| Gjmb Growth Fund (Unified Series Trust) |
Multi-Cap Growth |
0.00 % |
2008-12-01 |
25,800 |
$3,612 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Tfs Small Cap Fund (Tfs Capital Investment Trust) |
Small-Cap Core |
11.49 % |
2008-11-26 |
None |
- |
- |
- % |
Sold All |
-1,700 |
-100.00 % |
$0 |
| Eqoppenheimer Main Street Opportunity Portfolio (Eq Advisors Trust) |
Specialty & Misc |
4.91 % |
2008-11-26 |
890 |
$125 |
$0 |
0.00 % |
Added More |
90 |
11.25 % |
$0 |
| Oppenheimer Main Street Fundva (Oppenheimer Variable Account Funds) |
Specialty & Misc |
1.89 % |
2008-11-26 |
None |
- |
- |
- % |
Sold All |
-1 |
-100.00 % |
$0 |
| Eqoppenheimer Main Street Small Cap Portfolio (Eq Advisors Trust) |
Small-Cap Core |
6.08 % |
2008-11-26 |
5,220 |
$731 |
$0 |
0.00 % |
Added More |
740 |
16.51 % |
$0 |
| Glenmede Trust Co Na |
Institution |
4.35 % |
2008-11-26 |
230 |
$32 |
$0 |
0.00 % |
Sold Some |
-4,997 |
-95.59 % |
$0 |
| Sc Oppenheimer Main Street Small Cap Fund (Sun Capital Advisers Trust) |
Small-Cap Core |
6.12 % |
2008-11-26 |
10,900 |
$1,526 |
$0 |
0.00 % |
New Holding |
10,900 |
100.00 % |
$0 |
| Tfs Market Neutral Fund (Tfs Capital Investment Trust) |
Specialty & Misc |
11.42 % |
2008-11-26 |
None |
- |
- |
- % |
Sold All |
-73,711 |
-100.00 % |
$0 |
| Oppenheimer Main Street Small Cap Fund (Oppenheimer Main Street Small Cap Fund) |
Small-Cap Core |
1.80 % |
2008-11-25 |
None |
- |
- |
- % |
Sold All |
-290,300 |
-100.00 % |
|
| Quaker Global Growth Fund (Quaker Investment Trust) |
Multi-Cap Growth |
5.48 % |
2008-11-25 |
10,200 |
|
|
% |
No Compare |
- |
- % |
- |
| Quaker Strategic Growth (Quaker Investment Trust) |
Multi-Cap Growth |
6.79 % |
2008-11-25 |
319,188 |
|
|
% |
No Compare |
- |
- % |
- |
| Mml Small Cap Equity Fund (Mml Series Investment Fund Ii) |
Small-Cap Core |
15.18 % |
2008-11-24 |
5,500 |
$770 |
$0 |
0.00 % |
Added More |
530 |
10.66 % |
$0 |
| Shaw D E And Co Inc |
Institution |
14.08 % |
2008-11-24 |
23,651 |
$3,311 |
$0 |
0.00 % |
New Holding |
23,651 |
100.00 % |
$0 |
| Allianz Global Investors Of America L P |
Institution |
25.13 % |
2008-11-20 |
None |
- |
- |
- % |
Sold All |
-320,900 |
-100.00 % |
|
| Goldman Sachs Group Inc |
Institution |
3.96 % |
2008-11-19 |
47,690 |
$6,677 |
$-7,630 |
-53.33 % |
Sold Some |
-17,532 |
-26.88 % |
$2,805 |
| Jane Street Holding Llc |
Institution |
7.10 % |
2008-11-18 |
17,564 |
|
|
% |
Sold Some |
-15,400 |
-46.71 % |
|
| Us Bancorp De |
Institution |
3.17 % |
2008-11-17 |
185 |
$26 |
$-48 |
-65.00 % |
Sold Some |
-817 |
-81.53 % |
$212 |
| Millennium Management Llc |
Institution |
1.27 % |
2008-11-17 |
None |
- |
- |
- % |
Sold All |
-231,779 |
-100.00 % |
$60,263 |
| Technical Financial Services Llc |
Institution |
2.22 % |
2008-11-14 |
59,061 |
|
|
% |
Sold Some |
-26,737 |
-31.16 % |
|
| Highbridge Capital Management Llc |
Institution |
2.22 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-45,342 |
-100.00 % |
|
| Black River Asset Management Llc |
Institution |
1.19 % |
2008-11-14 |
12,500 |
|
|
% |
New Holding |
12,500 |
100.00 % |
|
| Clough Capital Partners L P |
Institution |
2.73 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-138,620 |
-100.00 % |
|
| Newland Capital Management Llc |
Institution |
-0.64 % |
2008-11-14 |
973,353 |
|
|
% |
New Holding |
973,353 |
100.00 % |
|
| Capital Management Associates |
Institution |
2.09 % |
2008-11-14 |
40,000 |
|
|
% |
New Holding |
40,000 |
100.00 % |
|
| American International Group Inc |
Institution |
2.51 % |
2008-11-14 |
281,366 |
|
|
% |
Sold Some |
-194,199 |
-40.83 % |
|
| Credit Agricole S A |
Institution |
3.35 % |
2008-11-14 |
23,600 |
|
|
% |
New Holding |
23,600 |
100.00 % |
|
| Citigroup Inc |
Institution |
2.63 % |
2008-11-14 |
58,946 |
|
|
% |
Added More |
2,083 |
3.66 % |
|
| Rbc Dain Rauscher Inc |
Institution |
0.82 % |
2008-11-14 |
54,200 |
|
|
% |
Added More |
4,600 |
9.27 % |
|
| Atlas Capital Management Lp |
Institution |
5.03 % |
2008-11-14 |
358,372 |
|
|
% |
Sold Some |
-379,113 |
-51.40 % |
|
| Pnc Financial Services Group Inc |
Institution |
3.09 % |
2008-11-14 |
5,000 |
|
|
% |
No Change |
0 |
0 % |
- |
| Peak6 Investments L P |
Institution |
3.33 % |
2008-11-14 |
12,236 |
|
|
% |
Added More |
2,361 |
23.90 % |
|
| Visium Asset Management Llc |
Institution |
-2.01 % |
2008-11-14 |
198,243 |
|
|
% |
New Holding |
198,243 |
100.00 % |
|
| Zebra Capital Management Llc |
Institution |
1.59 % |
2008-11-14 |
139 |
|
|
% |
Sold Some |
-35,762 |
-99.61 % |
|
| Rbc Dominion Securities Inc |
Institution |
-2.18 % |
2008-11-14 |
39,800 |
|
|
% |
No Change |
0 |
0 % |
- |
| Citadel L P |
Institution |
2.60 % |
2008-11-14 |
99,904 |
|
|
% |
Sold Some |
-88,689 |
-47.02 % |
|
| Fortress Investment Group Llc |
Institution |
-4.34 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-17,682 |
-100.00 % |
|
| Perella Weinberg Partners Capital Management Lp |
Institution |
3.88 % |
2008-11-14 |
774,813 |
|
|
% |
New Holding |
774,813 |
100.00 % |
|
| Artis Capital Management Llc |
Institution |
0.62 % |
2008-11-14 |
497,447 |
|
|
% |
New Holding |
497,447 |
100.00 % |
|
| Weiss Multi-Strategy Advisers Llc |
Institution |
3.21 % |
2008-11-14 |
198,000 |
|
|
% |
Added More |
121,000 |
157.14 % |
|
| Ramius Capital Group Llc |
Institution |
2.51 % |
2008-11-14 |
943,001 |
|
|
% |
Sold Some |
-2,240,085 |
-70.37 % |
|
| Geduld E E |
Institution |
0.62 % |
2008-11-14 |
35,800 |
|
|
% |
Added More |
4,300 |
13.65 % |
|
| Rbc Capital Markets Arbitrage S A |
Institution |
2.78 % |
2008-11-14 |
12,525 |
|
|
% |
Added More |
8,000 |
176.79 % |
|
| Morgan Stanley |
Institution |
1.80 % |
2008-11-14 |
43,000 |
|
|
% |
Sold Some |
-69,067 |
-61.63 % |
|
| Oppenheimer Funds Inc |
Institution |
2.97 % |
2008-11-14 |
510,360 |
|
|
% |
Added More |
40,490 |
8.61 % |
|
| Qvt Financial Lp |
Institution |
-0.43 % |
2008-11-14 |
250,000 |
|
|
% |
No Change |
0 |
0 % |
- |
| Wells Fargo And Co |
Institution |
2.73 % |
2008-11-14 |
200 |
|
|
% |
New Holding |
200 |
100.00 % |
|
| Passport Management Llc |
Institution |
1.35 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-400,751 |
-100.00 % |
|
| Renaissance Technologies Corp |
Institution |
2.14 % |
2008-11-14 |
306,799 |
|
|
% |
Sold Some |
-130,201 |
-29.79 % |
|
| Barclays Plc |
Institution |
2.92 % |
2008-11-14 |
210,398 |
|
|
% |
No Change |
0 |
0 % |
- |
| Ubs Ag |
Institution |
4.42 % |
2008-11-13 |
4,735 |
$663 |
$-2,888 |
-81.33 % |
Sold Some |
-240,388 |
-98.06 % |
$146,637 |
| Hillsdale Investment Management Inc |
Institution |
5.91 % |
2008-11-13 |
3,050 |
$427 |
$-1,861 |
-81.33 % |
New Holding |
3,050 |
100.00 % |
$-1,861 |
| Jacobs Levy Equity Management Inc |
Institution |
4.70 % |
2008-11-13 |
46,500 |
$6,510 |
$-28,365 |
-81.33 % |
Added More |
6,100 |
15.09 % |
$-3,721 |
| J P Morgan Chase And Co |
Institution |
5.28 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-10,331 |
-100.00 % |
$6,302 |
| Wolverine Asset Management Llc |
Institution |
2.77 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-2,200 |
-100.00 % |
$1,342 |
| Oceanwood Capital Management Llp |
Institution |
-0.68 % |
2008-11-13 |
3,010,777 |
$421,509 |
$-1,836,574 |
-81.33 % |
No Change |
0 |
0 % |
- |
| Amvescap Plc |
Institution |
3.20 % |
2008-11-13 |
13,685 |
$1,916 |
$-8,348 |
-81.33 % |
New Holding |
13,685 |
100.00 % |
$-8,348 |
| Fixed Income Securities Inc |
Institution |
5.23 % |
2008-11-13 |
4,752 |
$665 |
$-2,899 |
-81.33 % |
New Holding |
4,752 |
100.00 % |
$-2,899 |
| Credit Suisse |
Institution |
3.53 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-30,447 |
-100.00 % |
$18,573 |
| Keane Capital Mangement Inc |
Institution |
1.34 % |
2008-11-13 |
410,976 |
$57,537 |
$-250,695 |
-81.33 % |
Added More |
262,349 |
176.51 % |
$-160,033 |
| Merrill Lynch And Co Inc |
Institution |
3.90 % |
2008-11-13 |
400 |
$56 |
$-244 |
-81.33 % |
Sold Some |
-17,030 |
-97.70 % |
$10,388 |
| Columbia Partners L L C Investment Management |
Institution |
2.05 % |
2008-11-12 |
161,254 |
|
|
% |
Sold Some |
-1,095,382 |
-87.16 % |
|
| Wetherby Asset Management Inc |
Institution |
4.63 % |
2008-11-12 |
25,000 |
|
|
% |
Added More |
15,000 |
150.00 % |
|
| Tradeworx Inc |
Institution |
-4.84 % |
2008-11-12 |
None |
- |
- |
- % |
Sold All |
-39,465 |
-100.00 % |
|
| Kayne Anderson Capital Advisors Lp |
Institution |
-4.27 % |
2008-11-12 |
137,719 |
|
|
% |
Added More |
60,719 |
78.85 % |
|
| Stephens Inc |
Institution |
4.91 % |
2008-11-12 |
53,000 |
|
|
% |
Added More |
39,754 |
300.12 % |
|
| Oppenheimer And Co Inc |
Institution |
4.22 % |
2008-11-12 |
49,100 |
|
|
% |
Added More |
850 |
1.76 % |
|
| Claymore Advisors Llc |
Institution |
-26.21 % |
2008-11-10 |
47,861 |
|
|
% |
New Holding |
47,861 |
100.00 % |
|
| Ellington Management Group Llc |
Institution |
-4.85 % |
2008-11-10 |
None |
- |
- |
- % |
Sold All |
-28,000 |
-100.00 % |
|
| Bernard L Madoff Investment Securities Llc |
Institution |
-2.71 % |
2008-11-10 |
57,081 |
|
|
% |
Added More |
18,281 |
47.11 % |
|
| Ameriprise Financial Inc |
Institution |
-2.77 % |
2008-11-10 |
250 |
|
|
% |
Sold Some |
-22,001 |
-98.87 % |
|
| Sabrient Stealth (Claymore Exchange Traded Fund Trust) |
Specialty & Misc |
-6.87 % |
2008-11-07 |
9,581 |
$1,341 |
$-5,365 |
-80.00 % |
New Holding |
9,581 |
100.00 % |
$-5,365 |
| Perritt Capital Management Inc |
Institution |
-9.73 % |
2008-11-07 |
250,000 |
$35,000 |
$-140,000 |
-80.00 % |
New Holding |
250,000 |
100.00 % |
$-140,000 |
| Bank Of Hawaii |
Institution |
-0.74 % |
2008-11-06 |
None |
- |
- |
- % |
Sold All |
-2,000 |
-100.00 % |
$1,220 |
| Lucrum Capital Llc |
Institution |
-7.52 % |
2008-11-06 |
175,000 |
$24,500 |
$-106,750 |
-81.33 % |
Sold Some |
-95,000 |
-35.18 % |
$57,950 |
| Sg Americas Securities Llc |
Institution |
-1.69 % |
2008-11-06 |
None |
- |
- |
- % |
Sold All |
-37,600 |
-100.00 % |
$22,936 |
| Davidson D A And Co |
Institution |
-6.99 % |
2008-11-05 |
4,400 |
$616 |
$-2,948 |
-82.71 % |
No Change |
0 |
0 % |
- |
| Clarivest Asset Management Llc |
Institution |
-8.42 % |
2008-11-05 |
None |
- |
- |
- % |
Sold All |
-29,742 |
-100.00 % |
$19,927 |
| Sterling Johnston Capital Management Lp |
Institution |
-10.58 % |
2008-11-05 |
451,950 |
$63,273 |
$-302,807 |
-82.71 % |
Sold Some |
-68,800 |
-13.21 % |
$46,096 |
| L S Advisors Inc |
Institution |
-12.03 % |
2008-11-03 |
None |
- |
- |
- % |
Sold All |
-141,500 |
-100.00 % |
$100,465 |
| Russell Frank Co |
Institution |
-9.49 % |
2008-11-03 |
None |
- |
- |
- % |
Sold All |
-288,515 |
-100.00 % |
$204,846 |
| Perkins Capital Management Inc |
Institution |
-11.62 % |
2008-10-30 |
None |
- |
- |
- % |
Sold All |
-27,500 |
-100.00 % |
$11,275 |
| Crown Capital Management |
Institution |
-9.53 % |
2008-10-30 |
None |
- |
- |
- % |
Sold All |
-135,200 |
-100.00 % |
$55,432 |
| Fidelity Nasdaq Composite Index Fund (Fidelity Commonwealth Trust) |
Specialty & Misc |
-10.23 % |
2008-10-30 |
1,093 |
$153 |
$-448 |
-74.54 % |
No Compare |
- |
- % |
- |
| Giovine Capital Group Llc |
Institution |
-4.93 % |
2008-10-29 |
7,372,200 |
$1,032,108 |
$-3,022,602 |
-74.54 % |
Added More |
851,200 |
13.05 % |
$-348,992 |
| Peapack Gladstone Financial Corp |
Institution |
-1.14 % |
2008-10-29 |
400 |
$56 |
$-164 |
-74.54 % |
No Change |
0 |
0 % |
- |
| Dg Capital Management Inc |
Institution |
6.39 % |
2008-10-28 |
609,134 |
$85,279 |
$-158,375 |
-65.00 % |
Sold Some |
-1,283,166 |
-67.80 % |
$333,623 |
| Oxford Asset Management |
Institution |
-3.14 % |
2008-10-28 |
76,300 |
$10,682 |
$-19,838 |
-65.00 % |
Sold Some |
-15,882 |
-17.22 % |
$4,129 |
| Reilly Financial Advisors Llc |
Institution |
7.43 % |
2008-10-27 |
None |
- |
- |
- % |
Sold All |
-300 |
-100.00 % |
$78 |
| Glickenhaus And Co |
Institution |
-10.78 % |
2008-10-23 |
55,125 |
$7,718 |
$-17,089 |
-68.88 % |
No Change |
0 |
0 % |
- |
| Oppenheimer Main Street Opportunity Fund (Oppenheimer Main Street Opportunity Fund) |
Multi-Cap Core |
-27.58 % |
2008-09-25 |
55,400 |
$7,756 |
$-86,424 |
-91.76 % |
New Holding |
55,400 |
100.00 % |
$-86,424 |
| Clarivest Smid Cap Gowth Fund (Bhr Institutional Funds) |
Mid-Cap Core |
-40.05 % |
2008-08-26 |
142 |
$20 |
$-406 |
-95.33 % |
New Holding |
142 |
100.00 % |
$-406 |
| International Growth Fund (Nicholas Applegate Institutional Funds) |
Multi-Cap Growth |
-50.28 % |
2008-08-26 |
8,800 |
$1,232 |
$-25,168 |
-95.33 % |
New Holding |
8,800 |
100.00 % |
$-25,168 |
| Quantitative Small Cap Fund (Quantitative Group Of Funds) |
Small-Cap Core |
-47.50 % |
2008-08-14 |
186,693 |
$26,137 |
$-593,684 |
-95.78 % |
Added More |
51,563 |
38.15 % |
$-163,970 |