| Vanguard Total Stock Market Index Fund (Vanguard Index Funds) |
Multi-Cap Core |
0.00 % |
2008-11-28 |
185,540 |
$141,010 |
$0 |
0.00 % |
New Holding |
185,540 |
100.00 % |
$0 |
| Vanguard Extended Market Index Fund (Vanguard Index Funds) |
Mid-Cap Core |
0.05 % |
2008-11-28 |
86,968 |
$66,096 |
$0 |
0.00 % |
New Holding |
86,968 |
100.00 % |
$0 |
| Small Company Growth Portfolio (Universal Institutional Funds Inc) |
Small-Cap Growth |
0.00 % |
2008-11-28 |
22,609 |
$17,183 |
$0 |
0.00 % |
Sold Some |
-2,004 |
-8.14 % |
$0 |
| Small Company Growth Portfolio (Morgan Stanley Institutional Fund Inc) |
Small-Cap Growth |
7.20 % |
2008-11-26 |
917,249 |
$697,109 |
$119,242 |
20.63 % |
Sold Some |
-18,528 |
-1.97 % |
$-2,409 |
| Growth Fund (Usaa Mutual Funds Trust) |
Multi-Cap Growth |
7.09 % |
2008-11-24 |
None |
- |
- |
- % |
Sold All |
-300 |
-100.00 % |
$-48 |
| Goldman Sachs Group Inc |
Institution |
3.96 % |
2008-11-19 |
31,795 |
$24,164 |
$1,908 |
8.57 % |
Sold Some |
-14,334 |
-31.07 % |
$-860 |
| Sanders Morris Harris Inc Fa |
Institution |
-2.12 % |
2008-11-17 |
326,000 |
$247,760 |
$-6,520 |
-2.56 % |
No Change |
0 |
0 % |
- |
| Millennium Management Llc |
Institution |
1.27 % |
2008-11-17 |
955,651 |
$726,295 |
$-19,113 |
-2.56 % |
Added More |
127,398 |
15.38 % |
$-2,548 |
| Us Bancorp De |
Institution |
3.17 % |
2008-11-17 |
500 |
$380 |
$-10 |
-2.56 % |
No Change |
0 |
0 % |
- |
| Pike Capital Management Llc |
Institution |
-8.10 % |
2008-11-14 |
215,000 |
$163,400 |
$-4,300 |
-2.56 % |
New Holding |
215,000 |
100.00 % |
$-4,300 |
| Ws Ventures Management L P |
Institution |
0.58 % |
2008-11-14 |
40,000 |
$30,400 |
$-800 |
-2.56 % |
No Compare |
- |
- % |
- |
| Mariner Investment Group Inc |
Institution |
-1.71 % |
2008-11-14 |
451,871 |
$343,422 |
$-9,037 |
-2.56 % |
Added More |
50,000 |
12.44 % |
$-1,000 |
| Essex Investment Management Co Llc |
Institution |
1.43 % |
2008-11-14 |
89,530 |
$68,043 |
$-1,791 |
-2.56 % |
No Change |
0 |
0 % |
- |
| Charter Oak Partners |
Institution |
2.73 % |
2008-11-14 |
539,503 |
$410,022 |
$-10,790 |
-2.56 % |
Added More |
5,848 |
1.09 % |
$-117 |
| Morgan Stanley |
Institution |
1.80 % |
2008-11-14 |
1,624,604 |
$1,234,699 |
$-32,492 |
-2.56 % |
Sold Some |
-74,899 |
-4.40 % |
$1,498 |
| Rbc Dain Rauscher Inc |
Institution |
0.82 % |
2008-11-14 |
200 |
$152 |
$-4 |
-2.56 % |
Sold Some |
-862 |
-81.16 % |
$17 |
| Broadmark Asset Management Llc |
Institution |
2.43 % |
2008-11-14 |
23,200 |
$17,632 |
$-464 |
-2.56 % |
No Change |
0 |
0 % |
- |
| Citadel L P |
Institution |
2.60 % |
2008-11-14 |
20,933 |
$15,909 |
$-419 |
-2.56 % |
Sold Some |
-10,392 |
-33.17 % |
$208 |
| Litmus Capital Management Llc |
Institution |
-0.05 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-129,493 |
-100.00 % |
$2,590 |
| Chilton Investment Co Llc |
Institution |
6.05 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-727,959 |
-100.00 % |
$14,559 |
| Peak6 Investments L P |
Institution |
3.33 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-15,876 |
-100.00 % |
$318 |
| Geode Capital Management Llc |
Institution |
2.58 % |
2008-11-14 |
20,309 |
$15,435 |
$-406 |
-2.56 % |
Sold Some |
-413 |
-1.99 % |
$8 |
| Tiaa Cref Investment Management Llc |
Institution |
2.60 % |
2008-11-14 |
1,631 |
$1,240 |
$-33 |
-2.56 % |
No Change |
0 |
0 % |
- |
| Bank Of America Corp |
Institution |
2.80 % |
2008-11-14 |
300,186 |
$228,141 |
$-6,004 |
-2.56 % |
Sold Some |
-9,000 |
-2.91 % |
$180 |
| Northern Trust Corp |
Institution |
5.07 % |
2008-11-13 |
51,070 |
$38,813 |
$-7,150 |
-15.55 % |
Sold Some |
-129,198 |
-71.66 % |
$18,088 |
| Sellers Capital Llc |
Institution |
19.36 % |
2008-11-13 |
4,778,399 |
$3,631,583 |
$-668,976 |
-15.55 % |
Added More |
2,383,399 |
99.51 % |
$-333,676 |
| Summit Investment Partners Inc |
Institution |
5.02 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-2,252 |
-100.00 % |
$315 |
| Merrill Lynch And Co Inc |
Institution |
3.90 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-65 |
-100.00 % |
$9 |
| Gartmore Mutual Fund Capital Trust |
Institution |
4.75 % |
2008-11-13 |
39,622 |
$30,113 |
$-5,547 |
-15.55 % |
No Compare |
- |
- % |
- |
| Credit Suisse |
Institution |
3.53 % |
2008-11-13 |
18,835 |
$14,315 |
$-2,637 |
-15.55 % |
Sold Some |
-11,696 |
-38.30 % |
$1,637 |
| Amvescap Plc |
Institution |
3.20 % |
2008-11-13 |
263 |
$200 |
$-37 |
-15.55 % |
No Change |
0 |
0 % |
- |
| Padco Advisors Inc |
Institution |
4.47 % |
2008-11-12 |
None |
- |
- |
- % |
Sold All |
-2,260 |
-100.00 % |
$316 |
| Royce And Associates Llc |
Institution |
5.33 % |
2008-11-12 |
79,800 |
$60,648 |
$-11,172 |
-15.55 % |
Sold Some |
-57,700 |
-41.96 % |
$8,078 |
| Padco Advisors Ii Inc |
Institution |
4.74 % |
2008-11-12 |
None |
- |
- |
- % |
Sold All |
-700 |
-100.00 % |
$98 |
| Menta Capital Llc |
Institution |
4.05 % |
2008-11-12 |
None |
- |
- |
- % |
Sold All |
-81,832 |
-100.00 % |
$11,456 |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
4.74 % |
2008-11-12 |
204,997 |
$155,798 |
$-28,700 |
-15.55 % |
Sold Some |
-25,096 |
-10.90 % |
$3,513 |
| T2 Partners Management Lp |
Institution |
3.27 % |
2008-11-12 |
16,000 |
$12,160 |
$-2,240 |
-15.55 % |
New Holding |
16,000 |
100.00 % |
$-2,240 |
| Punch And Associates Investment Management Inc |
Institution |
-1.55 % |
2008-11-10 |
None |
- |
- |
- % |
Sold All |
-17,020 |
-100.00 % |
$4,085 |
| None (Morgan Stanley Special Growth Fund) |
Specialty & Misc |
-0.73 % |
2008-11-10 |
37,817 |
$28,741 |
$-9,076 |
-24.00 % |
Sold Some |
-3,314 |
-8.05 % |
$795 |
| Balanced Fund (American Performance Funds) |
Flexible Portfolio |
-3.09 % |
2008-11-10 |
None |
- |
- |
- % |
Sold All |
-350 |
-100.00 % |
$84 |
| Wisdomtree Smallcap Earnings Fund (Wisdomtree Trust) |
Small-Cap Core |
-6.75 % |
2008-11-06 |
572 |
$435 |
$-229 |
-34.48 % |
No Compare |
- |
- % |
- |
| Vanguard Group Inc |
Institution |
-1.69 % |
2008-11-06 |
282,508 |
$214,706 |
$-113,003 |
-34.48 % |
Added More |
281,251 |
22374.78 % |
$-112,500 |
| Sg Americas Securities Llc |
Institution |
-1.69 % |
2008-11-06 |
None |
- |
- |
- % |
Sold All |
-11,590 |
-100.00 % |
$4,636 |
| Ssga Enhanced Small Cap Fund (Ssga Funds) |
Small-Cap Core |
-7.44 % |
2008-11-05 |
None |
- |
- |
- % |
Sold All |
-200 |
-100.00 % |
$82 |
| Transamerica Investment Management Llc |
Institution |
-11.84 % |
2008-11-04 |
34,000 |
$25,840 |
$-12,580 |
-32.74 % |
No Change |
0 |
0 % |
- |
| Strs Ohio |
Institution |
-8.06 % |
2008-11-03 |
0 |
$0 |
|
% |
No Change |
0 |
0 % |
- |
| Bank Of New York Mellon Corp |
Institution |
-8.03 % |
2008-10-31 |
49,178 |
$37,375 |
$-13,278 |
-26.21 % |
Added More |
5,016 |
11.35 % |
$-1,354 |
| Fidelity Nasdaq Composite Index Fund (Fidelity Commonwealth Trust) |
Specialty & Misc |
-10.23 % |
2008-10-30 |
1,022 |
$777 |
$-337 |
-30.27 % |
No Compare |
- |
- % |
- |
| Blackrock Investment Management Llc |
Institution |
-5.74 % |
2008-10-30 |
3,700 |
$2,812 |
$-1,221 |
-30.27 % |
No Change |
0 |
0 % |
- |
| Dimensional Fund Advisors Inc |
Institution |
-8.10 % |
2008-10-30 |
522,947 |
$397,440 |
$-172,573 |
-30.27 % |
Sold Some |
-7,379 |
-1.39 % |
$2,435 |
| Small Cap Index Fund (Valic Co I) |
Small-Cap Core |
-7.74 % |
2008-10-30 |
None |
- |
- |
- % |
Sold All |
-23,419 |
-100.00 % |
$7,728 |
| Small Cap Fund (Pacific Capital Funds) |
Small-Cap Value |
-20.50 % |
2008-10-06 |
None |
- |
- |
- % |
Sold All |
-27,880 |
-100.00 % |
$27,601 |
| Powershares Zacks Small Cap Portfolio (Powershares Exchange Traded Fund Trust) |
Small-Cap Core |
-29.12 % |
2008-09-29 |
263 |
$200 |
$-318 |
-61.42 % |
No Compare |
- |
- % |
- |
| Jackson Perspective Index 5 Fund (Jnl Investors Series Trust) |
Specialty & Misc |
-29.75 % |
2008-09-23 |
None |
- |
- |
- % |
Sold All |
-401 |
-100.00 % |
$802 |
| Rydex Inverse Russell 2000 Etf (Rydex Etf Trust) |
Specialty & Misc |
-32.31 % |
2008-09-19 |
None |
- |
- |
- % |
Sold All |
-250 |
-100.00 % |
$438 |
| Sa International Small Company Fund (Sa Funds Investment Trust) |
Small-Cap Core |
-22.91 % |
2008-09-08 |
None |
- |
- |
- % |
Sold All |
-6,300 |
-100.00 % |
$14,931 |
| Small Cap Index Trust (John Hancock Trust) |
Small-Cap Core |
-0.27 % |
2008-09-05 |
None |
- |
- |
- % |
Sold All |
-8,394 |
-100.00 % |
$20,146 |
| Dow Jones Wilshire 5000 Index Portfolio (Wilshire Mutual Funds Inc) |
Multi-Cap Core |
-26.53 % |
2008-09-04 |
2,275 |
$1,729 |
$-5,324 |
-75.48 % |
New Holding |
2,275 |
100.00 % |
$-5,324 |
| Global Managed Volatility Fund (Sei Institutional Managed Trust) |
Global Flex Port |
-21.20 % |
2008-08-29 |
None |
- |
- |
- % |
Sold All |
-7,900 |
-100.00 % |
$21,962 |
| Small Cap Portfolio (Seasons Series Trust) |
Small-Cap Core |
-36.30 % |
2008-08-29 |
None |
- |
- |
- % |
Sold All |
-1,664 |
-100.00 % |
$4,626 |
| Equity Index Fund (Tiaa Cref Institutional Mutual Funds) |
Specialty & Misc |
-29.58 % |
2008-08-25 |
None |
- |
- |
- % |
Sold All |
-33,655 |
-100.00 % |
$105,677 |
| Growth Equity Fund (Tiaa Cref Institutional Mutual Funds) |
Multi-Cap Growth |
-32.77 % |
2008-08-25 |
None |
- |
- |
- % |
Sold All |
-34,947 |
-100.00 % |
$109,734 |