| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-06 | 2009-09-30 | 13F-HR | Chwab Charles Investment Management Inc | Institution | 56,020 | No Change | 0 | 0 % | $828,536 | $828,536 | $0 | 0.00 % | $0 | | | | | | News Article | History of Chwab Charles Investment Management Inc Ownership Of Riskmetrics Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Credit Suisse First Boston | Institution | 32,243 | Sold Some | -16,901 | -34.39 % | $476,874 | $476,874 | $0 | 0.00 % | $0 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Riskmetrics Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 18,966 | No Change | 0 | 0 % | $280,507 | $280,507 | $0 | 0.00 % | $0 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Riskmetrics Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 19,110 | No Change | 0 | 0 % | $282,637 | $282,637 | $0 | 0.00 % | $0 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Riskmetrics Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 127,692 | Added More | 140 | 0.10 % | $1,888,565 | $1,888,565 | $0 | 0.00 % | $0 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Riskmetrics Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Waddell And Reed Financial Inc | Institution | 1,060,301 | Sold Some | -177,161 | -14.31 % | $15,681,852 | $15,681,852 | $0 | 0.00 % | $0 | | | | | | News Article | History of Waddell And Reed Financial Inc Ownership Of Riskmetrics Group Inc |
| 2009-11-04 | 2009-08-31 | N-CSR | Ga Funds-Ssga Enhanced Small Cap Fund | Small-Cap Core | 794 | Added More | 294 | 58.80 % | $11,195 | $11,743 | $548 | 4.89 % | $203 | | | | | | News Article | History of Ga Funds-Ssga Enhanced Small Cap Fund Ownership Of Riskmetrics Group Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Private Trust Co Na | Institution | | Sold All | -48 | -100 % | | | | 6.17 % | $-41 | | | | | | News Article | History of Private Trust Co Na Ownership Of Riskmetrics Group Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | 26,400 | Sold Some | -124,800 | -82.53 % | $367,752 | $390,456 | $22,704 | 6.17 % | $-107,328 | | | | | | News Article | History of Prudential Financial Inc Ownership Of Riskmetrics Group Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Management Llc | Institution | | Sold All | -16,860 | -100 % | | | | 6.17 % | $-14,500 | | | | | | News Article | History of Turner Investment Management Llc Ownership Of Riskmetrics Group Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Partners Inc | Institution | | Sold All | -185,158 | -100 % | | | | 6.17 % | $-159,236 | | | | | | News Article | History of Turner Investment Partners Inc Ownership Of Riskmetrics Group Inc |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund-Vanguard Financials Index Fund | Specialty & Misc | 11,304 | Sold Some | -842 | -6.93 % | $166,056 | $167,186 | $1,130 | 0.68 % | $-84 | | | | | | News Article | History of Vanguard World Fund-Vanguard Financials Index Fund Ownership Of Riskmetrics Group Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 296,975 | Added More | 58,465 | 24.51 % | $4,424,928 | $4,392,260 | $-32,667 | -0.73 % | $-6,431 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Riskmetrics Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust-Cornerstone Strategy Fund | Specialty & Misc | | Sold All | -1,600 | -100 % | | | | -0.73 % | $176 | | | | | | News Article | History of Usaa Mutual Funds Trust-Cornerstone Strategy Fund Ownership Of Riskmetrics Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I-Small Cap Fund | Small-Cap Core | 5,300 | New Holding | 5,300 | 100 % | $78,970 | $78,387 | $-583 | -0.73 % | $-583 | | | | | | News Article | History of Valic Co I-Small Cap Fund Ownership Of Riskmetrics Group Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I-Small Cap Index Fund | Small-Cap Core | 17,816 | New Holding | 17,816 | 100 % | $265,458 | $263,499 | $-1,960 | -0.73 % | $-1,960 | | | | | | News Article | History of Valic Co I-Small Cap Index Fund Ownership Of Riskmetrics Group Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange Traded Fund Trust-Claymoremorningstar Services Super Sector Index Etf | Specialty & Misc | 17 | No Change | 0 | 0 % | $258 | $251 | $-6 | -2.50 % | $0 | | | | | | News Article | History of Claymore Exchange Traded Fund Trust-Claymoremorningstar Services Super Sector Index Etf Ownership Of Riskmetrics Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | 76,850 | Sold Some | -6,526 | -7.82 % | $1,160,435 | $1,136,612 | $-23,824 | -2.05 % | $2,023 | | | | | | News Article | History of Blackrock Inc Ownership Of Riskmetrics Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc-International Core Equity Portfolio | International Small-Mid-Cap Value | 13,300 | New Holding | 13,300 | 100 % | $192,451 | $196,707 | $4,256 | 2.21 % | $4,256 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc-International Core Equity Portfolio Ownership Of Riskmetrics Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc-International Vector Equity Portfolio | No Data | 1,400 | New Holding | 1,400 | 100 % | $20,258 | $20,706 | $448 | 2.21 % | $448 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc-International Vector Equity Portfolio Ownership Of Riskmetrics Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc-Us Sustainability Core 1 Portfolio | No Data | 700 | No Change | 0 | 0 % | $10,129 | $10,353 | $224 | 2.21 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc-Us Sustainability Core 1 Portfolio Ownership Of Riskmetrics Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust-Ishares Morningstar Small Growth Index Fund | Small-Cap Growth | 10,249 | Added More | 1,818 | 21.56 % | $148,303 | $151,583 | $3,280 | 2.21 % | $582 | | | | | | News Article | History of Ishares Trust-Ishares Morningstar Small Growth Index Fund Ownership Of Riskmetrics Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Janus Investment Fund-Janus Triton Fund | Small-Cap Growth | 212,715 | Added More | 61,075 | 40.27 % | $3,077,986 | $3,146,055 | $68,069 | 2.21 % | $19,544 | | | | | | News Article | History of Janus Investment Fund-Janus Triton Fund Ownership Of Riskmetrics Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Janus Investment Fund-Janus Venture Fund | Small-Cap Growth | 472,565 | No Change | 0 | 0 % | $6,838,016 | $6,989,236 | $151,221 | 2.21 % | $0 | | | | | | News Article | History of Janus Investment Fund-Janus Venture Fund Ownership Of Riskmetrics Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust-Jackson Perspective Index 5 Fund | Specialty & Misc | 285 | No Change | 0 | 0 % | $4,124 | $4,215 | $91 | 2.21 % | $0 | | | | | | News Article | History of Jnl Investors Series Trust-Jackson Perspective Index 5 Fund Ownership Of Riskmetrics Group Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Vanguard Explorer Fund-Vanguard Explorer Fund | Small-Cap Growth | 30,300 | No Change | 0 | 0 % | $438,441 | $448,137 | $9,696 | 2.21 % | $0 | | | | | | News Article | History of Vanguard Explorer Fund-Vanguard Explorer Fund Ownership Of Riskmetrics Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Chwab Capital Trust-Schwab Technology Fund | Science & Tech | 4,720 | New Holding | 4,720 | 100 % | $68,534 | $69,809 | $1,274 | 1.85 % | $1,274 | | | | | | News Article | History of Chwab Capital Trust-Schwab Technology Fund Ownership Of Riskmetrics Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Hancock John Equity Trust-Small Cap Fund | Small-Cap Core | 64,400 | Sold Some | -46,600 | -41.98 % | $935,088 | $952,476 | $17,388 | 1.85 % | $-12,582 | | | | | | News Article | History of Hancock John Equity Trust-Small Cap Fund Ownership Of Riskmetrics Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc-International Fund | International Multi-Cap Core | 600 | New Holding | 600 | 100 % | $8,712 | $8,874 | $162 | 1.85 % | $162 | | | | | | News Article | History of Old Westbury Funds Inc-International Fund Ownership Of Riskmetrics Group Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust-Powershares Dynamic Small Cap Growth Portfolio | Small-Cap Growth | 173,720 | New Holding | 173,720 | 100 % | $2,522,414 | $2,569,319 | $46,904 | 1.85 % | $46,904 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust-Powershares Dynamic Small Cap Growth Portfolio Ownership Of Riskmetrics Group Inc |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust-Rydex Inverse Russell 2000 Etf | Specialty & Misc | 470 | New Holding | 470 | 100 % | $6,815 | $6,951 | $136 | 2.00 % | $136 | | | | | | News Article | History of Rydex Etf Trust-Rydex Inverse Russell 2000 Etf Ownership Of Riskmetrics Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds-Banking Fund | Financial Services | 598 | Sold Some | -98 | -14.08 % | $9,048 | $8,844 | $-203 | -2.24 % | $33 | | | | | | News Article | History of Rydex Series Funds-Banking Fund Ownership Of Riskmetrics Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust-Biotechnology Fund | Health/Biotech | 282 | Added More | 114 | 67.85 % | $4,267 | $4,171 | $-96 | -2.24 % | $-39 | | | | | | News Article | History of Rydex Variable Trust-Biotechnology Fund Ownership Of Riskmetrics Group Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Universal Institutional Funds Inc-Small Company Growth Portfolio | Small-Cap Growth | 49,998 | Sold Some | -1,510 | -2.93 % | $756,470 | $739,470 | $-16,999 | -2.24 % | $513 | | | | | | News Article | History of Universal Institutional Funds Inc-Small Company Growth Portfolio Ownership Of Riskmetrics Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advanced Series Trust-Ast Pimco Total Return Bond Portfolio | Specialty & Misc | | Sold All | -2,200 | -100 % | | | | -2.31 % | $770 | | | | | | News Article | History of Advanced Series Trust-Ast Pimco Total Return Bond Portfolio Ownership Of Riskmetrics Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust-Multimanager Small Cap Growth Portfolio | Small-Cap Growth | 11,400 | Sold Some | -16,411 | -59.00 % | $172,596 | $168,606 | $-3,990 | -2.31 % | $5,744 | | | | | | News Article | History of Axa Premier Vip Trust-Multimanager Small Cap Growth Portfolio Ownership Of Riskmetrics Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust-Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | 14,700 | Added More | 4,600 | 45.54 % | $222,558 | $217,413 | $-5,145 | -2.31 % | $-1,610 | | | | | | News Article | History of Eq Advisors Trust-Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Riskmetrics Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust-Eqalliancebernstein Value Portfolio | Multi-Cap Value | 3,760 | New Holding | 3,760 | 100 % | $56,926 | $55,610 | $-1,316 | -2.31 % | $-1,316 | | | | | | News Article | History of Eq Advisors Trust-Eqalliancebernstein Value Portfolio Ownership Of Riskmetrics Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust-Eqbond Index Portfolio | Specialty & Misc | 63,860 | Added More | 43,060 | 207.01 % | $966,840 | $944,489 | $-22,351 | -2.31 % | $-15,071 | | | | | | News Article | History of Eq Advisors Trust-Eqbond Index Portfolio Ownership Of Riskmetrics Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Morgan Stanley Institutional Fund Inc-Small Company Growth Portfolio | Small-Cap Growth | 2,035,167 | Sold Some | -54,484 | -2.60 % | $30,812,428 | $30,100,120 | $-712,308 | -2.31 % | $19,069 | | | | | | News Article | History of Morgan Stanley Institutional Fund Inc-Small Company Growth Portfolio Ownership Of Riskmetrics Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds-Bull Profund | Large-Cap Core | | Sold All | -1,410 | -100 % | | | | -2.31 % | $494 | | | | | | News Article | History of Profunds-Bull Profund Ownership Of Riskmetrics Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds-Vanguard Institutional Index Fund | Specialty & Misc | 16,736 | Added More | 200 | 1.20 % | $253,383 | $247,525 | $-5,858 | -2.31 % | $-70 | | | | | | News Article | History of Vanguard Institutional Index Funds-Vanguard Institutional Index Fund Ownership Of Riskmetrics Group Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Variable Insurance Funds-Small Company Growth Portfolio | Small-Cap Growth | | Sold All | -7,000 | -100 % | | | | -2.31 % | $2,450 | | | | | | News Article | History of Vanguard Variable Insurance Funds-Small Company Growth Portfolio Ownership Of Riskmetrics Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | American Century Quantitative Equity Funds Inc-Utilities Fund | Utility | | Sold All | -14,860 | -100 % | | | | -2.18 % | $4,904 | | | | | | News Article | History of American Century Quantitative Equity Funds Inc-Utilities Fund Ownership Of Riskmetrics Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ohio National Fund Inc-Small Cap Growth Portfolio | Small-Cap Growth | | Sold All | -8,775 | -100 % | | | | -2.18 % | $2,896 | | | | | | News Article | History of Ohio National Fund Inc-Small Cap Growth Portfolio Ownership Of Riskmetrics Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund-Pd Small-Cap Growth Index Portfolio | No Data | 370 | No Compare | | | $5,594 | $5,472 | $-122 | -2.18 % | | | | | | | News Article | History of Pacific Select Fund-Pd Small-Cap Growth Index Portfolio Ownership Of Riskmetrics Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund-Small-Cap Index Portfolio | No Data | 11,408 | New Holding | 11,408 | 100 % | $172,489 | $168,724 | $-3,765 | -2.18 % | $-3,765 | | | | | | News Article | History of Pacific Select Fund-Small-Cap Index Portfolio Ownership Of Riskmetrics Group Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | Treettracks Series Trust-Spdr Dividend Etf | Specialty & Misc | | Sold All | -5,207 | -100 % | | | | -2.18 % | $1,718 | | | | | | News Article | History of Treettracks Series Trust-Spdr Dividend Etf Ownership Of Riskmetrics Group Inc |
| 2009-09-01 | 2009-06-30 | N-CSR | Crm Mutual Fund Trust-Crm Small Cap Value Fund | Small-Cap Value | | Sold All | -19,800 | -100 % | | | | -3.27 % | $9,900 | | | | | | News Article | History of Crm Mutual Fund Trust-Crm Small Cap Value Fund Ownership Of Riskmetrics Group Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Rs Investment Trust-Rs Diversified Growth Fund | Multi-Cap Growth | 117,570 | New Holding | 117,570 | 100 % | $1,797,645 | $1,738,860 | $-58,785 | -3.27 % | $-58,785 | | | | | | News Article | History of Rs Investment Trust-Rs Diversified Growth Fund Ownership Of Riskmetrics Group Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund-Stock Index Fund | Specialty & Misc | 230 | No Change | 0 | 0 % | $3,579 | $3,402 | $-177 | -4.94 % | $0 | | | | | | News Article | History of Tiaa Cref Life Fund-Stock Index Fund Ownership Of Riskmetrics Group Inc |
| 2009-08-28 | 2009-06-30 | N-CSR | Allianz Funds-Occ Value | Large-Cap Value | | Sold All | -1,095 | -100 % | | | | -6.03 % | $1,040 | | | | | | News Article | History of Allianz Funds-Occ Value Ownership Of Riskmetrics Group Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Dws Variable Series Ii-Dws Small Cap Growth Vip | Small-Cap Growth | 35,700 | Sold Some | -1,300 | -3.51 % | $561,918 | $528,003 | $-33,915 | -6.03 % | $1,235 | | | | | | News Article | History of Dws Variable Series Ii-Dws Small Cap Growth Vip Ownership Of Riskmetrics Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 2000 Growth Index Fund | Multi-Cap Growth | 155,742 | Added More | 10,280 | 7.06 % | $2,451,379 | $2,303,424 | $-147,955 | -6.03 % | $-9,766 | | | | | | News Article | History of Ishares Trust-Ishares Russell 2000 Growth Index Fund Ownership Of Riskmetrics Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 2000 Index Fund | Specialty & Misc | 265,288 | Sold Some | -1,181 | -0.44 % | $4,175,633 | $3,923,610 | $-252,024 | -6.03 % | $1,122 | | | | | | News Article | History of Ishares Trust-Ishares Russell 2000 Index Fund Ownership Of Riskmetrics Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | 1,263 | Sold Some | -147 | -10.42 % | $19,880 | $18,680 | $-1,200 | -6.03 % | $140 | | | | | | News Article | History of Ishares Trust-Ishares Russell 3000 Growth Index Fund Ownership Of Riskmetrics Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust-Ishares Russell 3000 Index Fund | Specialty & Misc | 5,856 | Added More | 360 | 6.55 % | $92,173 | $86,610 | $-5,563 | -6.03 % | $-342 | | | | | | News Article | History of Ishares Trust-Ishares Russell 3000 Index Fund Ownership Of Riskmetrics Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Loomis Sayles Funds I-Loomis Sayles Bond Fund | Specialty & Misc | | Sold All | -55,793 | -100 % | | | | -6.03 % | $53,003 | | | | | | News Article | History of Loomis Sayles Funds I-Loomis Sayles Bond Fund Ownership Of Riskmetrics Group Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Loomis Sayles Funds Ii-Loomis Sayles Small Cap Growth Fund | Small-Cap Growth | | Sold All | -55,793 | -100 % | | | | -6.03 % | $53,003 | | | | | | News Article | History of Loomis Sayles Funds Ii-Loomis Sayles Small Cap Growth Fund Ownership Of Riskmetrics Group Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Dws Advisor Funds-Dws Small Cap Growth Fund | Small-Cap Growth | 36,800 | Sold Some | -25,200 | -40.64 % | $582,912 | $544,272 | $-38,640 | -6.62 % | $26,460 | | | | | | News Article | History of Dws Advisor Funds-Dws Small Cap Growth Fund Ownership Of Riskmetrics Group Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Ivy Funds-Ivy Micro Cap Growth Fund | No Data | 4 | No Change | 0 | 0 % | $63 | $59 | $-4 | -6.62 % | $0 | | | | | | News Article | History of Ivy Funds-Ivy Micro Cap Growth Fund Ownership Of Riskmetrics Group Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds-Equity Index Fund | Specialty & Misc | 14,857 | Added More | 9,534 | 179.10 % | $235,335 | $219,735 | $-15,600 | -6.62 % | $-10,011 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds-Equity Index Fund Ownership Of Riskmetrics Group Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds-Growth Equity Fund | Multi-Cap Growth | | Sold All | -7,544 | -100 % | | | | -6.62 % | $7,921 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds-Growth Equity Fund Ownership Of Riskmetrics Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds-Vanguard Extended Market Index Fund | Mid-Cap Core | 187,572 | Added More | 7,338 | 4.07 % | $2,971,140 | $2,774,190 | $-196,951 | -6.62 % | $-7,705 | | | | | | News Article | History of Vanguard Index Funds-Vanguard Extended Market Index Fund Ownership Of Riskmetrics Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds-Vanguard Growth Index Fund | Large-Cap Growth | 237,136 | New Holding | 237,136 | 100 % | $3,756,234 | $3,507,241 | $-248,993 | -6.62 % | $-248,993 | | | | | | News Article | History of Vanguard Index Funds-Vanguard Growth Index Fund Ownership Of Riskmetrics Group Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds-Vanguard Total Stock Market Index Fund | Multi-Cap Core | 226,993 | New Holding | 226,993 | 100 % | $3,595,569 | $3,357,226 | $-238,343 | -6.62 % | $-238,343 | | | | | | News Article | History of Vanguard Index Funds-Vanguard Total Stock Market Index Fund Ownership Of Riskmetrics Group Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds-Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 11,636 | New Holding | 11,636 | 100 % | $184,314 | $172,096 | $-12,218 | -6.62 % | $-12,218 | | | | | | News Article | History of Vanguard Balanced Index Funds-Vanguard Balanced Index Fund Ownership Of Riskmetrics Group Inc |
| 2009-08-18 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 1,007,772 | Added More | 313,946 | 45.24 % | $15,781,710 | $14,904,948 | $-876,762 | -5.55 % | $-273,133 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Riskmetrics Group Inc |
| 2009-08-18 | 2009-06-30 | 13F-HR | Mazama Capital Management Inc | Institution | 96,830 | Sold Some | -11,485 | -10.60 % | $1,516,358 | $1,432,116 | $-84,242 | -5.55 % | $9,992 | | | | | | News Article | History of Mazama Capital Management Inc Ownership Of Riskmetrics Group Inc |
| 2009-08-18 | 2009-06-30 | 13F-HR | Technology Crossover Management V Llc | Institution | 6,424,802 | No Change | 0 | 0 % | $100,612,399 | $95,022,822 | $-5,589,578 | -5.55 % | $0 | | | | | | News Article | History of Technology Crossover Management V Llc Ownership Of Riskmetrics Group Inc |
| 2009-08-18 | 2009-06-30 | 13F-HR | Us Bancorp De | Institution | 1,590 | Added More | 139 | 9.57 % | $24,899 | $23,516 | $-1,383 | -5.55 % | $-121 | | | | | | News Article | History of Us Bancorp De Ownership Of Riskmetrics Group Inc |
| 2009-08-17 | 2009-06-30 | 13F-HR | Madison Square Investors Llc | No Data | | Sold All | -3,551 | -100 % | | | | -3.01 % | $1,633 | | | | | | News Article | History of Madison Square Investors Llc Ownership Of Riskmetrics Group Inc |
| 2009-08-17 | 2009-06-30 | 13F-HR | Morgan Stanley | Institution | 3,817,135 | Sold Some | -172,498 | -4.32 % | $58,211,309 | $56,455,427 | $-1,755,882 | -3.01 % | $79,349 | | | | | | News Article | History of Morgan Stanley Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | American International Group Inc | Institution | 17,816 | Added More | 351 | 2.00 % | $275,079 | $263,499 | $-11,580 | -4.20 % | $-228 | | | | | | News Article | History of American International Group Inc Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Arbor Capital Management Llc | Institution | 472,500 | Sold Some | -88,000 | -15.70 % | $7,295,400 | $6,988,275 | $-307,125 | -4.20 % | $57,200 | | | | | | News Article | History of Arbor Capital Management Llc Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Axa | Institution | 80,810 | Added More | 15,436 | 23.61 % | $1,247,706 | $1,195,180 | $-52,527 | -4.20 % | $-10,033 | | | | | | News Article | History of Axa Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Bamco Inc | Institution | 4,277,757 | Added More | 54,937 | 1.30 % | $66,048,568 | $63,268,026 | $-2,780,542 | -4.20 % | $-35,709 | | | | | | News Article | History of Bamco Inc Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Citadel L P | Institution | 3,210 | Added More | 1,300 | 68.06 % | $49,562 | $47,476 | $-2,087 | -4.20 % | $-845 | | | | | | News Article | History of Citadel L P Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Citigroup Inc | Institution | 18,953 | Sold Some | -371 | -1.91 % | $292,634 | $280,315 | $-12,319 | -4.20 % | $241 | | | | | | News Article | History of Citigroup Inc Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Dekabank Deutsche Girozentrale | No Data | 101,102 | New Holding | 101,102 | 100 % | $1,561,015 | $1,495,299 | $-65,716 | -4.20 % | $-65,716 | | | | | | News Article | History of Dekabank Deutsche Girozentrale Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Delaware Management Business Trust | Institution | 75,735 | Added More | 4,020 | 5.60 % | $1,169,348 | $1,120,121 | $-49,228 | -4.20 % | $-2,613 | | | | | | News Article | History of Delaware Management Business Trust Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | General Atlantic Llc | Institution | 12,266,332 | Sold Some | -1,067,000 | -8.00 % | $189,392,166 | $181,419,050 | $-7,973,116 | -4.20 % | $693,550 | | | | | | News Article | History of General Atlantic Llc Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Geode Capital Management Llc | Institution | 61,377 | No Change | 0 | 0 % | $947,661 | $907,766 | $-39,895 | -4.20 % | $0 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 118,599 | Sold Some | -388,154 | -76.59 % | $1,831,169 | $1,754,079 | $-77,089 | -4.20 % | $252,300 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Haw D E And Co Inc | Institution | | Sold All | -74,232 | -100 % | | | | -4.20 % | $48,251 | | | | | | News Article | History of Haw D E And Co Inc Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Hbos Plc | No Data | 106,940 | No Compare | | | $1,651,154 | $1,581,643 | $-69,511 | -4.20 % | | | | | | | News Article | History of Hbos Plc Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Janus Capital Management Llc | Institution | 1,066,030 | Added More | 63,051 | 6.28 % | $16,459,503 | $15,766,584 | $-692,920 | -4.20 % | $-40,983 | | | | | | News Article | History of Janus Capital Management Llc Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Kbc Group Nv | Institution | 3,786 | Sold Some | -364 | -8.77 % | $58,456 | $55,995 | $-2,461 | -4.20 % | $237 | | | | | | News Article | History of Kbc Group Nv Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Loomis Sayles And Co L P | Institution | | Sold All | -182,079 | -100 % | | | | -4.20 % | $118,351 | | | | | | News Article | History of Loomis Sayles And Co L P Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Martingale Asset Management L P | Institution | 40,400 | Added More | 30,000 | 288.46 % | $623,776 | $597,516 | $-26,260 | -4.20 % | $-19,500 | | | | | | News Article | History of Martingale Asset Management L P Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 177,930 | New Holding | 177,930 | 100 % | $2,747,239 | $2,631,585 | $-115,655 | -4.20 % | $-115,655 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Millennium Management Llc | Institution | 62,496 | New Holding | 62,496 | 100 % | $964,938 | $924,316 | $-40,622 | -4.20 % | $-40,622 | | | | | | News Article | History of Millennium Management Llc Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | New York State Common Retirement Fund | Institution | 25,208 | New Holding | 25,208 | 100 % | $389,212 | $372,826 | $-16,385 | -4.20 % | $-16,385 | | | | | | News Article | History of New York State Common Retirement Fund Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Northern Trust Co Of Connecticut | Institution | 13,386 | Added More | 686 | 5.40 % | $206,680 | $197,979 | $-8,701 | -4.20 % | $-446 | | | | | | News Article | History of Northern Trust Co Of Connecticut Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Northern Trust Corp | Institution | 241,126 | Added More | 55,678 | 30.02 % | $3,722,985 | $3,566,254 | $-156,732 | -4.20 % | $-36,191 | | | | | | News Article | History of Northern Trust Corp Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Oppenheimer Funds Inc | Institution | 92,400 | Added More | 17,529 | 23.41 % | $1,426,656 | $1,366,596 | $-60,060 | -4.20 % | $-11,394 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 1,429,810 | Added More | 169,200 | 13.42 % | $22,076,266 | $21,146,890 | $-929,377 | -4.20 % | $-109,980 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | | Sold All | -4,229 | -100 % | | | | -4.20 % | $2,749 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Russell Frank Co | Institution | 6,025 | New Holding | 6,025 | 100 % | $93,026 | $89,110 | $-3,916 | -4.20 % | $-3,916 | | | | | | News Article | History of Russell Frank Co Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Two Sigma Investments Llc | Institution | | Sold All | -27,214 | -100 % | | | | -4.20 % | $17,689 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Vanguard Group Inc | Institution | 1,140,336 | Added More | 52,885 | 4.86 % | $17,606,788 | $16,865,569 | $-741,218 | -4.20 % | $-34,375 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Vinik Asset Management L P | Institution | 215,200 | New Holding | 215,200 | 100 % | $3,322,688 | $3,182,808 | $-139,880 | -4.20 % | $-139,880 | | | | | | News Article | History of Vinik Asset Management L P Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Wagonhound Investments Lp | Institution | | Sold All | -39,510 | -100 % | | | | -4.20 % | $25,682 | | | | | | News Article | History of Wagonhound Investments Lp Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | Wellington Management Co Llp | Institution | 23,100 | No Change | 0 | 0 % | $356,664 | $341,649 | $-15,015 | -4.20 % | $0 | | | | | | News Article | History of Wellington Management Co Llp Ownership Of Riskmetrics Group Inc |
| 2009-08-14 | 2009-06-30 | 13F-HR | White Elm Capital Llc | No Data | 214,392 | Sold Some | -46,800 | -17.91 % | $3,310,212 | $3,170,858 | $-139,355 | -4.20 % | $30,420 | | | | | | News Article | History of White Elm Capital Llc Ownership Of Riskmetrics Group Inc |
| 2009-08-13 | 2009-08-13 | 13F-HR | Peak6 Investments L P | Institution | | Sold All | -3,500 | -100 % | | | | -6.68 % | $3,710 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Riskmetrics Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 751,079 | Added More | 403,051 | 115.80 % | $11,904,602 | $11,108,458 | $-796,144 | -6.68 % | $-427,234 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Riskmetrics Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Barclays Plc | Institution | 232,216 | Added More | 24,825 | 11.97 % | $3,680,624 | $3,434,475 | $-246,149 | -6.68 % | $-26,315 | | | | | | News Article | History of Barclays Plc Ownership Of Riskmetrics Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Ing Investment Management Co | Institution | 38,200 | Sold Some | -18,900 | -33.09 % | $605,470 | $564,978 | $-40,492 | -6.68 % | $20,034 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Riskmetrics Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Marshall Ilsley Corp | Institution | 102,901 | Sold Some | -22,044 | -17.64 % | $1,630,981 | $1,521,906 | $-109,075 | -6.68 % | $23,367 | | | | | | News Article | History of Marshall Ilsley Corp Ownership Of Riskmetrics Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Renaissance Technologies Corp | Institution | | Sold All | -54,100 | -100 % | | | | -6.68 % | $57,346 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Riskmetrics Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Rs Investment Management Co Llc | Institution | 308,438 | Added More | 20,978 | 7.29 % | $4,888,742 | $4,561,798 | $-326,944 | -6.68 % | $-22,237 | | | | | | News Article | History of Rs Investment Management Co Llc Ownership Of Riskmetrics Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Tandard Life Investment | Institution | 1,337,000 | Added More | 1,173,200 | 716.23 % | $21,191,450 | $19,774,230 | $-1,417,220 | -6.68 % | $-1,243,592 | | | | | | News Article | History of Tandard Life Investment Ownership Of Riskmetrics Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Ubs Ag | Institution | 2,673 | Sold Some | -67 | -2.44 % | $42,367 | $39,534 | $-2,833 | -6.68 % | $71 | | | | | | News Article | History of Ubs Ag Ownership Of Riskmetrics Group Inc |
| 2009-08-13 | 2009-06-30 | 13F-HR | Wells Fargo And Co | Institution | 30,629 | Sold Some | -607,440 | -95.19 % | $485,470 | $453,003 | $-32,467 | -6.68 % | $643,886 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Riskmetrics Group Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | Credit Suisse First Boston | Institution | 49,144 | Added More | 21,655 | 78.77 % | $790,236 | $726,840 | $-63,396 | -8.02 % | $-27,935 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Riskmetrics Group Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | Criterion Capital Management Llc | Institution | 40,000 | New Holding | 40,000 | 100 % | $643,200 | $591,600 | $-51,600 | -8.02 % | $-51,600 | | | | | | News Article | History of Criterion Capital Management Llc Ownership Of Riskmetrics Group Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | First Mercantile Trust Co | Institution | 3,490 | Sold Some | -40,952 | -92.14 % | $56,119 | $51,617 | $-4,502 | -8.02 % | $52,828 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Riskmetrics Group Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | Lee Munder Investments Ltd | Institution | 37,215 | Sold Some | -48,559 | -56.61 % | $598,417 | $550,410 | $-48,007 | -8.02 % | $62,641 | | | | | | News Article | History of Lee Munder Investments Ltd Ownership Of Riskmetrics Group Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | Research Affiliates Llc | Institution | 12,005 | New Holding | 12,005 | 100 % | $193,040 | $177,554 | $-15,486 | -8.02 % | $-15,486 | | | | | | News Article | History of Research Affiliates Llc Ownership Of Riskmetrics Group Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | Usquehanna International Group Llp | Institution | 4,016 | New Holding | 4,016 | 100 % | $64,577 | $59,397 | $-5,181 | -8.02 % | $-5,181 | | | | | | News Article | History of Usquehanna International Group Llp Ownership Of Riskmetrics Group Inc |
| 2009-08-12 | 2009-06-30 | 13F-HR | Wall Street Associate | Institution | 319,900 | Sold Some | -166,400 | -34.21 % | $5,143,992 | $4,731,321 | $-412,671 | -8.02 % | $214,656 | | | | | | News Article | History of Wall Street Associate Ownership Of Riskmetrics Group Inc |
| 2009-08-11 | 2009-06-30 | 13F-HR | American Century Companies Inc | Institution | 13,231 | Sold Some | -1,960 | -12.90 % | $213,945 | $195,686 | $-18,259 | -8.53 % | $2,705 | | | | | | News Article | History of American Century Companies Inc Ownership Of Riskmetrics Group Inc |
| 2009-08-11 | 2009-06-30 | 13F-HR | Amvescap Plc | Institution | 52,609 | Added More | 33,321 | 172.75 % | $850,688 | $778,087 | $-72,600 | -8.53 % | $-45,983 | | | | | | News Article | History of Amvescap Plc Ownership Of Riskmetrics Group Inc |
| 2009-08-11 | 2009-06-30 | 13F-HR | Blackrock Inc | No Data | 83,376 | Sold Some | -4,074 | -4.65 % | $1,348,190 | $1,233,131 | $-115,059 | -8.53 % | $5,622 | | | | | | News Article | History of Blackrock Inc Ownership Of Riskmetrics Group Inc |
| 2009-08-11 | 2009-06-30 | 13F-HR | Charles Schwab Trust Company A Division Of Charles Schwab B | No Data | 24,170 | New Holding | 24,170 | 100 % | $390,829 | $357,474 | $-33,355 | -8.53 % | $-33,355 | | | | | | News Article | History of Charles Schwab Trust Company A Division Of Charles Schwab B Ownership Of Riskmetrics Group Inc |
| 2009-08-11 | 2009-06-30 | 13F-HR | First Q Capital Llc | Institution | 8,453 | No Change | 0 | 0 % | $136,685 | $125,020 | $-11,665 | -8.53 % | $0 | | | | | | News Article | History of First Q Capital Llc Ownership Of Riskmetrics Group Inc |
| 2009-08-11 | 2009-06-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 722 | Added More | 94 | 14.96 % | $11,675 | $10,678 | $-996 | -8.53 % | $-130 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Riskmetrics Group Inc |
| 2009-08-11 | 2009-06-30 | 13F-HR | Padco Advisors Inc | Institution | 598 | Sold Some | -456 | -43.26 % | $9,670 | $8,844 | $-825 | -8.53 % | $629 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Riskmetrics Group Inc |
| 2009-08-11 | 2009-06-30 | 13F-HR | Umb Bank N A | Institution | 37,700 | New Holding | 37,700 | 100 % | $609,609 | $557,583 | $-52,026 | -8.53 % | $-52,026 | | | | | | News Article | History of Umb Bank N A Ownership Of Riskmetrics Group Inc |
| 2009-08-10 | 2009-06-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 238,510 | Added More | 132,500 | 124.98 % | $3,844,781 | $3,527,563 | $-317,218 | -8.25 % | $-176,225 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Riskmetrics Group Inc |
| 2009-08-10 | 2009-06-30 | 13F-HR | Hartford Investment Management Co | Institution | | Sold All | -203,555 | -100 % | | | | -8.25 % | $270,728 | | | | | | News Article | History of Hartford Investment Management Co Ownership Of Riskmetrics Group Inc |
| 2009-08-10 | 2009-06-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 22,093 | Sold Some | -3,252 | -12.83 % | $356,139 | $326,755 | $-29,384 | -8.25 % | $4,325 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Riskmetrics Group Inc |
| 2009-08-10 | 2008-08-06 | 4 | Duff Philip N | Insider | 10,000 | Added More | 5,000 | | $161,200 | $147,900 | $-13,300 | -8.25 % | $-6,650 | X | | | | | News Article | History of Duff Philip N Ownership Of Riskmetrics Group Inc |