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Pennantpark Investment Corp (PNNT)

Hypotheticals Contact Info Isins Cusips Symbols Summary Holdings/Transactions Report Options Columns to Show Preferences

Last Activity: 2009-11-18 Country: United StatesIndustry: Investment Companies

Transactions: Currently showing holdings/transactions Filed between 2009-08-20 and 2009-11-18
Prices: Currenty using base stock prices on Filing Date compared to stock prices on 2009-11-20

Hypotheticals

Hypotheticals use the owners holdings and changes reported as a model portfolio combining with stock price changes between the base price date and end price date. All results/returns are hypothetical and are not actual results!
 

Contact Information

590 Madison Avenue,15th Floor,New York, Ny 10022,United States
Phone: 212-905-1000 Fax: 212-905-1075 Website: HTTP://WWW.PENNANTPARK.COM

ISIN International Securities Identification Number

Unknown

CUSIP Committee on Uniform Securities Identification Procedures

708062104

Stock Symbols and Exchanges

Exchange Symbol Reuters Bloomberg Exchange Name MICR ACCR City Country Website
pnntpnnt pnnt:us Nasdaq xnas nasdaqNew YorkUnited States WWW.NASDAQ.COM

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Owners Summary

Owners: 88Owners Buying: 52Buying Pct.: 59.09 %Owners Netrual: 8Neutral Pct.: 9.09 %Owners Selling: 28Selling Pct.: 31.81 %
Score: 3.40Brand New: 19Increase Existing: 33No Change: 8Sold Some: 21Dumped All: 7No Comparison: 0

Owners Reporting Options

Use 'As-Of/On' instead of 'Filed' for dates: Begin date: End date:
A begin price of 1900-01-01 will use the date filed for begin price: Begin Price date: End Price date:
- report date span limited to 100 days, all dates in format of yyyy-mm-dd, all fields required!

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Filed As Of/On Form Name
Fundclass Shares Activity Shares Change
Shares Change Pct. Hypothetical Old Value Hypothetical New Value Hypothetical Value Change
Hypothetical Return Hypothetical Results Director Ten Pct
Other Officer Officer Title History
News Article
   

Holdings/Transactions

FiledAs-Of/OnFormFullnameFund ClassSharesActivityShares ChangeShares Pct. ChangeHypothetical Old ValueHypothetical New Value Hypothetical Value Chg.Hypotheticals Return Hypotheticals Results Director Other Ten Pct Officer Officer Title News Article History
2009-11-182009-09-30 13F-HRJane Street Holding LlcInstitution 53,846New Holding53,846100 %$436,691$435,614$-1,077-0.24 % $-1,077News Article History of Jane Street Holding Llc Ownership Of Pennantpark Investment Corp
2009-11-172009-09-30 13F-HR/AAmvescap PlcInstitution 107,123Sold Some-76,846-41.77 %$873,052$866,625$-6,427-0.73 % $4,611News Article History of Amvescap Plc Ownership Of Pennantpark Investment Corp
2009-11-172009-09-30 13F-HR/ACredit Suisse First BostonInstitution Sold All-24,141-100 %-0.73 % $1,448News Article History of Credit Suisse First Boston Ownership Of Pennantpark Investment Corp
2009-11-172009-09-30 13F-HRSilver Capital Management LlcInstitution 200,000New Holding200,000100 %$1,630,000$1,618,000$-12,000-0.73 % $-12,000News Article History of Silver Capital Management Llc Ownership Of Pennantpark Investment Corp
2009-11-172009-09-30 13F-HRWells Fargo And CoInstitution Sold All-11,406-100 %-0.73 % $684News Article History of Wells Fargo And Co Ownership Of Pennantpark Investment Corp
2009-11-162009-09-30 13F-HR/AAdar Investment Management LlcInstitution 125,000Added More25,00025.00 %$983,750$1,011,250$27,5002.79 % $5,500News Article History of Adar Investment Management Llc Ownership Of Pennantpark Investment Corp
2009-11-162009-09-30 13F-HRAmerican International Group IncInstitution 17,059No Change00 %$134,254$138,007$3,7532.79 % $0News Article History of American International Group Inc Ownership Of Pennantpark Investment Corp
2009-11-162009-09-30 13F-HRAqr Capital Management LlcInstitution 43,174New Holding43,174100 %$339,779$349,278$9,4982.79 % $9,498News Article History of Aqr Capital Management Llc Ownership Of Pennantpark Investment Corp
2009-11-162009-09-30 13F-HRBalyasny Asset Management LlcInstitution 100,000New Holding100,000100 %$787,000$809,000$22,0002.79 % $22,000News Article History of Balyasny Asset Management Llc Ownership Of Pennantpark Investment Corp
2009-11-162009-09-30 13F-HRBridgeway Capital Management IncInstitution 236,600No Change00 %$1,862,042$1,914,094$52,0522.79 % $0News Article History of Bridgeway Capital Management Inc Ownership Of Pennantpark Investment Corp
2009-11-162009-09-30 13F-HRClough Capital Partners L PInstitution 1,600,691Added More140,5399.62 %$12,597,438$12,949,590$352,1522.79 % $30,919News Article History of Clough Capital Partners L P Ownership Of Pennantpark Investment Corp
2009-11-162009-09-30 13F-HRIng Groep NvInstitution 10,980New Holding10,980100 %$86,413$88,828$2,4162.79 % $2,416News Article History of Ing Groep Nv Ownership Of Pennantpark Investment Corp
2009-11-162009-09-30 13F-HRKeane Capital Mangement IncInstitution 260,947Added More60,94730.47 %$2,053,653$2,111,061$57,4082.79 % $13,408News Article History of Keane Capital Mangement Inc Ownership Of Pennantpark Investment Corp
2009-11-162009-09-30 13F-HRMadison Square Investors LlcNo Data 2,830Sold Some-192-6.35 %$22,272$22,895$6232.79 % $-42News Article History of Madison Square Investors Llc Ownership Of Pennantpark Investment Corp
2009-11-162009-09-30 13F-HRMillennium Management LlcInstitution 13,111New Holding13,111100 %$103,184$106,068$2,8842.79 % $2,884News Article History of Millennium Management Llc Ownership Of Pennantpark Investment Corp
2009-11-162009-09-30 13F-HRModern Capital Management LlcNo Data 237,100Added More37,10018.55 %$1,865,977$1,918,139$52,1622.79 % $8,162News Article History of Modern Capital Management Llc Ownership Of Pennantpark Investment Corp
2009-11-162009-09-30 13F-HRMorgan StanleyInstitution 17,651Sold Some-549-3.01 %$138,913$142,797$3,8832.79 % $-121News Article History of Morgan Stanley Ownership Of Pennantpark Investment Corp
2009-11-162009-09-30 13F-HRNorthern Trust CorpInstitution 195,225Added More11,5816.30 %$1,536,421$1,579,370$42,9502.79 % $2,548News Article History of Northern Trust Corp Ownership Of Pennantpark Investment Corp
2009-11-162009-09-30 13F-HR/AOppenheimer Funds IncInstitution 269,027Added More257,3352200.94 %$2,117,242$2,176,428$59,1862.79 % $56,614News Article History of Oppenheimer Funds Inc Ownership Of Pennantpark Investment Corp
2009-11-162009-09-30 13F-HRTwo Sigma Investments LlcInstitution 50,974Added More8,96221.33 %$401,165$412,380$11,2142.79 % $1,972News Article History of Two Sigma Investments Llc Ownership Of Pennantpark Investment Corp
2009-11-162009-09-30 13F-HRUs Bancorp DeInstitution 1,530Sold Some-5,974-79.61 %$12,041$12,378$3372.79 % $-1,314News Article History of Us Bancorp De Ownership Of Pennantpark Investment Corp
2009-11-162009-09-30 13F-HRWellington Management Co LlpInstitution 2,827,541Added More329,39413.18 %$22,252,748$22,874,807$622,0592.79 % $72,467News Article History of Wellington Management Co Llp Ownership Of Pennantpark Investment Corp
2009-11-132009-09-30 13F-HR/AAlpine Woods Capital Investors LlcInstitution 1,232,800Sold Some-31,700-2.50 %$9,430,920$9,973,352$542,4325.75 % $-13,948News Article History of Alpine Woods Capital Investors Llc Ownership Of Pennantpark Investment Corp
2009-11-132009-09-30 13F-HRAmeriprise Financial IncInstitution 27,545Added More8803.30 %$210,719$222,839$12,1205.75 % $387News Article History of Ameriprise Financial Inc Ownership Of Pennantpark Investment Corp
2009-11-132009-09-30 13F-HRAscend Capital LlcInstitution 250,000New Holding250,000100 %$1,912,500$2,022,500$110,0005.75 % $110,000News Article History of Ascend Capital Llc Ownership Of Pennantpark Investment Corp
2009-11-132009-09-30 13F-HRAxaInstitution 5,072Sold Some-1,428-21.96 %$38,801$41,032$2,2325.75 % $-628News Article History of Axa Ownership Of Pennantpark Investment Corp
2009-11-132009-09-30 13F-HRBarclays PlcInstitution 171Sold Some-2,529-93.66 %$1,308$1,383$755.75 % $-1,113News Article History of Barclays Plc Ownership Of Pennantpark Investment Corp
2009-11-132009-09-30 13F-HRGartmore Mutual Fund Capital TrustInstitution 126Sold Some-15,293-99.18 %$964$1,019$555.75 % $-6,729News Article History of Gartmore Mutual Fund Capital Trust Ownership Of Pennantpark Investment Corp
2009-11-132009-09-30 13F-HRGeode Capital Management LlcInstitution 34,724Added More1,0002.96 %$265,639$280,917$15,2795.75 % $440News Article History of Geode Capital Management Llc Ownership Of Pennantpark Investment Corp
2009-11-132009-09-30 13F-HRGoldman Sachs Group IncInstitution 1,044,763Sold Some-2,613-0.24 %$7,992,437$8,452,133$459,6965.75 % $-1,150News Article History of Goldman Sachs Group Inc Ownership Of Pennantpark Investment Corp
2009-11-132009-09-30 13F-HRHovde Capital Advisors LlcInstitution 359,000New Holding359,000100 %$2,746,350$2,904,310$157,9605.75 % $157,960News Article History of Hovde Capital Advisors Llc Ownership Of Pennantpark Investment Corp
2009-11-132009-09-30 13F-HRLegg Mason Capital Management IncInstitution 10,000New Holding10,000100 %$76,500$80,900$4,4005.75 % $4,400News Article History of Legg Mason Capital Management Inc Ownership Of Pennantpark Investment Corp
2009-11-132009-09-30 13F-HRNew York State Common Retirement FundInstitution 6,000New Holding6,000100 %$45,900$48,540$2,6405.75 % $2,640News Article History of New York State Common Retirement Fund Ownership Of Pennantpark Investment Corp
2009-11-132009-09-30 13F-HRPanagora Asset Management IncInstitution 94,537Added More5,0195.60 %$723,208$764,804$41,5965.75 % $2,208News Article History of Panagora Asset Management Inc Ownership Of Pennantpark Investment Corp
2009-11-132009-09-30 13F-HRPine River Capital Management LpInstitution 50,836Sold Some-20,724-28.96 %$388,895$411,263$22,3685.75 % $-9,119News Article History of Pine River Capital Management Lp Ownership Of Pennantpark Investment Corp
2009-11-132009-09-30 13F-HRPrice T Rowe Associates IncInstitution 1,030,600Added More122,40013.47 %$7,884,090$8,337,554$453,4645.75 % $53,856News Article History of Price T Rowe Associates Inc Ownership Of Pennantpark Investment Corp
2009-11-132009-09-30 13F-HRRbc Dain Rauscher IncInstitution 19,305Added More10,644122.89 %$147,683$156,177$8,4945.75 % $4,683News Article History of Rbc Dain Rauscher Inc Ownership Of Pennantpark Investment Corp
2009-11-132009-09-30 13F-HR/AResearch Affiliates LlcInstitution 20,979No Change00 %$160,489$169,720$9,2315.75 % $0News Article History of Research Affiliates Llc Ownership Of Pennantpark Investment Corp
2009-11-132009-09-30 13F-HRTudor Investment Corp Et AlInstitution 52,000New Holding52,000100 %$397,800$420,680$22,8805.75 % $22,880News Article History of Tudor Investment Corp Et Al Ownership Of Pennantpark Investment Corp
2009-11-132009-09-30 13F-HRVanguard Group IncInstitution 272,752Added More22,2848.89 %$2,086,553$2,206,564$120,0115.75 % $9,805News Article History of Vanguard Group Inc Ownership Of Pennantpark Investment Corp
2009-11-122009-09-30 13F-HRBarclays Global Investors Uk Holdings LtdInstitution 941,657Added More70,6868.11 %$7,213,093$7,618,005$404,9135.61 % $30,395News Article History of Barclays Global Investors Uk Holdings Ltd Ownership Of Pennantpark Investment Corp
2009-11-122009-09-30 13F-HRChicago Equity Partners LlcInstitution 18,000New Holding18,000100 %$137,880$145,620$7,7405.61 % $7,740News Article History of Chicago Equity Partners Llc Ownership Of Pennantpark Investment Corp
2009-11-122009-09-30 13F-HR/AIng Investment Management CoInstitution 10,980Added More1,98022.00 %$84,107$88,828$4,7215.61 % $851News Article History of Ing Investment Management Co Ownership Of Pennantpark Investment Corp
2009-11-122009-09-30 13F-HRLegal And General Group PlcInstitution 10,377Sold Some-523-4.79 %$79,488$83,950$4,4625.61 % $-225News Article History of Legal And General Group Plc Ownership Of Pennantpark Investment Corp
2009-11-122009-09-30 13F-HRMerrill Lynch And Co IncInstitution 443Sold Some-3,107-87.52 %$3,393$3,584$1905.61 % $-1,336News Article History of Merrill Lynch And Co Inc Ownership Of Pennantpark Investment Corp
2009-11-122009-09-30 13F-HRMfc Global Investment Management Usa LtdInstitution 20,238Added More1,7759.61 %$155,023$163,725$8,7025.61 % $763News Article History of Mfc Global Investment Management Usa Ltd Ownership Of Pennantpark Investment Corp
2009-11-122009-09-30 13F-HROshaughnessy Asset Management LlcInstitution Sold All-137-100 %5.61 % $-59News Article History of Oshaughnessy Asset Management Llc Ownership Of Pennantpark Investment Corp
2009-11-122009-09-30 13F-HRPadco Advisors Ii IncInstitution 737Added More436.19 %$5,645$5,962$3175.61 % $18News Article History of Padco Advisors Ii Inc Ownership Of Pennantpark Investment Corp
2009-11-122009-09-30 13F-HRPadco Advisors IncInstitution 943Added More37566.02 %$7,223$7,629$4055.61 % $161News Article History of Padco Advisors Inc Ownership Of Pennantpark Investment Corp
2009-11-122009-09-30 13F-HRPortolan Capital Management LlcInstitution Sold All-57,077-100 %5.61 % $-24,543News Article History of Portolan Capital Management Llc Ownership Of Pennantpark Investment Corp
2009-11-122009-09-30 13F-HRPrincipal Financial Group IncInstitution 523,642Added More216,45070.46 %$4,011,098$4,236,264$225,1665.61 % $93,074News Article History of Principal Financial Group Inc Ownership Of Pennantpark Investment Corp
2009-11-122009-09-30 13F-HRRussell Frank CoInstitution 572,932Added More22,3644.06 %$4,388,659$4,635,020$246,3615.61 % $9,617News Article History of Russell Frank Co Ownership Of Pennantpark Investment Corp
2009-11-122009-09-30 13F-HRSusquehanna International Group LlpInstitution Sold All-693-100 %5.61 % $-298News Article History of Susquehanna International Group Llp Ownership Of Pennantpark Investment Corp
2009-11-122009-09-30 13F-HRTechnical Financial Services LlcInstitution 28,993New Holding28,993100 %$222,086$234,553$12,4675.61 % $12,467News Article History of Technical Financial Services Llc Ownership Of Pennantpark Investment Corp
2009-11-122009-09-30 13F-HRVirginia Retirement Systems Et AlInstitution 14,800New Holding14,800100 %$113,368$119,732$6,3645.61 % $6,364News Article History of Virginia Retirement Systems Et Al Ownership Of Pennantpark Investment Corp
2009-11-102009-09-30 13F-HRAmerican Century Companies IncInstitution 462,200Sold Some-46,900-9.21 %$3,582,050$3,739,198$157,1484.38 % $-15,946News Article History of American Century Companies Inc Ownership Of Pennantpark Investment Corp
2009-11-102009-09-30 13F-HRCitigroup IncInstitution 47,595New Holding47,595100 %$368,861$385,044$16,1824.38 % $16,182News Article History of Citigroup Inc Ownership Of Pennantpark Investment Corp
2009-11-102009-09-30 13F-HRClarivest Asset Management LlcInstitution 100,215Added More73,515275.33 %$776,666$810,739$34,0734.38 % $24,995News Article History of Clarivest Asset Management Llc Ownership Of Pennantpark Investment Corp
2009-11-102009-09-30 13F-HRJ P Morgan Chase And CoInstitution 652,904Added More535,418455.72 %$5,060,006$5,281,993$221,9874.38 % $182,042News Article History of J P Morgan Chase And Co Ownership Of Pennantpark Investment Corp
2009-11-102009-09-30 13F-HRUbs AgInstitution 61,618Added More31,107101.95 %$477,540$498,490$20,9504.38 % $10,576News Article History of Ubs Ag Ownership Of Pennantpark Investment Corp
2009-11-092009-09-30 13F-HRFederated Investors IncInstitution 53,266Sold Some-4,446-7.70 %$421,334$430,922$9,5882.27 % $-800News Article History of Federated Investors Inc Ownership Of Pennantpark Investment Corp
2009-11-092009-09-30 13F-HRNumeric Investors LlcInstitution 136,852New Holding136,852100 %$1,082,499$1,107,133$24,6332.27 % $24,633News Article History of Numeric Investors Llc Ownership Of Pennantpark Investment Corp
2009-11-062009-09-30 13F-HR/ABaird Robert W And Co IncInstitution 29,500Sold Some-37,300-55.83 %$228,920$238,655$9,7354.25 % $-12,309News Article History of Baird Robert W And Co Inc Ownership Of Pennantpark Investment Corp
2009-11-062009-09-30 13F-HRMetropolitan Life Insurance CoInstitution 20,222No Change00 %$156,923$163,596$6,6734.25 % $0News Article History of Metropolitan Life Insurance Co Ownership Of Pennantpark Investment Corp
2009-11-062009-09-30 13F-HRTeachers Advisors IncInstitution 17,782No Change00 %$137,988$143,856$5,8684.25 % $0News Article History of Teachers Advisors Inc Ownership Of Pennantpark Investment Corp
2009-11-062009-09-30 13F-HRTiaa Cref Investment Management LlcInstitution 129,740Sold Some-7,000-5.11 %$1,006,782$1,049,597$42,8144.25 % $-2,310News Article History of Tiaa Cref Investment Management Llc Ownership Of Pennantpark Investment Corp
2009-11-052009-09-30 13F-HRParametric Portfolio AssociatesInstitution 30,971Added More2,3038.03 %$244,671$250,555$5,8842.40 % $438News Article History of Parametric Portfolio Associates Ownership Of Pennantpark Investment Corp
2009-11-042009-09-30 13F-HRGeewax Plus Partners LlcInstitution Sold All-500-100 %6.02 % $-230News Article History of Geewax Plus Partners Llc Ownership Of Pennantpark Investment Corp
2009-11-032009-09-30 13F-HRPrudential Financial IncInstitution 97,800New Holding97,800100 %$774,576$791,202$16,6262.14 % $16,626News Article History of Prudential Financial Inc Ownership Of Pennantpark Investment Corp
2009-11-032009-09-30 13F-HRSignia Capital Management LlcInstitution 692,084Added More22,3503.33 %$5,481,305$5,598,960$117,6542.14 % $3,800News Article History of Signia Capital Management Llc Ownership Of Pennantpark Investment Corp
2009-10-302009-09-30 13F-HROxford Asset ManagementInstitution 16,047Added More4,28836.46 %$124,043$129,820$5,7774.65 % $1,544News Article History of Oxford Asset Management Ownership Of Pennantpark Investment Corp
2009-10-302009-09-30 13F-HRSit Investment Associates IncInstitution 62,100Added More5,0008.75 %$480,033$502,389$22,3564.65 % $1,800News Article History of Sit Investment Associates Inc Ownership Of Pennantpark Investment Corp
2009-10-272009-09-30 13F-HRSterling Johnston Capital Management LpInstitution 236,250Sold Some-10,000-4.06 %$1,915,988$1,911,263$-4,725-0.24 % $200News Article History of Sterling Johnston Capital Management Lp Ownership Of Pennantpark Investment Corp
2009-10-262009-06-30 13F-HR/AAmeriprise Financial IncInstitution 26,665Added More25,4252050.40 %$215,987$215,720$-267-0.12 % $-254News Article History of Ameriprise Financial Inc Ownership Of Pennantpark Investment Corp
2009-10-222009-09-30 13F-HRBlackrock IncNo Data Sold All-200-100 %-3.69 % $62News Article History of Blackrock Inc Ownership Of Pennantpark Investment Corp
2009-10-222009-09-30 13F-HRBlackrock Investment Management LlcInstitution 27,931Sold Some-1,977-6.61 %$234,620$225,962$-8,659-3.69 % $613News Article History of Blackrock Investment Management Llc Ownership Of Pennantpark Investment Corp
2009-10-222009-09-30 13F-HR/ANed Davis ResearchInstitution 4,500New Holding4,500100 %$37,800$36,405$-1,395-3.69 % $-1,395News Article History of Ned Davis Research Ownership Of Pennantpark Investment Corp
2009-10-212009-09-30 13F-HRBank Of New York Mellon CorpInstitution 48,470Sold Some-8,489-14.90 %$387,760$392,122$4,3621.12 % $-764News Article History of Bank Of New York Mellon Corp Ownership Of Pennantpark Investment Corp
2009-10-212009-09-30 13F-HRState Board Of Administration Of Florida Retirement SystemInstitution 33,553Added More12,84962.06 %$268,424$271,444$3,0201.12 % $1,156News Article History of State Board Of Administration Of Florida Retirement System Ownership Of Pennantpark Investment Corp
2009-10-202009-09-30 13F-HRTeachers Retirement System Of The State Of KentuckyInstitution 61,200No Change00 %$498,780$495,108$-3,672-0.73 % $0News Article History of Teachers Retirement System Of The State Of Kentucky Ownership Of Pennantpark Investment Corp
2009-10-192009-09-30 13F-HRConfluence Investment Management LlcInstitution 802,879Added More133,66019.97 %$6,752,212$6,495,291$-256,921-3.80 % $-42,771News Article History of Confluence Investment Management Llc Ownership Of Pennantpark Investment Corp
2009-10-192009-09-30 13F-HRStrs OhioInstitution 95,500Added More79,900512.17 %$803,155$772,595$-30,560-3.80 % $-25,568News Article History of Strs Ohio Ownership Of Pennantpark Investment Corp
2009-10-152009-09-30 13F-HRPublic Employees Retirement System Of OhioInstitution 25,704No Change00 %$216,942$207,945$-8,996-4.14 % $0News Article History of Public Employees Retirement System Of Ohio Ownership Of Pennantpark Investment Corp
2009-10-132009-09-30 13F-HRFinancial Architects IncInstitution 2,500No Change00 %$20,325$20,225$-100-0.49 % $0News Article History of Financial Architects Inc Ownership Of Pennantpark Investment Corp
2009-10-082009-09-30 13F-HRRhumbline AdvisersInstitution 42,679Sold Some-2,433-5.39 %$354,236$345,273$-8,963-2.53 % $511News Article History of Rhumbline Advisers Ownership Of Pennantpark Investment Corp
2009-09-112009-06-30 13F-HR/ABarclays Global Investors Uk Holdings LtdInstitution 870,971Added More11,8611.38 %$7,725,513$7,046,155$-679,357-8.79 % $-9,252News Article History of Barclays Global Investors Uk Holdings Ltd Ownership Of Pennantpark Investment Corp
2009-09-012009-06-30 13F-HR/AAmvescap PlcInstitution 183,969Sold Some-42,339-18.70 %$1,480,950$1,488,309$7,3590.49 % $-1,694News Article History of Amvescap Plc Ownership Of Pennantpark Investment Corp
2009-08-282009-06-30 13F-HR/AWells Fargo And CoInstitution 11,406New Holding11,406100 %$93,643$92,275$-1,369-1.46 % $-1,369News Article History of Wells Fargo And Co Ownership Of Pennantpark Investment Corp
Returned 88 Records!
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