| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-20 | 2009-09-30 | 13F-HR | Great Northern Asset Management Inc | Institution | 176,493 | Added More | 165,573 | 1516.23 % | $1,943,188 | $1,943,188 | $0 | 0.00 % | $0 | | | | | | News Article | History of Great Northern Asset Management Inc Ownership Of Pnm Resources Inc |
| 2009-11-20 | 2009-09-30 | 13F-HR/A | Janney Montgomery Scott Llc | Institution | 13,440 | Added More | 2,537 | 23.26 % | $147,974 | $147,974 | $0 | 0.00 % | $0 | | | | | | News Article | History of Janney Montgomery Scott Llc Ownership Of Pnm Resources Inc |
| 2009-11-20 | 2009-09-30 | N-Q | Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund | Small-Cap Core | | Sold All | -94,915 | -100 % | | | | 0.00 % | $0 | | | | | | News Article | History of Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund Ownership Of Pnm Resources Inc |
| 2009-11-19 | 2009-09-30 | N-Q | Aarp Portfolios - International Stock Market Portfolio | No Data | 384 | New Holding | 384 | 100 % | $4,266 | $4,228 | $-38 | -0.90 % | $-38 | | | | | | News Article | History of Aarp Portfolios - International Stock Market Portfolio Ownership Of Pnm Resources Inc |
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Rbc Asset Management Inc | Institution | 129,000 | New Holding | 129,000 | 100 % | $1,433,190 | $1,420,290 | $-12,900 | -0.90 % | $-12,900 | | | | | | News Article | History of Rbc Asset Management Inc Ownership Of Pnm Resources Inc |
| 2009-11-18 | 2009-09-30 | 13F-HR/A | Donald Smith And Co Inc | Institution | 3,596,372 | Added More | 740,700 | 25.93 % | $40,063,584 | $39,596,056 | $-467,528 | -1.16 % | $-96,291 | | | | | | News Article | History of Donald Smith And Co Inc Ownership Of Pnm Resources Inc |
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | 20,956 | Sold Some | -10,904 | -34.22 % | $233,450 | $230,726 | $-2,724 | -1.16 % | $1,418 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Pnm Resources Inc |
| 2009-11-18 | 2009-09-30 | N-Q | Mutual Of America Institutional Funds Inc - Small Cap Value Fund | Small-Cap Value | 1,858 | No Compare | | | $20,698 | $20,457 | $-242 | -1.16 % | | | | | | | News Article | History of Mutual Of America Institutional Funds Inc - Small Cap Value Fund Ownership Of Pnm Resources Inc |
| 2009-11-18 | 2009-09-30 | N-Q | Mutual Of America Investment Corp - Small Cap Value Fund | Small-Cap Value | 88,294 | Added More | 5,002 | 6.00 % | $983,595 | $972,117 | $-11,478 | -1.16 % | $-650 | | | | | | News Article | History of Mutual Of America Investment Corp - Small Cap Value Fund Ownership Of Pnm Resources Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 144,572 | Added More | 96,610 | 201.43 % | $1,640,892 | $1,591,738 | $-49,154 | -2.99 % | $-32,847 | | | | | | News Article | History of Amvescap Plc Ownership Of Pnm Resources Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 182,643 | Added More | 52,203 | 40.02 % | $2,072,998 | $2,010,899 | $-62,099 | -2.99 % | $-17,749 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Pnm Resources Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Integrity Asset Management Llc | Institution | 696,676 | Sold Some | -52,691 | -7.03 % | $7,907,273 | $7,670,403 | $-236,870 | -2.99 % | $17,915 | | | | | | News Article | History of Integrity Asset Management Llc Ownership Of Pnm Resources Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Longbow Capital Partners L P | Institution | 666,161 | Added More | 257,700 | 63.09 % | $7,560,927 | $7,334,433 | $-226,495 | -2.99 % | $-87,618 | | | | | | News Article | History of Longbow Capital Partners L P Ownership Of Pnm Resources Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 146,258 | Sold Some | -5,080 | -3.35 % | $1,660,028 | $1,610,301 | $-49,728 | -2.99 % | $1,727 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Pnm Resources Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 264,564 | Sold Some | -1,800 | -0.67 % | $3,013,384 | $2,912,850 | $-100,534 | -3.33 % | $684 | | | | | | News Article | History of American International Group Inc Ownership Of Pnm Resources Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Aqr Capital Management Llc | Institution | 239,634 | New Holding | 239,634 | 100 % | $2,729,431 | $2,638,370 | $-91,061 | -3.33 % | $-91,061 | | | | | | News Article | History of Aqr Capital Management Llc Ownership Of Pnm Resources Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 4,294 | Sold Some | -3,817 | -47.05 % | $48,909 | $47,277 | $-1,632 | -3.33 % | $1,450 | | | | | | News Article | History of Citadel L P Ownership Of Pnm Resources Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Cna Financial Corp | Institution | 61,475 | No Change | 0 | 0 % | $700,200 | $676,840 | $-23,361 | -3.33 % | $0 | | | | | | News Article | History of Cna Financial Corp Ownership Of Pnm Resources Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fidelity International Ltd | Institution | 405,500 | Sold Some | -30,730 | -7.04 % | $4,618,645 | $4,464,555 | $-154,090 | -3.33 % | $11,677 | | | | | | News Article | History of Fidelity International Ltd Ownership Of Pnm Resources Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 1,994,397 | Sold Some | -533,383 | -21.10 % | $22,716,182 | $21,958,311 | $-757,871 | -3.33 % | $202,686 | | | | | | News Article | History of Fmr Corp Ownership Of Pnm Resources Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 235,850 | Added More | 125,730 | 114.17 % | $2,686,332 | $2,596,709 | $-89,623 | -3.33 % | $-47,777 | | | | | | News Article | History of Ing Groep Nv Ownership Of Pnm Resources Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Madison Square Investors Llc | No Data | | Sold All | -32,426 | -100 % | | | | -3.33 % | $12,322 | | | | | | News Article | History of Madison Square Investors Llc Ownership Of Pnm Resources Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | 12,331 | Sold Some | -370,267 | -96.77 % | $140,450 | $135,764 | $-4,686 | -3.33 % | $140,701 | | | | | | News Article | History of Millennium Management Llc Ownership Of Pnm Resources Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 662,887 | Sold Some | -243,368 | -26.85 % | $7,550,283 | $7,298,386 | $-251,897 | -3.33 % | $92,480 | | | | | | News Article | History of Morgan Stanley Ownership Of Pnm Resources Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | New York State Teachers Retirement System | Institution | 215,100 | New Holding | 215,100 | 100 % | $2,449,989 | $2,368,251 | $-81,738 | -3.33 % | $-81,738 | | | | | | News Article | History of New York State Teachers Retirement System Ownership Of Pnm Resources Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 1,262,562 | Added More | 88,787 | 7.56 % | $14,380,581 | $13,900,808 | $-479,774 | -3.33 % | $-33,739 | | | | | | News Article | History of Northern Trust Corp Ownership Of Pnm Resources Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 12,400 | Sold Some | -303,726 | -96.07 % | $141,236 | $136,524 | $-4,712 | -3.33 % | $115,416 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Pnm Resources Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Rafferty Asset Management Llc | Institution | 18,168 | Sold Some | -8,753 | -32.51 % | $206,934 | $200,030 | $-6,904 | -3.33 % | $3,326 | | | | | | News Article | History of Rafferty Asset Management Llc Ownership Of Pnm Resources Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 353,905 | New Holding | 353,905 | 100 % | $4,030,978 | $3,896,494 | $-134,484 | -3.33 % | $-134,484 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Pnm Resources Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | State Treasurer State Of Michigan | Institution | 54,834 | Sold Some | -900 | -1.61 % | $624,559 | $603,722 | $-20,837 | -3.33 % | $342 | | | | | | News Article | History of State Treasurer State Of Michigan Ownership Of Pnm Resources Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Tradewinds Global Investors Llc | Institution | | Sold All | -5,283,840 | -100 % | | | | -3.33 % | $2,007,859 | | | | | | News Article | History of Tradewinds Global Investors Llc Ownership Of Pnm Resources Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | 96,940 | New Holding | 96,940 | 100 % | $1,104,147 | $1,067,309 | $-36,837 | -3.33 % | $-36,837 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Pnm Resources Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 464 | Sold Some | -921 | -66.49 % | $5,285 | $5,109 | $-176 | -3.33 % | $350 | | | | | | News Article | History of Us Bancorp De Ownership Of Pnm Resources Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Zimmer Lucas Capital Llc | Institution | 535,000 | New Holding | 535,000 | 100 % | $6,093,650 | $5,890,350 | $-203,300 | -3.33 % | $-203,300 | | | | | | News Article | History of Zimmer Lucas Capital Llc Ownership Of Pnm Resources Inc |
| 2009-11-16 | 2009-09-03 | 13F-HR | Elm Ridge Capital Management Llc | Institution | 2,477,400 | Added More | 225,400 | 10.00 % | $28,217,586 | $27,276,174 | $-941,412 | -3.33 % | $-85,652 | | | | | | News Article | History of Elm Ridge Capital Management Llc Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 908,396 | Added More | 61,445 | 7.25 % | $10,255,791 | $10,001,440 | $-254,351 | -2.48 % | $-17,205 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 247,947 | Sold Some | -1,135,737 | -82.08 % | $2,799,322 | $2,729,896 | $-69,425 | -2.48 % | $318,006 | | | | | | News Article | History of Axa Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 56,131 | Added More | 31,614 | 128.94 % | $633,719 | $618,002 | $-15,717 | -2.48 % | $-8,852 | | | | | | News Article | History of Barclays Plc Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 67,590 | Added More | 49,917 | 282.44 % | $763,091 | $744,166 | $-18,925 | -2.48 % | $-13,977 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Brandywine Asset Management Llc | Institution | 1,453,800 | Sold Some | -85,600 | -5.56 % | $16,413,402 | $16,006,338 | $-407,064 | -2.48 % | $23,968 | | | | | | News Article | History of Brandywine Asset Management Llc Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Caxton Associates Llc | Institution | 24,526 | Added More | 4,862 | 24.72 % | $276,899 | $270,031 | $-6,867 | -2.48 % | $-1,361 | | | | | | News Article | History of Caxton Associates Llc Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Diamondback Capital Management Llc | Institution | 27,700 | No Change | 0 | 0 % | $312,733 | $304,977 | $-7,756 | -2.48 % | $0 | | | | | | News Article | History of Diamondback Capital Management Llc Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Falcon Investment Management Llc | Institution | 20,032 | New Holding | 20,032 | 100 % | $226,161 | $220,552 | $-5,609 | -2.48 % | $-5,609 | | | | | | News Article | History of Falcon Investment Management Llc Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | First Mercantile Trust Co | Institution | 31,700 | No Change | 0 | 0 % | $357,893 | $349,017 | $-8,876 | -2.48 % | $0 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 2,779 | Sold Some | -251,821 | -98.90 % | $31,375 | $30,597 | $-778 | -2.48 % | $70,510 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 192,308 | No Change | 0 | 0 % | $2,171,157 | $2,117,311 | $-53,846 | -2.48 % | $0 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 510,324 | Sold Some | -62,686 | -10.93 % | $5,761,558 | $5,618,667 | $-142,891 | -2.48 % | $17,552 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Hbk Investments L P | Institution | 30,900 | New Holding | 30,900 | 100 % | $348,861 | $340,209 | $-8,652 | -2.48 % | $-8,652 | | | | | | News Article | History of Hbk Investments L P Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jacobs Levy Equity Management Inc | Institution | 92,000 | New Holding | 92,000 | 100 % | $1,038,680 | $1,012,920 | $-25,760 | -2.48 % | $-25,760 | | | | | | News Article | History of Jacobs Levy Equity Management Inc Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jefferies Group Inc | Institution | 16,900 | Sold Some | -1,000 | -5.58 % | $190,801 | $186,069 | $-4,732 | -2.48 % | $280 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Los Angeles Capital Management And Equity Research Inc | Institution | 397,635 | New Holding | 397,635 | 100 % | $4,489,299 | $4,377,961 | $-111,338 | -2.48 % | $-111,338 | | | | | | News Article | History of Los Angeles Capital Management And Equity Research Inc Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Martingale Asset Management L P | Institution | 93,600 | Sold Some | -182,500 | -66.09 % | $1,056,744 | $1,030,536 | $-26,208 | -2.48 % | $51,100 | | | | | | News Article | History of Martingale Asset Management L P Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mason Street Advisors Llc | Institution | 36,550 | Sold Some | -400 | -1.08 % | $412,650 | $402,416 | $-10,234 | -2.48 % | $112 | | | | | | News Article | History of Mason Street Advisors Llc Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mcadams Wright Ragen Inc | No Data | 82,780 | Sold Some | -1,150 | -1.37 % | $934,586 | $911,408 | $-23,178 | -2.48 % | $322 | | | | | | News Article | History of Mcadams Wright Ragen Inc Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Moody Aldrich Partners Llc | Institution | 1,485,419 | Sold Some | -9,430 | -0.63 % | $16,770,381 | $16,354,463 | $-415,917 | -2.48 % | $2,640 | | | | | | News Article | History of Moody Aldrich Partners Llc Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Neuberger Berman Group Llc | No Data | 39,007 | Added More | 2,835 | 7.83 % | $440,389 | $429,467 | $-10,922 | -2.48 % | $-794 | | | | | | News Article | History of Neuberger Berman Group Llc Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | New York State Common Retirement Fund | Institution | 312,900 | Added More | 13,500 | 4.50 % | $3,532,641 | $3,445,029 | $-87,612 | -2.48 % | $-3,780 | | | | | | News Article | History of New York State Common Retirement Fund Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Panagora Asset Management Inc | Institution | 12,600 | No Change | 0 | 0 % | $142,254 | $138,726 | $-3,528 | -2.48 % | $0 | | | | | | News Article | History of Panagora Asset Management Inc Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Paradigm Asset Management Co Llc | Institution | 8,850 | Sold Some | -600 | -6.34 % | $99,917 | $97,439 | $-2,478 | -2.48 % | $168 | | | | | | News Article | History of Paradigm Asset Management Co Llc Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 5,200,669 | Sold Some | -526,700 | -9.19 % | $58,715,553 | $57,259,366 | $-1,456,187 | -2.48 % | $147,476 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Pzena Investment Management Llc | Institution | 2,468,955 | Added More | 170,670 | 7.42 % | $27,874,502 | $27,183,195 | $-691,307 | -2.48 % | $-47,788 | | | | | | News Article | History of Pzena Investment Management Llc Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | 64,092 | New Holding | 64,092 | 100 % | $723,599 | $705,653 | $-17,946 | -2.48 % | $-17,946 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 83,130 | Added More | 72,776 | 702.87 % | $938,538 | $915,261 | $-23,276 | -2.48 % | $-20,377 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 100,900 | Sold Some | -58,100 | -36.54 % | $1,139,161 | $1,110,909 | $-28,252 | -2.48 % | $16,268 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Schneider Capital Management Corp | Institution | | Sold All | -22,078 | -100 % | | | | -2.48 % | $6,182 | | | | | | News Article | History of Schneider Capital Management Corp Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 70,517 | Added More | 29,210 | 70.71 % | $796,137 | $776,392 | $-19,745 | -2.48 % | $-8,179 | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 3,866,936 | Added More | 335,508 | 9.50 % | $43,657,707 | $42,574,965 | $-1,082,742 | -2.48 % | $-93,942 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Pnm Resources Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Western Asset Management Co | Institution | 210 | No Change | 0 | 0 % | $2,371 | $2,312 | $-59 | -2.48 % | $0 | | | | | | News Article | History of Western Asset Management Co Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-10-30 | 13F-HR | Td Asset Management Inc | Institution | | Sold All | -29,300 | -100 % | | | | -1.60 % | $5,274 | | | | | | News Article | History of Td Asset Management Inc Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aronson And Johnson And Ortiz Lp | Institution | 172,400 | Added More | 106,700 | 162.40 % | $1,929,156 | $1,898,124 | $-31,032 | -1.60 % | $-19,206 | | | | | | News Article | History of Aronson And Johnson And Ortiz Lp Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 270,644 | Sold Some | -4,712 | -1.71 % | $3,028,506 | $2,979,790 | $-48,716 | -1.60 % | $848 | | | | | | News Article | History of Bank Of America Corp Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 5,387,758 | Added More | 369,944 | 7.37 % | $60,289,012 | $59,319,216 | $-969,796 | -1.60 % | $-66,590 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Charles Schwab Trust Company A Division Of Charles Schwab B | No Data | 75,440 | Added More | 15,690 | 26.25 % | $844,174 | $830,594 | $-13,579 | -1.60 % | $-2,824 | | | | | | News Article | History of Charles Schwab Trust Company A Division Of Charles Schwab B Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Chicago Equity Partners Llc | Institution | 963,345 | Added More | 67,920 | 7.58 % | $10,779,831 | $10,606,428 | $-173,402 | -1.60 % | $-12,226 | | | | | | News Article | History of Chicago Equity Partners Llc Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Claymore Advisors Llc | Institution | 21,087 | Added More | 3,971 | 23.20 % | $235,964 | $232,168 | $-3,796 | -1.60 % | $-715 | | | | | | News Article | History of Claymore Advisors Llc Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Corestates Capital Advisors Llc | No Data | 7,200 | Sold Some | -800 | -10.00 % | $80,568 | $79,272 | $-1,296 | -1.60 % | $144 | | | | | | News Article | History of Corestates Capital Advisors Llc Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 15,518 | New Holding | 15,518 | 100 % | $173,646 | $170,853 | $-2,793 | -1.60 % | $-2,793 | | | | | | News Article | History of Credit Suisse Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson D A And Co | Institution | 950 | No Change | 0 | 0 % | $10,631 | $10,460 | $-171 | -1.60 % | $0 | | | | | | News Article | History of Davidson D A And Co Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson Investment Advisors | Institution | 950 | New Holding | 950 | 100 % | $10,631 | $10,460 | $-171 | -1.60 % | $-171 | | | | | | News Article | History of Davidson Investment Advisors Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Franklin Resources Inc | Institution | 2,853,970 | No Change | 0 | 0 % | $31,935,924 | $31,422,210 | $-513,715 | -1.60 % | $0 | | | | | | News Article | History of Franklin Resources Inc Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gamco Investors Inc Et Al | Institution | 5,795,356 | Sold Some | -116,300 | -1.96 % | $64,850,034 | $63,806,870 | $-1,043,164 | -1.60 % | $20,934 | | | | | | News Article | History of Gamco Investors Inc Et Al Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 229,490 | Added More | 119,370 | 108.39 % | $2,567,993 | $2,526,685 | $-41,308 | -1.60 % | $-21,487 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kbc Group Nv | Institution | 34,617 | New Holding | 34,617 | 100 % | $387,364 | $381,133 | $-6,231 | -1.60 % | $-6,231 | | | | | | News Article | History of Kbc Group Nv Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 152,519 | Added More | 6,766 | 4.64 % | $1,706,688 | $1,679,234 | $-27,453 | -1.60 % | $-1,218 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 229,062 | Added More | 8,833 | 4.01 % | $2,563,204 | $2,521,973 | $-41,231 | -1.60 % | $-1,590 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oshaughnessy Asset Management Llc | Institution | 1,978 | New Holding | 1,978 | 100 % | $22,134 | $21,778 | $-356 | -1.60 % | $-356 | | | | | | News Article | History of Oshaughnessy Asset Management Llc Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 43,431 | Added More | 20,757 | 91.54 % | $485,993 | $478,175 | $-7,818 | -1.60 % | $-3,736 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 85,513 | Added More | 77,652 | 987.81 % | $956,890 | $941,498 | $-15,392 | -1.60 % | $-13,977 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Placemark Investments Inc | Institution | 11,923 | New Holding | 11,923 | 100 % | $133,418 | $131,272 | $-2,146 | -1.60 % | $-2,146 | | | | | | News Article | History of Placemark Investments Inc Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Principal Financial Group Inc | Institution | 99,403 | Added More | 2,876 | 2.97 % | $1,112,320 | $1,094,427 | $-17,893 | -1.60 % | $-518 | | | | | | News Article | History of Principal Financial Group Inc Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Royal Bank Of Scotland Group Plc | Institution | 19,500 | New Holding | 19,500 | 100 % | $218,205 | $214,695 | $-3,510 | -1.60 % | $-3,510 | | | | | | News Article | History of Royal Bank Of Scotland Group Plc Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 111,433 | Added More | 2,100 | 1.92 % | $1,246,935 | $1,226,877 | $-20,058 | -1.60 % | $-378 | | | | | | News Article | History of Russell Frank Co Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Santa Fe Partners Llc | Institution | 19,110 | New Holding | 19,110 | 100 % | $213,841 | $210,401 | $-3,440 | -1.60 % | $-3,440 | | | | | | News Article | History of Santa Fe Partners Llc Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sovereign Asset Management Corp | Institution | 558,000 | No Change | 0 | 0 % | $6,244,020 | $6,143,580 | $-100,440 | -1.60 % | $0 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 21,266 | Sold Some | -21,419 | -50.17 % | $237,967 | $234,139 | $-3,828 | -1.60 % | $3,855 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tewksbury Capital Management Ltd | Institution | 68,040 | New Holding | 68,040 | 100 % | $761,368 | $749,120 | $-12,247 | -1.60 % | $-12,247 | | | | | | News Article | History of Tewksbury Capital Management Ltd Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | United Services Automobile Association | Institution | 23,202 | New Holding | 23,202 | 100 % | $259,630 | $255,454 | $-4,176 | -1.60 % | $-4,176 | | | | | | News Article | History of United Services Automobile Association Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Virginia Retirement Systems Et Al | Institution | 158,700 | Added More | 76,200 | 92.36 % | $1,775,853 | $1,747,287 | $-28,566 | -1.60 % | $-13,716 | | | | | | News Article | History of Virginia Retirement Systems Et Al Ownership Of Pnm Resources Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | World Asset Management Inc | Institution | 12,943 | Added More | 2,855 | 28.30 % | $144,832 | $142,502 | $-2,330 | -1.60 % | $-514 | | | | | | News Article | History of World Asset Management Inc Ownership Of Pnm Resources Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 137,435 | Added More | 103,106 | 300.34 % | $1,586,000 | $1,513,159 | $-72,841 | -4.59 % | $-54,646 | | | | | | News Article | History of Citigroup Inc Ownership Of Pnm Resources Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 72,660 | Added More | 3,759 | 5.45 % | $838,496 | $799,987 | $-38,510 | -4.59 % | $-1,992 | | | | | | News Article | History of Comerica Bank Ownership Of Pnm Resources Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 350,883 | Added More | 67,251 | 23.71 % | $4,049,190 | $3,863,222 | $-185,968 | -4.59 % | $-35,643 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Pnm Resources Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Royce And Associates Llc | Institution | 638,900 | No Change | 0 | 0 % | $7,372,906 | $7,034,289 | $-338,617 | -4.59 % | $0 | | | | | | News Article | History of Royce And Associates Llc Ownership Of Pnm Resources Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Tesseract Capital Llc | No Data | | Sold All | -1,232 | -100 % | | | | -4.59 % | $653 | | | | | | News Article | History of Tesseract Capital Llc Ownership Of Pnm Resources Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 52,600 | Added More | 37,253 | 242.73 % | $607,004 | $579,126 | $-27,878 | -4.59 % | $-19,744 | | | | | | News Article | History of Ubs Ag Ownership Of Pnm Resources Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Bridgewater Associates Inc | Institution | 252,400 | New Holding | 252,400 | 100 % | $2,887,456 | $2,778,924 | $-108,532 | -3.75 % | $-108,532 | | | | | | News Article | History of Bridgewater Associates Inc Ownership Of Pnm Resources Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Ccm Partners | Institution | 11,882 | No Change | 0 | 0 % | $135,930 | $130,821 | $-5,109 | -3.75 % | $0 | | | | | | News Article | History of Ccm Partners Ownership Of Pnm Resources Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Federated Investors Inc | Institution | 188,049 | Added More | 184,989 | 6045.39 % | $2,151,281 | $2,070,419 | $-80,861 | -3.75 % | $-79,545 | | | | | | News Article | History of Federated Investors Inc Ownership Of Pnm Resources Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | General Motors Investment Management Corp | Institution | 17,223 | No Change | 0 | 0 % | $197,031 | $189,625 | $-7,406 | -3.75 % | $0 | | | | | | News Article | History of General Motors Investment Management Corp Ownership Of Pnm Resources Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Lockwood Financial Services Inc | Institution | 24,569 | Added More | 1,790 | 7.85 % | $281,069 | $270,505 | $-10,565 | -3.75 % | $-770 | | | | | | News Article | History of Lockwood Financial Services Inc Ownership Of Pnm Resources Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Numeric Investors Llc | Institution | 732,083 | Sold Some | -152,908 | -17.27 % | $8,375,030 | $8,060,234 | $-314,796 | -3.75 % | $65,750 | | | | | | News Article | History of Numeric Investors Llc Ownership Of Pnm Resources Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Vtl Associates Llc | Institution | | Sold All | -85 | -100 % | | | | -3.75 % | $37 | | | | | | News Article | History of Vtl Associates Llc Ownership Of Pnm Resources Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR/A | Baird Robert W And Co Inc | Institution | 11,400 | Sold Some | -10,000 | -46.72 % | $126,312 | $125,514 | $-798 | -0.63 % | $700 | | | | | | News Article | History of Baird Robert W And Co Inc Ownership Of Pnm Resources Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Hartford Investment Management Co | Institution | 12,327 | Sold Some | -50 | -0.40 % | $136,583 | $135,720 | $-863 | -0.63 % | $4 | | | | | | News Article | History of Hartford Investment Management Co Ownership Of Pnm Resources Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 120,356 | Added More | 583 | 0.48 % | $1,333,544 | $1,325,120 | $-8,425 | -0.63 % | $-41 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Pnm Resources Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Nbt Bank N A | Institution | 300 | No Change | 0 | 0 % | $3,324 | $3,303 | $-21 | -0.63 % | $0 | | | | | | News Article | History of Nbt Bank N A Ownership Of Pnm Resources Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 10 | Sold Some | -78,581 | -99.98 % | $111 | $110 | $-1 | -0.63 % | $5,501 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Pnm Resources Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 188,195 | No Change | 0 | 0 % | $2,085,201 | $2,072,027 | $-13,174 | -0.63 % | $0 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Pnm Resources Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 163,159 | Sold Some | -300 | -0.18 % | $1,807,802 | $1,796,381 | $-11,421 | -0.63 % | $21 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Pnm Resources Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 565,000 | Added More | 930 | 0.16 % | $6,260,200 | $6,220,650 | $-39,550 | -0.63 % | $-65 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Pnm Resources Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Unionbancal Corp | Institution | 68,600 | Added More | 47,100 | 219.06 % | $760,088 | $755,286 | $-4,802 | -0.63 % | $-3,297 | | | | | | News Article | History of Unionbancal Corp Ownership Of Pnm Resources Inc |
| 2009-11-06 | 2009-08-31 | N-CSR | Rbb Fund Inc - Senbanc Fund | Financial Services | 53,435 | Sold Some | -5,980 | -10.06 % | $592,060 | $588,319 | $-3,740 | -0.63 % | $419 | | | | | | News Article | History of Rbb Fund Inc - Senbanc Fund Ownership Of Pnm Resources Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Bank Of Hawaii | Institution | 33,550 | Added More | 3,175 | 10.45 % | $370,392 | $369,386 | $-1,007 | -0.27 % | $-95 | | | | | | News Article | History of Bank Of Hawaii Ownership Of Pnm Resources Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Campbell And Co Investment Adviser Llc | Institution | 49,010 | New Holding | 49,010 | 100 % | $541,070 | $539,600 | $-1,470 | -0.27 % | $-1,470 | | | | | | News Article | History of Campbell And Co Investment Adviser Llc Ownership Of Pnm Resources Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 3,896 | Sold Some | -50,663 | -92.85 % | $43,012 | $42,895 | $-117 | -0.27 % | $1,520 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of Pnm Resources Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Luminous Capital Llc | No Data | | Sold All | -11,749 | -100 % | | | | -0.27 % | $352 | | | | | | News Article | History of Luminous Capital Llc Ownership Of Pnm Resources Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Nisa Investment Advisors L L C | Institution | 20,300 | No Change | 0 | 0 % | $224,112 | $223,503 | $-609 | -0.27 % | $0 | | | | | | News Article | History of Nisa Investment Advisors L L C Ownership Of Pnm Resources Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 48,896 | Added More | 3,764 | 8.33 % | $539,812 | $538,345 | $-1,467 | -0.27 % | $-113 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Pnm Resources Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Profund Advisors Llc | Institution | 31,267 | Added More | 4,701 | 17.69 % | $345,188 | $344,250 | $-938 | -0.27 % | $-141 | | | | | | News Article | History of Profund Advisors Llc Ownership Of Pnm Resources Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 34,748 | Sold Some | -18,515 | -34.76 % | $383,618 | $382,575 | $-1,042 | -0.27 % | $555 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Pnm Resources Inc |
| 2009-11-05 | 2009-08-31 | N-CSR | Claymore Exchange Traded Fund Trust - Claymoreocean Tomo Patent Etf | Specialty & Misc | 93 | No Change | 0 | 0 % | $1,027 | $1,024 | $-3 | -0.27 % | $0 | | | | | | News Article | History of Claymore Exchange Traded Fund Trust - Claymoreocean Tomo Patent Etf Ownership Of Pnm Resources Inc |
| 2009-11-05 | 2009-08-31 | N-CSRS | Columbia Funds Series Trust - Columbia Mid Cap Index Fund | Mid-Cap Core | 174,650 | Added More | 19,100 | 12.27 % | $1,928,136 | $1,922,897 | $-5,240 | -0.27 % | $-573 | | | | | | News Article | History of Columbia Funds Series Trust - Columbia Mid Cap Index Fund Ownership Of Pnm Resources Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Gw Capital Management Incco | Institution | 2,429 | No Change | 0 | 0 % | $26,233 | $26,743 | $510 | 1.94 % | $0 | | | | | | News Article | History of Gw Capital Management Incco Ownership Of Pnm Resources Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Miller Howard Investments Inc | Institution | 116,676 | Sold Some | -1,116 | -0.94 % | $1,260,101 | $1,284,603 | $24,502 | 1.94 % | $-234 | | | | | | News Article | History of Miller Howard Investments Inc Ownership Of Pnm Resources Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Tradeworx Inc | Institution | 22,330 | New Holding | 22,330 | 100 % | $241,164 | $245,853 | $4,689 | 1.94 % | $4,689 | | | | | | News Article | History of Tradeworx Inc Ownership Of Pnm Resources Inc |
| 2009-11-04 | 2009-08-31 | N-CSR | Ssga Funds - Ssga Small Cap Fund | Small-Cap Core | 5,100 | New Holding | 5,100 | 100 % | $55,080 | $56,151 | $1,071 | 1.94 % | $1,071 | | | | | | News Article | History of Ssga Funds - Ssga Small Cap Fund Ownership Of Pnm Resources Inc |
| 2009-11-04 | 2009-08-31 | N-CSRS | Veracity Funds - Veracity Small Cap Value Fund | Small-Cap Value | 56,477 | Sold Some | -1,300 | -2.25 % | $609,952 | $621,812 | $11,860 | 1.94 % | $-273 | | | | | | News Article | History of Veracity Funds - Veracity Small Cap Value Fund Ownership Of Pnm Resources Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | 69,151 | Added More | 30,725 | 79.95 % | $741,990 | $761,353 | $19,362 | 2.60 % | $8,603 | | | | | | News Article | History of Prudential Financial Inc Ownership Of Pnm Resources Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Management Llc | Institution | 67,510 | Added More | 24,000 | 55.15 % | $724,382 | $743,285 | $18,903 | 2.60 % | $6,720 | | | | | | News Article | History of Turner Investment Management Llc Ownership Of Pnm Resources Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Partners Inc | Institution | 977,716 | Added More | 231,754 | 31.06 % | $10,490,893 | $10,764,653 | $273,760 | 2.60 % | $64,891 | | | | | | News Article | History of Turner Investment Partners Inc Ownership Of Pnm Resources Inc |
| 2009-11-03 | 2009-08-31 | N-CSR | California Investment Trust - S And P Midcap Index Fund | Mid-Cap Core | 11,882 | No Change | 0 | 0 % | $127,494 | $130,821 | $3,327 | 2.60 % | $0 | | | | | | News Article | History of California Investment Trust - S And P Midcap Index Fund Ownership Of Pnm Resources Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR/A | Advanced Investment Partners Llc | No Data | 15,643 | Added More | 403 | 2.64 % | $167,224 | $172,229 | $5,006 | 2.99 % | $129 | | | | | | News Article | History of Advanced Investment Partners Llc Ownership Of Pnm Resources Inc |
| 2009-11-02 | 2009-08-31 | N-CSR | Evergreen Utilities And High Income Fund - Evergreen Utilities And High Income Fund | Utility | | Sold All | -50,000 | -100 % | | | | 2.99 % | $-16,000 | | | | | | News Article | History of Evergreen Utilities And High Income Fund - Evergreen Utilities And High Income Fund Ownership Of Pnm Resources Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | 35,838 | New Holding | 35,838 | 100 % | $384,183 | $394,576 | $10,393 | 2.70 % | $10,393 | | | | | | News Article | History of Oxford Asset Management Ownership Of Pnm Resources Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Robeco Investment Management Inc | Institution | 1,736,366 | Sold Some | -49,980 | -2.79 % | $18,613,844 | $19,117,390 | $503,546 | 2.70 % | $-14,494 | | | | | | News Article | History of Robeco Investment Management Inc Ownership Of Pnm Resources Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Texas Permanent School Fund | Institution | 139,222 | Sold Some | -1,345 | -0.95 % | $1,492,460 | $1,532,834 | $40,374 | 2.70 % | $-390 | | | | | | News Article | History of Texas Permanent School Fund Ownership Of Pnm Resources Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Tocqueville Asset Management Lp | Institution | 597,123 | Sold Some | -26,877 | -4.30 % | $6,401,159 | $6,574,324 | $173,166 | 2.70 % | $-7,794 | | | | | | News Article | History of Tocqueville Asset Management Lp Ownership Of Pnm Resources Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 687,441 | Added More | 69,846 | 11.30 % | $7,740,586 | $7,568,725 | $-171,860 | -2.22 % | $-17,462 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Pnm Resources Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Cornerstone Strategy Fund | Specialty & Misc | | Sold All | -600 | -100 % | | | | -2.22 % | $150 | | | | | | News Article | History of Usaa Mutual Funds Trust - Cornerstone Strategy Fund Ownership Of Pnm Resources Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | | Sold All | -4,800 | -100 % | | | | -2.22 % | $1,200 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Pnm Resources Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Fund | Small-Cap Core | 23,600 | New Holding | 23,600 | 100 % | $265,736 | $259,836 | $-5,900 | -2.22 % | $-5,900 | | | | | | News Article | History of Valic Co I - Small Cap Fund Ownership Of Pnm Resources Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Index Fund | Small-Cap Core | 70,134 | New Holding | 70,134 | 100 % | $789,709 | $772,175 | $-17,534 | -2.22 % | $-17,534 | | | | | | News Article | History of Valic Co I - Small Cap Index Fund Ownership Of Pnm Resources Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Maple Securities Usa Inc | Institution | 10,864 | New Holding | 10,864 | 100 % | $125,696 | $119,613 | $-6,084 | -4.84 % | $-6,084 | | | | | | News Article | History of Maple Securities Usa Inc Ownership Of Pnm Resources Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Quotient Investors Llc | No Data | 33,700 | Added More | 1,300 | 4.01 % | $389,909 | $371,037 | $-18,872 | -4.84 % | $-728 | | | | | | News Article | History of Quotient Investors Llc Ownership Of Pnm Resources Inc |
| 2009-10-28 | 2009-08-31 | N-Q | Proshares Trust - Ultra Utilities Proshares | Utility | 3,904 | New Holding | 3,904 | 100 % | $45,169 | $42,983 | $-2,186 | -4.84 % | $-2,186 | | | | | | News Article | History of Proshares Trust - Ultra Utilities Proshares Ownership Of Pnm Resources Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Deroy And Devereaux Private Investment Counsel Inc | Institution | 390,295 | Sold Some | -5,596 | -1.41 % | $4,589,869 | $4,297,148 | $-292,721 | -6.37 % | $4,197 | | | | | | News Article | History of Deroy And Devereaux Private Investment Counsel Inc Ownership Of Pnm Resources Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | First Manhattan Co | Institution | 114,050 | Sold Some | -750 | -0.65 % | $1,341,228 | $1,255,691 | $-85,538 | -6.37 % | $563 | | | | | | News Article | History of First Manhattan Co Ownership Of Pnm Resources Inc |
| 2009-10-27 | 2009-08-31 | N-Q | Claymore Trust - Zacks Market Neutral Fund | No Data | 21,977 | Sold Some | -8,518 | -27.93 % | $258,450 | $241,967 | $-16,483 | -6.37 % | $6,389 | | | | | | News Article | History of Claymore Trust - Zacks Market Neutral Fund Ownership Of Pnm Resources Inc |
| 2009-10-26 | 2009-09-30 | 13F-HR/A | Obermeyer Asset Management Co | Institution | | Sold All | -410 | -100 % | | | | -6.61 % | $320 | | | | | | News Article | History of Obermeyer Asset Management Co Ownership Of Pnm Resources Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange Traded Fund Trust - Claymoremorningstar Manufacturing Super Sector Index Etf | Specialty & Misc | 47 | No Change | 0 | 0 % | $554 | $517 | $-37 | -6.61 % | $0 | | | | | | News Article | History of Claymore Exchange Traded Fund Trust - Claymoremorningstar Manufacturing Super Sector Index Etf Ownership Of Pnm Resources Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Ing Equity Trust - Ing Convertible Fund | Specialty & Misc | 1,870 | Sold Some | -900 | -32.49 % | $22,047 | $20,589 | $-1,459 | -6.61 % | $702 | | | | | | News Article | History of Ing Equity Trust - Ing Convertible Fund Ownership Of Pnm Resources Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Ing Equity Trust - Ing Value Choice Fund | Multi-Cap Value | | Sold All | -271,800 | -100 % | | | | -6.61 % | $212,004 | | | | | | News Article | History of Ing Equity Trust - Ing Value Choice Fund Ownership Of Pnm Resources Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Ing Series Fund Inc - Ing Balanced Fund | Mixed-Asset Target Allocation Moderate | 2,623 | New Holding | 2,623 | 100 % | $30,925 | $28,879 | $-2,046 | -6.61 % | $-2,046 | | | | | | News Article | History of Ing Series Fund Inc - Ing Balanced Fund Ownership Of Pnm Resources Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Ing Series Fund Inc - Ing Index Plus Midcap Fund | Mid-Cap Core | 35,069 | New Holding | 35,069 | 100 % | $413,464 | $386,110 | $-27,354 | -6.61 % | $-27,354 | | | | | | News Article | History of Ing Series Fund Inc - Ing Index Plus Midcap Fund Ownership Of Pnm Resources Inc |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 846,951 | Added More | 701 | 0.08 % | $9,985,552 | $9,324,931 | $-660,622 | -6.61 % | $-547 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Pnm Resources Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Bmi Capital Corp | Institution | 11,500 | Sold Some | -3,500 | -23.33 % | $139,265 | $126,615 | $-12,650 | -9.08 % | $3,850 | | | | | | News Article | History of Bmi Capital Corp Ownership Of Pnm Resources Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 27,100 | No Change | 0 | 0 % | $331,704 | $298,371 | $-33,333 | -10.04 % | $0 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Pnm Resources Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | 4,081 | Sold Some | -27,376 | -87.02 % | $49,951 | $44,932 | $-5,020 | -10.04 % | $33,672 | | | | | | News Article | History of Blackrock Inc Ownership Of Pnm Resources Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 416,022 | Added More | 127,763 | 44.32 % | $5,092,109 | $4,580,402 | $-511,707 | -10.04 % | $-157,148 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Pnm Resources Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 3,429,261 | Added More | 2,305,313 | 205.10 % | $41,699,814 | $37,756,164 | $-3,943,650 | -9.45 % | $-2,651,110 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Pnm Resources Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Boston Advisors Llc | Institution | 26,545 | Sold Some | -2,080 | -7.26 % | $322,787 | $292,260 | $-30,527 | -9.45 % | $2,392 | | | | | | News Article | History of Boston Advisors Llc Ownership Of Pnm Resources Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Iwamoto Kong And Co Inc | Institution | 750 | No Change | 0 | 0 % | $9,120 | $8,258 | $-863 | -9.45 % | $0 | | | | | | News Article | History of Iwamoto Kong And Co Inc Ownership Of Pnm Resources Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 116,426 | Added More | 29,395 | 33.77 % | $1,415,740 | $1,281,850 | $-133,890 | -9.45 % | $-33,804 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Pnm Resources Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Tiedemann Trust Co | Institution | 45,000 | No Change | 0 | 0 % | $547,200 | $495,450 | $-51,750 | -9.45 % | $0 | | | | | | News Article | History of Tiedemann Trust Co Ownership Of Pnm Resources Inc |
| 2009-10-20 | 2009-09-30 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 134,500 | Added More | 100,000 | 289.85 % | $1,663,765 | $1,480,845 | $-182,920 | -10.99 % | $-136,000 | | | | | | News Article | History of Public Employees Retirement Association Of Colorado Ownership Of Pnm Resources Inc |
| 2009-10-20 | 2009-09-30 | 13F-HR | Teachers Retirement System Of The State Of Kentucky | Institution | 32,300 | No Change | 0 | 0 % | $399,551 | $355,623 | $-43,928 | -10.99 % | $0 | | | | | | News Article | History of Teachers Retirement System Of The State Of Kentucky Ownership Of Pnm Resources Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Hanseatic Management Services Inc | Institution | 10,200 | New Holding | 10,200 | 100 % | $127,500 | $112,302 | $-15,198 | -11.92 % | $-15,198 | | | | | | News Article | History of Hanseatic Management Services Inc Ownership Of Pnm Resources Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | 167,900 | Added More | 19,700 | 13.29 % | $2,098,750 | $1,848,579 | $-250,171 | -11.92 % | $-29,353 | | | | | | News Article | History of Strs Ohio Ownership Of Pnm Resources Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Argent Capital Management Llc | Institution | 29,200 | Sold Some | -1,075 | -3.55 % | $357,700 | $321,492 | $-36,208 | -10.12 % | $1,333 | | | | | | News Article | History of Argent Capital Management Llc Ownership Of Pnm Resources Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 188,597 | Sold Some | -19,550 | -9.39 % | $2,310,313 | $2,076,453 | $-233,860 | -10.12 % | $24,242 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Pnm Resources Inc |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 254,757 | Sold Some | -700 | -0.27 % | $3,141,154 | $2,804,875 | $-336,279 | -10.70 % | $924 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Pnm Resources Inc |
| 2009-10-08 | 2009-07-31 | N-CSR | Nuveen Investment Trust Ii - Nuveen Tradewinds Global Resources Fund | Global Flex Port | 1,825 | No Change | 0 | 0 % | $22,502 | $20,093 | $-2,409 | -10.70 % | $0 | | | | | | News Article | History of Nuveen Investment Trust Ii - Nuveen Tradewinds Global Resources Fund Ownership Of Pnm Resources Inc |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds - Bull Profund | Large-Cap Core | 8,419 | Sold Some | -2,604 | -23.62 % | $102,796 | $92,693 | $-10,103 | -9.82 % | $3,125 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Pnm Resources Inc |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds - Utilities Ultrasector Profund | Utility | 1,184 | Sold Some | -944 | -44.36 % | $14,457 | $13,036 | $-1,421 | -9.82 % | $1,133 | | | | | | News Article | History of Profunds - Utilities Ultrasector Profund Ownership Of Pnm Resources Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Pacific Capital Funds - Value Fund | Multi-Cap Core | 24,200 | Added More | 12,600 | 108.62 % | $270,072 | $266,442 | $-3,630 | -1.34 % | $-1,890 | | | | | | News Article | History of Pacific Capital Funds - Value Fund Ownership Of Pnm Resources Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | 4,800 | New Holding | 4,800 | 100 % | $53,568 | $52,848 | $-720 | -1.34 % | $-720 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Pnm Resources Inc |
| 2009-09-29 | 2009-07-31 | N-Q | American Beacon Funds - American Beacon Balanced Fund | Mixed-Asset Target Allocation Growth | 61,425 | No Change | 0 | 0 % | $727,272 | $676,289 | $-50,983 | -7.01 % | $0 | | | | | | News Article | History of American Beacon Funds - American Beacon Balanced Fund Ownership Of Pnm Resources Inc |
| 2009-09-29 | 2009-07-31 | N-Q | American Beacon Funds - American Beacon Small Cap Value Fund | Small-Cap Value | 464,500 | No Change | 0 | 0 % | $5,499,680 | $5,114,145 | $-385,535 | -7.01 % | $0 | | | | | | News Article | History of American Beacon Funds - American Beacon Small Cap Value Fund Ownership Of Pnm Resources Inc |
| 2009-09-29 | 2009-07-31 | N-Q | American Independence Funds Trust - Fusion Fund | No Data | | Sold All | -1,623 | -100 % | | | | -7.01 % | $1,347 | | | | | | News Article | History of American Independence Funds Trust - Fusion Fund Ownership Of Pnm Resources Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 97,182 | Added More | 72,882 | 299.92 % | $1,150,635 | $1,069,974 | $-80,661 | -7.01 % | $-60,492 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Pnm Resources Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 20,600 | New Holding | 20,600 | 100 % | $243,904 | $226,806 | $-17,098 | -7.01 % | $-17,098 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Pnm Resources Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio | No Data | 1,500 | New Holding | 1,500 | 100 % | $17,760 | $16,515 | $-1,245 | -7.01 % | $-1,245 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio Ownership Of Pnm Resources Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Evergreen Equity Trust De - Evergreen Utility And Telecommunications Fund | Telecommunication | | Sold All | -50,000 | -100 % | | | | -7.01 % | $41,500 | | | | | | News Article | History of Evergreen Equity Trust De - Evergreen Utility And Telecommunications Fund Ownership Of Pnm Resources Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Hartford Mutual Funds Incct - Hartford Select Smallcap Value Fund | Small-Cap Value | 5 | New Holding | 5 | 100 % | $59 | $55 | $-4 | -7.01 % | $-4 | | | | | | News Article | History of Hartford Mutual Funds Incct - Hartford Select Smallcap Value Fund Ownership Of Pnm Resources Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust - Ishares Morningstar Small Value Index Fund | Small-Cap Value | 29,957 | Added More | 1,054 | 3.64 % | $354,691 | $329,827 | $-24,864 | -7.01 % | $-875 | | | | | | News Article | History of Ishares Trust - Ishares Morningstar Small Value Index Fund Ownership Of Pnm Resources Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust - Jackson Perspective Index 5 Fund | Specialty & Misc | 2,096 | No Change | 0 | 0 % | $24,817 | $23,077 | $-1,740 | -7.01 % | $0 | | | | | | News Article | History of Jnl Investors Series Trust - Jackson Perspective Index 5 Fund Ownership Of Pnm Resources Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Morgan Stanley Flexible Income Trust - None | Specialty & Misc | 102 | No Change | 0 | 0 % | $1,208 | $1,123 | $-85 | -7.01 % | $0 | | | | | | News Article | History of Morgan Stanley Flexible Income Trust - None Ownership Of Pnm Resources Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Franklin Value Investors Trust - Franklin Balance Sheet Investment Fund | Specialty & Misc | 1,990,000 | No Change | 0 | 0 % | $23,661,100 | $21,909,900 | $-1,751,200 | -7.40 % | $0 | | | | | | News Article | History of Franklin Value Investors Trust - Franklin Balance Sheet Investment Fund Ownership Of Pnm Resources Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund | Small-Cap Core | | Sold All | -2,700 | -100 % | | | | -7.40 % | $2,376 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund Ownership Of Pnm Resources Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Small Capitalization Value Fund | Small-Cap Core | 2,800 | Sold Some | -9,000 | -76.27 % | $33,292 | $30,828 | $-2,464 | -7.40 % | $7,920 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Small Capitalization Value Fund Ownership Of Pnm Resources Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund | Small-Cap Core | | Sold All | -4,800 | -100 % | | | | -7.40 % | $4,224 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund Ownership Of Pnm Resources Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc - International Fund | International Multi-Cap Core | 4,900 | No Change | 0 | 0 % | $58,261 | $53,949 | $-4,312 | -7.40 % | $0 | | | | | | News Article | History of Old Westbury Funds Inc - International Fund Ownership Of Pnm Resources Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Fundamental Us Large Company Index Fund | Large-Cap Core | 10,195 | Sold Some | -2,350 | -18.73 % | $121,219 | $112,247 | $-8,972 | -7.40 % | $2,068 | | | | | | News Article | History of Schwab Capital Trust - Schwab Fundamental Us Large Company Index Fund Ownership Of Pnm Resources Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Tocqueville Trust - The Tocqueville Fund | Specialty & Misc | 200,000 | New Holding | 200,000 | 100 % | $2,378,000 | $2,202,000 | $-176,000 | -7.40 % | $-176,000 | | | | | | News Article | History of Tocqueville Trust - The Tocqueville Fund Ownership Of Pnm Resources Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust - Direxion Daily Small Cap Bull 3x Shares | No Data | 22,810 | New Holding | 22,810 | 100 % | $272,351 | $251,138 | $-21,213 | -7.78 % | $-21,213 | | | | | | News Article | History of Direxion Shares Etf Trust - Direxion Daily Small Cap Bull 3x Shares Ownership Of Pnm Resources Inc |
| 2009-09-25 | 2009-07-31 | N-CSR | Oppenheimer Main Street Opportunity Fund - Oppenheimer Main Street Opportunity Fund | Multi-Cap Core | | Sold All | -16,300 | -100 % | | | | -7.78 % | $15,159 | | | | | | News Article | History of Oppenheimer Main Street Opportunity Fund - Oppenheimer Main Street Opportunity Fund Ownership Of Pnm Resources Inc |
| 2009-09-25 | 2009-06-30 | 13F-HR/A | Kbc Group Nv | Institution | | Sold All | -50 | -100 % | | | | -7.78 % | $47 | | | | | | News Article | History of Kbc Group Nv Ownership Of Pnm Resources Inc |
| 2009-09-25 | 2009-05-31 | N-CSR/A | Proshares Trust - Ultra Utilities Proshares | Utility | | Sold All | -4,811 | -100 % | | | | -7.78 % | $4,474 | | | | | | News Article | History of Proshares Trust - Ultra Utilities Proshares Ownership Of Pnm Resources Inc |
| 2009-09-24 | 2009-07-31 | N-Q | Nationwide Mutual Funds - Nationwide Mid Cap Market Index Fund | Mid-Cap Core | | Sold All | -76,050 | -100 % | | | | -9.53 % | $88,218 | | | | | | News Article | History of Nationwide Mutual Funds - Nationwide Mid Cap Market Index Fund Ownership Of Pnm Resources Inc |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - Rydex Inverse Russell 2000 Etf | Specialty & Misc | 1,860 | New Holding | 1,860 | 100 % | $23,380 | $20,479 | $-2,902 | -12.41 % | $-2,902 | | | | | | News Article | History of Rydex Etf Trust - Rydex Inverse Russell 2000 Etf Ownership Of Pnm Resources Inc |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - S And P Midcap 400 Pure Value Etf | Mid-Cap Value | 9,957 | New Holding | 9,957 | 100 % | $125,159 | $109,627 | $-15,533 | -12.41 % | $-15,533 | | | | | | News Article | History of Rydex Etf Trust - S And P Midcap 400 Pure Value Etf Ownership Of Pnm Resources Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 5,017,814 | Added More | 125,632 | 2.56 % | $60,966,440 | $55,246,132 | $-5,720,308 | -9.38 % | $-143,220 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Pnm Resources Inc |
| 2009-09-10 | 2009-06-30 | N-CSRS | Northern Lights Variable Trust - Jnf Equity Portfolio | Specialty & Misc | 9,400 | Added More | 7,800 | 487.50 % | $113,834 | $103,494 | $-10,340 | -9.08 % | $-8,580 | | | | | | News Article | History of Northern Lights Variable Trust - Jnf Equity Portfolio Ownership Of Pnm Resources Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Mid Cap Index Fund | No Data | 3,394 | No Compare | | | $41,135 | $37,368 | $-3,767 | -9.15 % | | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Mid Cap Index Fund Ownership Of Pnm Resources Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Jpmorgan Trust Ii - Jpmorgan Technology Fund | Science & Tech | 2 | New Holding | 2 | 100 % | $24 | $22 | $-2 | -9.15 % | $-2 | | | | | | News Article | History of Jpmorgan Trust Ii - Jpmorgan Technology Fund Ownership Of Pnm Resources Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Morgan Stanley Select Dimensions Investment Series - Utilities Portfolio | Utility | 13 | New Holding | 13 | 100 % | $158 | $143 | $-14 | -9.15 % | $-14 | | | | | | News Article | History of Morgan Stanley Select Dimensions Investment Series - Utilities Portfolio Ownership Of Pnm Resources Inc |
| 2009-09-08 | 2009-06-30 | N-CSR | Revenueshares Etf Trust - Revenueshares Mid Cap Fund | Mid-Cap Core | 4,045 | Added More | 2,018 | 99.55 % | $49,025 | $44,535 | $-4,490 | -9.15 % | $-2,240 | | | | | | News Article | History of Revenueshares Etf Trust - Revenueshares Mid Cap Fund Ownership Of Pnm Resources Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | 7,861 | Sold Some | -1,762 | -18.31 % | $95,275 | $86,550 | $-8,726 | -9.15 % | $1,956 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Pnm Resources Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 10,453 | Added More | 1,031 | 10.94 % | $126,690 | $115,088 | $-11,603 | -9.15 % | $-1,144 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Pnm Resources Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Summit Mutual Funds Inc - Zenith Portfolio | Specialty & Misc | 10,653 | No Change | 0 | 0 % | $129,114 | $117,290 | $-11,825 | -9.15 % | $0 | | | | | | News Article | History of Summit Mutual Funds Inc - Zenith Portfolio Ownership Of Pnm Resources Inc |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust - Mid Cap Index Trust | Mid-Cap Core | 99,721 | Added More | 2,072 | 2.12 % | $1,164,741 | $1,097,928 | $-66,813 | -5.73 % | $-1,388 | | | | | | News Article | History of John Hancock Trust - Mid Cap Index Trust Ownership Of Pnm Resources Inc |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust - Mid Value Trust | Mid-Cap Value | 249,000 | Added More | 78,700 | 46.21 % | $2,908,320 | $2,741,490 | $-166,830 | -5.73 % | $-52,729 | | | | | | News Article | History of John Hancock Trust - Mid Value Trust Ownership Of Pnm Resources Inc |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust - Small Cap Index Trust | Small-Cap Core | 58,437 | New Holding | 58,437 | 100 % | $682,544 | $643,391 | $-39,153 | -5.73 % | $-39,153 | | | | | | News Article | History of John Hancock Trust - Small Cap Index Trust Ownership Of Pnm Resources Inc |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust - Total Stock Market Index Trust | Specialty & Misc | 2,448 | Sold Some | -89 | -3.50 % | $28,593 | $26,952 | $-1,640 | -5.73 % | $60 | | | | | | News Article | History of John Hancock Trust - Total Stock Market Index Trust Ownership Of Pnm Resources Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio | Small-Cap Value | 398,100 | Added More | 160,200 | 67.33 % | $4,649,808 | $4,383,081 | $-266,727 | -5.73 % | $-107,334 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio Ownership Of Pnm Resources Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | 58,000 | Added More | 7,300 | 14.39 % | $677,440 | $638,580 | $-38,860 | -5.73 % | $-4,891 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Pnm Resources Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 1,065,946 | Added More | 15,790 | 1.50 % | $12,450,249 | $11,736,065 | $-714,184 | -5.73 % | $-10,579 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Pnm Resources Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | 315,050 | Added More | 60,200 | 23.62 % | $3,679,784 | $3,468,701 | $-211,084 | -5.73 % | $-40,334 | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Pnm Resources Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqgamco Mergers And Acquisitions Portfolio | Specialty & Misc | 60,000 | Sold Some | -12,000 | -16.66 % | $700,800 | $660,600 | $-40,200 | -5.73 % | $8,040 | | | | | | News Article | History of Eq Advisors Trust - Eqgamco Mergers And Acquisitions Portfolio Ownership Of Pnm Resources Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust I - Jpmorgan Japan Fund | Japanese | | Sold All | -3 | -100 % | | | | -5.73 % | $2 | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Japan Fund Ownership Of Pnm Resources Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust I - Jpmorgan Prime Money Market Fund | Specialty & Misc | 2 | New Holding | 2 | 100 % | $23 | $22 | $-1 | -5.73 % | $-1 | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Prime Money Market Fund Ownership Of Pnm Resources Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Massmutual Select Funds - Massmutual Select Small Cap Value Equity Fund | Small-Cap Value | 17,166 | Sold Some | -434 | -2.46 % | $200,499 | $188,998 | $-11,501 | -5.73 % | $291 | | | | | | News Article | History of Massmutual Select Funds - Massmutual Select Small Cap Value Equity Fund Ownership Of Pnm Resources Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Bull Profund | Large-Cap Core | 11,023 | Sold Some | -3,766 | -25.46 % | $128,749 | $121,363 | $-7,385 | -5.73 % | $2,523 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Pnm Resources Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Profund Vp Utilities | Utility | 11,136 | Added More | 5,968 | 115.47 % | $130,068 | $122,607 | $-7,461 | -5.73 % | $-3,999 | | | | | | News Article | History of Profunds - Profund Vp Utilities Ownership Of Pnm Resources Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund | Small-Cap Core | 4,530 | Added More | 130 | 2.95 % | $52,910 | $49,875 | $-3,035 | -5.73 % | $-87 | | | | | | News Article | History of Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund Ownership Of Pnm Resources Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 79,357 | No Change | 0 | 0 % | $926,890 | $873,721 | $-53,169 | -5.73 % | $0 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Pnm Resources Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Advantus Series Fund Inc - Index 400 Mid-Cap Portfolio | No Data | 12,873 | Added More | 287 | 2.28 % | $149,327 | $141,732 | $-7,595 | -5.08 % | $-169 | | | | | | News Article | History of Advantus Series Fund Inc - Index 400 Mid-Cap Portfolio Ownership Of Pnm Resources Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Investors Trust - Ing Disciplined Small Cap Value Portfolio | Small-Cap Value | 20,850 | Sold Some | -21,000 | -50.17 % | $241,860 | $229,559 | $-12,302 | -5.08 % | $12,390 | | | | | | News Article | History of Ing Investors Trust - Ing Disciplined Small Cap Value Portfolio Ownership Of Pnm Resources Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Variable Portfolios Inc - Ing Vp Index Plus Midcap Portfolio | Mid-Cap Core | 45,100 | New Holding | 45,100 | 100 % | $523,160 | $496,551 | $-26,609 | -5.08 % | $-26,609 | | | | | | News Article | History of Ing Variable Portfolios Inc - Ing Vp Index Plus Midcap Portfolio Ownership Of Pnm Resources Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ing Vp Balanced Portfolio Inc - Ing Vp Balanced Portfolio | Flexible Portfolio | 4,100 | New Holding | 4,100 | 100 % | $47,560 | $45,141 | $-2,419 | -5.08 % | $-2,419 | | | | | | News Article | History of Ing Vp Balanced Portfolio Inc - Ing Vp Balanced Portfolio Ownership Of Pnm Resources Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund Ii - Mml Small Cap Equity Fund | Small-Cap Core | 3,870 | Added More | 1,270 | 48.84 % | $44,892 | $42,609 | $-2,283 | -5.08 % | $-749 | | | | | | News Article | History of Mml Series Investment Fund Ii - Mml Small Cap Equity Fund Ownership Of Pnm Resources Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Northwestern Mutual Series Fund Inc - Index 400 Stock Portfolio | No Data | 36,950 | Sold Some | -200 | -0.53 % | $428,620 | $406,820 | $-21,801 | -5.08 % | $118 | | | | | | News Article | History of Northwestern Mutual Series Fund Inc - Index 400 Stock Portfolio Ownership Of Pnm Resources Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Small-Cap Value Index Portfolio | No Data | 1,646 | No Compare | | | $19,094 | $18,122 | $-971 | -5.08 % | | | | | | | News Article | History of Pacific Select Fund - Pd Small-Cap Value Index Portfolio Ownership Of Pnm Resources Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Small-Cap Index Portfolio | No Data | 45,838 | Added More | 100 | 0.21 % | $531,721 | $504,676 | $-27,044 | -5.08 % | $-59 | | | | | | News Article | History of Pacific Select Fund - Small-Cap Index Portfolio Ownership Of Pnm Resources Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | 17,219 | Added More | 11,388 | 195.30 % | $199,740 | $189,581 | $-10,159 | -5.08 % | $-6,719 | | | | | | News Article | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Pnm Resources Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 47,962 | Sold Some | -88,822 | -64.93 % | $560,196 | $528,062 | $-32,135 | -5.73 % | $59,511 | | | | | | News Article | History of Amvescap Plc Ownership Of Pnm Resources Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fidelity International Ltd | Institution | 436,230 | New Holding | 436,230 | 100 % | $5,095,166 | $4,802,892 | $-292,274 | -5.73 % | $-292,274 | | | | | | News Article | History of Fidelity International Ltd Ownership Of Pnm Resources Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 2,527,780 | Sold Some | -482,250 | -16.02 % | $29,524,470 | $27,830,858 | $-1,693,613 | -5.73 % | $323,108 | | | | | | News Article | History of Fmr Corp Ownership Of Pnm Resources Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Ixis Advisor Funds Trust I - Ixis Income Diversified Portfolio | Flexible Portfolio | | Sold All | -5,297 | -100 % | | | | -5.73 % | $3,549 | | | | | | News Article | History of Ixis Advisor Funds Trust I - Ixis Income Diversified Portfolio Ownership Of Pnm Resources Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Lord Abbett Bond Debenture Fund Inc - Lord Abbett Bond Debenture Fund Inc | Specialty & Misc | | Sold All | -500 | -100 % | | | | -5.73 % | $335 | | | | | | News Article | History of Lord Abbett Bond Debenture Fund Inc - Lord Abbett Bond Debenture Fund Inc Ownership Of Pnm Resources Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Diversified Investors Funds Group - Value Fund | Multi-Cap Value | 30,100 | New Holding | 30,100 | 100 % | $351,568 | $331,401 | $-20,167 | -5.73 % | $-20,167 | | | | | | News Article | History of Diversified Investors Funds Group - Value Fund Ownership Of Pnm Resources Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Diversified Investors Funds Group Ii - Value Fund | Small-Cap Core | 30,100 | New Holding | 30,100 | 100 % | $351,568 | $331,401 | $-20,167 | -5.73 % | $-20,167 | | | | | | News Article | History of Diversified Investors Funds Group Ii - Value Fund Ownership Of Pnm Resources Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Diversified Investors Portfolios - Value Portfolio | Multi-Cap Value | 30,100 | New Holding | 30,100 | 100 % | $351,568 | $331,401 | $-20,167 | -5.73 % | $-20,167 | | | | | | News Article | History of Diversified Investors Portfolios - Value Portfolio Ownership Of Pnm Resources Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Fidelity Central Investment Portfolios Llc - Fidelity Utilities | Utility | | Sold All | -37,000 | -100 % | | | | -5.73 % | $24,790 | | | | | | News Article | History of Fidelity Central Investment Portfolios Llc - Fidelity Utilities Ownership Of Pnm Resources Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Mutual Of America Investment Corp - Bond Fund | Specialty & Misc | 88,294 | No Change | 0 | 0 % | $1,031,274 | $972,117 | $-59,157 | -5.73 % | $0 | | | | | | News Article | History of Mutual Of America Investment Corp - Bond Fund Ownership Of Pnm Resources Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Mutual Of America Investment Corp - International Fund | Global Flex Port | | Sold All | -15,490 | -100 % | | | | -5.73 % | $10,378 | | | | | | News Article | History of Mutual Of America Investment Corp - International Fund Ownership Of Pnm Resources Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | 1,049 | Added More | 178 | 20.43 % | $12,252 | $11,549 | $-703 | -5.73 % | $-119 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Pnm Resources Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Diefa Fund | Specialty & Misc | 4,309 | No Change | 0 | 0 % | $50,329 | $47,442 | $-2,887 | -5.73 % | $0 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Diefa Fund Ownership Of Pnm Resources Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Smallcap Dividend Fund | Small-Cap Core | 42,991 | Added More | 2,610 | 6.46 % | $502,135 | $473,331 | $-28,804 | -5.73 % | $-1,749 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Smallcap Dividend Fund Ownership Of Pnm Resources Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Total Dividend Fund | Specialty & Misc | 1,887 | Added More | 93 | 5.18 % | $22,040 | $20,776 | $-1,264 | -5.73 % | $-62 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Total Dividend Fund Ownership Of Pnm Resources Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | 1,044,825 | Sold Some | -24,180 | -2.26 % | $12,443,866 | $11,503,523 | $-940,343 | -7.55 % | $21,762 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of Pnm Resources Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Value Index Fund | Multi-Cap Value | 706,803 | Added More | 7,047 | 1.00 % | $8,418,024 | $7,781,901 | $-636,123 | -7.55 % | $-6,342 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Value Index Fund Ownership Of Pnm Resources Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 24,049 | Added More | 1,380 | 6.08 % | $286,424 | $264,779 | $-21,644 | -7.55 % | $-1,242 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Pnm Resources Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Value Index Fund | Multi-Cap Value | 6,003 | Added More | 174 | 2.98 % | $71,496 | $66,093 | $-5,403 | -7.55 % | $-157 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Value Index Fund Ownership Of Pnm Resources Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Legg Mason Investors Trust Inc - Balanced Trust | Flexible Portfolio | 50,500 | Added More | 3,300 | 6.99 % | $601,455 | $556,005 | $-45,450 | -7.55 % | $-2,970 | | | | | | News Article | History of Legg Mason Investors Trust Inc - Balanced Trust Ownership Of Pnm Resources Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Putnam Variable Trust - Putnam Vt Income Fund | Equity Income | | Sold All | -36,346 | -100 % | | | | -7.55 % | $32,711 | | | | | | News Article | History of Putnam Variable Trust - Putnam Vt Income Fund Ownership Of Pnm Resources Inc |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 151,338 | Sold Some | -107,364 | -41.50 % | $1,802,436 | $1,666,231 | $-136,204 | -7.55 % | $96,628 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Pnm Resources Inc |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Horizon Funds - Vanguard Strategic Equity Fund | Specialty & Misc | 110,635 | New Holding | 110,635 | 100 % | $1,317,663 | $1,218,091 | $-99,572 | -7.55 % | $-99,572 | | | | | | News Article | History of Vanguard Horizon Funds - Vanguard Strategic Equity Fund Ownership Of Pnm Resources Inc |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Horizon Funds - Vanguard Strategic Small-Cap Equity Fund | Small-Cap Core | 13,900 | New Holding | 13,900 | 100 % | $165,549 | $153,039 | $-12,510 | -7.55 % | $-12,510 | | | | | | News Article | History of Vanguard Horizon Funds - Vanguard Strategic Small-Cap Equity Fund Ownership Of Pnm Resources Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Dws Investment Trust - Dws Small Cap Core Fund | Small-Cap Core | 25,600 | New Holding | 25,600 | 100 % | $309,248 | $281,856 | $-27,392 | -8.85 % | $-27,392 | | | | | | News Article | History of Dws Investment Trust - Dws Small Cap Core Fund Ownership Of Pnm Resources Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Thrivent Mutual Funds - Thrivent Income Fund | Equity Income | | Sold All | -11,800 | -100 % | | | | -8.85 % | $12,626 | | | | | | News Article | History of Thrivent Mutual Funds - Thrivent Income Fund Ownership Of Pnm Resources Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Thrivent Series Fund Inc - Thrivent Income Portfolio | Equity Income | | Sold All | -20,800 | -100 % | | | | -8.85 % | $22,256 | | | | | | News Article | History of Thrivent Series Fund Inc - Thrivent Income Portfolio Ownership Of Pnm Resources Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Thrivent Series Fund Inc - Thrivent Mid Cap Index Portfolio | Mid-Cap Core | 8,775 | Sold Some | -900 | -9.30 % | $106,002 | $96,613 | $-9,389 | -8.85 % | $963 | | | | | | News Article | History of Thrivent Series Fund Inc - Thrivent Mid Cap Index Portfolio Ownership Of Pnm Resources Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 58,555 | Added More | 4,413 | 8.15 % | $707,344 | $644,691 | $-62,654 | -8.85 % | $-4,722 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Pnm Resources Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Van Kampen Equity Trust - Van Kampen Utility Fund | Utility | 25,053 | New Holding | 25,053 | 100 % | $302,640 | $275,834 | $-26,807 | -8.85 % | $-26,807 | | | | | | News Article | History of Van Kampen Equity Trust - Van Kampen Utility Fund Ownership Of Pnm Resources Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard 500 Index Fund | S&P 500 Index | | Sold All | -1,641,263 | -100 % | | | | -8.85 % | $1,756,151 | | | | | | News Article | History of Vanguard Index Funds - Vanguard 500 Index Fund Ownership Of Pnm Resources Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 528,097 | Added More | 21,190 | 4.18 % | $6,379,412 | $5,814,348 | $-565,064 | -8.85 % | $-22,673 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Pnm Resources Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 800,868 | Added More | 18,600 | 2.37 % | $9,674,485 | $8,817,557 | $-856,929 | -8.85 % | $-19,902 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Pnm Resources Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Value Index Fund | Large-Cap Value | 684,849 | New Holding | 684,849 | 100 % | $8,272,976 | $7,540,187 | $-732,788 | -8.85 % | $-732,788 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Value Index Fund Ownership Of Pnm Resources Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 30,003 | No Change | 0 | 0 % | $362,436 | $330,333 | $-32,103 | -8.85 % | $0 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Pnm Resources Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 41,923 | Added More | 11,920 | 39.72 % | $506,430 | $461,572 | $-44,858 | -8.85 % | $-12,754 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Pnm Resources Inc |
| 2009-08-26 | 2009-06-30 | N-Q | Touchstone Funds Group Trust - Touchstone Small Cap Fund | Small-Cap Core | 56,930 | New Holding | 56,930 | 100 % | $690,561 | $626,799 | $-63,762 | -9.23 % | $-63,762 | | | | | | News Article | History of Touchstone Funds Group Trust - Touchstone Small Cap Fund Ownership Of Pnm Resources Inc |
| 2009-08-25 | 2009-06-30 | 13F-HR/A | Jefferies Group Inc | Institution | 17,900 | New Holding | 17,900 | 100 % | $217,306 | $197,079 | $-20,227 | -9.30 % | $-20,227 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Pnm Resources Inc |
| 2009-08-25 | 2009-06-30 | N-Q | Laudus Trust - Laudus Rosenberg International Small Capitalization Fund | Small-Cap Core | | Sold All | -7,250 | -100 % | | | | -9.30 % | $8,193 | | | | | | News Article | History of Laudus Trust - Laudus Rosenberg International Small Capitalization Fund Ownership Of Pnm Resources Inc |
| 2009-08-24 | 2009-06-30 | N-CSRS | Goldman Sachs Variable Insurance Trust - Goldman Sachs Structured Small Cap Equity Fund | Gold Oriented | | Sold All | -6,757 | -100 % | | | | -9.15 % | $7,500 | | | | | | News Article | History of Goldman Sachs Variable Insurance Trust - Goldman Sachs Structured Small Cap Equity Fund Ownership Of Pnm Resources Inc |
| 2009-08-24 | 2009-06-30 | N-CSRS | Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva | Specialty & Misc | 22,271 | Added More | 4,400 | 24.62 % | $269,925 | $245,204 | $-24,721 | -9.15 % | $-4,884 | | | | | | News Article | History of Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva Ownership Of Pnm Resources Inc |
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