| Abg Sundal Collier Asa | DAB.BE | Norway | -0.18 | 18 | 2 | 3 | 4 | 6 | 25.00 % | 37.50 % | 2 |
| Administradora De Fondos ... | D8P1.BE | United States | 0.16 | 25 | 5 | 3 | 12 | 10 | 48.00 % | 40.00 % | 0 |
| Allied Cap Corp | ALD | United States | 0.12 | 225 | 24 | 25 | 108 | 80 | 49.31 % | 36.52 % | 6 |
| American Cap Strategies Ltd | ACAS | United States | 0.15 | 464 | 63 | 58 | 215 | 157 | 53.34 % | 38.95 % | 61 |
| Ameritrans Cap Corp | AMTC | United States | -0.50 | 2 | 0 | 0 | 0 | 1 | 0.00 % | 50.00 % | 0 |
| Ampal American Israel Cor ... | AMPL | Israel | 1.00 | 6 | 2 | 0 | 2 | 1 | 66.66 % | 33.33 % | 3 |
| Ampal Amern Israel Corp | D4X.BE | United States | 0.31 | 35 | 5 | 1 | 17 | 10 | 48.57 % | 28.57 % | 0 |
| Apollo Invt Corp | AINV | United States | 0.15 | 260 | 40 | 40 | 120 | 85 | 53.57 % | 37.94 % | 36 |
| Ara Asset Management Limited | 35Y.BE | Bermuda | -0.50 | 4 | 0 | 1 | 1 | 1 | 50.00 % | 50.00 % | 2 |
| Arab East Investment Co | AEIV.UL | Jordan | | | | | | | % | % | 1 |
| Ares Cap Corp | ARCC | United States | 0.19 | 116 | 14 | 9 | 57 | 41 | 51.81 % | 37.27 % | 6 |
| Arques Industries Ag | ARQTF.PK | Germany | -1.15 | 17 | 0 | 7 | 1 | 9 | 7.69 % | 69.23 % | 4 |
| Aurora Russia | M7W.BE | United Kingdom | -2.00 | 1 | 0 | 1 | 0 | 1 | 0.00 % | 100.00 % | 0 |
| Babcock And Brown Capital ... | BCM.AX | Australia | | | | | | | % | % | 1 |
| Babcock And Brown Wind Pa ... | BBWPF.PK | Australia | -0.71 | 14 | 1 | 2 | 1 | 5 | 14.28 % | 71.42 % | 7 |
| Bam Investment Corp | BNBMF.PK | Canada | 0.00 | 2 | 0 | 0 | 0 | 0 | 0.00 % | 0.00 % | 1 |
| Bimini Cap Mgmt Inc | BMNM.PK | United States | -0.87 | 8 | 0 | 3 | 1 | 5 | 12.50 % | 62.50 % | 0 |
| Bradespar Sa | FXMA.BE | Brazil | -1.00 | 8 | 0 | 2 | 1 | 3 | 25.00 % | 75.00 % | 4 |
| Camellia | CAM.L | United Kingdom | -2.00 | 2 | 0 | 2 | 0 | 2 | 0.00 % | 100.00 % | 0 |
| Capital Southwest Corp | CSWC | United States | -0.08 | 113 | 11 | 16 | 35 | 38 | 36.45 % | 39.58 % | 17 |
| China Direct Inc | CH4.BE | United States | -0.47 | 21 | 4 | 8 | 5 | 10 | 26.31 % | 52.63 % | 2 |
| China Ritar Pwr Corp | CRTP.PK | United States | 1.00 | 1 | 0 | 0 | 1 | 0 | 100.00 % | 0.00 % | 0 |
| Clairvest Group Inc | CVG.TO | Canada | 0.00 | 1 | 0 | 0 | 0 | 0 | 0.00 % | 0.00 % | 0 |
| Climate Exchange | CXCHF.PK | United Kingdom | -2.00 | 4 | 0 | 4 | 0 | 4 | 0.00 % | 100.00 % | 0 |
| Cumberland Technologies Inc | UM2.BE | United States | 0.00 | 1 | 0 | 0 | 0 | 0 | 0.00 % | 0.00 % | 0 |
| Dawnay Day Treveria | D9D.BE | United Kingdom | 0.00 | 2 | 1 | 1 | 1 | 1 | 50.00 % | 50.00 % | 0 |
| Discount Investment Corp Ltd | DCOEF.PK | Israel | 0.37 | 11 | 2 | 2 | 5 | 2 | 62.50 % | 25.00 % | 3 |
| Elbit Imaging Ltd | EMITF | United States | -0.50 | 5 | 0 | 1 | 1 | 1 | 50.00 % | 50.00 % | 3 |
| Empire Online Limited | E4T.BE | British Virgin Isl ... | -1.50 | 2 | 0 | 1 | 0 | 2 | 0.00 % | 100.00 % | 0 |
| Eurazeo | EUQ.BE | France | 0.33 | 13 | 2 | 1 | 3 | 2 | 50.00 % | 33.33 % | 7 |
| European Capital Ltd | ERPNF.PK | Guernsey | -1.00 | 7 | 0 | 2 | 0 | 3 | 0.00 % | 60.00 % | 2 |
| Gladstone Cap Corp | GLAD | United States | 0.37 | 59 | 9 | 2 | 33 | 18 | 56.89 % | 31.03 % | 1 |
| Gladstone Invt Corp | GAIN | United States | 0.11 | 26 | 3 | 1 | 11 | 10 | 42.30 % | 38.46 % | 0 |
| Gsc Invt Corp | GNV | United States | 0.00 | 14 | 2 | 2 | 6 | 6 | 42.85 % | 42.85 % | 0 |
| Harris And Harris Group Inc | TINY | United States | -0.23 | 65 | 6 | 12 | 19 | 27 | 31.66 % | 45.00 % | 5 |
| Hercules Technology Growt ... | HTGC | United States | | | | | | | % | % | 1 |
| Highland Distressed Oppor ... | HCD | United States | -0.03 | 33 | 4 | 4 | 13 | 14 | 43.33 % | 46.66 % | 3 |
| Ideiasnet Sa | IDNT3.SA | Brazil | 0.00 | 3 | 0 | 0 | 0 | 0 | 0.00 % | 0.00 % | 1 |
| Immsi Spa | IMMAF.PK | Italy | 1.00 | 3 | 0 | 0 | 2 | 0 | 100.00 % | 0.00 % | 1 |
| Intek Spa | Q9U.BE | Italy | -0.20 | 6 | 1 | 0 | 1 | 3 | 20.00 % | 60.00 % | 1 |
| Isis Property Trust 2 | IRP.L | United Kingdom | -2.00 | 1 | 0 | 1 | 0 | 1 | 0.00 % | 100.00 % | 0 |
| Kkr Financial Holdings Llc | KFN | United States | 0.31 | 52 | 12 | 9 | 21 | 13 | 60.00 % | 37.14 % | 17 |
| Kohlberg Cap Corp | KCAP | United States | -0.04 | 50 | 3 | 4 | 21 | 22 | 42.00 % | 44.00 % | 0 |
| Macc Private Equities Inc | MACC | United States | -0.33 | 3 | 0 | 0 | 0 | 1 | 0.00 % | 33.33 % | 0 |
| Macquarie Communications ... | MQCIF.PK | Australia | 0.00 | 8 | 1 | 1 | 1 | 1 | 33.33 % | 33.33 % | 5 |
| Macquarie Infrastructure ... | MCQRF.PK | Australia | -0.35 | 42 | 6 | 7 | 8 | 17 | 28.57 % | 60.71 % | 14 |
| Macquarie International I ... | MQIIF.PK | Bermuda | -0.50 | 3 | 0 | 1 | 1 | 1 | 50.00 % | 50.00 % | 1 |
| Macquarie Media Group | MCQMF.PK | Australia | -2.00 | 1 | 0 | 1 | 0 | 1 | 0.00 % | 100.00 % | 0 |
| Main Str Cap Corp | MAIN | United States | 0.42 | 7 | 2 | 0 | 4 | 3 | 57.14 % | 42.85 % | 0 |
| Mcg Capital Corp | MCGC | United States | 0.04 | 221 | 24 | 25 | 82 | 73 | 44.32 % | 39.45 % | 36 |
| Medallion Finl Corp | TAXI | United States | -0.21 | 44 | 3 | 5 | 16 | 23 | 38.09 % | 54.76 % | 2 |
| Mvc Cap Inc | MVC | United States | -0.22 | 74 | 3 | 9 | 22 | 32 | 31.42 % | 45.71 % | 4 |
| Nextpath Technologies Inc | NPTK | United States | 0.00 | 2 | 1 | 1 | 1 | 1 | 50.00 % | 50.00 % | 0 |
| Ngp Cap Res Co | NGPC | United States | 0.04 | 73 | 15 | 5 | 26 | 33 | 36.61 % | 46.47 % | 2 |
| Pargesa Holding S A | PRGAF.PK | Germany | 0.80 | 12 | 2 | 0 | 3 | 1 | 60.00 % | 20.00 % | 7 |
| Patriot Cap Fdg Inc | PCAP | United States | 0.10 | 59 | 10 | 5 | 26 | 25 | 44.82 % | 43.10 % | 1 |
| Pennantpark Invt Corp | PNNT | United States | -0.01 | 66 | 8 | 8 | 28 | 29 | 43.07 % | 44.61 % | 1 |
| Prospect Cap Corp | RK8.BE | United States | 0.22 | 86 | 17 | 13 | 46 | 31 | 55.42 % | 37.34 % | 3 |
| Providential Hldgs Inc | PRVH.PK | United States | -1.00 | 1 | 0 | 0 | 0 | 1 | 0.00 % | 100.00 % | 0 |
| Rand Cap Corp | RAND | United States | -0.16 | 6 | 1 | 1 | 2 | 3 | 33.33 % | 50.00 % | 0 |
| Ratos Ab | RAZB.BE | Sweden | | | | | | | % | % | 1 |
| Rhj International | RJT.BE | Belgium | -0.20 | 14 | 1 | 1 | 1 | 3 | 10.00 % | 30.00 % | 4 |
| Schweizerhall Holding Ag | SWHN.SW | Switzerland | 2.00 | 3 | 1 | 0 | 1 | 0 | 100.00 % | 0.00 % | 2 |
| Skanditek Industriforvalt ... | I8A.BE | Sweden | | | | | | | % | % | 1 |
| Sm Investments Corporation | SVTMF.PK | Philippines | 1.00 | 20 | 3 | 0 | 5 | 0 | 62.50 % | 0.00 % | 12 |
| Sonova Holding Ag | SOONE.SW | Switzerland | -0.53 | 41 | 3 | 8 | 6 | 15 | 23.07 % | 57.69 % | 15 |
| Spark Infrastructure Group | SFDPF.PK | Australia | -1.00 | 2 | 0 | 0 | 0 | 1 | 0.00 % | 100.00 % | 1 |
| Tetragon Financial Group ... | TGONF.PK | Guernsey | 0.00 | 1 | 0 | 0 | 0 | 0 | 0.00 % | 0.00 % | 0 |
| Ticc Cap Corp | TICC | United States | 0.08 | 64 | 10 | 9 | 29 | 25 | 47.54 % | 40.98 % | 3 |
| Tooth And Company Limited | TTH.AX | Australia | -2.00 | 2 | 0 | 2 | 0 | 2 | 0.00 % | 100.00 % | 0 |
| Tortoise Cap Res Corp | TTO | United States | -2.00 | 1 | 0 | 1 | 0 | 1 | 0.00 % | 100.00 % | 0 |
| Triangle Cap Corp | TCAP | United States | 0.00 | 11 | 2 | 1 | 2 | 3 | 18.18 % | 27.27 % | 0 |
| Utek Corp | UTK | United States | -0.36 | 21 | 2 | 5 | 6 | 10 | 31.57 % | 52.63 % | 2 |
| Valencia Ventures Inc | WIM1.BE | Canada | 1.00 | 1 | 0 | 0 | 1 | 0 | 100.00 % | 0.00 % | 0 |
| Vostok Gas Ltd | VQW.BE | Sweden | 2.00 | 1 | 1 | 0 | 1 | 0 | 100.00 % | 0.00 % | 0 |
| Waterside Cap Corp | WSCC | United States | -0.33 | 3 | 0 | 0 | 1 | 2 | 33.33 % | 66.66 % | 0 |
| Zann Corp | ZNNC.PK | United States | -1.00 | 2 | 0 | 1 | 0 | 1 | 0.00 % | 50.00 % | 0 |