| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 11,003 | No Change | 0 | 0 % | $27,948 | $28,608 | $660 | 2.36 % | $0 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Polymet Mining Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 12,100 | Added More | 1,135 | 10.35 % | $30,734 | $31,460 | $726 | 2.36 % | $68 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Polymet Mining Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | Institution | 4,000 | New Holding | 4,000 | 100 % | $10,280 | $10,400 | $120 | 1.16 % | $120 | | | | | | News Article | History of Fifth Third Bancorp Ownership Of Polymet Mining Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | | Sold All | -9,800 | -100 % | | | | 1.16 % | $-294 | | | | | | News Article | History of Fmr Corp Ownership Of Polymet Mining Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Raffles Associates Lp | Institution | 947,200 | Sold Some | -125,000 | -11.65 % | $2,434,304 | $2,462,720 | $28,416 | 1.16 % | $-3,750 | | | | | | News Article | History of Raffles Associates Lp Ownership Of Polymet Mining Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Rbc Dominion Securities Inc | Institution | 1,200 | Sold Some | -500 | -29.41 % | $3,084 | $3,120 | $36 | 1.16 % | $-15 | | | | | | News Article | History of Rbc Dominion Securities Inc Ownership Of Polymet Mining Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 5,000 | No Change | 0 | 0 % | $12,850 | $13,000 | $150 | 1.16 % | $0 | | | | | | News Article | History of Us Bancorp De Ownership Of Polymet Mining Corp |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | 628,907 | Sold Some | -96,093 | -13.25 % | $1,521,955 | $1,635,158 | $113,203 | 7.43 % | $-17,297 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Polymet Mining Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 2,500 | No Change | 0 | 0 % | $6,050 | $6,500 | $450 | 7.43 % | $0 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Polymet Mining Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Elkhorn Partners Limited Partnership | Institution | 92,500 | New Holding | 92,500 | 100 % | $223,850 | $240,500 | $16,650 | 7.43 % | $16,650 | | | | | | News Article | History of Elkhorn Partners Limited Partnership Ownership Of Polymet Mining Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Heartland Advisors Inc | Institution | | Sold All | -3,504,000 | -100 % | | | | 7.43 % | $-630,720 | | | | | | News Article | History of Heartland Advisors Inc Ownership Of Polymet Mining Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | Institution | | Sold All | -57,286 | -100 % | | | | 7.43 % | $-10,311 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Polymet Mining Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mairs And Power Inc | Institution | 10,000 | No Change | 0 | 0 % | $24,200 | $26,000 | $1,800 | 7.43 % | $0 | | | | | | News Article | History of Mairs And Power Inc Ownership Of Polymet Mining Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Oppenheimer And Co Inc | Institution | | Sold All | -19,500 | -100 % | | | | 7.43 % | $-3,510 | | | | | | News Article | History of Oppenheimer And Co Inc Ownership Of Polymet Mining Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Toronto Dominion Bank | Institution | 195,000 | New Holding | 195,000 | 100 % | $471,900 | $507,000 | $35,100 | 7.43 % | $35,100 | | | | | | News Article | History of Toronto Dominion Bank Ownership Of Polymet Mining Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of Nova Scotia | Institution | | Sold All | -50,000 | -100 % | | | | 9.70 % | $-11,500 | | | | | | News Article | History of Bank Of Nova Scotia Ownership Of Polymet Mining Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Canada Pension Plan Investment Board | Institution | 785,501 | Sold Some | -554,099 | -41.36 % | $1,861,637 | $2,042,303 | $180,665 | 9.70 % | $-127,443 | | | | | | News Article | History of Canada Pension Plan Investment Board Ownership Of Polymet Mining Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Columbia Wanger Asset Management Lp | Institution | 1,000,000 | New Holding | 1,000,000 | 100 % | $2,370,000 | $2,600,000 | $230,000 | 9.70 % | $230,000 | | | | | | News Article | History of Columbia Wanger Asset Management Lp Ownership Of Polymet Mining Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Corestates Capital Advisors Llc | No Data | 42 | No Change | 0 | 0 % | $100 | $109 | $10 | 9.70 % | $0 | | | | | | News Article | History of Corestates Capital Advisors Llc Ownership Of Polymet Mining Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 150,000 | New Holding | 150,000 | 100 % | $355,500 | $390,000 | $34,500 | 9.70 % | $34,500 | | | | | | News Article | History of Credit Suisse Ownership Of Polymet Mining Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Qa3 Financial Llc | No Data | 2,000 | No Change | 0 | 0 % | $4,740 | $5,200 | $460 | 9.70 % | $0 | | | | | | News Article | History of Qa3 Financial Llc Ownership Of Polymet Mining Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tewksbury Capital Management Ltd | Institution | | Sold All | -12,969 | -100 % | | | | 9.70 % | $-2,983 | | | | | | News Article | History of Tewksbury Capital Management Ltd Ownership Of Polymet Mining Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | White Pine Capital Llc | Institution | 503,925 | Added More | 6,000 | 1.20 % | $1,194,302 | $1,310,205 | $115,903 | 9.70 % | $1,380 | | | | | | News Article | History of White Pine Capital Llc Ownership Of Polymet Mining Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Cypress Capital Group | Institution | 10,000 | New Holding | 10,000 | 100 % | $25,700 | $26,000 | $300 | 1.16 % | $300 | | | | | | News Article | History of Cypress Capital Group Ownership Of Polymet Mining Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Paradigm Capital Management Inc | Institution | 15,660 | No Change | 0 | 0 % | $40,246 | $40,716 | $470 | 1.16 % | $0 | | | | | | News Article | History of Paradigm Capital Management Inc Ownership Of Polymet Mining Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 57,090 | Added More | 4,215 | 7.97 % | $146,721 | $148,434 | $1,713 | 1.16 % | $126 | | | | | | News Article | History of Ubs Ag Ownership Of Polymet Mining Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Reilly Financial Advisors Llc | Institution | 8,000 | No Change | 0 | 0 % | $20,400 | $20,800 | $400 | 1.96 % | $0 | | | | | | News Article | History of Reilly Financial Advisors Llc Ownership Of Polymet Mining Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metlife Securities Inc | Institution | 1,750 | No Change | 0 | 0 % | $4,410 | $4,550 | $140 | 3.17 % | $0 | | | | | | News Article | History of Metlife Securities Inc Ownership Of Polymet Mining Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pioneer Investment Management Inc | Institution | 3,512,876 | Sold Some | -60,400 | -1.69 % | $8,852,448 | $9,133,478 | $281,030 | 3.17 % | $-4,832 | | | | | | News Article | History of Pioneer Investment Management Inc Ownership Of Polymet Mining Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 150 | No Change | 0 | 0 % | $378 | $390 | $12 | 3.17 % | $0 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Polymet Mining Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | 1st Source Bank | Institution | 40,000 | Added More | 20,000 | 100.00 % | $104,800 | $104,000 | $-800 | -0.76 % | $-400 | | | | | | News Article | History of 1st Source Bank Ownership Of Polymet Mining Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Thomson Horstmann And Bryant Inc | Institution | 987,600 | Added More | 79,100 | 8.70 % | $2,587,512 | $2,567,760 | $-19,752 | -0.76 % | $-1,582 | | | | | | News Article | History of Thomson Horstmann And Bryant Inc Ownership Of Polymet Mining Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Skylands Capital Llc | Institution | 719,000 | Sold Some | -69,000 | -8.75 % | $1,847,830 | $1,869,400 | $21,570 | 1.16 % | $-2,070 | | | | | | News Article | History of Skylands Capital Llc Ownership Of Polymet Mining Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | 32,433 | New Holding | 32,433 | 100 % | $85,623 | $84,326 | $-1,297 | -1.51 % | $-1,297 | | | | | | News Article | History of Oxford Asset Management Ownership Of Polymet Mining Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR/A | Perkins Capital Management Inc | Institution | 63,500 | Sold Some | -10,000 | -13.60 % | $167,640 | $165,100 | $-2,540 | -1.51 % | $400 | | | | | | News Article | History of Perkins Capital Management Inc Ownership Of Polymet Mining Corp |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 2,500 | No Change | 0 | 0 % | $6,675 | $6,500 | $-175 | -2.62 % | $0 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Polymet Mining Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Advisors Llc | Institution | 2,250,000 | No Change | 0 | 0 % | $6,345,000 | $5,850,000 | $-495,000 | -7.80 % | $0 | | | | | | News Article | History of Blackrock Advisors Llc Ownership Of Polymet Mining Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Harris Financial Corp | Institution | 17,750 | No Change | 0 | 0 % | $47,215 | $46,150 | $-1,065 | -2.25 % | $0 | | | | | | News Article | History of Harris Financial Corp Ownership Of Polymet Mining Corp |
| 2009-10-13 | 2009-09-30 | 13F-HR | Perritt Capital Management Inc | Institution | 635,200 | No Change | 0 | 0 % | $1,689,632 | $1,651,520 | $-38,112 | -2.25 % | $0 | | | | | | News Article | History of Perritt Capital Management Inc Ownership Of Polymet Mining Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 16,300 | New Holding | 16,300 | 100 % | $43,195 | $42,380 | $-815 | -1.88 % | $-815 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Polymet Mining Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Trust Co - The Canadian Small Company Series | Small-Cap Core | 423,377 | New Holding | 423,377 | 100 % | $1,121,949 | $1,100,780 | $-21,169 | -1.88 % | $-21,169 | | | | | | News Article | History of Dfa Investment Trust Co - The Canadian Small Company Series Ownership Of Polymet Mining Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Pioneer High Yield Fund - Pioneer High Yield Fund | Specialty & Misc | 2,600,200 | New Holding | 2,600,200 | 100 % | $6,890,530 | $6,760,520 | $-130,010 | -1.88 % | $-130,010 | | | | | | News Article | History of Pioneer High Yield Fund - Pioneer High Yield Fund Ownership Of Polymet Mining Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc - International Fund | International Multi-Cap Core | 12,300 | New Holding | 12,300 | 100 % | $32,103 | $31,980 | $-123 | -0.38 % | $-123 | | | | | | News Article | History of Old Westbury Funds Inc - International Fund Ownership Of Polymet Mining Corp |
| 2009-09-23 | 2009-07-31 | N-Q | Perritt Funds Inc - Perritt Emerging Opportunities Fund | Small-Cap Value | | Sold All | -635,200 | -100 % | | | | -4.41 % | $76,224 | | | | | | News Article | History of Perritt Funds Inc - Perritt Emerging Opportunities Fund Ownership Of Polymet Mining Corp |
| 2009-09-23 | 2009-07-31 | N-Q | Perritt Microcap Opportunities Fund Inc - Perritt Microcap Opportunities Fund | Specialty & Misc | 635,200 | No Change | 0 | 0 % | $1,727,744 | $1,651,520 | $-76,224 | -4.41 % | $0 | | | | | | News Article | History of Perritt Microcap Opportunities Fund Inc - Perritt Microcap Opportunities Fund Ownership Of Polymet Mining Corp |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 9,800 | New Holding | 9,800 | 100 % | $16,954 | $25,480 | $8,526 | 50.28 % | $8,526 | | | | | | News Article | History of Fmr Corp Ownership Of Polymet Mining Corp |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 10,965 | Added More | 100 | 0.92 % | $19,408 | $28,509 | $9,101 | 46.89 % | $83 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Polymet Mining Corp |
| 2009-08-20 | 2009-06-30 | N-CSRS | Heartland Group Inc - Heartland Value Fund | Small-Cap Core | 3,500,000 | No Change | 0 | 0 % | $5,915,000 | $9,100,000 | $3,185,000 | 53.84 % | $0 | | | | | | News Article | History of Heartland Group Inc - Heartland Value Fund Ownership Of Polymet Mining Corp |
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