| Vanguard Growth Index Fund (Vanguard Index Funds) |
Large-Cap Growth |
0.01 % |
2008-11-28 |
None |
- |
- |
- % |
Sold All |
-274,455 |
-100.00 % |
|
| Vanguard Total Stock Market Index Fund (Vanguard Index Funds) |
Multi-Cap Core |
0.00 % |
2008-11-28 |
None |
- |
- |
- % |
Sold All |
-347,423 |
-100.00 % |
|
| Russell 2000 Small Cap Index Portfolio (Summit Mutual Funds Inc) |
Small-Cap Core |
0.00 % |
2008-11-28 |
4,304 |
|
|
% |
No Compare |
- |
- % |
- |
| Vanguard Extended Market Index Fund (Vanguard Index Funds) |
Mid-Cap Core |
0.05 % |
2008-11-28 |
222,066 |
|
|
% |
New Holding |
222,066 |
100.00 % |
|
| Pacific Select Fund (Pacific Select Fund) |
Pacific Region |
3.40 % |
2008-11-26 |
None |
- |
- |
- % |
Sold All |
-29,000 |
-100.00 % |
|
| Biotechnology Fund (Rydex Variable Trust) |
Health/Biotech |
4.56 % |
2008-11-26 |
590 |
|
|
% |
No Compare |
- |
- % |
- |
| Tfs Market Neutral Fund (Tfs Capital Investment Trust) |
Specialty & Misc |
11.42 % |
2008-11-26 |
None |
- |
- |
- % |
Sold All |
-105,457 |
-100.00 % |
|
| Tfs Small Cap Fund (Tfs Capital Investment Trust) |
Small-Cap Core |
11.49 % |
2008-11-26 |
None |
- |
- |
- % |
Sold All |
-6,000 |
-100.00 % |
|
| Dws Small Cap Index Vip (Dws Investments Vit Funds) |
Small-Cap Core |
5.93 % |
2008-11-26 |
14,500 |
|
|
% |
No Compare |
- |
- % |
- |
| Balanced Fund (Bridgeway Funds Inc) |
Mixed-Asset Target Al ... |
6.13 % |
2008-11-25 |
495,600 |
|
|
% |
Added More |
45,200 |
10.03 % |
|
| Stock Index Fund (Tiaa Cref Life Fund) |
Specialty & Misc |
4.47 % |
2008-11-25 |
None |
- |
- |
- % |
Sold All |
-622 |
-100.00 % |
|
| Shaw D E And Co Inc |
Institution |
14.08 % |
2008-11-24 |
522,151 |
|
|
% |
New Holding |
522,151 |
100.00 % |
|
| Growth Fund (Usaa Mutual Funds Trust) |
Multi-Cap Growth |
7.09 % |
2008-11-24 |
None |
- |
- |
- % |
Sold All |
-1,500 |
-100.00 % |
|
| California Public Employees Retirement System |
Institution |
18.41 % |
2008-11-21 |
84,920 |
|
|
% |
Added More |
20 |
0.02 % |
|
| Small Company Fund (American Century Quantitative Equity Funds Inc) |
Small-Cap Core |
21.39 % |
2008-11-21 |
33,282 |
|
|
% |
New Holding |
33,282 |
100.00 % |
|
| Nt Small Company (American Century Quantitative Equity Funds Inc) |
Small-Cap Core |
21.40 % |
2008-11-21 |
1,141 |
|
|
% |
New Holding |
1,141 |
100.00 % |
|
| Goldman Sachs Group Inc |
Institution |
3.96 % |
2008-11-19 |
1,650,968 |
|
|
% |
Added More |
1,567,110 |
1868.76 % |
|
| Jefferies Group Inc |
Institution |
4.99 % |
2008-11-18 |
10,900 |
|
|
% |
New Holding |
10,900 |
100.00 % |
|
| Castleark Management Llc |
Institution |
3.39 % |
2008-11-18 |
155,400 |
|
|
% |
New Holding |
155,400 |
100.00 % |
|
| Us Bancorp De |
Institution |
3.17 % |
2008-11-17 |
4,639 |
|
|
% |
Added More |
111 |
2.45 % |
|
| Millennium Management Llc |
Institution |
1.27 % |
2008-11-17 |
95,539 |
|
|
% |
Sold Some |
-27,039 |
-22.05 % |
|
| Adage Capital Partners Gp Llc |
Institution |
1.53 % |
2008-11-17 |
300,000 |
|
|
% |
Sold Some |
-700,000 |
-70.00 % |
|
| Thompson Siegel And Walmsley Inc |
Institution |
2.89 % |
2008-11-14 |
250,808 |
|
|
% |
New Holding |
250,808 |
100.00 % |
|
| Headstream Asset Management Lp |
Institution |
-4.63 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-90,000 |
-100.00 % |
|
| Morgan Stanley |
Institution |
1.80 % |
2008-11-14 |
251,922 |
|
|
% |
Added More |
104,476 |
70.85 % |
|
| Absolute Return Investors Llc |
Institution |
2.91 % |
2008-11-14 |
105 |
|
|
% |
New Holding |
105 |
100.00 % |
|
| American International Group Inc |
Institution |
2.51 % |
2008-11-14 |
458,524 |
|
|
% |
Added More |
409,600 |
837.21 % |
|
| Geode Capital Management Llc |
Institution |
2.58 % |
2008-11-14 |
51,868 |
|
|
% |
Added More |
4,019 |
8.39 % |
|
| Barclays Plc |
Institution |
2.92 % |
2008-11-14 |
6,000 |
|
|
% |
No Change |
0 |
0 % |
- |
| Renaissance Technologies Corp |
Institution |
2.14 % |
2008-11-14 |
448,200 |
|
|
% |
Sold Some |
-202,200 |
-31.08 % |
|
| Fmr Corp |
Institution |
2.08 % |
2008-11-14 |
2,774,265 |
|
|
% |
New Holding |
2,774,265 |
100.00 % |
|
| Royal Bank Of Canada |
Institution |
-6.65 % |
2008-11-14 |
100 |
|
|
% |
No Change |
0 |
0 % |
- |
| Marxe Austin W And Greenhouse David M |
Institution |
-0.14 % |
2008-11-14 |
869,147 |
|
|
% |
Sold Some |
-1,371,616 |
-61.21 % |
|
| Tiaa Cref Investment Management Llc |
Institution |
2.60 % |
2008-11-14 |
330,778 |
|
|
% |
Sold Some |
-30,690 |
-8.49 % |
|
| Bank Of America Corp |
Institution |
2.80 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-90,920 |
-100.00 % |
|
| Highbridge Capital Management Llc |
Institution |
2.22 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-100,248 |
-100.00 % |
|
| Credit Agricole S A |
Institution |
3.35 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-5,000 |
-100.00 % |
|
| Technical Financial Services Llc |
Institution |
2.22 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-131,979 |
-100.00 % |
|
| Wells Fargo And Co |
Institution |
2.73 % |
2008-11-14 |
15 |
|
|
% |
New Holding |
15 |
100.00 % |
|
| Accipiter Capital Management Llc |
Institution |
-1.72 % |
2008-11-14 |
1,189,600 |
|
|
% |
New Holding |
1,189,600 |
100.00 % |
|
| Oppenheimer Funds Inc |
Institution |
2.97 % |
2008-11-14 |
1,000 |
|
|
% |
New Holding |
1,000 |
100.00 % |
|
| Teachers Advisors Inc |
Institution |
2.63 % |
2008-11-14 |
35,533 |
|
|
% |
Added More |
2,210 |
6.63 % |
|
| Bridgeway Capital Management Inc |
Institution |
0.94 % |
2008-11-14 |
495,600 |
|
|
% |
Added More |
45,200 |
10.03 % |
|
| Citadel L P |
Institution |
2.60 % |
2008-11-14 |
11,930 |
|
|
% |
New Holding |
11,930 |
100.00 % |
|
| Rafferty Asset Management Llc |
Institution |
3.29 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-201,775 |
-100.00 % |
|
| Citigroup Inc |
Institution |
2.63 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-74,906 |
-100.00 % |
|
| Palo Alto Investors Llc |
Institution |
-1.22 % |
2008-11-14 |
924,877 |
|
|
% |
Added More |
22,755 |
2.52 % |
|
| Two Sigma Investments Llc |
Institution |
1.61 % |
2008-11-14 |
106,680 |
|
|
% |
Added More |
82,280 |
337.21 % |
|
| Driehaus Capital Management Llc |
Institution |
1.18 % |
2008-11-14 |
441,500 |
|
|
% |
New Holding |
441,500 |
100.00 % |
|
| Osterweis Capital Management Inc |
Institution |
-0.26 % |
2008-11-14 |
10,780 |
|
|
% |
No Change |
0 |
0 % |
- |
| New M And I Corp |
Institution |
3.12 % |
2008-11-14 |
447,298 |
|
|
% |
Sold Some |
-672,992 |
-60.07 % |
|
| Zebra Capital Management Llc |
Institution |
1.59 % |
2008-11-14 |
1,087 |
|
|
% |
Sold Some |
-962 |
-46.94 % |
|
| Visium Asset Management Llc |
Institution |
-2.01 % |
2008-11-14 |
2,000,000 |
|
|
% |
Sold Some |
-1,337,424 |
-40.07 % |
|
| Mfc Global Investment Management Usa Ltd |
Institution |
13.19 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-1,267 |
-100.00 % |
|
| Daruma Asset Management Inc |
Institution |
-1.34 % |
2008-11-13 |
3,747,200 |
|
|
% |
New Holding |
3,747,200 |
100.00 % |
|
| Northern Trust Corp |
Institution |
5.07 % |
2008-11-13 |
443,527 |
|
|
% |
Added More |
304,513 |
219.05 % |
|
| World Asset Management Inc |
Institution |
4.78 % |
2008-11-13 |
5,650 |
|
|
% |
No Change |
0 |
0 % |
- |
| Merrill Lynch And Co Inc |
Institution |
3.90 % |
2008-11-13 |
39,300 |
|
|
% |
Sold Some |
-15,940 |
-28.85 % |
|
| Gartmore Mutual Fund Capital Trust |
Institution |
4.75 % |
2008-11-13 |
48,560 |
|
|
% |
No Compare |
- |
- % |
- |
| Credit Suisse |
Institution |
3.53 % |
2008-11-13 |
197,762 |
|
|
% |
Added More |
164,715 |
498.42 % |
|
| Amvescap Plc |
Institution |
3.20 % |
2008-11-13 |
42,854 |
|
|
% |
New Holding |
42,854 |
100.00 % |
|
| Rbc Professional Trader Group Llc |
Institution |
2.72 % |
2008-11-13 |
1,100 |
|
|
% |
New Holding |
1,100 |
100.00 % |
|
| Wall Street Associates |
Institution |
3.82 % |
2008-11-13 |
1,874,900 |
|
|
% |
Added More |
400,100 |
27.12 % |
|
| American Century Companies Inc |
Institution |
5.15 % |
2008-11-13 |
621,973 |
|
|
% |
New Holding |
621,973 |
100.00 % |
|
| Johnson Investment Counsel Inc |
Institution |
5.10 % |
2008-11-13 |
50,800 |
|
|
% |
New Holding |
50,800 |
100.00 % |
|
| Atherton Lane Advisers Llc |
Institution |
8.39 % |
2008-11-13 |
754,151 |
|
|
% |
New Holding |
754,151 |
100.00 % |
|
| Cadence Capital Management Llc |
Institution |
4.23 % |
2008-11-13 |
417,730 |
|
|
% |
New Holding |
417,730 |
100.00 % |
|
| Fixed Income Securities Inc |
Institution |
5.23 % |
2008-11-13 |
24,493 |
|
|
% |
New Holding |
24,493 |
100.00 % |
|
| Summit Investment Partners Inc |
Institution |
5.02 % |
2008-11-13 |
4,304 |
|
|
% |
New Holding |
4,304 |
100.00 % |
|
| Ubs Ag |
Institution |
4.42 % |
2008-11-13 |
203,500 |
|
|
% |
Sold Some |
-136,800 |
-40.19 % |
|
| Brandywine Asset Management Llc |
Institution |
5.03 % |
2008-11-13 |
135,000 |
|
|
% |
New Holding |
135,000 |
100.00 % |
|
| Chicago Equity Partners Llc |
Institution |
5.61 % |
2008-11-12 |
203,650 |
|
|
% |
New Holding |
203,650 |
100.00 % |
|
| Lyz Capital Advisors Llc |
Institution |
4.51 % |
2008-11-12 |
33,200 |
|
|
% |
New Holding |
33,200 |
100.00 % |
|
| Menta Capital Llc |
Institution |
4.05 % |
2008-11-12 |
60,914 |
|
|
% |
New Holding |
60,914 |
100.00 % |
|
| Oppenheimer And Co Inc |
Institution |
4.22 % |
2008-11-12 |
146,100 |
|
|
% |
Added More |
5,000 |
3.54 % |
|
| New York Life Investment Management Llc |
Institution |
5.15 % |
2008-11-12 |
15,999 |
|
|
% |
Added More |
8,514 |
113.74 % |
|
| Barclays Global Investors Uk Holdings Ltd |
Institution |
4.74 % |
2008-11-12 |
2,267,447 |
|
|
% |
Added More |
935,704 |
70.26 % |
|
| Microcapital Llc |
Institution |
2.75 % |
2008-11-12 |
182,800 |
|
|
% |
Added More |
157,800 |
631.20 % |
|
| North Pointe Capital Llc |
Institution |
2.68 % |
2008-11-12 |
532,434 |
|
|
% |
New Holding |
532,434 |
100.00 % |
|
| Padco Advisors Ii Inc |
Institution |
4.74 % |
2008-11-12 |
1,126 |
|
|
% |
Added More |
886 |
369.16 % |
|
| Proshare Advisors Llc |
Institution |
3.73 % |
2008-11-12 |
14,746 |
|
|
% |
New Holding |
14,746 |
100.00 % |
|
| Padco Advisors Inc |
Institution |
4.47 % |
2008-11-12 |
2,850 |
|
|
% |
New Holding |
2,850 |
100.00 % |
|
| Ameriprise Financial Inc |
Institution |
-2.77 % |
2008-11-10 |
2,448 |
|
|
% |
New Holding |
2,448 |
100.00 % |
|
| Punch And Associates Investment Management Inc |
Institution |
-1.55 % |
2008-11-10 |
15,000 |
|
|
% |
Added More |
3,000 |
25.00 % |
|
| Ellington Management Group Llc |
Institution |
-4.85 % |
2008-11-10 |
61,700 |
|
|
% |
New Holding |
61,700 |
100.00 % |
|
| Commerce Bank N A |
Institution |
-2.35 % |
2008-11-07 |
75,390 |
|
|
% |
New Holding |
75,390 |
100.00 % |
|
| Evolution Small Cap Fund (Direxion Funds) |
Small-Cap Core |
-4.74 % |
2008-11-07 |
2,406 |
|
|
% |
No Compare |
- |
- % |
- |
| Sabrient Stealth (Claymore Exchange Traded Fund Trust) |
Specialty & Misc |
-6.87 % |
2008-11-07 |
9,997 |
|
|
% |
New Holding |
9,997 |
100.00 % |
|
| Dlibj Asset Management Co Ltd |
Institution |
-3.93 % |
2008-11-06 |
3,400 |
|
|
% |
New Holding |
3,400 |
100.00 % |
|
| Metropolitan Life Insurance Co |
Institution |
-1.21 % |
2008-11-06 |
54,432 |
|
|
% |
No Change |
0 |
0 % |
- |
| Vanguard Group Inc |
Institution |
-1.69 % |
2008-11-06 |
2,064,218 |
|
|
% |
Added More |
2,056,286 |
25923.92 % |
|
| Ing Investment Management Co |
Institution |
-5.72 % |
2008-11-05 |
12,200 |
|
|
% |
Added More |
1,800 |
17.30 % |
|
| Turner Investment Partners Inc |
Institution |
-8.63 % |
2008-11-05 |
429,120 |
|
|
% |
New Holding |
429,120 |
100.00 % |
|
| Clarivest Asset Management Llc |
Institution |
-8.42 % |
2008-11-05 |
352,400 |
|
|
% |
New Holding |
352,400 |
100.00 % |
|
| Mindshare Capital Management Llc |
Institution |
-19.06 % |
2008-11-03 |
18,775 |
|
|
% |
New Holding |
18,775 |
100.00 % |
|
| Strs Ohio |
Institution |
-8.06 % |
2008-11-03 |
331,400 |
|
|
% |
Sold Some |
-76,700 |
-18.79 % |
|
| Piper Jaffray Companies |
Institution |
-13.03 % |
2008-11-03 |
100 |
|
|
% |
New Holding |
100 |
100.00 % |
|
| Russell Frank Co |
Institution |
-9.49 % |
2008-11-03 |
47,566 |
|
|
% |
Sold Some |
-2,442 |
-4.88 % |
|
| Pharmaceuticals Portfolio (Fidelity Select Portfolios) |
Health/Biotech |
-3.28 % |
2008-10-31 |
5,400 |
$25,488 |
$0 |
0.00 % |
New Holding |
5,400 |
100.00 % |
$0 |
| Bank Of New York Mellon Corp |
Institution |
-8.03 % |
2008-10-31 |
150,793 |
$711,743 |
$0 |
0.00 % |
Added More |
9,343 |
6.60 % |
$0 |
| Fidelity Nasdaq Composite Index Fund (Fidelity Commonwealth Trust) |
Specialty & Misc |
-10.23 % |
2008-10-30 |
1,700 |
$8,024 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Riversource Small Cap Equity Fund (Riversource Managers Series Inc) |
Small-Cap Core |
-3.42 % |
2008-10-30 |
2,448 |
$11,555 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| State Board Of Administration Of Florida Retirement System |
Institution |
-6.23 % |
2008-10-30 |
29,300 |
$138,296 |
$0 |
0.00 % |
Added More |
1,200 |
4.27 % |
$0 |
| Blackrock Investment Management Llc |
Institution |
-5.74 % |
2008-10-30 |
142,400 |
$672,128 |
$0 |
0.00 % |
Sold Some |
-2,400 |
-1.65 % |
$0 |
| Dimensional Fund Advisors Inc |
Institution |
-8.10 % |
2008-10-30 |
892,205 |
$4,211,208 |
$0 |
0.00 % |
Sold Some |
-97,193 |
-9.82 % |
$0 |
| International Core Equity Portfolio (Dfa Investment Dimensions Group Inc) |
International Small-M ... |
-6.14 % |
2008-10-30 |
20,900 |
$98,648 |
$0 |
0.00 % |
Sold Some |
-9,645 |
-31.57 % |
$0 |
| Small Cap Index Fund (Valic Co I) |
Small-Cap Core |
-7.74 % |
2008-10-30 |
45,493 |
$214,727 |
$0 |
0.00 % |
New Holding |
45,493 |
100.00 % |
$0 |
| Dynamic Capital Appreciation Fund (Fidelity Advisor Series I) |
Multi-Cap Growth |
-11.12 % |
2008-10-30 |
125,278 |
$591,312 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Deere And Co |
Institution |
-3.93 % |
2008-10-29 |
61,664 |
$291,054 |
$0 |
0.00 % |
New Holding |
61,664 |
100.00 % |
$0 |
| Oxford Asset Management |
Institution |
-3.14 % |
2008-10-28 |
15,494 |
$73,132 |
$0 |
0.00 % |
Sold Some |
-87,268 |
-84.92 % |
$0 |
| Public Employees Retirement System Of Ohio |
Institution |
5.15 % |
2008-10-27 |
88,426 |
$417,371 |
$0 |
0.00 % |
Added More |
15,192 |
20.74 % |
$0 |
| Vanguard Health Care Index Fund (Vanguard World Fund) |
Health/Biotech |
-2.48 % |
2008-10-24 |
20,755 |
$97,964 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Fidelity Capital Appreciation Fund (Fidelity Capital Trust) |
Specialty & Misc |
-25.78 % |
2008-09-29 |
983,839 |
|
|
% |
No Compare |
- |
- % |
- |
| New Opportunities Ii (American Century Mutual Funds Inc) |
Small-Cap Growth |
-36.90 % |
2008-09-26 |
356,887 |
|
|
% |
New Holding |
356,887 |
100.00 % |
|
| Select Growth Fund (Russell Investment Co) |
Multi-Cap Growth |
-29.64 % |
2008-09-26 |
26,200 |
|
|
% |
No Change |
0 |
0 % |
- |
| New Opportunities Fund (American Century Mutual Funds Inc) |
Small-Cap Growth |
-36.90 % |
2008-09-26 |
121,718 |
|
|
% |
No Compare |
- |
- % |
- |
| Special Growth Fund (Russell Investment Co) |
Small-Cap Core |
-34.82 % |
2008-09-26 |
12,510 |
|
|
% |
New Holding |
12,510 |
100.00 % |
|
| Global Small Cap Fund (Old Westbury Funds Inc) |
Global Small/Mid-Cap ... |
-30.63 % |
2008-09-25 |
22,500 |
|
|
% |
No Compare |
- |
- % |
- |
| Sa International Small Company Fund (Sa Funds Investment Trust) |
Small-Cap Core |
-22.91 % |
2008-09-08 |
None |
- |
- |
- % |
Sold All |
-15,200 |
-100.00 % |
|
| Wilshire Small Company Growth Portfolio (Wilshire Mutual Funds Inc) |
Small-Cap Growth |
-32.75 % |
2008-09-04 |
2,200 |
|
|
% |
No Compare |
- |
- % |
- |
| Stock Portfolio (Seasons Series Trust) |
Multi-Cap Core |
-35.43 % |
2008-08-29 |
13,630 |
|
|
% |
New Holding |
13,630 |
100.00 % |
|
| Small Cap Portfolio (Seasons Series Trust) |
Small-Cap Core |
-36.30 % |
2008-08-29 |
3,431 |
|
|
% |
New Holding |
3,431 |
100.00 % |
|
| Growth Equity Fund (Tiaa Cref Institutional Mutual Funds) |
Multi-Cap Growth |
-32.77 % |
2008-08-25 |
14,930 |
|
|
% |
New Holding |
14,930 |
100.00 % |
|
| Equity Index Fund (Tiaa Cref Institutional Mutual Funds) |
Specialty & Misc |
-29.58 % |
2008-08-25 |
10,468 |
|
|
% |
New Holding |
10,468 |
100.00 % |
|
| Spa Marketgrader 200 Fund (Spa Etf Trust) |
Specialty & Misc |
-48.12 % |
2008-08-22 |
2,425 |
|
|
% |
No Compare |
- |
- % |
- |
| Spa Marketgrader Small Cap 100 Fund (Spa Etf Trust) |
Small-Cap Core |
% |
2008-08-22 |
4,766 |
|
|
% |
No Compare |
- |
- % |
- |
| Great Point Partners Llc |
Institution |
% |
2008-08-15 |
1,000,000 |
|
|
% |
Sold Some |
-862,500 |
-46.30 % |
|
| Great Point Partners I Lp |
Institution |
% |
2008-08-15 |
1,000,000 |
|
|
% |
Sold Some |
-1,236,000 |
-55.27 % |
|