| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-06 | 2009-09-30 | 13F-HR | Credit Suisse First Boston | Institution | 11,003 | No Change | 0 | 0 % | $27,728 | $27,728 | $0 | 0.00 % | $0 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Polymet Mining Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metlife Securities Inc | Institution | 1,750 | New Holding | 1,750 | 100 % | $4,410 | $4,410 | $0 | 0.00 % | $0 | | | | | | News Article | History of Metlife Securities Inc Ownership Of Polymet Mining Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pioneer Investment Management Inc | Institution | 3,512,876 | Sold Some | -60,400 | -1.69 % | $8,852,448 | $8,852,448 | $0 | 0.00 % | $0 | | | | | | News Article | History of Pioneer Investment Management Inc Ownership Of Polymet Mining Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 150 | No Change | 0 | 0 % | $378 | $378 | $0 | 0.00 % | $0 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Polymet Mining Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | 1st Source Bank | Institution | 40,000 | Added More | 20,000 | 100.00 % | $104,800 | $100,800 | $-4,000 | -3.81 % | $-2,000 | | | | | | News Article | History of 1st Source Bank Ownership Of Polymet Mining Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Thomson Horstmann And Bryant Inc | Institution | 987,600 | Added More | 79,100 | 8.70 % | $2,587,512 | $2,488,752 | $-98,760 | -3.81 % | $-7,910 | | | | | | News Article | History of Thomson Horstmann And Bryant Inc Ownership Of Polymet Mining Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Kylands Capital Llc | Institution | 719,000 | Sold Some | -69,000 | -8.75 % | $1,847,830 | $1,811,880 | $-35,950 | -1.94 % | $3,450 | | | | | | News Article | History of Kylands Capital Llc Ownership Of Polymet Mining Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | 32,433 | New Holding | 32,433 | 100 % | $85,623 | $81,731 | $-3,892 | -4.54 % | $-3,892 | | | | | | News Article | History of Oxford Asset Management Ownership Of Polymet Mining Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR/A | Perkins Capital Management Inc | Institution | 63,500 | Sold Some | -10,000 | -13.60 % | $167,640 | $160,020 | $-7,620 | -4.54 % | $1,200 | | | | | | News Article | History of Perkins Capital Management Inc Ownership Of Polymet Mining Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc-International Core Equity Portfolio | International Small-Mid-Cap Value | 16,300 | New Holding | 16,300 | 100 % | $43,195 | $41,076 | $-2,119 | -4.90 % | $-2,119 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc-International Core Equity Portfolio Ownership Of Polymet Mining Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Trust Co-The Canadian Small Company Serie | Small-Cap Core | 423,377 | New Holding | 423,377 | 100 % | $1,121,949 | $1,066,910 | $-55,039 | -4.90 % | $-55,039 | | | | | | News Article | History of Dfa Investment Trust Co-The Canadian Small Company Serie Ownership Of Polymet Mining Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Pioneer High Yield Fund-Pioneer High Yield Fund | Specialty & Misc | 2,600,200 | New Holding | 2,600,200 | 100 % | $6,890,530 | $6,552,504 | $-338,026 | -4.90 % | $-338,026 | | | | | | News Article | History of Pioneer High Yield Fund-Pioneer High Yield Fund Ownership Of Polymet Mining Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc-International Fund | International Multi-Cap Core | 12,300 | New Holding | 12,300 | 100 % | $32,103 | $30,996 | $-1,107 | -3.44 % | $-1,107 | | | | | | News Article | History of Old Westbury Funds Inc-International Fund Ownership Of Polymet Mining Corp |
| 2009-09-23 | 2009-07-31 | N-Q | Perritt Funds Inc-Perritt Emerging Opportunities Fund | Small-Cap Value | | Sold All | -635,200 | -100 % | | | | -7.35 % | $127,040 | | | | | | News Article | History of Perritt Funds Inc-Perritt Emerging Opportunities Fund Ownership Of Polymet Mining Corp |
| 2009-09-23 | 2009-07-31 | N-Q | Perritt Microcap Opportunities Fund Inc-Perritt Microcap Opportunities Fund | Specialty & Misc | 635,200 | No Change | 0 | 0 % | $1,727,744 | $1,600,704 | $-127,040 | -7.35 % | $0 | | | | | | News Article | History of Perritt Microcap Opportunities Fund Inc-Perritt Microcap Opportunities Fund Ownership Of Polymet Mining Corp |
| 2009-08-20 | 2009-06-30 | N-CSRS | Heartland Group Inc-Heartland Value Fund | Small-Cap Core | 3,500,000 | No Change | 0 | 0 % | $5,915,000 | $8,820,000 | $2,905,000 | 49.11 % | $0 | | | | | | News Article | History of Heartland Group Inc-Heartland Value Fund Ownership Of Polymet Mining Corp |
| 2009-08-18 | 2009-06-30 | 13F-HR | Us Bancorp De | Institution | 5,000 | No Change | 0 | 0 % | $8,200 | $12,600 | $4,400 | 53.65 % | $0 | | | | | | News Article | History of Us Bancorp De Ownership Of Polymet Mining Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Canada Pension Plan Investment Board | Institution | 1,339,600 | Sold Some | -897,700 | -40.12 % | $2,250,528 | $3,375,792 | $1,125,264 | 50.00 % | $-754,068 | | | | | | News Article | History of Canada Pension Plan Investment Board Ownership Of Polymet Mining Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Fmr Corp | Institution | 9,800 | New Holding | 9,800 | 100 % | $16,464 | $24,696 | $8,232 | 50.00 % | $8,232 | | | | | | News Article | History of Fmr Corp Ownership Of Polymet Mining Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Heartland Advisors Inc | Institution | 3,504,000 | No Change | 0 | 0 % | $5,886,720 | $8,830,080 | $2,943,360 | 50.00 % | $0 | | | | | | News Article | History of Heartland Advisors Inc Ownership Of Polymet Mining Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Northwestern Mutual Life Insurance Co | Institution | | Sold All | -6,178 | -100 % | | | | 50.00 % | $-5,190 | | | | | | News Article | History of Northwestern Mutual Life Insurance Co Ownership Of Polymet Mining Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Paradigm Capital Management Inc | Institution | 15,660 | No Change | 0 | 0 % | $26,309 | $39,463 | $13,154 | 50.00 % | $0 | | | | | | News Article | History of Paradigm Capital Management Inc Ownership Of Polymet Mining Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Raffles Associates Lp | Institution | 1,072,200 | Sold Some | -350,000 | -24.60 % | $1,801,296 | $2,701,944 | $900,648 | 50.00 % | $-294,000 | | | | | | News Article | History of Raffles Associates Lp Ownership Of Polymet Mining Corp |
| 2009-08-14 | 2009-06-30 | 13F-HR | Rbc Dominion Securities Inc | Institution | 1,700 | No Change | 0 | 0 % | $2,856 | $4,284 | $1,428 | 50.00 % | $0 | | | | | | News Article | History of Rbc Dominion Securities Inc Ownership Of Polymet Mining Corp |
| 2009-08-13 | 2009-08-13 | 13F-HR | Peak6 Investments L P | Institution | 725,000 | No Change | 0 | 0 % | $1,268,750 | $1,827,000 | $558,250 | 44.00 % | $0 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Polymet Mining Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Ameriprise Financial Inc | Institution | 2,500 | No Change | 0 | 0 % | $4,375 | $6,300 | $1,925 | 44.00 % | $0 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Polymet Mining Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Bank Of Nova Scotia | Institution | 50,000 | No Change | 0 | 0 % | $87,500 | $126,000 | $38,500 | 44.00 % | $0 | | | | | | News Article | History of Bank Of Nova Scotia Ownership Of Polymet Mining Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Corestates Capital Advisors Llc | No Data | 42 | No Compare | | | $74 | $106 | $32 | 44.00 % | | | | | | | News Article | History of Corestates Capital Advisors Llc Ownership Of Polymet Mining Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Knight Capital Group Inc | Institution | 57,286 | New Holding | 57,286 | 100 % | $100,251 | $144,361 | $44,110 | 44.00 % | $44,110 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Polymet Mining Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Mairs And Power Inc | Institution | 10,000 | New Holding | 10,000 | 100 % | $17,500 | $25,200 | $7,700 | 44.00 % | $7,700 | | | | | | News Article | History of Mairs And Power Inc Ownership Of Polymet Mining Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Oppenheimer And Co Inc | Institution | 19,500 | Added More | 3,000 | 18.18 % | $34,125 | $49,140 | $15,015 | 44.00 % | $2,310 | | | | | | News Article | History of Oppenheimer And Co Inc Ownership Of Polymet Mining Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Ubs Ag | Institution | 52,875 | No Change | 0 | 0 % | $92,531 | $133,245 | $40,714 | 44.00 % | $0 | | | | | | News Article | History of Ubs Ag Ownership Of Polymet Mining Corp |
| 2009-08-13 | 2009-06-30 | 13F-HR | Wells Fargo And Co | Institution | 10,965 | Added More | 100 | 0.92 % | $19,189 | $27,632 | $8,443 | 44.00 % | $77 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Polymet Mining Corp |
| 2009-08-13 | 2008-06-30 | 13F-HR/A | Wynnefield Capital Management Llc | Institution | | Sold All | -40,870 | -100 % | | | | 44.00 % | $-31,470 | | | | | | News Article | History of Wynnefield Capital Management Llc Ownership Of Polymet Mining Corp |
| 2009-08-13 | 2007-06-30 | 13F-HR/A | Wynnefield Capital Management Llc | Institution | 40,870 | No Change | 0 | 0 % | $71,523 | $102,992 | $31,470 | 44.00 % | $0 | | | | | | News Article | History of Wynnefield Capital Management Llc Ownership Of Polymet Mining Corp |
| 2009-08-12 | 2009-06-30 | 13F-HR | Credit Suisse First Boston | Institution | 11,003 | No Change | 0 | 0 % | $18,375 | $27,728 | $9,353 | 50.89 % | $0 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Polymet Mining Corp |
| 2009-08-12 | 2009-06-30 | 13F-HR | White Pine Capital Llc | Institution | 497,925 | Sold Some | -152,150 | -23.40 % | $831,535 | $1,254,771 | $423,236 | 50.89 % | $-129,328 | | | | | | News Article | History of White Pine Capital Llc Ownership Of Polymet Mining Corp |
| 2009-08-11 | 2009-06-30 | 13F-HR | Tewksbury Capital Management Ltd | Institution | 12,969 | New Holding | 12,969 | 100 % | $20,621 | $32,682 | $12,061 | 58.49 % | $12,061 | | | | | | News Article | History of Tewksbury Capital Management Ltd Ownership Of Polymet Mining Corp |
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