Some | -70 | -0.03 % | $5,058,261 | $5,068,090 | $9,830 | 0.19 % | $-4 | | | | | | News Article | History of Muhlenkamp And Co Inc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Natixis | Institution | 52,316 | Added More | 1,165 | 2.27 % | $1,346,091 | $1,348,706 | $2,616 | 0.19 % | $58 | | | | | | News Article | History of Natixis Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Neuberger Berman Group Llc | No Data | 565,600 | Added More | 83,561 | 17.33 % | $14,552,888 | $14,581,168 | $28,280 | 0.19 % | $4,178 | | | | | | News Article | History of Neuberger Berman Group Llc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | New York State Common Retirement Fund | Institution | 1,713,675 | Added More | 330,584 | 23.90 % | $44,092,858 | $44,178,542 | $85,684 | 0.19 % | $16,529 | | | | | | News Article | History of New York State Common Retirement Fund Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Nuveen Hydepark Group Llc | Institution | 10,890 | New Holding | 10,890 | 100 % | $280,200 | $280,744 | $545 | 0.19 % | $545 | | | | | | News Article | History of Nuveen Hydepark Group Llc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Panagora Asset Management Inc | Institution | 39,084 | Added More | 14,992 | 62.22 % | $1,005,631 | $1,007,586 | $1,954 | 0.19 % | $750 | | | | | | News Article | History of Panagora Asset Management Inc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Paradigm Asset Management Co Llc | Institution | 37,595 | Added More | 16,500 | 78.21 % | $967,319 | $969,199 | $1,880 | 0.19 % | $825 | | | | | | News Article | History of Paradigm Asset Management Co Llc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Plante Moran Financial Advisors Ltd Partnership | Institution | 1,281 | No Change | 0 | 0 % | $32,960 | $33,024 | $64 | 0.19 % | $0 | | | | | | News Article | History of Plante Moran Financial Advisors Ltd Partnership Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 6,188,250 | Added More | 307,900 | 5.23 % | $159,223,673 | $159,533,085 | $309,413 | 0.19 % | $15,395 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Public Sector Pension Investment Board | Institution | 22,969 | New Holding | 22,969 | 100 % | $590,992 | $592,141 | $1,148 | 0.19 % | $1,148 | | | | | | News Article | History of Public Sector Pension Investment Board Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | 393,206 | Sold Some | -3,158 | -0.79 % | $10,117,190 | $10,136,851 | $19,660 | 0.19 % | $-158 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 10,541 | Sold Some | -4,063 | -27.82 % | $271,220 | $271,747 | $527 | 0.19 % | $-203 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 326,600 | Sold Some | -49,900 | -13.25 % | $8,403,418 | $8,419,748 | $16,330 | 0.19 % | $-2,495 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Research Affiliates Llc | Institution | 102,932 | Added More | 2,417 | 2.40 % | $2,648,440 | $2,653,587 | $5,147 | 0.19 % | $121 | | | | | | News Article | History of Research Affiliates Llc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sei Trust Co | Institution | 22,000 | Added More | 3,100 | 16.40 % | $566,060 | $567,160 | $1,100 | 0.19 % | $155 | | | | | | News Article | History of Sei Trust Co Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Thompson Siegel And Walmsley Inc | Institution | 628,042 | Added More | 307,817 | 96.12 % | $16,159,521 | $16,190,923 | $31,402 | 0.19 % | $15,391 | | | | | | News Article | History of Thompson Siegel And Walmsley Inc Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Tudor Investment Corp Et Al | Institution | 8,300 | New Holding | 8,300 | 100 % | $213,559 | $213,974 | $415 | 0.19 % | $415 | | | | | | News Article | History of Tudor Investment Corp Et Al Ownership Of Principal Financial Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 10,680,256 | Added More | 352,541 | 3.41 % | $274,802,987 | $275,337,000 | $534,013 | 0.19 % | $17,627 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-10-30 | 13F-HR | Td Asset Management Inc | Institution | 215,928 | Added More | 10,400 | 5.06 % | $5,514,801 | $5,566,624 | $51,823 | 0.93 % | $2,496 | | | | | | News Article | History of Td Asset Management Inc Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allianz Global Investors Of America L P | Institution | 399,060 | Added More | 384,060 | 2560.40 % | $10,191,992 | $10,287,767 | $95,774 | 0.93 % | $92,174 | | | | | | News Article | History of Allianz Global Investors Of America L P Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Analytic Investors Inc | Institution | 17,356 | Sold Some | -174,986 | -90.97 % | $443,272 | $447,438 | $4,165 | 0.93 % | $-41,997 | | | | | | News Article | History of Analytic Investors Inc Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aronson And Johnson And Ortiz Lp | Institution | 388,100 | Sold Some | -28,700 | -6.88 % | $9,912,074 | $10,005,218 | $93,144 | 0.93 % | $-6,888 | | | | | | News Article | History of Aronson And Johnson And Ortiz Lp Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aviva Plc | Institution | 129,631 | New Holding | 129,631 | 100 % | $3,310,776 | $3,341,887 | $31,111 | 0.93 % | $31,111 | | | | | | News Article | History of Aviva Plc Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 2,274,559 | Added More | 2,000,907 | 731.18 % | $58,092,237 | $58,638,131 | $545,894 | 0.93 % | $480,218 | | | | | | News Article | History of Bank Of America Corp Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 12,722,925 | Added More | 480,779 | 3.92 % | $324,943,505 | $327,997,007 | $3,053,502 | 0.93 % | $115,387 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Canada Pension Plan Investment Board | Institution | 353,037 | Added More | 150,075 | 73.94 % | $9,016,565 | $9,101,294 | $84,729 | 0.93 % | $36,018 | | | | | | News Article | History of Canada Pension Plan Investment Board Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 136,597 | New Holding | 136,597 | 100 % | $3,488,687 | $3,521,471 | $32,783 | 0.93 % | $32,783 | | | | | | News Article | History of Credit Suisse Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Daiwa Sb Investments Ltd | Institution | 117,400 | New Holding | 117,400 | 100 % | $2,998,396 | $3,026,572 | $28,176 | 0.93 % | $28,176 | | | | | | News Article | History of Daiwa Sb Investments Ltd Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson D A And Co | Institution | 69,286 | Added More | 4,160 | 6.38 % | $1,769,564 | $1,786,193 | $16,629 | 0.93 % | $998 | | | | | | News Article | History of Davidson D A And Co Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson Investment Advisors | Institution | 69,286 | Sold Some | -38,784 | -35.88 % | $1,769,564 | $1,786,193 | $16,629 | 0.93 % | $-9,308 | | | | | | News Article | History of Davidson Investment Advisors Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dorsey And Whitney Trust Co Llc | Institution | 64,550 | Added More | 7,490 | 13.12 % | $1,648,607 | $1,664,099 | $15,492 | 0.93 % | $1,798 | | | | | | News Article | History of Dorsey And Whitney Trust Co Llc Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dreman Value Management L L C | Institution | 23,191 | Added More | 2,379 | 11.43 % | $592,298 | $597,864 | $5,566 | 0.93 % | $571 | | | | | | News Article | History of Dreman Value Management L L C Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Quadrant L P | Institution | 4,800 | No Change | 0 | 0 % | $122,592 | $123,744 | $1,152 | 0.93 % | $0 | | | | | | News Article | History of First Quadrant L P Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Trust Advisors Lp | Institution | | Sold All | -25,422 | -100 % | | | | 0.93 % | $-6,101 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fortis Investments Management Usa Inc | Institution | 57,366 | New Holding | 57,366 | 100 % | $1,465,128 | $1,478,895 | $13,768 | 0.93 % | $13,768 | | | | | | News Article | History of Fortis Investments Management Usa Inc Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Franklin Resources Inc | Institution | 225,000 | No Change | 0 | 0 % | $5,746,500 | $5,800,500 | $54,000 | 0.93 % | $0 | | | | | | News Article | History of Franklin Resources Inc Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Globeflex Capital L P | Institution | 56,560 | New Holding | 56,560 | 100 % | $1,444,542 | $1,458,117 | $13,574 | 0.93 % | $13,574 | | | | | | News Article | History of Globeflex Capital L P Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Great West Life Assurance Co | Institution | 512,100 | New Holding | 512,100 | 100 % | $13,079,034 | $13,201,938 | $122,904 | 0.93 % | $122,904 | | | | | | News Article | History of Great West Life Assurance Co Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gsa Capital Partners Llp | Institution | | Sold All | -18,048 | -100 % | | | | 0.93 % | $-4,332 | | | | | | News Article | History of Gsa Capital Partners Llp Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hbos Plc | No Data | 80,333 | Added More | 17,400 | 27.64 % | $2,051,705 | $2,070,985 | $19,280 | 0.93 % | $4,176 | | | | | | News Article | History of Hbos Plc Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 2,507,531 | Added More | 528,317 | 26.69 % | $64,042,342 | $64,644,149 | $601,807 | 0.93 % | $126,796 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 2,685,494 | Added More | 706,280 | 35.68 % | $68,587,517 | $69,232,035 | $644,519 | 0.93 % | $169,507 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Irish Life Investment Managers | Institution | 90,931 | Added More | 17,700 | 24.17 % | $2,322,378 | $2,344,201 | $21,823 | 0.93 % | $4,248 | | | | | | News Article | History of Irish Life Investment Managers Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kbc Group Nv | Institution | 126,490 | Added More | 78,823 | 165.36 % | $3,230,555 | $3,260,912 | $30,358 | 0.93 % | $18,918 | | | | | | News Article | History of Kbc Group Nv Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Korea Investment Corp | No Data | 102,600 | Added More | 57,079 | 125.39 % | $2,620,404 | $2,645,028 | $24,624 | 0.93 % | $13,699 | | | | | | News Article | History of Korea Investment Corp Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Legal And General Group Plc | Institution | 1,207,968 | Added More | 53,700 | 4.65 % | $30,851,503 | $31,141,415 | $289,912 | 0.93 % | $12,888 | | | | | | News Article | History of Legal And General Group Plc Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Manufactureres Life Insurance Co | Institution | 63,839 | Sold Some | -261,398 | -80.37 % | $1,630,448 | $1,645,769 | $15,321 | 0.93 % | $-62,736 | | | | | | News Article | History of Manufactureres Life Insurance Co Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 450,060 | Added More | 164,936 | 57.84 % | $11,494,532 | $11,602,547 | $108,014 | 0.93 % | $39,585 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 276,244 | Added More | 6,165 | 2.28 % | $7,055,272 | $7,121,570 | $66,299 | 0.93 % | $1,480 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | National Rural Electric Cooperative Association | Institution | 965,000 | No Change | 0 | 0 % | $24,646,100 | $24,877,700 | $231,600 | 0.93 % | $0 | | | | | | News Article | History of National Rural Electric Cooperative Association Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nippon Life Insurance Co | Institution | 18,137,000 | No Change | 0 | 0 % | $463,218,980 | $467,571,860 | $4,352,880 | 0.93 % | $0 | | | | | | News Article | History of Nippon Life Insurance Co Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nomura Asset Management Co Ltd | Institution | 110,259 | Sold Some | -12,900 | -10.47 % | $2,816,015 | $2,842,477 | $26,462 | 0.93 % | $-3,096 | | | | | | News Article | History of Nomura Asset Management Co Ltd Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nomura Asset Management Singapore Ltd | No Data | 5,000 | Added More | 2,300 | 85.18 % | $127,700 | $128,900 | $1,200 | 0.93 % | $552 | | | | | | News Article | History of Nomura Asset Management Singapore Ltd Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oshaughnessy Asset Management Llc | Institution | 40,188 | Added More | 9,378 | 30.43 % | $1,026,402 | $1,036,047 | $9,645 | 0.93 % | $2,251 | | | | | | News Article | History of Oshaughnessy Asset Management Llc Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 142,266 | Sold Some | -5,614 | -3.79 % | $3,633,474 | $3,667,617 | $34,144 | 0.93 % | $-1,347 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 38,854 | Added More | 23,531 | 153.56 % | $992,331 | $1,001,656 | $9,325 | 0.93 % | $5,647 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Paydenfunds | Institution | 3,500 | New Holding | 3,500 | 100 % | $89,390 | $90,230 | $840 | 0.93 % | $840 | | | | | | News Article | History of Paydenfunds Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Royal Bank Of Scotland Group Plc | Institution | 83,871 | Added More | 69,719 | 492.64 % | $2,142,065 | $2,162,194 | $20,129 | 0.93 % | $16,733 | | | | | | News Article | History of Royal Bank Of Scotland Group Plc Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rs Investment Management Co Llc | Institution | 1,610,433 | New Holding | 1,610,433 | 100 % | $41,130,459 | $41,516,963 | $386,504 | 0.93 % | $386,504 | | | | | | News Article | History of Rs Investment Management Co Llc Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 115,284 | Added More | 15,681 | 15.74 % | $2,944,353 | $2,972,022 | $27,668 | 0.93 % | $3,763 | | | | | | News Article | History of Russell Frank Co Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Signaturefd Llc | No Data | 9,300 | No Change | 0 | 0 % | $237,522 | $239,754 | $2,232 | 0.93 % | $0 | | | | | | News Article | History of Signaturefd Llc Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sm And R Investments Inc | Institution | 38,940 | Sold Some | -10 | -0.02 % | $994,528 | $1,003,873 | $9,346 | 0.93 % | $-2 | | | | | | News Article | History of Sm And R Investments Inc Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sovereign Asset Management Corp | Institution | 156,401 | Sold Some | -167,597 | -51.72 % | $3,994,482 | $4,032,018 | $37,536 | 0.93 % | $-40,223 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Suntrust Banks Inc | Institution | 16,686 | Sold Some | -233,127 | -93.32 % | $426,160 | $430,165 | $4,005 | 0.93 % | $-55,950 | | | | | | News Article | History of Suntrust Banks Inc Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 65,072 | Sold Some | -62,948 | -49.17 % | $1,661,939 | $1,677,556 | $15,617 | 0.93 % | $-15,108 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tewksbury Capital Management Ltd | Institution | 53,992 | New Holding | 53,992 | 100 % | $1,378,956 | $1,391,914 | $12,958 | 0.93 % | $12,958 | | | | | | News Article | History of Tewksbury Capital Management Ltd Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Timessquare Capital Management Llc | Institution | 995,800 | Sold Some | -2,103,200 | -67.86 % | $25,432,732 | $25,671,724 | $238,992 | 0.93 % | $-504,768 | | | | | | News Article | History of Timessquare Capital Management Llc Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ubs Oconnor Llc | Institution | | Sold All | -202,000 | -100 % | | | | 0.93 % | $-48,480 | | | | | | News Article | History of Ubs Oconnor Llc Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | United Services Automobile Association | Institution | 331,225 | Sold Some | -37,138 | -10.08 % | $8,459,487 | $8,538,981 | $79,494 | 0.93 % | $-8,913 | | | | | | News Article | History of United Services Automobile Association Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Virginia Retirement Systems Et Al | Institution | 19,887 | No Change | 0 | 0 % | $507,914 | $512,687 | $4,773 | 0.93 % | $0 | | | | | | News Article | History of Virginia Retirement Systems Et Al Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | World Asset Management Inc | Institution | 72,951 | Added More | 4,858 | 7.13 % | $1,863,169 | $1,880,677 | $17,508 | 0.93 % | $1,166 | | | | | | News Article | History of World Asset Management Inc Ownership Of Principal Financial Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Zweig Dimenna Partners L P | Institution | 533,500 | New Holding | 533,500 | 100 % | $13,625,590 | $13,753,630 | $128,040 | 0.93 % | $128,040 | | | | | | News Article | History of Zweig Dimenna Partners L P Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | American Century Companies Inc | Institution | 413,963 | Sold Some | -23,423 | -5.35 % | $10,696,804 | $10,671,966 | $-24,838 | -0.23 % | $1,405 | | | | | | News Article | History of American Century Companies Inc Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Aperio Group Llc | Institution | 22,376 | Added More | 564 | 2.58 % | $578,196 | $576,853 | $-1,343 | -0.23 % | $-34 | | | | | | News Article | History of Aperio Group Llc Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Bp Plc | Institution | 36,000 | No Change | 0 | 0 % | $930,240 | $928,080 | $-2,160 | -0.23 % | $0 | | | | | | News Article | History of Bp Plc Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Caz Investments Lp | Institution | 84,236 | New Holding | 84,236 | 100 % | $2,176,658 | $2,171,604 | $-5,054 | -0.23 % | $-5,054 | | | | | | News Article | History of Caz Investments Lp Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 178,437 | Sold Some | -726,967 | -80.29 % | $4,610,812 | $4,600,106 | $-10,706 | -0.23 % | $43,618 | | | | | | News Article | History of Citigroup Inc Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Clarivest Asset Management Llc | Institution | 2,500 | New Holding | 2,500 | 100 % | $64,600 | $64,450 | $-150 | -0.23 % | $-150 | | | | | | News Article | History of Clarivest Asset Management Llc Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 171,170 | Added More | 12,030 | 7.55 % | $4,423,033 | $4,412,763 | $-10,270 | -0.23 % | $-722 | | | | | | News Article | History of Comerica Bank Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Dai Ichi Mutual Life Insurance Co | Institution | 7,785 | No Change | 0 | 0 % | $201,164 | $200,697 | $-467 | -0.23 % | $0 | | | | | | News Article | History of Dai Ichi Mutual Life Insurance Co Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Dlibj Asset Management Co Ltd | Institution | 65,130 | Added More | 10,004 | 18.14 % | $1,682,959 | $1,679,051 | $-3,908 | -0.23 % | $-600 | | | | | | News Article | History of Dlibj Asset Management Co Ltd Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | First National Trust Co | Institution | 2,463 | Added More | 1,718 | 230.60 % | $63,644 | $63,496 | $-148 | -0.23 % | $-103 | | | | | | News Article | History of First National Trust Co Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Glenmede Trust Co Na | Institution | 28,864 | Added More | 26,774 | 1281.05 % | $745,846 | $744,114 | $-1,732 | -0.23 % | $-1,606 | | | | | | News Article | History of Glenmede Trust Co Na Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Highbridge Capital Management Llc | Institution | 11,159 | Sold Some | -167,053 | -93.73 % | $288,349 | $287,679 | $-670 | -0.23 % | $10,023 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ig Investment Management Ltd | Institution | 718 | New Holding | 718 | 100 % | $18,553 | $18,510 | $-43 | -0.23 % | $-43 | | | | | | News Article | History of Ig Investment Management Ltd Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 5,258,182 | Sold Some | -1,302,824 | -19.85 % | $135,871,423 | $135,555,932 | $-315,491 | -0.23 % | $78,169 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Nomura Holdings Inc | Institution | 446,693 | New Holding | 446,693 | 100 % | $11,542,547 | $11,515,746 | $-26,802 | -0.23 % | $-26,802 | | | | | | News Article | History of Nomura Holdings Inc Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | North Star Asset Management Inc | Institution | 241,942 | Added More | 7,150 | 3.04 % | $6,251,781 | $6,237,265 | $-14,517 | -0.23 % | $-429 | | | | | | News Article | History of North Star Asset Management Inc Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Philadelphia Financial Management Of San Francisco Llc | Institution | | Sold All | -336,901 | -100 % | | | | -0.23 % | $20,214 | | | | | | News Article | History of Philadelphia Financial Management Of San Francisco Llc Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Platte River Capital Llc | Institution | 15,000 | No Change | 0 | 0 % | $387,600 | $386,700 | $-900 | -0.23 % | $0 | | | | | | News Article | History of Platte River Capital Llc Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Tesseract Capital Llc | No Data | 2,800 | Sold Some | -1,055 | -27.36 % | $72,352 | $72,184 | $-168 | -0.23 % | $63 | | | | | | News Article | History of Tesseract Capital Llc Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 192,938 | Sold Some | -34,500 | -15.16 % | $4,985,518 | $4,973,942 | $-11,576 | -0.23 % | $2,070 | | | | | | News Article | History of Ubs Ag Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Verizon Communications Inc | Institution | 68,712 | No Change | 0 | 0 % | $1,775,518 | $1,771,395 | $-4,123 | -0.23 % | $0 | | | | | | News Article | History of Verizon Communications Inc Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-08-31 | N-CSR | Morgan Stanley S And P 500 Index Fund - None | Specialty & Misc | 17,739 | No Change | 0 | 0 % | $458,376 | $457,311 | $-1,064 | -0.23 % | $0 | | | | | | News Article | History of Morgan Stanley S And P 500 Index Fund - None Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-06-30 | 13F-HR/A | Dlibj Asset Management Co Ltd | Institution | 55,126 | Sold Some | -45,604 | -45.27 % | $1,424,456 | $1,421,148 | $-3,308 | -0.23 % | $2,736 | | | | | | News Article | History of Dlibj Asset Management Co Ltd Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2009-03-31 | 13F-HR/A | Dlibj Asset Management Co Ltd | Institution | 100,730 | Added More | 6,233 | 6.59 % | $2,602,863 | $2,596,819 | $-6,044 | -0.23 % | $-374 | | | | | | News Article | History of Dlibj Asset Management Co Ltd Ownership Of Principal Financial Group Inc |
| 2009-11-10 | 2008-12-31 | 13F-HR/A | Dlibj Asset Management Co Ltd | Institution | 94,497 | Added More | 61,787 | 188.89 % | $2,441,802 | $2,436,133 | $-5,670 | -0.23 % | $-3,707 | | | | | | News Article | History of Dlibj Asset Management Co Ltd Ownership Of Principal Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Aberdeen Asset Management Plc | Institution | 30,746 | Added More | 3,300 | 12.02 % | $823,070 | $792,632 | $-30,439 | -3.69 % | $-3,267 | | | | | | News Article | History of Aberdeen Asset Management Plc Ownership Of Principal Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Cadence Capital Management Llc | Institution | 954,483 | New Holding | 954,483 | 100 % | $25,551,510 | $24,606,572 | $-944,938 | -3.69 % | $-944,938 | | | | | | News Article | History of Cadence Capital Management Llc Ownership Of Principal Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Ccm Partners | Institution | 2,207 | No Change | 0 | 0 % | $59,081 | $56,896 | $-2,185 | -3.69 % | $0 | | | | | | News Article | History of Ccm Partners Ownership Of Principal Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Cibc World Markets Corp | Institution | 88,270 | Added More | 59,710 | 209.06 % | $2,362,988 | $2,275,601 | $-87,387 | -3.69 % | $-59,113 | | | | | | News Article | History of Cibc World Markets Corp Ownership Of Principal Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Fan Asset Management Llc | Institution | 29,400 | Added More | 4,400 | 17.60 % | $787,038 | $757,932 | $-29,106 | -3.69 % | $-4,356 | | | | | | News Article | History of Fan Asset Management Llc Ownership Of Principal Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Federated Investors Inc | Institution | 24,524 | Sold Some | -146 | -0.59 % | $656,507 | $632,229 | $-24,279 | -3.69 % | $145 | | | | | | News Article | History of Federated Investors Inc Ownership Of Principal Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Johnson Investment Counsel Inc | Institution | 12,461 | Sold Some | -590 | -4.52 % | $333,581 | $321,245 | $-12,336 | -3.69 % | $584 | | | | | | News Article | History of Johnson Investment Counsel Inc Ownership Of Principal Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Lazard Asset Management Llc | Institution | | Sold All | -400 | -100 % | | | | -3.69 % | $396 | | | | | | News Article | History of Lazard Asset Management Llc Ownership Of Principal Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Lee Munder Capital Group Llc | No Data | 31,443 | No Compare | | | $841,729 | $810,601 | $-31,129 | -3.69 % | | | | | | | News Article | History of Lee Munder Capital Group Llc Ownership Of Principal Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | State Of Wisconsin Investment Board | Institution | 286,746 | Added More | 54,720 | 23.58 % | $7,676,190 | $7,392,312 | $-283,879 | -3.69 % | $-54,173 | | | | | | News Article | History of State Of Wisconsin Investment Board Ownership Of Principal Financial Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Vtl Associates Llc | Institution | | Sold All | -297 | -100 % | | | | -3.69 % | $294 | | | | | | News Article | History of Vtl Associates Llc Ownership Of Principal Financial Group Inc |
| 2009-11-09 | 2009-08-31 | N-CSRS | Jpmorgan Institutional Trust - Jpmorgan Equity Index Trust | Specialty & Misc | | Sold All | -11 | -100 % | | | | -3.69 % | $11 | | | | | | News Article | History of Jpmorgan Institutional Trust - Jpmorgan Equity Index Trust Ownership Of Principal Financial Group Inc |
| 2009-11-09 | 2009-08-31 | N-CSRS | Trust For Professional Managers - Alternative Strategies Mutual Fund | No Data | | Sold All | -400 | -100 % | | | | -3.69 % | $396 | | | | | | News Article | History of Trust For Professional Managers - Alternative Strategies Mutual Fund Ownership Of Principal Financial Group Inc |
| 2009-11-09 | 2009-08-31 | N-CSRS | Trust For Professional Managers - Bristlecone Fund | No Data | | Sold All | -2,000 | -100 % | | | | -3.69 % | $1,980 | | | | | | News Article | History of Trust For Professional Managers - Bristlecone Fund Ownership Of Principal Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Capital Management Corp Va | Institution | 105,535 | Sold Some | -55,645 | -34.52 % | $2,713,305 | $2,720,692 | $7,387 | 0.27 % | $-3,895 | | | | | | News Article | History of Capital Management Corp Va Ownership Of Principal Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Davis R M Inc | Institution | 24,150 | Sold Some | -11,204 | -31.69 % | $620,897 | $622,587 | $1,691 | 0.27 % | $-784 | | | | | | News Article | History of Davis R M Inc Ownership Of Principal Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Deere And Co | Institution | 25,773 | Sold Some | -9,704 | -27.35 % | $662,624 | $664,428 | $1,804 | 0.27 % | $-679 | | | | | | News Article | History of Deere And Co Ownership Of Principal Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Hartford Investment Management Co | Institution | 147,019 | Added More | 17,080 | 13.14 % | $3,779,858 | $3,790,150 | $10,291 | 0.27 % | $1,196 | | | | | | News Article | History of Hartford Investment Management Co Ownership Of Principal Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Markston International Llc | Institution | 39,787 | Sold Some | -2,700 | -6.35 % | $1,022,924 | $1,025,709 | $2,785 | 0.27 % | $-189 | | | | | | News Article | History of Markston International Llc Ownership Of Principal Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metlife Securities Inc | Institution | 2 | No Change | 0 | 0 % | $51 | $52 | $0 | 0.27 % | $0 | | | | | | News Article | History of Metlife Securities Inc Ownership Of Principal Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 264,338 | Sold Some | -3,319 | -1.24 % | $6,796,130 | $6,814,634 | $18,504 | 0.27 % | $-232 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Principal Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Nbt Bank N A | Institution | 687 | No Change | 0 | 0 % | $17,663 | $17,711 | $48 | 0.27 % | $0 | | | | | | News Article | History of Nbt Bank N A Ownership Of Principal Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pioneer Investment Management Inc | Institution | | Sold All | -694,877 | -100 % | | | | 0.27 % | $-48,641 | | | | | | News Article | History of Pioneer Investment Management Inc Ownership Of Principal Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 12,690 | Sold Some | -110,409 | -89.69 % | $326,260 | $327,148 | $888 | 0.27 % | $-7,729 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Principal Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Provident Investment Counsel | Institution | 89,923 | New Holding | 89,923 | 100 % | $2,311,920 | $2,318,215 | $6,295 | 0.27 % | $6,295 | | | | | | News Article | History of Provident Investment Counsel Ownership Of Principal Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 597,910 | Added More | 146,354 | 32.41 % | $15,372,266 | $15,414,120 | $41,854 | 0.27 % | $10,245 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Principal Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 733,385 | Sold Some | -951,884 | -56.48 % | $18,855,328 | $18,906,665 | $51,337 | 0.27 % | $-66,632 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Principal Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 4,342,007 | Sold Some | -2,694,570 | -38.29 % | $111,633,000 | $111,936,940 | $303,940 | 0.27 % | $-188,620 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Principal Financial Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Unionbancal Corp | Institution | 1,250 | Sold Some | -100 | -7.40 % | $32,138 | $32,225 | $88 | 0.27 % | $-7 | | | | | | News Article | History of Unionbancal Corp Ownership Of Principal Financial Group Inc |
| 2009-11-06 | 2009-08-31 | N-CSR | John Hancock Funds Ii - Large Cap Fund | Large-Cap Core | 115,000 | New Holding | 115,000 | 100 % | $2,956,650 | $2,964,700 | $8,050 | 0.27 % | $8,050 | | | | | | News Article | History of John Hancock Funds Ii - Large Cap Fund Ownership Of Principal Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Bankers Trust Co | Institution | 7,338 | New Holding | 7,338 | 100 % | $186,752 | $189,174 | $2,422 | 1.29 % | $2,422 | | | | | | News Article | History of Bankers Trust Co Ownership Of Principal Financial Group Inc |
| 2009-11-05 | 2009-09-30 | N-Q | Crm Mutual Fund Trust - Crm Mid Cap Value Fund | Mid-Cap Value | 2,016,900 | New Holding | 2,016,900 | 100 % | $51,330,105 | $51,995,682 | $665,577 | 1.29 % | $665,577 | | | | | | News Article | History of Crm Mutual Fund Trust - Crm Mid Cap Value Fund Ownership Of Principal Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 4,745 | Added More | 210 | 4.63 % | $120,760 | $122,326 | $1,566 | 1.29 % | $69 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of Principal Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Guardian Investor Services Llc | Institution | 8,741 | Added More | 170 | 1.98 % | $222,458 | $225,343 | $2,885 | 1.29 % | $56 | | | | | | News Article | History of Guardian Investor Services Llc Ownership Of Principal Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Mitsubishi Ufj Asset Management Co Ltd | No Data | 91,900 | Added More | 3,300 | 3.72 % | $2,338,855 | $2,369,182 | $30,327 | 1.29 % | $1,089 | | | | | | News Article | History of Mitsubishi Ufj Asset Management Co Ltd Ownership Of Principal Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Nisa Investment Advisors L L C | Institution | 137,627 | Sold Some | -4,500 | -3.16 % | $3,502,607 | $3,548,024 | $45,417 | 1.29 % | $-1,485 | | | | | | News Article | History of Nisa Investment Advisors L L C Ownership Of Principal Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 319,905 | Added More | 25,767 | 8.76 % | $8,141,582 | $8,247,151 | $105,569 | 1.29 % | $8,503 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Principal Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Profund Advisors Llc | Institution | 17,593 | Added More | 3,148 | 21.79 % | $447,742 | $453,548 | $5,806 | 1.29 % | $1,039 | | | | | | News Article | History of Profund Advisors Llc Ownership Of Principal Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 339,521 | Sold Some | -184,433 | -35.20 % | $8,640,809 | $8,752,851 | $112,042 | 1.29 % | $-60,863 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Principal Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Tal Global Asset Management Inc | Institution | 34,525 | Sold Some | -4,783 | -12.16 % | $878,661 | $890,055 | $11,393 | 1.29 % | $-1,578 | | | | | | News Article | History of Tal Global Asset Management Inc Ownership Of Principal Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Teacher Retirement System Of Texas | Institution | 463,256 | Added More | 176,099 | 61.32 % | $11,789,865 | $11,942,740 | $152,874 | 1.29 % | $58,113 | | | | | | News Article | History of Teacher Retirement System Of Texas Ownership Of Principal Financial Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Value Line Inc | Institution | 18,525 | No Change | 0 | 0 % | $471,461 | $477,575 | $6,113 | 1.29 % | $0 | | | | | | News Article | History of Value Line Inc Ownership Of Principal Financial Group Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Babson Capital Management Llc | Institution | 25,500 | Sold Some | -600 | -2.29 % | $643,875 | $657,390 | $13,515 | 2.09 % | $-318 | | | | | | News Article | History of Babson Capital Management Llc Ownership Of Principal Financial Group Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Curian Capital Llc | Institution | 118,942 | Sold Some | -62,265 | -34.36 % | $3,003,286 | $3,066,325 | $63,039 | 2.09 % | $-33,000 | | | | | | News Article | History of Curian Capital Llc Ownership Of Principal Financial Group Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | First Community Bank Trust And Financial Services Divison | Institution | 1,400 | No Change | 0 | 0 % | $35,350 | $36,092 | $742 | 2.09 % | $0 | | | | | | News Article | History of First Community Bank Trust And Financial Services Divison Ownership Of Principal Financial Group Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Frontier Capital Management Co Inc | Institution | 548,400 | New Holding | 548,400 | 100 % | $13,847,100 | $14,137,752 | $290,652 | 2.09 % | $290,652 | | | | | | News Article | History of Frontier Capital Management Co Inc Ownership Of Principal Financial Group Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Geewax Plus Partners Llc | Institution | 11,100 | New Holding | 11,100 | 100 % | $280,275 | $286,158 | $5,883 | 2.09 % | $5,883 | | | | | | News Article | History of Geewax Plus Partners Llc Ownership Of Principal Financial Group Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Gw Capital Management Incco | Institution | 127,185 | Added More | 1,000 | 0.79 % | $3,211,421 | $3,278,829 | $67,408 | 2.09 % | $530 | | | | | | News Article | History of Gw Capital Management Incco Ownership Of Principal Financial Group Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Mitsubishi Ufj Trust Banking Corp | No Data | 375,923 | Added More | 904 | 0.24 % | $9,492,056 | $9,691,295 | $199,239 | 2.09 % | $479 | | | | | | News Article | History of Mitsubishi Ufj Trust Banking Corp Ownership Of Principal Financial Group Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Symphony Asset Management Llc | Institution | 380,196 | Added More | 264,950 | 229.89 % | $9,599,949 | $9,801,453 | $201,504 | 2.09 % | $140,424 | | | | | | News Article | History of Symphony Asset Management Llc Ownership Of Principal Financial Group Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Tradeworx Inc | Institution | | Sold All | -21,450 | -100 % | | | | 2.09 % | $-11,369 | | | | | | News Article | History of Tradeworx Inc Ownership Of Principal Financial Group Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Yorktown Management And Research Co Inc | Institution | 12,500 | No Change | 0 | 0 % | $315,625 | $322,250 | $6,625 | 2.09 % | $0 | | | | | | News Article | History of Yorktown Management And Research Co Inc Ownership Of Principal Financial Group Inc |
| 2009-11-04 | 2009-08-31 | N-CSR | Alliancebernstein Portfolios - Alliancebernstein Growth Fund | Multi-Cap Growth | 409,000 | Added More | 308,800 | 308.18 % | $10,327,250 | $10,544,020 | $216,770 | 2.09 % | $163,664 | | | | | | News Article | History of Alliancebernstein Portfolios - Alliancebernstein Growth Fund Ownership Of Principal Financial Group Inc |
| 2009-11-04 | 2009-08-31 | N-CSR | Alliancebernstein Portfolios - Alliancebernstein Wealth Preservation Strategy | Mixed-Asset Target Allocation Conserv | 35,700 | New Holding | 35,700 | 100 % | $901,425 | $920,346 | $18,921 | 2.09 % | $18,921 | | | | | | News Article | History of Alliancebernstein Portfolios - Alliancebernstein Wealth Preservation Strategy Ownership Of Principal Financial Group Inc |
| 2009-11-04 | 2009-08-31 | N-CSRS | Gmo Trust - Gmo Value Fund | Multi-Cap Value | | Sold All | -400 | -100 % | | | | 2.09 % | $-212 | | | | | | News Article | History of Gmo Trust - Gmo Value Fund Ownership Of Principal Financial Group Inc |
| 2009-11-04 | 2009-08-31 | N-CSR | Ssga Funds - Ssga Iam Shares Fund | Specialty & Misc | 2,500 | No Change | 0 | 0 % | $63,125 | $64,450 | $1,325 | 2.09 % | $0 | | | | | | News Article | History of Ssga Funds - Ssga Iam Shares Fund Ownership Of Principal Financial Group Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Anchor Capital Advisors Inc | Institution | 64,246 | Sold Some | -9,676 | -13.08 % | $1,617,072 | $1,656,262 | $39,190 | 2.42 % | $-5,902 | | | | | | News Article | History of Anchor Capital Advisors Inc Ownership Of Principal Financial Group Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Apg All Pensions Group | Institution | 9,192 | New Holding | 9,192 | 100 % | $231,363 | $236,970 | $5,607 | 2.42 % | $5,607 | | | | | | News Article | History of Apg All Pensions Group Ownership Of Principal Financial Group Inc |
| 2009-11-03 | 2009-09-30 | N-Q | Burnham Investors Trust - Burnham Financial Industries Fund | Specialty & Misc | 50,000 | Sold Some | -25,000 | -33.33 % | $1,258,500 | $1,289,000 | $30,500 | 2.42 % | $-15,250 | | | | | | News Article | History of Burnham Investors Trust - Burnham Financial Industries Fund Ownership Of Principal Financial Group Inc |
| 2009-11-03 | 2009-09-30 | N-Q | Burnham Investors Trust - Burnham Financial Services Fund | Specialty & Misc | 25,000 | Sold Some | -12,500 | -33.33 % | $629,250 | $644,500 | $15,250 | 2.42 % | $-7,625 | | | | | | News Article | History of Burnham Investors Trust - Burnham Financial Services Fund Ownership Of Principal Financial Group Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Conning Asset Management Co | Institution | 10,873 | Added More | 745 | 7.35 % | $273,673 | $280,306 | $6,633 | 2.42 % | $454 | | | | | | News Article | History of Conning Asset Management Co Ownership Of Principal Financial Group Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Loyalis Financial Services Nv | Institution | 9,182 | New Holding | 9,182 | 100 % | $231,111 | $236,712 | $5,601 | 2.42 % | $5,601 | | | | | | News Article | History of Loyalis Financial Services Nv Ownership Of Principal Financial Group Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | M And T Bank Corp | Institution | 670 | New Holding | 670 | 100 % | $16,864 | $17,273 | $409 | 2.42 % | $409 | | | | | | News Article | History of M And T Bank Corp Ownership Of Principal Financial Group Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Private Trust Co Na | Institution | | Sold All | -150 | -100 % | | | | 2.42 % | $-92 | | | | | | News Article | History of Private Trust Co Na Ownership Of Principal Financial Group Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | 497,675 | Added More | 9,849 | 2.01 % | $12,526,480 | $12,830,062 | $303,582 | 2.42 % | $6,008 | | | | | | News Article | History of Prudential Financial Inc Ownership Of Principal Financial Group Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Partners Inc | Institution | 970 | Added More | 650 | 203.12 % | $24,415 | $25,007 | $592 | 2.42 % | $397 | | | | | | News Article | History of Turner Investment Partners Inc Ownership Of Principal Financial Group Inc |
| 2009-11-03 | 2009-08-31 | N-CSR | California Investment Trust - S And P 500 Index Fund | S&P 500 Index | 2,207 | No Change | 0 | 0 % | $55,550 | $56,896 | $1,346 | 2.42 % | $0 | | | | | | News Article | History of California Investment Trust - S And P 500 Index Fund Ownership Of Principal Financial Group Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Arcadia Investment Management Corp | Institution | 119,830 | Sold Some | -23,035 | -16.12 % | $2,996,948 | $3,089,217 | $92,269 | 3.07 % | $-17,737 | | | | | | News Article | History of Arcadia Investment Management Corp Ownership Of Principal Financial Group Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Emerald Advisers Inc | Institution | 19,853 | New Holding | 19,853 | 100 % | $496,524 | $511,810 | $15,287 | 3.07 % | $15,287 | | | | | | News Article | History of Emerald Advisers Inc Ownership Of Principal Financial Group Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ghp Investment Advisors Inc | Institution | 100 | No Change | 0 | 0 % | $2,501 | $2,578 | $77 | 3.07 % | $0 | | | | | | News Article | History of Ghp Investment Advisors Inc Ownership Of Principal Financial Group Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Moody National Bank Trust Division | Institution | 32,655 | No Change | 0 | 0 % | $816,702 | $841,846 | $25,144 | 3.07 % | $0 | | | | | | News Article | History of Moody National Bank Trust Division Ownership Of Principal Financial Group Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ncm Capital Advisers Inc | Institution | 190,016 | New Holding | 190,016 | 100 % | $4,752,300 | $4,898,612 | $146,312 | 3.07 % | $146,312 | | | | | | News Article | History of Ncm Capital Advisers Inc Ownership Of Principal Financial Group Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ncm Capital Management Group Inc | Institution | 3,500 | New Holding | 3,500 | 100 % | $87,535 | $90,230 | $2,695 | 3.07 % | $2,695 | | | | | | News Article | History of Ncm Capital Management Group Inc Ownership Of Principal Financial Group Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Thrivent Financial For Lutherans | Institution | 419,488 | Sold Some | -336,908 | -44.54 % | $10,491,395 | $10,814,401 | $323,006 | 3.07 % | $-259,419 | | | | | | News Article | History of Thrivent Financial For Lutherans Ownership Of Principal Financial Group Inc |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Brokerage And Investment Management Portfolio | Specialty & Misc | | Sold All | -25,900 | -100 % | | | | 3.07 % | $-19,943 | | | | | | News Article | History of Fidelity Select Portfolios - Brokerage And Investment Management Portfolio Ownership Of Principal Financial Group Inc |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Financial Services Portfolio | Specialty & Misc | 383,650 | Sold Some | -121,500 | -24.05 % | $9,595,087 | $9,890,497 | $295,411 | 3.07 % | $-93,555 | | | | | | News Article | History of Fidelity Select Portfolios - Financial Services Portfolio Ownership Of Principal Financial Group Inc |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Insurance Portfolio | Financial Services | | Sold All | -101,500 | -100 % | | | | 3.07 % | $-78,155 | | | | | | News Article | History of Fidelity Select Portfolios - Insurance Portfolio Ownership Of Principal Financial Group Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Clinton Group Inc | Institution | 19,900 | Sold Some | -6,000 | -23.16 % | $498,296 | $513,022 | $14,726 | 2.95 % | $-4,440 | | | | | | News Article | History of Clinton Group Inc Ownership Of Principal Financial Group Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | General Electric Co | Institution | 1,002,184 | Added More | 723,156 | 259.16 % | $25,094,687 | $25,836,304 | $741,616 | 2.95 % | $535,135 | | | | | | News Article | History of General Electric Co Ownership Of Principal Financial Group Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Mainstream Investment Advisers Llc | Institution | 11,890 | Sold Some | -475 | -3.84 % | $297,726 | $306,524 | $8,799 | 2.95 % | $-352 | | | | | | News Article | History of Mainstream Investment Advisers Llc Ownership Of Principal Financial Group Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | 87,690 | Added More | 12,164 | 16.10 % | $2,195,758 | $2,260,648 | $64,891 | 2.95 % | $9,001 | | | | | | News Article | History of Oxford Asset Management Ownership Of Principal Financial Group Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Texas Permanent School Fund | Institution | 274,203 | Added More | 6,052 | 2.25 % | $6,866,043 | $7,068,953 | $202,910 | 2.95 % | $4,478 | | | | | | News Article | History of Texas Permanent School Fund Ownership Of Principal Financial Group Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Advisor Series I - Balanced Fund | Mixed-Asset Target Allocation Moderate | 41,600 | Added More | 11,900 | 40.06 % | $1,041,664 | $1,072,448 | $30,784 | 2.95 % | $8,806 | | | | | | News Article | History of Fidelity Advisor Series I - Balanced Fund Ownership Of Principal Financial Group Inc |
| 2009-10-30 | 2009-08-31 | N-CSRS | Fidelity Commonwealth Trust Ii - Fidelity Mid Cap Enhanced Index Fund | Mid-Cap Core | 2,990 | New Holding | 2,990 | 100 % | $74,870 | $77,082 | $2,213 | 2.95 % | $2,213 | | | | | | News Article | History of Fidelity Commonwealth Trust Ii - Fidelity Mid Cap Enhanced Index Fund Ownership Of Principal Financial Group Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Financial Trust - Fidelity Independence Fund | Specialty & Misc | 400,000 | New Holding | 400,000 | 100 % | $10,016,000 | $10,312,000 | $296,000 | 2.95 % | $296,000 | | | | | | News Article | History of Fidelity Financial Trust - Fidelity Independence Fund Ownership Of Principal Financial Group Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Lord Abbett Research Fund Inc - Growth Opportunities Fund | Mid-Cap Growth | 239,307 | New Holding | 239,307 | 100 % | $5,992,247 | $6,169,334 | $177,087 | 2.95 % | $177,087 | | | | | | News Article | History of Lord Abbett Research Fund Inc - Growth Opportunities Fund Ownership Of Principal Financial Group Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Sei Institutional Investments Trust - Siit Large Cap Fund | Large-Cap Core | | Sold All | -11,317 | -100 % | | | | 2.95 % | $-8,375 | | | | | | News Article | History of Sei Institutional Investments Trust - Siit Large Cap Fund Ownership Of Principal Financial Group Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 396,212 | Added More | 78,967 | 24.89 % | $10,590,747 | $10,214,345 | $-376,401 | -3.55 % | $-75,019 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Principal Financial Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Evergreen Equity Trust De - Evergreen Market Index Fund | Specialty & Misc | 9,041 | Sold Some | -29,663 | -76.64 % | $241,666 | $233,077 | $-8,589 | -3.55 % | $28,180 | | | | | | News Article | History of Evergreen Equity Trust De - Evergreen Market Index Fund Ownership Of Principal Financial Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Evergreen Equity Trust De - Evergreen Market Index Growth Fund | Multi-Cap Growth | 27,845 | New Holding | 27,845 | 100 % | $744,297 | $717,844 | $-26,453 | -3.55 % | $-26,453 | | | | | | News Article | History of Evergreen Equity Trust De - Evergreen Market Index Growth Fund Ownership Of Principal Financial Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Evergreen Equity Trust De - Evergreen Market Index Value Fund | Multi-Cap Value | | Sold All | -24,467 | -100 % | | | | -3.55 % | $23,244 | | | | | | News Article | History of Evergreen Equity Trust De - Evergreen Market Index Value Fund Ownership Of Principal Financial Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Riversource Managers Series Inc - Riversource Fundamental Growth Fund | Large-Cap Core | 48,000 | New Holding | 48,000 | 100 % | $1,283,040 | $1,237,440 | $-45,600 | -3.55 % | $-45,600 | | | | | | News Article | History of Riversource Managers Series Inc - Riversource Fundamental Growth Fund Ownership Of Principal Financial Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Cornerstone Strategy Fund | Specialty & Misc | | Sold All | -100 | -100 % | | | | -3.55 % | $95 | | | | | | News Article | History of Usaa Mutual Funds Trust - Cornerstone Strategy Fund Ownership Of Principal Financial Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | | Sold All | -57,000 | -100 % | | | | -3.55 % | $54,150 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Principal Financial Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | | Sold All | -2,100 | -100 % | | | | -3.55 % | $1,995 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Principal Financial Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Asset Allocation Fund | Specialty & Misc | 1,128 | New Holding | 1,128 | 100 % | $30,151 | $29,080 | $-1,072 | -3.55 % | $-1,072 | | | | | | News Article | History of Valic Co I - Asset Allocation Fund Ownership Of Principal Financial Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Value Fund | Multi-Cap Value | 9,050 | New Holding | 9,050 | 100 % | $241,907 | $233,309 | $-8,598 | -3.55 % | $-8,598 | | | | | | News Article | History of Valic Co I - Value Fund Ownership Of Principal Financial Group Inc |
| 2009-10-29 | 2009-06-30 | 13F-HR/A | Huntington National Bank | Institution | | Sold All | -78,559 | -100 % | | | | -3.55 % | $74,631 | | | | | | News Article | History of Huntington National Bank Ownership Of Principal Financial Group Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Capital City Trust Co | Institution | 50 | Sold Some | -50 | -50.00 % | $1,248 | $1,289 | $41 | 3.28 % | $-41 | | | | | | News Article | History of Capital City Trust Co Ownership Of Principal Financial Group Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Chevy Chase Trust Holdings Inc | No Data | 302,582 | Sold Some | -1,247 | -0.41 % | $7,552,447 | $7,800,564 | $248,117 | 3.28 % | $-1,023 | | | | | | News Article | History of Chevy Chase Trust Holdings Inc Ownership Of Principal Financial Group Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Mu Investments Co Ltd | No Data | 1,160 | No Compare | | | $28,954 | $29,905 | $951 | 3.28 % | | | | | | | News Article | History of Mu Investments Co Ltd Ownership Of Principal Financial Group Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Quotient Investors Llc | No Data | 8,800 | New Holding | 8,800 | 100 % | $219,648 | $226,864 | $7,216 | 3.28 % | $7,216 | | | | | | News Article | History of Quotient Investors Llc Ownership Of Principal Financial Group Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Sentry Investment Management Inc | Institution | 100 | No Change | 0 | 0 % | $2,496 | $2,578 | $82 | 3.28 % | $0 | | | | | | News Article | History of Sentry Investment Management Inc Ownership Of Principal Financial Group Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Spirit Of America Management Corpny | Institution | 11,200 | No Change | 0 | 0 % | $279,552 | $288,736 | $9,184 | 3.28 % | $0 | | | | | | News Article | History of Spirit Of America Management Corpny Ownership Of Principal Financial Group Inc |
| 2009-10-28 | 2009-08-31 | N-Q | Brazos Mutual Funds - Brazos Mid Cap Portfolio | Mid-Cap Growth | 32,600 | New Holding | 32,600 | 100 % | $813,696 | $840,428 | $26,732 | 3.28 % | $26,732 | | | | | | News Article | History of Brazos Mutual Funds - Brazos Mid Cap Portfolio Ownership Of Principal Financial Group Inc |
| 2009-10-28 | 2009-08-31 | N-CSRS | Fidelity Concord Street Trust - Spartan International Index Fund | Global Flex Port | | Sold All | -712,590 | -100 % | | | | 3.28 % | $-584,324 | | | | | | News Article | History of Fidelity Concord Street Trust - Spartan International Index Fund Ownership Of Principal Financial Group Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Thomas White International Ltd | Institution | 193 | Sold Some | -90 | -31.80 % | $5,136 | $4,976 | $-160 | -3.11 % | $75 | | | | | | News Article | History of Thomas White International Ltd Ownership Of Principal Financial Group Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Wagner Investment Management Inc | Institution | 4,960 | No Change | 0 | 0 % | $131,986 | $127,869 | $-4,117 | -3.11 % | $0 | | | | | | News Article | History of Wagner Investment Management Inc Ownership Of Principal Financial Group Inc |
| 2009-10-26 | 2009-09-30 | 13F-HR | Piedmont Investment Advisors Llc | Institution | 800 | New Holding | 800 | 100 % | $21,648 | $20,624 | $-1,024 | -4.73 % | $-1,024 | | | | | | News Article | History of Piedmont Investment Advisors Llc Ownership Of Principal Financial Group Inc |
| 2009-10-26 | 2009-09-30 | 13F-HR | Schroder Investment Management Group | Institution | 280,864 | Added More | 243,764 | 657.04 % | $7,600,180 | $7,240,674 | $-359,506 | -4.73 % | $-312,018 | | | | | | News Article | History of Schroder Investment Management Group Ownership Of Principal Financial Group Inc |
| 2009-10-26 | 2009-09-30 | 13F-HR | Smith Asset Management Group Lp | Institution | 130,000 | New Holding | 130,000 | 100 % | $3,517,800 | $3,351,400 | $-166,400 | -4.73 % | $-166,400 | | | | | | News Article | History of Smith Asset Management Group Lp Ownership Of Principal Financial Group Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf | Specialty & Misc | 162 | No Change | 0 | 0 % | $4,384 | $4,176 | $-207 | -4.73 % | $0 | | | | | | News Article | History of Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf Ownership Of Principal Financial Group Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Ing Series Fund Inc - Ing Growth And Income Fund | Multi-Cap Growth | 270,200 | New Holding | 270,200 | 100 % | $7,311,612 | $6,965,756 | $-345,856 | -4.73 % | $-345,856 | | | | | | News Article | History of Ing Series Fund Inc - Ing Growth And Income Fund Ownership Of Principal Financial Group Inc |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 1,549,927 | Added More | 917,351 | 145.01 % | $41,941,025 | $39,957,118 | $-1,983,907 | -4.73 % | $-1,174,209 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Principal Financial Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Gateway Investment Advisers Lp | Institution | 9,991 | New Holding | 9,991 | 100 % | $281,846 | $257,568 | $-24,278 | -8.61 % | $-24,278 | | | | | | News Article | History of Gateway Investment Advisers Lp Ownership Of Principal Financial Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Pinnacle Associates Ltd | Institution | 75,269 | No Change | 0 | 0 % | $2,123,338 | $1,940,435 | $-182,904 | -8.61 % | $0 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Principal Financial Group Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Rbc Bank Usa Trust Department | No Data | 3,050 | Sold Some | -650 | -17.56 % | $86,041 | $78,629 | $-7,412 | -8.61 % | $1,580 | | | | | | News Article | History of Rbc Bank Usa Trust Department Ownership Of Principal Financial Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Bank Of Ireland Asset Management | Institution | 19,574 | Sold Some | -20,727 | -51.43 % | $575,280 | $504,618 | $-70,662 | -12.28 % | $74,824 | | | | | | News Article | History of Bank Of Ireland Asset Management Ownership Of Principal Financial Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Advisors Llc | Institution | 1,342,196 | Added More | 485,400 | 56.65 % | $39,447,140 | $34,601,813 | $-4,845,328 | -12.28 % | $-1,752,294 | | | | | | News Article | History of Blackrock Advisors Llc Ownership Of Principal Financial Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 336,801 | Added More | 89,564 | 36.22 % | $9,898,581 | $8,682,730 | $-1,215,852 | -12.28 % | $-323,326 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Principal Financial Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | 175,392 | Sold Some | -91,745 | -34.34 % | $5,154,771 | $4,521,606 | $-633,165 | -12.28 % | $331,199 | | | | | | News Article | History of Blackrock Inc Ownership Of Principal Financial Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 945,108 | Added More | 125,707 | 15.34 % | $27,776,724 | $24,364,884 | $-3,411,840 | -12.28 % | $-453,802 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Principal Financial Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Eagle Asset Management Inc | Institution | 55,240 | Sold Some | -12,135 | -18.01 % | $1,623,504 | $1,424,087 | $-199,416 | -12.28 % | $43,807 | | | | | | News Article | History of Eagle Asset Management Inc Ownership Of Principal Financial Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Farmers And Merchants Investments Inc | Institution | 5,680 | New Holding | 5,680 | 100 % | $166,935 | $146,430 | $-20,505 | -12.28 % | $-20,505 | | | | | | News Article | History of Farmers And Merchants Investments Inc Ownership Of Principal Financial Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Ls Investment Advisors Llc | No Data | 100 | No Change | 0 | 0 % | $2,939 | $2,578 | $-361 | -12.28 % | $0 | | | | | | News Article | History of Ls Investment Advisors Llc Ownership Of Principal Financial Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Merrill Lynch Mercury Asset Management Japan Ltd | Institution | 559,176 | Sold Some | -900 | -0.16 % | $16,434,183 | $14,415,557 | $-2,018,625 | -12.28 % | $3,249 | | | | | | News Article | History of Merrill Lynch Mercury Asset Management Japan Ltd Ownership Of Principal Financial Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR/A | Ned Davis Research | Institution | 12,360 | Added More | 5,810 | 88.70 % | $363,260 | $318,641 | $-44,620 | -12.28 % | $-20,974 | | | | | | News Article | History of Ned Davis Research Ownership Of Principal Financial Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Oakbrook Investments Llc | Institution | | Sold All | -31,850 | -100 % | | | | -12.28 % | $114,979 | | | | | | News Article | History of Oakbrook Investments Llc Ownership Of Principal Financial Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Robeco Institutional Asset Management Bv | Institution | 49,300 | Sold Some | -10,000 | -16.86 % | $1,448,927 | $1,270,954 | $-177,973 | -12.28 % | $36,100 | | | | | | News Article | History of Robeco Institutional Asset Management Bv Ownership Of Principal Financial Group Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 3,772,761 | Added More | 43,327 | 1.16 % | $106,467,315 | $97,261,779 | $-9,205,537 | -8.64 % | $-105,718 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Principal Financial Group Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Navellier And Associates Inc | Institution | 41,192 | New Holding | 41,192 | 100 % | $1,162,438 | $1,061,930 | $-100,508 | -8.64 % | $-100,508 | | | | | | News Article | History of Navellier And Associates Inc Ownership Of Principal Financial Group Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 908,973 | Added More | 123,911 | 15.78 % | $25,651,218 | $23,433,324 | $-2,217,894 | -8.64 % | $-302,343 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Principal Financial Group Inc |
| 2009-10-20 | 2009-09-30 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 232,900 | Added More | 15,400 | 7.08 % | $6,646,966 | $6,004,162 | $-642,804 | -9.67 % | $-42,504 | | | | | | News Article | History of Public Employees Retirement Association Of Colorado Ownership Of Principal Financial Group Inc |
| 2009-10-20 | 2009-09-30 | 13F-HR | Teachers Retirement System Of The State Of Kentucky | Institution | 482,400 | No Change | 0 | 0 % | $13,767,696 | $12,436,272 | $-1,331,424 | -9.67 % | $0 | | | | | | News Article | History of Teachers Retirement System Of The State Of Kentucky Ownership Of Principal Financial Group Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Ci Investments Inc | Institution | 5,136,500 | Sold Some | -1,054,200 | -17.02 % | $151,115,830 | $132,418,970 | $-18,696,860 | -12.37 % | $3,837,288 | | | | | | News Article | History of Ci Investments Inc Ownership Of Principal Financial Group Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Hanseatic Management Services Inc | Institution | 32,180 | New Holding | 32,180 | 100 % | $946,736 | $829,600 | $-117,135 | -12.37 % | $-117,135 | | | | | | News Article | History of Hanseatic Management Services Inc Ownership Of Principal Financial Group Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Royal London Asset Management Ltd | Institution | 52,913 | Sold Some | -401 | -0.75 % | $1,556,700 | $1,364,097 | $-192,603 | -12.37 % | $1,460 | | | | | | News Article | History of Royal London Asset Management Ltd Ownership Of Principal Financial Group Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Shenandoah Asset Management Llc | Institution | 35,300 | Sold Some | -2,400 | -6.36 % | $1,038,526 | $910,034 | $-128,492 | -12.37 % | $8,736 | | | | | | News Article | History of Shenandoah Asset Management Llc Ownership Of Principal Financial Group Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | 32,300 | Added More | 23,600 | 271.26 % | $950,266 | $832,694 | $-117,572 | -12.37 % | $-85,904 | | | | | | News Article | History of Strs Ohio Ownership Of Principal Financial Group Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | United Financial Corp | Institution | 21,800 | Sold Some | -900 | -3.96 % | $641,356 | $562,004 | $-79,352 | -12.37 % | $3,276 | | | | | | News Article | History of United Financial Corp Ownership Of Principal Financial Group Inc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Amg National Trust Bank | Institution | 7,357 | New Holding | 7,357 | 100 % | $212,249 | $189,663 | $-22,586 | -10.64 % | $-22,586 | | | | | | News Article | History of Amg National Trust Bank Ownership Of Principal Financial Group Inc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Capstone Asset Management Co | Institution | 37,530 | Sold Some | -1,470 | -3.76 % | $1,082,741 | $967,523 | $-115,217 | -10.64 % | $4,513 | | | | | | News Article | History of Capstone Asset Management Co Ownership Of Principal Financial Group Inc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Cullen Frost Bankers Inc | Institution | 338,822 | New Holding | 338,822 | 100 % | $9,775,015 | $8,734,831 | $-1,040,184 | -10.64 % | $-1,040,184 | | | | | | News Article | History of Cullen Frost Bankers Inc Ownership Of Principal Financial Group Inc |
| 2009-10-16 | 2009-09-30 | 13F-HR | First Horizon National Corp | Institution | 100 | No Change | 0 | 0 % | $2,885 | $2,578 | $-307 | -10.64 % | $0 | | | | | | News Article | History of First Horizon National Corp Ownership Of Principal Financial Group Inc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Manning And Napier Advisors Inc | Institution | 103,420 | No Change | 0 | 0 % | $2,983,667 | $2,666,168 | $-317,499 | -10.64 % | $0 | | | | | | News Article | History of Manning And Napier Advisors Inc Ownership Of Principal Financial Group Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Argent Capital Management Llc | Institution | 10,000 | New Holding | 10,000 | 100 % | $296,900 | $257,800 | $-39,100 | -13.16 % | $-39,100 | | | | | | News Article | History of Argent Capital Management Llc Ownership Of Principal Financial Group Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Exxonmobil Investment Management Inc | Institution | 121,349 | Sold Some | -9,406 | -7.19 % | $3,602,852 | $3,128,377 | $-474,475 | -13.16 % | $36,777 | | | | | | News Article | History of Exxonmobil Investment Management Inc Ownership Of Principal Financial Group Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Harris Financial Corp | Institution | 142,219 | Added More | 31,653 | 28.62 % | $4,222,482 | $3,666,406 | $-556,076 | -13.16 % | $-123,763 | | | | | | News Article | History of Harris Financial Corp Ownership Of Principal Financial Group Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | New England Asset Management Llc | Institution | 947 | New Holding | 947 | 100 % | $28,116 | $24,414 | $-3,703 | -13.16 % | $-3,703 | | | | | | News Article | History of New England Asset Management Llc Ownership Of Principal Financial Group Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Nordea Investment Management Ab | Institution | 3,256 | No Change | 0 | 0 % | $96,671 | $83,940 | $-12,731 | -13.16 % | $0 | | | | | | News Article | History of Nordea Investment Management Ab Ownership Of Principal Financial Group Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Northaven Management Inc | Institution | 144,243 | Sold Some | -28,257 | -16.38 % | $4,282,575 | $3,718,585 | $-563,990 | -13.16 % | $110,485 | | | | | | News Article | History of Northaven Management Inc Ownership Of Principal Financial Group Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 660,894 | Sold Some | -28,985 | -4.20 % | $19,621,943 | $17,037,847 | $-2,584,096 | -13.16 % | $113,331 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Principal Financial Group Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR/A | Standard Life Investments | Institution | 17,700 | Added More | 2,468 | 16.20 % | $525,513 | $456,306 | $-69,207 | -13.16 % | $-9,650 | | | | | | News Article | History of Standard Life Investments Ownership Of Principal Financial Group Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR/A | Standard Life Investments | Institution | 15,232 | No Change | 0 | 0 % | $452,238 | $392,681 | $-59,557 | -13.16 % | $0 | | | | | | News Article | History of Standard Life Investments Ownership Of Principal Financial Group Inc |
| 2009-10-15 | 2007-03-31 | 13F-HR/A | Northwestern Mutual Life Insurance Co | Institution | | Sold All | -37 | -100 % | | | | -13.16 % | $145 | | | | | | News Article | History of Northwestern Mutual Life Insurance Co Ownership Of Principal Financial Group Inc |
| 2009-10-14 | 2009-09-30 | 13F-HR | First Citizens Bank And Trust Co | Institution | 78,813 | Sold Some | -6,445 | -7.55 % | $2,322,619 | $2,031,799 | $-290,820 | -12.52 % | $23,782 | | | | | | News Article | History of First Citizens Bank And Trust Co Ownership Of Principal Financial Group Inc |
| 2009-10-14 | 2009-09-30 | 13F-HR | Shell Asset Management Co | Institution | 83,099 | Added More | 48,333 | 139.02 % | $2,448,928 | $2,142,292 | $-306,635 | -12.52 % | $-178,349 | | | | | | News Article | History of Shell Asset Management Co Ownership Of Principal Financial Group Inc |
| 2009-10-13 | 2009-09-30 | 13F-HR | Associated Banc Corp | Institution | | Sold All | -13,650 | -100 % | | | | -7.29 % | $27,710 | | | | | | News Article | History of Associated Banc Corp Ownership Of Principal Financial Group Inc |
| 2009-10-13 | 2009-09-30 | 13F-HR | Endex Capital Management Llc | Institution | 1,236 | Sold Some | -1,092 | -46.90 % | $34,373 | $31,864 | $-2,509 | -7.29 % | $2,217 | | | | | | News Article | History of Endex Capital Management Llc Ownership Of Principal Financial Group Inc |
| 2009-10-13 | 2009-09-30 | 13F-HR | Tealwood Asset Management Inc | Institution | 113,173 | Added More | 43,295 | 61.95 % | $3,147,341 | $2,917,600 | $-229,741 | -7.29 % | $-87,889 | | | | | | News Article | History of Tealwood Asset Management Inc Ownership Of Principal Financial Group Inc |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 592,308 | Sold Some | -2,879 | -0.48 % | $16,649,778 | $15,269,700 | $-1,380,078 | -8.28 % | $6,708 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Principal Financial Group Inc |
| 2009-10-07 | 2009-07-31 | N-CSR | Advisors Inner Circle Fund Ii - Frost Dividend Value Equity Fund | No Data | 76,180 | New Holding | 76,180 | 100 % | $2,087,332 | $1,963,920 | $-123,412 | -5.91 % | $-123,412 | | | | | | News Article | History of Advisors Inner Circle Fund Ii - Frost Dividend Value Equity Fund Ownership Of Principal Financial Group Inc |
| 2009-10-07 | 2009-07-31 | N-CSR | Fidelity Advisor Series Vii - Fidelity Advisor Financial Services Fund | Financial Services | 252,200 | Added More | 13,600 | 5.69 % | $6,910,280 | $6,501,716 | $-408,564 | -5.91 % | $-22,032 | | | | | | News Article | History of Fidelity Advisor Series Vii - Fidelity Advisor Financial Services Fund Ownership Of Principal Financial Group Inc |
| 2009-10-07 | 2009-07-31 | N-CSRS | Fidelity Devonshire Trust - Fidelity Series All-Sector Equity Fund | No Data | 333,100 | Added More | 18,700 | 5.94 % | $9,126,940 | $8,587,318 | $-539,622 | -5.91 % | $-30,294 | | | | | | News Article | History of Fidelity Devonshire Trust - Fidelity Series All-Sector Equity Fund Ownership Of Principal Financial Group Inc |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds - Bull Profund | Large-Cap Core | 3,570 | Sold Some | -516 | -12.62 % | $97,818 | $92,035 | $-5,783 | -5.91 % | $836 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Principal Financial Group Inc |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds - Financials Ultrasector Profund | Financial Services | 1,107 | Sold Some | -629 | -36.23 % | $30,332 | $28,538 | $-1,793 | -5.91 % | $1,019 | | | | | | News Article | History of Profunds - Financials Ultrasector Profund Ownership Of Principal Financial Group Inc |
| 2009-10-06 | 2009-09-30 | 13F-HR | Acropolis Investment Management Llc | Institution | 15,371 | Sold Some | -1,497 | -8.87 % | $419,013 | $396,264 | $-22,749 | -5.42 % | $2,216 | | | | | | News Article | History of Acropolis Investment Management Llc Ownership Of Principal Financial Group Inc |
| 2009-10-05 | 2009-09-30 | 13F-HR | Denali Advisors Llc | Institution | 200,318 | Added More | 125,500 | 167.74 % | $5,336,472 | $5,164,198 | $-172,273 | -3.22 % | $-107,930 | | | | | | News Article | History of Denali Advisors Llc Ownership Of Principal Financial Group Inc |
| 2009-10-02 | 2009-09-30 | 13F-HR | First American Trust Co | Institution | 9,576 | New Holding | 9,576 | 100 % | $241,890 | $246,869 | $4,980 | 2.05 % | $4,980 | | | | | | News Article | History of First American Trust Co Ownership Of Principal Financial Group Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Alliancebernstein Portfolios - Alliancebernstein Growth Fund | Multi-Cap Growth | 100,200 | New Holding | 100,200 | 100 % | $2,531,052 | $2,583,156 | $52,104 | 2.05 % | $52,104 | | | | | | News Article | History of Alliancebernstein Portfolios - Alliancebernstein Growth Fund Ownership Of Principal Financial Group Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | 57,000 | New Holding | 57,000 | 100 % | $1,439,820 | $1,469,460 | $29,640 | 2.05 % | $29,640 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Principal Financial Group Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | 2,100 | New Holding | 2,100 | 100 % | $53,046 | $54,138 | $1,092 | 2.05 % | $1,092 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Principal Financial Group Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Income Fund | Equity Income | 183,300 | New Holding | 183,300 | 100 % | $4,630,158 | $4,725,474 | $95,316 | 2.05 % | $95,316 | | | | | | News Article | History of Usaa Mutual Funds Trust - Income Fund Ownership Of Principal Financial Group Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Income Stock Fund | Equity Income | 21,700 | Sold Some | -102,500 | -82.52 % | $548,142 | $559,426 | $11,284 | 2.05 % | $-53,300 | | | | | | News Article | History of Usaa Mutual Funds Trust - Income Stock Fund Ownership Of Principal Financial Group Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Value Fund | Multi-Cap Value | | Sold All | -85,300 | -100 % | | | | 2.05 % | $-44,356 | | | | | | News Article | History of Usaa Mutual Funds Trust - Value Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | American Independence Funds Trust - Fusion Fund | No Data | 3,100 | Added More | 2,838 | 1083.20 % | $86,273 | $79,918 | $-6,355 | -7.36 % | $-5,818 | | | | | | News Article | History of American Independence Funds Trust - Fusion Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 108,068 | Added More | 106,968 | 9724.36 % | $3,007,532 | $2,785,993 | $-221,539 | -7.36 % | $-219,284 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 14,180 | New Holding | 14,180 | 100 % | $394,629 | $365,560 | $-29,069 | -7.36 % | $-29,069 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio | No Data | 800 | New Holding | 800 | 100 % | $22,264 | $20,624 | $-1,640 | -7.36 % | $-1,640 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Trust Co - Global Large Company Series | Large-Cap Core | 115,985 | New Holding | 115,985 | 100 % | $3,227,863 | $2,990,093 | $-237,769 | -7.36 % | $-237,769 | | | | | | News Article | History of Dfa Investment Trust Co - Global Large Company Series Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Eclipse Funds - Mainstay Balanced Fund | Mixed-Asset Target Allocation Growth | 12,012 | New Holding | 12,012 | 100 % | $334,294 | $309,669 | $-24,625 | -7.36 % | $-24,625 | | | | | | News Article | History of Eclipse Funds - Mainstay Balanced Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Eclipse Funds Inc - Mainstay 13030 Core Fund | No Data | 6,488 | New Holding | 6,488 | 100 % | $180,561 | $167,261 | $-13,300 | -7.36 % | $-13,300 | | | | | | News Article | History of Eclipse Funds Inc - Mainstay 13030 Core Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Eclipse Funds Inc - Mainstay S And P 500 Index Fund | S&P 500 Index | 39,301 | New Holding | 39,301 | 100 % | $1,093,747 | $1,013,180 | $-80,567 | -7.36 % | $-80,567 | | | | | | News Article | History of Eclipse Funds Inc - Mainstay S And P 500 Index Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Advisor Series I - Value Fund | Multi-Cap Value | 2,900 | Sold Some | -616 | -17.51 % | $80,707 | $74,762 | $-5,945 | -7.36 % | $1,263 | | | | | | News Article | History of Fidelity Advisor Series I - Value Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Commonwealth Trust - Spartan 500 Index Fund | S&P 500 Index | | Sold All | -361,537 | -100 % | | | | -7.36 % | $741,151 | | | | | | News Article | History of Fidelity Commonwealth Trust - Spartan 500 Index Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | First American Investment Funds Inc - Equity Index Fund | S&P 500 Index | 32,888 | New Holding | 32,888 | 100 % | $915,273 | $847,853 | $-67,420 | -7.36 % | $-67,420 | | | | | | News Article | History of First American Investment Funds Inc - Equity Index Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | First American Investment Funds Inc - Large Cap Value Fund | Large-Cap Value | 2,321 | Sold Some | -1,181 | -33.72 % | $64,593 | $59,835 | $-4,758 | -7.36 % | $2,421 | | | | | | News Article | History of First American Investment Funds Inc - Large Cap Value Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | First American Investment Funds Inc - Mid Cap Value Fund | Mid-Cap Value | 162,638 | New Holding | 162,638 | 100 % | $4,526,216 | $4,192,808 | $-333,408 | -7.36 % | $-333,408 | | | | | | News Article | History of First American Investment Funds Inc - Mid Cap Value Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | First American Investment Funds Inc - Quantitative Large Cap Core Fund | Large-Cap Core | 9,176 | Sold Some | -2,694 | -22.69 % | $255,368 | $236,557 | $-18,811 | -7.36 % | $5,523 | | | | | | News Article | History of First American Investment Funds Inc - Quantitative Large Cap Core Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | First American Investment Funds Inc - Quantitative Large Cap Growth Fund | Large-Cap Core | 1,982 | New Holding | 1,982 | 100 % | $55,159 | $51,096 | $-4,063 | -7.36 % | $-4,063 | | | | | | News Article | History of First American Investment Funds Inc - Quantitative Large Cap Growth Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Hancock John Investment Trust Ma - Balanced Fund | Flexible Portfolio | 14,012 | New Holding | 14,012 | 100 % | $389,954 | $361,229 | $-28,725 | -7.36 % | $-28,725 | | | | | | News Article | History of Hancock John Investment Trust Ma - Balanced Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust - Ishares Kld 400 Social Index Fund | Specialty & Misc | 5,318 | Added More | 1,219 | 29.73 % | $148,000 | $137,098 | $-10,902 | -7.36 % | $-2,499 | | | | | | News Article | History of Ishares Trust - Ishares Kld 400 Social Index Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust - Ishares Kld Select Social Index Fund | Specialty & Misc | 6,977 | No Compare | | | $194,170 | $179,867 | $-14,303 | -7.36 % | | | | | | | News Article | History of Ishares Trust - Ishares Kld Select Social Index Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust - Ishares Morningstar Mid Value Index Fund | Mid-Cap Value | 35,642 | Added More | 6,651 | 22.94 % | $991,917 | $918,851 | $-73,066 | -7.36 % | $-13,635 | | | | | | News Article | History of Ishares Trust - Ishares Morningstar Mid Value Index Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Janus Investment Fund - Janus Fund | Large-Cap Growth | | Sold All | -4,800 | -100 % | | | | -7.36 % | $9,840 | | | | | | News Article | History of Janus Investment Fund - Janus Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust - Jackson Perspective Index 5 Fund | Specialty & Misc | 270 | No Change | 0 | 0 % | $7,514 | $6,961 | $-554 | -7.36 % | $0 | | | | | | News Article | History of Jnl Investors Series Trust - Jackson Perspective Index 5 Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Mainstay Funds - Mainstay Common Stock Fund | Large-Cap Core | | Sold All | -12,180 | -100 % | | | | -7.36 % | $24,969 | | | | | | News Article | History of Mainstay Funds - Mainstay Common Stock Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Mainstay Funds - Mainstay Equity Index Fund | Specialty & Misc | 7,811 | Added More | 918 | 13.31 % | $217,380 | $201,368 | $-16,013 | -7.36 % | $-1,882 | | | | | | News Article | History of Mainstay Funds - Mainstay Equity Index Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Mainstay Funds - Mainstay Map Fund | Multi-Cap Core | 39,250 | Sold Some | -22,950 | -36.89 % | $1,092,328 | $1,011,865 | $-80,463 | -7.36 % | $47,048 | | | | | | News Article | History of Mainstay Funds - Mainstay Map Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Manning And Napier Fund Inc Ny - Technology Series | Science & Tech | 14,540 | New Holding | 14,540 | 100 % | $404,648 | $374,841 | $-29,807 | -7.36 % | $-29,807 | | | | | | News Article | History of Manning And Napier Fund Inc Ny - Technology Series Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Pioneer Mid Cap Value Fund - Pioneer Mid Cap Value Fund | Mid-Cap Value | 343,800 | New Holding | 343,800 | 100 % | $9,567,954 | $8,863,164 | $-704,790 | -7.36 % | $-704,790 | | | | | | News Article | History of Pioneer Mid Cap Value Fund - Pioneer Mid Cap Value Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Russell Investment Co - Emerging Markets Fund | Emerging Markets | 7,400 | New Holding | 7,400 | 100 % | $205,942 | $190,772 | $-15,170 | -7.36 % | $-15,170 | | | | | | News Article | History of Russell Investment Co - Emerging Markets Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Schroder Global Series Trust - North American Equity Fund | Specialty & Misc | | Sold All | -17,119 | -100 % | | | | -7.36 % | $35,094 | | | | | | News Article | History of Schroder Global Series Trust - North American Equity Fund Ownership Of Principal Financial Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Van Kampen Trust Ii - Global Tactical Asset Allocation Fund | No Data | 200 | No Change | 0 | 0 % | $5,566 | $5,156 | $-410 | -7.36 % | $0 | | | | | | News Article | History of Van Kampen Trust Ii - Global Tactical Asset Allocation Fund Ownership Of Principal Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Advisors Series Trust - Castlerock Fund | Specialty & Misc | | Sold All | -8,006 | -100 % | | | | -7.82 % | $17,533 | | | | | | News Article | History of Advisors Series Trust - Castlerock Fund Ownership Of Principal Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Dryden Tax Managed Funds - Dryden Large Cap Core Equity Fund | Large-Cap Core | 8,100 | New Holding | 8,100 | 100 % | $226,557 | $208,818 | $-17,739 | -7.82 % | $-17,739 | | | | | | News Article | History of Dryden Tax Managed Funds - Dryden Large Cap Core Equity Fund Ownership Of Principal Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Fbr Funds - Fbr Small Cap Financial Fund | Financial Services | 115,000 | Sold Some | -45,000 | -28.12 % | $3,216,550 | $2,964,700 | $-251,850 | -7.82 % | $98,550 | | | | | | News Article | History of Fbr Funds - Fbr Small Cap Financial Fund Ownership Of Principal Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Jpmorgan Trust I - Jpmorgan Intrepid International Fund | Global Flex Port | | Sold All | -52 | -100 % | | | | -7.82 % | $114 | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Intrepid International Fund Ownership Of Principal Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Jpmorgan Trust I - Jpmorgan Market Neutral Fund | Specialty & Misc | 9 | New Holding | 9 | 100 % | $252 | $232 | $-20 | -7.82 % | $-20 | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Market Neutral Fund Ownership Of Principal Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Lord Abbett Securities Trust - Lord Abbett All Value Fund | Multi-Cap Value | 2,220 | New Holding | 2,220 | 100 % | $62,093 | $57,232 | $-4,862 | -7.82 % | $-4,862 | | | | | | News Article | History of Lord Abbett Securities Trust - Lord Abbett All Value Fund Ownership Of Principal Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Balanced Fund | Mixed-Asset Target Allocation Growth | | Sold All | -2,100 | -100 % | | | | -7.82 % | $4,599 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Balanced Fund Ownership Of Principal Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Enhanced Index Core Equity Fund | Large-Cap Core | | Sold All | -500 | -100 % | | | | -7.82 % | $1,095 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Enhanced Index Core Equity Fund Ownership Of Principal Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund | Small-Cap Core | | Sold All | -940 | -100 % | | | | -7.82 % | $2,059 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund Ownership Of Principal Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund | Small-Cap Core | | Sold All | -1,700 | -100 % | | | | -7.82 % | $3,723 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund Ownership Of Principal Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dividend Achievers Portfolio | Specialty & Misc | 15,924 | New Holding | 15,924 | 100 % | $445,394 | $410,521 | $-34,874 | -7.82 % | $-34,874 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dividend Achievers Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Financial Services Fund | Specialty & Misc | 10,000 | No Change | 0 | 0 % | $279,700 | $257,800 | $-21,900 | -7.82 % | $0 | | | | | | News Article | History of Schwab Capital Trust - Schwab Financial Services Fund Ownership Of Principal Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Fundamental Us Large Company Index Fund | Large-Cap Core | 41,185 | Added More | 30,400 | 281.87 % | $1,151,944 | $1,061,749 | $-90,195 | -7.82 % | $-66,576 | | | | | | News Article | History of Schwab Capital Trust - Schwab Fundamental Us Large Company Index Fund Ownership Of Principal Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | 258,767 | New Holding | 258,767 | 100 % | $7,237,713 | $6,671,013 | $-566,700 | -7.82 % | $-566,700 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Principal Financial Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Victory Portfolios - Victory Stock Index Fund | S&P 500 Index | 1,171 | Added More | 159 | 15.71 % | $32,753 | $30,188 | $-2,564 | -7.82 % | $-348 | | | | | | News Article | History of Victory Portfolios - Victory Stock Index Fund Ownership Of Principal Financial Group Inc |
| 2009-09-28 | 2009-05-31 | N-CSRS/A | Trust For Professional Managers - Bristlecone Fund | No Data | 2,000 | New Holding | 2,000 | 100 % | $55,940 | $51,560 | $-4,380 | -7.82 % | $-4,380 | | | | | | News Article | History of Trust For Professional Managers - Bristlecone Fund Ownership Of Principal Financial Group Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Advantage Funds Inc - Global Alpha Fund | Global Flex Port | 796 | Sold Some | -133 | -14.31 % | $20,537 | $20,521 | $-16 | -0.07 % | $3 | | | | | | News Article | History of Advantage Funds Inc - Global Alpha Fund Ownership Of Principal Financial Group Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust - Direxion Daily Financial Bull 3x Shares | No Data | 185,934 | Sold Some | -22,788 | -10.91 % | $4,797,097 | $4,793,379 | $-3,719 | -0.07 % | $456 | | | | | | News Article | History of Direxion Shares Etf Trust - Direxion Daily Financial Bull 3x Shares Ownership Of Principal Financial Group Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust - Direxion Daily Large Cap Bull 3x Shares | No Data | 13,977 | Added More | 5,649 | 67.83 % | $360,607 | $360,327 | $-280 | -0.07 % | $-113 | | | | | | News Article | History of Direxion Shares Etf Trust - Direxion Daily Large Cap Bull 3x Shares Ownership Of Principal Financial Group Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust - Direxion Daily Mid Cap Bull 3x Shares | No Data | 3,194 | New Holding | 3,194 | 100 % | $82,405 | $82,341 | $-64 | -0.07 % | $-64 | | | | | | News Article | History of Direxion Shares Etf Trust - Direxion Daily Mid Cap Bull 3x Shares Ownership Of Principal Financial Group Inc |
| 2009-09-25 | 2009-06-30 | 13F-HR/A | Kbc Group Nv | Institution | 47,667 | Sold Some | -60,405 | -55.89 % | $1,229,809 | $1,228,855 | $-953 | -0.07 % | $1,208 | | | | | | News Article | History of Kbc Group Nv Ownership Of Principal Financial Group Inc |
| 2009-09-24 | 2009-07-31 | N-Q | Dreyfus Index Funds Inc - Dreyfus S And P 500 Index Fund | S&P 500 Index | 75,012 | Added More | 12,948 | 20.86 % | $1,952,562 | $1,933,809 | $-18,753 | -0.96 % | $-3,237 | | | | | | News Article | History of Dreyfus Index Funds Inc - Dreyfus S And P 500 Index Fund Ownership Of Principal Financial Group Inc |
| 2009-09-24 | 2009-06-30 | 13F-HR/A | Credit Agricole S A | Institution | 38,038 | Sold Some | -12,515 | -24.75 % | $990,129 | $980,620 | $-9,510 | -0.96 % | $3,129 | | | | | | News Article | History of Credit Agricole S A Ownership Of Principal Financial Group Inc |
| 2009-09-23 | 2009-07-31 | N-Q | Dreyfus Growth And Income Fund Inc New - Dreyfus Growth And Income Fund Inc New | Multi-Cap Growth | 24,760 | New Holding | 24,760 | 100 % | $652,674 | $638,313 | $-14,361 | -2.20 % | $-14,361 | | | | | | News Article | History of Dreyfus Growth And Income Fund Inc New - Dreyfus Growth And Income Fund Inc New Ownership Of Principal Financial Group Inc |
| 2009-09-22 | 2009-07-31 | N-Q | Dreyfuslaurel Funds Inc - Tax Managed Growth Fund | Large-Cap Core | 28,456 | New Holding | 28,456 | 100 % | $789,939 | $733,596 | $-56,343 | -7.13 % | $-56,343 | | | | | | News Article | History of Dreyfuslaurel Funds Inc - Tax Managed Growth Fund Ownership Of Principal Financial Group Inc |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - Russell Top 50 Etf | Specialty & Misc | 3,810 | New Holding | 3,810 | 100 % | $110,528 | $98,222 | $-12,306 | -11.13 % | $-12,306 | | | | | | News Article | History of Rydex Etf Trust - Russell Top 50 Etf Ownership Of Principal Financial Group Inc |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - S And P Equal Weight Etf | Specialty & Misc | 131,884 | New Holding | 131,884 | 100 % | $3,825,955 | $3,399,970 | $-425,985 | -11.13 % | $-425,985 | | | | | | News Article | History of Rydex Etf Trust - S And P Equal Weight Etf Ownership Of Principal Financial Group Inc |
| 2009-09-15 | 2009-06-30 | N-CSRS/A | Wilshire Mutual Funds Inc - Wilshire Large Company Value Portfolio | Multi-Cap Value | | Sold All | -2,281 | -100 % | | | | -8.58 % | $5,520 | | | | | | News Article | History of Wilshire Mutual Funds Inc - Wilshire Large Company Value Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-15 | 2009-03-31 | 13F-HR/A | Highbridge Capital Management Llc | Institution | 266,524 | Added More | 113,240 | 73.87 % | $7,515,977 | $6,870,989 | $-644,988 | -8.58 % | $-274,041 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of Principal Financial Group Inc |
| 2009-09-15 | 2008-03-31 | 13F-HR/A | Segall Bryant And Hamill | Institution | 6,767 | Sold Some | -400 | -5.58 % | $190,829 | $174,453 | $-16,376 | -8.58 % | $968 | | | | | | News Article | History of Segall Bryant And Hamill Ownership Of Principal Financial Group Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 12,242,146 | Added More | 1,024,275 | 9.13 % | $340,698,923 | $315,602,524 | $-25,096,399 | -7.36 % | $-2,099,764 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Principal Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Davis Ny Venture Fund | Specialty & Misc | 39,800 | No Change | 0 | 0 % | $1,047,536 | $1,026,044 | $-21,492 | -2.05 % | $0 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Davis Ny Venture Fund Ownership Of Principal Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl S And P 500 Index Fund | S&P 500 Index | 14,442 | Added More | 5,389 | 59.52 % | $380,113 | $372,315 | $-7,799 | -2.05 % | $-2,910 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl S And P 500 Index Fund Ownership Of Principal Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Barclays Global Investors Funds - Bond Index Fund | Specialty & Misc | 63,665 | Added More | 9,205 | 16.90 % | $1,675,663 | $1,641,284 | $-34,379 | -2.05 % | $-4,971 | | | | | | News Article | History of Barclays Global Investors Funds - Bond Index Fund Ownership Of Principal Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Master Investment Portfolio - Active Stock Portfolio | Specialty & Misc | | Sold All | -34,636 | -100 % | | | | -2.05 % | $18,703 | | | | | | News Article | History of Master Investment Portfolio - Active Stock Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Master Investment Portfolio - S And P 500 Index Master Portfolio | S&P 500 Index | 63,665 | Added More | 9,205 | 16.90 % | $1,675,663 | $1,641,284 | $-34,379 | -2.05 % | $-4,971 | | | | | | News Article | History of Master Investment Portfolio - S And P 500 Index Master Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSR | Morgan Stanley Equally Weighted S And P 500 Fund - None | Specialty & Misc | | Sold All | -206,873 | -100 % | | | | -2.05 % | $111,711 | | | | | | News Article | History of Morgan Stanley Equally Weighted S And P 500 Fund - None Ownership Of Principal Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Morgan Stanley Select Dimensions Investment Series - Utilities Portfolio | Utility | 9,421 | Sold Some | -10,876 | -53.58 % | $247,961 | $242,873 | $-5,087 | -2.05 % | $5,873 | | | | | | News Article | History of Morgan Stanley Select Dimensions Investment Series - Utilities Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Morgan Stanley Variable Investment Series - Information Portfolio | Specialty & Misc | 3,721 | Added More | 59 | 1.61 % | $97,937 | $95,927 | $-2,009 | -2.05 % | $-32 | | | | | | News Article | History of Morgan Stanley Variable Investment Series - Information Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Northern Lights Fund Trust - Free Enterprise Action Fund | No Data | | Sold All | -228 | -100 % | | | | -2.05 % | $123 | | | | | | News Article | History of Northern Lights Fund Trust - Free Enterprise Action Fund Ownership Of Principal Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSR | Revenueshares Etf Trust - Revenueshares Financials Sector Fund | No Data | 2,506 | Added More | 523 | 26.37 % | $65,958 | $64,605 | $-1,353 | -2.05 % | $-282 | | | | | | News Article | History of Revenueshares Etf Trust - Revenueshares Financials Sector Fund Ownership Of Principal Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSR | Revenueshares Etf Trust - Revenueshares Large Cap Fund | Large-Cap Core | 3,052 | Added More | 578 | 23.36 % | $80,329 | $78,681 | $-1,648 | -2.05 % | $-312 | | | | | | News Article | History of Revenueshares Etf Trust - Revenueshares Large Cap Fund Ownership Of Principal Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | 7,116 | Added More | 1,125 | 18.77 % | $187,293 | $183,450 | $-3,843 | -2.05 % | $-608 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Principal Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 2,669 | Sold Some | -389 | -12.72 % | $70,248 | $68,807 | $-1,441 | -2.05 % | $210 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Principal Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Financial Services Fund | Specialty & Misc | 5,127 | Added More | 2,360 | 85.29 % | $134,943 | $132,174 | $-2,769 | -2.05 % | $-1,274 | | | | | | News Article | History of Rydex Variable Trust - Financial Services Fund Ownership Of Principal Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Nova Fund | Specialty & Misc | 1,100 | Added More | 403 | 57.81 % | $28,952 | $28,358 | $-594 | -2.05 % | $-218 | | | | | | News Article | History of Rydex Variable Trust - Nova Fund Ownership Of Principal Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Summit Mutual Funds Inc - Balanced Index Portfolio | Flexible Portfolio | 278 | No Change | 0 | 0 % | $7,317 | $7,167 | $-150 | -2.05 % | $0 | | | | | | News Article | History of Summit Mutual Funds Inc - Balanced Index Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Summit Mutual Funds Inc - Zenith Portfolio | Specialty & Misc | 8,062 | Added More | 999 | 14.14 % | $212,192 | $207,838 | $-4,353 | -2.05 % | $-539 | | | | | | News Article | History of Summit Mutual Funds Inc - Zenith Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Ubs Relationship Funds - Ubs International Equity Relationship Fund | Global Flex Port | | Sold All | -100,000 | -100 % | | | | -2.05 % | $54,000 | | | | | | News Article | History of Ubs Relationship Funds - Ubs International Equity Relationship Fund Ownership Of Principal Financial Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Wexford Trustpa - Muhlenkamp Fund | Specialty & Misc | 195,000 | New Holding | 195,000 | 100 % | $5,132,400 | $5,027,100 | $-105,300 | -2.05 % | $-105,300 | | | | | | News Article | History of Wexford Trustpa - Muhlenkamp Fund Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust - Fundamental Value Trust | Multi-Cap Value | 141,528 | Added More | 3,820 | 2.77 % | $3,688,220 | $3,648,592 | $-39,628 | -1.07 % | $-1,070 | | | | | | News Article | History of John Hancock Trust - Fundamental Value Trust Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust - Global Allocation Trust | Global Flex Port | | Sold All | -27,800 | -100 % | | | | -1.07 % | $7,784 | | | | | | News Article | History of John Hancock Trust - Global Allocation Trust Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust - Large Cap Trust | Large-Cap Core | 87,000 | New Holding | 87,000 | 100 % | $2,267,220 | $2,242,860 | $-24,360 | -1.07 % | $-24,360 | | | | | | News Article | History of John Hancock Trust - Large Cap Trust Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust - Value Trust | Multi-Cap Value | | Sold All | -206,460 | -100 % | | | | -1.07 % | $57,809 | | | | | | News Article | History of John Hancock Trust - Value Trust Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advanced Series Trust - Ast Western Asset Core Plus Bond Portfolio | No Data | | Sold All | -3,700 | -100 % | | | | -1.07 % | $1,036 | | | | | | News Article | History of Advanced Series Trust - Ast Western Asset Core Plus Bond Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Advisors Series Trust - Davidson Multi-Cap Core Fund | No Data | 8,065 | Added More | 4,010 | 98.89 % | $210,174 | $207,916 | $-2,258 | -1.07 % | $-1,123 | | | | | | News Article | History of Advisors Series Trust - Davidson Multi-Cap Core Fund Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio | Small-Cap Growth | 7,500 | New Holding | 7,500 | 100 % | $195,450 | $193,350 | $-2,100 | -1.07 % | $-2,100 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio | Small-Cap Value | | Sold All | -38,300 | -100 % | | | | -1.07 % | $10,724 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Blackrock Series Fund Inc - Blackrock Global Allocation Portfolio | Global Flex Port | 2,700 | New Holding | 2,700 | 100 % | $70,362 | $69,606 | $-756 | -1.07 % | $-756 | | | | | | News Article | History of Blackrock Series Fund Inc - Blackrock Global Allocation Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Blackrock Variable Series Funds Inc - Blackrock Global Growth Vi Fund | Multi-Cap Growth | 37,800 | New Holding | 37,800 | 100 % | $985,068 | $974,484 | $-10,584 | -1.07 % | $-10,584 | | | | | | News Article | History of Blackrock Variable Series Funds Inc - Blackrock Global Growth Vi Fund Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Growth And Income Portfolio | Multi-Cap Growth | 68,300 | Added More | 9,800 | 16.75 % | $1,779,898 | $1,760,774 | $-19,124 | -1.07 % | $-2,744 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Growth And Income Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 91,000 | Sold Some | -212,019 | -69.96 % | $2,371,460 | $2,345,980 | $-25,480 | -1.07 % | $59,365 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | 297,700 | New Holding | 297,700 | 100 % | $7,758,062 | $7,674,706 | $-83,356 | -1.07 % | $-83,356 | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqboston Advisors Equity Income Portfolio | Equity Income | | Sold All | -308,000 | -100 % | | | | -1.07 % | $86,240 | | | | | | News Article | History of Eq Advisors Trust - Eqboston Advisors Equity Income Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqdavis New York Venture Portfolio | Specialty & Misc | 28,575 | Sold Some | -57,400 | -66.76 % | $744,665 | $736,664 | $-8,001 | -1.07 % | $16,072 | | | | | | News Article | History of Eq Advisors Trust - Eqdavis New York Venture Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqequity 500 Index Portfolio | S&P 500 Index | 89,400 | Added More | 15,900 | 21.63 % | $2,329,764 | $2,304,732 | $-25,032 | -1.07 % | $-4,452 | | | | | | News Article | History of Eq Advisors Trust - Eqequity 500 Index Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqinternational Growth Portfolio | Multi-Cap Growth | 82,500 | New Holding | 82,500 | 100 % | $2,149,950 | $2,126,850 | $-23,100 | -1.07 % | $-23,100 | | | | | | News Article | History of Eq Advisors Trust - Eqinternational Growth Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqmutual Shares Portfolio | Specialty & Misc | 11,300 | New Holding | 11,300 | 100 % | $294,478 | $291,314 | $-3,164 | -1.07 % | $-3,164 | | | | | | News Article | History of Eq Advisors Trust - Eqmutual Shares Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqtcw Equity Portfolio | Specialty & Misc | 26,001 | New Holding | 26,001 | 100 % | $677,586 | $670,306 | $-7,280 | -1.07 % | $-7,280 | | | | | | News Article | History of Eq Advisors Trust - Eqtcw Equity Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Guidestone Funds - Capital Opportunities | Multi-Cap Core | | Sold All | -12,900 | -100 % | | | | -1.07 % | $3,612 | | | | | | News Article | History of Guidestone Funds - Capital Opportunities Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Homestead Funds Inc - Stock Index Fund | Specialty & Misc | | Sold All | -54,460 | -100 % | | | | -1.07 % | $15,249 | | | | | | News Article | History of Homestead Funds Inc - Stock Index Fund Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Homestead Funds Inc - Value Fund | Multi-Cap Value | 206,465 | Added More | 9,205 | 4.66 % | $5,380,478 | $5,322,668 | $-57,810 | -1.07 % | $-2,577 | | | | | | News Article | History of Homestead Funds Inc - Value Fund Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust I - Jpmorgan Intrepid International Fund | Global Flex Port | 52 | New Holding | 52 | 100 % | $1,355 | $1,341 | $-15 | -1.07 % | $-15 | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Intrepid International Fund Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust I - Jpmorgan Japan Fund | Japanese | 556 | New Holding | 556 | 100 % | $14,489 | $14,334 | $-156 | -1.07 % | $-156 | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Japan Fund Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust Ii - Jpmorgan Core Bond Fund | Multi-Cap Core | 556 | New Holding | 556 | 100 % | $14,489 | $14,334 | $-156 | -1.07 % | $-156 | | | | | | News Article | History of Jpmorgan Trust Ii - Jpmorgan Core Bond Fund Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust Ii - Jpmorgan Intrepid Mid Cap Fund | Mid-Cap Core | 52 | New Holding | 52 | 100 % | $1,355 | $1,341 | $-15 | -1.07 % | $-15 | | | | | | News Article | History of Jpmorgan Trust Ii - Jpmorgan Intrepid Mid Cap Fund Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Massmutual Select Funds - Massmutual Select Strategic Balanced Fund | Mixed-Asset Target Allocation Moderate | 2,560 | New Holding | 2,560 | 100 % | $66,714 | $65,997 | $-717 | -1.07 % | $-717 | | | | | | News Article | History of Massmutual Select Funds - Massmutual Select Strategic Balanced Fund Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Mma Praxis Mutual Funds - Mma Praxis Core Stock Fund | Large-Cap Core | 16,600 | No Change | 0 | 0 % | $432,596 | $427,948 | $-4,648 | -1.07 % | $0 | | | | | | News Article | History of Mma Praxis Mutual Funds - Mma Praxis Core Stock Fund Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Mma Praxis Mutual Funds - Mma Praxis Value Index Fund | Large-Cap Value | 4,754 | No Change | 0 | 0 % | $123,889 | $122,558 | $-1,331 | -1.07 % | $0 | | | | | | News Article | History of Mma Praxis Mutual Funds - Mma Praxis Value Index Fund Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Bull Profund | Large-Cap Core | 4,086 | Sold Some | -1,050 | -20.44 % | $106,481 | $105,337 | $-1,144 | -1.07 % | $294 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Profund Vp Bull | Specialty & Misc | 5,985 | Added More | 3,921 | 189.97 % | $155,969 | $154,293 | $-1,676 | -1.07 % | $-1,098 | | | | | | News Article | History of Profunds - Profund Vp Bull Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Profund Vp Financials | Specialty & Misc | 13,284 | Added More | 9,676 | 268.18 % | $346,181 | $342,462 | $-3,720 | -1.07 % | $-2,709 | | | | | | News Article | History of Profunds - Profund Vp Financials Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Profund Vp Ultrabull | Specialty & Misc | 1,254 | Added More | 870 | 226.56 % | $32,679 | $32,328 | $-351 | -1.07 % | $-244 | | | | | | News Article | History of Profunds - Profund Vp Ultrabull Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Prudential Series Fund - Flexible Managed Portfolio | Specialty & Misc | | Sold All | -226,500 | -100 % | | | | -1.07 % | $63,420 | | | | | | News Article | History of Prudential Series Fund - Flexible Managed Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Seligman Common Stock Fund Inc - Seligman Common Stock Fund Inc | Large-Cap Core | 9,136 | New Holding | 9,136 | 100 % | $238,084 | $235,526 | $-2,558 | -1.07 % | $-2,558 | | | | | | News Article | History of Seligman Common Stock Fund Inc - Seligman Common Stock Fund Inc Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Advantus Series Fund Inc - Index 500 Portfolio | No Data | | Sold All | -11,479 | -100 % | | | | 0.03 % | $-115 | | | | | | News Article | History of Advantus Series Fund Inc - Index 500 Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Burnham Investors Trust - Burnham Financial Industries Fund | Specialty & Misc | 75,000 | New Holding | 75,000 | 100 % | $1,932,750 | $1,933,500 | $750 | 0.03 % | $750 | | | | | | News Article | History of Burnham Investors Trust - Burnham Financial Industries Fund Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Burnham Investors Trust - Burnham Financial Services Fund | Specialty & Misc | 37,500 | New Holding | 37,500 | 100 % | $966,375 | $966,750 | $375 | 0.03 % | $375 | | | | | | News Article | History of Burnham Investors Trust - Burnham Financial Services Fund Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Huntington Funds - Huntington Money Market Fund | Specialty & Misc | 6,340 | New Holding | 6,340 | 100 % | $163,382 | $163,445 | $63 | 0.03 % | $63 | | | | | | News Article | History of Huntington Funds - Huntington Money Market Fund Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Investors Trust - Ing International Portfolio | Global Flex Port | 95,900 | New Holding | 95,900 | 100 % | $2,471,343 | $2,472,302 | $959 | 0.03 % | $959 | | | | | | News Article | History of Ing Investors Trust - Ing International Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Investors Trust - Ing Pioneer Mid Cap Value Portfolio | Mid-Cap Value | 211,400 | New Holding | 211,400 | 100 % | $5,447,778 | $5,449,892 | $2,114 | 0.03 % | $2,114 | | | | | | News Article | History of Ing Investors Trust - Ing Pioneer Mid Cap Value Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Investors Trust - Ing Stock Index Portfolio | Specialty & Misc | 25,216 | New Holding | 25,216 | 100 % | $649,816 | $650,068 | $252 | 0.03 % | $252 | | | | | | News Article | History of Ing Investors Trust - Ing Stock Index Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Partners Inc - Ing Jpmorgan International Portfolio | Global Flex Port | 81,900 | New Holding | 81,900 | 100 % | $2,110,563 | $2,111,382 | $819 | 0.03 % | $819 | | | | | | News Article | History of Ing Partners Inc - Ing Jpmorgan International Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Variable Funds - Ing Vp Growth And Income Portfolio | Multi-Cap Growth | 1,253,100 | New Holding | 1,253,100 | 100 % | $32,292,387 | $32,304,918 | $12,531 | 0.03 % | $12,531 | | | | | | News Article | History of Ing Variable Funds - Ing Vp Growth And Income Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Variable Portfolios Inc - Ing International Index Portfolio | No Data | 44,550 | New Holding | 44,550 | 100 % | $1,148,054 | $1,148,499 | $446 | 0.03 % | $446 | | | | | | News Article | History of Ing Variable Portfolios Inc - Ing International Index Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Variable Portfolios Inc - Ing Vp Growth Portfolio | Multi-Cap Growth | 1,253,100 | New Holding | 1,253,100 | 100 % | $32,292,387 | $32,304,918 | $12,531 | 0.03 % | $12,531 | | | | | | News Article | History of Ing Variable Portfolios Inc - Ing Vp Growth Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Jnl Variable Fund Llc - Jnlmcm Financial Sector Fund | Specialty & Misc | 54 | Added More | 33 | 157.14 % | $1,392 | $1,392 | $1 | 0.03 % | $0 | | | | | | News Article | History of Jnl Variable Fund Llc - Jnlmcm Financial Sector Fund Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mainstay Vp Series Fund Inc - Vp Balanced Portfolio | Flexible Portfolio | | Sold All | -20,099 | -100 % | | | | 0.03 % | $-201 | | | | | | News Article | History of Mainstay Vp Series Fund Inc - Vp Balanced Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mainstay Vp Series Fund Inc - Vp Common Stock Portfolio | Specialty & Misc | | Sold All | -23,718 | -100 % | | | | 0.03 % | $-237 | | | | | | News Article | History of Mainstay Vp Series Fund Inc - Vp Common Stock Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mainstay Vp Series Fund Inc - Vp Mid Cap Core Portfolio | Mid-Cap Core | | Sold All | -45,632 | -100 % | | | | 0.03 % | $-456 | | | | | | News Article | History of Mainstay Vp Series Fund Inc - Vp Mid Cap Core Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mainstay Vp Series Fund Inc - Vp Value Portfolio | Multi-Cap Value | | Sold All | -25,847 | -100 % | | | | 0.03 % | $-258 | | | | | | News Article | History of Mainstay Vp Series Fund Inc - Vp Value Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Managers Amg Funds - Timessquare Mid Cap Growth Fund | Mid-Cap Growth | 450,427 | New Holding | 450,427 | 100 % | $11,607,504 | $11,612,008 | $4,504 | 0.03 % | $4,504 | | | | | | News Article | History of Managers Amg Funds - Timessquare Mid Cap Growth Fund Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund - Mml Equity Index | Specialty & Misc | 9,236 | Added More | 1,300 | 16.38 % | $238,012 | $238,104 | $92 | 0.03 % | $13 | | | | | | News Article | History of Mml Series Investment Fund - Mml Equity Index Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund - Mml Mid Cap Growth Fund | Mid-Cap Growth | | Sold All | -23,000 | -100 % | | | | 0.03 % | $-230 | | | | | | News Article | History of Mml Series Investment Fund - Mml Mid Cap Growth Fund Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund Ii - Mml Enhanced Index Core Equity Fund | Multi-Cap Core | 500 | No Change | 0 | 0 % | $12,885 | $12,890 | $5 | 0.03 % | $0 | | | | | | News Article | History of Mml Series Investment Fund Ii - Mml Enhanced Index Core Equity Fund Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund Ii - Mml Small Cap Equity Fund | Small-Cap Core | | Sold All | -1,140 | -100 % | | | | 0.03 % | $-11 | | | | | | News Article | History of Mml Series Investment Fund Ii - Mml Small Cap Equity Fund Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Equity Index Portfolio | No Data | 121,600 | Added More | 65,900 | 118.31 % | $3,133,632 | $3,134,848 | $1,216 | 0.03 % | $659 | | | | | | News Article | History of Pacific Select Fund - Equity Index Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pacific Select Fund | Pacific Region | 119,113 | New Holding | 119,113 | 100 % | $3,069,542 | $3,070,733 | $1,191 | 0.03 % | $1,191 | | | | | | News Article | History of Pacific Select Fund - Pacific Select Fund Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Large-Cap Growth Index Portfolio | No Data | 791 | No Compare | | | $20,384 | $20,392 | $8 | 0.03 % | | | | | | | News Article | History of Pacific Select Fund - Pd Large-Cap Growth Index Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Kbw Insurance Etf | Specialty & Misc | | Sold All | -174,847 | -100 % | | | | 0.03 % | $-1,748 | | | | | | News Article | History of Streettracks Series Trust - Kbw Insurance Etf Ownership Of Principal Financial Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | | Sold All | -10,708 | -100 % | | | | 0.03 % | $-107 | | | | | | News Article | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Principal Financial Group Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Advisors Series Trust - Castlerock Fund | Specialty & Misc | 8,006 | New Holding | 8,006 | 100 % | $207,596 | $206,395 | $-1,201 | -0.57 % | $-1,201 | | | | | | News Article | History of Advisors Series Trust - Castlerock Fund Ownership Of Principal Financial Group Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Dws Equity 500 Index Portfolio - Dws Equity 500 Index Portfolio | S&P 500 Index | 81,519 | Added More | 13,200 | 19.32 % | $2,113,788 | $2,101,560 | $-12,228 | -0.57 % | $-1,980 | | | | | | News Article | History of Dws Equity 500 Index Portfolio - Dws Equity 500 Index Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Dws Institutional Funds - Dws Equity 500 Index Fund | S&P 500 Index | 81,519 | Added More | 13,200 | 19.32 % | $2,113,788 | $2,101,560 | $-12,228 | -0.57 % | $-1,980 | | | | | | News Article | History of Dws Institutional Funds - Dws Equity 500 Index Fund Ownership Of Principal Financial Group Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Legg Mason Partners Equity Trust - Legg Mason Partners S And P 500 Index Fund | S&P 500 Index | 9,416 | New Holding | 9,416 | 100 % | $244,157 | $242,744 | $-1,412 | -0.57 % | $-1,412 | | | | | | News Article | History of Legg Mason Partners Equity Trust - Legg Mason Partners S And P 500 Index Fund Ownership Of Principal Financial Group Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Met Investors Series Trust - Batterymarch Growth And Income Portfolio | Multi-Cap Growth | 33,115 | Sold Some | -14,985 | -31.15 % | $858,672 | $853,705 | $-4,967 | -0.57 % | $2,248 | | | | | | News Article | History of Met Investors Series Trust - Batterymarch Growth And Income Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Met Investors Series Trust - Goldman Sachs Mid Cap Value Portfolio | Mid-Cap Value | 155,630 | New Holding | 155,630 | 100 % | $4,035,486 | $4,012,141 | $-23,345 | -0.57 % | $-23,345 | | | | | | News Article | History of Met Investors Series Trust - Goldman Sachs Mid Cap Value Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Met Investors Series Trust - Lazard Mid Cap Portfolio | Mid-Cap Core | 243,000 | Added More | 158,000 | 185.88 % | $6,300,990 | $6,264,540 | $-36,450 | -0.57 % | $-23,700 | | | | | | News Article | History of Met Investors Series Trust - Lazard Mid Cap Portfolio Ownership Of Principal Financial Group Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | | Sold All | -227,823 | -100 % | | | | -0.57 % | $34,173 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Principal Financial Group Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 104,235 | Sold Some | -979,267 | -90.37 % | $2,726,788 | $2,687,178 | $-39,609 | -1.45 % | $372,121 | | | | | | News Article | History of Amvescap Plc Ownership Of Principal Financial Group Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 4,475,420 | Added More | 3,214,259 | 254.86 % | $117,076,987 | $115,376,328 | $-1,700,660 | -1.45 % | $-1,221,418 | | | | | | News Article | History of Fmr Corp Ownership Of Principal Financial Group Inc |
| 2009-09-01 | 2009-06-30 | N-CSR | Munder Series Trust - Munder Index 500 Fund | S&P 500 Index | | Sold All | -9,826 | -100 % | | | | -1.45 % | $3,734 | | | | | | News Article | History of Munder Series Trust - Munder Index 500 Fund Ownership Of Principal Financial Group Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Rs Investment Trust - Rs Large Cap Value Fund | Large-Cap Value | | Sold All | -15,800 | -100 % | | | | -1.45 % | $6,004 | | | | | | News Article | History of Rs Investment Trust - Rs Large Cap Value Fund Ownership Of Principal Financial Group Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Rs Investment Trust - Rs Value Fund | Multi-Cap Value | 430,300 | New Holding | 430,300 | 100 % | $11,256,648 | $11,093,134 | $-163,514 | -1.45 % | $-163,514 | | | | | | News Article | History of Rs Investment Trust - Rs Value Fund Ownership Of Principal Financial Group Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Rs Variable Products Trust - Rs Large Cap Value Vip Series | Large-Cap Value | 16,200 | Added More | 6,800 | 72.34 % | $423,792 | $417,636 | $-6,156 | -1.45 % | $-2,584 | | | | | | News Article | History of Rs Variable Products Trust - Rs Large Cap Value Vip Series Ownership Of Principal Financial Group Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Rs Variable Products Trust - Rs Partners Vip Series | Specialty & Misc | 443,700 | New Holding | 443,700 | 100 % | $11,607,192 | $11,438,586 | $-168,606 | -1.45 % | $-168,606 | | | | | | News Article | History of Rs Variable Products Trust - Rs Partners Vip Series Ownership Of Principal Financial Group Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Rs Variable Products Trust - Rs Value Vip Series | Multi-Cap Value | 1,020 | New Holding | 1,020 | 100 % | $26,683 | $26,296 | $-388 | -1.45 % | $-388 | | | | | | News Article | History of Rs Variable Products Trust - Rs Value Vip Series Ownership Of Principal Financial Group Inc |
| 2009-09-01 | 2009-06-30 | N-Q/A | Rydex Series Funds - Financial Services Fund | Financial Services | 6,347 | Sold Some | -1,288 | -16.86 % | $166,038 | $163,626 | $-2,412 | -1.45 % | $489 | | | | | | News Article | History of Rydex Series Funds - Financial Services Fund Ownership Of Principal Financial Group Inc |
| 2009-09-01 | 2009-06-30 | N-Q/A | Rydex Series Funds - Market Neutral Fund | Equity Mkt Neutral Funds | | Sold All | -13,700 | -100 % | | | | -1.45 % | $5,206 | | | | | | News Article | History of Rydex Series Funds - Market Neutral Fund Ownership Of Principal Financial Group Inc |
| 2009-09-01 | 2009-06-30 | N-Q/A | Rydex Series Funds - Nova Fund | Large-Cap Core | 1,860 | Added More | 244 | 15.09 % | $48,658 | $47,951 | $-707 | -1.45 % | $-93 | | | | | | News Article | History of Rydex Series Funds - Nova Fund Ownership Of Principal Financial Group Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Tiaa Separate Account Va 1 - Stock Index Account | Specialty & Misc | 17,888 | Added More | 5,900 | 49.21 % | $467,950 | $461,153 | $-6,797 | -1.45 % | $-2,242 | | | | | | News Article | History of Tiaa Separate Account Va 1 - Stock Index Account Ownership Of Principal Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Aegontransamerica Series Trust - Transamerica Balanced | Flexible Portfolio | | Sold All | -120,800 | -100 % | | | | -9.22 % | $316,496 | | | | | | News Article | History of Aegontransamerica Series Trust - Transamerica Balanced Ownership Of Principal Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Bb And T Funds - Equity Index Fund | S&P 500 Index | 63,665 | Added More | 9,205 | 16.90 % | $1,808,086 | $1,641,284 | $-166,802 | -9.22 % | $-24,117 | | | | | | News Article | History of Bb And T Funds - Equity Index Fund Ownership Of Principal Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Dryden Index Series Fund - Dryden Stock Index Fund | Specialty & Misc | 24,900 | New Holding | 24,900 | 100 % | $707,160 | $641,922 | $-65,238 | -9.22 % | $-65,238 | | | | | | News Article | History of Dryden Index Series Fund - Dryden Stock Index Fund Ownership Of Principal Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Fidelity Central Investment Portfolios Llc - Fidelity Financials | Specialty & Misc | 737,300 | New Holding | 737,300 | 100 % | $20,939,320 | $19,007,594 | $-1,931,726 | -9.22 % | $-1,931,726 | | | | | | News Article | History of Fidelity Central Investment Portfolios Llc - Fidelity Financials Ownership Of Principal Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Sei Institutional Managed Trust - Large Cap Diversified Alpha Fund | Large-Cap Core | 6,100 | No Change | 0 | 0 % | $173,240 | $157,258 | $-15,982 | -9.22 % | $0 | | | | | | News Article | History of Sei Institutional Managed Trust - Large Cap Diversified Alpha Fund Ownership Of Principal Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Sei Institutional Managed Trust - Large Cap Growth Fund | Large-Cap Growth | | Sold All | -39,100 | -100 % | | | | -9.22 % | $102,442 | | | | | | News Article | History of Sei Institutional Managed Trust - Large Cap Growth Fund Ownership Of Principal Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Sei Institutional Managed Trust - Large Cap Value Fund | Large-Cap Value | 125,500 | Added More | 15,500 | 14.09 % | $3,564,200 | $3,235,390 | $-328,810 | -9.22 % | $-40,610 | | | | | | News Article | History of Sei Institutional Managed Trust - Large Cap Value Fund Ownership Of Principal Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-Q/A | Select Sector Spdr Trust - Financial Select Sector Spdr Fund | Specialty & Misc | | Sold All | -1,445,512 | -100 % | | | | -9.22 % | $3,787,241 | | | | | | News Article | History of Select Sector Spdr Trust - Financial Select Sector Spdr Fund Ownership Of Principal Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Bond Fund | Specialty & Misc | 20,996 | Added More | 11,080 | 111.73 % | $596,286 | $541,277 | $-55,010 | -9.22 % | $-29,030 | | | | | | News Article | History of Tiaa Cref Life Fund - Bond Fund Ownership Of Principal Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Growth Equity Fund | Large-Cap Growth | 14,229 | New Holding | 14,229 | 100 % | $404,104 | $366,824 | $-37,280 | -9.22 % | $-37,280 | | | | | | News Article | History of Tiaa Cref Life Fund - Growth Equity Fund Ownership Of Principal Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | 3,754 | Sold Some | -20 | -0.52 % | $106,614 | $96,778 | $-9,835 | -9.22 % | $52 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Principal Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Usaa Mutual Funds Trust - Value Fund | Multi-Cap Value | 85,300 | New Holding | 85,300 | 100 % | $2,422,520 | $2,199,034 | $-223,486 | -9.22 % | $-223,486 | | | | | | News Article | History of Usaa Mutual Funds Trust - Value Fund Ownership Of Principal Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Diefa Fund | Specialty & Misc | 2,910 | Sold Some | -4,148 | -58.77 % | $82,644 | $75,020 | $-7,624 | -9.22 % | $10,868 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Diefa Fund Ownership Of Principal Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Largecap Dividend Fund | Large-Cap Core | 9,303 | Added More | 320 | 3.56 % | $264,205 | $239,831 | $-24,374 | -9.22 % | $-838 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Largecap Dividend Fund Ownership Of Principal Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Total Dividend Fund | Specialty & Misc | 2,013 | Sold Some | -287 | -12.47 % | $57,169 | $51,895 | $-5,274 | -9.22 % | $752 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Total Dividend Fund Ownership Of Principal Financial Group Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Total Earnings Fund | Specialty & Misc | 1,099 | Added More | 38 | 3.58 % | $31,212 | $28,332 | $-2,879 | -9.22 % | $-100 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Total Earnings Fund Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-CSR | Allianz Funds - Occ Value | Large-Cap Value | 1,300 | New Holding | 1,300 | 100 % | $37,544 | $33,514 | $-4,030 | -10.73 % | $-4,030 | | | | | | News Article | History of Allianz Funds - Occ Value Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Axp Investment Series Inc - Riversource Disciplined Large Cap Value Fund | No Data | 37,002 | New Holding | 37,002 | 100 % | $1,068,618 | $953,912 | $-114,706 | -10.73 % | $-114,706 | | | | | | News Article | History of Axp Investment Series Inc - Riversource Disciplined Large Cap Value Fund Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Calvert Social Index Series Inc - Calvert Social Index Fund | Multi-Cap Core | 4,788 | Added More | 990 | 26.06 % | $138,277 | $123,435 | $-14,843 | -10.73 % | $-3,069 | | | | | | News Article | History of Calvert Social Index Series Inc - Calvert Social Index Fund Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Calvert Social Investment Fund - Equity Portfolio | Multi-Cap Core | | Sold All | -5,100 | -100 % | | | | -10.73 % | $15,810 | | | | | | News Article | History of Calvert Social Investment Fund - Equity Portfolio Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Columbia Funds Variable Insurance Trust - Columbia International Fund Variable Series | Global Flex Port | 857 | Added More | 115 | 15.49 % | $24,750 | $22,093 | $-2,657 | -10.73 % | $-357 | | | | | | News Article | History of Columbia Funds Variable Insurance Trust - Columbia International Fund Variable Series Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 1000 Growth Index Fund | Multi-Cap Growth | 634,779 | New Holding | 634,779 | 100 % | $18,332,418 | $16,364,603 | $-1,967,815 | -10.73 % | $-1,967,815 | | | | | | News Article | History of Ishares Trust - Ishares Russell 1000 Growth Index Fund Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 1000 Index Fund | Specialty & Misc | 153,735 | Added More | 26,139 | 20.48 % | $4,439,867 | $3,963,288 | $-476,579 | -10.73 % | $-81,031 | | | | | | News Article | History of Ishares Trust - Ishares Russell 1000 Index Fund Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 1000 Value Index Fund | Multi-Cap Value | | Sold All | -439,418 | -100 % | | | | -10.73 % | $1,362,196 | | | | | | News Article | History of Ishares Trust - Ishares Russell 1000 Value Index Fund Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | 19,510 | New Holding | 19,510 | 100 % | $563,449 | $502,968 | $-60,481 | -10.73 % | $-60,481 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Growth Index Fund Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 87,183 | Added More | 19,557 | 28.91 % | $2,517,845 | $2,247,578 | $-270,267 | -10.73 % | $-60,627 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Value Index Fund | Multi-Cap Value | | Sold All | -17,849 | -100 % | | | | -10.73 % | $55,332 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Value Index Fund Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Midcap Growth Index Fund | Mid-Cap Growth | 533,382 | New Holding | 533,382 | 100 % | $15,404,072 | $13,750,588 | $-1,653,484 | -10.73 % | $-1,653,484 | | | | | | News Article | History of Ishares Trust - Ishares Russell Midcap Growth Index Fund Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Midcap Index Fund | Mid-Cap Core | 467,321 | Added More | 45,573 | 10.80 % | $13,496,230 | $12,047,535 | $-1,448,695 | -10.73 % | $-141,276 | | | | | | News Article | History of Ishares Trust - Ishares Russell Midcap Index Fund Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Midcap Value Index Fund | Mid-Cap Value | | Sold All | -456,963 | -100 % | | | | -10.73 % | $1,416,585 | | | | | | News Article | History of Ishares Trust - Ishares Russell Midcap Value Index Fund Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Manning And Napier Fund Inc Ny - Financial Services Series | Specialty & Misc | | Sold All | -62,000 | -100 % | | | | -10.73 % | $192,200 | | | | | | News Article | History of Manning And Napier Fund Inc Ny - Financial Services Series Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Morgan Stanley Institutional Fund Trust - Value Portfolio | Multi-Cap Value | | Sold All | -470 | -100 % | | | | -10.73 % | $1,457 | | | | | | News Article | History of Morgan Stanley Institutional Fund Trust - Value Portfolio Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Putnam Variable Trust - Putnam Vt Global Asset Allocation Fund | Global Flex Port | 5,200 | New Holding | 5,200 | 100 % | $150,176 | $134,056 | $-16,120 | -10.73 % | $-16,120 | | | | | | News Article | History of Putnam Variable Trust - Putnam Vt Global Asset Allocation Fund Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Riversource Strategic Allocation Series Inc - Riversource Strategic Allocation Fund | Flexible Portfolio | 79,053 | New Holding | 79,053 | 100 % | $2,283,051 | $2,037,986 | $-245,064 | -10.73 % | $-245,064 | | | | | | News Article | History of Riversource Strategic Allocation Series Inc - Riversource Strategic Allocation Fund Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Large Cap Composite Portfolio | Large-Cap Core | 271 | New Holding | 271 | 100 % | $7,826 | $6,986 | $-840 | -10.73 % | $-840 | | | | | | News Article | History of Seasons Series Trust - Large Cap Composite Portfolio Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Large Cap Value Portfolio | Large-Cap Value | 26,246 | New Holding | 26,246 | 100 % | $757,984 | $676,622 | $-81,363 | -10.73 % | $-81,363 | | | | | | News Article | History of Seasons Series Trust - Large Cap Value Portfolio Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Mid Cap Growth Portfolio | Mid-Cap Growth | 18,426 | New Holding | 18,426 | 100 % | $532,143 | $475,022 | $-57,121 | -10.73 % | $-57,121 | | | | | | News Article | History of Seasons Series Trust - Mid Cap Growth Portfolio Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Mid Cap Value Portfolio | Mid-Cap Value | 15,510 | New Holding | 15,510 | 100 % | $447,929 | $399,848 | $-48,081 | -10.73 % | $-48,081 | | | | | | News Article | History of Seasons Series Trust - Mid Cap Value Portfolio Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Stock Portfolio | Multi-Cap Core | 6,200 | New Holding | 6,200 | 100 % | $179,056 | $159,836 | $-19,220 | -10.73 % | $-19,220 | | | | | | News Article | History of Seasons Series Trust - Stock Portfolio Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Sti Classic Funds - Balanced Fund | Flexible Portfolio | 232,900 | New Holding | 232,900 | 100 % | $6,726,152 | $6,004,162 | $-721,990 | -10.73 % | $-721,990 | | | | | | News Article | History of Sti Classic Funds - Balanced Fund Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Variable Insurance Products Fund Iv - Financial Services Portfolio | Specialty & Misc | 53,742 | New Holding | 53,742 | 100 % | $1,552,069 | $1,385,469 | $-166,600 | -10.73 % | $-166,600 | | | | | | News Article | History of Variable Insurance Products Fund Iv - Financial Services Portfolio Ownership Of Principal Financial Group Inc |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 784,312 | Added More | 467,489 | 147.55 % | $22,650,931 | $20,219,563 | $-2,431,367 | -10.73 % | $-1,449,216 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Principal Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | American National Investment Accounts Inc - Balanced Portfolio | Flexible Portfolio | 2,250 | New Holding | 2,250 | 100 % | $64,598 | $58,005 | $-6,593 | -10.20 % | $-6,593 | | | | | | News Article | History of American National Investment Accounts Inc - Balanced Portfolio Ownership Of Principal Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | American National Investment Accounts Inc - Equity Income Portfolio | Equity Income | 4,154 | New Holding | 4,154 | 100 % | $119,261 | $107,090 | $-12,171 | -10.20 % | $-12,171 | | | | | | News Article | History of American National Investment Accounts Inc - Equity Income Portfolio Ownership Of Principal Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | American National Investment Accounts Inc - Growth Portfolio | Multi-Cap Growth | 1,725 | New Holding | 1,725 | 100 % | $49,525 | $44,471 | $-5,054 | -10.20 % | $-5,054 | | | | | | News Article | History of American National Investment Accounts Inc - Growth Portfolio Ownership Of Principal Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Janus Aspen Series - Balanced Portfolio | Mixed-Asset Target Allocation Growth | 1,200 | New Holding | 1,200 | 100 % | $34,452 | $30,936 | $-3,516 | -10.20 % | $-3,516 | | | | | | News Article | History of Janus Aspen Series - Balanced Portfolio Ownership Of Principal Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Janus Aspen Series - Growth And Income Portfolio | Multi-Cap Growth | | Sold All | -400 | -100 % | | | | -10.20 % | $1,172 | | | | | | News Article | History of Janus Aspen Series - Growth And Income Portfolio Ownership Of Principal Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Keeley Funds Inc - Keeley Mid Cap Value Fund | Mid-Cap Core | | Sold All | -55,000 | -100 % | | | | -10.20 % | $161,150 | | | | | | News Article | History of Keeley Funds Inc - Keeley Mid Cap Value Fund Ownership Of Principal Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Lincoln Variable Insurance Products Trust - Core Fund | Multi-Cap Core | 28,700 | Added More | 13,718 | 91.56 % | $823,977 | $739,886 | $-84,091 | -10.20 % | $-40,194 | | | | | | News Article | History of Lincoln Variable Insurance Products Trust - Core Fund Ownership Of Principal Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Bond Fund | Specialty & Misc | 871,356 | Added More | 594,314 | 214.52 % | $25,016,631 | $22,463,558 | $-2,553,073 | -10.20 % | $-1,741,340 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Bond Fund Ownership Of Principal Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Enhanced Large-Cap Growth Index Fund | No Data | 25,250 | New Holding | 25,250 | 100 % | $724,928 | $650,945 | $-73,983 | -10.20 % | $-73,983 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Enhanced Large-Cap Growth Index Fund Ownership Of Principal Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Enhanced Large-Cap Value Index Fund | No Data | | Sold All | -21,529 | -100 % | | | | -10.20 % | $63,080 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Enhanced Large-Cap Value Index Fund Ownership Of Principal Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 37,147 | Sold Some | -66,389 | -64.12 % | $1,066,490 | $957,650 | $-108,841 | -10.20 % | $194,520 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Principal Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Growth Equity Fund | Multi-Cap Growth | 596,210 | New Holding | 596,210 | 100 % | $17,117,189 | $15,370,294 | $-1,746,895 | -10.20 % | $-1,746,895 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Growth Equity Fund Ownership Of Principal Financial Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Van Kampen Life Investment Trust - Van Kampen Life Investment Trust Global Tactical Asset | No Data | 200 | No Compare | | | $5,742 | $5,156 | $-586 | -10.20 % | | | | | | | News Article | History of Van Kampen Life Investment Trust - Van Kampen Life Investment Trust Global Tactical Asset Ownership Of Principal Financial Group Inc |
| 2009-08-26 | 2009-06-30 | N-Q | Ge Funds - Ge Government Securities Fund | Specialty & Misc | 1,635 | New Holding | 1,635 | 100 % | $45,944 | $42,150 | $-3,793 | -8.25 % | $-3,793 | | | | | | News Article | History of Ge Funds - Ge Government Securities Fund Ownership Of Principal Financial Group Inc |
| 2009-08-26 | 2009-06-30 | N-Q | Ge Funds - Ge Value Equity Fund | Large-Cap Core | 5,636 | New Holding | 5,636 | 100 % | $158,372 | $145,296 | $-13,076 | -8.25 % | $-13,076 | | | | | | News Article | History of Ge Funds - Ge Value Equity Fund Ownership Of Principal Financial Group Inc |
| 2009-08-26 | 2009-06-30 | N-Q | Ge Institutional Funds - Income Fund | Equity Income | 14,505 | New Holding | 14,505 | 100 % | $407,591 | $373,939 | $-33,652 | -8.25 % | $-33,652 | | | | | | News Article | History of Ge Institutional Funds - Income Fund Ownership Of Principal Financial Group Inc |
| 2009-08-26 | 2009-06-30 | N-Q | General Electric S And S Program Mutual Fund - General Electric S And S Program Mutual Fund | Specialty & Misc | 64,302 | New Holding | 64,302 | 100 % | $1,806,886 | $1,657,706 | $-149,181 | -8.25 % | $-149,181 | | | | | | News Article | History of General Electric S And S Program Mutual Fund - General Electric S And S Program Mutual Fund Ownership Of Principal Financial Group Inc |
| 2009-08-26 | 2009-06-30 | N-Q | Turner Funds - Turner Large Cap Value Fund | Multi-Cap Value | 320 | New Holding | 320 | 100 % | $8,992 | $8,250 | $-742 | -8.25 % | $-742 | | | | | | News Article | History of Turner Funds - Turner Large Cap Value Fund Ownership Of Principal Financial Group Inc |
| 2009-08-25 | 2009-06-30 | 13F-HR/A | Jefferies Group Inc | Institution | 36,132 | New Holding | 36,132 | 100 % | $1,013,141 | $931,483 | $-81,658 | -8.05 % | $-81,658 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Principal Financial Group Inc |
| 2009-08-25 | 2009-06-30 | 13F-HR | Johnson Investment Counsel Inc | Institution | 13,051 | Sold Some | -101,999 | -88.65 % | $365,950 | $336,455 | $-29,495 | -8.05 % | $230,518 | | | | | | News Article | History of Johnson Investment Counsel Inc Ownership Of Principal Financial Group Inc |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim Midcap Value Portfolio | No Data | | Sold All | -15,610 | -100 % | | | | -8.05 % | $35,279 | | | | | | News Article | History of Maxim Series Fund Inc - Maxim Midcap Value Portfolio Ownership Of Principal Financial Group Inc |
| 2009-08-25 | 2009-06-30 | 13F-HR/A | Nippon Life Insurance Co | Institution | 18,137,000 | No Change | 0 | 0 % | $508,561,480 | $467,571,860 | $-40,989,620 | -8.05 % | $0 | | | | | | News Article | History of Nippon Life Insurance Co Ownership Of Principal Financial Group Inc |
| 2009-08-25 | 2009-06-30 | 13F-HR | Ten Asset Management | Institution | 110,710 | Sold Some | -175,190 | -61.27 % | $3,104,308 | $2,854,104 | $-250,205 | -8.05 % | $395,929 | | | | | | News Article | History of Ten Asset Management Ownership Of Principal Financial Group Inc |
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