| Worldwide Hard Assets Fund (Van Eck Worldwide Insurance Trust) |
Specialty & Misc |
0.25 % |
2008-11-28 |
234,000 |
$807,300 |
$0 |
0.00 % |
Sold Some |
-96,000 |
-29.09 % |
$0 |
| International Investors Gold Fund (Van Eck Funds) |
Gold Oriented |
0.00 % |
2008-11-28 |
1,456,000 |
$5,023,200 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Eaton Vance International Equity Fund (Eaton Vance Mutual Funds Trust) |
Global Flex Port |
0.00 % |
2008-11-28 |
44,000 |
$151,800 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Global Hard Assets Fund (Van Eck Funds) |
Natural Resources |
0.25 % |
2008-11-28 |
222,000 |
$765,900 |
$0 |
0.00 % |
No Change |
0 |
0 % |
- |
| Eaton Vance Equity Research Fund (Eaton Vance Mutual Funds Trust) |
Specialty & Misc |
0.00 % |
2008-11-28 |
435,000 |
$1,500,750 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Basic Materials (Rydex Variable Trust) |
Specialty & Misc |
6.59 % |
2008-11-26 |
16,634 |
$57,387 |
$14,305 |
33.20 % |
No Compare |
- |
- % |
- |
| Putnam Vt Global Asset Allocation Fund (Putnam Variable Trust) |
Global Flex Port |
2.64 % |
2008-11-26 |
4,300 |
$14,835 |
$3,698 |
33.20 % |
New Holding |
4,300 |
100.00 % |
$3,698 |
| Glenmede Trust Co Na |
Institution |
4.35 % |
2008-11-26 |
None |
- |
- |
- % |
Sold All |
-3,600 |
-100.00 % |
$-3,096 |
| Capital Growth Portfolio (Capital Growth Portfolioma) |
Large-Cap Growth |
7.80 % |
2008-11-26 |
None |
- |
- |
- % |
Sold All |
-105,000 |
-100.00 % |
$-90,300 |
| Precious Metals Fund (Rydex Variable Trust) |
Specialty & Misc |
7.61 % |
2008-11-26 |
171,234 |
$590,757 |
$147,261 |
33.20 % |
No Compare |
- |
- % |
- |
| Eqfi Mid Cap Portfolio (Eq Advisors Trust) |
Mid-Cap Core |
2.67 % |
2008-11-26 |
1,083,188 |
$3,736,999 |
$931,542 |
33.20 % |
New Holding |
1,083,188 |
100.00 % |
$931,542 |
| Eaton Vance Global Growth Fund (Eaton Vance Growth Trust) |
Multi-Cap Growth |
4.79 % |
2008-11-26 |
40,900 |
$141,105 |
$35,174 |
33.20 % |
No Compare |
- |
- % |
- |
| Bnp Paribas Arbitrage Sa |
Institution |
4.92 % |
2008-11-25 |
102,620 |
$354,039 |
$88,253 |
33.20 % |
Added More |
1,100 |
1.08 % |
$946 |
| Oppenheimer Gold And Special Minerals Fund (Oppenheimer Gold And Special Minerals Fund) |
Gold Oriented |
15.59 % |
2008-11-24 |
1,660,000 |
$5,727,000 |
$1,062,400 |
22.77 % |
New Holding |
1,660,000 |
100.00 % |
$1,062,400 |
| Timothy Plan International Fund (Timothy Plan) |
International Large-C ... |
6.62 % |
2008-11-24 |
65,000 |
$224,250 |
$41,600 |
22.77 % |
No Compare |
- |
- % |
- |
| Shaw D E And Co Inc |
Institution |
14.08 % |
2008-11-24 |
69,100 |
$238,395 |
$44,224 |
22.77 % |
New Holding |
69,100 |
100.00 % |
$44,224 |
| Mid Cap Fund (Umb Scout Funds) |
Mid-Cap Core |
3.22 % |
2008-11-19 |
None |
- |
- |
- % |
Sold All |
-22,600 |
-100.00 % |
$-13,560 |
| Goldman Sachs Group Inc |
Institution |
3.96 % |
2008-11-19 |
261,933 |
$903,669 |
$157,160 |
21.05 % |
Sold Some |
-10,123 |
-3.72 % |
$-6,074 |
| Ing Canada Inc |
Institution |
-5.65 % |
2008-11-19 |
35,000 |
$120,750 |
$21,000 |
21.05 % |
No Compare |
- |
- % |
- |
| Jane Street Holding Llc |
Institution |
7.10 % |
2008-11-18 |
21,556 |
$74,368 |
$12,934 |
21.05 % |
New Holding |
21,556 |
100.00 % |
$12,934 |
| Aletheia Research And Management Inc |
Institution |
6.25 % |
2008-11-18 |
5,706,091 |
$19,686,014 |
$3,423,655 |
21.05 % |
Sold Some |
-719,863 |
-11.20 % |
$-431,918 |
| Us Bancorp De |
Institution |
3.17 % |
2008-11-17 |
326,390 |
$1,126,046 |
$65,278 |
6.15 % |
Added More |
18,012 |
5.84 % |
$3,602 |
| Millennium Management Llc |
Institution |
1.27 % |
2008-11-17 |
149,508 |
$515,803 |
$29,902 |
6.15 % |
Sold Some |
-87,683 |
-36.96 % |
$-17,537 |
| Norges Bank |
Institution |
2.58 % |
2008-11-17 |
673,951 |
$2,325,131 |
$134,790 |
6.15 % |
Added More |
19,446 |
2.97 % |
$3,889 |
| Van Eck Associates Corp |
Institution |
13.90 % |
2008-11-17 |
8,986,768 |
$31,004,350 |
$1,797,354 |
6.15 % |
Added More |
1,760,782 |
24.36 % |
$352,156 |
| Red Granite Advisors Llc |
Institution |
3.12 % |
2008-11-17 |
None |
- |
- |
- % |
Sold All |
-600 |
-100.00 % |
$-120 |
| Canyon Capital Advisors Llc |
Institution |
-2.67 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-890,900 |
-100.00 % |
$-178,180 |
| Fifth Third Securities |
Institution |
2.08 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-47 |
-100.00 % |
$-9 |
| Caxton Associates Llc |
Institution |
0.63 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-34,097 |
-100.00 % |
$-6,819 |
| Blair William And Co |
Institution |
2.96 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-10,140 |
-100.00 % |
$-2,028 |
| Matlinpatterson Capital Management Lp |
Institution |
-5.71 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-135,000 |
-100.00 % |
$-27,000 |
| Geosphere Capital Management |
Institution |
1.71 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-500,000 |
-100.00 % |
$-100,000 |
| Essex Investment Management Co Llc |
Institution |
1.43 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-8,234 |
-100.00 % |
$-1,647 |
| Balyasny Asset Management Llc |
Institution |
1.76 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-35,316 |
-100.00 % |
$-7,063 |
| Polar Securities Inc |
Institution |
2.34 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-15,000 |
-100.00 % |
$-3,000 |
| Renaissance Technologies Corp |
Institution |
2.14 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-279,200 |
-100.00 % |
$-55,840 |
| Dresdner Bank Ag |
Institution |
2.39 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-14,100 |
-100.00 % |
$-2,820 |
| Chilton Investment Co Llc |
Institution |
6.05 % |
2008-11-14 |
9,031,826 |
$31,159,800 |
$1,806,365 |
6.15 % |
Sold Some |
-109,513 |
-1.19 % |
$-21,903 |
| Hsbc Holdings Plc |
Institution |
1.87 % |
2008-11-14 |
80,975 |
$279,364 |
$16,195 |
6.15 % |
Added More |
29,980 |
58.79 % |
$5,996 |
| Marshall Wace North America L P |
Institution |
2.69 % |
2008-11-14 |
78,867 |
$272,091 |
$15,773 |
6.15 % |
Added More |
43,099 |
120.49 % |
$8,620 |
| Wells Fargo And Co |
Institution |
2.73 % |
2008-11-14 |
110,102 |
$379,852 |
$22,020 |
6.15 % |
Sold Some |
-9,898 |
-8.24 % |
$-1,980 |
| Indices-Pac Research Corp |
Institution |
2.52 % |
2008-11-14 |
20,964 |
$72,326 |
$4,193 |
6.15 % |
No Change |
0 |
0 % |
- |
| Weiss Multi-Strategy Advisers Llc |
Institution |
3.21 % |
2008-11-14 |
218,000 |
$752,100 |
$43,600 |
6.15 % |
Sold Some |
-376,300 |
-63.31 % |
$-75,260 |
| Scotia Capital Inc |
Institution |
-9.36 % |
2008-11-14 |
120,500 |
$415,725 |
$24,100 |
6.15 % |
Added More |
65,700 |
119.89 % |
$13,140 |
| Ing Investment Management Inc |
Institution |
-8.14 % |
2008-11-14 |
35,000 |
$120,750 |
$7,000 |
6.15 % |
New Holding |
35,000 |
100.00 % |
$7,000 |
| Glg Partners Inc |
Institution |
1.66 % |
2008-11-14 |
130,900 |
$451,605 |
$26,180 |
6.15 % |
Added More |
55,300 |
73.14 % |
$11,060 |
| Bank Of Nova Scotia |
Institution |
-9.06 % |
2008-11-14 |
276,294 |
$953,214 |
$55,259 |
6.15 % |
No Change |
0 |
0 % |
- |
| Rbc Dain Rauscher Inc |
Institution |
0.82 % |
2008-11-14 |
71,327 |
$246,078 |
$14,265 |
6.15 % |
Sold Some |
-9,443 |
-11.69 % |
$-1,889 |
| Axa |
Institution |
2.24 % |
2008-11-14 |
300 |
$1,035 |
$60 |
6.15 % |
No Change |
0 |
0 % |
- |
| Oppenheimer Funds Inc |
Institution |
2.97 % |
2008-11-14 |
1,660,000 |
$5,727,000 |
$332,000 |
6.15 % |
New Holding |
1,660,000 |
100.00 % |
$332,000 |
| Fifth Third Bancorp |
Institution |
2.55 % |
2008-11-14 |
24,262 |
$83,704 |
$4,852 |
6.15 % |
Added More |
3,322 |
15.86 % |
$664 |
| Fmr Corp |
Institution |
2.08 % |
2008-11-14 |
29,067,640 |
$100,283,358 |
$5,813,528 |
6.15 % |
New Holding |
29,067,640 |
100.00 % |
$5,813,528 |
| Peak6 Investments L P |
Institution |
3.33 % |
2008-11-14 |
559,968 |
$1,931,890 |
$111,994 |
6.15 % |
Added More |
515,570 |
1161.24 % |
$103,114 |
| Great West Life Assurance Co |
Institution |
-1.84 % |
2008-11-14 |
3,352,451 |
$11,565,956 |
$670,490 |
6.15 % |
New Holding |
3,352,451 |
100.00 % |
$670,490 |
| Barclays Plc |
Institution |
2.92 % |
2008-11-14 |
132,124 |
$455,828 |
$26,425 |
6.15 % |
Added More |
8,100 |
6.53 % |
$1,620 |
| Tal Global Asset Management Inc |
Institution |
-4.05 % |
2008-11-14 |
135,387 |
$467,085 |
$27,077 |
6.15 % |
Added More |
5,082 |
3.90 % |
$1,016 |
| American International Group Inc |
Institution |
2.51 % |
2008-11-14 |
1,946 |
$6,714 |
$389 |
6.15 % |
Sold Some |
-200 |
-9.31 % |
$-40 |
| Grt Capital Partners Llc |
Institution |
3.90 % |
2008-11-14 |
60,000 |
$207,000 |
$12,000 |
6.15 % |
New Holding |
60,000 |
100.00 % |
$12,000 |
| Citigroup Inc |
Institution |
2.63 % |
2008-11-14 |
378,748 |
$1,306,681 |
$75,750 |
6.15 % |
Added More |
226,467 |
148.71 % |
$45,293 |
| Rbc Asset Management Inc |
Institution |
-2.13 % |
2008-11-14 |
4,491,491 |
$15,495,644 |
$898,298 |
6.15 % |
Added More |
721,573 |
19.14 % |
$144,315 |
| Bbva Usa Bancshares Inc |
Institution |
2.83 % |
2008-11-14 |
68,466 |
$236,208 |
$13,693 |
6.15 % |
Sold Some |
-2,043 |
-2.89 % |
$-409 |
| Libra Advisors Inc |
Institution |
5.10 % |
2008-11-14 |
937,500 |
$3,234,375 |
$187,500 |
6.15 % |
New Holding |
937,500 |
100.00 % |
$187,500 |
| Susquehanna International Group Llp |
Institution |
1.29 % |
2008-11-14 |
293,553 |
$1,012,758 |
$58,711 |
6.15 % |
No Compare |
- |
- % |
- |
| Public Sector Pension Investment Board |
Institution |
-1.12 % |
2008-11-14 |
1,495,700 |
$5,160,165 |
$299,140 |
6.15 % |
Added More |
1,300 |
0.08 % |
$260 |
| Scotia Cassels Investment Counsel Ltd |
Institution |
-3.30 % |
2008-11-14 |
550,000 |
$1,897,500 |
$110,000 |
6.15 % |
New Holding |
550,000 |
100.00 % |
$110,000 |
| Morgan Stanley |
Institution |
1.80 % |
2008-11-14 |
1,026,950 |
$3,542,978 |
$205,390 |
6.15 % |
Added More |
573,041 |
126.24 % |
$114,608 |
| Citadel L P |
Institution |
2.60 % |
2008-11-14 |
364,119 |
$1,256,211 |
$72,824 |
6.15 % |
Added More |
242,996 |
200.61 % |
$48,599 |
| Babson Capital Management Llc |
Institution |
2.81 % |
2008-11-14 |
43,087 |
$148,650 |
$8,617 |
6.15 % |
No Change |
0 |
0 % |
- |
| U S Global Investors Inc |
Institution |
10.96 % |
2008-11-14 |
9,056,607 |
$31,245,294 |
$1,811,321 |
6.15 % |
Added More |
7,501,993 |
482.56 % |
$1,500,399 |
| Carlson Capital L P |
Institution |
2.51 % |
2008-11-14 |
1,183,400 |
$4,082,730 |
$236,680 |
6.15 % |
New Holding |
1,183,400 |
100.00 % |
$236,680 |
| Rbc Dominion Securities Inc |
Institution |
-2.18 % |
2008-11-14 |
55,595 |
$191,803 |
$11,119 |
6.15 % |
Sold Some |
-25,805 |
-31.70 % |
$-5,161 |
| Peoples United Financial Inc |
Institution |
3.07 % |
2008-11-14 |
12,000 |
$41,400 |
$2,400 |
6.15 % |
No Change |
0 |
0 % |
- |
| Fidelity International Ltd |
Institution |
2.96 % |
2008-11-14 |
33,810 |
$116,645 |
$6,762 |
6.15 % |
New Holding |
33,810 |
100.00 % |
$6,762 |
| Pnc Financial Services Group Inc |
Institution |
3.09 % |
2008-11-14 |
2,850 |
$9,833 |
$570 |
6.15 % |
No Change |
0 |
0 % |
- |
| Placemark Investments Inc |
Institution |
1.89 % |
2008-11-14 |
89,057 |
$307,247 |
$17,811 |
6.15 % |
Added More |
330 |
0.37 % |
$66 |
| Rbc Capital Markets Arbitrage S A |
Institution |
2.78 % |
2008-11-14 |
1,600 |
$5,520 |
$320 |
6.15 % |
New Holding |
1,600 |
100.00 % |
$320 |
| Geologic Resource Partners Llc |
Institution |
5.43 % |
2008-11-14 |
286,900 |
$989,805 |
$57,380 |
6.15 % |
New Holding |
286,900 |
100.00 % |
$57,380 |
| Credit Agricole S A |
Institution |
3.35 % |
2008-11-14 |
838,448 |
$2,892,646 |
$167,690 |
6.15 % |
Sold Some |
-692,654 |
-45.23 % |
$-138,531 |
| Puplava Financial Services |
Institution |
11.13 % |
2008-11-14 |
1,009,295 |
$3,482,068 |
$201,859 |
6.15 % |
Sold Some |
-12,298 |
-1.20 % |
$-2,460 |
| Jennison Associates Llc |
Institution |
2.42 % |
2008-11-14 |
2,323,500 |
$8,016,075 |
$464,700 |
6.15 % |
Added More |
140,200 |
6.42 % |
$28,040 |
| J P Morgan Chase And Co |
Institution |
5.28 % |
2008-11-13 |
135,229 |
$466,540 |
$50,035 |
12.01 % |
Added More |
47,243 |
53.69 % |
$17,480 |
| Knoll Capital Management Lp |
Institution |
-0.65 % |
2008-11-13 |
30,000 |
$103,500 |
$11,100 |
12.01 % |
Sold Some |
-20,000 |
-40.00 % |
$-7,400 |
| Ubs Global Asset Management Americas Inc |
Institution |
4.68 % |
2008-11-13 |
210,214 |
$725,238 |
$77,779 |
12.01 % |
Sold Some |
-30,045 |
-12.50 % |
$-11,117 |
| Kbc Group Nv |
Institution |
-2.29 % |
2008-11-13 |
31,400 |
$108,330 |
$11,618 |
12.01 % |
New Holding |
31,400 |
100.00 % |
$11,618 |
| Canada Pension Plan Investment Board |
Institution |
6.14 % |
2008-11-13 |
3,007,712 |
$10,376,606 |
$1,112,853 |
12.01 % |
Sold Some |
-550,400 |
-15.46 % |
$-203,648 |
| Tewksbury Capital Management Ltd |
Institution |
4.19 % |
2008-11-13 |
25,442 |
$87,775 |
$9,414 |
12.01 % |
New Holding |
25,442 |
100.00 % |
$9,414 |
| F And C Asset Management Plc |
Institution |
5.78 % |
2008-11-13 |
100,000 |
$345,000 |
$37,000 |
12.01 % |
No Change |
0 |
0 % |
- |
| Northern Trust Corp |
Institution |
5.07 % |
2008-11-13 |
323,276 |
$1,115,302 |
$119,612 |
12.01 % |
Sold Some |
-40,744 |
-11.19 % |
$-15,075 |
| Phillips Hager North Investment Management Ltd |
Institution |
-0.34 % |
2008-11-13 |
2,919,088 |
$10,070,854 |
$1,080,063 |
12.01 % |
New Holding |
2,919,088 |
100.00 % |
$1,080,063 |
| Ubs Ag |
Institution |
4.42 % |
2008-11-13 |
1,058,597 |
$3,652,160 |
$391,681 |
12.01 % |
Sold Some |
-1,327,064 |
-55.62 % |
$-491,014 |
| Hillsdale Investment Management Inc |
Institution |
5.91 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-100 |
-100.00 % |
$-37 |
| Amvescap Plc |
Institution |
3.20 % |
2008-11-13 |
1,350,000 |
$4,657,500 |
$499,500 |
12.01 % |
No Change |
0 |
0 % |
- |
| Motco |
Institution |
9.96 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-6,850 |
-100.00 % |
$-2,535 |
| Bard Associates Inc |
Institution |
0.29 % |
2008-11-13 |
94,235 |
$325,111 |
$34,867 |
12.01 % |
Added More |
9,885 |
11.71 % |
$3,657 |
| First Mercantile Trust Co |
Institution |
-4.49 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-42,800 |
-100.00 % |
$-15,836 |
| Credit Suisse |
Institution |
3.53 % |
2008-11-13 |
79,784 |
$275,255 |
$29,520 |
12.01 % |
Added More |
6,420 |
8.75 % |
$2,375 |
| Merrill Lynch And Co Inc |
Institution |
3.90 % |
2008-11-13 |
227,019 |
$783,216 |
$83,997 |
12.01 % |
Sold Some |
-240,781 |
-51.47 % |
$-89,089 |
| Manufactureres Life Insurance Co |
Institution |
1.75 % |
2008-11-13 |
316,789 |
$1,092,922 |
$117,212 |
12.01 % |
No Compare |
- |
- % |
- |
| Td Asset Management Inc |
Institution |
0.36 % |
2008-11-13 |
1,647,300 |
$5,683,185 |
$609,501 |
12.01 % |
Sold Some |
-154,340 |
-8.56 % |
$-57,106 |
| Rbc Professional Trader Group Llc |
Institution |
2.72 % |
2008-11-13 |
2,500 |
$8,625 |
$925 |
12.01 % |
Added More |
1,900 |
316.66 % |
$703 |
| Ig Investment Management Ltd |
Institution |
-2.92 % |
2008-11-13 |
2,610,880 |
$9,007,536 |
$966,026 |
12.01 % |
Added More |
1,055,880 |
67.90 % |
$390,676 |
| Rima Management Llc |
Institution |
5.45 % |
2008-11-12 |
None |
- |
- |
- % |
Sold All |
-37,500 |
-100.00 % |
$-13,875 |
| Spiderrock Trading Llc |
Institution |
6.90 % |
2008-11-12 |
None |
- |
- |
- % |
Sold All |
-1,028 |
-100.00 % |
$-380 |
| Orrell Capital Management Inc |
Institution |
32.45 % |
2008-11-12 |
208,000 |
$717,600 |
$76,960 |
12.01 % |
No Change |
0 |
0 % |
- |
| Cambrian Capital Limited Partnership |
Institution |
10.64 % |
2008-11-12 |
260,000 |
$897,000 |
$96,200 |
12.01 % |
No Change |
0 |
0 % |
- |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
4.74 % |
2008-11-12 |
6,655,092 |
$22,960,067 |
$2,462,384 |
12.01 % |
Sold Some |
-1,732,526 |
-20.65 % |
$-641,035 |
| Caisse De Depot Et Placement Du Quebec |
Institution |
3.10 % |
2008-11-12 |
1,922,200 |
$6,631,590 |
$711,214 |
12.01 % |
New Holding |
1,922,200 |
100.00 % |
$711,214 |
| Labranche And Co Inc |
Institution |
5.16 % |
2008-11-12 |
105,472 |
$363,878 |
$39,025 |
12.01 % |
New Holding |
105,472 |
100.00 % |
$39,025 |
| Stephens Inc |
Institution |
4.91 % |
2008-11-12 |
10,850 |
$37,433 |
$4,015 |
12.01 % |
New Holding |
10,850 |
100.00 % |
$4,015 |
| Toronto Dominion Bank |
Institution |
-3.27 % |
2008-11-12 |
141,115 |
$486,847 |
$52,213 |
12.01 % |
Added More |
63,103 |
80.88 % |
$23,348 |
| Rbc Private Counsel Inc |
Institution |
-1.20 % |
2008-11-12 |
2,760 |
$9,522 |
$1,021 |
12.01 % |
New Holding |
2,760 |
100.00 % |
$1,021 |
| Padco Advisors Inc |
Institution |
4.47 % |
2008-11-12 |
675,099 |
$2,329,092 |
$249,787 |
12.01 % |
Added More |
154,300 |
29.62 % |
$57,091 |
| Padco Advisors Ii Inc |
Institution |
4.74 % |
2008-11-12 |
187,868 |
$648,145 |
$69,511 |
12.01 % |
Sold Some |
-26,730 |
-12.45 % |
$-9,890 |
| Comerica Bank |
Institution |
-3.44 % |
2008-11-12 |
31,064 |
$107,171 |
$11,494 |
12.01 % |
Added More |
11,659 |
60.08 % |
$4,314 |
| Rbc Private Counsel Usa Inc |
Institution |
-0.70 % |
2008-11-12 |
500 |
$1,725 |
$185 |
12.01 % |
No Change |
0 |
0 % |
- |
| Gruss And Co Inc |
Institution |
-5.93 % |
2008-11-10 |
None |
- |
- |
- % |
Sold All |
-325,000 |
-100.00 % |
$81,250 |
| Intrust Bank Na |
Institution |
1.11 % |
2008-11-10 |
16,462 |
$56,794 |
$-4,116 |
-6.75 % |
Added More |
5,723 |
53.29 % |
$-1,431 |
| Selz Capital Llc |
Institution |
-14.85 % |
2008-11-10 |
150,000 |
$517,500 |
$-37,500 |
-6.75 % |
Sold Some |
-110,000 |
-42.30 % |
$27,500 |
| Claymore Advisors Llc |
Institution |
-26.21 % |
2008-11-10 |
13,431 |
$46,337 |
$-3,358 |
-6.75 % |
Added More |
3,424 |
34.21 % |
$-856 |
| Ameriprise Financial Inc |
Institution |
-2.77 % |
2008-11-10 |
41,271 |
$142,385 |
$-10,318 |
-6.75 % |
Sold Some |
-745 |
-1.77 % |
$186 |
| Eaton Vance Management |
Institution |
-1.72 % |
2008-11-10 |
893,269 |
$3,081,778 |
$-223,317 |
-6.75 % |
Sold Some |
-793,450 |
-47.04 % |
$198,363 |
| Findlay Park Partners Llp |
Institution |
-5.37 % |
2008-11-07 |
298,000 |
$1,028,100 |
$-35,760 |
-3.36 % |
New Holding |
298,000 |
100.00 % |
$-35,760 |
| Parsons Capital Management Inc |
Institution |
-1.39 % |
2008-11-06 |
60,175 |
$207,604 |
$-16,849 |
-7.50 % |
No Change |
0 |
0 % |
- |
| Baird Robert W And Co Inc |
Institution |
-1.10 % |
2008-11-06 |
28,565 |
$98,549 |
$-7,998 |
-7.50 % |
No Compare |
- |
- % |
- |
| Ixis Asset Management Advisors L P |
Institution |
-2.80 % |
2008-11-06 |
789,964 |
$2,725,376 |
$-221,190 |
-7.50 % |
Added More |
1,912 |
0.24 % |
$-535 |
| Bank Of Hawaii |
Institution |
-0.74 % |
2008-11-06 |
3,300 |
$11,385 |
$-924 |
-7.50 % |
No Change |
0 |
0 % |
- |
| Sg Americas Securities Llc |
Institution |
-1.69 % |
2008-11-06 |
11,026 |
$38,040 |
$-3,087 |
-7.50 % |
New Holding |
11,026 |
100.00 % |
$-3,087 |
| Mackenzie Financial Corp |
Institution |
-11.65 % |
2008-11-05 |
5,979,800 |
$20,630,310 |
$-4,724,042 |
-18.63 % |
Sold Some |
-7,480,000 |
-55.57 % |
$5,909,200 |
| Ing Investment Management Co |
Institution |
-5.72 % |
2008-11-05 |
None |
- |
- |
- % |
Sold All |
-800 |
-100.00 % |
$632 |
| Royal Trust Corp Of Canada |
Institution |
-16.16 % |
2008-11-05 |
None |
- |
- |
- % |
Sold All |
-800 |
-100.00 % |
$632 |
| Davidson D A And Co |
Institution |
-6.99 % |
2008-11-05 |
900 |
$3,105 |
$-711 |
-18.63 % |
No Change |
0 |
0 % |
- |
| Sprott Asset Management Inc |
Institution |
-20.93 % |
2008-11-04 |
2,243,000 |
$7,738,350 |
$-2,310,290 |
-22.99 % |
Added More |
942,000 |
72.40 % |
$-970,260 |
| Eagle Global Advisors Llc |
Institution |
-14.78 % |
2008-11-04 |
1,621,254 |
$5,593,326 |
$-1,669,892 |
-22.99 % |
Added More |
31,266 |
1.96 % |
$-32,204 |
| Ferris Baker Watts Incorporated |
Institution |
-11.51 % |
2008-11-04 |
14,500 |
$50,025 |
$-14,935 |
-22.99 % |
Sold Some |
-650 |
-4.29 % |
$670 |
| Omers Administration Corp |
Institution |
-18.12 % |
2008-11-04 |
2,185,100 |
$7,538,595 |
$-2,250,653 |
-22.99 % |
Added More |
360,400 |
19.75 % |
$-371,212 |
| Gmo International Small Companies Fund (Gmo Trust) |
Small-Cap Core |
-13.94 % |
2008-11-04 |
None |
- |
- |
- % |
Sold All |
-71,800 |
-100.00 % |
$73,954 |
| Leeb Capital Management Inc |
Institution |
-8.11 % |
2008-11-04 |
20,020 |
$69,069 |
$-20,621 |
-22.99 % |
Added More |
1,950 |
10.79 % |
$-2,009 |
| Natcan Investment Management Inc |
Institution |
-9.40 % |
2008-11-03 |
132,800 |
$458,160 |
$-33,200 |
-6.75 % |
Added More |
10,300 |
8.40 % |
$-2,575 |
| M And T Bank Corp |
Institution |
-6.70 % |
2008-11-03 |
530 |
$1,829 |
$-133 |
-6.75 % |
Sold Some |
-96,000 |
-99.45 % |
$24,000 |
| Bank Of New York Mellon Corp |
Institution |
-8.03 % |
2008-10-31 |
29,720 |
$102,534 |
$-4,458 |
-4.16 % |
Sold Some |
-154,818 |
-83.89 % |
$23,223 |
| Blackrock Advisors Llc |
Institution |
-6.91 % |
2008-10-30 |
936,024 |
$3,229,283 |
$-262,087 |
-7.50 % |
Sold Some |
-103,144 |
-9.92 % |
$28,880 |
| Fidelity Small Cap Stock Fund (Fidelity Commonwealth Trust) |
Small-Cap Core |
-8.19 % |
2008-10-30 |
1,100,000 |
$3,795,000 |
$-308,000 |
-7.50 % |
No Compare |
- |
- % |
- |
| Merrill Lynch Mercury Asset Management Japan Ltd |
Institution |
-6.29 % |
2008-10-30 |
109,247 |
$376,902 |
$-30,589 |
-7.50 % |
Added More |
25,414 |
30.31 % |
$-7,116 |
| Encompass Fund (Encompass Funds) |
Specialty & Misc |
-2.58 % |
2008-10-30 |
3,000 |
$10,350 |
$-840 |
-7.50 % |
No Change |
0 |
0 % |
- |
| Wealth Advisors Of Cincinnati Llc |
Institution |
-6.29 % |
2008-10-30 |
39 |
$135 |
$-11 |
-7.50 % |
No Change |
0 |
0 % |
- |
| Fidelity Mid Cap Stock Fund (Fidelity Commonwealth Trust) |
Mid-Cap Core |
-11.57 % |
2008-10-30 |
5,000,000 |
$17,250,000 |
$-1,400,000 |
-7.50 % |
No Compare |
- |
- % |
- |
| Fidelity Aggressive Growth Fund (Fidelity Mt Vernon Street Trust) |
Multi-Cap Growth |
-9.03 % |
2008-10-30 |
1,364,400 |
$4,707,180 |
$-382,032 |
-7.50 % |
No Compare |
- |
- % |
- |
| Blackrock Group Ltd |
Institution |
-3.28 % |
2008-10-30 |
42,802 |
$147,667 |
$-11,985 |
-7.50 % |
Sold Some |
-24,042 |
-35.96 % |
$6,732 |
| Blackrock Investment Management Llc |
Institution |
-5.74 % |
2008-10-30 |
40,479 |
$139,653 |
$-11,334 |
-7.50 % |
Sold Some |
-10,673 |
-20.86 % |
$2,988 |
| Agressive Growth Fund (Fidelity Securities Fund) |
Global Small/Mid-Cap ... |
-12.00 % |
2008-10-30 |
20,000 |
$69,000 |
$-5,600 |
-7.50 % |
No Compare |
- |
- % |
- |
| Blackrock Inc |
Institution |
-7.99 % |
2008-10-30 |
876,707 |
$3,024,639 |
$-245,478 |
-7.50 % |
Sold Some |
-14,034 |
-1.57 % |
$3,930 |
| Jennison Natural Resources Fund Inc (Jennison Natural Resources Fund Inc) |
Specialty & Misc |
-3.57 % |
2008-10-30 |
1,445,300 |
$4,986,285 |
$-404,684 |
-7.50 % |
No Change |
0 |
0 % |
- |
| Mid Cap Fund (Fidelity Advisor Series I) |
Mid-Cap Core |
-6.50 % |
2008-10-30 |
2,738,800 |
$9,448,860 |
$-766,864 |
-7.50 % |
No Compare |
- |
- % |
- |
| Balanced Fund (Fidelity Advisor Series I) |
Mixed-Asset Target Al ... |
-6.20 % |
2008-10-30 |
42,000 |
$144,900 |
$-11,760 |
-7.50 % |
No Compare |
- |
- % |
- |
| Oaktree Asset Management Llc |
Institution |
-2.09 % |
2008-10-29 |
22,540 |
$77,763 |
$-3,156 |
-3.89 % |
Added More |
7,800 |
52.91 % |
$-1,092 |
| Global Growth Portfolio (Global Growth Portfolio) |
Multi-Cap Growth |
-6.12 % |
2008-10-29 |
40,900 |
$141,105 |
$-5,726 |
-3.89 % |
No Change |
0 |
0 % |
- |
| Ocm Mutual Fund (Ocm Mutual Fund) |
Specialty & Misc |
28.93 % |
2008-10-29 |
190,000 |
$655,500 |
$-26,600 |
-3.89 % |
No Change |
0 |
0 % |
- |
| Financial Architects Inc |
Institution |
-2.43 % |
2008-10-28 |
None |
- |
- |
- % |
Sold All |
-500 |
-100.00 % |
$-290 |
| Oxford Asset Management |
Institution |
-3.14 % |
2008-10-28 |
12,700 |
$43,815 |
$7,366 |
20.20 % |
Sold Some |
-82,173 |
-86.61 % |
$-47,660 |
| Parametric Portfolio Associates |
Institution |
-3.77 % |
2008-10-28 |
142,909 |
$493,036 |
$82,887 |
20.20 % |
Added More |
48,626 |
51.57 % |
$28,203 |
| Gruber And Mcbaine Capital Management Llc |
Institution |
-1.09 % |
2008-10-24 |
175,000 |
$603,750 |
$1,750 |
0.29 % |
Sold Some |
-165,000 |
-48.52 % |
$-1,650 |
| Emerald Advisers Inc |
Institution |
-4.62 % |
2008-10-22 |
55,290 |
$190,751 |
$-17,693 |
-8.48 % |
Added More |
32,745 |
145.24 % |
$-10,478 |
| Georgia Bennicas Dba Bennicas And Associates |
Institution |
1.08 % |
2008-10-21 |
29,050 |
$100,223 |
$-34,860 |
-25.80 % |
New Holding |
29,050 |
100.00 % |
$-34,860 |
| Cantor Weiss And Wurm Asset Management Co Inc |
Institution |
-2.51 % |
2008-10-17 |
11,500 |
$39,675 |
$-12,190 |
-23.50 % |
Sold Some |
-40,000 |
-77.66 % |
$42,400 |
| Guaranty Trust Co Of Missouri |
Institution |
-0.92 % |
2008-10-17 |
200 |
$690 |
$-212 |
-23.50 % |
New Holding |
200 |
100.00 % |
$-212 |
| Ramond James Financial Services Inc |
Institution |
-0.43 % |
2008-10-15 |
43,048 |
$148,516 |
$-68,016 |
-31.41 % |
Added More |
1,800 |
4.36 % |
$-2,844 |
| Harris Financial Corp |
Institution |
-15.62 % |
2008-10-07 |
751,407 |
$2,592,354 |
$-1,893,546 |
-42.21 % |
Sold Some |
-53,238 |
-6.61 % |
$134,160 |
| Trust Co |
Institution |
-9.47 % |
2008-10-07 |
10,120 |
$34,914 |
$-25,502 |
-42.21 % |
Sold Some |
-6,335 |
-38.49 % |
$15,964 |
| Overseas Fund (Fidelity Advisor Series Viii) |
International Large-C ... |
-26.08 % |
2008-09-29 |
198,300 |
$684,135 |
$-1,025,211 |
-59.97 % |
No Compare |
- |
- % |
- |
| Fidelity Global Balanced Fund (Fidelity Charles Street Trust) |
Global Flex Port |
-19.86 % |
2008-09-29 |
25,000 |
$86,250 |
$-129,250 |
-59.97 % |
No Compare |
- |
- % |
- |
| International Equity Portfolio (International Equity Portfolioma) |
Global Flex Port |
-25.28 % |
2008-09-29 |
44,000 |
$151,800 |
$-227,480 |
-59.97 % |
Added More |
10,000 |
29.41 % |
$-51,700 |
| The Tocqueville Gold Fund (Tocqueville Trust) |
Gold Oriented |
-36.66 % |
2008-09-29 |
1,687,400 |
$5,821,530 |
$-8,723,858 |
-59.97 % |
No Compare |
- |
- % |
- |
| Fidelity Europe Capital Appreciation Fund (Fidelity Investment Trust) |
European Region |
-16.39 % |
2008-09-29 |
326,600 |
$1,126,770 |
$-1,688,522 |
-59.97 % |
No Compare |
- |
- % |
- |
| Fidelity International Small Cap Fund (Fidelity Investment Trust) |
Small-Cap Core |
-32.83 % |
2008-09-29 |
500,000 |
$1,725,000 |
$-2,585,000 |
-59.97 % |
No Compare |
- |
- % |
- |
| Fidelity Aggressive International Fund (Fidelity Investment Trust) |
Global Flex Port |
-27.29 % |
2008-09-29 |
255,600 |
$881,820 |
$-1,321,452 |
-59.97 % |
No Compare |
- |
- % |
- |
| Tax Managed International Equity Portfolio (Tax Managed International Equity Portfolio) |
Global Flex Port |
-26.85 % |
2008-09-29 |
435,000 |
$1,500,750 |
$-2,248,950 |
-59.97 % |
Added More |
115,000 |
35.93 % |
$-594,550 |
| Fidelity Diversified International Fund (Fidelity Investment Trust) |
Global Flex Port |
-21.11 % |
2008-09-29 |
9,071,000 |
$31,294,950 |
$-46,897,070 |
-59.97 % |
No Compare |
- |
- % |
- |
| Tax Managed Multi Cap Opportunity Portfolio (Tax Managed Multi Cap Opportunity Portfolio) |
Specialty & Misc |
-33.92 % |
2008-09-29 |
218,000 |
$752,100 |
$-1,127,060 |
-59.97 % |
New Holding |
218,000 |
100.00 % |
$-1,127,060 |
| Dws Gold And Precious Metals Fund (Dws Mutual Funds Inc) |
Gold Oriented |
-32.79 % |
2008-09-25 |
2,351,900 |
$8,114,055 |
$-14,840,489 |
-64.65 % |
Sold Some |
-172,000 |
-6.81 % |
$1,085,320 |
| Holmes Growth Fund (U S Global Accolade Funds) |
Multi-Cap Growth |
-45.26 % |
2008-09-19 |
60,000 |
$207,000 |
$-362,400 |
-63.64 % |
New Holding |
60,000 |
100.00 % |
$-362,400 |
| Value Portfolio (Prudential Series Fund) |
Multi-Cap Value |
-32.47 % |
2008-09-05 |
738,000 |
$2,546,100 |
$-4,656,780 |
-64.65 % |
New Holding |
738,000 |
100.00 % |
$-4,656,780 |
| The Boston Company Smallmid Cap Growth Fund (Mellon Institutional Funds Investment Trust) |
Mid-Cap Growth |
-32.13 % |
2008-09-04 |
33,900 |
$116,955 |
$-209,502 |
-64.17 % |
Added More |
19,770 |
139.91 % |
$-122,179 |
| World Precious Minerals Fund (Us Global Investors Funds) |
Specialty & Misc |
-5.12 % |
2008-09-04 |
None |
- |
- |
- % |
Sold All |
-600,000 |
-100.00 % |
$3,708,000 |
| Global Resources Fund (Us Global Investors Funds) |
Natural Resources |
-37.51 % |
2008-09-04 |
400,000 |
$1,380,000 |
$-2,472,000 |
-64.17 % |
Sold Some |
-650,000 |
-61.90 % |
$4,017,000 |
| The Boston Company Small Cap Growth Fund (Mellon Institutional Funds Investment Trust) |
Small-Cap Growth |
-34.87 % |
2008-09-04 |
None |
- |
- |
- % |
Sold All |
-52,640 |
-100.00 % |
$325,315 |
| Gold Shares Fund (Us Global Investors Funds) |
Gold Oriented |
-12.27 % |
2008-09-04 |
None |
- |
- |
- % |
Sold All |
-315,000 |
-100.00 % |
$1,946,700 |
| Capital Development Fund (Fidelity Destiny Portfolios) |
Specialty & Misc |
-37.11 % |
2008-08-29 |
2,100,000 |
$7,245,000 |
$-16,947,000 |
-70.05 % |
No Compare |
- |
- % |
- |
| Stock Portfolio (Seasons Series Trust) |
Multi-Cap Core |
-35.43 % |
2008-08-29 |
4,688 |
$16,174 |
$-37,832 |
-70.05 % |
New Holding |
4,688 |
100.00 % |
$-37,832 |
| Riversource Precious Metals And Mining Fund (Riversource Selected Series Inc) |
Specialty & Misc |
-27.11 % |
2008-08-28 |
150,000 |
$517,500 |
$-1,242,000 |
-70.58 % |
No Change |
0 |
0 % |
- |
| Ivy Global Natural Resources Fund (Ivy Funds) |
Natural Resources |
-55.58 % |
2008-08-27 |
7,594,300 |
$26,200,335 |
$-62,501,089 |
-70.46 % |
Sold Some |
-405,700 |
-5.07 % |
$3,338,911 |
| Health Care Portfolio (Variable Insurance Products Fund Iv) |
Health/Biotech |
-37.47 % |
2008-08-25 |
65,600 |
$226,320 |
$-519,552 |
-69.65 % |
New Holding |
65,600 |
100.00 % |
$-519,552 |
| Parallax Fund Lp |
Institution |
-35.93 % |
2008-07-31 |
None |
- |
- |
- % |
Sold All |
-2,700 |
-100.00 % |
$25,677 |