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Pinnacle Entertainment Inc (PNK)

Page Created: 2008-12-01 10:38:00-08Last Activity: 2008-11-28Industry: Gambling (Non-Hotel)Country: United States

Pinnacle Entertainment Inc (PNK)
Contact Information

3800 Howard Hughes Parkway, Suite 1800,Las Vegas, Nv 89169, United States
Phone: 702-784-7777, Fax: 702-784-7778, Website: ticker

Pinnacle Entertainment Inc (PNK)
ISIN International Securities Identification Number

ISIN(s): US7234561097

Pinnacle Entertainment Inc (PNK)
CUSIP Committee on Uniform Securities Identification Procedures

CUSIP(s): 723456109

Pinnacle Entertainment Inc (PNK)
Stock Symbols and Exchanges

Exchange Symbol Reuters Bloomberg Exchange Name MICR ACCR City Country Website
PNK PNK:US New York Stock Exchange XNYS NYSE New York United States www.nyse.com

Pinnacle Entertainment Inc (PNK)
Rankings

 
Number of funds
Global RankCountry RankIndustry Rank
Owned:
225
148813221
Score:
-0.14
7247--
Brand New:
33
159913801
Increased Existing:
45
1588--
No Change:
32
851--
Reduced Existing:
41
1546--
Liquidated:
49
11069851
No Comparison Available:
25
---
Funds buying shares:
78
163614431
Buying %:
39.00 %
529132955
Funds not buying/selling shares:
32
---
Neutral %:
16.00 %
---
Funds selling shares:
90
136512191
Selling %:
45.00 %
501024207
   

Pinnacle Entertainment Inc (PNK)
Owners Details

Click on column headings to sort!
Fund Fund Type Fund Perf. Report Date Current Shares Current Value Value Chng. Return Activity Shares Chng. Shares Chg.% Results
Consumer Services Ultrasector Profund (Profunds) Specialty & Misc 0.07 % 2008-11-28 48 $274 $0 0.00 % No Compare - - % -
Gabelli Global Multimedia Trust Inc Institution 0.16 % 2008-11-28 35,000 $199,500 $0 0.00 % No Change 0 0 % -
Bull Profund (Profunds) Large-Cap Core 0.02 % 2008-11-28 13,615 $77,606 $0 0.00 % Added More 11,340 498.46 % $0
Wilmington Fundamentally Weighted Large Company Fund (Wt Mutual Fund) Large-Cap Core 0.01 % 2008-11-28 50 $285 $0 0.00 % No Compare - - % -
Russell 2000 Small Cap Index Portfolio (Summit Mutual Funds Inc) Small-Cap Core 0.00 % 2008-11-28 4,778 $27,235 $0 0.00 % No Compare - - % -
The Gabelli Asset Fund (Gabelli Asset Fund) Specialty & Misc 0.00 % 2008-11-28 None - - - % Sold All -92,200 -100.00 % $0
Gabelli Dividend Income Trust Institution 0.00 % 2008-11-28 None - - - % Sold All -70,000 -100.00 % $0
Vanguard Total Stock Market Index Fund (Vanguard Index Funds) Multi-Cap Core 0.00 % 2008-11-28 None - - - % Sold All -469,068 -100.00 % $0
Vanguard Extended Market Index Fund (Vanguard Index Funds) Mid-Cap Core 0.05 % 2008-11-28 None - - - % Sold All -290,825 -100.00 % $0
Global Small Capitalization Fund (American Funds Insurance Series) Small-Cap Core 1.08 % 2008-11-28 None - - - % Sold All -400,000 -100.00 % $0
Vanguard Value Index Fund (Vanguard Index Funds) Large-Cap Value 0.01 % 2008-11-28 None - - - % Sold All -379,742 -100.00 % $0
Biondo Fund (Northern Lights Fund Trust) Health/Biotech 0.00 % 2008-11-28 None - - - % Sold All -2,100 -100.00 % $0
Nuveen Multi-Strategy Income Growth Fund 2 Institution 0.03 % 2008-11-28 13,420 $76,494 $0 0.00 % No Compare - - % -
Gabelli Equity Trust Inc Institution 0.62 % 2008-11-28 None - - - % Sold All -50,000 -100.00 % $0
Jnlmcm Consumer Brands Sector Fund (Jnl Variable Fund Llc) Specialty & Misc 4.24 % 2008-11-26 1 $6 $1 27.23 % No Change 0 0 % -
Eqalliancebernstein Value Portfolio (Eq Advisors Trust) Multi-Cap Value 5.42 % 2008-11-26 310,000 $1,767,000 $378,200 27.23 % Added More 70,000 29.16 % $85,400
Jpmorgan Market Expansion Index Fund (Jpmorgan Trust Ii) Specialty & Misc 6.19 % 2008-11-26 24 $137 $29 27.23 % No Compare - - % -
Dws Small Cap Index Vip (Dws Investments Vit Funds) Small-Cap Core 5.93 % 2008-11-26 17,900 $102,030 $21,838 27.23 % No Compare - - % -
Eqbond Index Portfolio (Eq Advisors Trust) Specialty & Misc 5.81 % 2008-11-26 50,550 $288,135 $61,671 27.23 % No Change 0 0 % -
Friedman Billings Ramsey Group Inc Institution 6.25 % 2008-11-26 1,621,407 $9,242,020 $1,978,117 27.23 % No Change 0 0 % -
Schwab Technology Fund (Schwab Capital Trust) Science & Tech 4.39 % 2008-11-26 11,285 $64,325 $13,768 27.23 % No Compare - - % -
Dws Small Cap Growth Vip (Dws Variable Series Ii) Small-Cap Growth 7.31 % 2008-11-26 109,900 $626,430 $134,078 27.23 % No Change 0 0 % -
Tfs Market Neutral Fund (Tfs Capital Investment Trust) Specialty & Misc 11.42 % 2008-11-26 None - - - % Sold All -15,941 -100.00 % $-19,448
Index 600 Stock Portfolio (Northwestern Mutual Series Fund Inc) Specialty & Misc 5.59 % 2008-11-26 2,825 $16,103 $3,447 27.23 % No Compare - - % -
Crosscap Management Inc Institution 5.73 % 2008-11-26 162,800 $927,960 $198,616 27.23 % New Holding 162,800 100.00 % $198,616
Waddell And Reed Advisors Retirement Shares Inc (Waddell And Reed Advisors Retirement Shares Inc) Specialty & Misc 6.67 % 2008-11-26 250 $1,425 $305 27.23 % Sold Some -249,750 -99.90 % $-304,695
High Yield Variable Account Ma (High Yield Variable Account Ma) Specialty & Misc 14.82 % 2008-11-26 10,500 $59,850 $12,810 27.23 % No Compare - - % -
Biotechnology Fund (Rydex Variable Trust) Health/Biotech 4.56 % 2008-11-26 660 $3,762 $805 27.23 % No Compare - - % -
Bnp Paribas Arbitrage Sa Institution 4.92 % 2008-11-25 33,966 $193,606 $41,439 27.23 % New Holding 33,966 100.00 % $41,439
Ameritas Small Company Equity Portfolio (Calvert Variable Series Inc) Small-Cap Core 6.61 % 2008-11-25 13,300 $75,810 $16,226 27.23 % No Change 0 0 % -
Equity Portfolio (Ohio National Fund Inc) Specialty & Misc 5.51 % 2008-11-25 289,200 $1,648,440 $352,824 27.23 % New Holding 289,200 100.00 % $352,824
Munder Energy Fund (Munder Series Trust) Specialty & Misc 11.46 % 2008-11-24 5,610 $31,977 $14,530 83.27 % New Holding 5,610 100.00 % $14,530
Revenueshares Small Cap Fund (Revenueshares Etf Trust) Small-Cap Core 14.83 % 2008-11-24 480 $2,736 $1,243 83.27 % Added More 158 49.06 % $409
Baron Growth Fund (Baron Investment Funds Trust) Multi-Cap Growth 22.17 % 2008-11-24 None - - - % Sold All -2,262,700 -100.00 % $-5,860,393
Shaw D E And Co Inc Institution 14.08 % 2008-11-24 1,831,239 $10,438,062 $4,742,909 83.27 % New Holding 1,831,239 100.00 % $4,742,909
California Public Employees Retirement System Institution 18.41 % 2008-11-21 115,081 $655,962 $331,433 102.12 % Sold Some -11,180 -8.85 % $-32,198
Kiewit Investment Fund Lllp Institution 18.90 % 2008-11-21 200 $1,140 $576 102.12 % No Compare - - % -
Wellington Management Co Llp Institution 20.58 % 2008-11-21 None - - - % Sold All -521,195 -100.00 % $-1,501,042
Aquila Rocky Mountain Equity Fund (Aquila Rocky Mountain Equity Fund) Mid-Cap Growth 21.64 % 2008-11-20 8,000 $45,600 $23,040 102.12 % Sold Some -2,000 -20.00 % $-5,760
Allianz Global Investors Of America L P Institution 25.13 % 2008-11-20 None - - - % Sold All -2,114,495 -100.00 % $-6,089,746
Appleseed Fund (Unified Series Trust) Specialty & Misc 18.48 % 2008-11-20 23,000 $131,100 $66,240 102.12 % New Holding 23,000 100.00 % $66,240
Moderate Etf Fund (Touchstone Variable Series Trust) Specialty & Misc 21.30 % 2008-11-20 4,500 $25,650 $12,960 102.12 % No Compare - - % -
Goldman Sachs Group Inc Institution 3.96 % 2008-11-19 2,348,566 $13,386,826 $4,297,876 47.28 % Added More 223,699 10.52 % $409,369
Jane Street Holding Llc Institution 7.10 % 2008-11-18 None - - - % Sold All -29,030 -100.00 % $-53,125
Us Bancorp De Institution 3.17 % 2008-11-17 8,416 $47,971 $13,718 40.04 % Added More 762 9.95 % $1,242
Diamondback Capital Management Llc Institution 0.84 % 2008-11-17 71,000 $404,700 $115,730 40.04 % New Holding 71,000 100.00 % $115,730
Norges Bank Institution 2.58 % 2008-11-17 66,824 $380,897 $108,923 40.04 % Added More 42,553 175.32 % $69,361
Millennium Management Llc Institution 1.27 % 2008-11-17 141,530 $806,721 $230,694 40.04 % New Holding 141,530 100.00 % $230,694
Van Eck Associates Corp Institution 13.90 % 2008-11-17 2,005 $11,429 $3,268 40.04 % Added More 103 5.41 % $168
Ccm Partners Institution 3.09 % 2008-11-14 3,726 $21,238 $6,073 40.04 % No Change 0 0 % -
Alpha Equity Management Llc Institution 1.83 % 2008-11-14 106,300 $605,910 $173,269 40.04 % New Holding 106,300 100.00 % $173,269
Wells Fargo And Co Institution 2.73 % 2008-11-14 38,134 $217,364 $62,158 40.04 % Sold Some -1,615 -4.06 % $-2,632
Citadel L P Institution 2.60 % 2008-11-14 133,137 $758,881 $217,013 40.04 % New Holding 133,137 100.00 % $217,013
Addison Clark Management Llc Institution 4.93 % 2008-11-14 3,250,000 $18,525,000 $5,297,500 40.04 % Added More 480,000 17.32 % $782,400
Bancorpsouth Inc Institution -3.46 % 2008-11-14 4,929 $28,095 $8,034 40.04 % Sold Some -1,152 -18.94 % $-1,878
Principal Financial Group Inc Institution 2.68 % 2008-11-14 184,492 $1,051,604 $300,722 40.04 % Added More 6,239 3.50 % $10,170
Geode Capital Management Llc Institution 2.58 % 2008-11-14 87,672 $499,730 $142,905 40.04 % No Change 0 0 % -
Grt Capital Partners Llc Institution 3.90 % 2008-11-14 None - - - % Sold All -21,500 -100.00 % $-35,045
Lazard Mid Cap Portfolio (Met Investors Series Trust) Mid-Cap Core 1.64 % 2008-11-14 48,000 $273,600 $78,240 40.04 % Sold Some -87,000 -64.44 % $-141,810
Axa Institution 2.24 % 2008-11-14 51,755 $295,004 $84,361 40.04 % No Change 0 0 % -
Highbridge Capital Management Llc Institution 2.22 % 2008-11-14 None - - - % Sold All -171,482 -100.00 % $-279,516
Capital Research Global Investors Institution 2.52 % 2008-11-14 None - - - % Sold All -1,700,000 -100.00 % $-2,771,000
Rbc Capital Markets Arbitrage S A Institution 2.78 % 2008-11-14 46 $262 $75 40.04 % Sold Some -11,277 -99.59 % $-18,382
Galleon Quantitative Management Llc Institution 3.29 % 2008-11-14 16,802 $95,771 $27,387 40.04 % New Holding 16,802 100.00 % $27,387
Teachers Advisors Inc Institution 2.63 % 2008-11-14 42,301 $241,116 $68,951 40.04 % Added More 3,520 9.07 % $5,738
Hsbc Holdings Plc Institution 1.87 % 2008-11-14 19,353 $110,312 $31,545 40.04 % New Holding 19,353 100.00 % $31,545
Gamco Investors Inc Et Al Institution 3.39 % 2008-11-14 1,404,000 $8,002,800 $2,288,520 40.04 % Added More 252,600 21.93 % $411,738
Iwamoto Kong And Co Inc Institution 2.43 % 2008-11-14 8 $46 $13 40.04 % No Change 0 0 % -
Employees Retirement System Of Texas Institution 2.45 % 2008-11-14 310,800 $1,771,560 $506,604 40.04 % Sold Some -167,300 -34.99 % $-272,699
Zebra Capital Management Llc Institution 1.59 % 2008-11-14 339 $1,932 $553 40.04 % New Holding 339 100.00 % $553
Pointer Capital Llc Institution 1.26 % 2008-11-14 217,605 $1,240,349 $354,696 40.04 % New Holding 217,605 100.00 % $354,696
Akre Capital Management Llc Institution 6.59 % 2008-11-14 2,083,495 $11,875,922 $3,396,097 40.04 % Added More 260,961 14.31 % $425,366
Fidelity International Ltd Institution 2.96 % 2008-11-14 31,000 $176,700 $50,530 40.04 % New Holding 31,000 100.00 % $50,530
American International Group Inc Institution 2.51 % 2008-11-14 54,568 $311,038 $88,946 40.04 % Added More 256 0.47 % $417
Morgan Stanley Institution 1.80 % 2008-11-14 262,549 $1,496,529 $427,955 40.04 % Added More 198,074 307.21 % $322,861
Fmr Corp Institution 2.08 % 2008-11-14 660,000 $3,762,000 $1,075,800 40.04 % New Holding 660,000 100.00 % $1,075,800
Bank Of America Corp Institution 2.80 % 2008-11-14 226,544 $1,291,301 $369,267 40.04 % Sold Some -13,083 -5.45 % $-21,325
Vtl Associates Llc Institution 3.57 % 2008-11-14 783 $4,463 $1,276 40.04 % No Change 0 0 % -
Peak6 Investments L P Institution 3.33 % 2008-11-14 10,948 $62,404 $17,845 40.04 % Added More 2,925 36.45 % $4,768
Silver Capital Management Llc Institution 7.13 % 2008-11-14 172,363 $982,469 $280,952 40.04 % New Holding 172,363 100.00 % $280,952
Royal Bank Of Scotland Group Plc Institution 3.05 % 2008-11-14 18,000 $102,600 $29,340 40.04 % No Change 0 0 % -
Scopus Asset Management Llc Institution 4.58 % 2008-11-14 299,000 $1,704,300 $487,370 40.04 % Added More 141,052 89.30 % $229,915
Placemark Investments Inc Institution 1.89 % 2008-11-14 13,185 $75,155 $21,492 40.04 % Sold Some -261,426 -95.19 % $-426,124
Price T Rowe Associates Inc Institution 2.31 % 2008-11-14 1,690,400 $9,635,280 $2,755,352 40.04 % Sold Some -2,881,000 -63.02 % $-4,696,030
Weiss Multi-Strategy Advisers Llc Institution 3.21 % 2008-11-14 None - - - % Sold All -363,200 -100.00 % $-592,016
Bamco Inc Institution 2.02 % 2008-11-14 None - - - % Sold All -2,836,100 -100.00 % $-4,622,843
Bessemer Group Inc Institution 5.95 % 2008-11-14 None - - - % Sold All -30,052 -100.00 % $-48,985
Dawson Herman Capital Management Inc Institution 1.04 % 2008-11-14 None - - - % Sold All -2,393,900 -100.00 % $-3,902,057
Citigroup Inc Institution 2.63 % 2008-11-14 None - - - % Sold All -17,580 -100.00 % $-28,655
Credit Agricole S A Institution 3.35 % 2008-11-14 None - - - % Sold All -3,360 -100.00 % $-5,477
Ing Investments Llc Institution 2.75 % 2008-11-14 None - - - % Sold All -275,200 -100.00 % $-448,576
Marshall Wace North America L P Institution 2.69 % 2008-11-14 None - - - % Sold All -12,434 -100.00 % $-20,267
Rbc Dain Rauscher Inc Institution 0.82 % 2008-11-14 None - - - % Sold All -510 -100.00 % $-831
Mason Street Advisors Llc Institution 2.33 % 2008-11-14 2,825 $16,103 $4,605 40.04 % Added More 261 10.17 % $425
New York State Common Retirement Fund Institution 2.62 % 2008-11-14 113,795 $648,632 $185,486 40.04 % No Change 0 0 % -
Farallon Capital Management Llc Institution 3.03 % 2008-11-14 2,715,000 $15,475,500 $4,425,450 40.04 % No Change 0 0 % -
Barclays Plc Institution 2.92 % 2008-11-14 227,469 $1,296,573 $370,774 40.04 % Added More 226,769 32395.57 % $369,633
Sac Capital Advisors Llc Institution 0.49 % 2008-11-14 1,200,000 $6,840,000 $1,956,000 40.04 % No Compare - - % -
Kenmare Capital Partners L L C Institution 7.59 % 2008-11-14 3,249,196 $18,520,417 $5,296,189 40.04 % Added More 295,600 10.00 % $481,828
Tiaa Cref Investment Management Llc Institution 2.60 % 2008-11-14 374,205 $2,132,969 $609,954 40.04 % Sold Some -357,688 -48.87 % $-583,031
Marathon Asset Management Llc Institution 2.26 % 2008-11-14 283,640 $1,616,748 $462,333 40.04 % Sold Some -251,360 -46.98 % $-409,717
Oppenheimer Funds Inc Institution 2.97 % 2008-11-14 3,628,766 $20,683,966 $5,914,889 40.04 % Added More 662,670 22.34 % $1,080,152
Fifth Third Bancorp Institution 2.55 % 2008-11-14 1,638 $9,337 $2,670 40.04 % New Holding 1,638 100.00 % $2,670
Hartford Investment Management Co Institution 2.19 % 2008-11-14 13,569 $77,343 $22,117 40.04 % Added More 400 3.03 % $652
Jennison Associates Llc Institution 2.42 % 2008-11-14 3,185,190 $18,155,583 $5,191,860 40.04 % Added More 1,145,553 56.16 % $1,867,251
American Independence Financial Services Llc Institution 3.33 % 2008-11-14 855 $4,874 $1,394 40.04 % No Change 0 0 % -
Entrust Capital Inc Institution 3.75 % 2008-11-13 1,751,129 $9,981,435 $2,293,979 29.84 % Sold Some -170,241 -8.86 % $-223,016
Credit Suisse Institution 3.53 % 2008-11-13 28,290 $161,253 $37,060 29.84 % Sold Some -25,794 -47.69 % $-33,790
J P Morgan Chase And Co Institution 5.28 % 2008-11-13 44,238 $252,157 $57,952 29.84 % Sold Some -49,329 -52.72 % $-64,621
Peconic Partners Llc Institution -3.53 % 2008-11-13 None - - - % Sold All -10,000 -100.00 % $-13,100
Kbc Group Nv Institution -2.29 % 2008-11-13 47 $268 $62 29.84 % No Change 0 0 % -
Clearbridge Advisors Llc Institution 3.50 % 2008-11-13 78 $445 $102 29.84 % New Holding 78 100.00 % $102
Amvescap Plc Institution 3.20 % 2008-11-13 9,187 $52,366 $12,035 29.84 % Sold Some -375 -3.92 % $-491
Ig Investment Management Ltd Institution -2.92 % 2008-11-13 8,155 $46,484 $10,683 29.84 % New Holding 8,155 100.00 % $10,683
Legg Mason Capital Management Inc Institution 2.60 % 2008-11-13 784,260 $4,470,282 $1,027,381 29.84 % New Holding 784,260 100.00 % $1,027,381
Summit Investment Partners Inc Institution 5.02 % 2008-11-13 4,778 $27,235 $6,259 29.84 % Added More 188 4.09 % $246
Td Asset Management Inc Institution 0.36 % 2008-11-13 13,800 $78,660 $18,078 29.84 % Sold Some -57,100 -80.53 % $-74,801
Waddell And Reed Financial Inc Institution 4.21 % 2008-11-13 432,650 $2,466,105 $566,772 29.84 % No Change 0 0 % -
Ubs Ag Institution 4.42 % 2008-11-13 2,331 $13,287 $3,054 29.84 % Sold Some -472,674 -99.50 % $-619,203
First Quadrant L P Institution 5.03 % 2008-11-13 3,000 $17,100 $3,930 29.84 % Sold Some -2,177 -42.05 % $-2,852
Mfc Global Investment Management Usa Ltd Institution 13.19 % 2008-11-13 None - - - % Sold All -1,022 -100.00 % $-1,339
Pioneer Investment Management Inc Institution 5.17 % 2008-11-13 None - - - % Sold All -33,160 -100.00 % $-43,440
Lmm Llc Md Institution 7.49 % 2008-11-13 None - - - % Sold All -1,501,250 -100.00 % $-1,966,638
Merrill Lynch And Co Inc Institution 3.90 % 2008-11-13 41,765 $238,061 $54,712 29.84 % Sold Some -39,011 -48.29 % $-51,104
Gartmore Mutual Fund Capital Trust Institution 4.75 % 2008-11-13 37,696 $214,867 $49,382 29.84 % No Compare - - % -
Jacobs Levy Equity Management Inc Institution 4.70 % 2008-11-13 10,200 $58,140 $13,362 29.84 % New Holding 10,200 100.00 % $13,362
World Asset Management Inc Institution 4.78 % 2008-11-13 8,613 $49,094 $11,283 29.84 % No Change 0 0 % -
Managed Account Advisors Llc Institution 4.39 % 2008-11-13 7,983 $45,503 $10,458 29.84 % Sold Some -1,079 -11.90 % $-1,413
Northern Trust Corp Institution 5.07 % 2008-11-13 499,213 $2,845,514 $653,969 29.84 % Added More 4,314 0.87 % $5,651
Profund Advisors Llc Institution 4.82 % 2008-11-12 46,725 $266,333 $61,210 29.84 % New Holding 46,725 100.00 % $61,210
Gsa Capital Partners Llp Institution 3.70 % 2008-11-12 None - - - % Sold All -65,125 -100.00 % $-85,314
Research Affiliates Llc Institution 5.06 % 2008-11-12 22,143 $126,215 $29,007 29.84 % Added More 1,918 9.48 % $2,513
State Of Wisconsin Investment Board Institution 4.61 % 2008-11-12 965,000 $5,500,500 $1,264,150 29.84 % Added More 245,000 34.02 % $320,950
Federated Investors Inc Institution 4.64 % 2008-11-12 54,624 $311,357 $71,557 29.84 % Sold Some -284 -0.51 % $-372
Padco Advisors Ii Inc Institution 4.74 % 2008-11-12 1,256 $7,159 $1,645 29.84 % Sold Some -48 -3.68 % $-63
Schroder Investment Management Group Institution 4.48 % 2008-11-12 744,800 $4,245,360 $975,688 29.84 % Sold Some -329,700 -30.68 % $-431,907
Proshare Advisors Llc Institution 3.73 % 2008-11-12 21,386 $121,900 $28,016 29.84 % New Holding 21,386 100.00 % $28,016
Bull Path Capital Management Llc Institution 7.26 % 2008-11-12 494,750 $2,820,075 $648,123 29.84 % Added More 5,900 1.20 % $7,729
Brightleaf Capital Llc Institution 3.53 % 2008-11-12 434,552 $2,476,946 $569,263 29.84 % Sold Some -354,353 -44.91 % $-464,202
Delaware Management Business Trust Institution 4.07 % 2008-11-12 50,000 $285,000 $65,500 29.84 % No Change 0 0 % -
Comerica Bank Institution -3.44 % 2008-11-12 46,551 $265,341 $60,982 29.84 % Added More 3,687 8.60 % $4,830
Paragon Investment Management Inc Institution 3.04 % 2008-11-12 12,555 $71,564 $16,447 29.84 % New Holding 12,555 100.00 % $16,447
Paradigm Asset Management Co Llc Institution 4.20 % 2008-11-12 64,300 $366,510 $84,233 29.84 % New Holding 64,300 100.00 % $84,233
Padco Advisors Inc Institution 4.47 % 2008-11-12 3,170 $18,069 $4,153 29.84 % Sold Some -146 -4.40 % $-191
Connable Office Inc Institution 3.44 % 2008-11-12 16,155 $92,084 $21,163 29.84 % Sold Some -1,306 -7.47 % $-1,711
Barclays Global Investors Uk Holdings Ltd Institution 4.74 % 2008-11-12 3,777,910 $21,534,087 $4,949,062 29.84 % Added More 640,722 20.42 % $839,346
Bernard L Madoff Investment Securities Llc Institution -2.71 % 2008-11-10 None - - - % Sold All -14,265 -100.00 % $143
Ameriprise Financial Inc Institution -2.77 % 2008-11-10 283,525 $1,616,093 $-2,835 -0.17 % Sold Some -2,150 -0.75 % $22
Lockwood Financial Services Inc Institution -4.59 % 2008-11-10 30,399 $173,274 $-304 -0.17 % Sold Some -4,675 -13.32 % $47
Columbia Wanger Asset Management Lp Institution -3.48 % 2008-11-10 5,661,000 $32,267,700 $-56,610 -0.17 % No Compare - - % -
Roosevelt Investment Group Inc Institution -0.97 % 2008-11-07 24,844 $141,611 $-13,664 -8.80 % Added More 714 2.95 % $-393
Abingdon Capital Management Llc Institution -9.21 % 2008-11-07 357,590 $2,038,263 $-196,675 -8.80 % New Holding 357,590 100.00 % $-196,675
Massachusetts Financial Services Co Institution -3.11 % 2008-11-07 1,861,880 $10,612,716 $-1,024,034 -8.80 % Added More 488,160 35.53 % $-268,488
Ishares Morningstar Small Growth Index Fund (Ishares Trust) Small-Cap Growth -8.71 % 2008-11-07 13,905 $79,259 $-7,648 -8.80 % No Compare - - % -
Skylands Capital Llc Institution -5.95 % 2008-11-07 556,320 $3,171,024 $-305,976 -8.80 % Added More 37,300 7.18 % $-20,515
Thrivent Financial For Lutherans Institution -4.89 % 2008-11-07 40,500 $230,850 $-22,275 -8.80 % Sold Some -2,700 -6.25 % $1,485
Claymoremorningstar Services Super Sector Index Etf (Claymore Exchange Traded Fund Trust) Specialty & Misc -5.72 % 2008-11-07 32 $182 $-18 -8.80 % No Change 0 0 % -
S And P Smallcap Index Fund (California Investment Trust) Small-Cap Core -5.72 % 2008-11-07 3,726 $21,238 $-2,049 -8.80 % No Compare - - % -
Metropolitan Life Insurance Co Institution -1.21 % 2008-11-06 60,342 $343,949 $-4,827 -1.38 % No Change 0 0 % -
Wisdomtree Midcap Earnings Fund (Wisdomtree Trust) Mid-Cap Core -2.66 % 2008-11-06 176 $1,003 $-14 -1.38 % No Compare - - % -
Ixis Asset Management Advisors L P Institution -2.80 % 2008-11-06 10,131 $57,747 $-810 -1.38 % Sold Some -1,594 -13.59 % $128
Schwab Charles Investment Management Inc Institution -1.49 % 2008-11-06 111,570 $635,949 $-8,926 -1.38 % No Change 0 0 % -
Vanguard Group Inc Institution -1.69 % 2008-11-06 2,227,538 $12,696,967 $-178,203 -1.38 % Added More 2,205,783 10139.20 % $-176,463
Sg Americas Securities Llc Institution -1.69 % 2008-11-06 33,655 $191,834 $-2,692 -1.38 % New Holding 33,655 100.00 % $-2,692
Davidson D A And Co Institution -6.99 % 2008-11-05 103 $587 $-63 -9.66 % New Holding 103 100.00 % $-63
Forstmannleff Llc Institution -9.95 % 2008-11-05 None - - - % Sold All -242,285 -100.00 % $147,794
Ing Investment Management Co Institution -5.72 % 2008-11-05 17,600 $100,320 $-10,736 -9.66 % Added More 8,500 93.40 % $-5,185
Patriot Wealth Management Inc Institution -12.70 % 2008-11-04 39,765 $226,661 $-9,544 -4.04 % Added More 520 1.32 % $-125
Bryn Mawr Trust Co Institution -7.41 % 2008-11-04 None - - - % Sold All -957 -100.00 % $230
Prudential Financial Inc Institution -7.31 % 2008-11-03 115,923 $660,761 $33,618 5.36 % Sold Some -7,600 -6.15 % $-2,204
Strs Ohio Institution -8.06 % 2008-11-03 44,300 $252,510 $12,847 5.36 % Sold Some -9,100 -17.04 % $-2,639
Leisure Portfolio (Fidelity Select Portfolios) Specialty & Misc -5.92 % 2008-10-31 2,600 $14,820 $260 1.78 % Sold Some -75,400 -96.66 % $-7,540
Bank Of New York Mellon Corp Institution -8.03 % 2008-10-31 373,722 $2,130,215 $37,372 1.78 % Added More 21,351 6.05 % $2,135
Nisa Investment Advisors L L C Institution -7.38 % 2008-10-31 None - - - % Sold All -19,800 -100.00 % $-1,980
Blackrock Investment Management Llc Institution -5.74 % 2008-10-30 204,504 $1,165,673 $173,828 17.52 % Added More 28,547 16.22 % $24,265
Dimensional Fund Advisors Inc Institution -8.10 % 2008-10-30 1,896,940 $10,812,558 $1,612,399 17.52 % Sold Some -116,130 -5.76 % $-98,711
Blackrock Inc Institution -7.99 % 2008-10-30 49,790 $283,803 $42,322 17.52 % Sold Some -936,747 -94.95 % $-796,235
Blackrock Advisors Llc Institution -6.91 % 2008-10-30 1,084,260 $6,180,282 $921,621 17.52 % Sold Some -2,649,607 -70.96 % $-2,252,166
International Core Equity Portfolio (Dfa Investment Dimensions Group Inc) International Small-M ... -6.14 % 2008-10-30 5,800 $33,060 $4,930 17.52 % No Change 0 0 % -
Small Cap Index Fund (Valic Co I) Small-Cap Core -7.74 % 2008-10-30 50,503 $287,867 $42,928 17.52 % Added More 2,693 5.63 % $2,289
Blackrock Group Ltd Institution -3.28 % 2008-10-30 388,880 $2,216,616 $330,548 17.52 % Added More 850 0.21 % $723
State Board Of Administration Of Florida Retirement System Institution -6.23 % 2008-10-30 56,994 $324,866 $48,445 17.52 % No Change 0 0 % -
Va International Value Portfolio (Dfa Investment Dimensions Group Inc) Multi-Cap Value -7.73 % 2008-10-30 None - - - % Sold All -11,600 -100.00 % $-9,860
Mfs Intermediate High Income Fund Institution 3.00 % 2008-10-29 3,500 $19,950 $4,480 28.95 % No Compare - - % -
Tdax Independence 2010 Exchange-Traded Fund (Tdax Funds Inc) Mixed-Asset Target 20 ... -3.68 % 2008-10-29 76 $433 $97 28.95 % No Compare - - % -
Gerry Farber Llc Institution -7.08 % 2008-10-28 None - - - % Sold All -94,000 -100.00 % $-277,300
Oxford Asset Management Institution -3.14 % 2008-10-28 None - - - % Sold All -62,600 -100.00 % $-184,670
Parametric Portfolio Associates Institution -3.77 % 2008-10-28 None - - - % Sold All -26,228 -100.00 % $-77,373
Ramsey Asset Management Institution -0.38 % 2008-10-28 94,240 $537,168 $278,008 107.27 % New Holding 94,240 100.00 % $278,008
Public Employees Retirement System Of Ohio Institution 5.15 % 2008-10-27 81,298 $463,399 $221,944 91.91 % No Change 0 0 % -
Vanguard Consumer Discretionary Index Fund (Vanguard World Fund) Specialty & Misc 1.93 % 2008-10-24 12,032 $68,582 $32,847 91.91 % Added More 2,012 20.07 % $5,493
Brc Investment Management Llc Institution -8.54 % 2008-10-20 None - - - % Sold All -43,300 -100.00 % $-29,877
Teachers Retirement System Of The State Of Kentucky Institution -6.53 % 2008-10-17 30,500 $173,850 $26,840 18.25 % No Compare - - % -
Texas Permanent School Fund Institution -1.79 % 2008-10-15 84,671 $482,625 $88,905 22.58 % Added More 177 0.20 % $186
Public Employees Retirement Association Of Colorado Institution % 2008-10-14 20,400 % No Change 0 0 % -
First Trust Small Cap Core Alphadex Fund (First Trust Exchange-Traded Alphadex Fund) Small-Cap Core -16.56 % 2008-10-09 None - - - % Sold All -570 -100.00 % $-581
First Trust Multi Cap Value Alphadex Fund (First Trust Exchange-Traded Alphadex Fund) Multi-Cap Value -13.79 % 2008-10-09 None - - - % Sold All -293 -100.00 % $-299
Nuveen Symphony All Cap Core Fund (Nuveen Investment Trust Ii) Multi-Cap Core -11.02 % 2008-10-08 377 $2,149 $204 10.46 % No Compare - - % -
Managers Fremont Global Fund (Managers Trust I) Global Flex Port -31.82 % 2008-09-26 69,671 $397,125 $-162,333 -29.01 % Sold Some -600 -0.85 % $1,398
Mfs Special Value Trust Institution -37.66 % 2008-09-26 12,500 $71,250 $-29,125 -29.01 % New Holding 12,500 100.00 % $-29,125
Mfs Government Limited Maturity Fund (Mfs Government Limited Maturity Fund Ma) Specialty & Misc -29.27 % 2008-09-26 7,400 $42,180 $-17,242 -29.01 % Added More 3,750 102.73 % $-8,738
Fbr Pegasus Fund (Fbr Funds) Multi-Cap Value -26.36 % 2008-09-25 1,621,407 $9,242,020 $-4,523,726 -32.86 % No Change 0 0 % -
Global Small Cap Fund (Old Westbury Funds Inc) Global Small/Mid-Cap ... -30.63 % 2008-09-25 11,200 $63,840 $-31,248 -32.86 % No Compare - - % -
Jackson Perspective Index 5 Fund (Jnl Investors Series Trust) Specialty & Misc -29.75 % 2008-09-23 683 $3,893 $-2,391 -38.04 % No Change 0 0 % -
Rydex Inverse Russell 2000 Etf (Rydex Etf Trust) Specialty & Misc -32.31 % 2008-09-19 None - - - % Sold All -510 -100.00 % $2,361
Sa International Small Company Fund (Sa Funds Investment Trust) Small-Cap Core -22.91 % 2008-09-08 None - - - % Sold All -13,399 -100.00 % $67,129
Emerging Growth Trust (John Hancock Trust) Emerging Markets -26.47 % 2008-09-05 None - - - % Sold All -8,797 -100.00 % $41,874
Small Cap Index Trust (John Hancock Trust) Small-Cap Core -0.27 % 2008-09-05 None - - - % Sold All -17,447 -100.00 % $83,048
Azl Occ Opportunity Fund (Allianz Variable Insurance Products Trust) Specialty & Misc -37.58 % 2008-09-04 433,998 $2,473,789 $-2,078,850 -45.66 % No Compare - - % -
Occ Value (Allianz Funds) Large-Cap Value -29.62 % 2008-09-04 3,212,076 $18,308,833 $-15,385,844 -45.66 % Added More 2,646,184 467.61 % $-12,675,221
Dow Jones Wilshire 5000 Index Portfolio (Wilshire Mutual Funds Inc) Multi-Cap Core -26.53 % 2008-09-04 2,000 $11,400 $-9,580 -45.66 % New Holding 2,000 100.00 % $-9,580
Azl Small Cap Stock Index Fund (Allianz Variable Insurance Products Trust) Small-Cap Core -32.17 % 2008-09-04 2,050 $11,685 $-9,820 -45.66 % No Compare - - % -
The Gabelli Small Cap Growth Fund (Gabelli Equity Series Funds Inc) Small-Cap Growth -34.23 % 2008-08-29 125,000 $712,500 $-673,750 -48.60 % No Change 0 0 % -
Small Cap Portfolio (Seasons Series Trust) Small-Cap Core -36.30 % 2008-08-29 3,809 $21,711 $-20,531 -48.60 % Added More 414 12.19 % $-2,231
Mid Cap Growth Portfolio (Seasons Series Trust) Mid-Cap Growth -41.64 % 2008-08-29 None - - - % Sold All -17,700 -100.00 % $95,403
Assetmark Large Cap Growth Fund (Assetmark Funds) Large-Cap Growth -33.44 % 2008-08-28 None - - - % Sold All -27,939 -100.00 % $153,665
Assetmark Fundamental Index Large Company Value Fund (Assetmark Funds) Large-Cap Value -36.79 % 2008-08-28 647 $3,688 $-3,559 -49.10 % New Holding 647 100.00 % $-3,559
Smallcap World Fund Inc (Smallcap World Fund Inc) Small-Cap Core -39.24 % 2008-08-28 1,300,000 $7,410,000 $-7,150,000 -49.10 % Sold Some -1,000,000 -43.47 % $5,500,000
Dws Value Builder Fund (Dws Value Builder Fund Inc) Multi-Cap Value -27.25 % 2008-08-27 31,200 $177,840 $-152,880 -46.22 % Sold Some -18,500 -37.22 % $90,650
Focusshares Ise Sindex Fund (Focusshares Trust) Specialty & Misc -30.96 % 2008-08-27 10,338 $58,927 $-50,656 -46.22 % Added More 60 0.58 % $-294
Ivy Small Cap Value Fund (Ivy Funds) Small-Cap Value -29.73 % 2008-08-27 151,100 $861,270 $-740,390 -46.22 % No Change 0 0 % -
Waddell And Reed Advisors High Income Fund Inc (Waddell And Reed Advisors High Income Fund Inc) Equity Income -55.12 % 2008-08-26 103,000 $587,100 $-467,620 -44.33 % No Change 0 0 % -
Ivy High Income Fund (Ivy Funds Inc) Equity Income -44.33 % 2008-08-26 7,000 $39,900 $-31,780 -44.33 % No Change 0 0 % -
Equity Index Fund (Tiaa Cref Institutional Mutual Funds) Specialty & Misc -29.58 % 2008-08-25 None - - - % Sold All -237,108 -100.00 % $1,064,615
Growth Equity Fund (Tiaa Cref Institutional Mutual Funds) Multi-Cap Growth -32.77 % 2008-08-25 None - - - % Sold All -83,942 -100.00 % $376,900
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