| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-20 | 2009-09-30 | 13F-HR/A | Janney Montgomery Scott Llc | Institution | 4,580 | New Holding | 4,580 | 100 % | $252,266 | $252,266 | $0 | 0.00 % | $0 | | | | | | News Article | History of Janney Montgomery Scott Llc Ownership Of Stifel Financial Corp |
| 2009-11-20 | 2009-09-30 | N-Q | Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund | Small-Cap Core | | Sold All | -52,980 | -100 % | | | | 0.00 % | $0 | | | | | | News Article | History of Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund Ownership Of Stifel Financial Corp |
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Jacobs Asset Management Llc | Institution | 50,000 | New Holding | 50,000 | 100 % | $2,799,000 | $2,754,000 | $-45,000 | -1.60 % | $-45,000 | | | | | | News Article | History of Jacobs Asset Management Llc Ownership Of Stifel Financial Corp |
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | | Sold All | -4,222 | -100 % | | | | -2.47 % | $5,911 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Stifel Financial Corp |
| 2009-11-18 | 2009-09-30 | N-Q | Mutual Of America Institutional Funds Inc - Small Cap Growth Fund | Small-Cap Growth | 626 | No Compare | | | $35,356 | $34,480 | $-876 | -2.47 % | | | | | | | News Article | History of Mutual Of America Institutional Funds Inc - Small Cap Growth Fund Ownership Of Stifel Financial Corp |
| 2009-11-18 | 2009-09-30 | N-Q | Mutual Of America Investment Corp - Small Cap Growth Fund | Small-Cap Growth | 33,203 | No Compare | | | $1,875,305 | $1,828,821 | $-46,484 | -2.47 % | | | | | | | News Article | History of Mutual Of America Investment Corp - Small Cap Growth Fund Ownership Of Stifel Financial Corp |
| 2009-11-18 | 2009-09-30 | 13F-HR | Timber Hill Llc | No Data | 8,103 | New Holding | 8,103 | 100 % | $457,657 | $446,313 | $-11,344 | -2.47 % | $-11,344 | | | | | | News Article | History of Timber Hill Llc Ownership Of Stifel Financial Corp |
| 2009-11-18 | 2009-09-30 | N-Q | Umb Scout Funds - Small Cap Fund | Small-Cap Core | 55,000 | No Change | 0 | 0 % | $3,106,400 | $3,029,400 | $-77,000 | -2.47 % | $0 | | | | | | News Article | History of Umb Scout Funds - Small Cap Fund Ownership Of Stifel Financial Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 327,255 | Sold Some | -143,226 | -30.44 % | $18,669,898 | $18,025,205 | $-644,692 | -3.45 % | $282,155 | | | | | | News Article | History of Amvescap Plc Ownership Of Stifel Financial Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 8,898 | Sold Some | -24,891 | -73.66 % | $507,631 | $490,102 | $-17,529 | -3.45 % | $49,035 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Stifel Financial Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 208,272 | Sold Some | -124,956 | -37.49 % | $11,881,918 | $11,471,622 | $-410,296 | -3.45 % | $246,163 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 104,617 | Added More | 60,238 | 135.73 % | $5,935,969 | $5,762,304 | $-173,664 | -2.92 % | $-99,995 | | | | | | News Article | History of American International Group Inc Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Aqr Capital Management Llc | Institution | 4,636 | Added More | 130 | 2.88 % | $263,047 | $255,351 | $-7,696 | -2.92 % | $-216 | | | | | | News Article | History of Aqr Capital Management Llc Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Banc Funds Co Llc | Institution | 936,365 | Sold Some | -104,300 | -10.02 % | $53,129,350 | $51,574,984 | $-1,554,366 | -2.92 % | $173,138 | | | | | | News Article | History of Banc Funds Co Llc Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 5,414 | New Holding | 5,414 | 100 % | $307,190 | $298,203 | $-8,987 | -2.92 % | $-8,987 | | | | | | News Article | History of Citadel L P Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Epoch Investment Partners Inc | Institution | | Sold All | -44,800 | -100 % | | | | -2.92 % | $74,368 | | | | | | News Article | History of Epoch Investment Partners Inc Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Asset Management Inc | Institution | 18,860 | Sold Some | -1,300 | -6.44 % | $1,070,116 | $1,038,809 | $-31,308 | -2.92 % | $2,158 | | | | | | News Article | History of Fifth Third Asset Management Inc Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | Institution | 8,759 | Added More | 2,790 | 46.74 % | $496,986 | $482,446 | $-14,540 | -2.92 % | $-4,631 | | | | | | News Article | History of Fifth Third Bancorp Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 77,700 | No Change | 0 | 0 % | $4,408,698 | $4,279,716 | $-128,982 | -2.92 % | $0 | | | | | | News Article | History of Fmr Corp Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 286,178 | Added More | 40,535 | 16.50 % | $16,237,740 | $15,762,684 | $-475,055 | -2.92 % | $-67,288 | | | | | | News Article | History of Ing Groep Nv Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Loomis Sayles And Co L P | Institution | 511,131 | Sold Some | -3,765 | -0.73 % | $29,001,573 | $28,153,095 | $-848,477 | -2.92 % | $6,250 | | | | | | News Article | History of Loomis Sayles And Co L P Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Magnetar Financial Llc | Institution | 3,923 | New Holding | 3,923 | 100 % | $222,591 | $216,079 | $-6,512 | -2.92 % | $-6,512 | | | | | | News Article | History of Magnetar Financial Llc Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Mazama Capital Management Inc | Institution | 60,185 | Added More | 36,955 | 159.08 % | $3,414,897 | $3,314,990 | $-99,907 | -2.92 % | $-61,345 | | | | | | News Article | History of Mazama Capital Management Inc Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | 22,290 | New Holding | 22,290 | 100 % | $1,264,735 | $1,227,733 | $-37,001 | -2.92 % | $-37,001 | | | | | | News Article | History of Millennium Management Llc Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 281,929 | Added More | 127,548 | 82.61 % | $15,996,651 | $15,528,649 | $-468,002 | -2.92 % | $-211,730 | | | | | | News Article | History of Morgan Stanley Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | New York State Teachers Retirement System | Institution | 102,700 | New Holding | 102,700 | 100 % | $5,827,198 | $5,656,716 | $-170,482 | -2.92 % | $-170,482 | | | | | | News Article | History of New York State Teachers Retirement System Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Co Of Connecticut | Institution | | Sold All | -7,060 | -100 % | | | | -2.92 % | $11,720 | | | | | | News Article | History of Northern Trust Co Of Connecticut Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 472,363 | Added More | 122,603 | 35.05 % | $26,801,877 | $26,017,754 | $-784,123 | -2.92 % | $-203,521 | | | | | | News Article | History of Northern Trust Corp Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 984,439 | Added More | 727,720 | 283.46 % | $55,857,069 | $54,222,900 | $-1,634,169 | -2.92 % | $-1,208,015 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Perimeter Capital Partners Llc | Institution | 116,117 | Sold Some | -25,755 | -18.15 % | $6,588,479 | $6,395,724 | $-192,754 | -2.92 % | $42,753 | | | | | | News Article | History of Perimeter Capital Partners Llc Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Sac Capital Advisors Lp | No Data | 14,100 | Added More | 6,500 | 85.52 % | $800,034 | $776,628 | $-23,406 | -2.92 % | $-10,790 | | | | | | News Article | History of Sac Capital Advisors Lp Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Scout Investment Advisors Inc | Institution | 57,330 | Added More | 2,330 | 4.23 % | $3,252,904 | $3,157,736 | $-95,168 | -2.92 % | $-3,868 | | | | | | News Article | History of Scout Investment Advisors Inc Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Thales Fund Management Llc | Institution | 6,052 | New Holding | 6,052 | 100 % | $343,390 | $333,344 | $-10,046 | -2.92 % | $-10,046 | | | | | | News Article | History of Thales Fund Management Llc Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 1,137 | Sold Some | -571 | -33.43 % | $64,513 | $62,626 | $-1,887 | -2.92 % | $948 | | | | | | News Article | History of Us Bancorp De Ownership Of Stifel Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wellington Management Co Llp | Institution | 1,055,320 | Added More | 1,048,900 | 16338.00 % | $59,878,857 | $58,127,026 | $-1,751,831 | -2.92 % | $-1,741,174 | | | | | | News Article | History of Wellington Management Co Llp Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | | Sold All | -2,634 | -100 % | | | | -0.64 % | $948 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Advisory Research Inc | Institution | 12,090 | No Change | 0 | 0 % | $670,270 | $665,917 | $-4,352 | -0.64 % | $0 | | | | | | News Article | History of Advisory Research Inc Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 171,660 | Added More | 24,091 | 16.32 % | $9,516,830 | $9,455,033 | $-61,798 | -0.64 % | $-8,673 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 789,370 | Sold Some | -101,294 | -11.37 % | $43,762,673 | $43,478,500 | $-284,173 | -0.64 % | $36,466 | | | | | | News Article | History of Axa Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 106 | Sold Some | -6,219 | -98.32 % | $5,877 | $5,838 | $-38 | -0.64 % | $2,239 | | | | | | News Article | History of Barclays Plc Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 10,882 | Added More | 6,559 | 151.72 % | $603,298 | $599,381 | $-3,918 | -0.64 % | $-2,361 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Delaware Management Business Trust | Institution | 203,275 | New Holding | 203,275 | 100 % | $11,269,566 | $11,196,387 | $-73,179 | -0.64 % | $-73,179 | | | | | | News Article | History of Delaware Management Business Trust Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Diamondback Capital Management Llc | Institution | 58,840 | Sold Some | -20,427 | -25.76 % | $3,262,090 | $3,240,907 | $-21,182 | -0.64 % | $7,354 | | | | | | News Article | History of Diamondback Capital Management Llc Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | First Mercantile Trust Co | Institution | 16,100 | Added More | 100 | 0.62 % | $892,584 | $886,788 | $-5,796 | -0.64 % | $-36 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Fortaleza Asset Management Inc | Institution | 17,953 | No Change | 0 | 0 % | $995,314 | $988,851 | $-6,463 | -0.64 % | $0 | | | | | | News Article | History of Fortaleza Asset Management Inc Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 2,056 | Sold Some | -37,824 | -94.84 % | $113,985 | $113,244 | $-740 | -0.64 % | $13,617 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 63,912 | Added More | 8,563 | 15.47 % | $3,543,281 | $3,520,273 | $-23,008 | -0.64 % | $-3,083 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 393,396 | Added More | 108,580 | 38.12 % | $21,809,874 | $21,668,252 | $-141,623 | -0.64 % | $-39,089 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Grantham Mayo Van Otterloo And Co Llc | Institution | | Sold All | -6,500 | -100 % | | | | -0.64 % | $2,340 | | | | | | News Article | History of Grantham Mayo Van Otterloo And Co Llc Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jefferies Group Inc | Institution | 9,215 | New Holding | 9,215 | 100 % | $510,880 | $507,562 | $-3,317 | -0.64 % | $-3,317 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Lord Abbett And Co Llc | Institution | 161,883 | Sold Some | -71 | -0.04 % | $8,974,794 | $8,916,516 | $-58,278 | -0.64 % | $26 | | | | | | News Article | History of Lord Abbett And Co Llc Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Los Angeles Capital Management And Equity Research Inc | Institution | 8,225 | New Holding | 8,225 | 100 % | $455,994 | $453,033 | $-2,961 | -0.64 % | $-2,961 | | | | | | News Article | History of Los Angeles Capital Management And Equity Research Inc Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Managed Account Advisors Llc | Institution | 18,165 | Added More | 17,933 | 7729.74 % | $1,007,068 | $1,000,528 | $-6,539 | -0.64 % | $-6,456 | | | | | | News Article | History of Managed Account Advisors Llc Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mason Street Advisors Llc | Institution | 55,250 | Added More | 708 | 1.29 % | $3,063,060 | $3,043,170 | $-19,890 | -0.64 % | $-255 | | | | | | News Article | History of Mason Street Advisors Llc Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | N-Q | Met Investors Series Trust - Metaim Small Cap Growth Portfolio | Small-Cap Growth | 116,471 | Sold Some | -50,006 | -30.03 % | $6,457,152 | $6,415,223 | $-41,930 | -0.64 % | $18,002 | | | | | | News Article | History of Met Investors Series Trust - Metaim Small Cap Growth Portfolio Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Neuberger Berman Group Llc | No Data | 32,500 | New Holding | 32,500 | 100 % | $1,801,800 | $1,790,100 | $-11,700 | -0.64 % | $-11,700 | | | | | | News Article | History of Neuberger Berman Group Llc Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | New York State Common Retirement Fund | Institution | 245,425 | Added More | 10,910 | 4.65 % | $13,606,362 | $13,518,009 | $-88,353 | -0.64 % | $-3,928 | | | | | | News Article | History of New York State Common Retirement Fund Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Northwestern Mutual Wealth Management Co | Institution | 862 | No Change | 0 | 0 % | $47,789 | $47,479 | $-310 | -0.64 % | $0 | | | | | | News Article | History of Northwestern Mutual Wealth Management Co Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Paradigm Asset Management Co Llc | Institution | 65,350 | Sold Some | -29,000 | -30.73 % | $3,623,004 | $3,599,478 | $-23,526 | -0.64 % | $10,440 | | | | | | News Article | History of Paradigm Asset Management Co Llc Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 740,235 | Added More | 22,600 | 3.14 % | $41,038,628 | $40,772,144 | $-266,485 | -0.64 % | $-8,136 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Public Sector Pension Investment Board | Institution | 26,500 | New Holding | 26,500 | 100 % | $1,469,160 | $1,459,620 | $-9,540 | -0.64 % | $-9,540 | | | | | | News Article | History of Public Sector Pension Investment Board Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rainier Investment Management Inc | Institution | 496,940 | Added More | 9,805 | 2.01 % | $27,550,354 | $27,371,455 | $-178,898 | -0.64 % | $-3,530 | | | | | | News Article | History of Rainier Investment Management Inc Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | 4,221 | New Holding | 4,221 | 100 % | $234,012 | $232,493 | $-1,520 | -0.64 % | $-1,520 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 4,769 | Added More | 4,469 | 1489.66 % | $264,393 | $262,677 | $-1,717 | -0.64 % | $-1,609 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Research Affiliates Llc | Institution | 8,170 | No Change | 0 | 0 % | $452,945 | $450,004 | $-2,941 | -0.64 % | $0 | | | | | | News Article | History of Research Affiliates Llc Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rudman Errol M | Institution | 131,650 | Sold Some | -9,300 | -6.59 % | $7,298,676 | $7,251,282 | $-47,394 | -0.64 % | $3,348 | | | | | | News Article | History of Rudman Errol M Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sentinel Asset Management Inc | Institution | 77,300 | New Holding | 77,300 | 100 % | $4,285,512 | $4,257,684 | $-27,828 | -0.64 % | $-27,828 | | | | | | News Article | History of Sentinel Asset Management Inc Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 8,235 | New Holding | 8,235 | 100 % | $456,548 | $453,584 | $-2,965 | -0.64 % | $-2,965 | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of Stifel Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 1,258,482 | Added More | 170,507 | 15.67 % | $69,770,242 | $69,317,189 | $-453,054 | -0.64 % | $-61,383 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allianz Global Investors Of America L P | Institution | | Sold All | -13,422 | -100 % | | | | 0.54 % | $-4,027 | | | | | | News Article | History of Allianz Global Investors Of America L P Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Baldwin Brothers Inc | Institution | 7,050 | No Change | 0 | 0 % | $386,199 | $388,314 | $2,115 | 0.54 % | $0 | | | | | | News Article | History of Baldwin Brothers Inc Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 383,728 | Sold Some | -72,156 | -15.82 % | $21,020,620 | $21,135,738 | $115,118 | 0.54 % | $-21,647 | | | | | | News Article | History of Bank Of America Corp Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 2,296,439 | Added More | 295,412 | 14.76 % | $125,798,928 | $126,487,860 | $688,932 | 0.54 % | $88,624 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Charles Schwab Trust Company A Division Of Charles Schwab B | No Data | 20,720 | Added More | 3,660 | 21.45 % | $1,135,042 | $1,141,258 | $6,216 | 0.54 % | $1,098 | | | | | | News Article | History of Charles Schwab Trust Company A Division Of Charles Schwab B Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Quadrant L P | Institution | 8,200 | No Change | 0 | 0 % | $449,196 | $451,656 | $2,460 | 0.54 % | $0 | | | | | | News Article | History of First Quadrant L P Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Trust Advisors Lp | Institution | 325,308 | Added More | 78,315 | 31.70 % | $17,820,372 | $17,917,965 | $97,592 | 0.54 % | $23,495 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Fontana Capital L L C | Institution | 5,000 | New Holding | 5,000 | 100 % | $273,900 | $275,400 | $1,500 | 0.54 % | $1,500 | | | | | | News Article | History of Fontana Capital L L C Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Franklin Resources Inc | Institution | 126,800 | Added More | 35,100 | 38.27 % | $6,946,104 | $6,984,144 | $38,040 | 0.54 % | $10,530 | | | | | | News Article | History of Franklin Resources Inc Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 312,478 | Added More | 43,285 | 16.07 % | $17,117,545 | $17,211,288 | $93,743 | 0.54 % | $12,986 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kbc Group Nv | Institution | 188 | No Change | 0 | 0 % | $10,299 | $10,355 | $56 | 0.54 % | $0 | | | | | | News Article | History of Kbc Group Nv Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Keeley Asset Management Corp | Institution | 36,200 | Added More | 2,500 | 7.41 % | $1,983,036 | $1,993,896 | $10,860 | 0.54 % | $750 | | | | | | News Article | History of Keeley Asset Management Corp Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Liberty Mutual Insurance Co | Institution | 3,920 | Sold Some | -500 | -11.31 % | $214,738 | $215,914 | $1,176 | 0.54 % | $-150 | | | | | | News Article | History of Liberty Mutual Insurance Co Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 6,896 | Added More | 2,146 | 45.17 % | $377,763 | $379,832 | $2,069 | 0.54 % | $644 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 26,930 | Added More | 2,754 | 11.39 % | $1,475,225 | $1,483,304 | $8,079 | 0.54 % | $826 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oshaughnessy Asset Management Llc | Institution | 135,060 | Sold Some | -20,863 | -13.38 % | $7,398,587 | $7,439,105 | $40,518 | 0.54 % | $-6,259 | | | | | | News Article | History of Oshaughnessy Asset Management Llc Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 2,375 | Added More | 427 | 21.91 % | $130,103 | $130,815 | $713 | 0.54 % | $128 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 1,821 | Added More | 339 | 22.87 % | $99,754 | $100,301 | $546 | 0.54 % | $102 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Principal Financial Group Inc | Institution | 108,237 | Sold Some | -192,777 | -64.04 % | $5,929,223 | $5,961,694 | $32,471 | 0.54 % | $-57,833 | | | | | | News Article | History of Principal Financial Group Inc Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rs Investment Management Co Llc | Institution | 3,790 | Sold Some | -980 | -20.54 % | $207,616 | $208,753 | $1,137 | 0.54 % | $-294 | | | | | | News Article | History of Rs Investment Management Co Llc Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 9,720 | Added More | 1,060 | 12.24 % | $532,462 | $535,378 | $2,916 | 0.54 % | $318 | | | | | | News Article | History of Russell Frank Co Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Security Management Co Llc | Institution | 12,650 | No Change | 0 | 0 % | $692,967 | $696,762 | $3,795 | 0.54 % | $0 | | | | | | News Article | History of Security Management Co Llc Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Suffolk Capital Management Llc | Institution | 22,000 | New Holding | 22,000 | 100 % | $1,205,160 | $1,211,760 | $6,600 | 0.54 % | $6,600 | | | | | | News Article | History of Suffolk Capital Management Llc Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Suntrust Banks Inc | Institution | 72,512 | Added More | 9,146 | 14.43 % | $3,972,207 | $3,993,961 | $21,754 | 0.54 % | $2,744 | | | | | | News Article | History of Suntrust Banks Inc Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 4,574 | Sold Some | -1,547 | -25.27 % | $250,564 | $251,936 | $1,372 | 0.54 % | $-464 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Systematic Financial Management Lp | Institution | 1,354,292 | Added More | 233,319 | 20.81 % | $74,188,116 | $74,594,403 | $406,288 | 0.54 % | $69,996 | | | | | | News Article | History of Systematic Financial Management Lp Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | United Services Automobile Association | Institution | | Sold All | -4,500 | -100 % | | | | 0.54 % | $-1,350 | | | | | | News Article | History of United Services Automobile Association Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Voyageur Asset Management Inc | Institution | 5,999 | Sold Some | -3,000 | -33.33 % | $328,625 | $330,425 | $1,800 | 0.54 % | $-900 | | | | | | News Article | History of Voyageur Asset Management Inc Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Westfield Capital Management Co Llc | Institution | 395,129 | New Holding | 395,129 | 100 % | $21,645,167 | $21,763,705 | $118,539 | 0.54 % | $118,539 | | | | | | News Article | History of Westfield Capital Management Co Llc Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Westwood Management Corp | Institution | 96,800 | Sold Some | -1,100 | -1.12 % | $5,302,704 | $5,331,744 | $29,040 | 0.54 % | $-330 | | | | | | News Article | History of Westwood Management Corp Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Windcrest Discovery Investments Llc | Institution | | Sold All | -20,200 | -100 % | | | | 0.54 % | $-6,060 | | | | | | News Article | History of Windcrest Discovery Investments Llc Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | World Asset Management Inc | Institution | 4,410 | New Holding | 4,410 | 100 % | $241,580 | $242,903 | $1,323 | 0.54 % | $1,323 | | | | | | News Article | History of World Asset Management Inc Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Zacks Investment Management | Institution | 10,946 | New Holding | 10,946 | 100 % | $599,622 | $602,906 | $3,284 | 0.54 % | $3,284 | | | | | | News Article | History of Zacks Investment Management Ownership Of Stifel Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Zevenbergen Capital Investments Llc | Institution | 66,050 | Added More | 13,000 | 24.50 % | $3,618,219 | $3,638,034 | $19,815 | 0.54 % | $3,900 | | | | | | News Article | History of Zevenbergen Capital Investments Llc Ownership Of Stifel Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | American Century Companies Inc | Institution | 49,439 | Sold Some | -3,284 | -6.22 % | $2,692,942 | $2,723,100 | $30,158 | 1.11 % | $-2,003 | | | | | | News Article | History of American Century Companies Inc Ownership Of Stifel Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 1,230 | Sold Some | -25,658 | -95.42 % | $66,998 | $67,748 | $750 | 1.11 % | $-15,651 | | | | | | News Article | History of Citigroup Inc Ownership Of Stifel Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 34,236 | Sold Some | -10,796 | -23.97 % | $1,864,835 | $1,885,719 | $20,884 | 1.11 % | $-6,586 | | | | | | News Article | History of Comerica Bank Ownership Of Stifel Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ig Investment Management Ltd | Institution | 1,196 | Added More | 125 | 11.67 % | $65,146 | $65,876 | $730 | 1.11 % | $76 | | | | | | News Article | History of Ig Investment Management Ltd Ownership Of Stifel Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 68,988 | Added More | 8,567 | 14.17 % | $3,757,776 | $3,799,859 | $42,083 | 1.11 % | $5,226 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Stifel Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Nomura Holdings Inc | Institution | | Sold All | -4,200 | -100 % | | | | 1.11 % | $-2,562 | | | | | | News Article | History of Nomura Holdings Inc Ownership Of Stifel Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Oak Ridge Investments Llc | Institution | 165,000 | Added More | 27,000 | 19.56 % | $8,987,550 | $9,088,200 | $100,650 | 1.11 % | $16,470 | | | | | | News Article | History of Oak Ridge Investments Llc Ownership Of Stifel Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Redwood Investments Llc | Institution | 53,100 | Added More | 2,595 | 5.13 % | $2,892,357 | $2,924,748 | $32,391 | 1.11 % | $1,583 | | | | | | News Article | History of Redwood Investments Llc Ownership Of Stifel Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Royce And Associates Llc | Institution | 310,699 | Sold Some | -3,800 | -1.20 % | $16,923,775 | $17,113,301 | $189,526 | 1.11 % | $-2,318 | | | | | | News Article | History of Royce And Associates Llc Ownership Of Stifel Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Stephens Inc | Institution | 75,598 | Added More | 1,600 | 2.16 % | $4,117,823 | $4,163,938 | $46,115 | 1.11 % | $976 | | | | | | News Article | History of Stephens Inc Ownership Of Stifel Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Tesseract Capital Llc | No Data | 700 | New Holding | 700 | 100 % | $38,129 | $38,556 | $427 | 1.11 % | $427 | | | | | | News Article | History of Tesseract Capital Llc Ownership Of Stifel Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 17,225 | Added More | 12,886 | 296.98 % | $938,246 | $948,753 | $10,507 | 1.11 % | $7,860 | | | | | | News Article | History of Ubs Ag Ownership Of Stifel Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Cadence Capital Management Llc | Institution | 223,540 | Added More | 22,790 | 11.35 % | $11,843,149 | $12,312,583 | $469,434 | 3.96 % | $47,859 | | | | | | News Article | History of Cadence Capital Management Llc Ownership Of Stifel Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Ccm Partners | Institution | 1,814 | No Change | 0 | 0 % | $96,106 | $99,915 | $3,809 | 3.96 % | $0 | | | | | | News Article | History of Ccm Partners Ownership Of Stifel Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Chartwell Investment Partners | Institution | 271,221 | Sold Some | -107,642 | -28.41 % | $14,369,289 | $14,938,853 | $569,564 | 3.96 % | $-226,048 | | | | | | News Article | History of Chartwell Investment Partners Ownership Of Stifel Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Lazard Asset Management Llc | Institution | | Sold All | -200 | -100 % | | | | 3.96 % | $-420 | | | | | | News Article | History of Lazard Asset Management Llc Ownership Of Stifel Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Lockwood Financial Services Inc | Institution | 8,919 | Added More | 896 | 11.16 % | $472,529 | $491,259 | $18,730 | 3.96 % | $1,882 | | | | | | News Article | History of Lockwood Financial Services Inc Ownership Of Stifel Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Vtl Associates Llc | Institution | | Sold All | -12 | -100 % | | | | 3.96 % | $-25 | | | | | | News Article | History of Vtl Associates Llc Ownership Of Stifel Financial Corp |
| 2009-11-09 | 2009-08-31 | N-CSR | Consulting Group Capital Markets Funds - Small Capitalization Growth Investments | Small-Cap Growth | 35,800 | New Holding | 35,800 | 100 % | $1,896,684 | $1,971,864 | $75,180 | 3.96 % | $75,180 | | | | | | News Article | History of Consulting Group Capital Markets Funds - Small Capitalization Growth Investments Ownership Of Stifel Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Hartford Investment Management Co | Institution | 5,990 | Sold Some | -45,460 | -88.35 % | $308,785 | $329,929 | $21,145 | 6.84 % | $-160,474 | | | | | | News Article | History of Hartford Investment Management Co Ownership Of Stifel Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metlife Securities Inc | Institution | | Sold All | -37 | -100 % | | | | 6.84 % | $-131 | | | | | | News Article | History of Metlife Securities Inc Ownership Of Stifel Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 24,630 | No Change | 0 | 0 % | $1,269,677 | $1,356,620 | $86,944 | 6.84 % | $0 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Stifel Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 22 | Sold Some | -699 | -96.94 % | $1,134 | $1,212 | $78 | 6.84 % | $-2,467 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Stifel Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 47,860 | No Change | 0 | 0 % | $2,467,183 | $2,636,129 | $168,946 | 6.84 % | $0 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Stifel Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 42,979 | Added More | 1,506 | 3.63 % | $2,215,567 | $2,367,283 | $151,716 | 6.84 % | $5,316 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Stifel Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 171,475 | Added More | 9,286 | 5.72 % | $8,839,536 | $9,444,843 | $605,307 | 6.84 % | $32,780 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Stifel Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Waddell And Reed Financial Inc | Institution | 91,300 | Added More | 31,300 | 52.16 % | $4,706,515 | $5,028,804 | $322,289 | 6.84 % | $110,489 | | | | | | News Article | History of Waddell And Reed Financial Inc Ownership Of Stifel Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Bank Of Hawaii | Institution | | Sold All | -3,200 | -100 % | | | | 6.66 % | $-11,008 | | | | | | News Article | History of Bank Of Hawaii Ownership Of Stifel Financial Corp |
| 2009-11-05 | 2009-09-30 | N-Q | Crm Mutual Fund Trust - Crm Small Cap Value Fund | Small-Cap Value | | Sold All | -94,200 | -100 % | | | | 6.66 % | $-324,048 | | | | | | News Article | History of Crm Mutual Fund Trust - Crm Small Cap Value Fund Ownership Of Stifel Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 6,084 | Added More | 4,924 | 424.48 % | $314,178 | $335,107 | $20,929 | 6.66 % | $16,939 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of Stifel Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Kornitzer Capital Management Inc | Institution | 8,100 | No Change | 0 | 0 % | $418,284 | $446,148 | $27,864 | 6.66 % | $0 | | | | | | News Article | History of Kornitzer Capital Management Inc Ownership Of Stifel Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 14,437 | Added More | 414 | 2.95 % | $745,527 | $795,190 | $49,663 | 6.66 % | $1,424 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Stifel Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Profund Advisors Llc | Institution | 10,371 | Added More | 1,684 | 19.38 % | $535,558 | $571,235 | $35,676 | 6.66 % | $5,793 | | | | | | News Article | History of Profund Advisors Llc Ownership Of Stifel Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 38,443 | Sold Some | -17,769 | -31.61 % | $1,985,197 | $2,117,440 | $132,244 | 6.66 % | $-61,125 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Stifel Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Value Line Inc | Institution | 110,400 | Added More | 4,600 | 4.34 % | $5,701,056 | $6,080,832 | $379,776 | 6.66 % | $15,824 | | | | | | News Article | History of Value Line Inc Ownership Of Stifel Financial Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Fort Washington Investment Advisors Inc | Institution | | Sold All | -1,129,822 | -100 % | | | | 8.36 % | $-4,801,744 | | | | | | News Article | History of Fort Washington Investment Advisors Inc Ownership Of Stifel Financial Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Gw Capital Management Incco | Institution | 84,336 | Added More | 3,851 | 4.78 % | $4,286,799 | $4,645,227 | $358,428 | 8.36 % | $16,367 | | | | | | News Article | History of Gw Capital Management Incco Ownership Of Stifel Financial Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Symphony Asset Management Llc | Institution | 215,708 | Sold Some | -705 | -0.32 % | $10,964,438 | $11,881,197 | $916,759 | 8.36 % | $-2,996 | | | | | | News Article | History of Symphony Asset Management Llc Ownership Of Stifel Financial Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Tradeworx Inc | Institution | 10,537 | New Holding | 10,537 | 100 % | $535,596 | $580,378 | $44,782 | 8.36 % | $44,782 | | | | | | News Article | History of Tradeworx Inc Ownership Of Stifel Financial Corp |
| 2009-11-04 | 2009-08-31 | N-CSR | Alliancebernstein Portfolios - Alliancebernstein Growth Fund | Multi-Cap Growth | 115,900 | New Holding | 115,900 | 100 % | $5,891,197 | $6,383,772 | $492,575 | 8.36 % | $492,575 | | | | | | News Article | History of Alliancebernstein Portfolios - Alliancebernstein Growth Fund Ownership Of Stifel Financial Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Bidwell C M And Associates Ltd | Institution | | Sold All | -1,590 | -100 % | | | | 4.31 % | $-3,625 | | | | | | News Article | History of Bidwell C M And Associates Ltd Ownership Of Stifel Financial Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Ixis Asset Management Advisors L P | Institution | 19,103 | Sold Some | -4,202 | -18.03 % | $1,008,638 | $1,052,193 | $43,555 | 4.31 % | $-9,581 | | | | | | News Article | History of Ixis Asset Management Advisors L P Ownership Of Stifel Financial Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | M And T Bank Corp | Institution | 21,939 | Sold Some | -8,525 | -27.98 % | $1,158,379 | $1,208,400 | $50,021 | 4.31 % | $-19,437 | | | | | | News Article | History of M And T Bank Corp Ownership Of Stifel Financial Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | 67,231 | Added More | 6,118 | 10.01 % | $3,549,797 | $3,703,083 | $153,287 | 4.31 % | $13,949 | | | | | | News Article | History of Prudential Financial Inc Ownership Of Stifel Financial Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Management Llc | Institution | 15,700 | Added More | 2,290 | 17.07 % | $828,960 | $864,756 | $35,796 | 4.31 % | $5,221 | | | | | | News Article | History of Turner Investment Management Llc Ownership Of Stifel Financial Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Partners Inc | Institution | 531,716 | Sold Some | -172,015 | -24.44 % | $28,074,605 | $29,286,917 | $1,212,312 | 4.31 % | $-392,194 | | | | | | News Article | History of Turner Investment Partners Inc Ownership Of Stifel Financial Corp |
| 2009-11-03 | 2009-08-31 | N-CSR | California Investment Trust - S And P Smallcap Index Fund | Small-Cap Core | 1,814 | Added More | 214 | 13.37 % | $95,779 | $99,915 | $4,136 | 4.31 % | $488 | | | | | | News Article | History of California Investment Trust - S And P Smallcap Index Fund Ownership Of Stifel Financial Corp |
| 2009-11-03 | 2009-03-01 | N-CSRS | Managers Amg Funds - Systematic Mid Cap Value Fund | Mid-Cap Value | 27,800 | New Holding | 27,800 | 100 % | $1,467,840 | $1,531,224 | $63,384 | 4.31 % | $63,384 | | | | | | News Article | History of Managers Amg Funds - Systematic Mid Cap Value Fund Ownership Of Stifel Financial Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Emerald Advisers Inc | Institution | 82,635 | Added More | 67,866 | 459.51 % | $4,348,254 | $4,551,536 | $203,282 | 4.67 % | $166,950 | | | | | | News Article | History of Emerald Advisers Inc Ownership Of Stifel Financial Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Emerald Mutual Fund Advisers Trust | Institution | 56,368 | Added More | 21,334 | 60.89 % | $2,966,084 | $3,104,749 | $138,665 | 4.67 % | $52,482 | | | | | | News Article | History of Emerald Mutual Fund Advisers Trust Ownership Of Stifel Financial Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Quest Investment Management Inc | Institution | 8,265 | Sold Some | -1,065 | -11.41 % | $434,904 | $455,236 | $20,332 | 4.67 % | $-2,620 | | | | | | News Article | History of Quest Investment Management Inc Ownership Of Stifel Financial Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Thrivent Financial For Lutherans | Institution | 50,500 | Sold Some | -169,900 | -77.08 % | $2,657,310 | $2,781,540 | $124,230 | 4.67 % | $-417,954 | | | | | | News Article | History of Thrivent Financial For Lutherans Ownership Of Stifel Financial Corp |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Brokerage And Investment Management Portfolio | Specialty & Misc | 77,700 | New Holding | 77,700 | 100 % | $4,088,574 | $4,279,716 | $191,142 | 4.67 % | $191,142 | | | | | | News Article | History of Fidelity Select Portfolios - Brokerage And Investment Management Portfolio Ownership Of Stifel Financial Corp |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Industrials Portfolio | Specialty & Misc | | Sold All | -77,700 | -100 % | | | | 4.67 % | $-191,142 | | | | | | News Article | History of Fidelity Select Portfolios - Industrials Portfolio Ownership Of Stifel Financial Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Texas Permanent School Fund | Institution | 48,145 | Added More | 3,713 | 8.35 % | $2,501,614 | $2,651,827 | $150,212 | 6.00 % | $11,585 | | | | | | News Article | History of Texas Permanent School Fund Ownership Of Stifel Financial Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Wedge Capital Management L L P | Institution | 239,504 | Added More | 5,055 | 2.15 % | $12,444,628 | $13,191,880 | $747,252 | 6.00 % | $15,772 | | | | | | News Article | History of Wedge Capital Management L L P Ownership Of Stifel Financial Corp |
| 2009-10-30 | 2009-08-31 | N-Q | Professionally Managed Portfolios - Stephens Small Cap Growth Fund | Small-Cap Growth | 8,500 | Added More | 800 | 10.38 % | $441,660 | $468,180 | $26,520 | 6.00 % | $2,496 | | | | | | News Article | History of Professionally Managed Portfolios - Stephens Small Cap Growth Fund Ownership Of Stifel Financial Corp |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund - Vanguard Financials Index Fund | Specialty & Misc | 9,056 | Added More | 288 | 3.28 % | $470,550 | $498,804 | $28,255 | 6.00 % | $899 | | | | | | News Article | History of Vanguard World Fund - Vanguard Financials Index Fund Ownership Of Stifel Financial Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 254,173 | Sold Some | -24,043 | -8.64 % | $13,656,715 | $13,999,849 | $343,134 | 2.51 % | $-32,458 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Stifel Financial Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Cornerstone Strategy Fund | Specialty & Misc | | Sold All | -9,203 | -100 % | | | | 2.51 % | $-12,424 | | | | | | News Article | History of Usaa Mutual Funds Trust - Cornerstone Strategy Fund Ownership Of Stifel Financial Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Asset Allocation Fund | Specialty & Misc | 102 | New Holding | 102 | 100 % | $5,480 | $5,618 | $138 | 2.51 % | $138 | | | | | | News Article | History of Valic Co I - Asset Allocation Fund Ownership Of Stifel Financial Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Index Fund | Small-Cap Core | 22,169 | New Holding | 22,169 | 100 % | $1,191,140 | $1,221,069 | $29,928 | 2.51 % | $29,928 | | | | | | News Article | History of Valic Co I - Small Cap Index Fund Ownership Of Stifel Financial Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Value Fund | Multi-Cap Value | 11,453 | New Holding | 11,453 | 100 % | $615,370 | $630,831 | $15,462 | 2.51 % | $15,462 | | | | | | News Article | History of Valic Co I - Value Fund Ownership Of Stifel Financial Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Hoover Investment Management Co Llc | Institution | 84,900 | Added More | 500 | 0.59 % | $4,422,441 | $4,676,292 | $253,851 | 5.74 % | $1,495 | | | | | | News Article | History of Hoover Investment Management Co Llc Ownership Of Stifel Financial Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Solaris Asset Management Llc | Institution | 3,600 | Sold Some | -50 | -1.36 % | $187,524 | $198,288 | $10,764 | 5.74 % | $-150 | | | | | | News Article | History of Solaris Asset Management Llc Ownership Of Stifel Financial Corp |
| 2009-10-28 | 2009-08-31 | N-Q | Brazos Mutual Funds - Brazos Mid Cap Portfolio | Mid-Cap Growth | 16,800 | New Holding | 16,800 | 100 % | $875,112 | $925,344 | $50,232 | 5.74 % | $50,232 | | | | | | News Article | History of Brazos Mutual Funds - Brazos Mid Cap Portfolio Ownership Of Stifel Financial Corp |
| 2009-10-28 | 2009-08-31 | N-Q | Brazos Mutual Funds - Brazos Small Cap Portfolio | Small-Cap Growth | 4,800 | New Holding | 4,800 | 100 % | $250,032 | $264,384 | $14,352 | 5.74 % | $14,352 | | | | | | News Article | History of Brazos Mutual Funds - Brazos Small Cap Portfolio Ownership Of Stifel Financial Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | Forward Management Llc | Institution | 250 | No Change | 0 | 0 % | $13,250 | $13,770 | $520 | 3.92 % | $0 | | | | | | News Article | History of Forward Management Llc Ownership Of Stifel Financial Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | Mesirow Financial Investment Management | Institution | 466,763 | Added More | 91,760 | 24.46 % | $24,738,439 | $25,709,306 | $970,867 | 3.92 % | $190,861 | | | | | | News Article | History of Mesirow Financial Investment Management Ownership Of Stifel Financial Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Schroder Investment Management Group | Institution | 23,523 | New Holding | 23,523 | 100 % | $1,262,715 | $1,295,647 | $32,932 | 2.60 % | $32,932 | | | | | | News Article | History of Schroder Investment Management Group Ownership Of Stifel Financial Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Trillium Asset Management Corp | Institution | 25,550 | Added More | 9,615 | 60.33 % | $1,371,524 | $1,407,294 | $35,770 | 2.60 % | $13,461 | | | | | | News Article | History of Trillium Asset Management Corp Ownership Of Stifel Financial Corp |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf | Specialty & Misc | 14 | No Change | 0 | 0 % | $752 | $771 | $20 | 2.60 % | $0 | | | | | | News Article | History of Claymore Exchange Traded Fund Trust - Claymoremorningstar Services Super Sector Index Etf Ownership Of Stifel Financial Corp |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange-Traded Fund Trust 2 - Claymoreclear Global Exchanges Brokers Asset Managers | Global Flex Port | 282 | Added More | 86 | 43.87 % | $15,138 | $15,533 | $395 | 2.60 % | $120 | | | | | | News Article | History of Claymore Exchange-Traded Fund Trust 2 - Claymoreclear Global Exchanges Brokers Asset Managers Ownership Of Stifel Financial Corp |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 147,569 | Added More | 22,746 | 18.22 % | $7,921,504 | $8,128,101 | $206,597 | 2.60 % | $31,844 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Stifel Financial Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Columbus Circle Investors | Institution | 429,500 | Added More | 108,940 | 33.98 % | $23,549,485 | $23,656,860 | $107,375 | 0.45 % | $27,235 | | | | | | News Article | History of Columbus Circle Investors Ownership Of Stifel Financial Corp |
| 2009-10-23 | 2009-09-30 | 13F-HR | Magee Thomson Investment Partners Llc | Institution | 1,514 | New Holding | 1,514 | 100 % | $83,013 | $83,391 | $379 | 0.45 % | $379 | | | | | | News Article | History of Magee Thomson Investment Partners Llc Ownership Of Stifel Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Apex Capital Management | Institution | 34,850 | Sold Some | -57,672 | -62.33 % | $1,923,720 | $1,919,538 | $-4,182 | -0.21 % | $6,921 | | | | | | News Article | History of Apex Capital Management Ownership Of Stifel Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Advisors Llc | Institution | 205,200 | Added More | 31,600 | 18.20 % | $11,327,040 | $11,302,416 | $-24,624 | -0.21 % | $-3,792 | | | | | | News Article | History of Blackrock Advisors Llc Ownership Of Stifel Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 31,400 | Added More | 10,200 | 48.11 % | $1,733,280 | $1,729,512 | $-3,768 | -0.21 % | $-1,224 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Stifel Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | 3,500 | Sold Some | -8,032 | -69.64 % | $193,200 | $192,780 | $-420 | -0.21 % | $964 | | | | | | News Article | History of Blackrock Inc Ownership Of Stifel Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 96,909 | Added More | 17,944 | 22.72 % | $5,349,377 | $5,337,748 | $-11,629 | -0.21 % | $-2,153 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Stifel Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR/A | Ned Davis Research | Institution | | Sold All | -2,100 | -100 % | | | | -0.21 % | $252 | | | | | | News Article | History of Ned Davis Research Ownership Of Stifel Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Regions Financial Corp | Institution | 5,004 | Sold Some | -2,600 | -34.19 % | $276,221 | $275,620 | $-600 | -0.21 % | $312 | | | | | | News Article | History of Regions Financial Corp Ownership Of Stifel Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Roberts Glore And Co Inc | Institution | 4,057 | Sold Some | -1,225 | -23.19 % | $223,946 | $223,460 | $-487 | -0.21 % | $147 | | | | | | News Article | History of Roberts Glore And Co Inc Ownership Of Stifel Financial Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 551,754 | Sold Some | -30,428 | -5.22 % | $30,203,014 | $30,390,610 | $187,596 | 0.62 % | $-10,346 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Stifel Financial Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR/A | Beck Mack And Oliver Llc | Institution | 7,519 | New Holding | 7,519 | 100 % | $411,590 | $414,147 | $2,556 | 0.62 % | $2,556 | | | | | | News Article | History of Beck Mack And Oliver Llc Ownership Of Stifel Financial Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR/A | Beck Mack And Oliver Llc | Institution | 6,419 | New Holding | 6,419 | 100 % | $351,376 | $353,559 | $2,182 | 0.62 % | $2,182 | | | | | | News Article | History of Beck Mack And Oliver Llc Ownership Of Stifel Financial Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Boston Advisors Llc | Institution | 7,040 | Added More | 1,570 | 28.70 % | $385,370 | $387,763 | $2,394 | 0.62 % | $534 | | | | | | News Article | History of Boston Advisors Llc Ownership Of Stifel Financial Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Credo Capital Management Llc | Institution | 158,009 | Added More | 48,770 | 44.64 % | $8,649,413 | $8,703,136 | $53,723 | 0.62 % | $16,582 | | | | | | News Article | History of Credo Capital Management Llc Ownership Of Stifel Financial Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Fisher Asset Management Llc | Institution | 35,675 | Added More | 9,800 | 37.87 % | $1,952,850 | $1,964,979 | $12,130 | 0.62 % | $3,332 | | | | | | News Article | History of Fisher Asset Management Llc Ownership Of Stifel Financial Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 37,503 | Added More | 9,992 | 36.32 % | $2,052,914 | $2,065,665 | $12,751 | 0.62 % | $3,397 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Stifel Financial Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Stifel Nicolaus And Co Inc Mo | Institution | 29,050 | Added More | 328 | 1.14 % | $1,590,197 | $1,600,074 | $9,877 | 0.62 % | $112 | | | | | | News Article | History of Stifel Nicolaus And Co Inc Mo Ownership Of Stifel Financial Corp |
| 2009-10-20 | 2009-09-30 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 21,399 | No Change | 0 | 0 % | $1,211,183 | $1,178,657 | $-32,526 | -2.68 % | $0 | | | | | | News Article | History of Public Employees Retirement Association Of Colorado Ownership Of Stifel Financial Corp |
| 2009-10-20 | 2009-09-30 | 13F-HR | Teachers Retirement System Of The State Of Kentucky | Institution | 26,113 | Added More | 883 | 3.49 % | $1,477,996 | $1,438,304 | $-39,692 | -2.68 % | $-1,342 | | | | | | News Article | History of Teachers Retirement System Of The State Of Kentucky Ownership Of Stifel Financial Corp |
| 2009-10-20 | 2009-09-30 | 13F-HR | Weisel Thomas Partners Asset Management Llc | Institution | 11,905 | Added More | 3,651 | 44.23 % | $673,823 | $655,727 | $-18,096 | -2.68 % | $-5,550 | | | | | | News Article | History of Weisel Thomas Partners Asset Management Llc Ownership Of Stifel Financial Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Rothschild Investment Corp | Institution | 20,225 | Sold Some | -1,600 | -7.33 % | $1,146,353 | $1,113,993 | $-32,360 | -2.82 % | $2,560 | | | | | | News Article | History of Rothschild Investment Corp Ownership Of Stifel Financial Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | 13,800 | Added More | 2,300 | 20.00 % | $782,184 | $760,104 | $-22,080 | -2.82 % | $-3,680 | | | | | | News Article | History of Strs Ohio Ownership Of Stifel Financial Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Capstone Asset Management Co | Institution | 11,325 | Added More | 40 | 0.35 % | $635,333 | $623,781 | $-11,552 | -1.81 % | $-41 | | | | | | News Article | History of Capstone Asset Management Co Ownership Of Stifel Financial Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Cullen Frost Bankers Inc | Institution | 11,900 | No Change | 0 | 0 % | $667,590 | $655,452 | $-12,138 | -1.81 % | $0 | | | | | | News Article | History of Cullen Frost Bankers Inc Ownership Of Stifel Financial Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Argent Capital Management Llc | Institution | 6,000 | Sold Some | -850 | -12.40 % | $339,600 | $330,480 | $-9,120 | -2.68 % | $1,292 | | | | | | News Article | History of Argent Capital Management Llc Ownership Of Stifel Financial Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 35,934 | Added More | 490 | 1.38 % | $2,033,864 | $1,979,245 | $-54,620 | -2.68 % | $-745 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Stifel Financial Corp |
| 2009-10-15 | 2008-06-30 | 13F-HR/A | Clarivest Asset Management Llc | Institution | | Sold All | -11,000 | -100 % | | | | -2.68 % | $16,720 | | | | | | News Article | History of Clarivest Asset Management Llc Ownership Of Stifel Financial Corp |
| 2009-10-14 | 2009-09-30 | 13F-HR | Alpha Windward Llc | Institution | 4,260 | New Holding | 4,260 | 100 % | $241,499 | $234,641 | $-6,859 | -2.84 % | $-6,859 | | | | | | News Article | History of Alpha Windward Llc Ownership Of Stifel Financial Corp |
| 2009-10-14 | 2009-09-30 | 13F-HR | Hennessy Advisors Inc | Institution | 114,500 | Sold Some | -143,900 | -55.68 % | $6,491,005 | $6,306,660 | $-184,345 | -2.84 % | $231,679 | | | | | | News Article | History of Hennessy Advisors Inc Ownership Of Stifel Financial Corp |
| 2009-10-09 | 2009-09-30 | 13F-HR | Brown Capital Management Inc | Institution | 50,753 | No Change | 0 | 0 % | $2,760,456 | $2,795,475 | $35,020 | 1.26 % | $0 | | | | | | News Article | History of Brown Capital Management Inc Ownership Of Stifel Financial Corp |
| 2009-10-09 | 2009-07-31 | N-CSR | Lord Abbett Developing Growth Fund Inc New - Lord Abbett Developing Growth Fund Inc New | Small-Cap Growth | 117,400 | Added More | 84,300 | 254.68 % | $6,385,386 | $6,466,392 | $81,006 | 1.26 % | $58,167 | | | | | | News Article | History of Lord Abbett Developing Growth Fund Inc New - Lord Abbett Developing Growth Fund Inc New Ownership Of Stifel Financial Corp |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 45,515 | Sold Some | -1,196 | -2.56 % | $2,454,624 | $2,506,966 | $52,342 | 2.13 % | $-1,375 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Stifel Financial Corp |
| 2009-10-07 | 2009-09-30 | 13F-HR | Channing Capital Management Llc | Institution | 75,967 | Sold Some | -28,779 | -27.47 % | $4,112,094 | $4,184,262 | $72,169 | 1.75 % | $-27,340 | | | | | | News Article | History of Channing Capital Management Llc Ownership Of Stifel Financial Corp |
| 2009-10-05 | 2009-09-30 | 13F-HR | Contravisory Research And Management Corp | Institution | 1,370 | New Holding | 1,370 | 100 % | $74,240 | $75,460 | $1,219 | 1.64 % | $1,219 | | | | | | News Article | History of Contravisory Research And Management Corp Ownership Of Stifel Financial Corp |
| 2009-10-02 | 2009-07-31 | N-CSR | Alliancebernstein Cap Fund Inc - Alliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | 77,800 | Sold Some | -800 | -1.01 % | $4,170,080 | $4,285,224 | $115,144 | 2.76 % | $-1,184 | | | | | | News Article | History of Alliancebernstein Cap Fund Inc - Alliancebernstein Small Cap Growth Portfolio Ownership Of Stifel Financial Corp |
| 2009-10-02 | 2009-07-31 | N-CSR | Alliancebernstein Mid Cap Growth Fund Inc - Alliancebernstein Mid Cap Growth Fund Inc | Mid-Cap Growth | 90,900 | Added More | 6,600 | 7.82 % | $4,872,240 | $5,006,772 | $134,532 | 2.76 % | $9,768 | | | | | | News Article | History of Alliancebernstein Mid Cap Growth Fund Inc - Alliancebernstein Mid Cap Growth Fund Inc Ownership Of Stifel Financial Corp |
| 2009-10-02 | 2009-07-31 | N-CSR | Pacific Capital Funds - Small Cap Fund | Small-Cap Value | | Sold All | -12,500 | -100 % | | | | 2.76 % | $-18,500 | | | | | | News Article | History of Pacific Capital Funds - Small Cap Fund Ownership Of Stifel Financial Corp |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Income Stock Fund | Equity Income | 6,100 | New Holding | 6,100 | 100 % | $326,960 | $335,988 | $9,028 | 2.76 % | $9,028 | | | | | | News Article | History of Usaa Mutual Funds Trust - Income Stock Fund Ownership Of Stifel Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | American Century Mutual Funds Inc - New Opportunities Fund | Small-Cap Growth | 10,412 | New Holding | 10,412 | 100 % | $578,387 | $573,493 | $-4,894 | -0.84 % | $-4,894 | | | | | | News Article | History of American Century Mutual Funds Inc - New Opportunities Fund Ownership Of Stifel Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | American Century Mutual Funds Inc - New Opportunities Ii | Small-Cap Growth | 35,086 | New Holding | 35,086 | 100 % | $1,949,027 | $1,932,537 | $-16,490 | -0.84 % | $-16,490 | | | | | | News Article | History of American Century Mutual Funds Inc - New Opportunities Ii Ownership Of Stifel Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 44,882 | Added More | 10,200 | 29.41 % | $2,493,195 | $2,472,101 | $-21,095 | -0.84 % | $-4,794 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Stifel Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 9,300 | Sold Some | -3,900 | -29.54 % | $516,615 | $512,244 | $-4,371 | -0.84 % | $1,833 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Stifel Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio | No Data | 500 | No Change | 0 | 0 % | $27,775 | $27,540 | $-235 | -0.84 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio Ownership Of Stifel Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust - Ishares Morningstar Small Growth Index Fund | Small-Cap Growth | 9,065 | Added More | 2,037 | 28.98 % | $503,561 | $499,300 | $-4,261 | -0.84 % | $-957 | | | | | | News Article | History of Ishares Trust - Ishares Morningstar Small Growth Index Fund Ownership Of Stifel Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust - Jackson Perspective 5 Fund | Specialty & Misc | 1,734 | Sold Some | -425 | -19.68 % | $96,324 | $95,509 | $-815 | -0.84 % | $200 | | | | | | News Article | History of Jnl Investors Series Trust - Jackson Perspective 5 Fund Ownership Of Stifel Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust - Jackson Perspective Index 5 Fund | Specialty & Misc | 303 | No Change | 0 | 0 % | $16,832 | $16,689 | $-142 | -0.84 % | $0 | | | | | | News Article | History of Jnl Investors Series Trust - Jackson Perspective Index 5 Fund Ownership Of Stifel Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust - Jackson Perspective Vip Fund | No Data | 85 | Sold Some | -28 | -24.77 % | $4,722 | $4,682 | $-40 | -0.84 % | $13 | | | | | | News Article | History of Jnl Investors Series Trust - Jackson Perspective Vip Fund Ownership Of Stifel Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Mainstay Funds - Mainstay Small Cap Growth Fund | Small-Cap Growth | 18,200 | New Holding | 18,200 | 100 % | $1,011,010 | $1,002,456 | $-8,554 | -0.84 % | $-8,554 | | | | | | News Article | History of Mainstay Funds - Mainstay Small Cap Growth Fund Ownership Of Stifel Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Russell Investment Co - International Fund | International Multi-Cap Core | 4,600 | Added More | 2,522 | 121.36 % | $255,530 | $253,368 | $-2,162 | -0.84 % | $-1,185 | | | | | | News Article | History of Russell Investment Co - International Fund Ownership Of Stifel Financial Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Vanguard Explorer Fund - Vanguard Explorer Fund | Small-Cap Growth | | Sold All | -135,550 | -100 % | | | | -0.84 % | $63,709 | | | | | | News Article | History of Vanguard Explorer Fund - Vanguard Explorer Fund Ownership Of Stifel Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Dryden Small Cap Core Equity Fund Inc - Dryden Small Cap Core Equity Fund Inc | Small-Cap Core | 5,800 | New Holding | 5,800 | 100 % | $320,798 | $319,464 | $-1,334 | -0.41 % | $-1,334 | | | | | | News Article | History of Dryden Small Cap Core Equity Fund Inc - Dryden Small Cap Core Equity Fund Inc Ownership Of Stifel Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Fbr Funds - Fbr Small Cap Fund | Small-Cap Growth | 1,275 | No Change | 0 | 0 % | $70,520 | $70,227 | $-293 | -0.41 % | $0 | | | | | | News Article | History of Fbr Funds - Fbr Small Cap Fund Ownership Of Stifel Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Harbor Funds - Harbor Small Cap Growth Fund | Small-Cap Growth | 69,100 | New Holding | 69,100 | 100 % | $3,821,921 | $3,806,028 | $-15,893 | -0.41 % | $-15,893 | | | | | | News Article | History of Harbor Funds - Harbor Small Cap Growth Fund Ownership Of Stifel Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund | Small-Cap Core | 11,520 | Added More | 10,050 | 683.67 % | $637,171 | $634,522 | $-2,650 | -0.41 % | $-2,312 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund Ownership Of Stifel Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund | Small-Cap Core | 23,400 | Added More | 20,700 | 766.66 % | $1,294,254 | $1,288,872 | $-5,382 | -0.41 % | $-4,761 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund Ownership Of Stifel Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc - International Fund | International Multi-Cap Core | 4,650 | No Change | 0 | 0 % | $257,192 | $256,122 | $-1,070 | -0.41 % | $0 | | | | | | News Article | History of Old Westbury Funds Inc - International Fund Ownership Of Stifel Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dividend Achievers Portfolio | Specialty & Misc | 30,852 | New Holding | 30,852 | 100 % | $1,706,424 | $1,699,328 | $-7,096 | -0.41 % | $-7,096 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dividend Achievers Portfolio Ownership Of Stifel Financial Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | 2,710 | New Holding | 2,710 | 100 % | $149,890 | $149,267 | $-623 | -0.41 % | $-623 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Stifel Financial Corp |
| 2009-09-25 | 2009-07-31 | N-Q | Mtb Group Of Funds - Mtb Multi Cap Growth Fund | Multi-Cap Core | 250 | Sold Some | -550 | -68.75 % | $13,230 | $13,770 | $540 | 4.08 % | $-1,188 | | | | | | News Article | History of Mtb Group Of Funds - Mtb Multi Cap Growth Fund Ownership Of Stifel Financial Corp |
| 2009-09-25 | 2009-07-31 | N-Q | Mtb Group Of Funds - Mtb Small Cap Growth Fund | Small-Cap Growth | 13,387 | New Holding | 13,387 | 100 % | $708,440 | $737,356 | $28,916 | 4.08 % | $28,916 | | | | | | News Article | History of Mtb Group Of Funds - Mtb Small Cap Growth Fund Ownership Of Stifel Financial Corp |
| 2009-09-25 | 2009-06-30 | 13F-HR/A | Kbc Group Nv | Institution | 188 | Added More | 7 | 3.86 % | $9,949 | $10,355 | $406 | 4.08 % | $15 | | | | | | News Article | History of Kbc Group Nv Ownership Of Stifel Financial Corp |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - Rydex Inverse Russell 2000 Etf | Specialty & Misc | 590 | New Holding | 590 | 100 % | $32,987 | $32,497 | $-490 | -1.48 % | $-490 | | | | | | News Article | History of Rydex Etf Trust - Rydex Inverse Russell 2000 Etf Ownership Of Stifel Financial Corp |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - S And P Smallcap 600 Pure Growth Etf | Small-Cap Growth | 474 | New Holding | 474 | 100 % | $26,501 | $26,108 | $-393 | -1.48 % | $-393 | | | | | | News Article | History of Rydex Etf Trust - S And P Smallcap 600 Pure Growth Etf Ownership Of Stifel Financial Corp |
| 2009-09-15 | 2009-06-30 | N-CSRS/A | Wilshire Mutual Funds Inc - Wilshire Large Cap Core 13030 Fund | No Data | | Sold All | -400 | -100 % | | | | 0.03 % | $-8 | | | | | | News Article | History of Wilshire Mutual Funds Inc - Wilshire Large Cap Core 13030 Fund Ownership Of Stifel Financial Corp |
| 2009-09-15 | 2009-03-31 | 13F-HR/A | Highbridge Capital Management Llc | Institution | 43,449 | New Holding | 43,449 | 100 % | $2,392,302 | $2,393,171 | $869 | 0.03 % | $869 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of Stifel Financial Corp |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 2,001,027 | Sold Some | -53,334 | -2.59 % | $111,397,173 | $110,216,567 | $-1,180,606 | -1.05 % | $31,467 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Stifel Financial Corp |
| 2009-09-09 | 2009-06-30 | N-CSRS | Value Line Premier Growth Fund Inc - Value Line Premier Growth Fund Inc | Large-Cap Growth | 12,000 | Added More | 5,000 | 71.42 % | $680,160 | $660,960 | $-19,200 | -2.82 % | $-8,000 | | | | | | News Article | History of Value Line Premier Growth Fund Inc - Value Line Premier Growth Fund Inc Ownership Of Stifel Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Lmp Small Cap Growth Fund | Small-Cap Growth | 6,370 | Added More | 3,350 | 110.92 % | $363,854 | $350,860 | $-12,995 | -3.57 % | $-6,834 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Lmp Small Cap Growth Fund Ownership Of Stifel Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Small Cap Stock Index Fund | Small-Cap Core | 12,474 | Added More | 2,608 | 26.43 % | $712,515 | $687,068 | $-25,447 | -3.57 % | $-5,320 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Small Cap Stock Index Fund Ownership Of Stifel Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Targetplus Balanced Fund | Flexible Portfolio | 17,226 | Added More | 1,663 | 10.68 % | $983,949 | $948,808 | $-35,141 | -3.57 % | $-3,393 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Targetplus Balanced Fund Ownership Of Stifel Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Targetplus Growth Fund | Multi-Cap Growth | 19,055 | Added More | 783 | 4.28 % | $1,088,422 | $1,049,549 | $-38,872 | -3.57 % | $-1,597 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Targetplus Growth Fund Ownership Of Stifel Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Targetplus Moderate Fund | Specialty & Misc | 12,241 | Added More | 66 | 0.54 % | $699,206 | $674,234 | $-24,972 | -3.57 % | $-135 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Targetplus Moderate Fund Ownership Of Stifel Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSR | Revenueshares Etf Trust - Revenueshares Small Cap Fund | Small-Cap Core | 836 | Added More | 484 | 137.50 % | $47,752 | $46,047 | $-1,705 | -3.57 % | $-987 | | | | | | News Article | History of Revenueshares Etf Trust - Revenueshares Small Cap Fund Ownership Of Stifel Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | 1,482 | Added More | 49 | 3.41 % | $84,652 | $81,629 | $-3,023 | -3.57 % | $-100 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Stifel Financial Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 1,128 | Added More | 931 | 472.58 % | $64,431 | $62,130 | $-2,301 | -3.57 % | $-1,899 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Stifel Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advanced Series Trust - Ast First Trust Capital Appreciation Target Portfolio | Specialty & Misc | | Sold All | -104,004 | -100 % | | | | -1.99 % | $116,484 | | | | | | News Article | History of Advanced Series Trust - Ast First Trust Capital Appreciation Target Portfolio Ownership Of Stifel Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advanced Series Trust - Ast Global Allocation Portfolio | Global Flex Port | | Sold All | -3,700 | -100 % | | | | -1.99 % | $4,144 | | | | | | News Article | History of Advanced Series Trust - Ast Global Allocation Portfolio Ownership Of Stifel Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advanced Series Trust - Ast International Value Portfolio | Multi-Cap Value | | Sold All | -12,200 | -100 % | | | | -1.99 % | $13,664 | | | | | | News Article | History of Advanced Series Trust - Ast International Value Portfolio Ownership Of Stifel Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio | Small-Cap Growth | 15,100 | Sold Some | -1,080 | -6.67 % | $848,620 | $831,708 | $-16,912 | -1.99 % | $1,210 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio Ownership Of Stifel Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio | Small-Cap Value | | Sold All | -29,000 | -100 % | | | | -1.99 % | $32,480 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio Ownership Of Stifel Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | 263,200 | Added More | 127,900 | 94.53 % | $14,791,840 | $14,497,056 | $-294,784 | -1.99 % | $-143,248 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Stifel Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 4,820 | New Holding | 4,820 | 100 % | $270,884 | $265,486 | $-5,398 | -1.99 % | $-5,398 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Stifel Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | 51,732 | Added More | 16,932 | 48.65 % | $2,907,338 | $2,849,399 | $-57,940 | -1.99 % | $-18,964 | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Stifel Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Forward Funds - Forward Legato Fund | Small-Cap Core | | Sold All | -47,534 | -100 % | | | | -1.99 % | $53,238 | | | | | | News Article | History of Forward Funds - Forward Legato Fund Ownership Of Stifel Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Massmutual Select Funds - Massmutual Select Small Cap Value Equity Fund | Small-Cap Value | | Sold All | -5,200 | -100 % | | | | -1.99 % | $5,824 | | | | | | News Article | History of Massmutual Select Funds - Massmutual Select Small Cap Value Equity Fund Ownership Of Stifel Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Phoenix Edge Series Fund - Phoenix Capital Growth | Large-Cap Growth | | Sold All | -22,700 | -100 % | | | | -1.99 % | $25,424 | | | | | | News Article | History of Phoenix Edge Series Fund - Phoenix Capital Growth Ownership Of Stifel Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Sun Capital Advisers Trust - Sc Aim Small Cap Growth Fund | No Data | 2,888 | Added More | 1,358 | 88.75 % | $162,306 | $159,071 | $-3,235 | -1.99 % | $-1,521 | | | | | | News Article | History of Sun Capital Advisers Trust - Sc Aim Small Cap Growth Fund Ownership Of Stifel Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund | Small-Cap Core | 2,590 | Sold Some | -2,210 | -46.04 % | $145,558 | $142,657 | $-2,901 | -1.99 % | $2,475 | | | | | | News Article | History of Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund Ownership Of Stifel Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 21,294 | Added More | 1,400 | 7.03 % | $1,196,723 | $1,172,874 | $-23,849 | -1.99 % | $-1,568 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Stifel Financial Corp |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Variable Insurance Funds - Small Company Growth Portfolio | Small-Cap Growth | 2,700 | No Change | 0 | 0 % | $151,740 | $148,716 | $-3,024 | -1.99 % | $0 | | | | | | News Article | History of Vanguard Variable Insurance Funds - Small Company Growth Portfolio Ownership Of Stifel Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Jnl Variable Fund Llc - Jnlmcm Financial Sector Fund | Specialty & Misc | 2 | No Change | 0 | 0 % | $112 | $110 | $-2 | -1.90 % | $0 | | | | | | News Article | History of Jnl Variable Fund Llc - Jnlmcm Financial Sector Fund Ownership Of Stifel Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Jnl Variable Fund Llc - Jnlmcm Jnl 5 Fund | Specialty & Misc | 245 | Added More | 7 | 2.94 % | $13,757 | $13,495 | $-262 | -1.90 % | $-7 | | | | | | News Article | History of Jnl Variable Fund Llc - Jnlmcm Jnl 5 Fund Ownership Of Stifel Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Jnl Variable Fund Llc - Jnlmcm Vip Fund | Specialty & Misc | 18 | Added More | 1 | 5.88 % | $1,011 | $991 | $-19 | -1.90 % | $-1 | | | | | | News Article | History of Jnl Variable Fund Llc - Jnlmcm Vip Fund Ownership Of Stifel Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mainstay Vp Series Fund Inc - Vp Small Cap Growth Portfolio | Small-Cap Growth | | Sold All | -9,900 | -100 % | | | | -1.90 % | $10,593 | | | | | | News Article | History of Mainstay Vp Series Fund Inc - Vp Small Cap Growth Portfolio Ownership Of Stifel Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund - Mml Small Cap Index Fund | Small-Cap Core | 2,926 | Added More | 100 | 3.53 % | $164,295 | $161,164 | $-3,131 | -1.90 % | $-107 | | | | | | News Article | History of Mml Series Investment Fund - Mml Small Cap Index Fund Ownership Of Stifel Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund - Mml Small Company Value Fund | No Data | 6,250 | No Compare | | | $350,938 | $344,250 | $-6,688 | -1.90 % | | | | | | | News Article | History of Mml Series Investment Fund - Mml Small Company Value Fund Ownership Of Stifel Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund Ii - Mml Small Cap Equity Fund | Small-Cap Core | 2,140 | Sold Some | -670 | -23.84 % | $120,161 | $117,871 | $-2,290 | -1.90 % | $717 | | | | | | News Article | History of Mml Series Investment Fund Ii - Mml Small Cap Equity Fund Ownership Of Stifel Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSR | New Covenant Funds - New Covenant Growth Fund | No Data | | Sold All | -1,160 | -100 % | | | | -1.90 % | $1,241 | | | | | | News Article | History of New Covenant Funds - New Covenant Growth Fund Ownership Of Stifel Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Northwestern Mutual Series Fund Inc - Balanced Portfolio | Flexible Portfolio | | Sold All | -57,200 | -100 % | | | | -1.90 % | $61,204 | | | | | | News Article | History of Northwestern Mutual Series Fund Inc - Balanced Portfolio Ownership Of Stifel Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ohio National Fund Inc - Millennium Portfolio | Mid-Cap Growth | | Sold All | -12,500 | -100 % | | | | -1.90 % | $13,375 | | | | | | News Article | History of Ohio National Fund Inc - Millennium Portfolio Ownership Of Stifel Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Ohio National Fund Inc - Target Vip Portfolio | Specialty & Misc | | Sold All | -2,607 | -100 % | | | | -1.90 % | $2,789 | | | | | | News Article | History of Ohio National Fund Inc - Target Vip Portfolio Ownership Of Stifel Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Small-Cap Growth Index Portfolio | No Data | 978 | No Compare | | | $54,915 | $53,868 | $-1,046 | -1.90 % | | | | | | | News Article | History of Pacific Select Fund - Pd Small-Cap Growth Index Portfolio Ownership Of Stifel Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Kbw Capital Markets Etf | Specialty & Misc | 33,132 | Added More | 10,365 | 45.52 % | $1,860,362 | $1,824,911 | $-35,451 | -1.90 % | $-11,091 | | | | | | News Article | History of Streettracks Series Trust - Kbw Capital Markets Etf Ownership Of Stifel Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | 580 | Sold Some | -4,195 | -87.85 % | $32,567 | $31,946 | $-621 | -1.90 % | $4,489 | | | | | | News Article | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Stifel Financial Corp |
| 2009-09-03 | 2009-06-30 | N-CSR | Umb Scout Funds - Small Cap Fund | Small-Cap Core | 55,000 | No Change | 0 | 0 % | $3,088,250 | $3,029,400 | $-58,850 | -1.90 % | $0 | | | | | | News Article | History of Umb Scout Funds - Small Cap Fund Ownership Of Stifel Financial Corp |
| 2009-09-02 | 2009-06-30 | N-CSRS | Met Investors Series Trust - Metaim Small Cap Growth Portfolio | Small-Cap Growth | 166,477 | Added More | 33,371 | 25.07 % | $9,217,831 | $9,169,553 | $-48,278 | -0.52 % | $-9,678 | | | | | | News Article | History of Met Investors Series Trust - Metaim Small Cap Growth Portfolio Ownership Of Stifel Financial Corp |
| 2009-09-02 | 2009-06-30 | N-CSRS | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | | Sold All | -3,050 | -100 % | | | | -0.52 % | $885 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Stifel Financial Corp |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 470,481 | Sold Some | -403,005 | -46.13 % | $26,346,936 | $25,914,093 | $-432,843 | -1.64 % | $370,765 | | | | | | News Article | History of Amvescap Plc Ownership Of Stifel Financial Corp |
| 2009-09-01 | 2009-06-30 | N-CSR | Crm Mutual Fund Trust - Crm Small Cap Value Fund | Small-Cap Value | 94,200 | Sold Some | -17,900 | -15.96 % | $5,275,200 | $5,188,536 | $-86,664 | -1.64 % | $16,468 | | | | | | News Article | History of Crm Mutual Fund Trust - Crm Small Cap Value Fund Ownership Of Stifel Financial Corp |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 77,700 | Sold Some | -7,200 | -8.48 % | $4,351,200 | $4,279,716 | $-71,484 | -1.64 % | $6,624 | | | | | | News Article | History of Fmr Corp Ownership Of Stifel Financial Corp |
| 2009-09-01 | 2009-06-30 | N-CSRS | Tiaa Separate Account Va 1 - Stock Index Account | Specialty & Misc | 1,504 | Added More | 95 | 6.74 % | $84,224 | $82,840 | $-1,384 | -1.64 % | $-87 | | | | | | News Article | History of Tiaa Separate Account Va 1 - Stock Index Account Ownership Of Stifel Financial Corp |
| 2009-08-31 | 2009-06-30 | N-CSRS | Mutual Of America Investment Corp - Bond Fund | Specialty & Misc | 26,173 | Sold Some | -9,251 | -26.11 % | $1,473,540 | $1,441,609 | $-31,931 | -2.16 % | $11,286 | | | | | | News Article | History of Mutual Of America Investment Corp - Bond Fund Ownership Of Stifel Financial Corp |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | 330 | Added More | 86 | 35.24 % | $18,579 | $18,176 | $-403 | -2.16 % | $-105 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Stifel Financial Corp |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Diefa Fund | Specialty & Misc | 130 | New Holding | 130 | 100 % | $7,319 | $7,160 | $-159 | -2.16 % | $-159 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Diefa Fund Ownership Of Stifel Financial Corp |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Midcap Earnings Fund | Mid-Cap Core | 230 | No Change | 0 | 0 % | $12,949 | $12,668 | $-281 | -2.16 % | $0 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Midcap Earnings Fund Ownership Of Stifel Financial Corp |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Total Earnings Fund | Specialty & Misc | 44 | Added More | 4 | 10.00 % | $2,477 | $2,424 | $-54 | -2.16 % | $-5 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Total Earnings Fund Ownership Of Stifel Financial Corp |
| 2009-08-28 | 2009-06-30 | N-CSR | Allianz Funds - Occ Value | Large-Cap Value | 15,795 | Sold Some | -450 | -2.77 % | $885,626 | $869,989 | $-15,637 | -1.76 % | $446 | | | | | | News Article | History of Allianz Funds - Occ Value Ownership Of Stifel Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Calvert Impact Fund Inc - Small Cap Value Fund | Small-Cap Core | 27,354 | No Change | 0 | 0 % | $1,533,739 | $1,506,658 | $-27,080 | -1.76 % | $0 | | | | | | News Article | History of Calvert Impact Fund Inc - Small Cap Value Fund Ownership Of Stifel Financial Corp |
| 2009-08-28 | 2009-06-30 | N-CSRS | Columbia Funds Variable Insurance Trust - Columbia Asset Allocation Fund Variable Series | Specialty & Misc | 495 | Added More | 190 | 62.29 % | $27,755 | $27,265 | $-490 | -1.76 % | $-188 | | | | | | News Article | History of Columbia Funds Variable Insurance Trust - Columbia Asset Allocation Fund Variable Series Ownership Of Stifel Financial Corp |
| 2009-08-28 | 2009-06-30 | N-CSRS | Columbia Funds Variable Insurance Trust - Columbia Small Company Growth Fund Variable Series | Small-Cap Growth | 8,681 | Added More | 3,060 | 54.43 % | $486,744 | $478,149 | $-8,594 | -1.76 % | $-3,029 | | | | | | News Article | History of Columbia Funds Variable Insurance Trust - Columbia Small Company Growth Fund Variable Series Ownership Of Stifel Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Evergreen Equity Trust De - Evergreen Growth Fund | Multi-Cap Growth | 124,465 | New Holding | 124,465 | 100 % | $6,978,753 | $6,855,532 | $-123,220 | -1.76 % | $-123,220 | | | | | | News Article | History of Evergreen Equity Trust De - Evergreen Growth Fund Ownership Of Stifel Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Evergreen Select Equity Trust - Evergreen Strategic Growth Fund | Multi-Cap Growth | 72,475 | New Holding | 72,475 | 100 % | $4,063,673 | $3,991,923 | $-71,750 | -1.76 % | $-71,750 | | | | | | News Article | History of Evergreen Select Equity Trust - Evergreen Strategic Growth Fund Ownership Of Stifel Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Growth Index Fund | Multi-Cap Growth | 193,939 | Added More | 184,147 | 1880.58 % | $10,874,160 | $10,682,160 | $-192,000 | -1.76 % | $-182,306 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Growth Index Fund Ownership Of Stifel Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | 330,302 | Sold Some | -4,030 | -1.20 % | $18,520,033 | $18,193,034 | $-326,999 | -1.76 % | $3,990 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of Stifel Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Value Index Fund | Multi-Cap Value | | Sold All | -206,614 | -100 % | | | | -1.76 % | $204,548 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Value Index Fund Ownership Of Stifel Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | 1,716 | Added More | 1,609 | 1503.73 % | $96,216 | $94,517 | $-1,699 | -1.76 % | $-1,593 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Growth Index Fund Ownership Of Stifel Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 7,506 | Added More | 420 | 5.92 % | $420,861 | $413,430 | $-7,431 | -1.76 % | $-416 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Stifel Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Value Index Fund | Multi-Cap Value | | Sold All | -1,770 | -100 % | | | | -1.76 % | $1,752 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Value Index Fund Ownership Of Stifel Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Loomis Sayles Funds I - Loomis Sayles Bond Fund | Specialty & Misc | | Sold All | -21,893 | -100 % | | | | -1.76 % | $21,674 | | | | | | News Article | History of Loomis Sayles Funds I - Loomis Sayles Bond Fund Ownership Of Stifel Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Loomis Sayles Funds I - Loomis Sayles Small Cap Value Fund | Small-Cap Core | 214,727 | No Change | 0 | 0 % | $12,039,743 | $11,827,163 | $-212,580 | -1.76 % | $0 | | | | | | News Article | History of Loomis Sayles Funds I - Loomis Sayles Small Cap Value Fund Ownership Of Stifel Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Loomis Sayles Funds Ii - Loomis Sayles Small Cap Growth Fund | Small-Cap Growth | 24,809 | Added More | 2,916 | 13.31 % | $1,391,041 | $1,366,480 | $-24,561 | -1.76 % | $-2,887 | | | | | | News Article | History of Loomis Sayles Funds Ii - Loomis Sayles Small Cap Growth Fund Ownership Of Stifel Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Loomis Sayles Funds Ii - Loomis Sayles Value Fund | Large-Cap Value | | Sold All | -214,727 | -100 % | | | | -1.76 % | $212,580 | | | | | | News Article | History of Loomis Sayles Funds Ii - Loomis Sayles Value Fund Ownership Of Stifel Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Rainier Investment Management Mutual Funds - Rainier Mid Cap Equity Portfolio | Mid-Cap Core | 319,710 | New Holding | 319,710 | 100 % | $17,926,140 | $17,609,627 | $-316,513 | -1.76 % | $-316,513 | | | | | | News Article | History of Rainier Investment Management Mutual Funds - Rainier Mid Cap Equity Portfolio Ownership Of Stifel Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Small Cap Portfolio | Small-Cap Core | 3,869 | New Holding | 3,869 | 100 % | $216,935 | $213,105 | $-3,830 | -1.76 % | $-3,830 | | | | | | News Article | History of Seasons Series Trust - Small Cap Portfolio Ownership Of Stifel Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Sti Classic Funds - Emerging Growth Stock Fund | Mid-Cap Growth | 25,800 | Sold Some | -1,500 | -5.49 % | $1,446,606 | $1,421,064 | $-25,542 | -1.76 % | $1,485 | | | | | | News Article | History of Sti Classic Funds - Emerging Growth Stock Fund Ownership Of Stifel Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Sti Classic Funds - Small Cap Growth Stock Fund | Small-Cap Growth | 47,520 | Added More | 32,540 | 217.22 % | $2,664,446 | $2,617,402 | $-47,045 | -1.76 % | $-32,215 | | | | | | News Article | History of Sti Classic Funds - Small Cap Growth Stock Fund Ownership Of Stifel Financial Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Value Line Emerging Opportunities Fund Inc - Value Line Emerging Opportunities Fund Inc | Small-Cap Growth | 91,000 | No Change | 0 | 0 % | $5,102,370 | $5,012,280 | $-90,090 | -1.76 % | $0 | | | | | | News Article | History of Value Line Emerging Opportunities Fund Inc - Value Line Emerging Opportunities Fund Inc Ownership Of Stifel Financial Corp |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 333,228 | Added More | 104,491 | 45.68 % | $18,684,094 | $18,354,198 | $-329,896 | -1.76 % | $-103,446 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Stifel Financial Corp |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Horizon Funds - Vanguard Strategic Small-Cap Equity Fund | Small-Cap Core | 7,350 | New Holding | 7,350 | 100 % | $412,115 | $404,838 | $-7,277 | -1.76 % | $-7,277 | | | | | | News Article | History of Vanguard Horizon Funds - Vanguard Strategic Small-Cap Equity Fund Ownership Of Stifel Financial Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Dws Advisor Funds - Dws Lifecycle Long Range Fund | Mixed-Asset Target Allocation Moderate | | Sold All | -500 | -100 % | | | | 0.43 % | $-120 | | | | | | News Article | History of Dws Advisor Funds - Dws Lifecycle Long Range Fund Ownership Of Stifel Financial Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Dws Investment Trust - Dws Small Cap Core Fund | Small-Cap Core | 3,800 | New Holding | 3,800 | 100 % | $208,392 | $209,304 | $912 | 0.43 % | $912 | | | | | | News Article | History of Dws Investment Trust - Dws Small Cap Core Fund Ownership Of Stifel Financial Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Ivy Funds - Ivy Small Cap Value Fund | Small-Cap Value | 43 | Added More | 9 | 26.47 % | $2,358 | $2,368 | $10 | 0.43 % | $2 | | | | | | News Article | History of Ivy Funds - Ivy Small Cap Value Fund Ownership Of Stifel Financial Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Keeley Funds Inc - Keeley All Cap Value Fund | Mid-Cap Core | 25,000 | Sold Some | -3,000 | -10.71 % | $1,371,000 | $1,377,000 | $6,000 | 0.43 % | $-720 | | | | | | News Article | History of Keeley Funds Inc - Keeley All Cap Value Fund Ownership Of Stifel Financial Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Keeley Funds Inc - Keeley Small-Mid Cap Value Fund | No Data | 6,000 | Added More | 1,000 | 20.00 % | $329,040 | $330,480 | $1,440 | 0.43 % | $240 | | | | | | News Article | History of Keeley Funds Inc - Keeley Small-Mid Cap Value Fund Ownership Of Stifel Financial Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Leuthold Funds Inc - Leuthold Global Fund | No Data | | Sold All | -583 | -100 % | | | | 0.43 % | $-140 | | | | | | News Article | History of Leuthold Funds Inc - Leuthold Global Fund Ownership Of Stifel Financial Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Mgi Funds - Mgi Us Large Cap Value Equity Fund | Large-Cap Value | 27,400 | New Holding | 27,400 | 100 % | $1,502,616 | $1,509,192 | $6,576 | 0.43 % | $6,576 | | | | | | News Article | History of Mgi Funds - Mgi Us Large Cap Value Equity Fund Ownership Of Stifel Financial Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Tamarack Funds Trust - Tamarack Microcap Value Fund | Multi-Cap Value | 8,999 | No Change | 0 | 0 % | $493,505 | $495,665 | $2,160 | 0.43 % | $0 | | | | | | News Article | History of Tamarack Funds Trust - Tamarack Microcap Value Fund Ownership Of Stifel Financial Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 18,506 | Added More | 2,489 | 15.53 % | $1,014,869 | $1,019,310 | $4,441 | 0.43 % | $597 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Stifel Financial Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Growth Equity Fund | Multi-Cap Growth | | Sold All | -583 | -100 % | | | | 0.43 % | $-140 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Growth Equity Fund Ownership Of Stifel Financial Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 166,572 | Added More | 8,062 | 5.08 % | $9,134,808 | $9,174,786 | $39,977 | 0.43 % | $1,935 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Stifel Financial Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Growth Index Fund | Large-Cap Growth | 178,176 | New Holding | 178,176 | 100 % | $9,771,172 | $9,813,934 | $42,762 | 0.43 % | $42,762 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Growth Index Fund Ownership Of Stifel Financial Corp |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 215,851 | Added More | 19,438 | 9.89 % | $11,837,269 | $11,889,073 | $51,804 | 0.43 % | $4,665 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Stifel Financial Corp |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 4,800 | Added More | 1,600 | 50.00 % | $263,232 | $264,384 | $1,152 | 0.43 % | $384 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Stifel Financial Corp |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 10,800 | Added More | 7,600 | 237.50 % | $592,272 | $594,864 | $2,592 | 0.43 % | $1,824 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Stifel Financial Corp |
| 2009-08-25 | 2009-06-30 | N-Q | Advisors Series Trust - Chase Growth Fund | Multi-Cap Growth | | Sold All | -14,100 | -100 % | | | | -0.43 % | $3,384 | | | | | | News Article | History of Advisors Series Trust - Chase Growth Fund Ownership Of Stifel Financial Corp |
| 2009-08-25 | 2009-06-30 | N-CSRS | Forum Funds - Adams Harkness Small Cap Growth Fund | Small-Cap Growth | | Sold All | -1,535 | -100 % | | | | -0.43 % | $368 | | | | | | News Article | History of Forum Funds - Adams Harkness Small Cap Growth Fund Ownership Of Stifel Financial Corp |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim Loomis Sayles Small-Cap Value Portfolio | No Data | 55,121 | New Holding | 55,121 | 100 % | $3,049,294 | $3,036,065 | $-13,229 | -0.43 % | $-13,229 | | | | | | News Article | History of Maxim Series Fund Inc - Maxim Loomis Sayles Small-Cap Value Portfolio Ownership Of Stifel Financial Corp |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim Small-Cap Growth Portfolio | No Data | 10,500 | New Holding | 10,500 | 100 % | $580,860 | $578,340 | $-2,520 | -0.43 % | $-2,520 | | | | | | News Article | History of Maxim Series Fund Inc - Maxim Small-Cap Growth Portfolio Ownership Of Stifel Financial Corp |
| 2009-08-25 | 2009-06-30 | N-Q | Oppenheimer Discovery Fund - Oppenheimer Discovery Fund | Small-Cap Growth | | Sold All | -117,888 | -100 % | | | | -0.43 % | $28,293 | | | | | | News Article | History of Oppenheimer Discovery Fund - Oppenheimer Discovery Fund Ownership Of Stifel Financial Corp |
| 2009-08-24 | 2009-06-30 | N-CSRS | Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva | Specialty & Misc | 12,750 | New Holding | 12,750 | 100 % | $682,125 | $702,270 | $20,145 | 2.95 % | $20,145 | | | | | | News Article | History of Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva Ownership Of Stifel Financial Corp |
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