| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
History |
|---|
| 2009-07-02 | 2009-04-30 | N-CSRS | Old Westbury Funds Inc-International Fund | International Multi-Cap Core | | Sold All | -12,300 | -100 % | | | | 0.00 % | $0 | | | | | | History of Old Westbury Funds Inc-International Fund Ownership Of Polymet Mining Corp |
| 2009-07-01 | 2009-04-30 | N-CSRS | Perritt Funds Inc-Perritt Emerging Opportunities Fund | Small-Cap Value | 635,200 | New Holding | 635,200 | 100 % | $851,168 | $825,760 | $-25,408 | -2.98 % | $-25,408 | | | | | | History of Perritt Funds Inc-Perritt Emerging Opportunities Fund Ownership Of Polymet Mining Corp |
| 2009-07-01 | 2009-04-30 | N-CSRS | Perritt Microcap Opportunities Fund Inc-Perritt Microcap Opportunities Fund | Specialty & Misc | 635,200 | No Change | 0 | 0 % | $851,168 | $825,760 | $-25,408 | -2.98 % | $0 | | | | | | History of Perritt Microcap Opportunities Fund Inc-Perritt Microcap Opportunities Fund Ownership Of Polymet Mining Corp |
| 2009-06-30 | 2008-09-30 | 13F-HR/A | Russell Frank Co | Institution | 132,634 | Added More | 47,319 | 55.46 % | $172,424 | $172,424 | $0 | 0.00 % | $0 | | | | | | History of Russell Frank Co Ownership Of Polymet Mining Corp |
| 2009-06-29 | 2009-04-30 | N-Q | Fidelity Puritan Trust-Fidelity Balanced Fund | Flexible Portfolio | | Sold All | -592,000 | -100 % | | | | 0.77 % | $-5,920 | | | | | | History of Fidelity Puritan Trust-Fidelity Balanced Fund Ownership Of Polymet Mining Corp |
| 2009-06-04 | 2008-12-31 | 13F-HR/A | Kbc Group Nv | Institution | | Sold All | -241,060 | -100 % | | | | -7.80 % | $26,517 | | | | | | History of Kbc Group Nv Ownership Of Polymet Mining Corp |
| 2009-05-29 | 2009-03-31 | 13F-HR/A | Credit Agricole S A | Institution | | Sold All | -92 | -100 % | | | | 0.00 % | $0 | | | | | | History of Credit Agricole S A Ownership Of Polymet Mining Corp |
| 2009-05-27 | 2009-03-31 | N-Q | Heartland Group Inc-Heartland Value Fund | Small-Cap Core | 3,500,000 | No Change | 0 | 0 % | $4,410,000 | $4,550,000 | $140,000 | 3.17 % | $0 | | | | | | History of Heartland Group Inc-Heartland Value Fund Ownership Of Polymet Mining Corp |
| 2009-05-26 | 2009-03-31 | 13F-HR | Qa3 Financial Llc | No Data | 2,000 | No Change | 0 | 0 % | $2,440 | $2,600 | $160 | 6.55 % | $0 | | | | | | History of Qa3 Financial Llc Ownership Of Polymet Mining Corp |
| 2009-05-19 | 2009-03-31 | 13F-HR/A | Md Witter Investmentsllc | No Data | 67,691 | No Compare | | | $87,998 | $87,998 | $0 | 0.00 % | | | | | | | History of Md Witter Investmentsllc Ownership Of Polymet Mining Corp |
| 2009-05-18 | 2009-03-31 | 13F-HR/A | Heartland Advisors Inc | Institution | 3,504,000 | No Change | 0 | 0 % | $4,835,520 | $4,555,200 | $-280,320 | -5.79 % | $0 | | | | | | History of Heartland Advisors Inc Ownership Of Polymet Mining Corp |
| 2009-05-18 | 2009-03-31 | 13F-HR/A | Rathbone Brothers Plc | Institution | | Sold All | -15,000 | -100 % | | | | -5.79 % | $1,200 | | | | | | History of Rathbone Brothers Plc Ownership Of Polymet Mining Corp |
| 2009-05-15 | 2009-05-15 | 13F-HR | Credit Suisse | Institution | | Sold All | -11,003 | -100 % | | | | 13.04 % | $-1,650 | | | | | | History of Credit Suisse Ownership Of Polymet Mining Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Bank Of Nova Scotia | Institution | 50,000 | New Holding | 50,000 | 100 % | $57,500 | $65,000 | $7,500 | 13.04 % | $7,500 | | | | | | History of Bank Of Nova Scotia Ownership Of Polymet Mining Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Canada Pension Plan Investment Board | Institution | 2,237,300 | Sold Some | -50,000 | -2.18 % | $2,572,895 | $2,908,490 | $335,595 | 13.04 % | $-7,500 | | | | | | History of Canada Pension Plan Investment Board Ownership Of Polymet Mining Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Goldman Jay G | Institution | | Sold All | -10,000 | -100 % | | | | 13.04 % | $-1,500 | | | | | | History of Goldman Jay G Ownership Of Polymet Mining Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Harris Financial Corp | Institution | 19,050 | No Change | 0 | 0 % | $21,908 | $24,765 | $2,858 | 13.04 % | $0 | | | | | | History of Harris Financial Corp Ownership Of Polymet Mining Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Hsbc Holdings Plc | Institution | | Sold All | -10,000 | -100 % | | | | 13.04 % | $-1,500 | | | | | | History of Hsbc Holdings Plc Ownership Of Polymet Mining Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Northwestern Mutual Life Insurance Co | Institution | 6,178 | No Change | 0 | 0 % | $7,105 | $8,031 | $927 | 13.04 % | $0 | | | | | | History of Northwestern Mutual Life Insurance Co Ownership Of Polymet Mining Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Oppenheimer And Co Inc | Institution | 16,500 | Added More | 5,000 | 43.47 % | $18,975 | $21,450 | $2,475 | 13.04 % | $750 | | | | | | History of Oppenheimer And Co Inc Ownership Of Polymet Mining Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Peak6 Investments L P | Institution | 725,000 | No Change | 0 | 0 % | $833,750 | $942,500 | $108,750 | 13.04 % | $0 | | | | | | History of Peak6 Investments L P Ownership Of Polymet Mining Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Raffles Associates Lp | Institution | 1,422,200 | Sold Some | -4,000 | -0.28 % | $1,635,530 | $1,848,860 | $213,330 | 13.04 % | $-600 | | | | | | History of Raffles Associates Lp Ownership Of Polymet Mining Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Rbc Dominion Securities Inc | Institution | 1,700 | No Change | 0 | 0 % | $1,955 | $2,210 | $255 | 13.04 % | $0 | | | | | | History of Rbc Dominion Securities Inc Ownership Of Polymet Mining Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Ubs Ag | Institution | 52,875 | Sold Some | -5,975 | -10.15 % | $60,806 | $68,738 | $7,931 | 13.04 % | $-896 | | | | | | History of Ubs Ag Ownership Of Polymet Mining Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | White Pine Capital Llc | Institution | 650,075 | Sold Some | -6,075 | -0.92 % | $747,586 | $845,098 | $97,511 | 13.04 % | $-911 | | | | | | History of White Pine Capital Llc Ownership Of Polymet Mining Corp |
| 2009-05-14 | 2009-03-31 | 13F-HR | Credit Suisse First Boston | Institution | 11,003 | No Compare | | | $13,204 | $14,304 | $1,100 | 8.33 % | | | | | | | History of Credit Suisse First Boston Ownership Of Polymet Mining Corp |
| 2009-05-14 | 2009-03-31 | 13F-HR | Pioneer Investment Management Inc | Institution | 3,695,683 | No Change | 0 | 0 % | $4,434,820 | $4,804,388 | $369,568 | 8.33 % | $0 | | | | | | History of Pioneer Investment Management Inc Ownership Of Polymet Mining Corp |
| 2009-05-14 | 2009-03-31 | 13F-HR | Renaissance Technologies Corp | Institution | | Sold All | -39,700 | -100 % | | | | 8.33 % | $-3,970 | | | | | | History of Renaissance Technologies Corp Ownership Of Polymet Mining Corp |
| 2009-05-14 | 2009-03-31 | 13F-HR | Us Bancorp De | Institution | 5,000 | No Change | 0 | 0 % | $6,000 | $6,500 | $500 | 8.33 % | $0 | | | | | | History of Us Bancorp De Ownership Of Polymet Mining Corp |
| 2009-05-14 | 2008-03-31 | 13F-HR/A | Wynnefield Capital Management Llc | Institution | 40,870 | No Change | 0 | 0 % | $49,044 | $53,131 | $4,087 | 8.33 % | $0 | | | | | | History of Wynnefield Capital Management Llc Ownership Of Polymet Mining Corp |
| 2009-05-14 | 2007-03-31 | 13F-HR/A | Wynnefield Capital Management Llc | Institution | 40,870 | New Holding | 40,870 | 100 % | $49,044 | $53,131 | $4,087 | 8.33 % | $4,087 | | | | | | History of Wynnefield Capital Management Llc Ownership Of Polymet Mining Corp |
| 2009-05-13 | 2009-03-31 | 13F-HR | Paradigm Capital Management Inc | Institution | 15,660 | Added More | 1,980 | 14.47 % | $22,707 | $20,358 | $-2,349 | -10.34 % | $-297 | | | | | | History of Paradigm Capital Management Inc Ownership Of Polymet Mining Corp |
| 2009-05-12 | 2009-03-31 | 13F-HR | Ameriprise Financial Inc | Institution | 2,500 | No Change | 0 | 0 % | $4,325 | $3,250 | $-1,075 | -24.85 % | $0 | | | | | | History of Ameriprise Financial Inc Ownership Of Polymet Mining Corp |
| 2009-05-11 | 2009-03-31 | 13F-HR | Kylands Capital Llc | Institution | 844,100 | Sold Some | -238,900 | -22.05 % | $1,561,585 | $1,097,330 | $-464,255 | -29.72 % | $131,395 | | | | | | History of Kylands Capital Llc Ownership Of Polymet Mining Corp |
| 2009-05-08 | 2009-03-31 | 13F-HR | Dimensional Fund Advisors Inc | Institution | | Sold All | -579,648 | -100 % | | | | -16.12 % | $144,912 | | | | | | History of Dimensional Fund Advisors Inc Ownership Of Polymet Mining Corp |
| 2009-05-08 | 2009-03-31 | 13F-HR/A | Kellogg Group Llc | Institution | | Sold All | -43,548 | -100 % | | | | -16.12 % | $10,887 | | | | | | History of Kellogg Group Llc Ownership Of Polymet Mining Corp |
| 2009-05-08 | 2008-12-31 | 13F-HR/A | Kellogg Group Llc | Institution | 43,548 | No Compare | | | $67,499 | $56,612 | $-10,887 | -16.12 % | | | | | | | History of Kellogg Group Llc Ownership Of Polymet Mining Corp |
| 2009-05-05 | 2009-03-31 | 13F-HR | 1st Source Bank | Institution | 20,000 | New Holding | 20,000 | 100 % | $23,200 | $26,000 | $2,800 | 12.06 % | $2,800 | | | | | | History of 1st Source Bank Ownership Of Polymet Mining Corp |
| 2009-05-04 | 2009-03-31 | 13F-HR | Wells Fargo And Co | Institution | 10,865 | Sold Some | -8,500 | -43.89 % | $11,300 | $14,125 | $2,825 | 25.00 % | $-2,210 | | | | | | History of Wells Fargo And Co Ownership Of Polymet Mining Corp |
| 2009-05-01 | 2009-03-31 | 13F-HR | Blackrock Advisors Llc | Institution | 2,250,000 | No Change | 0 | 0 % | $1,890,000 | $2,925,000 | $1,035,000 | 54.76 % | $0 | | | | | | History of Blackrock Advisors Llc Ownership Of Polymet Mining Corp |
| 2009-04-28 | 2009-03-31 | 13F-HR | Perkins Capital Management Inc | Institution | 73,500 | Sold Some | -90,000 | -55.04 % | $55,860 | $95,550 | $39,690 | 71.05 % | $-48,600 | | | | | | History of Perkins Capital Management Inc Ownership Of Polymet Mining Corp |
| 2009-04-24 | 2009-03-31 | 13F-HR | Deephaven Capital Management Llc | Institution | 560,199 | New Holding | 560,199 | 100 % | $420,149 | $728,259 | $308,109 | 73.33 % | $308,109 | | | | | | History of Deephaven Capital Management Llc Ownership Of Polymet Mining Corp |
| 2009-04-23 | 2009-03-31 | 13F-HR | Perritt Capital Management Inc | Institution | 635,200 | No Change | 0 | 0 % | $476,400 | $825,760 | $349,360 | 73.33 % | $0 | | | | | | History of Perritt Capital Management Inc Ownership Of Polymet Mining Corp |
| 2009-04-21 | 2008-09-30 | 13F-HR/A | Kbc Group Nv | Institution | 241,060 | New Holding | 241,060 | 100 % | $190,437 | $313,378 | $122,941 | 64.55 % | $122,941 | | | | | | History of Kbc Group Nv Ownership Of Polymet Mining Corp |
| 2009-04-14 | 2009-03-31 | 13F-HR | Reilly Financial Advisors Llc | Institution | 8,000 | No Change | 0 | 0 % | $6,000 | $10,400 | $4,400 | 73.33 % | $0 | | | | | | History of Reilly Financial Advisors Llc Ownership Of Polymet Mining Corp |
| 2009-04-14 | 2009-03-31 | 13F-HR | Wedbush Morgan Securities Inc | Institution | 128,500 | No Change | 0 | 0 % | $96,375 | $167,050 | $70,675 | 73.33 % | $0 | | | | | | History of Wedbush Morgan Securities Inc Ownership Of Polymet Mining Corp |
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