| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-20 | 2009-09-30 | N-Q | Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund | Small-Cap Core | | Sold All | -17,450 | -100 % | | | | 0.00 % | $0 | | | | | | News Article | History of Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund Ownership Of Smart Balance Inc |
| 2009-11-18 | 2009-09-30 | 13F-HR/A | Adage Capital Partners Gp Llc | Institution | 7,343,302 | No Change | 0 | 0 % | $39,653,831 | $40,314,728 | $660,897 | 1.66 % | $0 | | | | | | News Article | History of Adage Capital Partners Gp Llc Ownership Of Smart Balance Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 16,959 | Added More | 1,944 | 12.94 % | $91,070 | $93,105 | $2,035 | 2.23 % | $233 | | | | | | News Article | History of Amvescap Plc Ownership Of Smart Balance Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 55,560 | Sold Some | -59,207 | -51.58 % | $298,357 | $305,024 | $6,667 | 2.23 % | $-7,105 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Smart Balance Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 669,714 | Sold Some | -507,349 | -43.10 % | $3,596,364 | $3,676,730 | $80,366 | 2.23 % | $-60,882 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ah Lisanti Capital Growth Llc | Institution | | Sold All | -115,075 | -100 % | | | | 9.14 % | $-52,935 | | | | | | News Article | History of Ah Lisanti Capital Growth Llc Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 315,611 | Added More | 264,900 | 522.37 % | $1,587,523 | $1,732,704 | $145,181 | 9.14 % | $121,854 | | | | | | News Article | History of American International Group Inc Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Aqr Capital Management Llc | Institution | 25,300 | New Holding | 25,300 | 100 % | $127,259 | $138,897 | $11,638 | 9.14 % | $11,638 | | | | | | News Article | History of Aqr Capital Management Llc Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ardsley Advisory Partners | Institution | 850,000 | Sold Some | -400,000 | -32.00 % | $4,275,500 | $4,666,500 | $391,000 | 9.14 % | $-184,000 | | | | | | News Article | History of Ardsley Advisory Partners Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 41,839 | New Holding | 41,839 | 100 % | $210,450 | $229,696 | $19,246 | 9.14 % | $19,246 | | | | | | News Article | History of Citadel L P Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Columbia Partners L L C Investment Management | Institution | 192,826 | Added More | 3,163 | 1.66 % | $969,915 | $1,058,615 | $88,700 | 9.14 % | $1,455 | | | | | | News Article | History of Columbia Partners L L C Investment Management Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Driehaus Capital Management Llc | Institution | | Sold All | -145,391 | -100 % | | | | 9.14 % | $-66,880 | | | | | | News Article | History of Driehaus Capital Management Llc Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | First Washington Corp | Institution | | Sold All | -252,608 | -100 % | | | | 9.14 % | $-116,200 | | | | | | News Article | History of First Washington Corp Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 1,029,093 | Sold Some | -1,668,727 | -61.85 % | $5,176,338 | $5,649,721 | $473,383 | 9.14 % | $-767,614 | | | | | | News Article | History of Fmr Corp Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Fuller And Thaler Asset Management Inc | Institution | 169,800 | Sold Some | -2,900 | -1.67 % | $854,094 | $932,202 | $78,108 | 9.14 % | $-1,334 | | | | | | News Article | History of Fuller And Thaler Asset Management Inc Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 21,160 | Sold Some | -276,390 | -92.88 % | $106,435 | $116,168 | $9,734 | 9.14 % | $-127,139 | | | | | | News Article | History of Ing Groep Nv Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Loomis Sayles And Co L P | Institution | | Sold All | -344,324 | -100 % | | | | 9.14 % | $-158,389 | | | | | | News Article | History of Loomis Sayles And Co L P Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Mackenzie Financial Corp | Institution | | Sold All | -70,373 | -100 % | | | | 9.14 % | $-32,372 | | | | | | News Article | History of Mackenzie Financial Corp Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Madison Square Investors Llc | No Data | | Sold All | -4,227 | -100 % | | | | 9.14 % | $-1,944 | | | | | | News Article | History of Madison Square Investors Llc Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Mazama Capital Management Inc | Institution | 287,950 | Added More | 50,740 | 21.39 % | $1,448,389 | $1,580,846 | $132,457 | 9.14 % | $23,340 | | | | | | News Article | History of Mazama Capital Management Inc Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | | Sold All | -351,317 | -100 % | | | | 9.14 % | $-161,606 | | | | | | News Article | History of Millennium Management Llc Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 485,499 | Added More | 72,242 | 17.48 % | $2,442,060 | $2,665,390 | $223,330 | 9.14 % | $33,231 | | | | | | News Article | History of Morgan Stanley Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Co Of Connecticut | Institution | | Sold All | -181,787 | -100 % | | | | 9.14 % | $-83,622 | | | | | | News Article | History of Northern Trust Co Of Connecticut Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 743,822 | Added More | 49,202 | 7.08 % | $3,741,425 | $4,083,583 | $342,158 | 9.14 % | $22,633 | | | | | | News Article | History of Northern Trust Corp Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 1,700 | Sold Some | -1,040,498 | -99.83 % | $8,551 | $9,333 | $782 | 9.14 % | $-478,629 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Oss Capital Management | Institution | | Sold All | -570,519 | -100 % | | | | 9.14 % | $-262,439 | | | | | | News Article | History of Oss Capital Management Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 577,208 | Added More | 443,233 | 330.83 % | $2,903,356 | $3,168,872 | $265,516 | 9.14 % | $203,887 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Trellus Management Company Llc | Institution | 50,000 | New Holding | 50,000 | 100 % | $251,500 | $274,500 | $23,000 | 9.14 % | $23,000 | | | | | | News Article | History of Trellus Management Company Llc Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | 12,300 | Sold Some | -2,700 | -18.00 % | $61,869 | $67,527 | $5,658 | 9.14 % | $-1,242 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 149 | Added More | 33 | 28.44 % | $749 | $818 | $69 | 9.14 % | $15 | | | | | | News Article | History of Us Bancorp De Ownership Of Smart Balance Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wellington Management Co Llp | Institution | 37,485 | No Change | 0 | 0 % | $188,550 | $205,793 | $17,243 | 9.14 % | $0 | | | | | | News Article | History of Wellington Management Co Llp Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | 12,121 | New Holding | 12,121 | 100 % | $62,181 | $66,544 | $4,364 | 7.01 % | $4,364 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Advisors Capital Management Llc | Institution | 261,592 | Added More | 12,270 | 4.92 % | $1,341,967 | $1,436,140 | $94,173 | 7.01 % | $4,417 | | | | | | News Article | History of Advisors Capital Management Llc Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Arbor Capital Management Llc | Institution | 1,329,100 | Sold Some | -27,600 | -2.03 % | $6,818,283 | $7,296,759 | $478,476 | 7.01 % | $-9,936 | | | | | | News Article | History of Arbor Capital Management Llc Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 114,221 | Sold Some | -27,679 | -19.50 % | $585,954 | $627,073 | $41,120 | 7.01 % | $-9,964 | | | | | | News Article | History of Axa Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 11,269 | Sold Some | -69,196 | -85.99 % | $57,810 | $61,867 | $4,057 | 7.01 % | $-24,911 | | | | | | News Article | History of Barclays Plc Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 22,790 | New Holding | 22,790 | 100 % | $116,913 | $125,117 | $8,204 | 7.01 % | $8,204 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Delaware Management Business Trust | Institution | | Sold All | -148,480 | -100 % | | | | 7.01 % | $-53,453 | | | | | | News Article | History of Delaware Management Business Trust Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | First Mercantile Trust Co | Institution | 104,652 | Added More | 53,784 | 105.73 % | $536,865 | $574,539 | $37,675 | 7.01 % | $19,362 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Fortaleza Asset Management Inc | Institution | 86,150 | No Change | 0 | 0 % | $441,950 | $472,964 | $31,014 | 7.01 % | $0 | | | | | | News Article | History of Fortaleza Asset Management Inc Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 315 | Sold Some | -79,615 | -99.60 % | $1,616 | $1,729 | $113 | 7.01 % | $-28,661 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 156,194 | Added More | 1,659 | 1.07 % | $801,275 | $857,505 | $56,230 | 7.01 % | $597 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 228,794 | Sold Some | -5,015 | -2.14 % | $1,173,713 | $1,256,079 | $82,366 | 7.01 % | $-1,805 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jacobs Levy Equity Management Inc | Institution | 20,200 | Sold Some | -10,000 | -33.11 % | $103,626 | $110,898 | $7,272 | 7.01 % | $-3,600 | | | | | | News Article | History of Jacobs Levy Equity Management Inc Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-09-30 | N-Q | Kalmar Pooled Investment Trust - Kalmar Growth With Value Small Cap Fund | Small-Cap Growth | 357,310 | No Change | 0 | 0 % | $1,833,000 | $1,961,632 | $128,632 | 7.01 % | $0 | | | | | | News Article | History of Kalmar Pooled Investment Trust - Kalmar Growth With Value Small Cap Fund Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Legg Mason Capital Management Inc | Institution | 900 | New Holding | 900 | 100 % | $4,617 | $4,941 | $324 | 7.01 % | $324 | | | | | | News Article | History of Legg Mason Capital Management Inc Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Next Century Growth Investors Llc | Institution | 40,262 | Sold Some | -258,685 | -86.53 % | $206,544 | $221,038 | $14,494 | 7.01 % | $-93,127 | | | | | | News Article | History of Next Century Growth Investors Llc Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Pike Place Capital Management Llc | Institution | | Sold All | -6,600 | -100 % | | | | 7.01 % | $-2,376 | | | | | | News Article | History of Pike Place Capital Management Llc Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 784,115 | Added More | 200 | 0.02 % | $4,022,510 | $4,304,791 | $282,281 | 7.01 % | $72 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | 98,349 | Added More | 3,616 | 3.81 % | $504,530 | $539,936 | $35,406 | 7.01 % | $1,302 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 14,656 | Added More | 10,156 | 225.68 % | $75,185 | $80,461 | $5,276 | 7.01 % | $3,656 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 90,936 | Sold Some | -109,553 | -54.64 % | $466,502 | $499,239 | $32,737 | 7.01 % | $-39,439 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sei Trust Co | Institution | 111,490 | Added More | 99,540 | 832.97 % | $571,944 | $612,080 | $40,136 | 7.01 % | $35,834 | | | | | | News Article | History of Sei Trust Co Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 15,125 | New Holding | 15,125 | 100 % | $77,591 | $83,036 | $5,445 | 7.01 % | $5,445 | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of Smart Balance Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 2,413,605 | Added More | 69,607 | 2.96 % | $12,381,794 | $13,250,691 | $868,898 | 7.01 % | $25,059 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allianz Global Investors Of America L P | Institution | 2,291,662 | Added More | 509,121 | 28.56 % | $11,504,143 | $12,581,224 | $1,077,081 | 9.36 % | $239,287 | | | | | | News Article | History of Allianz Global Investors Of America L P Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 3,281,267 | Added More | 193,251 | 6.25 % | $16,471,960 | $18,014,156 | $1,542,195 | 9.36 % | $90,828 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Champlain Investment Partners Llc | Institution | 1,387,375 | New Holding | 1,387,375 | 100 % | $6,964,623 | $7,616,689 | $652,066 | 9.36 % | $652,066 | | | | | | News Article | History of Champlain Investment Partners Llc Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Columbia Wanger Asset Management Lp | Institution | 2,500,000 | No Change | 0 | 0 % | $12,550,000 | $13,725,000 | $1,175,000 | 9.36 % | $0 | | | | | | News Article | History of Columbia Wanger Asset Management Lp Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cortina Asset Management Llc | Institution | 923,397 | New Holding | 923,397 | 100 % | $4,635,453 | $5,069,450 | $433,997 | 9.36 % | $433,997 | | | | | | News Article | History of Cortina Asset Management Llc Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Gamco Investors Inc Et Al | Institution | 320,200 | Added More | 15,600 | 5.12 % | $1,607,404 | $1,757,898 | $150,494 | 9.36 % | $7,332 | | | | | | News Article | History of Gamco Investors Inc Et Al Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hodges Capital Management Inc | Institution | | Sold All | -25,000 | -100 % | | | | 9.36 % | $-11,750 | | | | | | News Article | History of Hodges Capital Management Inc Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 21,160 | Sold Some | -276,390 | -92.88 % | $106,223 | $116,168 | $9,945 | 9.36 % | $-129,903 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kitzinger Lautmann Capital Management Inc | Institution | 20,000 | No Change | 0 | 0 % | $100,400 | $109,800 | $9,400 | 9.36 % | $0 | | | | | | News Article | History of Kitzinger Lautmann Capital Management Inc Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | N-Q | M Fund Inc - Frontier Capital Appreciation Fund | Specialty & Misc | 41,200 | New Holding | 41,200 | 100 % | $206,824 | $226,188 | $19,364 | 9.36 % | $19,364 | | | | | | News Article | History of M Fund Inc - Frontier Capital Appreciation Fund Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 4,421 | Sold Some | -7,264 | -62.16 % | $22,193 | $24,271 | $2,078 | 9.36 % | $-3,414 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 63,160 | Added More | 5,226 | 9.02 % | $317,063 | $346,748 | $29,685 | 9.36 % | $2,456 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | N-Q | Nicholas Ltd Edition Inc - Nicholas Ltd Edition Inc | Specialty & Misc | 191,500 | No Change | 0 | 0 % | $961,330 | $1,051,335 | $90,005 | 9.36 % | $0 | | | | | | News Article | History of Nicholas Ltd Edition Inc - Nicholas Ltd Edition Inc Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 2,204 | Added More | 157 | 7.66 % | $11,064 | $12,100 | $1,036 | 9.36 % | $74 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 2,796 | Added More | 1,118 | 66.62 % | $14,036 | $15,350 | $1,314 | 9.36 % | $525 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rbc Trustee Ltd | Institution | 7,500 | No Change | 0 | 0 % | $37,650 | $41,175 | $3,525 | 9.36 % | $0 | | | | | | News Article | History of Rbc Trustee Ltd Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rice Hall James And Associates Llc | Institution | 425,559 | Added More | 11,815 | 2.85 % | $2,136,306 | $2,336,319 | $200,013 | 9.36 % | $5,553 | | | | | | News Article | History of Rice Hall James And Associates Llc Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 23,595 | Sold Some | -15,070 | -38.97 % | $118,447 | $129,537 | $11,090 | 9.36 % | $-7,083 | | | | | | News Article | History of Russell Frank Co Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Security Management Co Llc | Institution | 259,180 | New Holding | 259,180 | 100 % | $1,301,084 | $1,422,898 | $121,815 | 9.36 % | $121,815 | | | | | | News Article | History of Security Management Co Llc Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sovereign Asset Management Corp | Institution | 407,401 | Sold Some | -27,966 | -6.42 % | $2,045,153 | $2,236,631 | $191,478 | 9.36 % | $-13,144 | | | | | | News Article | History of Sovereign Asset Management Corp Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | | Sold All | -3,511 | -100 % | | | | 9.36 % | $-1,650 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Symmetry Peak Management Llc | Institution | 308,946 | Added More | 124,146 | 67.17 % | $1,550,909 | $1,696,114 | $145,205 | 9.36 % | $58,349 | | | | | | News Article | History of Symmetry Peak Management Llc Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tewksbury Capital Management Ltd | Institution | | Sold All | -12,607 | -100 % | | | | 9.36 % | $-5,925 | | | | | | News Article | History of Tewksbury Capital Management Ltd Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Virginia Retirement Systems Et Al | Institution | 88,500 | No Change | 0 | 0 % | $444,270 | $485,865 | $41,595 | 9.36 % | $0 | | | | | | News Article | History of Virginia Retirement Systems Et Al Ownership Of Smart Balance Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Zacks Investment Management | Institution | | Sold All | -36,922 | -100 % | | | | 9.36 % | $-17,353 | | | | | | News Article | History of Zacks Investment Management Ownership Of Smart Balance Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Brinton Eaton Associates Inc | Institution | 8,000 | No Change | 0 | 0 % | $38,800 | $43,920 | $5,120 | 13.19 % | $0 | | | | | | News Article | History of Brinton Eaton Associates Inc Ownership Of Smart Balance Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 37,617 | Sold Some | -79,321 | -67.83 % | $182,442 | $206,517 | $24,075 | 13.19 % | $-50,765 | | | | | | News Article | History of Citigroup Inc Ownership Of Smart Balance Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 17,306 | Added More | 4,912 | 39.63 % | $83,934 | $95,010 | $11,076 | 13.19 % | $3,144 | | | | | | News Article | History of Comerica Bank Ownership Of Smart Balance Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Glenmede Trust Co Na | Institution | 3,445 | Added More | 281 | 8.88 % | $16,708 | $18,913 | $2,205 | 13.19 % | $180 | | | | | | News Article | History of Glenmede Trust Co Na Ownership Of Smart Balance Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Highbridge Capital Management Llc | Institution | | Sold All | -30,984 | -100 % | | | | 13.19 % | $-19,830 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of Smart Balance Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Royce And Associates Llc | Institution | 312,700 | Added More | 40,600 | 14.92 % | $1,516,595 | $1,716,723 | $200,128 | 13.19 % | $25,984 | | | | | | News Article | History of Royce And Associates Llc Ownership Of Smart Balance Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Tesseract Capital Llc | No Data | 1,700 | New Holding | 1,700 | 100 % | $8,245 | $9,333 | $1,088 | 13.19 % | $1,088 | | | | | | News Article | History of Tesseract Capital Llc Ownership Of Smart Balance Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 75,840 | Added More | 7,652 | 11.22 % | $367,824 | $416,362 | $48,538 | 13.19 % | $4,897 | | | | | | News Article | History of Ubs Ag Ownership Of Smart Balance Inc |
| 2009-11-09 | 2009-09-30 | N-Q | Forum Funds - Adams Harkness Small Cap Growth Fund | Small-Cap Growth | | Sold All | -9,775 | -100 % | | | | 9.36 % | $-4,594 | | | | | | News Article | History of Forum Funds - Adams Harkness Small Cap Growth Fund Ownership Of Smart Balance Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Blair William And Co | Institution | 3,595,513 | Added More | 89,683 | 2.55 % | $18,624,757 | $19,739,366 | $1,114,609 | 5.98 % | $27,802 | | | | | | News Article | History of Blair William And Co Ownership Of Smart Balance Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Hartford Investment Management Co | Institution | 4,750 | New Holding | 4,750 | 100 % | $24,605 | $26,078 | $1,473 | 5.98 % | $1,473 | | | | | | News Article | History of Hartford Investment Management Co Ownership Of Smart Balance Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 55,578 | No Change | 0 | 0 % | $287,894 | $305,123 | $17,229 | 5.98 % | $0 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Smart Balance Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pioneer Investment Management Inc | Institution | 830,800 | Added More | 393,800 | 90.11 % | $4,303,544 | $4,561,092 | $257,548 | 5.98 % | $122,078 | | | | | | News Article | History of Pioneer Investment Management Inc Ownership Of Smart Balance Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 200 | No Change | 0 | 0 % | $1,036 | $1,098 | $62 | 5.98 % | $0 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Smart Balance Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 112,100 | No Change | 0 | 0 % | $580,678 | $615,429 | $34,751 | 5.98 % | $0 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Smart Balance Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tcw Group Inc | Institution | 1,841,294 | Added More | 671,478 | 57.40 % | $9,537,903 | $10,108,704 | $570,801 | 5.98 % | $208,158 | | | | | | News Article | History of Tcw Group Inc Ownership Of Smart Balance Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 54,983 | No Change | 0 | 0 % | $284,812 | $301,857 | $17,045 | 5.98 % | $0 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Smart Balance Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 366,175 | Sold Some | -37,221 | -9.22 % | $1,896,787 | $2,010,301 | $113,514 | 5.98 % | $-11,539 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Smart Balance Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Waddell And Reed Financial Inc | Institution | 811,200 | Sold Some | -1,545,040 | -65.57 % | $4,202,016 | $4,453,488 | $251,472 | 5.98 % | $-478,962 | | | | | | News Article | History of Waddell And Reed Financial Inc Ownership Of Smart Balance Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Kornitzer Capital Management Inc | Institution | 73,700 | Added More | 14,300 | 24.07 % | $416,405 | $404,613 | $-11,792 | -2.83 % | $-2,288 | | | | | | News Article | History of Kornitzer Capital Management Inc Ownership Of Smart Balance Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 12,295 | Sold Some | -5,295 | -30.10 % | $69,467 | $67,500 | $-1,967 | -2.83 % | $847 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Smart Balance Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 16,345 | Sold Some | -8,052 | -33.00 % | $92,349 | $89,734 | $-2,615 | -2.83 % | $1,288 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Smart Balance Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Frontier Capital Management Co Inc | Institution | 470,025 | New Holding | 470,025 | 100 % | $2,589,838 | $2,580,437 | $-9,401 | -0.36 % | $-9,401 | | | | | | News Article | History of Frontier Capital Management Co Inc Ownership Of Smart Balance Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Geewax Plus Partners Llc | Institution | | Sold All | -14,100 | -100 % | | | | -0.36 % | $282 | | | | | | News Article | History of Geewax Plus Partners Llc Ownership Of Smart Balance Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Washington Capital Management Inc | Institution | 846,052 | Added More | 274,507 | 48.02 % | $4,661,747 | $4,644,825 | $-16,921 | -0.36 % | $-5,490 | | | | | | News Article | History of Washington Capital Management Inc Ownership Of Smart Balance Inc |
| 2009-11-04 | 2009-08-31 | N-CSR | Ssga Funds - Ssga Enhanced Small Cap Fund | Small-Cap Core | 900 | New Holding | 900 | 100 % | $4,959 | $4,941 | $-18 | -0.36 % | $-18 | | | | | | News Article | History of Ssga Funds - Ssga Enhanced Small Cap Fund Ownership Of Smart Balance Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | | Sold All | -10,625 | -100 % | | | | -0.18 % | $106 | | | | | | News Article | History of Prudential Financial Inc Ownership Of Smart Balance Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Partners Inc | Institution | 484,420 | Sold Some | -431,040 | -47.08 % | $2,664,310 | $2,659,466 | $-4,844 | -0.18 % | $4,310 | | | | | | News Article | History of Turner Investment Partners Inc Ownership Of Smart Balance Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | | Sold All | -34,405 | -100 % | | | | 3.97 % | $-7,225 | | | | | | News Article | History of Oxford Asset Management Ownership Of Smart Balance Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Stonebridge Capital Management Inc | Institution | 102,775 | Added More | 38,500 | 59.89 % | $542,652 | $564,235 | $21,583 | 3.97 % | $8,085 | | | | | | News Article | History of Stonebridge Capital Management Inc Ownership Of Smart Balance Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Advisor Series I - Growth Opportunities Fund | Large-Cap Core | 2,500 | Sold Some | -2,700 | -51.92 % | $13,200 | $13,725 | $525 | 3.97 % | $-567 | | | | | | News Article | History of Fidelity Advisor Series I - Growth Opportunities Fund Ownership Of Smart Balance Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock | Specialty & Misc | 2,551 | No Compare | | | $13,469 | $14,005 | $536 | 3.97 % | | | | | | | News Article | History of Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock Ownership Of Smart Balance Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Morgan Stanley Global Advantage Fund - None | Specialty & Misc | 295,000 | No Change | 0 | 0 % | $1,557,600 | $1,619,550 | $61,950 | 3.97 % | $0 | | | | | | News Article | History of Morgan Stanley Global Advantage Fund - None Ownership Of Smart Balance Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 1,455,251 | Added More | 381,727 | 35.55 % | $8,032,986 | $7,989,328 | $-43,658 | -0.54 % | $-11,452 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Smart Balance Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Cornerstone Strategy Fund | Specialty & Misc | | Sold All | -3,498 | -100 % | | | | -0.54 % | $105 | | | | | | News Article | History of Usaa Mutual Funds Trust - Cornerstone Strategy Fund Ownership Of Smart Balance Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | | Sold All | -966 | -100 % | | | | -0.54 % | $29 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Smart Balance Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Index Fund | Small-Cap Core | 50,711 | New Holding | 50,711 | 100 % | $279,925 | $278,403 | $-1,521 | -0.54 % | $-1,521 | | | | | | News Article | History of Valic Co I - Small Cap Index Fund Ownership Of Smart Balance Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Kalmar Investments Inc | Institution | 1,432,765 | Added More | 4,980 | 0.34 % | $7,808,569 | $7,865,880 | $57,311 | 0.73 % | $199 | | | | | | News Article | History of Kalmar Investments Inc Ownership Of Smart Balance Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Ami Asset Management Corp | Institution | 26,650 | Sold Some | -1,500 | -5.32 % | $151,905 | $146,309 | $-5,597 | -3.68 % | $315 | | | | | | News Article | History of Ami Asset Management Corp Ownership Of Smart Balance Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Nicholas Co Inc | Institution | 193,525 | No Change | 0 | 0 % | $1,103,093 | $1,062,452 | $-40,640 | -3.68 % | $0 | | | | | | News Article | History of Nicholas Co Inc Ownership Of Smart Balance Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Sterling Johnston Capital Management Lp | Institution | | Sold All | -178,400 | -100 % | | | | -3.68 % | $37,464 | | | | | | News Article | History of Sterling Johnston Capital Management Lp Ownership Of Smart Balance Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Magee Thomson Investment Partners Llc | Institution | | Sold All | -16,706 | -100 % | | | | -2.48 % | $2,339 | | | | | | News Article | History of Magee Thomson Investment Partners Llc Ownership Of Smart Balance Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Advisors Llc | Institution | 3,027,947 | Added More | 1,778,249 | 142.29 % | $17,289,577 | $16,623,429 | $-666,148 | -3.85 % | $-391,215 | | | | | | News Article | History of Blackrock Advisors Llc Ownership Of Smart Balance Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | | Sold All | -18,050 | -100 % | | | | -3.85 % | $3,971 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Smart Balance Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | 206,425 | Added More | 110,658 | 115.54 % | $1,178,687 | $1,133,273 | $-45,414 | -3.85 % | $-24,345 | | | | | | News Article | History of Blackrock Inc Ownership Of Smart Balance Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 283,104 | Added More | 97,100 | 52.20 % | $1,616,524 | $1,554,241 | $-62,283 | -3.85 % | $-21,362 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Smart Balance Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Eagle Asset Management Inc | Institution | 1,548,399 | Sold Some | -406,491 | -20.79 % | $8,841,358 | $8,500,711 | $-340,648 | -3.85 % | $89,428 | | | | | | News Article | History of Eagle Asset Management Inc Ownership Of Smart Balance Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Merrill Lynch Mercury Asset Management Japan Ltd | Institution | 13,000 | Added More | 8,400 | 182.60 % | $74,230 | $71,370 | $-2,860 | -3.85 % | $-1,848 | | | | | | News Article | History of Merrill Lynch Mercury Asset Management Japan Ltd Ownership Of Smart Balance Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 230,033 | Sold Some | -887,843 | -79.42 % | $1,292,785 | $1,262,881 | $-29,904 | -2.31 % | $115,420 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Smart Balance Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Credo Capital Management Llc | Institution | 55,940 | No Change | 0 | 0 % | $314,383 | $307,111 | $-7,272 | -2.31 % | $0 | | | | | | News Article | History of Credo Capital Management Llc Ownership Of Smart Balance Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 123,412 | Added More | 28,453 | 29.96 % | $693,575 | $677,532 | $-16,044 | -2.31 % | $-3,699 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Smart Balance Inc |
| 2009-10-20 | 2009-09-30 | 13F-HR | Teachers Retirement System Of The State Of Kentucky | Institution | 35,100 | No Change | 0 | 0 % | $202,878 | $192,699 | $-10,179 | -5.01 % | $0 | | | | | | News Article | History of Teachers Retirement System Of The State Of Kentucky Ownership Of Smart Balance Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | 355,597 | Added More | 18,826 | 5.59 % | $2,080,242 | $1,952,228 | $-128,015 | -6.15 % | $-6,777 | | | | | | News Article | History of Strs Ohio Ownership Of Smart Balance Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Harris Financial Corp | Institution | 13,388 | New Holding | 13,388 | 100 % | $78,052 | $73,500 | $-4,552 | -5.83 % | $-4,552 | | | | | | News Article | History of Harris Financial Corp Ownership Of Smart Balance Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 76,410 | No Change | 0 | 0 % | $445,470 | $419,491 | $-25,979 | -5.83 % | $0 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Smart Balance Inc |
| 2009-10-14 | 2009-09-30 | 13F-HR | Friedberg Investment Management | Institution | 156,190 | Added More | 10,950 | 7.53 % | $913,712 | $857,483 | $-56,228 | -6.15 % | $-3,942 | | | | | | News Article | History of Friedberg Investment Management Ownership Of Smart Balance Inc |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 97,475 | Added More | 2,021 | 2.11 % | $585,825 | $535,138 | $-50,687 | -8.65 % | $-1,051 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Smart Balance Inc |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds - Bull Profund | Large-Cap Core | 3,392 | Added More | 1,680 | 98.13 % | $20,725 | $18,622 | $-2,103 | -10.14 % | $-1,042 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Smart Balance Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | 966 | New Holding | 966 | 100 % | $5,970 | $5,303 | $-667 | -11.16 % | $-667 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Smart Balance Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 133,797 | Added More | 500 | 0.37 % | $817,500 | $734,546 | $-82,954 | -10.14 % | $-310 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Smart Balance Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 51,993 | No Change | 0 | 0 % | $317,677 | $285,442 | $-32,236 | -10.14 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Smart Balance Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio | No Data | 1,400 | No Change | 0 | 0 % | $8,554 | $7,686 | $-868 | -10.14 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio Ownership Of Smart Balance Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va International Value Portfolio | Multi-Cap Value | 100 | No Change | 0 | 0 % | $611 | $549 | $-62 | -10.14 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va International Value Portfolio Ownership Of Smart Balance Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va Small Value Portfolio | Small-Cap Value | 193,958 | New Holding | 193,958 | 100 % | $1,185,083 | $1,064,829 | $-120,254 | -10.14 % | $-120,254 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va Small Value Portfolio Ownership Of Smart Balance Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Trust Co - International Value Series | Multi-Cap Value | 28,450 | Added More | 1,950 | 7.35 % | $173,830 | $156,191 | $-17,639 | -10.14 % | $-1,209 | | | | | | News Article | History of Dfa Investment Trust Co - International Value Series Ownership Of Smart Balance Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Capital Trust - Fidelity Small Cap Independence Fund | Small-Cap Core | | Sold All | -1,072,800 | -100 % | | | | -10.14 % | $665,136 | | | | | | News Article | History of Fidelity Capital Trust - Fidelity Small Cap Independence Fund Ownership Of Smart Balance Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust - Jackson Perspective Index 5 Fund | Specialty & Misc | 794 | No Change | 0 | 0 % | $4,851 | $4,359 | $-492 | -10.14 % | $0 | | | | | | News Article | History of Jnl Investors Series Trust - Jackson Perspective Index 5 Fund Ownership Of Smart Balance Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Managers Trust I - Managers Fremont Global Fund | Global Flex Port | 149,480 | Sold Some | -5,300 | -3.42 % | $913,323 | $820,645 | $-92,678 | -10.14 % | $3,286 | | | | | | News Article | History of Managers Trust I - Managers Fremont Global Fund Ownership Of Smart Balance Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Managers Trust I - Managers Small Cap Fund | Small-Cap Core | | Sold All | -38,300 | -100 % | | | | -10.14 % | $23,746 | | | | | | News Article | History of Managers Trust I - Managers Small Cap Fund Ownership Of Smart Balance Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund | Small-Cap Core | | Sold All | -490 | -100 % | | | | -11.73 % | $358 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund Ownership Of Smart Balance Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund | Small-Cap Core | | Sold All | -900 | -100 % | | | | -11.73 % | $657 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund Ownership Of Smart Balance Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc - International Fund | International Multi-Cap Core | 1,600 | New Holding | 1,600 | 100 % | $9,952 | $8,784 | $-1,168 | -11.73 % | $-1,168 | | | | | | News Article | History of Old Westbury Funds Inc - International Fund Ownership Of Smart Balance Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio | Small-Cap Growth | 17,636 | New Holding | 17,636 | 100 % | $109,696 | $96,822 | $-12,874 | -11.73 % | $-12,874 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio Ownership Of Smart Balance Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Advisors Inner Circle Fund - Micro Cap Portfolio | Specialty & Misc | 252,508 | Added More | 64,000 | 33.95 % | $1,535,249 | $1,386,269 | $-148,980 | -9.70 % | $-37,760 | | | | | | News Article | History of Advisors Inner Circle Fund - Micro Cap Portfolio Ownership Of Smart Balance Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Stonebridge Funds Trust - Stonebridge Growth Fund | Multi-Cap Growth | 88,475 | Added More | 33,475 | 60.86 % | $537,928 | $485,728 | $-52,200 | -9.70 % | $-19,750 | | | | | | News Article | History of Stonebridge Funds Trust - Stonebridge Growth Fund Ownership Of Smart Balance Inc |
| 2009-09-24 | 2009-07-31 | N-Q | Nationwide Mutual Funds - Nationwide Large Cap Value Fund | Large-Cap Value | | Sold All | -4,700 | -100 % | | | | -9.40 % | $2,679 | | | | | | News Article | History of Nationwide Mutual Funds - Nationwide Large Cap Value Fund Ownership Of Smart Balance Inc |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - Rydex Inverse Russell 2000 Etf | Specialty & Misc | 1,340 | New Holding | 1,340 | 100 % | $8,415 | $7,357 | $-1,059 | -12.57 % | $-1,059 | | | | | | News Article | History of Rydex Etf Trust - Rydex Inverse Russell 2000 Etf Ownership Of Smart Balance Inc |
| 2009-09-17 | 2009-06-30 | 13F-HR/A | Delaware Management Business Trust | Institution | 148,480 | New Holding | 148,480 | 100 % | $932,454 | $815,155 | $-117,299 | -12.57 % | $-117,299 | | | | | | News Article | History of Delaware Management Business Trust Ownership Of Smart Balance Inc |
| 2009-09-15 | 2009-03-31 | 13F-HR/A | Highbridge Capital Management Llc | Institution | 14,023 | New Holding | 14,023 | 100 % | $88,485 | $76,986 | $-11,499 | -12.99 % | $-11,499 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of Smart Balance Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 3,088,016 | Added More | 675,824 | 28.01 % | $19,608,902 | $16,953,208 | $-2,655,694 | -13.54 % | $-581,209 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Smart Balance Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Occ Opportunity Fund | Specialty & Misc | 342,403 | Added More | 75,715 | 28.39 % | $2,249,588 | $1,879,792 | $-369,795 | -16.43 % | $-81,772 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Occ Opportunity Fund Ownership Of Smart Balance Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Kalmar Pooled Investment Trust - Kalmar Growth With Value Small Cap Fund | Small-Cap Growth | 357,310 | No Change | 0 | 0 % | $2,347,527 | $1,961,632 | $-385,895 | -16.43 % | $0 | | | | | | News Article | History of Kalmar Pooled Investment Trust - Kalmar Growth With Value Small Cap Fund Ownership Of Smart Balance Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | 1,678 | Sold Some | -330 | -16.43 % | $11,024 | $9,212 | $-1,812 | -16.43 % | $356 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Smart Balance Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 797 | Added More | 290 | 57.19 % | $5,236 | $4,376 | $-861 | -16.43 % | $-313 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Smart Balance Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advanced Series Trust - Ast Western Asset Core Plus Bond Portfolio | No Data | | Sold All | -13,300 | -100 % | | | | -15.53 % | $13,433 | | | | | | News Article | History of Advanced Series Trust - Ast Western Asset Core Plus Bond Portfolio Ownership Of Smart Balance Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio | Small-Cap Growth | 25,400 | Sold Some | -12,100 | -32.26 % | $165,100 | $139,446 | $-25,654 | -15.53 % | $12,221 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio Ownership Of Smart Balance Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio | Small-Cap Value | 17,600 | No Change | 0 | 0 % | $114,400 | $96,624 | $-17,776 | -15.53 % | $0 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Value Portfolio Ownership Of Smart Balance Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | 40,700 | Added More | 11,200 | 37.96 % | $264,550 | $223,443 | $-41,107 | -15.53 % | $-11,312 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Smart Balance Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 161,150 | Added More | 11,150 | 7.43 % | $1,047,475 | $884,714 | $-162,762 | -15.53 % | $-11,262 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Smart Balance Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | 96,500 | Added More | 28,600 | 42.12 % | $627,250 | $529,785 | $-97,465 | -15.53 % | $-28,886 | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Smart Balance Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Forward Funds - Forward Legato Fund | Small-Cap Core | | Sold All | -54,500 | -100 % | | | | -15.53 % | $55,045 | | | | | | News Article | History of Forward Funds - Forward Legato Fund Ownership Of Smart Balance Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Massmutual Select Funds - Massmutual Select Small Company Growth Fund | Small-Cap Growth | 5,800 | New Holding | 5,800 | 100 % | $37,700 | $31,842 | $-5,858 | -15.53 % | $-5,858 | | | | | | News Article | History of Massmutual Select Funds - Massmutual Select Small Company Growth Fund Ownership Of Smart Balance Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Bull Profund | Large-Cap Core | 1,712 | Sold Some | -5,902 | -77.51 % | $11,128 | $9,399 | $-1,729 | -15.53 % | $5,961 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Smart Balance Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund | Small-Cap Core | 840 | New Holding | 840 | 100 % | $5,460 | $4,612 | $-848 | -15.53 % | $-848 | | | | | | News Article | History of Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund Ownership Of Smart Balance Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 30,900 | New Holding | 30,900 | 100 % | $200,850 | $169,641 | $-31,209 | -15.53 % | $-31,209 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Smart Balance Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Managers Amg Funds - Timessquare Small Cap Growth Fund | Small-Cap Growth | | Sold All | -313,800 | -100 % | | | | -15.53 % | $316,938 | | | | | | News Article | History of Managers Amg Funds - Timessquare Small Cap Growth Fund Ownership Of Smart Balance Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund Ii - Mml Small Cap Equity Fund | Small-Cap Core | 730 | New Holding | 730 | 100 % | $4,745 | $4,008 | $-737 | -15.53 % | $-737 | | | | | | News Article | History of Mml Series Investment Fund Ii - Mml Small Cap Equity Fund Ownership Of Smart Balance Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | New Covenant Funds - New Covenant Growth Fund | No Data | | Sold All | -2,100 | -100 % | | | | -15.53 % | $2,121 | | | | | | News Article | History of New Covenant Funds - New Covenant Growth Fund Ownership Of Smart Balance Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Small-Cap Growth Index Portfolio | No Data | 876 | No Compare | | | $5,694 | $4,809 | $-885 | -15.53 % | | | | | | | News Article | History of Pacific Select Fund - Pd Small-Cap Growth Index Portfolio Ownership Of Smart Balance Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Small-Cap Value Index Portfolio | No Data | 278 | No Compare | | | $1,807 | $1,526 | $-281 | -15.53 % | | | | | | | News Article | History of Pacific Select Fund - Pd Small-Cap Value Index Portfolio Ownership Of Smart Balance Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Small-Cap Index Portfolio | No Data | 33,200 | Sold Some | -2,200 | -6.21 % | $215,800 | $182,268 | $-33,532 | -15.53 % | $2,222 | | | | | | News Article | History of Pacific Select Fund - Small-Cap Index Portfolio Ownership Of Smart Balance Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | 12,345 | Added More | 339 | 2.82 % | $80,243 | $67,774 | $-12,468 | -15.53 % | $-342 | | | | | | News Article | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Smart Balance Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 15,015 | Added More | 13,967 | 1332.72 % | $95,495 | $82,432 | $-13,063 | -13.67 % | $-12,151 | | | | | | News Article | History of Amvescap Plc Ownership Of Smart Balance Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 2,697,820 | Added More | 379,693 | 16.37 % | $17,158,135 | $14,811,032 | $-2,347,103 | -13.67 % | $-330,333 | | | | | | News Article | History of Fmr Corp Ownership Of Smart Balance Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Mutual Of America Investment Corp - Bond Fund | Specialty & Misc | 156,475 | New Holding | 156,475 | 100 % | $999,875 | $859,048 | $-140,828 | -14.08 % | $-140,828 | | | | | | News Article | History of Mutual Of America Investment Corp - Bond Fund Ownership Of Smart Balance Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Professionally Managed Portfolios - Hodges Small Cap Fund | No Data | 25,000 | New Holding | 25,000 | 100 % | $159,750 | $137,250 | $-22,500 | -14.08 % | $-22,500 | | | | | | News Article | History of Professionally Managed Portfolios - Hodges Small Cap Fund Ownership Of Smart Balance Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Sei Institutional Managed Trust - Large Cap Growth Fund | Large-Cap Growth | | Sold All | -27,900 | -100 % | | | | -14.08 % | $25,110 | | | | | | News Article | History of Sei Institutional Managed Trust - Large Cap Growth Fund Ownership Of Smart Balance Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | 718 | No Change | 0 | 0 % | $4,588 | $3,942 | $-646 | -14.08 % | $0 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Smart Balance Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Westwood Funds - Westwood Balanced Fund | Mixed-Asset Target Allocation Moderate | | Sold All | -5,600 | -100 % | | | | -14.08 % | $5,040 | | | | | | News Article | History of Westwood Funds - Westwood Balanced Fund Ownership Of Smart Balance Inc |
| 2009-08-28 | 2009-06-30 | N-CSR | Allianz Funds - Occ Value | Large-Cap Value | 552,171 | Added More | 113,171 | 25.77 % | $3,528,373 | $3,031,419 | $-496,954 | -14.08 % | $-101,854 | | | | | | News Article | History of Allianz Funds - Occ Value Ownership Of Smart Balance Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Growth Index Fund | Multi-Cap Growth | 342,641 | Added More | 14,163 | 4.31 % | $2,189,476 | $1,881,099 | $-308,377 | -14.08 % | $-12,747 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Growth Index Fund Ownership Of Smart Balance Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | 755,175 | Sold Some | -19,881 | -2.56 % | $4,825,568 | $4,145,911 | $-679,658 | -14.08 % | $17,893 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of Smart Balance Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Value Index Fund | Multi-Cap Value | 114,465 | Added More | 791 | 0.69 % | $731,431 | $628,413 | $-103,019 | -14.08 % | $-712 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Value Index Fund Ownership Of Smart Balance Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | 2,818 | Sold Some | -315 | -10.05 % | $18,007 | $15,471 | $-2,536 | -14.08 % | $284 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Growth Index Fund Ownership Of Smart Balance Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 17,314 | Added More | 1,020 | 6.25 % | $110,636 | $95,054 | $-15,583 | -14.08 % | $-918 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Smart Balance Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Value Index Fund | Multi-Cap Value | 980 | Added More | 27 | 2.83 % | $6,262 | $5,380 | $-882 | -14.08 % | $-24 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Value Index Fund Ownership Of Smart Balance Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Microcap Index Fund | Specialty & Misc | | Sold All | -75,247 | -100 % | | | | -14.08 % | $67,722 | | | | | | News Article | History of Ishares Trust - Ishares Russell Microcap Index Fund Ownership Of Smart Balance Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Loomis Sayles Funds I - Loomis Sayles Bond Fund | Specialty & Misc | | Sold All | -100,314 | -100 % | | | | -14.08 % | $90,283 | | | | | | News Article | History of Loomis Sayles Funds I - Loomis Sayles Bond Fund Ownership Of Smart Balance Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Loomis Sayles Funds Ii - Loomis Sayles Small Cap Growth Fund | Small-Cap Growth | 113,080 | Added More | 12,766 | 12.72 % | $722,581 | $620,809 | $-101,772 | -14.08 % | $-11,489 | | | | | | News Article | History of Loomis Sayles Funds Ii - Loomis Sayles Small Cap Growth Fund Ownership Of Smart Balance Inc |
| 2009-08-28 | 2009-06-30 | N-CSR | Pioneer Series Trust Ii - Pioneer Growth Opportunities Fund | Multi-Cap Growth | | Sold All | -257,300 | -100 % | | | | -14.08 % | $231,570 | | | | | | News Article | History of Pioneer Series Trust Ii - Pioneer Growth Opportunities Fund Ownership Of Smart Balance Inc |
| 2009-08-28 | 2009-06-30 | N-CSR | Pioneer Variable Contracts Trust Ma - Pioneer Growth Opportunities Vct Portfolio | Multi-Cap Growth | | Sold All | -124,300 | -100 % | | | | -14.08 % | $111,870 | | | | | | News Article | History of Pioneer Variable Contracts Trust Ma - Pioneer Growth Opportunities Vct Portfolio Ownership Of Smart Balance Inc |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 1,177,063 | Sold Some | -623,242 | -34.61 % | $7,521,433 | $6,462,076 | $-1,059,357 | -14.08 % | $560,918 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Smart Balance Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Fidelity Trend Fund - Fidelity Trend Fund | Large-Cap Core | 263,400 | Added More | 46,700 | 21.55 % | $1,712,100 | $1,446,066 | $-266,034 | -15.53 % | $-47,167 | | | | | | News Article | History of Fidelity Trend Fund - Fidelity Trend Fund Ownership Of Smart Balance Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Ivy Funds Inc - Ivy Small Cap Growth Fund | Small-Cap Growth | 521 | Sold Some | -166 | -24.16 % | $3,387 | $2,860 | $-526 | -15.53 % | $168 | | | | | | News Article | History of Ivy Funds Inc - Ivy Small Cap Growth Fund Ownership Of Smart Balance Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Nicholas Ltd Edition Inc - Nicholas Ltd Edition Inc | Specialty & Misc | 191,500 | Added More | 10,000 | 5.50 % | $1,244,750 | $1,051,335 | $-193,415 | -15.53 % | $-10,100 | | | | | | News Article | History of Nicholas Ltd Edition Inc - Nicholas Ltd Edition Inc Ownership Of Smart Balance Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Old Mutual Advisor Funds Ii - Old Mutual Strategic Small Company Fund | Small-Cap Core | 41,941 | Added More | 34,681 | 477.69 % | $272,617 | $230,256 | $-42,360 | -15.53 % | $-35,028 | | | | | | News Article | History of Old Mutual Advisor Funds Ii - Old Mutual Strategic Small Company Fund Ownership Of Smart Balance Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 42,311 | Added More | 21,632 | 104.60 % | $275,022 | $232,287 | $-42,734 | -15.53 % | $-21,848 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Smart Balance Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Growth Equity Fund | Multi-Cap Growth | | Sold All | -16,891 | -100 % | | | | -15.53 % | $17,060 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Growth Equity Fund Ownership Of Smart Balance Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 382,698 | New Holding | 382,698 | 100 % | $2,487,537 | $2,101,012 | $-386,525 | -15.53 % | $-386,525 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Smart Balance Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Growth Index Fund | Large-Cap Growth | 459,245 | New Holding | 459,245 | 100 % | $2,985,093 | $2,521,255 | $-463,837 | -15.53 % | $-463,837 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Growth Index Fund Ownership Of Smart Balance Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 541,715 | New Holding | 541,715 | 100 % | $3,521,148 | $2,974,015 | $-547,132 | -15.53 % | $-547,132 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Smart Balance Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 34,100 | New Holding | 34,100 | 100 % | $221,650 | $187,209 | $-34,441 | -15.53 % | $-34,441 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Smart Balance Inc |
| 2009-08-26 | 2009-06-30 | N-Q | Touchstone Funds Group Trust - Touchstone Small Cap Fund | Small-Cap Core | 78,770 | Sold Some | -5,460 | -6.48 % | $515,944 | $432,447 | $-83,496 | -16.18 % | $5,788 | | | | | | News Article | History of Touchstone Funds Group Trust - Touchstone Small Cap Fund Ownership Of Smart Balance Inc |
| 2009-08-25 | 2009-06-30 | N-CSRS | Forum Funds - Adams Harkness Small Cap Growth Fund | Small-Cap Growth | 9,775 | New Holding | 9,775 | 100 % | $64,124 | $53,665 | $-10,459 | -16.31 % | $-10,459 | | | | | | News Article | History of Forum Funds - Adams Harkness Small Cap Growth Fund Ownership Of Smart Balance Inc |
| 2009-08-25 | 2009-06-30 | N-Q | Laudus Trust - Laudus Rosenberg International Discovery Fund | Global Flex Port | | Sold All | -95,054 | -100 % | | | | -16.31 % | $101,708 | | | | | | News Article | History of Laudus Trust - Laudus Rosenberg International Discovery Fund Ownership Of Smart Balance Inc |
| 2009-08-25 | 2009-06-30 | N-Q | Quantitative Group Of Funds - Quantitative Small Cap Fund | Small-Cap Core | 19,675 | Sold Some | -659 | -3.24 % | $129,068 | $108,016 | $-21,052 | -16.31 % | $705 | | | | | | News Article | History of Quantitative Group Of Funds - Quantitative Small Cap Fund Ownership Of Smart Balance Inc |
| 2009-08-24 | 2009-06-30 | N-Q | Dreyfus Premier Opportunity Funds - Enterprise Fund | Small-Cap Growth | 115,987 | Sold Some | -42,113 | -26.63 % | $771,314 | $636,769 | $-134,545 | -17.44 % | $48,851 | | | | | | News Article | History of Dreyfus Premier Opportunity Funds - Enterprise Fund Ownership Of Smart Balance Inc |
| 2009-08-24 | 2009-06-30 | N-Q | Mellon Institutional Funds Investment Trust - The Boston Company Small Cap Growth Fund | Small-Cap Growth | 102,410 | New Holding | 102,410 | 100 % | $681,027 | $562,231 | $-118,796 | -17.44 % | $-118,796 | | | | | | News Article | History of Mellon Institutional Funds Investment Trust - The Boston Company Small Cap Growth Fund Ownership Of Smart Balance Inc |
| 2009-08-24 | 2009-06-30 | N-CSRS | Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva | Specialty & Misc | 4,100 | New Holding | 4,100 | 100 % | $27,265 | $22,509 | $-4,756 | -17.44 % | $-4,756 | | | | | | News Article | History of Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva Ownership Of Smart Balance Inc |
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