| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-06 | 2009-09-30 | 13F-HR | Metlife Securities Inc | Institution | 3,000 | New Holding | 3,000 | 100 % | $12,480 | $12,480 | $0 | 0.00 % | $0 | | | | | | News Article | History of Metlife Securities Inc Ownership Of Paragon Shipping Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 700 | No Change | 0 | 0 % | $2,912 | $2,912 | $0 | 0.00 % | $0 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Paragon Shipping Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 25,654 | Sold Some | -220 | -0.85 % | $106,208 | $106,721 | $513 | 0.48 % | $-4 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of Paragon Shipping Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR/A | Huntington National Bank | Institution | 17,300 | Sold Some | -500 | -2.80 % | $71,622 | $71,968 | $346 | 0.48 % | $-10 | | | | | | News Article | History of Huntington National Bank Ownership Of Paragon Shipping Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associate | Institution | 17,505 | New Holding | 17,505 | 100 % | $72,471 | $72,821 | $350 | 0.48 % | $350 | | | | | | News Article | History of Parametric Portfolio Associate Ownership Of Paragon Shipping Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | | Sold All | -135,489 | -100 % | | | | 1.96 % | $-10,839 | | | | | | News Article | History of Oxford Asset Management Ownership Of Paragon Shipping Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Robeco Investment Management Inc | Institution | | Sold All | -144,720 | -100 % | | | | 1.96 % | $-11,578 | | | | | | News Article | History of Robeco Investment Management Inc Ownership Of Paragon Shipping Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Commonwealth Trust-Fidelity Nasdaq Composite Index Tracking Stock | Specialty & Misc | 1,086 | No Compare | | | $4,431 | $4,518 | $87 | 1.96 % | | | | | | | News Article | History of Fidelity Commonwealth Trust-Fidelity Nasdaq Composite Index Tracking Stock Ownership Of Paragon Shipping Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Inview Investment Management Llc | Institution | 575,370 | New Holding | 575,370 | 100 % | $2,474,091 | $2,393,539 | $-80,552 | -3.25 % | $-80,552 | | | | | | News Article | History of Inview Investment Management Llc Ownership Of Paragon Shipping Inc |
| 2009-10-29 | 2009-06-30 | 13F-HR/A | Huntington National Bank | Institution | 17,800 | Sold Some | -15,500 | -46.54 % | $76,540 | $74,048 | $-2,492 | -3.25 % | $2,170 | | | | | | News Article | History of Huntington National Bank Ownership Of Paragon Shipping Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Essex Investment Management Co Llc | Institution | 317,694 | Sold Some | -28,179 | -8.14 % | $1,369,261 | $1,321,607 | $-47,654 | -3.48 % | $4,227 | | | | | | News Article | History of Essex Investment Management Co Llc Ownership Of Paragon Shipping Inc |
| 2009-10-26 | 2009-09-30 | 13F-HR | Glickenhaus And Co | Institution | 22,000 | No Change | 0 | 0 % | $100,760 | $91,520 | $-9,240 | -9.17 % | $0 | | | | | | News Article | History of Glickenhaus And Co Ownership Of Paragon Shipping Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds-Vanguard Institutional Index Fund | Specialty & Misc | | Sold All | -10,300 | -100 % | | | | 6.94 % | $-2,781 | | | | | | News Article | History of Vanguard Institutional Index Funds-Vanguard Institutional Index Fund Ownership Of Paragon Shipping Inc |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Horizon Funds-Vanguard Global Equity Fund | Global Flex Port | 90,700 | New Holding | 90,700 | 100 % | $362,800 | $377,312 | $14,512 | 4.00 % | $14,512 | | | | | | News Article | History of Vanguard Horizon Funds-Vanguard Global Equity Fund Ownership Of Paragon Shipping Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds-Vanguard 500 Index Fund | S&P 500 Index | | Sold All | -383,270 | -100 % | | | | 1.96 % | $-30,662 | | | | | | News Article | History of Vanguard Index Funds-Vanguard 500 Index Fund Ownership Of Paragon Shipping Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds-Vanguard Total Stock Market Index Fund | Multi-Cap Core | | Sold All | -139,394 | -100 % | | | | 1.96 % | $-11,152 | | | | | | News Article | History of Vanguard Index Funds-Vanguard Total Stock Market Index Fund Ownership Of Paragon Shipping Inc |
| 2009-08-17 | 2009-06-30 | 13F-HR | Morgan Stanley | Institution | 166,301 | Added More | 3,986 | 2.45 % | $666,867 | $691,812 | $24,945 | 3.74 % | $598 | | | | | | News Article | History of Morgan Stanley Ownership Of Paragon Shipping Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | American International Group Inc | Institution | 700 | No Change | 0 | 0 % | $3,003 | $2,912 | $-91 | -3.03 % | $0 | | | | | | News Article | History of American International Group Inc Ownership Of Paragon Shipping Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Bogle Investment Management L P | Institution | 168,616 | New Holding | 168,616 | 100 % | $723,363 | $701,443 | $-21,920 | -3.03 % | $-21,920 | | | | | | News Article | History of Bogle Investment Management L P Ownership Of Paragon Shipping Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Caxton Associates Llc | Institution | 96,036 | New Holding | 96,036 | 100 % | $411,994 | $399,510 | $-12,485 | -3.03 % | $-12,485 | | | | | | News Article | History of Caxton Associates Llc Ownership Of Paragon Shipping Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Citadel L P | Institution | 73,041 | Added More | 70,446 | 2714.68 % | $313,346 | $303,851 | $-9,495 | -3.03 % | $-9,158 | | | | | | News Article | History of Citadel L P Ownership Of Paragon Shipping Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Citigroup Inc | Institution | 204,198 | New Holding | 204,198 | 100 % | $876,009 | $849,464 | $-26,546 | -3.03 % | $-26,546 | | | | | | News Article | History of Citigroup Inc Ownership Of Paragon Shipping Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Credit Agricole S A | Institution | 2,000 | Added More | 1,900 | 1900.00 % | $8,580 | $8,320 | $-260 | -3.03 % | $-247 | | | | | | News Article | History of Credit Agricole S A Ownership Of Paragon Shipping Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Haw D E And Co Inc | Institution | 481,289 | Added More | 194,270 | 67.68 % | $2,064,730 | $2,002,162 | $-62,568 | -3.03 % | $-25,255 | | | | | | News Article | History of Haw D E And Co Inc Ownership Of Paragon Shipping Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Js Oliver Capital Management L P | Institution | 50,000 | New Holding | 50,000 | 100 % | $214,500 | $208,000 | $-6,500 | -3.03 % | $-6,500 | | | | | | News Article | History of Js Oliver Capital Management L P Ownership Of Paragon Shipping Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 50 | New Holding | 50 | 100 % | $215 | $208 | $-7 | -3.03 % | $-7 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Paragon Shipping Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Oppenheimer Funds Inc | Institution | | Sold All | -500 | -100 % | | | | -3.03 % | $65 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Paragon Shipping Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 3,250 | Sold Some | -30,705 | -90.42 % | $13,943 | $13,520 | $-423 | -3.03 % | $3,992 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Paragon Shipping Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Russell Frank Co | Institution | 17,728 | New Holding | 17,728 | 100 % | $76,053 | $73,748 | $-2,305 | -3.03 % | $-2,305 | | | | | | News Article | History of Russell Frank Co Ownership Of Paragon Shipping Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Teelhead Partners Llc | Institution | 1,418,000 | New Holding | 1,418,000 | 100 % | $6,083,220 | $5,898,880 | $-184,340 | -3.03 % | $-184,340 | | | | | | News Article | History of Teelhead Partners Llc Ownership Of Paragon Shipping Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Two Sigma Investments Llc | Institution | 42,089 | New Holding | 42,089 | 100 % | $180,562 | $175,090 | $-5,472 | -3.03 % | $-5,472 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Paragon Shipping Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Vanguard Group Inc | Institution | | Sold All | -558,246 | -100 % | | | | -3.03 % | $72,572 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Paragon Shipping Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Weiss Multi-Strategy Advisers Llc | Institution | 19,500 | New Holding | 19,500 | 100 % | $83,655 | $81,120 | $-2,535 | -3.03 % | $-2,535 | | | | | | News Article | History of Weiss Multi-Strategy Advisers Llc Ownership Of Paragon Shipping Inc |
| 2009-08-13 | 2009-08-13 | 13F-HR | Peak6 Investments L P | Institution | 26,813 | New Holding | 26,813 | 100 % | $118,782 | $111,542 | $-7,240 | -6.09 % | $-7,240 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Paragon Shipping Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Ameriprise Financial Inc | Institution | 6,857 | Sold Some | -500 | -6.79 % | $30,377 | $28,525 | $-1,851 | -6.09 % | $135 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Paragon Shipping Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Barclays Plc | Institution | 48,884 | Added More | 876 | 1.82 % | $216,556 | $203,357 | $-13,199 | -6.09 % | $-237 | | | | | | News Article | History of Barclays Plc Ownership Of Paragon Shipping Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Davidson D A And Co | Institution | 2,100 | Sold Some | -400 | -16.00 % | $9,303 | $8,736 | $-567 | -6.09 % | $108 | | | | | | News Article | History of Davidson D A And Co Ownership Of Paragon Shipping Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | J P Morgan Chase And Co | Institution | 118,000 | Added More | 8,000 | 7.27 % | $522,740 | $490,880 | $-31,860 | -6.09 % | $-2,160 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Paragon Shipping Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Knight Capital Group Inc | Institution | 11,064 | New Holding | 11,064 | 100 % | $49,014 | $46,026 | $-2,987 | -6.09 % | $-2,987 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Paragon Shipping Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Oppenheimer Asset Management Inc | Institution | 450 | Sold Some | -450 | -50.00 % | $1,994 | $1,872 | $-122 | -6.09 % | $122 | | | | | | News Article | History of Oppenheimer Asset Management Inc Ownership Of Paragon Shipping Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Park Lp | Institution | 94,800 | Added More | 40,300 | 73.94 % | $419,964 | $394,368 | $-25,596 | -6.09 % | $-10,881 | | | | | | News Article | History of Park Lp Ownership Of Paragon Shipping Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Renaissance Technologies Corp | Institution | 296,500 | Added More | 145,400 | 96.22 % | $1,313,495 | $1,233,440 | $-80,055 | -6.09 % | $-39,258 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Paragon Shipping Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Ubs Ag | Institution | 168,887 | Sold Some | -97,585 | -36.62 % | $748,169 | $702,570 | $-45,599 | -6.09 % | $26,348 | | | | | | News Article | History of Ubs Ag Ownership Of Paragon Shipping Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Wells Fargo And Co | Institution | 17,195 | Sold Some | -68,220 | -79.86 % | $76,174 | $71,531 | $-4,643 | -6.09 % | $18,419 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Paragon Shipping Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | Claymore Advisors Llc | Institution | 245,527 | Added More | 103,309 | 72.64 % | $1,068,042 | $1,021,392 | $-46,650 | -4.36 % | $-19,629 | | | | | | News Article | History of Claymore Advisors Llc Ownership Of Paragon Shipping Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | Franklin Resources Inc | Institution | 148,550 | Sold Some | -16,400 | -9.94 % | $646,193 | $617,968 | $-28,225 | -4.36 % | $3,116 | | | | | | News Article | History of Franklin Resources Inc Ownership Of Paragon Shipping Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | Gsa Capital Partners Llp | Institution | | Sold All | -13,156 | -100 % | | | | -4.36 % | $2,500 | | | | | | News Article | History of Gsa Capital Partners Llp Ownership Of Paragon Shipping Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | Orrstown Financial Services Inc | Institution | | Sold All | -200 | -100 % | | | | -4.36 % | $38 | | | | | | News Article | History of Orrstown Financial Services Inc Ownership Of Paragon Shipping Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | Usquehanna International Group Llp | Institution | 16,029 | New Holding | 16,029 | 100 % | $69,726 | $66,681 | $-3,046 | -4.36 % | $-3,046 | | | | | | News Article | History of Usquehanna International Group Llp Ownership Of Paragon Shipping Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR/A | Voyageur Asset Management Inc | Institution | 62,000 | No Change | 0 | 0 % | $269,700 | $257,920 | $-11,780 | -4.36 % | $0 | | | | | | News Article | History of Voyageur Asset Management Inc Ownership Of Paragon Shipping Inc |
| 2009-08-11 | 2009-06-30 | 13F-HR | American Century Companies Inc | Institution | 579,332 | New Holding | 579,332 | 100 % | $2,670,721 | $2,410,021 | $-260,699 | -9.76 % | $-260,699 | | | | | | News Article | History of American Century Companies Inc Ownership Of Paragon Shipping Inc |
| 2009-08-11 | 2009-06-30 | 13F-HR | Amvescap Plc | Institution | 28,408 | Added More | 28,060 | 8063.21 % | $130,961 | $118,177 | $-12,784 | -9.76 % | $-12,627 | | | | | | News Article | History of Amvescap Plc Ownership Of Paragon Shipping Inc |
| 2009-08-11 | 2009-06-30 | 13F-HR | Kayne Anderson Capital Advisors Lp | Institution | | Sold All | -595,041 | -100 % | | | | -9.76 % | $267,768 | | | | | | News Article | History of Kayne Anderson Capital Advisors Lp Ownership Of Paragon Shipping Inc |
| 2009-08-10 | 2009-06-30 | 13F-HR | Fixed Income Securities Lp | Institution | 25,874 | Added More | 4,074 | 18.68 % | $126,265 | $107,636 | $-18,629 | -14.75 % | $-2,933 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of Paragon Shipping Inc |
| 2009-08-10 | 2009-06-30 | 13F-HR | Oshaughnessy Asset Management Llc | Institution | | Sold All | -153 | -100 % | | | | -14.75 % | $110 | | | | | | News Article | History of Oshaughnessy Asset Management Llc Ownership Of Paragon Shipping Inc |
| 2009-08-10 | 2009-06-30 | 13F-HR | Technical Financial Services Llc | Institution | 31,900 | New Holding | 31,900 | 100 % | $155,672 | $132,704 | $-22,968 | -14.75 % | $-22,968 | | | | | | News Article | History of Technical Financial Services Llc Ownership Of Paragon Shipping Inc |
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Note: All amounts are based on price of stock at date reported versus the current price! They do not represent actual profit/loss! There has been no adjustmentsfor splits! |
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