| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
History |
|---|
| 2010-03-11 | 2009-12-31 | N-CSR | Guinness Atkinson Funds - Guinness Atkinson Asia Pacific Dividend Fund | Pacific Region | | Sold All | -5,204,000 | -100 % | | | | - % | | | | | | | Stock Trading of Shenzhen Expressway Co Ltd By Guinness Atkinson Funds - Guinness Atkinson Asia Pacific Dividend Fund |
| 2010-03-11 | 2009-12-31 | N-CSR | Guinness Atkinson Funds - Guinness Atkinson Asia Focus Fund | Pacific Ex Japan | 3,500,000 | No Change | 0 | 0 % | | | | - % | | | | | | | Stock Trading of Shenzhen Expressway Co Ltd By Guinness Atkinson Funds - Guinness Atkinson Asia Focus Fund |
| 2010-03-10 | 2009-12-31 | N-CSR | Forward Funds - Forward Global Infrastructure Fund | No Data | | Sold All | -1,500,000 | -100 % | | | | - % | | | | | | | Stock Trading of Shenzhen Expressway Co Ltd By Forward Funds - Forward Global Infrastructure Fund |
| 2010-02-26 | 2009-12-31 | N-Q | Streettracks Index Shares Funds - Spdr Japan Etf | Japanese | | Sold All | -1,830,000 | -100 % | | | | - % | | | | | | | Stock Trading of Shenzhen Expressway Co Ltd By Streettracks Index Shares Funds - Spdr Japan Etf |
| 2010-02-26 | 2009-12-31 | N-Q | Forum Funds - Absolute Strategies Fund | Equity Mkt Neutral Funds | 384,000 | New Holding | 384,000 | 100 % | | | | - % | | | | | | | Stock Trading of Shenzhen Expressway Co Ltd By Forum Funds - Absolute Strategies Fund |
| 2010-02-22 | 2009-12-31 | N-Q | Icon Funds - Icon Bond Fund | Specialty & Misc | 1,350,000 | New Holding | 1,350,000 | 100 % | | | | - % | | | | | | | Stock Trading of Shenzhen Expressway Co Ltd By Icon Funds - Icon Bond Fund |
| 2010-01-08 | 2009-10-31 | N-CSR | Dimensional Investment Group Inc - International Value Portfolio | International Multi-Cap Value | | Sold All | -744,000 | -100 % | | | | - % | | | | | | | Stock Trading of Shenzhen Expressway Co Ltd By Dimensional Investment Group Inc - International Value Portfolio |
| 2010-01-08 | 2009-10-31 | N-CSR | Dfa Investment Dimensions Group Inc - Emerging Markets Core Equity Portfolio | Emerging Markets | 132,000 | No Change | 0 | 0 % | | | | - % | | | | | | | Stock Trading of Shenzhen Expressway Co Ltd By Dfa Investment Dimensions Group Inc - Emerging Markets Core Equity Portfolio |
| 2010-01-08 | 2009-10-31 | N-CSR | Dfa Investment Dimensions Group Inc - Emerging Markets Portfolio | Emerging Markets | 3,220,000 | No Change | 0 | 0 % | | | | - % | | | | | | | Stock Trading of Shenzhen Expressway Co Ltd By Dfa Investment Dimensions Group Inc - Emerging Markets Portfolio |
| 2010-01-08 | 2009-10-31 | N-CSR | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 100,000 | No Change | 0 | 0 % | | | | - % | | | | | | | Stock Trading of Shenzhen Expressway Co Ltd By Dfa Investment Dimensions Group Inc - International Core Equity Portfolio |