| Total Stock Market Index Trust (John Hancock Trust) |
Specialty & Misc |
0.00 % |
2008-12-01 |
None |
- |
- |
- % |
Sold All |
-1,776 |
-100.00 % |
$0 |
| Growth Fund (Usaa Mutual Funds Trust) |
Multi-Cap Growth |
0.00 % |
2008-12-01 |
None |
- |
- |
- % |
Sold All |
-3,000 |
-100.00 % |
$0 |
| Azl Franklin Small Cap Value Fund (Allianz Variable Insurance Products Trust) |
Small-Cap Value |
0.00 % |
2008-12-01 |
None |
- |
- |
- % |
Sold All |
-403,500 |
-100.00 % |
$0 |
| Multimanager Small Cap Value Portfolio (Axa Premier Vip Trust) |
Small-Cap Value |
5.54 % |
2008-11-26 |
None |
- |
- |
- % |
Sold All |
-477,600 |
-100.00 % |
$-47,760 |
| Eqalliancebernstein Value Portfolio (Eq Advisors Trust) |
Multi-Cap Value |
5.42 % |
2008-11-26 |
None |
- |
- |
- % |
Sold All |
-406,500 |
-100.00 % |
$-40,650 |
| Janney Montgomery Scott Llc |
Institution |
4.62 % |
2008-11-25 |
560,512 |
$297,071 |
$56,051 |
23.25 % |
Sold Some |
-9,678 |
-1.69 % |
$-968 |
| California Public Employees Retirement System |
Institution |
18.41 % |
2008-11-21 |
27 |
$14 |
$4 |
39.47 % |
New Holding |
27 |
100.00 % |
$4 |
| Goldman Sachs Group Inc |
Institution |
3.96 % |
2008-11-19 |
265,764 |
$140,855 |
$23,919 |
20.45 % |
Sold Some |
-170,896 |
-39.13 % |
$-15,381 |
| Metlife Securities Inc |
Institution |
-79.89 % |
2008-11-18 |
None |
- |
- |
- % |
Sold All |
-6,500 |
-100.00 % |
$-585 |
| Jane Street Holding Llc |
Institution |
7.10 % |
2008-11-18 |
15,494 |
$8,212 |
$1,394 |
20.45 % |
New Holding |
15,494 |
100.00 % |
$1,394 |
| Millennium Management Llc |
Institution |
1.27 % |
2008-11-17 |
25,800 |
$13,674 |
$-1,290 |
-8.62 % |
Sold Some |
-22,720 |
-46.82 % |
$1,136 |
| Morgan Stanley |
Institution |
1.80 % |
2008-11-14 |
81,228 |
$43,051 |
$-4,061 |
-8.62 % |
Added More |
47,581 |
141.41 % |
$-2,379 |
| Southpaw Asset Management Lp |
Institution |
-0.68 % |
2008-11-14 |
1,478,219 |
$783,456 |
$-73,911 |
-8.62 % |
New Holding |
1,478,219 |
100.00 % |
$-73,911 |
| Pnc Financial Services Group Inc |
Institution |
3.09 % |
2008-11-14 |
550 |
$292 |
$-28 |
-8.62 % |
No Change |
0 |
0 % |
- |
| Bank Of America Corp |
Institution |
2.80 % |
2008-11-14 |
62,591 |
$33,173 |
$-3,130 |
-8.62 % |
Added More |
137 |
0.21 % |
$-7 |
| Steadfast Capital Management Llc |
Institution |
2.57 % |
2008-11-14 |
270,600 |
$143,418 |
$-13,530 |
-8.62 % |
Sold Some |
-554,364 |
-67.19 % |
$27,718 |
| Geode Capital Management Llc |
Institution |
2.58 % |
2008-11-14 |
56,139 |
$29,754 |
$-2,807 |
-8.62 % |
No Change |
0 |
0 % |
- |
| Oppenheimer Funds Inc |
Institution |
2.97 % |
2008-11-14 |
6,400 |
$3,392 |
$-320 |
-8.62 % |
No Change |
0 |
0 % |
- |
| Royal Bank Of Canada |
Institution |
-6.65 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-6,925 |
-100.00 % |
$346 |
| Blair William And Co |
Institution |
2.96 % |
2008-11-14 |
24,725 |
$13,104 |
$-1,236 |
-8.62 % |
Sold Some |
-50,425 |
-67.09 % |
$2,521 |
| Oz Management Llc |
Institution |
-0.96 % |
2008-11-14 |
28 |
$15 |
$-1 |
-8.62 % |
No Compare |
- |
- % |
- |
| Rbc Dain Rauscher Inc |
Institution |
0.82 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-4,151 |
-100.00 % |
$208 |
| Citadel L P |
Institution |
2.60 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-11,429 |
-100.00 % |
$571 |
| Two Sigma Investments Llc |
Institution |
1.61 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-264,700 |
-100.00 % |
$13,235 |
| Steadfast Advisors Llc |
Institution |
2.72 % |
2008-11-14 |
125,536 |
$66,534 |
$-6,277 |
-8.62 % |
No Change |
0 |
0 % |
- |
| Citigroup Inc |
Institution |
2.63 % |
2008-11-14 |
89,250 |
$47,303 |
$-4,463 |
-8.62 % |
Sold Some |
-32,025 |
-26.40 % |
$1,601 |
| Segall Bryant And Hamill |
Institution |
3.98 % |
2008-11-13 |
12,000 |
$6,360 |
$-480 |
-7.01 % |
No Change |
0 |
0 % |
- |
| Ubs Ag |
Institution |
4.42 % |
2008-11-13 |
722 |
$383 |
$-29 |
-7.01 % |
Sold Some |
-2,304 |
-76.14 % |
$92 |
| Legg Mason Capital Management Inc |
Institution |
2.60 % |
2008-11-13 |
6,866,125 |
$3,639,046 |
$-274,645 |
-7.01 % |
Added More |
5,221,102 |
317.38 % |
$-208,844 |
| Credit Suisse |
Institution |
3.53 % |
2008-11-13 |
39,541 |
$20,957 |
$-1,582 |
-7.01 % |
New Holding |
39,541 |
100.00 % |
$-1,582 |
| Northern Trust Corp |
Institution |
5.07 % |
2008-11-13 |
141,771 |
$75,139 |
$-5,671 |
-7.01 % |
Sold Some |
-55,986 |
-28.31 % |
$2,239 |
| Clearbridge Advisors Llc |
Institution |
3.50 % |
2008-11-13 |
89,250 |
$47,303 |
$-3,570 |
-7.01 % |
Sold Some |
-872,133 |
-90.71 % |
$34,885 |
| Merrill Lynch And Co Inc |
Institution |
3.90 % |
2008-11-13 |
162 |
$86 |
$-6 |
-7.01 % |
Sold Some |
-8,705 |
-98.17 % |
$348 |
| Amvescap Plc |
Institution |
3.20 % |
2008-11-13 |
787,126 |
$417,177 |
$-31,485 |
-7.01 % |
No Change |
0 |
0 % |
- |
| J P Morgan Chase And Co |
Institution |
5.28 % |
2008-11-13 |
39,980 |
$21,189 |
$-1,599 |
-7.01 % |
Sold Some |
-125,305 |
-75.81 % |
$5,012 |
| Mfc Global Investment Management Usa Ltd |
Institution |
13.19 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-1,776 |
-100.00 % |
$71 |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
4.74 % |
2008-11-12 |
288,457 |
$152,882 |
$-11,538 |
-7.01 % |
Added More |
140 |
0.04 % |
$-6 |
| Prescott Group Capital Management Llc |
Institution |
1.33 % |
2008-11-12 |
None |
- |
- |
- % |
Sold All |
-203,500 |
-100.00 % |
$8,140 |
| Oshaughnessy Asset Management Llc |
Institution |
-5.87 % |
2008-11-07 |
854 |
$453 |
$-290 |
-39.08 % |
New Holding |
854 |
100.00 % |
$-290 |
| Thrivent Financial For Lutherans |
Institution |
-4.89 % |
2008-11-07 |
15,100 |
$8,003 |
$-5,134 |
-39.08 % |
Sold Some |
-200 |
-1.30 % |
$68 |
| Claymoremorningstar Services Super Sector Index Etf (Claymore Exchange Traded Fund Trust) |
Specialty & Misc |
-5.72 % |
2008-11-07 |
None |
- |
- |
- % |
Sold All |
-19 |
-100.00 % |
$6 |
| Vanguard Group Inc |
Institution |
-1.69 % |
2008-11-06 |
605,566 |
$320,950 |
$-145,336 |
-31.16 % |
Added More |
605,502 |
946096.87 % |
$-145,320 |
| Ssga Enhanced Small Cap Fund (Ssga Funds) |
Small-Cap Core |
-7.44 % |
2008-11-05 |
None |
- |
- |
- % |
Sold All |
-1,300 |
-100.00 % |
$494 |
| Franklin Resources Inc |
Institution |
-10.86 % |
2008-11-04 |
4,261,500 |
$2,258,595 |
$-2,386,440 |
-51.37 % |
Sold Some |
-4,261,500 |
-50.00 % |
$2,386,440 |
| Strs Ohio |
Institution |
-8.06 % |
2008-11-03 |
None |
- |
- |
- % |
Sold All |
0 |
-100.00 % |
$0 |
| Evercore Asset Management Llc |
Institution |
-14.61 % |
2008-11-03 |
903,257 |
$478,726 |
$-560,019 |
-53.91 % |
Sold Some |
-347,443 |
-27.77 % |
$215,415 |
| Bank Of New York Mellon Corp |
Institution |
-8.03 % |
2008-10-31 |
165,504 |
$87,717 |
$-91,027 |
-50.92 % |
Added More |
101,780 |
159.72 % |
$-55,979 |
| Blackrock Investment Management Llc |
Institution |
-5.74 % |
2008-10-30 |
4,800 |
$2,544 |
$-1,296 |
-33.75 % |
No Change |
0 |
0 % |
- |
| Small Cap Index Fund (Valic Co I) |
Small-Cap Core |
-7.74 % |
2008-10-30 |
None |
- |
- |
- % |
Sold All |
-19,091 |
-100.00 % |
$5,155 |
| Point View Financial Services Inc |
Institution |
-3.72 % |
2008-10-22 |
3,000 |
$1,590 |
$-1,200 |
-43.01 % |
No Change |
0 |
0 % |
- |
| Oppenheimer Global Value Fund (Oppenheimer Global Value Fund) |
International Multi-C ... |
-43.38 % |
2008-09-24 |
None |
- |
- |
- % |
Sold All |
-6,400 |
-100.00 % |
$7,168 |
| Small Cap Portfolio (Seasons Series Trust) |
Small-Cap Core |
-36.30 % |
2008-08-29 |
None |
- |
- |
- % |
Sold All |
-1,307 |
-100.00 % |
$1,660 |
| Assetmark Fundamental Index Large Company Value Fund (Assetmark Funds) |
Large-Cap Value |
-36.79 % |
2008-08-28 |
18,512 |
$9,811 |
$-26,842 |
-73.23 % |
New Holding |
18,512 |
100.00 % |
$-26,842 |
| Equity Index Fund (Tiaa Cref Institutional Mutual Funds) |
Specialty & Misc |
-29.58 % |
2008-08-25 |
None |
- |
- |
- % |
Sold All |
-5,135 |
-100.00 % |
$7,548 |