| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-20 | 2009-09-30 | 13F-HR/A | Janney Montgomery Scott Llc | Institution | 10,662 | Added More | 3,318 | 45.17 % | $2,259,278 | $2,259,278 | $0 | 0.00 % | $0 | | | | | | News Article | History of Janney Montgomery Scott Llc Ownership Of Rio Tinto Plc |
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Rbc Asset Management Inc | Institution | 306,393 | Added More | 276,190 | 914.44 % | $65,522,143 | $64,924,677 | $-597,466 | -0.91 % | $-538,571 | | | | | | News Article | History of Rbc Asset Management Inc Ownership Of Rio Tinto Plc |
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Royal Bank Of Canada | Institution | 127 | Added More | 2 | 1.60 % | $27,159 | $26,911 | $-248 | -0.91 % | $-4 | | | | | | News Article | History of Royal Bank Of Canada Ownership Of Rio Tinto Plc |
| 2009-11-19 | 2009-09-30 | 13F-HR | Wood Asset Management Inc | Institution | 21,862 | Sold Some | -587 | -2.61 % | $4,675,189 | $4,632,558 | $-42,631 | -0.91 % | $1,145 | | | | | | News Article | History of Wood Asset Management Inc Ownership Of Rio Tinto Plc |
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | 35,698 | Added More | 16,893 | 89.83 % | $7,853,560 | $7,564,406 | $-289,154 | -3.68 % | $-136,833 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Rio Tinto Plc |
| 2009-11-18 | 2009-09-30 | 13F-HR | Royal Bank Of Canada Trust Co Ltd | Institution | 100 | No Change | 0 | 0 % | $22,000 | $21,190 | $-810 | -3.68 % | $0 | | | | | | News Article | History of Royal Bank Of Canada Trust Co Ltd Ownership Of Rio Tinto Plc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 8,991 | Added More | 202 | 2.29 % | $1,993,754 | $1,905,193 | $-88,561 | -4.44 % | $-1,990 | | | | | | News Article | History of Amvescap Plc Ownership Of Rio Tinto Plc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 6,057 | Added More | 3,116 | 105.95 % | $1,343,140 | $1,283,478 | $-59,661 | -4.44 % | $-30,693 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Rio Tinto Plc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Van Eck Associates Corp | Institution | 374,846 | Added More | 106,691 | 39.78 % | $83,122,101 | $79,429,867 | $-3,692,233 | -4.44 % | $-1,050,906 | | | | | | News Article | History of Van Eck Associates Corp Ownership Of Rio Tinto Plc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 41,427 | Added More | 412 | 1.00 % | $9,186,437 | $8,778,381 | $-408,056 | -4.44 % | $-4,058 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Acadia Trust Na | Institution | 280 | No Change | 0 | 0 % | $61,824 | $59,332 | $-2,492 | -4.03 % | $0 | | | | | | News Article | History of Acadia Trust Na Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Alpha Equity Management Llc | Institution | 2,700 | Sold Some | -3,100 | -53.44 % | $596,160 | $572,130 | $-24,030 | -4.03 % | $27,590 | | | | | | News Article | History of Alpha Equity Management Llc Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 38 | Added More | 16 | 72.72 % | $8,390 | $8,052 | $-338 | -4.03 % | $-142 | | | | | | News Article | History of American International Group Inc Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Balyasny Asset Management Llc | Institution | | Sold All | -10,000 | -100 % | | | | -4.03 % | $89,000 | | | | | | News Article | History of Balyasny Asset Management Llc Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bancorpsouth Inc | Institution | | Sold All | -63 | -100 % | | | | -4.03 % | $561 | | | | | | News Article | History of Bancorpsouth Inc Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bay Harbour Management Lc | Institution | 30,000 | Added More | 5,000 | 20.00 % | $6,624,000 | $6,357,000 | $-267,000 | -4.03 % | $-44,500 | | | | | | News Article | History of Bay Harbour Management Lc Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bay Hill Capital Management Llc | No Data | | Sold All | -42,205 | -100 % | | | | -4.03 % | $375,625 | | | | | | News Article | History of Bay Hill Capital Management Llc Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Black River Asset Management Llc | Institution | 800 | Added More | 300 | 60.00 % | $176,640 | $169,520 | $-7,120 | -4.03 % | $-2,670 | | | | | | News Article | History of Black River Asset Management Llc Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bluestein R H And Co | Institution | 6,410 | Sold Some | -1,545 | -19.42 % | $1,415,328 | $1,358,279 | $-57,049 | -4.03 % | $13,751 | | | | | | News Article | History of Bluestein R H And Co Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bridgewater Investment Management Llc | Institution | 7,330 | Added More | 4,675 | 176.08 % | $1,618,464 | $1,553,227 | $-65,237 | -4.03 % | $-41,608 | | | | | | News Article | History of Bridgewater Investment Management Llc Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Brookline Avenue Partners Lp | Institution | 17,350 | New Holding | 17,350 | 100 % | $3,830,880 | $3,676,465 | $-154,415 | -4.03 % | $-154,415 | | | | | | News Article | History of Brookline Avenue Partners Lp Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Brown Investment Advisory And Trust Co | Institution | 1,273 | Added More | 23 | 1.84 % | $281,078 | $269,749 | $-11,330 | -4.03 % | $-205 | | | | | | News Article | History of Brown Investment Advisory And Trust Co Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capital Guardian Trust Co | Institution | 62,811 | Added More | 2,743 | 4.56 % | $13,868,669 | $13,309,651 | $-559,018 | -4.03 % | $-24,413 | | | | | | News Article | History of Capital Guardian Trust Co Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Catapult Capital Management Llc | Institution | | Sold All | -74,380 | -100 % | | | | -4.03 % | $661,982 | | | | | | News Article | History of Catapult Capital Management Llc Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 6,079 | Added More | 2,523 | 70.95 % | $1,342,243 | $1,288,140 | $-54,103 | -4.03 % | $-22,455 | | | | | | News Article | History of Citadel L P Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Concert Wealth Management Inc | No Data | 38 | Added More | 8 | 26.66 % | $8,390 | $8,052 | $-338 | -4.03 % | $-71 | | | | | | News Article | History of Concert Wealth Management Inc Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Eaton Vance Management | Institution | 41,369 | New Holding | 41,369 | 100 % | $9,134,275 | $8,766,091 | $-368,184 | -4.03 % | $-368,184 | | | | | | News Article | History of Eaton Vance Management Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Employees Retirement System Of Texas | Institution | 3,600 | No Change | 0 | 0 % | $794,880 | $762,840 | $-32,040 | -4.03 % | $0 | | | | | | News Article | History of Employees Retirement System Of Texas Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ewt Llc | Institution | 1,701 | New Holding | 1,701 | 100 % | $375,581 | $360,442 | $-15,139 | -4.03 % | $-15,139 | | | | | | News Article | History of Ewt Llc Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | Institution | 3,227 | Added More | 1,302 | 67.63 % | $712,522 | $683,801 | $-28,720 | -4.03 % | $-11,588 | | | | | | News Article | History of Fifth Third Bancorp Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 1,105,474 | Added More | 2,287 | 0.20 % | $244,088,659 | $234,249,941 | $-9,838,719 | -4.03 % | $-20,354 | | | | | | News Article | History of Fmr Corp Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fort Hill Capital Management Llc | No Data | | Sold All | -11,542 | -100 % | | | | -4.03 % | $102,724 | | | | | | News Article | History of Fort Hill Capital Management Llc Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Hale And Dorr Capital Management Llc | Institution | 11,364 | Added More | 1,619 | 16.61 % | $2,509,171 | $2,408,032 | $-101,140 | -4.03 % | $-14,409 | | | | | | News Article | History of Hale And Dorr Capital Management Llc Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Highfields Capital Management Lp | Institution | 58,000 | New Holding | 58,000 | 100 % | $12,806,400 | $12,290,200 | $-516,200 | -4.03 % | $-516,200 | | | | | | News Article | History of Highfields Capital Management Lp Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 69,383 | Sold Some | -18,801 | -21.32 % | $15,319,766 | $14,702,258 | $-617,509 | -4.03 % | $167,329 | | | | | | News Article | History of Ing Groep Nv Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Mackenzie Financial Corp | Institution | 10,400 | Added More | 100 | 0.97 % | $2,296,320 | $2,203,760 | $-92,560 | -4.03 % | $-890 | | | | | | News Article | History of Mackenzie Financial Corp Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Mission Global Advisers Llc | No Data | | Sold All | -2,000 | -100 % | | | | -4.03 % | $17,800 | | | | | | News Article | History of Mission Global Advisers Llc Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Moore Capital Management Lp | Institution | 11,600 | New Holding | 11,600 | 100 % | $2,561,280 | $2,458,040 | $-103,240 | -4.03 % | $-103,240 | | | | | | News Article | History of Moore Capital Management Lp Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 347,752 | Added More | 290,146 | 503.67 % | $76,783,642 | $73,688,649 | $-3,094,993 | -4.03 % | $-2,582,299 | | | | | | News Article | History of Morgan Stanley Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | New York State Teachers Retirement System | Institution | 22,100 | New Holding | 22,100 | 100 % | $4,879,680 | $4,682,990 | $-196,690 | -4.03 % | $-196,690 | | | | | | News Article | History of New York State Teachers Retirement System Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 110,319 | Added More | 40,048 | 56.99 % | $24,358,435 | $23,376,596 | $-981,839 | -4.03 % | $-356,427 | | | | | | News Article | History of Northern Trust Corp Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Quantlab Capital Management Ltd | Institution | 1,989 | Sold Some | -2,449 | -55.18 % | $439,171 | $421,469 | $-17,702 | -4.03 % | $21,796 | | | | | | News Article | History of Quantlab Capital Management Ltd Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Rafferty Asset Management Llc | Institution | 950 | Added More | 266 | 38.88 % | $209,760 | $201,305 | $-8,455 | -4.03 % | $-2,367 | | | | | | News Article | History of Rafferty Asset Management Llc Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Rbc Dominion Securities Inc | Institution | 24,912 | Sold Some | -15,663 | -38.60 % | $5,500,570 | $5,278,853 | $-221,717 | -4.03 % | $139,401 | | | | | | News Article | History of Rbc Dominion Securities Inc Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Sac Capital Advisors Lp | No Data | 49,409 | Added More | 18,808 | 61.46 % | $10,909,507 | $10,469,767 | $-439,740 | -4.03 % | $-167,391 | | | | | | News Article | History of Sac Capital Advisors Lp Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 33,485 | Sold Some | -45,875 | -57.80 % | $7,393,488 | $7,095,472 | $-298,017 | -4.03 % | $408,288 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | | Sold All | -32,198 | -100 % | | | | -4.03 % | $286,562 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ubs Global Asset Management Americas Inc | Institution | 67,607 | Sold Some | -6,658 | -8.96 % | $14,927,626 | $14,325,923 | $-601,702 | -4.03 % | $59,256 | | | | | | News Article | History of Ubs Global Asset Management Americas Inc Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 22,871 | Added More | 8,941 | 64.18 % | $5,049,917 | $4,846,365 | $-203,552 | -4.03 % | $-79,575 | | | | | | News Article | History of Us Bancorp De Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Walleye Trading Llc | Institution | 21,582 | Added More | 5,458 | 33.85 % | $4,765,306 | $4,573,226 | $-192,080 | -4.03 % | $-48,576 | | | | | | News Article | History of Walleye Trading Llc Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Walter Capital Management Llp | Institution | 22,850 | Sold Some | -20,050 | -46.73 % | $5,045,280 | $4,841,915 | $-203,365 | -4.03 % | $178,445 | | | | | | News Article | History of Walter Capital Management Llp Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wasatch Advisors Inc | Institution | 4,788 | Sold Some | -3,225 | -40.24 % | $1,057,190 | $1,014,577 | $-42,613 | -4.03 % | $28,703 | | | | | | News Article | History of Wasatch Advisors Inc Ownership Of Rio Tinto Plc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wentworth Hauser And Violich | Institution | 1,760,717 | Added More | 105,645 | 6.38 % | $388,766,314 | $373,095,932 | $-15,670,381 | -4.03 % | $-940,241 | | | | | | News Article | History of Wentworth Hauser And Violich Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-11-13 | 13F-HR | Wilmington Trust Co | Institution | 2,362 | Added More | 555 | 30.71 % | $496,138 | $500,508 | $4,370 | 0.88 % | $1,027 | | | | | | News Article | History of Wilmington Trust Co Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-11-13 | 13F-HR | Wilmington Trust Fsb | Institution | 1,419 | New Holding | 1,419 | 100 % | $298,061 | $300,686 | $2,625 | 0.88 % | $2,625 | | | | | | News Article | History of Wilmington Trust Fsb Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | 14,788 | Sold Some | -36,505 | -71.16 % | $3,106,219 | $3,133,577 | $27,358 | 0.88 % | $-67,534 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Alpine Woods Capital Investors Llc | Institution | 135,500 | Sold Some | -44,700 | -24.80 % | $28,461,775 | $28,712,450 | $250,675 | 0.88 % | $-82,695 | | | | | | News Article | History of Alpine Woods Capital Investors Llc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 142,958 | Added More | 18,316 | 14.69 % | $30,028,328 | $30,292,800 | $264,472 | 0.88 % | $33,885 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Atticus Capital Lp | Institution | | Sold All | -438,300 | -100 % | | | | 0.88 % | $-810,855 | | | | | | News Article | History of Atticus Capital Lp Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 1,385,000 | Added More | 842,718 | 155.40 % | $290,919,250 | $293,481,500 | $2,562,250 | 0.88 % | $1,559,028 | | | | | | News Article | History of Axa Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 407,955 | Added More | 121,586 | 42.45 % | $85,690,948 | $86,445,665 | $754,717 | 0.88 % | $224,934 | | | | | | News Article | History of Barclays Plc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bartlett And Co | Institution | 86,184 | Added More | 13,412 | 18.43 % | $18,102,949 | $18,262,390 | $159,440 | 0.88 % | $24,812 | | | | | | News Article | History of Bartlett And Co Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Blenheim Capital Management L L C | Institution | 80,000 | Added More | 31,000 | 63.26 % | $16,804,000 | $16,952,000 | $148,000 | 0.88 % | $57,350 | | | | | | News Article | History of Blenheim Capital Management L L C Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 3,865 | Added More | 2,415 | 166.55 % | $811,843 | $818,994 | $7,150 | 0.88 % | $4,468 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bowen Hanes And Co Inc | Institution | 2,650 | Added More | 150 | 6.00 % | $556,633 | $561,535 | $4,903 | 0.88 % | $278 | | | | | | News Article | History of Bowen Hanes And Co Inc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Caisse De Depot Et Placement Du Quebec | Institution | 15,000 | No Change | 0 | 0 % | $3,150,750 | $3,178,500 | $27,750 | 0.88 % | $0 | | | | | | News Article | History of Caisse De Depot Et Placement Du Quebec Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Capital One Financial Corp | Institution | 11 | Sold Some | -4 | -26.66 % | $2,311 | $2,331 | $20 | 0.88 % | $-7 | | | | | | News Article | History of Capital One Financial Corp Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Carlson Capital L P | Institution | 63,000 | Added More | 2,300 | 3.78 % | $13,233,150 | $13,349,700 | $116,550 | 0.88 % | $4,255 | | | | | | News Article | History of Carlson Capital L P Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Clearbridge Advisors Llc | Institution | 64,778 | Added More | 19,747 | 43.85 % | $13,606,619 | $13,726,458 | $119,839 | 0.88 % | $36,532 | | | | | | News Article | History of Clearbridge Advisors Llc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | 1,821 | Sold Some | -2,550 | -58.33 % | $382,501 | $385,870 | $3,369 | 0.88 % | $-4,718 | | | | | | News Article | History of Credit Agricole S A Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Diamondback Capital Management Llc | Institution | | Sold All | -11,735 | -100 % | | | | 0.88 % | $-21,710 | | | | | | News Article | History of Diamondback Capital Management Llc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Earnest Partners Llc | Institution | 103,275 | Added More | 49,100 | 90.63 % | $21,692,914 | $21,883,973 | $191,059 | 0.88 % | $90,835 | | | | | | News Article | History of Earnest Partners Llc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | First Mercantile Trust Co | Institution | 1,510 | New Holding | 1,510 | 100 % | $317,176 | $319,969 | $2,794 | 0.88 % | $2,794 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 13,137 | Added More | 3,101 | 30.89 % | $2,759,427 | $2,783,730 | $24,303 | 0.88 % | $5,737 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Hbk Investments L P | Institution | 32,113 | Sold Some | -14,287 | -30.79 % | $6,745,336 | $6,804,745 | $59,409 | 0.88 % | $-26,431 | | | | | | News Article | History of Hbk Investments L P Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Henderson Group Plc | Institution | 15,960 | New Holding | 15,960 | 100 % | $3,352,398 | $3,381,924 | $29,526 | 0.88 % | $29,526 | | | | | | News Article | History of Henderson Group Plc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jefferies Group Inc | Institution | | Sold All | -2,000 | -100 % | | | | 0.88 % | $-3,700 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jennison Associates Llc | Institution | 233,400 | Added More | 1,400 | 0.60 % | $49,025,670 | $49,457,460 | $431,790 | 0.88 % | $2,590 | | | | | | News Article | History of Jennison Associates Llc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Keybank National Association | Institution | 5,585 | Sold Some | -695 | -11.06 % | $1,173,129 | $1,183,462 | $10,332 | 0.88 % | $-1,286 | | | | | | News Article | History of Keybank National Association Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | Institution | | Sold All | -1,510 | -100 % | | | | 0.88 % | $-2,794 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Legg Mason Investment Counsel Llc | Institution | 434 | Added More | 107 | 32.72 % | $91,162 | $91,965 | $803 | 0.88 % | $198 | | | | | | News Article | History of Legg Mason Investment Counsel Llc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Legg Mason Trust Company National Association | Institution | 600 | No Change | 0 | 0 % | $126,030 | $127,140 | $1,110 | 0.88 % | $0 | | | | | | News Article | History of Legg Mason Trust Company National Association Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Managed Account Advisors Llc | Institution | 83,329 | Added More | 36,006 | 76.08 % | $17,503,256 | $17,657,415 | $154,159 | 0.88 % | $66,611 | | | | | | News Article | History of Managed Account Advisors Llc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mason Street Advisors Llc | Institution | 105,000 | Sold Some | -102,145 | -49.31 % | $22,055,250 | $22,249,500 | $194,250 | 0.88 % | $-188,968 | | | | | | News Article | History of Mason Street Advisors Llc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Neuberger Berman Group Llc | No Data | 3,941 | Added More | 1,717 | 77.20 % | $827,807 | $835,098 | $7,291 | 0.88 % | $3,176 | | | | | | News Article | History of Neuberger Berman Group Llc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Northwestern Mutual Wealth Management Co | Institution | 178 | No Change | 0 | 0 % | $37,389 | $37,718 | $329 | 0.88 % | $0 | | | | | | News Article | History of Northwestern Mutual Wealth Management Co Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Oppenheimer And Co Inc | Institution | 4,914 | Added More | 548 | 12.55 % | $1,032,186 | $1,041,277 | $9,091 | 0.88 % | $1,014 | | | | | | News Article | History of Oppenheimer And Co Inc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Peoples United Financial Inc | Institution | 2,260 | Sold Some | -51 | -2.20 % | $474,713 | $478,894 | $4,181 | 0.88 % | $-94 | | | | | | News Article | History of Peoples United Financial Inc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 15,890 | Added More | 1,450 | 10.04 % | $3,337,695 | $3,367,091 | $29,397 | 0.88 % | $2,683 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | 52 | No Change | 0 | 0 % | $10,923 | $11,019 | $96 | 0.88 % | $0 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 2,642 | Added More | 2,205 | 504.57 % | $554,952 | $559,840 | $4,888 | 0.88 % | $4,079 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Private Counsel Inc | Institution | 275 | Added More | 10 | 3.77 % | $57,764 | $58,273 | $509 | 0.88 % | $19 | | | | | | News Article | History of Rbc Private Counsel Inc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Private Counsel Usa Inc | Institution | 195 | Added More | 6 | 3.17 % | $40,960 | $41,321 | $361 | 0.88 % | $11 | | | | | | News Article | History of Rbc Private Counsel Usa Inc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 536,000 | New Holding | 536,000 | 100 % | $112,586,800 | $113,578,400 | $991,600 | 0.88 % | $991,600 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Sarofim Fayez | Institution | 268,215 | Sold Some | -4,653 | -1.70 % | $56,338,561 | $56,834,759 | $496,198 | 0.88 % | $-8,608 | | | | | | News Article | History of Sarofim Fayez Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Schafer Cullen Capital Management Inc | Institution | 170 | New Holding | 170 | 100 % | $35,709 | $36,023 | $315 | 0.88 % | $315 | | | | | | News Article | History of Schafer Cullen Capital Management Inc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 11,418 | Sold Some | -6,244 | -35.35 % | $2,398,351 | $2,419,474 | $21,123 | 0.88 % | $-11,551 | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Toronto Dominion Bank | Institution | 975 | Sold Some | -9,155 | -90.37 % | $204,799 | $206,603 | $1,804 | 0.88 % | $-16,937 | | | | | | News Article | History of Toronto Dominion Bank Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | U S Global Investors Inc | Institution | | Sold All | -80,000 | -100 % | | | | 0.88 % | $-148,000 | | | | | | News Article | History of U S Global Investors Inc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Wolverine Asset Management Llc | Institution | | Sold All | -1,200 | -100 % | | | | 0.88 % | $-2,220 | | | | | | News Article | History of Wolverine Asset Management Llc Ownership Of Rio Tinto Plc |
| 2009-11-13 | 2009-06-30 | 13F-HR/A | Caisse De Depot Et Placement Du Quebec | Institution | 15,000 | No Change | 0 | 0 % | $3,150,750 | $3,178,500 | $27,750 | 0.88 % | $0 | | | | | | News Article | History of Caisse De Depot Et Placement Du Quebec Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-10-30 | 13F-HR | Td Asset Management Inc | Institution | | Sold All | -9,000 | -100 % | | | | 4.48 % | $-81,900 | | | | | | News Article | History of Td Asset Management Inc Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allianz Global Investors Of America L P | Institution | 30,150 | Added More | 650 | 2.20 % | $6,114,420 | $6,388,785 | $274,365 | 4.48 % | $5,915 | | | | | | News Article | History of Allianz Global Investors Of America L P Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 2,552 | Added More | 47 | 1.87 % | $517,546 | $540,769 | $23,223 | 4.48 % | $428 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Beddow Capital Management Inc | Institution | 6,625 | Added More | 200 | 3.11 % | $1,343,550 | $1,403,838 | $60,288 | 4.48 % | $1,820 | | | | | | News Article | History of Beddow Capital Management Inc Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Causeway Capital Management Llc | Institution | 10,725 | Added More | 1,879 | 21.24 % | $2,175,030 | $2,272,628 | $97,598 | 4.48 % | $17,099 | | | | | | News Article | History of Causeway Capital Management Llc Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Claymore Advisors Llc | Institution | 30,776 | Added More | 8,253 | 36.64 % | $6,241,373 | $6,521,434 | $280,062 | 4.48 % | $75,102 | | | | | | News Article | History of Claymore Advisors Llc Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Corestates Capital Advisors Llc | No Data | 73 | Added More | 40 | 121.21 % | $14,804 | $15,469 | $664 | 4.48 % | $364 | | | | | | News Article | History of Corestates Capital Advisors Llc Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson D A And Co | Institution | 35 | No Change | 0 | 0 % | $7,098 | $7,417 | $319 | 4.48 % | $0 | | | | | | News Article | History of Davidson D A And Co Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson Investment Advisors | Institution | 35 | New Holding | 35 | 100 % | $7,098 | $7,417 | $319 | 4.48 % | $319 | | | | | | News Article | History of Davidson Investment Advisors Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Delphi Management Inc | Institution | 3,382 | Added More | 200 | 6.28 % | $685,870 | $716,646 | $30,776 | 4.48 % | $1,820 | | | | | | News Article | History of Delphi Management Inc Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dodge And Cox | Institution | 23,175 | Sold Some | -1,300 | -5.31 % | $4,699,890 | $4,910,783 | $210,893 | 4.48 % | $-11,830 | | | | | | News Article | History of Dodge And Cox Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Everett Harris And Co | Institution | 1,360 | Sold Some | -20 | -1.44 % | $275,808 | $288,184 | $12,376 | 4.48 % | $-182 | | | | | | News Article | History of Everett Harris And Co Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Quadrant L P | Institution | 5,500 | No Change | 0 | 0 % | $1,115,400 | $1,165,450 | $50,050 | 4.48 % | $0 | | | | | | News Article | History of First Quadrant L P Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Franklin Resources Inc | Institution | 53,006 | Added More | 18,620 | 54.14 % | $10,749,617 | $11,231,971 | $482,355 | 4.48 % | $169,442 | | | | | | News Article | History of Franklin Resources Inc Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gamco Investors Inc Et Al | Institution | 155,642 | Added More | 70,562 | 82.93 % | $31,564,198 | $32,980,540 | $1,416,342 | 4.48 % | $642,114 | | | | | | News Article | History of Gamco Investors Inc Et Al Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Horizon Global Advisers Llc | Institution | | Sold All | -4,416 | -100 % | | | | 4.48 % | $-40,186 | | | | | | News Article | History of Horizon Global Advisers Llc Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 69,383 | Sold Some | -29,894 | -30.11 % | $14,070,872 | $14,702,258 | $631,385 | 4.48 % | $-272,035 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 70,076 | Sold Some | -29,201 | -29.41 % | $14,211,413 | $14,849,104 | $637,692 | 4.48 % | $-265,729 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kinetics Asset Management Inc | Institution | 324,407 | New Holding | 324,407 | 100 % | $65,789,740 | $68,741,843 | $2,952,104 | 4.48 % | $2,952,104 | | | | | | News Article | History of Kinetics Asset Management Inc Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 157,653 | Added More | 118,589 | 303.57 % | $31,972,028 | $33,406,671 | $1,434,642 | 4.48 % | $1,079,160 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oshaughnessy Asset Management Llc | Institution | 10,971 | Sold Some | -28,827 | -72.43 % | $2,224,919 | $2,324,755 | $99,836 | 4.48 % | $-262,326 | | | | | | News Article | History of Oshaughnessy Asset Management Llc Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 9,406 | Added More | 2,970 | 46.14 % | $1,907,537 | $1,993,131 | $85,595 | 4.48 % | $27,027 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 16,045 | Added More | 7,911 | 97.25 % | $3,253,926 | $3,399,936 | $146,010 | 4.48 % | $71,990 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Partnerre Asset Management Corp | Institution | 2,530 | Added More | 400 | 18.77 % | $513,084 | $536,107 | $23,023 | 4.48 % | $3,640 | | | | | | News Article | History of Partnerre Asset Management Corp Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Placemark Investments Inc | Institution | 7,044 | Added More | 5,440 | 339.15 % | $1,428,523 | $1,492,624 | $64,100 | 4.48 % | $49,504 | | | | | | News Article | History of Placemark Investments Inc Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Qa3 Financial Llc | No Data | 235 | No Change | 0 | 0 % | $47,658 | $49,797 | $2,139 | 4.48 % | $0 | | | | | | News Article | History of Qa3 Financial Llc Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 6,280 | New Holding | 6,280 | 100 % | $1,273,584 | $1,330,732 | $57,148 | 4.48 % | $57,148 | | | | | | News Article | History of Russell Frank Co Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Schmeidler A R And Co Inc | Institution | 10,625 | Sold Some | -200 | -1.84 % | $2,154,750 | $2,251,438 | $96,688 | 4.48 % | $-1,820 | | | | | | News Article | History of Schmeidler A R And Co Inc Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Scotia Cassels Investment Counsel Ltd | Institution | 96,020 | Added More | 88,820 | 1233.61 % | $19,472,856 | $20,346,638 | $873,782 | 4.48 % | $808,262 | | | | | | News Article | History of Scotia Cassels Investment Counsel Ltd Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Signaturefd Llc | No Data | 200 | No Change | 0 | 0 % | $40,560 | $42,380 | $1,820 | 4.48 % | $0 | | | | | | News Article | History of Signaturefd Llc Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sm And R Investments Inc | Institution | 275 | No Change | 0 | 0 % | $55,770 | $58,273 | $2,503 | 4.48 % | $0 | | | | | | News Article | History of Sm And R Investments Inc Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | State Farm Mutual Automobile Insurance Co | Institution | 3,365,705 | No Change | 0 | 0 % | $682,564,974 | $713,192,890 | $30,627,916 | 4.48 % | $0 | | | | | | News Article | History of State Farm Mutual Automobile Insurance Co Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Suntrust Banks Inc | Institution | 2,615 | Added More | 980 | 59.93 % | $530,322 | $554,119 | $23,797 | 4.48 % | $8,918 | | | | | | News Article | History of Suntrust Banks Inc Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 29,472 | Added More | 2,906 | 10.93 % | $5,976,922 | $6,245,117 | $268,195 | 4.48 % | $26,445 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tewksbury Capital Management Ltd | Institution | | Sold All | -11,282 | -100 % | | | | 4.48 % | $-102,666 | | | | | | News Article | History of Tewksbury Capital Management Ltd Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ubs Oconnor Llc | Institution | 1,900 | New Holding | 1,900 | 100 % | $385,320 | $402,610 | $17,290 | 4.48 % | $17,290 | | | | | | News Article | History of Ubs Oconnor Llc Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Wm Advisors Inc | Institution | 1,600 | New Holding | 1,600 | 100 % | $324,480 | $339,040 | $14,560 | 4.48 % | $14,560 | | | | | | News Article | History of Wm Advisors Inc Ownership Of Rio Tinto Plc |
| 2009-11-12 | 2009-09-30 | 13F-HR | World Asset Management Inc | Institution | 34,238 | No Change | 0 | 0 % | $6,943,466 | $7,255,032 | $311,566 | 4.48 % | $0 | | | | | | News Article | History of World Asset Management Inc Ownership Of Rio Tinto Plc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Aperio Group Llc | Institution | 7,193 | Added More | 275 | 3.97 % | $1,483,053 | $1,524,197 | $41,144 | 2.77 % | $1,573 | | | | | | News Article | History of Aperio Group Llc Ownership Of Rio Tinto Plc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Asset Advisors Corp | Institution | 7,050 | Added More | 2,050 | 41.00 % | $1,453,569 | $1,493,895 | $40,326 | 2.77 % | $11,726 | | | | | | News Article | History of Asset Advisors Corp Ownership Of Rio Tinto Plc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Bahl And Gaynor Inc | Institution | 1,425 | Sold Some | -200 | -12.30 % | $293,807 | $301,958 | $8,151 | 2.77 % | $-1,144 | | | | | | News Article | History of Bahl And Gaynor Inc Ownership Of Rio Tinto Plc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 72,112 | Sold Some | -45,060 | -38.45 % | $14,868,052 | $15,280,533 | $412,481 | 2.77 % | $-257,743 | | | | | | News Article | History of Citigroup Inc Ownership Of Rio Tinto Plc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 40,198 | Added More | 10,745 | 36.48 % | $8,288,024 | $8,517,956 | $229,933 | 2.77 % | $61,461 | | | | | | News Article | History of Comerica Bank Ownership Of Rio Tinto Plc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Cypress Asset Management Inc | Institution | 5,385 | Added More | 3,105 | 136.18 % | $1,110,279 | $1,141,082 | $30,802 | 2.77 % | $17,761 | | | | | | News Article | History of Cypress Asset Management Inc Ownership Of Rio Tinto Plc |
| 2009-11-10 | 2009-09-30 | 13F-HR | First National Trust Co | Institution | 2,895 | Added More | 10 | 0.34 % | $596,891 | $613,451 | $16,559 | 2.77 % | $57 | | | | | | News Article | History of First National Trust Co Ownership Of Rio Tinto Plc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Glenmede Trust Co Na | Institution | 34,909 | Added More | 1,330 | 3.96 % | $7,197,538 | $7,397,217 | $199,679 | 2.77 % | $7,608 | | | | | | News Article | History of Glenmede Trust Co Na Ownership Of Rio Tinto Plc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ig Investment Management Ltd | Institution | 217,300 | New Holding | 217,300 | 100 % | $44,802,914 | $46,045,870 | $1,242,956 | 2.77 % | $1,242,956 | | | | | | News Article | History of Ig Investment Management Ltd Ownership Of Rio Tinto Plc |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 132,017 | Added More | 53,236 | 67.57 % | $27,219,265 | $27,974,402 | $755,137 | 2.77 % | $304,510 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Rio Tinto Plc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Kellogg Group Llc | Institution | 3,016 | New Holding | 3,016 | 100 % | $621,839 | $639,090 | $17,252 | 2.77 % | $17,252 | | | | | | News Article | History of Kellogg Group Llc Ownership Of Rio Tinto Plc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Macquarie Group Ltd | Institution | 97,853 | New Holding | 97,853 | 100 % | $20,175,332 | $20,735,051 | $559,719 | 2.77 % | $559,719 | | | | | | News Article | History of Macquarie Group Ltd Ownership Of Rio Tinto Plc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Northeast Investment Management | Institution | 25 | No Change | 0 | 0 % | $5,155 | $5,298 | $143 | 2.77 % | $0 | | | | | | News Article | History of Northeast Investment Management Ownership Of Rio Tinto Plc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Pax World Management Corp | Institution | 41,772 | Added More | 5,239 | 14.34 % | $8,612,551 | $8,851,487 | $238,936 | 2.77 % | $29,967 | | | | | | News Article | History of Pax World Management Corp Ownership Of Rio Tinto Plc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Seabridge Investment Advisors Llc | Institution | 415 | Sold Some | -210 | -33.60 % | $85,565 | $87,939 | $2,374 | 2.77 % | $-1,201 | | | | | | News Article | History of Seabridge Investment Advisors Llc Ownership Of Rio Tinto Plc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Trevor Stewart Burton And Jacobsen Inc | Institution | 17,395 | Added More | 2,415 | 16.12 % | $3,586,501 | $3,686,001 | $99,499 | 2.77 % | $13,814 | | | | | | News Article | History of Trevor Stewart Burton And Jacobsen Inc Ownership Of Rio Tinto Plc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 51,852 | Added More | 7,913 | 18.00 % | $10,690,845 | $10,987,439 | $296,593 | 2.77 % | $45,262 | | | | | | News Article | History of Ubs Ag Ownership Of Rio Tinto Plc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Aberdeen Asset Management Plc | Institution | 10,401 | Added More | 2,600 | 33.32 % | $2,129,397 | $2,203,972 | $74,575 | 3.50 % | $18,642 | | | | | | News Article | History of Aberdeen Asset Management Plc Ownership Of Rio Tinto Plc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Ccm Partners | Institution | 1,100 | No Change | 0 | 0 % | $225,203 | $233,090 | $7,887 | 3.50 % | $0 | | | | | | News Article | History of Ccm Partners Ownership Of Rio Tinto Plc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Federated Investors Inc | Institution | 175,051 | Sold Some | -101,241 | -36.64 % | $35,838,191 | $37,093,307 | $1,255,116 | 3.50 % | $-725,898 | | | | | | News Article | History of Federated Investors Inc Ownership Of Rio Tinto Plc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Hansberger Global Investors Inc | Institution | 4,768 | No Change | 0 | 0 % | $976,153 | $1,010,339 | $34,187 | 3.50 % | $0 | | | | | | News Article | History of Hansberger Global Investors Inc Ownership Of Rio Tinto Plc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Kayne Anderson Rudnick Investment Management Llc | Institution | 1,723 | Added More | 27 | 1.59 % | $352,750 | $365,104 | $12,354 | 3.50 % | $194 | | | | | | News Article | History of Kayne Anderson Rudnick Investment Management Llc Ownership Of Rio Tinto Plc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Vermillion Asset Management Llc | Institution | 3,900 | New Holding | 3,900 | 100 % | $798,447 | $826,410 | $27,963 | 3.50 % | $27,963 | | | | | | News Article | History of Vermillion Asset Management Llc Ownership Of Rio Tinto Plc |
| 2009-11-06 | 2009-09-30 | 13F-HR/A | Baird Robert W And Co Inc | Institution | 2,337 | Added More | 540 | 30.05 % | $451,812 | $495,210 | $43,398 | 9.60 % | $10,028 | | | | | | News Article | History of Baird Robert W And Co Inc Ownership Of Rio Tinto Plc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Blair William And Co | Institution | 2,081 | Added More | 425 | 25.66 % | $402,320 | $440,964 | $38,644 | 9.60 % | $7,892 | | | | | | News Article | History of Blair William And Co Ownership Of Rio Tinto Plc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Dunvegan Associates Inc | Institution | 3,425 | No Change | 0 | 0 % | $662,155 | $725,758 | $63,602 | 9.60 % | $0 | | | | | | News Article | History of Dunvegan Associates Inc Ownership Of Rio Tinto Plc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Harding Loevner Management L P | Institution | 3,872 | Added More | 2,019 | 108.95 % | $748,574 | $820,477 | $71,903 | 9.60 % | $37,493 | | | | | | News Article | History of Harding Loevner Management L P Ownership Of Rio Tinto Plc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metlife Securities Inc | Institution | 85 | Sold Some | -140 | -62.22 % | $16,433 | $18,012 | $1,578 | 9.60 % | $-2,600 | | | | | | News Article | History of Metlife Securities Inc Ownership Of Rio Tinto Plc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Nbt Bank N A | Institution | 100 | Sold Some | -15 | -13.04 % | $19,333 | $21,190 | $1,857 | 9.60 % | $-279 | | | | | | News Article | History of Nbt Bank N A Ownership Of Rio Tinto Plc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pioneer Investment Management Inc | Institution | 103,779 | Added More | 7,371 | 7.64 % | $20,063,594 | $21,990,770 | $1,927,176 | 9.60 % | $136,879 | | | | | | News Article | History of Pioneer Investment Management Inc Ownership Of Rio Tinto Plc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 3,386 | Added More | 1,273 | 60.24 % | $654,615 | $717,493 | $62,878 | 9.60 % | $23,640 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Rio Tinto Plc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 2 | New Holding | 2 | 100 % | $387 | $424 | $37 | 9.60 % | $37 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Rio Tinto Plc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Unionbancal Corp | Institution | 17,605 | Added More | 9,001 | 104.61 % | $3,403,575 | $3,730,500 | $326,925 | 9.60 % | $167,149 | | | | | | News Article | History of Unionbancal Corp Ownership Of Rio Tinto Plc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Unitrin Inc Master Retirement Trust | Institution | 3,000 | No Change | 0 | 0 % | $579,990 | $635,700 | $55,710 | 9.60 % | $0 | | | | | | News Article | History of Unitrin Inc Master Retirement Trust Ownership Of Rio Tinto Plc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Vnbtrust National Association | Institution | 2 | New Holding | 2 | 100 % | $387 | $424 | $37 | 9.60 % | $37 | | | | | | News Article | History of Vnbtrust National Association Ownership Of Rio Tinto Plc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Waddell And Reed Financial Inc | Institution | 102,500 | No Change | 0 | 0 % | $19,816,325 | $21,719,750 | $1,903,425 | 9.60 % | $0 | | | | | | News Article | History of Waddell And Reed Financial Inc Ownership Of Rio Tinto Plc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Westport Resources Management Inc | Institution | 2,553 | Added More | 784 | 44.31 % | $493,571 | $540,981 | $47,409 | 9.60 % | $14,559 | | | | | | News Article | History of Westport Resources Management Inc Ownership Of Rio Tinto Plc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Bank Of Hawaii | Institution | 15 | No Change | 0 | 0 % | $2,859 | $3,179 | $320 | 11.19 % | $0 | | | | | | News Article | History of Bank Of Hawaii Ownership Of Rio Tinto Plc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 2,268 | Added More | 794 | 53.86 % | $432,213 | $480,589 | $48,376 | 11.19 % | $16,936 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of Rio Tinto Plc |
| 2009-11-05 | 2009-09-30 | 13F-HR/A | Huntington National Bank | Institution | 7,394 | Added More | 785 | 11.87 % | $1,409,075 | $1,566,789 | $157,714 | 11.19 % | $16,744 | | | | | | News Article | History of Huntington National Bank Ownership Of Rio Tinto Plc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Laird Norton Tyee Trust Co | Institution | 1,794 | Added More | 177 | 10.94 % | $341,883 | $380,149 | $38,266 | 11.19 % | $3,775 | | | | | | News Article | History of Laird Norton Tyee Trust Co Ownership Of Rio Tinto Plc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Mitsubishi Ufj Asset Management Co Ltd | No Data | 100 | No Change | 0 | 0 % | $19,057 | $21,190 | $2,133 | 11.19 % | $0 | | | | | | News Article | History of Mitsubishi Ufj Asset Management Co Ltd Ownership Of Rio Tinto Plc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Motco | Institution | 150 | Added More | 100 | 200.00 % | $28,586 | $31,785 | $3,200 | 11.19 % | $2,133 | | | | | | News Article | History of Motco Ownership Of Rio Tinto Plc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 48,584 | Added More | 21,964 | 82.50 % | $9,258,653 | $10,294,950 | $1,036,297 | 11.19 % | $468,492 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Rio Tinto Plc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Profund Advisors Llc | Institution | 11,128 | Added More | 2,990 | 36.74 % | $2,120,663 | $2,358,023 | $237,360 | 11.19 % | $63,777 | | | | | | News Article | History of Profund Advisors Llc Ownership Of Rio Tinto Plc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Teacher Retirement System Of Texas | Institution | 400 | No Change | 0 | 0 % | $76,228 | $84,760 | $8,532 | 11.19 % | $0 | | | | | | News Article | History of Teacher Retirement System Of Texas Ownership Of Rio Tinto Plc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Horizon Asset Management Inc Ny | Institution | 74,927 | Added More | 4,050 | 5.71 % | $14,027,833 | $15,877,031 | $1,849,198 | 13.18 % | $99,954 | | | | | | News Article | History of Horizon Asset Management Inc Ny Ownership Of Rio Tinto Plc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Loring Wolcott And Coolidge Fiduciary Advisors | Institution | 2,433 | No Change | 0 | 0 % | $455,506 | $515,553 | $60,046 | 13.18 % | $0 | | | | | | News Article | History of Loring Wolcott And Coolidge Fiduciary Advisors Ownership Of Rio Tinto Plc |
| 2009-11-04 | 2008-06-30 | 13F-HR/A | State Farm Mutual Automobile Insurance Co | Institution | 3,365,705 | No Change | 0 | 0 % | $630,127,290 | $713,192,890 | $83,065,599 | 13.18 % | $0 | | | | | | News Article | History of State Farm Mutual Automobile Insurance Co Ownership Of Rio Tinto Plc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Eagle Global Advisors Llc | Institution | 75,936 | New Holding | 75,936 | 100 % | $14,102,834 | $16,090,838 | $1,988,004 | 14.09 % | $1,988,004 | | | | | | News Article | History of Eagle Global Advisors Llc Ownership Of Rio Tinto Plc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Ixis Asset Management Advisors L P | Institution | 47,784 | Sold Some | -786 | -1.61 % | $8,874,444 | $10,125,430 | $1,250,985 | 14.09 % | $-20,577 | | | | | | News Article | History of Ixis Asset Management Advisors L P Ownership Of Rio Tinto Plc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Kanaly Trust Co | Institution | 1,911 | Sold Some | -20 | -1.03 % | $354,911 | $404,941 | $50,030 | 14.09 % | $-524 | | | | | | News Article | History of Kanaly Trust Co Ownership Of Rio Tinto Plc |
| 2009-11-03 | 2009-09-30 | 13F-HR | King Luther Capital Management Corp | Institution | 3,161 | Added More | 361 | 12.89 % | $587,061 | $669,816 | $82,755 | 14.09 % | $9,451 | | | | | | News Article | History of King Luther Capital Management Corp Ownership Of Rio Tinto Plc |
| 2009-11-03 | 2009-09-30 | 13F-HR | M And T Bank Corp | Institution | 315 | Added More | 65 | 26.00 % | $58,502 | $66,749 | $8,247 | 14.09 % | $1,702 | | | | | | News Article | History of M And T Bank Corp Ownership Of Rio Tinto Plc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Private Trust Co Na | Institution | | Sold All | -45 | -100 % | | | | 14.09 % | $-1,178 | | | | | | News Article | History of Private Trust Co Na Ownership Of Rio Tinto Plc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Rmb Capital Management Llc | Institution | 17,088 | Added More | 17,075 | 131346.15 % | $3,173,583 | $3,620,947 | $447,364 | 14.09 % | $447,024 | | | | | | News Article | History of Rmb Capital Management Llc Ownership Of Rio Tinto Plc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Partners Inc | Institution | 326,886 | Added More | 325,936 | 34309.05 % | $60,709,268 | $69,267,143 | $8,557,875 | 14.09 % | $8,533,004 | | | | | | News Article | History of Turner Investment Partners Inc Ownership Of Rio Tinto Plc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Archon Partners Llc | No Data | | Sold All | -17,500 | -100 % | | | | 16.24 % | $-518,350 | | | | | | News Article | History of Archon Partners Llc Ownership Of Rio Tinto Plc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Bbva Usa Bancshares Inc | Institution | 2,290 | New Holding | 2,290 | 100 % | $417,421 | $485,251 | $67,830 | 16.24 % | $67,830 | | | | | | News Article | History of Bbva Usa Bancshares Inc Ownership Of Rio Tinto Plc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Citizens Bank Wealth Management Na | Institution | 202 | Added More | 92 | 83.63 % | $36,821 | $42,804 | $5,983 | 16.24 % | $2,725 | | | | | | News Article | History of Citizens Bank Wealth Management Na Ownership Of Rio Tinto Plc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ghp Investment Advisors Inc | Institution | | Sold All | -4 | -100 % | | | | 16.24 % | $-118 | | | | | | News Article | History of Ghp Investment Advisors Inc Ownership Of Rio Tinto Plc |
| 2009-11-02 | 2009-09-30 | 13F-HR/A | Penn Mutual Life Insurance Co | Institution | 1,700 | New Holding | 1,700 | 100 % | $309,876 | $360,230 | $50,354 | 16.24 % | $50,354 | | | | | | News Article | History of Penn Mutual Life Insurance Co Ownership Of Rio Tinto Plc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Connable Office Inc | Institution | 3,290 | No Change | 0 | 0 % | $585,719 | $697,151 | $111,432 | 19.02 % | $0 | | | | | | News Article | History of Connable Office Inc Ownership Of Rio Tinto Plc |
| 2009-10-30 | 2009-09-30 | 13F-HR | General Electric Co | Institution | 5,000 | New Holding | 5,000 | 100 % | $890,150 | $1,059,500 | $169,350 | 19.02 % | $169,350 | | | | | | News Article | History of General Electric Co Ownership Of Rio Tinto Plc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | 12,958 | New Holding | 12,958 | 100 % | $2,306,913 | $2,745,800 | $438,887 | 19.02 % | $438,887 | | | | | | News Article | History of Oxford Asset Management Ownership Of Rio Tinto Plc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Sit Investment Associates Inc | Institution | 12,850 | Added More | 2,320 | 22.03 % | $2,287,686 | $2,722,915 | $435,230 | 19.02 % | $78,578 | | | | | | News Article | History of Sit Investment Associates Inc Ownership Of Rio Tinto Plc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 42,420 | Added More | 9,640 | 29.40 % | $7,870,607 | $8,988,798 | $1,118,191 | 14.20 % | $254,110 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Rio Tinto Plc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Newgate Capital Management Llc | Institution | 48,648 | Sold Some | -6,520 | -11.81 % | $9,026,150 | $10,308,511 | $1,282,361 | 14.20 % | $-171,867 | | | | | | News Article | History of Newgate Capital Management Llc Ownership Of Rio Tinto Plc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Westend Advisors Llc | Institution | | Sold All | -25 | -100 % | | | | 14.20 % | $-659 | | | | | | News Article | History of Westend Advisors Llc Ownership Of Rio Tinto Plc |
| 2009-10-29 | 2009-06-30 | 13F-HR/A | Huntington National Bank | Institution | 6,609 | Sold Some | -8,368 | -55.87 % | $1,226,234 | $1,400,447 | $174,213 | 14.20 % | $-220,580 | | | | | | News Article | History of Huntington National Bank Ownership Of Rio Tinto Plc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Chevy Chase Trust Holdings Inc | No Data | 5,425 | Sold Some | -1,433 | -20.89 % | $945,578 | $1,149,558 | $203,980 | 21.57 % | $-53,881 | | | | | | News Article | History of Chevy Chase Trust Holdings Inc Ownership Of Rio Tinto Plc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Davenport And Co Llc | Institution | 471,533 | New Holding | 471,533 | 100 % | $82,188,202 | $99,917,843 | $17,729,641 | 21.57 % | $17,729,641 | | | | | | News Article | History of Davenport And Co Llc Ownership Of Rio Tinto Plc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Guaranty Trust Co Of Missouri | Institution | 30 | No Change | 0 | 0 % | $5,229 | $6,357 | $1,128 | 21.57 % | $0 | | | | | | News Article | History of Guaranty Trust Co Of Missouri Ownership Of Rio Tinto Plc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Prentiss Smith And Co Inc | Institution | 500 | No Change | 0 | 0 % | $87,150 | $105,950 | $18,800 | 21.57 % | $0 | | | | | | News Article | History of Prentiss Smith And Co Inc Ownership Of Rio Tinto Plc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Essex Investment Management Co Llc | Institution | 1,999 | Added More | 905 | 82.72 % | $372,214 | $423,588 | $51,374 | 13.80 % | $23,259 | | | | | | News Article | History of Essex Investment Management Co Llc Ownership Of Rio Tinto Plc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Seaward Management Corp | Institution | 10,073 | Sold Some | -80 | -0.78 % | $1,875,593 | $2,134,469 | $258,876 | 13.80 % | $-2,056 | | | | | | News Article | History of Seaward Management Corp Ownership Of Rio Tinto Plc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Thomas White International Ltd | Institution | 7,300 | No Change | 0 | 0 % | $1,359,260 | $1,546,870 | $187,610 | 13.80 % | $0 | | | | | | News Article | History of Thomas White International Ltd Ownership Of Rio Tinto Plc |
| 2009-10-26 | 2009-09-30 | 13F-HR/A | Obermeyer Asset Management Co | Institution | 100 | Added More | 30 | 42.85 % | $19,212 | $21,190 | $1,978 | 10.29 % | $593 | | | | | | News Article | History of Obermeyer Asset Management Co Ownership Of Rio Tinto Plc |
| 2009-10-26 | 2009-09-30 | 13F-HR | Schroder Investment Management Group | Institution | 267 | Added More | 62 | 30.24 % | $51,296 | $56,577 | $5,281 | 10.29 % | $1,226 | | | | | | News Article | History of Schroder Investment Management Group Ownership Of Rio Tinto Plc |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 124,642 | Added More | 95,117 | 322.15 % | $23,946,221 | $26,411,640 | $2,465,419 | 10.29 % | $1,881,414 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Rio Tinto Plc |
| 2009-10-26 | 2008-09-30 | 13F-HR/A | State Farm Mutual Automobile Insurance Co | Institution | 3,365,705 | No Change | 0 | 0 % | $646,619,245 | $713,192,890 | $66,573,645 | 10.29 % | $0 | | | | | | News Article | History of State Farm Mutual Automobile Insurance Co Ownership Of Rio Tinto Plc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cambridge Investment Research Advisors Inc | Institution | 1,182 | New Holding | 1,182 | 100 % | $230,738 | $250,466 | $19,728 | 8.54 % | $19,728 | | | | | | News Article | History of Cambridge Investment Research Advisors Inc Ownership Of Rio Tinto Plc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Pinnacle Associates Ltd | Institution | 28,798 | Added More | 4,039 | 16.31 % | $5,621,658 | $6,102,296 | $480,639 | 8.54 % | $67,411 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Rio Tinto Plc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Rbc Bank Usa Trust Department | No Data | 856 | Added More | 191 | 28.72 % | $167,100 | $181,386 | $14,287 | 8.54 % | $3,188 | | | | | | News Article | History of Rbc Bank Usa Trust Department Ownership Of Rio Tinto Plc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Veredus Asset Management Llc | Institution | 50,577 | Added More | 320 | 0.63 % | $9,873,136 | $10,717,266 | $844,130 | 8.54 % | $5,341 | | | | | | News Article | History of Veredus Asset Management Llc Ownership Of Rio Tinto Plc |
| 2009-10-22 | 2009-09-30 | 13F-HR | American Investment Services Inc | Institution | 3,568 | Sold Some | -50 | -1.38 % | $707,392 | $756,059 | $48,668 | 6.87 % | $-682 | | | | | | News Article | History of American Investment Services Inc Ownership Of Rio Tinto Plc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Advisors Llc | Institution | | Sold All | -37,280 | -100 % | | | | 6.87 % | $-508,499 | | | | | | News Article | History of Blackrock Advisors Llc Ownership Of Rio Tinto Plc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | 20,000 | No Change | 0 | 0 % | $3,965,200 | $4,238,000 | $272,800 | 6.87 % | $0 | | | | | | News Article | History of Blackrock Inc Ownership Of Rio Tinto Plc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 119,392 | Added More | 60,769 | 103.66 % | $23,670,658 | $25,299,165 | $1,628,507 | 6.87 % | $828,889 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Rio Tinto Plc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Farmers And Merchants Investments Inc | Institution | 31 | New Holding | 31 | 100 % | $6,146 | $6,569 | $423 | 6.87 % | $423 | | | | | | News Article | History of Farmers And Merchants Investments Inc Ownership Of Rio Tinto Plc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Pinnacle Financial Partners Inc | Institution | 20 | No Change | 0 | 0 % | $3,965 | $4,238 | $273 | 6.87 % | $0 | | | | | | News Article | History of Pinnacle Financial Partners Inc Ownership Of Rio Tinto Plc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 66,474 | Added More | 695 | 1.05 % | $13,123,297 | $14,085,841 | $962,544 | 7.33 % | $10,064 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Rio Tinto Plc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Fisher Asset Management Llc | Institution | 1,668,299 | Sold Some | -3,170 | -0.18 % | $329,355,589 | $353,512,558 | $24,156,970 | 7.33 % | $-45,902 | | | | | | News Article | History of Fisher Asset Management Llc Ownership Of Rio Tinto Plc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Iwamoto Kong And Co Inc | Institution | 50 | No Change | 0 | 0 % | $9,871 | $10,595 | $724 | 7.33 % | $0 | | | | | | News Article | History of Iwamoto Kong And Co Inc Ownership Of Rio Tinto Plc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Navellier And Associates Inc | Institution | 3,970 | Added More | 465 | 13.26 % | $783,757 | $841,243 | $57,486 | 7.33 % | $6,733 | | | | | | News Article | History of Navellier And Associates Inc Ownership Of Rio Tinto Plc |
| 2009-10-21 | 2009-06-30 | 13F-HR/A | Rbc Trust Co International Ltd | No Data | | Sold All | -3 | -100 % | | | | 7.33 % | $-43 | | | | | | News Article | History of Rbc Trust Co International Ltd Ownership Of Rio Tinto Plc |
| 2009-10-21 | 2009-03-31 | 13F-HR/A | Rbc Trust Co International Ltd | No Data | 3 | No Change | 0 | 0 % | $592 | $636 | $43 | 7.33 % | $0 | | | | | | News Article | History of Rbc Trust Co International Ltd Ownership Of Rio Tinto Plc |
| 2009-10-20 | 2009-09-30 | 13F-HR | Teachers Retirement System Of The State Of Kentucky | Institution | 50,000 | No Change | 0 | 0 % | $9,711,500 | $10,595,000 | $883,500 | 9.09 % | $0 | | | | | | News Article | History of Teachers Retirement System Of The State Of Kentucky Ownership Of Rio Tinto Plc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Cibc World Markets Inc | Institution | 5,986 | No Change | 0 | 0 % | $1,174,932 | $1,268,433 | $93,501 | 7.95 % | $0 | | | | | | News Article | History of Cibc World Markets Inc Ownership Of Rio Tinto Plc |
| 2009-10-19 | 2009-09-30 | 13F-HR | City National Bank | Institution | 1,505 | Sold Some | -1,165 | -43.63 % | $295,401 | $318,910 | $23,508 | 7.95 % | $-18,197 | | | | | | News Article | History of City National Bank Ownership Of Rio Tinto Plc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Tompkins Trustco Inc | Institution | 2 | Sold Some | -104 | -98.11 % | $393 | $424 | $31 | 7.95 % | $-1,624 | | | | | | News Article | History of Tompkins Trustco Inc Ownership Of Rio Tinto Plc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Capstone Asset Management Co | Institution | 16,355 | Added More | 5,280 | 47.67 % | $3,127,894 | $3,465,625 | $337,731 | 10.79 % | $109,032 | | | | | | News Article | History of Capstone Asset Management Co Ownership Of Rio Tinto Plc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Charter Trust Co | Institution | 1,184 | New Holding | 1,184 | 100 % | $226,440 | $250,890 | $24,450 | 10.79 % | $24,450 | | | | | | News Article | History of Charter Trust Co Ownership Of Rio Tinto Plc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Cullen Frost Bankers Inc | Institution | 21,617 | Added More | 20,369 | 1632.13 % | $4,134,251 | $4,580,642 | $446,391 | 10.79 % | $420,620 | | | | | | News Article | History of Cullen Frost Bankers Inc Ownership Of Rio Tinto Plc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Manning And Napier Advisors Inc | Institution | 16,497 | Added More | 8,298 | 101.20 % | $3,155,051 | $3,495,714 | $340,663 | 10.79 % | $171,354 | | | | | | News Article | History of Manning And Napier Advisors Inc Ownership Of Rio Tinto Plc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Trust Co Of Vermont | Institution | 50 | New Holding | 50 | 100 % | $9,563 | $10,595 | $1,033 | 10.79 % | $1,033 | | | | | | News Article | History of Trust Co Of Vermont Ownership Of Rio Tinto Plc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Wright Investors Service Inc | Institution | 3,735 | Added More | 80 | 2.18 % | $714,319 | $791,447 | $77,128 | 10.79 % | $1,652 | | | | | | News Article | History of Wright Investors Service Inc Ownership Of Rio Tinto Plc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Harris Financial Corp | Institution | 13,529 | Sold Some | -1,141 | -7.77 % | $2,623,814 | $2,866,795 | $242,981 | 9.26 % | $-20,492 | | | | | | News Article | History of Harris Financial Corp Ownership Of Rio Tinto Plc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Sena Weller Rohs Williams Inc | Institution | 1,770 | No Change | 0 | 0 % | $343,274 | $375,063 | $31,789 | 9.26 % | $0 | | | | | | News Article | History of Sena Weller Rohs Williams Inc Ownership Of Rio Tinto Plc |
| 2009-10-14 | 2009-09-30 | 13F-HR | Friedberg Investment Management | Institution | | Sold All | -35 | -100 % | | | | 9.56 % | $-647 | | | | | | News Article | History of Friedberg Investment Management Ownership Of Rio Tinto Plc |
| 2009-10-14 | 2009-09-30 | 13F-HR | Hennessy Advisors Inc | Institution | 26,900 | Added More | 2,500 | 10.24 % | $5,202,729 | $5,700,110 | $497,381 | 9.56 % | $46,225 | | | | | | News Article | History of Hennessy Advisors Inc Ownership Of Rio Tinto Plc |
| 2009-10-14 | 2009-09-30 | 13F-HR | Intrust Bank Na | Institution | 2,187 | Sold Some | -2,537 | -53.70 % | $422,988 | $463,425 | $40,438 | 9.56 % | $-46,909 | | | | | | News Article | History of Intrust Bank Na Ownership Of Rio Tinto Plc |
| 2009-10-13 | 2009-09-30 | 13F-HR | Galaxy Capital Trading Ltd | Institution | 5,400 | New Holding | 5,400 | 100 % | $985,338 | $1,144,260 | $158,922 | 16.12 % | $158,922 | | | | | | News Article | History of Galaxy Capital Trading Ltd Ownership Of Rio Tinto Plc |
| 2009-10-09 | 2009-09-30 | 13F-HR | Df Dent And Co Inc | Institution | 233,209 | Added More | 14,475 | 6.61 % | $42,588,628 | $49,416,987 | $6,828,360 | 16.03 % | $423,828 | | | | | | News Article | History of Df Dent And Co Inc Ownership Of Rio Tinto Plc |
| 2009-10-09 | 2008-12-31 | 13F-HR/A | State Farm Investment Management Corp | Insider | 3,365,705 | No Compare | | | $614,645,047 | $713,192,890 | $98,547,842 | 16.03 % | | | | | | | News Article | History of State Farm Investment Management Corp Ownership Of Rio Tinto Plc |
| 2009-10-09 | 2008-12-31 | 13F-HR/A | State Farm Mutual Automobile Insurance Co | Institution | 3,365,705 | No Change | 0 | 0 % | $614,645,047 | $713,192,890 | $98,547,842 | 16.03 % | $0 | | | | | | News Article | History of State Farm Mutual Automobile Insurance Co Ownership Of Rio Tinto Plc |
| 2009-10-06 | 2009-09-30 | 13F-HR | Coolidge Francis L | Institution | 8,070 | Sold Some | -3,766 | -31.81 % | $1,404,341 | $1,710,033 | $305,692 | 21.76 % | $-142,656 | | | | | | News Article | History of Coolidge Francis L Ownership Of Rio Tinto Plc |
| 2009-10-06 | 2009-09-30 | 13F-HR | Diana Brenda S | Institution | 6,054 | Sold Some | -998 | -14.15 % | $1,053,517 | $1,282,843 | $229,326 | 21.76 % | $-37,804 | | | | | | News Article | History of Diana Brenda S Ownership Of Rio Tinto Plc |
| 2009-10-06 | 2009-09-30 | 13F-HR | Hall Martin | Institution | 7,504 | Sold Some | -167 | -2.17 % | $1,305,846 | $1,590,098 | $284,252 | 21.76 % | $-6,326 | | | | | | News Article | History of Hall Martin Ownership Of Rio Tinto Plc |
| 2009-10-06 | 2009-09-30 | 13F-HR | Joyce Edward J | Institution | 2,960 | Added More | 1,077 | 57.19 % | $515,099 | $627,224 | $112,125 | 21.76 % | $40,797 | | | | | | News Article | History of Joyce Edward J Ownership Of Rio Tinto Plc |
| 2009-10-06 | 2009-09-30 | 13F-HR | Lawrence Edward P | Institution | | Sold All | -12,679 | -100 % | | | | 21.76 % | $-480,281 | | | | | | News Article | History of Lawrence Edward P Ownership Of Rio Tinto Plc |
| 2009-10-06 | 2009-09-30 | 13F-HR | Li Winifred I | Institution | 6,874 | Sold Some | -10 | -0.14 % | $1,196,213 | $1,456,601 | $260,387 | 21.76 % | $-379 | | | | | | News Article | History of Li Winifred I Ownership Of Rio Tinto Plc |
| 2009-10-06 | 2009-09-30 | 13F-HR | Shapiro Robert N | Institution | | Sold All | -27,689 | -100 % | | | | 21.76 % | $-1,048,859 | | | | | | News Article | History of Shapiro Robert N Ownership Of Rio Tinto Plc |
| 2009-10-05 | 2009-09-30 | 13F-HR | Bb And T Corp | Institution | 2,055 | New Holding | 2,055 | 100 % | $342,527 | $435,455 | $92,927 | 27.12 % | $92,927 | | | | | | News Article | History of Bb And T Corp Ownership Of Rio Tinto Plc |
| 2009-10-05 | 2009-09-30 | 13F-HR | Neville Rodie And Shaw Inc | Institution | 25,011 | Added More | 641 | 2.63 % | $4,168,833 | $5,299,831 | $1,130,997 | 27.12 % | $28,986 | | | | | | News Article | History of Neville Rodie And Shaw Inc Ownership Of Rio Tinto Plc |
| 2009-10-01 | 2009-09-30 | 13F-HR | Inverness Counsel Inc | Institution | 1,280 | New Holding | 1,280 | 100 % | $209,254 | $271,232 | $61,978 | 29.61 % | $61,978 | | | | | | News Article | History of Inverness Counsel Inc Ownership Of Rio Tinto Plc |
| 2009-09-28 | 2009-06-30 | 13F-HR/A | Bridgewater Investment Management Llc | Institution | 2,655 | Added More | 2,480 | 1417.14 % | $455,067 | $562,595 | $107,528 | 23.62 % | $100,440 | | | | | | News Article | History of Bridgewater Investment Management Llc Ownership Of Rio Tinto Plc |
| 2009-09-24 | 2009-06-30 | 13F-HR/A | Credit Agricole S A | Institution | 4,371 | Added More | 3,116 | 248.28 % | $747,966 | $926,215 | $178,249 | 23.83 % | $127,070 | | | | | | News Article | History of Credit Agricole S A Ownership Of Rio Tinto Plc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 2,505 | Added More | 785 | 45.63 % | $436,596 | $530,810 | $94,213 | 21.57 % | $29,524 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Rio Tinto Plc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 8,789 | Sold Some | -3,399 | -27.88 % | $1,339,180 | $1,862,389 | $523,209 | 39.06 % | $-202,342 | | | | | | News Article | History of Amvescap Plc Ownership Of Rio Tinto Plc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 1,103,187 | Sold Some | -2,917 | -0.26 % | $168,092,603 | $233,765,325 | $65,672,722 | 39.06 % | $-173,649 | | | | | | News Article | History of Fmr Corp Ownership Of Rio Tinto Plc |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 41,015 | Added More | 266 | 0.65 % | $6,486,932 | $8,691,079 | $2,204,146 | 33.97 % | $14,295 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Rio Tinto Plc |
| 2009-08-25 | 2009-06-30 | 13F-HR/A | Jefferies Group Inc | Institution | 2,000 | New Holding | 2,000 | 100 % | $323,120 | $423,800 | $100,680 | 31.15 % | $100,680 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Rio Tinto Plc |
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