| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-20 | 2009-09-30 | 13F-HR | Great Northern Asset Management Inc | Institution | | Sold All | -38,690 | -100 % | | | | 0.00 % | $0 | | | | | | News Article | History of Great Northern Asset Management Inc Ownership Of Surmodics Inc |
| 2009-11-20 | 2009-09-30 | N-Q | Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund | Small-Cap Core | | Sold All | -26,300 | -100 % | | | | 0.00 % | $0 | | | | | | News Article | History of Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund Ownership Of Surmodics Inc |
| 2009-11-20 | 2009-09-30 | N-Q | Sit Mutual Funds Inc - Sit Small Cap Growth Fund | Mid-Cap Growth | 23,596 | No Change | 0 | 0 % | $540,820 | $540,820 | $0 | 0.00 % | $0 | | | | | | News Article | History of Sit Mutual Funds Inc - Sit Small Cap Growth Fund Ownership Of Surmodics Inc |
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Royal Bank Of Canada | Institution | | Sold All | -155 | -100 % | | | | 0.61 % | $-22 | | | | | | News Article | History of Royal Bank Of Canada Ownership Of Surmodics Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 4,948 | Added More | 208 | 4.38 % | $116,971 | $113,408 | $-3,563 | -3.04 % | $-150 | | | | | | News Article | History of Amvescap Plc Ownership Of Surmodics Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | | Sold All | -35,194 | -100 % | | | | -3.04 % | $25,340 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Surmodics Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 305,979 | Added More | 73,219 | 31.45 % | $7,233,344 | $7,013,039 | $-220,305 | -3.04 % | $-52,718 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Surmodics Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Algert Coldiron Investors Llc | Institution | | Sold All | -2,090 | -100 % | | | | -3.25 % | $1,609 | | | | | | News Article | History of Algert Coldiron Investors Llc Ownership Of Surmodics Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 24,046 | Added More | 1,735 | 7.77 % | $569,650 | $551,134 | $-18,515 | -3.25 % | $-1,336 | | | | | | News Article | History of American International Group Inc Ownership Of Surmodics Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 1,562 | Sold Some | -6,697 | -81.08 % | $37,004 | $35,801 | $-1,203 | -3.25 % | $5,157 | | | | | | News Article | History of Citadel L P Ownership Of Surmodics Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Employees Retirement System Of Texas | Institution | 34,100 | Added More | 13,800 | 67.98 % | $807,829 | $781,572 | $-26,257 | -3.25 % | $-10,626 | | | | | | News Article | History of Employees Retirement System Of Texas Ownership Of Surmodics Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | Institution | 25 | No Change | 0 | 0 % | $592 | $573 | $-19 | -3.25 % | $0 | | | | | | News Article | History of Fifth Third Bancorp Ownership Of Surmodics Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Madison Square Investors Llc | No Data | | Sold All | -808 | -100 % | | | | -3.25 % | $622 | | | | | | News Article | History of Madison Square Investors Llc Ownership Of Surmodics Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | | Sold All | -16,253 | -100 % | | | | -3.25 % | $12,515 | | | | | | News Article | History of Millennium Management Llc Ownership Of Surmodics Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 85,399 | Added More | 71,801 | 528.02 % | $2,023,102 | $1,957,345 | $-65,757 | -3.25 % | $-55,287 | | | | | | News Article | History of Morgan Stanley Ownership Of Surmodics Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | New York State Teachers Retirement System | Institution | 78,033 | New Holding | 78,033 | 100 % | $1,848,602 | $1,788,516 | $-60,085 | -3.25 % | $-60,085 | | | | | | News Article | History of New York State Teachers Retirement System Ownership Of Surmodics Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 228,418 | Added More | 27,086 | 13.45 % | $5,411,222 | $5,235,341 | $-175,882 | -3.25 % | $-20,856 | | | | | | News Article | History of Northern Trust Corp Ownership Of Surmodics Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 517,870 | Added More | 478,670 | 1221.09 % | $12,268,340 | $11,869,580 | $-398,760 | -3.25 % | $-368,576 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Surmodics Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 22,911 | Sold Some | -74,018 | -76.36 % | $542,762 | $525,120 | $-17,641 | -3.25 % | $56,994 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Surmodics Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 99,793 | Sold Some | -238 | -0.23 % | $2,364,096 | $2,287,256 | $-76,841 | -3.25 % | $183 | | | | | | News Article | History of Us Bancorp De Ownership Of Surmodics Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Visium Asset Management Llc | Institution | | Sold All | -12,903 | -100 % | | | | -3.25 % | $9,935 | | | | | | News Article | History of Visium Asset Management Llc Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | 14,447 | New Holding | 14,447 | 100 % | $337,771 | $331,125 | $-6,646 | -1.96 % | $-6,646 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 12,149 | Sold Some | -3,240 | -21.05 % | $284,044 | $278,455 | $-5,589 | -1.96 % | $1,490 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 25,483 | Sold Some | -6,647 | -20.68 % | $595,793 | $584,070 | $-11,722 | -1.96 % | $3,058 | | | | | | News Article | History of Axa Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 3,565 | Added More | 1,362 | 61.82 % | $83,350 | $81,710 | $-1,640 | -1.96 % | $-627 | | | | | | News Article | History of Barclays Plc Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bartlett And Co | Institution | 400 | No Change | 0 | 0 % | $9,352 | $9,168 | $-184 | -1.96 % | $0 | | | | | | News Article | History of Bartlett And Co Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Asset Management S A S | Institution | 78,213 | New Holding | 78,213 | 100 % | $1,828,620 | $1,792,642 | $-35,978 | -1.96 % | $-35,978 | | | | | | News Article | History of Bnp Paribas Asset Management S A S Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Capital One Financial Corp | Institution | 474 | No Change | 0 | 0 % | $11,082 | $10,864 | $-218 | -1.96 % | $0 | | | | | | News Article | History of Capital One Financial Corp Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Clearbridge Advisors Llc | Institution | 1,000 | No Change | 0 | 0 % | $23,380 | $22,920 | $-460 | -1.96 % | $0 | | | | | | News Article | History of Clearbridge Advisors Llc Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Denver Investment Advisors Llc | Institution | 31,350 | Added More | 294 | 0.94 % | $732,963 | $718,542 | $-14,421 | -1.96 % | $-135 | | | | | | News Article | History of Denver Investment Advisors Llc Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Disciplined Growth Investors Inc | Institution | 199,027 | Sold Some | -6,125 | -2.98 % | $4,653,251 | $4,561,699 | $-91,552 | -1.96 % | $2,818 | | | | | | News Article | History of Disciplined Growth Investors Inc Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 412 | Sold Some | -20,546 | -98.03 % | $9,633 | $9,443 | $-190 | -1.96 % | $9,451 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 51,908 | Added More | 3,568 | 7.38 % | $1,213,609 | $1,189,731 | $-23,878 | -1.96 % | $-1,641 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 64,542 | Added More | 9,745 | 17.78 % | $1,508,992 | $1,479,303 | $-29,689 | -1.96 % | $-4,483 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jacobs Levy Equity Management Inc | Institution | | Sold All | -42,483 | -100 % | | | | -1.96 % | $19,542 | | | | | | News Article | History of Jacobs Levy Equity Management Inc Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mairs And Power Inc | Institution | 1,068,607 | Added More | 4,789 | 0.45 % | $24,984,032 | $24,492,472 | $-491,559 | -1.96 % | $-2,203 | | | | | | News Article | History of Mairs And Power Inc Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Managed Account Advisors Llc | Institution | 12,587 | Added More | 3,624 | 40.43 % | $294,284 | $288,494 | $-5,790 | -1.96 % | $-1,667 | | | | | | News Article | History of Managed Account Advisors Llc Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Mason Street Advisors Llc | Institution | 1,079 | Added More | 199 | 22.61 % | $25,227 | $24,731 | $-496 | -1.96 % | $-92 | | | | | | News Article | History of Mason Street Advisors Llc Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Neuberger Berman Group Llc | No Data | 2,381,612 | Sold Some | -14,428 | -0.60 % | $55,682,089 | $54,586,547 | $-1,095,542 | -1.96 % | $6,637 | | | | | | News Article | History of Neuberger Berman Group Llc Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | New York State Common Retirement Fund | Institution | 33,420 | Added More | 4,505 | 15.58 % | $781,360 | $765,986 | $-15,373 | -1.96 % | $-2,072 | | | | | | News Article | History of New York State Common Retirement Fund Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Panagora Asset Management Inc | Institution | 100 | No Change | 0 | 0 % | $2,338 | $2,292 | $-46 | -1.96 % | $0 | | | | | | News Article | History of Panagora Asset Management Inc Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Public Sector Pension Investment Board | Institution | 13,500 | New Holding | 13,500 | 100 % | $315,630 | $309,420 | $-6,210 | -1.96 % | $-6,210 | | | | | | News Article | History of Public Sector Pension Investment Board Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 2,224 | Added More | 1,724 | 344.80 % | $51,997 | $50,974 | $-1,023 | -1.96 % | $-793 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | | Sold All | -53,338 | -100 % | | | | -1.96 % | $24,535 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Segall Bryant And Hamill | Institution | 352,633 | Added More | 14,915 | 4.41 % | $8,244,560 | $8,082,348 | $-162,211 | -1.96 % | $-6,861 | | | | | | News Article | History of Segall Bryant And Hamill Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 9,915 | New Holding | 9,915 | 100 % | $231,813 | $227,252 | $-4,561 | -1.96 % | $-4,561 | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Spark Lp | Institution | | Sold All | -16,500 | -100 % | | | | -1.96 % | $7,590 | | | | | | News Article | History of Spark Lp Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Stephens Investment Management Llc | Institution | 100,000 | Added More | 22,363 | 28.80 % | $2,338,000 | $2,292,000 | $-46,000 | -1.96 % | $-10,287 | | | | | | News Article | History of Stephens Investment Management Llc Ownership Of Surmodics Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 639,803 | Added More | 18,263 | 2.93 % | $14,958,594 | $14,664,285 | $-294,309 | -1.96 % | $-8,401 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Surmodics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aronson And Johnson And Ortiz Lp | Institution | 10,300 | Sold Some | -86,400 | -89.34 % | $239,681 | $236,076 | $-3,605 | -1.50 % | $30,240 | | | | | | News Article | History of Aronson And Johnson And Ortiz Lp Ownership Of Surmodics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 71,095 | Added More | 549 | 0.77 % | $1,654,381 | $1,629,497 | $-24,883 | -1.50 % | $-192 | | | | | | News Article | History of Bank Of America Corp Ownership Of Surmodics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 1,273,177 | Added More | 106,956 | 9.17 % | $29,626,829 | $29,181,217 | $-445,612 | -1.50 % | $-37,435 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Surmodics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Champlain Investment Partners Llc | Institution | 415,530 | Added More | 6,310 | 1.54 % | $9,669,383 | $9,523,948 | $-145,436 | -1.50 % | $-2,209 | | | | | | News Article | History of Champlain Investment Partners Llc Ownership Of Surmodics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Cortina Asset Management Llc | Institution | 107,930 | New Holding | 107,930 | 100 % | $2,511,531 | $2,473,756 | $-37,776 | -1.50 % | $-37,776 | | | | | | News Article | History of Cortina Asset Management Llc Ownership Of Surmodics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 103,820 | New Holding | 103,820 | 100 % | $2,415,891 | $2,379,554 | $-36,337 | -1.50 % | $-36,337 | | | | | | News Article | History of Credit Suisse Ownership Of Surmodics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Dorsey And Whitney Trust Co Llc | Institution | 12,850 | Added More | 200 | 1.58 % | $299,020 | $294,522 | $-4,498 | -1.50 % | $-70 | | | | | | News Article | History of Dorsey And Whitney Trust Co Llc Ownership Of Surmodics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 5,920 | Added More | 1,020 | 20.81 % | $137,758 | $135,686 | $-2,072 | -1.50 % | $-357 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Surmodics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kbc Group Nv | Institution | 18,255 | New Holding | 18,255 | 100 % | $424,794 | $418,405 | $-6,389 | -1.50 % | $-6,389 | | | | | | News Article | History of Kbc Group Nv Ownership Of Surmodics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 3,529 | Sold Some | -992 | -21.94 % | $82,120 | $80,885 | $-1,235 | -1.50 % | $347 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Surmodics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 15,546 | Added More | 1,353 | 9.53 % | $361,755 | $356,314 | $-5,441 | -1.50 % | $-474 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Surmodics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 2,400 | Added More | 501 | 26.38 % | $55,848 | $55,008 | $-840 | -1.50 % | $-175 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Surmodics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 1,495 | Added More | 100 | 7.16 % | $34,789 | $34,265 | $-523 | -1.50 % | $-35 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Surmodics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Primecap Management Co | Institution | 252,200 | No Change | 0 | 0 % | $5,868,694 | $5,780,424 | $-88,270 | -1.50 % | $0 | | | | | | News Article | History of Primecap Management Co Ownership Of Surmodics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Principal Financial Group Inc | Institution | 63,105 | Added More | 10,289 | 19.48 % | $1,468,453 | $1,446,367 | $-22,087 | -1.50 % | $-3,601 | | | | | | News Article | History of Principal Financial Group Inc Ownership Of Surmodics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | | Sold All | -100 | -100 % | | | | -1.50 % | $35 | | | | | | News Article | History of Russell Frank Co Ownership Of Surmodics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 28,786 | Added More | 4,523 | 18.64 % | $669,850 | $659,775 | $-10,075 | -1.50 % | $-1,583 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Surmodics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Trigran Investments Inc | Institution | 643,534 | Sold Some | -21,992 | -3.30 % | $14,975,036 | $14,749,799 | $-225,237 | -1.50 % | $7,697 | | | | | | News Article | History of Trigran Investments Inc Ownership Of Surmodics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Voyageur Asset Management Inc | Institution | 191,230 | Sold Some | -7,516 | -3.78 % | $4,449,922 | $4,382,992 | $-66,931 | -1.50 % | $2,631 | | | | | | News Article | History of Voyageur Asset Management Inc Ownership Of Surmodics Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | White Pine Capital Llc | Institution | 142,845 | Added More | 14,275 | 11.10 % | $3,324,003 | $3,274,007 | $-49,996 | -1.50 % | $-4,996 | | | | | | News Article | History of White Pine Capital Llc Ownership Of Surmodics Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 14,260 | Sold Some | -22,272 | -60.96 % | $337,534 | $326,839 | $-10,695 | -3.16 % | $16,704 | | | | | | News Article | History of Citigroup Inc Ownership Of Surmodics Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 20,250 | Added More | 3,542 | 21.19 % | $479,318 | $464,130 | $-15,188 | -3.16 % | $-2,657 | | | | | | News Article | History of Comerica Bank Ownership Of Surmodics Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | First National Trust Co | Institution | 825 | No Change | 0 | 0 % | $19,528 | $18,909 | $-619 | -3.16 % | $0 | | | | | | News Article | History of First National Trust Co Ownership Of Surmodics Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Glenmede Trust Co Na | Institution | 500 | No Change | 0 | 0 % | $11,835 | $11,460 | $-375 | -3.16 % | $0 | | | | | | News Article | History of Glenmede Trust Co Na Ownership Of Surmodics Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Highbridge Capital Management Llc | Institution | 22,339 | Added More | 12,869 | 135.89 % | $528,764 | $512,010 | $-16,754 | -3.16 % | $-9,652 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of Surmodics Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 18,436 | Added More | 4,797 | 35.17 % | $436,380 | $422,553 | $-13,827 | -3.16 % | $-3,598 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Surmodics Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Royce And Associates Llc | Institution | 47,295 | New Holding | 47,295 | 100 % | $1,119,473 | $1,084,001 | $-35,471 | -3.16 % | $-35,471 | | | | | | News Article | History of Royce And Associates Llc Ownership Of Surmodics Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Tesseract Capital Llc | No Data | | Sold All | -576 | -100 % | | | | -3.16 % | $432 | | | | | | News Article | History of Tesseract Capital Llc Ownership Of Surmodics Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 9,629 | Sold Some | -5,914 | -38.04 % | $227,918 | $220,697 | $-7,222 | -3.16 % | $4,436 | | | | | | News Article | History of Ubs Ag Ownership Of Surmodics Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Ccm Partners | Institution | 809 | No Change | 0 | 0 % | $19,554 | $18,542 | $-1,011 | -5.17 % | $0 | | | | | | News Article | History of Ccm Partners Ownership Of Surmodics Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | North Pointe Capital Llc | Institution | 89,130 | Added More | 39,830 | 80.79 % | $2,154,272 | $2,042,860 | $-111,413 | -5.17 % | $-49,788 | | | | | | News Article | History of North Pointe Capital Llc Ownership Of Surmodics Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR/A | Riverbridge Partners Llc | Institution | 16,959 | Added More | 7,272 | 75.06 % | $409,899 | $388,700 | $-21,199 | -5.17 % | $-9,090 | | | | | | News Article | History of Riverbridge Partners Llc Ownership Of Surmodics Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR/A | Riverbridge Partners Llc | Institution | 8,959 | Sold Some | -728 | -7.51 % | $216,539 | $205,340 | $-11,199 | -5.17 % | $910 | | | | | | News Article | History of Riverbridge Partners Llc Ownership Of Surmodics Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Vtl Associates Llc | Institution | | Sold All | -1 | -100 % | | | | -5.17 % | $1 | | | | | | News Article | History of Vtl Associates Llc Ownership Of Surmodics Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Blair William And Co | Institution | 1,412,952 | Added More | 106,875 | 8.18 % | $34,504,288 | $32,384,860 | $-2,119,428 | -6.14 % | $-160,313 | | | | | | News Article | History of Blair William And Co Ownership Of Surmodics Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Deere And Co | Institution | 9,688 | Sold Some | -14,391 | -59.76 % | $236,581 | $222,049 | $-14,532 | -6.14 % | $21,587 | | | | | | News Article | History of Deere And Co Ownership Of Surmodics Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Hartford Investment Management Co | Institution | 3,491 | Added More | 530 | 17.89 % | $85,250 | $80,014 | $-5,237 | -6.14 % | $-795 | | | | | | News Article | History of Hartford Investment Management Co Ownership Of Surmodics Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Marquette Asset Management Inc | Institution | 12,000 | No Change | 0 | 0 % | $293,040 | $275,040 | $-18,000 | -6.14 % | $0 | | | | | | News Article | History of Marquette Asset Management Inc Ownership Of Surmodics Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 14,540 | No Change | 0 | 0 % | $355,067 | $333,257 | $-21,810 | -6.14 % | $0 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Surmodics Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 2,150 | Sold Some | -459 | -17.59 % | $52,503 | $49,278 | $-3,225 | -6.14 % | $689 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Surmodics Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 29,179 | No Change | 0 | 0 % | $712,551 | $668,783 | $-43,769 | -6.14 % | $0 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Surmodics Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 13,534 | No Change | 0 | 0 % | $330,500 | $310,199 | $-20,301 | -6.14 % | $0 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Surmodics Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 93,807 | Added More | 270 | 0.28 % | $2,290,767 | $2,150,056 | $-140,711 | -6.14 % | $-405 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Surmodics Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Weatherbie M A And Co Inc | Institution | | Sold All | -38,988 | -100 % | | | | -6.14 % | $58,482 | | | | | | News Article | History of Weatherbie M A And Co Inc Ownership Of Surmodics Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Westport Resources Management Inc | Institution | 400 | New Holding | 400 | 100 % | $9,768 | $9,168 | $-600 | -6.14 % | $-600 | | | | | | News Article | History of Westport Resources Management Inc Ownership Of Surmodics Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Punch And Associates Investment Management Inc | Institution | 80,727 | New Holding | 80,727 | 100 % | $1,952,786 | $1,850,263 | $-102,523 | -5.25 % | $-102,523 | | | | | | News Article | History of Punch And Associates Investment Management Inc Ownership Of Surmodics Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Babson Capital Management Llc | Institution | | Sold All | -83,761 | -100 % | | | | -8.46 % | $177,573 | | | | | | News Article | History of Babson Capital Management Llc Ownership Of Surmodics Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Gw Capital Management Incco | Institution | 8,999 | Added More | 1,032 | 12.95 % | $225,335 | $206,257 | $-19,078 | -8.46 % | $-2,188 | | | | | | News Article | History of Gw Capital Management Incco Ownership Of Surmodics Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Lehrer Management Co Inc | Institution | 18,550 | New Holding | 18,550 | 100 % | $464,492 | $425,166 | $-39,326 | -8.46 % | $-39,326 | | | | | | News Article | History of Lehrer Management Co Inc Ownership Of Surmodics Inc |
| 2009-11-04 | 2009-08-31 | N-CSR | Ssga Funds - Ssga Enhanced Small Cap Fund | Small-Cap Core | 1,310 | Added More | 210 | 19.09 % | $32,802 | $30,025 | $-2,777 | -8.46 % | $-445 | | | | | | News Article | History of Ssga Funds - Ssga Enhanced Small Cap Fund Ownership Of Surmodics Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | 51,457 | Sold Some | -133,328 | -72.15 % | $1,305,464 | $1,179,394 | $-126,070 | -9.65 % | $326,654 | | | | | | News Article | History of Prudential Financial Inc Ownership Of Surmodics Inc |
| 2009-11-03 | 2009-08-31 | N-CSR | California Investment Trust - S And P Smallcap Index Fund | Small-Cap Core | 809 | No Change | 0 | 0 % | $20,524 | $18,542 | $-1,982 | -9.65 % | $0 | | | | | | News Article | History of California Investment Trust - S And P Smallcap Index Fund Ownership Of Surmodics Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | | Sold All | -17,391 | -100 % | | | | -10.50 % | $46,782 | | | | | | News Article | History of Oxford Asset Management Ownership Of Surmodics Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Sit Investment Associates Inc | Institution | 124,607 | Sold Some | -2,100 | -1.65 % | $3,191,185 | $2,855,992 | $-335,193 | -10.50 % | $5,649 | | | | | | News Article | History of Sit Investment Associates Inc Ownership Of Surmodics Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Texas Permanent School Fund | Institution | 28,070 | Added More | 4,253 | 17.85 % | $718,873 | $643,364 | $-75,508 | -10.50 % | $-11,441 | | | | | | News Article | History of Texas Permanent School Fund Ownership Of Surmodics Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock | Specialty & Misc | 690 | No Compare | | | $17,671 | $15,815 | $-1,856 | -10.50 % | | | | | | | News Article | History of Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock Ownership Of Surmodics Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Sei Institutional Investments Trust - Siit Large Cap Fund | Large-Cap Core | | Sold All | -500 | -100 % | | | | -10.50 % | $1,345 | | | | | | News Article | History of Sei Institutional Investments Trust - Siit Large Cap Fund Ownership Of Surmodics Inc |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund - Vanguard Health Care Index Fund | Health/Biotech | 7,063 | Sold Some | -255 | -3.48 % | $180,883 | $161,884 | $-18,999 | -10.50 % | $686 | | | | | | News Article | History of Vanguard World Fund - Vanguard Health Care Index Fund Ownership Of Surmodics Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 412,422 | Added More | 3,380 | 0.82 % | $10,916,810 | $9,452,712 | $-1,464,098 | -13.41 % | $-11,999 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Surmodics Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Lyz Capital Advisors Llc | Institution | 42,000 | Added More | 6,500 | 18.30 % | $1,111,740 | $962,640 | $-149,100 | -13.41 % | $-23,075 | | | | | | News Article | History of Lyz Capital Advisors Llc Ownership Of Surmodics Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Cornerstone Strategy Fund | Specialty & Misc | 845 | No Change | 0 | 0 % | $22,367 | $19,367 | $-3,000 | -13.41 % | $0 | | | | | | News Article | History of Usaa Mutual Funds Trust - Cornerstone Strategy Fund Ownership Of Surmodics Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | | Sold All | -300 | -100 % | | | | -13.41 % | $1,065 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Surmodics Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Asset Allocation Fund | Specialty & Misc | 55 | New Holding | 55 | 100 % | $1,456 | $1,261 | $-195 | -13.41 % | $-195 | | | | | | News Article | History of Valic Co I - Asset Allocation Fund Ownership Of Surmodics Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Index Fund | Small-Cap Core | 12,475 | New Holding | 12,475 | 100 % | $330,213 | $285,927 | $-44,286 | -13.41 % | $-44,286 | | | | | | News Article | History of Valic Co I - Small Cap Index Fund Ownership Of Surmodics Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Thomas White International Ltd | Institution | 180 | No Change | 0 | 0 % | $4,720 | $4,126 | $-594 | -12.58 % | $0 | | | | | | News Article | History of Thomas White International Ltd Ownership Of Surmodics Inc |
| 2009-10-26 | 2009-09-30 | 13F-HR | High Pointe Capital Management Llc | Institution | 18,100 | No Change | 0 | 0 % | $482,727 | $414,852 | $-67,875 | -14.06 % | $0 | | | | | | News Article | History of High Pointe Capital Management Llc Ownership Of Surmodics Inc |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange Traded Fund Trust - Claymoremorningstar Manufacturing Super Sector Index Etf | Specialty & Misc | | Sold All | -11 | -100 % | | | | -14.06 % | $41 | | | | | | News Article | History of Claymore Exchange Traded Fund Trust - Claymoremorningstar Manufacturing Super Sector Index Etf Ownership Of Surmodics Inc |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 15,389 | Sold Some | -2,051 | -11.76 % | $410,425 | $352,716 | $-57,709 | -14.06 % | $7,691 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Surmodics Inc |
| 2009-10-23 | 2009-09-30 | 13F-HR | Palisade Asset Management Llc | Institution | 49,558 | Sold Some | -700 | -1.39 % | $1,359,376 | $1,135,869 | $-223,507 | -16.44 % | $3,157 | | | | | | News Article | History of Palisade Asset Management Llc Ownership Of Surmodics Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 5,531 | No Change | 0 | 0 % | $153,430 | $126,771 | $-26,659 | -17.37 % | $0 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Surmodics Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | | Sold All | -5,135 | -100 % | | | | -17.37 % | $24,751 | | | | | | News Article | History of Blackrock Inc Ownership Of Surmodics Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 56,211 | Added More | 14,761 | 35.61 % | $1,559,293 | $1,288,356 | $-270,937 | -17.37 % | $-71,148 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Surmodics Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Smith Hayes Advisers Inc | Institution | 29,430 | Added More | 2,060 | 7.52 % | $816,388 | $674,536 | $-141,853 | -17.37 % | $-9,929 | | | | | | News Article | History of Smith Hayes Advisers Inc Ownership Of Surmodics Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Wood George F | Institution | 40,963 | No Change | 0 | 0 % | $1,136,314 | $938,872 | $-197,442 | -17.37 % | $0 | | | | | | News Article | History of Wood George F Ownership Of Surmodics Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 153,203 | Added More | 16,420 | 12.00 % | $4,315,729 | $3,511,413 | $-804,316 | -18.63 % | $-86,205 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Surmodics Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR/A | Beck Mack And Oliver Llc | Institution | 9,310 | New Holding | 9,310 | 100 % | $262,263 | $213,385 | $-48,878 | -18.63 % | $-48,878 | | | | | | News Article | History of Beck Mack And Oliver Llc Ownership Of Surmodics Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 31,054 | Added More | 6,529 | 26.62 % | $874,791 | $711,758 | $-163,034 | -18.63 % | $-34,277 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Surmodics Inc |
| 2009-10-20 | 2009-09-30 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 25,500 | No Change | 0 | 0 % | $731,595 | $584,460 | $-147,135 | -20.11 % | $0 | | | | | | News Article | History of Public Employees Retirement Association Of Colorado Ownership Of Surmodics Inc |
| 2009-10-20 | 2009-09-30 | 13F-HR | Teachers Retirement System Of The State Of Kentucky | Institution | 9,398 | No Change | 0 | 0 % | $269,629 | $215,402 | $-54,226 | -20.11 % | $0 | | | | | | News Article | History of Teachers Retirement System Of The State Of Kentucky Ownership Of Surmodics Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | 54,800 | Added More | 13,200 | 31.73 % | $1,619,340 | $1,256,016 | $-363,324 | -22.43 % | $-87,516 | | | | | | News Article | History of Strs Ohio Ownership Of Surmodics Inc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Conestoga Capital Advisors Llc | Institution | 187,574 | Added More | 6,414 | 3.54 % | $5,499,670 | $4,299,196 | $-1,200,474 | -21.82 % | $-41,050 | | | | | | News Article | History of Conestoga Capital Advisors Llc Ownership Of Surmodics Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 18,797 | No Change | 0 | 0 % | $555,827 | $430,827 | $-125,000 | -22.48 % | $0 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Surmodics Inc |
| 2009-10-13 | 2009-09-30 | 13F-HR | Endex Capital Management Llc | Institution | | Sold All | -7,500 | -100 % | | | | -23.11 % | $51,675 | | | | | | News Article | History of Endex Capital Management Llc Ownership Of Surmodics Inc |
| 2009-10-13 | 2009-09-30 | 13F-HR | Tealwood Asset Management Inc | Institution | 113,620 | Added More | 4,030 | 3.67 % | $3,387,012 | $2,604,170 | $-782,842 | -23.11 % | $-27,767 | | | | | | News Article | History of Tealwood Asset Management Inc Ownership Of Surmodics Inc |
| 2009-10-09 | 2009-07-31 | N-CSR | Advisors Inner Circle Fund Ii - Growth Fund | Small-Cap Growth | 106,000 | Added More | 16,000 | 17.77 % | $3,253,140 | $2,429,520 | $-823,620 | -25.31 % | $-124,320 | | | | | | News Article | History of Advisors Inner Circle Fund Ii - Growth Fund Ownership Of Surmodics Inc |
| 2009-10-09 | 2009-07-31 | N-CSRS | Northern Lights Fund Trust - Gratio Values Fund | Multi-Cap Value | 30 | No Change | 0 | 0 % | $921 | $688 | $-233 | -25.31 % | $0 | | | | | | News Article | History of Northern Lights Fund Trust - Gratio Values Fund Ownership Of Surmodics Inc |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 23,370 | Added More | 900 | 4.00 % | $704,138 | $535,640 | $-168,498 | -23.92 % | $-6,489 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Surmodics Inc |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds - Bull Profund | Large-Cap Core | 1,100 | Sold Some | -4,640 | -80.83 % | $31,966 | $25,212 | $-6,754 | -21.12 % | $28,490 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Surmodics Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | 300 | New Holding | 300 | 100 % | $7,239 | $6,876 | $-363 | -5.01 % | $-363 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Surmodics Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Century Capital Managment Trust - Century Small Cap Select Fund | Small-Cap Core | | Sold All | -181,201 | -100 % | | | | -6.02 % | $266,365 | | | | | | News Article | History of Century Capital Managment Trust - Century Small Cap Select Fund Ownership Of Surmodics Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 25,606 | New Holding | 25,606 | 100 % | $624,530 | $586,890 | $-37,641 | -6.02 % | $-37,641 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Surmodics Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 4,005 | New Holding | 4,005 | 100 % | $97,682 | $91,795 | $-5,887 | -6.02 % | $-5,887 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Surmodics Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio | No Data | 200 | New Holding | 200 | 100 % | $4,878 | $4,584 | $-294 | -6.02 % | $-294 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio Ownership Of Surmodics Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Ishares Trust - Ishares Morningstar Small Growth Index Fund | Small-Cap Growth | | Sold All | -4,327 | -100 % | | | | -6.02 % | $6,361 | | | | | | News Article | History of Ishares Trust - Ishares Morningstar Small Growth Index Fund Ownership Of Surmodics Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust - Jackson Perspective Index 5 Fund | Specialty & Misc | 133 | No Change | 0 | 0 % | $3,244 | $3,048 | $-196 | -6.02 % | $0 | | | | | | News Article | History of Jnl Investors Series Trust - Jackson Perspective Index 5 Fund Ownership Of Surmodics Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Mainstay Funds - Mainstay Map Fund | Multi-Cap Core | | Sold All | -2,514 | -100 % | | | | -6.02 % | $3,696 | | | | | | News Article | History of Mainstay Funds - Mainstay Map Fund Ownership Of Surmodics Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Putnam Investment Funds - Putnam Capital Opportunities Fund | Small-Cap Core | 25,100 | New Holding | 25,100 | 100 % | $612,189 | $575,292 | $-36,897 | -6.02 % | $-36,897 | | | | | | News Article | History of Putnam Investment Funds - Putnam Capital Opportunities Fund Ownership Of Surmodics Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Dryden Small Cap Core Equity Fund Inc - Dryden Small Cap Core Equity Fund Inc | Small-Cap Core | 25,600 | New Holding | 25,600 | 100 % | $614,912 | $586,752 | $-28,160 | -4.57 % | $-28,160 | | | | | | News Article | History of Dryden Small Cap Core Equity Fund Inc - Dryden Small Cap Core Equity Fund Inc Ownership Of Surmodics Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Dryden Tax Managed Funds - Dryden Large Cap Core Equity Fund | Large-Cap Core | 2,200 | New Holding | 2,200 | 100 % | $52,844 | $50,424 | $-2,420 | -4.57 % | $-2,420 | | | | | | News Article | History of Dryden Tax Managed Funds - Dryden Large Cap Core Equity Fund Ownership Of Surmodics Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund | Small-Cap Core | 8,769 | New Holding | 8,769 | 100 % | $210,631 | $200,985 | $-9,646 | -4.57 % | $-9,646 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund Ownership Of Surmodics Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund | Small-Cap Core | 17,653 | New Holding | 17,653 | 100 % | $424,025 | $404,607 | $-19,418 | -4.57 % | $-19,418 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund Ownership Of Surmodics Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc - International Fund | International Multi-Cap Core | 76,533 | Added More | 10,000 | 15.03 % | $1,838,323 | $1,754,136 | $-84,186 | -4.57 % | $-11,000 | | | | | | News Article | History of Old Westbury Funds Inc - International Fund Ownership Of Surmodics Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dynamic Market Portfolio | Specialty & Misc | | Sold All | -200,697 | -100 % | | | | -4.57 % | $220,767 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dynamic Market Portfolio Ownership Of Surmodics Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio | Small-Cap Growth | 3,458 | New Holding | 3,458 | 100 % | $83,061 | $79,257 | $-3,804 | -4.57 % | $-3,804 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio Ownership Of Surmodics Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Technology Fund | Science & Tech | 4,160 | New Holding | 4,160 | 100 % | $99,923 | $95,347 | $-4,576 | -4.57 % | $-4,576 | | | | | | News Article | History of Schwab Capital Trust - Schwab Technology Fund Ownership Of Surmodics Inc |
| 2009-09-24 | 2009-07-31 | N-Q | Primecap Odyssey Funds - Primecap Odyssey Aggressive Growth Fund | Mid-Cap Growth | 116,000 | No Change | 0 | 0 % | $2,703,960 | $2,658,720 | $-45,240 | -1.67 % | $0 | | | | | | News Article | History of Primecap Odyssey Funds - Primecap Odyssey Aggressive Growth Fund Ownership Of Surmodics Inc |
| 2009-09-24 | 2009-07-31 | N-Q | Primecap Odyssey Funds - Primecap Odyssey Growth Fund | Multi-Cap Core | 136,200 | No Change | 0 | 0 % | $3,174,822 | $3,121,704 | $-53,118 | -1.67 % | $0 | | | | | | News Article | History of Primecap Odyssey Funds - Primecap Odyssey Growth Fund Ownership Of Surmodics Inc |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - Rydex Inverse Russell 2000 Etf | Specialty & Misc | 330 | New Holding | 330 | 100 % | $7,927 | $7,564 | $-363 | -4.57 % | $-363 | | | | | | News Article | History of Rydex Etf Trust - Rydex Inverse Russell 2000 Etf Ownership Of Surmodics Inc |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - S And P Smallcap 600 Pure Growth Etf | Small-Cap Growth | 630 | New Holding | 630 | 100 % | $15,133 | $14,440 | $-693 | -4.57 % | $-693 | | | | | | News Article | History of Rydex Etf Trust - S And P Smallcap 600 Pure Growth Etf Ownership Of Surmodics Inc |
| 2009-09-15 | 2008-03-31 | 13F-HR/A | Segall Bryant And Hamill | Institution | 313,536 | Added More | 43,298 | 16.02 % | $7,493,510 | $7,186,245 | $-307,265 | -4.10 % | $-42,432 | | | | | | News Article | History of Segall Bryant And Hamill Ownership Of Surmodics Inc |
| 2009-09-15 | 2008-03-31 | 13F-HR/A | Segall Bryant And Hamill | Institution | 287,097 | Added More | 16,859 | 6.23 % | $6,861,618 | $6,580,263 | $-281,355 | -4.10 % | $-16,522 | | | | | | News Article | History of Segall Bryant And Hamill Ownership Of Surmodics Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 1,166,221 | Added More | 81,221 | 7.48 % | $27,907,669 | $26,729,785 | $-1,177,883 | -4.22 % | $-82,033 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Surmodics Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Small Cap Stock Index Fund | Small-Cap Core | 6,760 | Added More | 1,098 | 19.39 % | $158,860 | $154,939 | $-3,921 | -2.46 % | $-637 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Small Cap Stock Index Fund Ownership Of Surmodics Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Professionally Managed Portfolios - Winslow Green Growth Fund | No Data | | Sold All | -230,000 | -100 % | | | | -2.46 % | $133,400 | | | | | | News Article | History of Professionally Managed Portfolios - Winslow Green Growth Fund Ownership Of Surmodics Inc |
| 2009-09-08 | 2009-06-30 | N-CSR | Revenueshares Etf Trust - Revenueshares Small Cap Fund | Small-Cap Core | 162 | Added More | 90 | 125.00 % | $3,807 | $3,713 | $-94 | -2.46 % | $-52 | | | | | | News Article | History of Revenueshares Etf Trust - Revenueshares Small Cap Fund Ownership Of Surmodics Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | 1,395 | Added More | 101 | 7.80 % | $32,783 | $31,973 | $-809 | -2.46 % | $-59 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Surmodics Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 1,229 | Added More | 1,116 | 987.61 % | $28,882 | $28,169 | $-713 | -2.46 % | $-647 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Surmodics Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio | Small-Cap Growth | 8,200 | Sold Some | -3,900 | -32.23 % | $186,960 | $187,944 | $984 | 0.52 % | $-468 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio Ownership Of Surmodics Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | 7,300 | No Change | 0 | 0 % | $166,440 | $167,316 | $876 | 0.52 % | $0 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Surmodics Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 2,770 | New Holding | 2,770 | 100 % | $63,156 | $63,488 | $332 | 0.52 % | $332 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Surmodics Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | 23,350 | Added More | 1,550 | 7.11 % | $532,380 | $535,182 | $2,802 | 0.52 % | $186 | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Surmodics Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Forward Funds - Forward Legato Fund | Small-Cap Core | | Sold All | -2,350 | -100 % | | | | 0.52 % | $-282 | | | | | | News Article | History of Forward Funds - Forward Legato Fund Ownership Of Surmodics Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Guidestone Funds - Capital Opportunities | Multi-Cap Core | | Sold All | -20,900 | -100 % | | | | 0.52 % | $-2,508 | | | | | | News Article | History of Guidestone Funds - Capital Opportunities Ownership Of Surmodics Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Bull Profund | Large-Cap Core | 5,740 | Added More | 2,446 | 74.25 % | $130,872 | $131,561 | $689 | 0.52 % | $294 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Surmodics Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund | Small-Cap Core | 1,200 | New Holding | 1,200 | 100 % | $27,360 | $27,504 | $144 | 0.52 % | $144 | | | | | | News Article | History of Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund Ownership Of Surmodics Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 13,051 | New Holding | 13,051 | 100 % | $297,563 | $299,129 | $1,566 | 0.52 % | $1,566 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Surmodics Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Westcore Trust - Westcore Growth Fund | Multi-Cap Core | 9,020 | Added More | 400 | 4.64 % | $205,656 | $206,738 | $1,082 | 0.52 % | $48 | | | | | | News Article | History of Westcore Trust - Westcore Growth Fund Ownership Of Surmodics Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund - Mml Small Cap Index Fund | Small-Cap Core | 1,530 | No Change | 0 | 0 % | | $35,068 | | - % | | | | | | | News Article | History of Mml Series Investment Fund - Mml Small Cap Index Fund Ownership Of Surmodics Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund Ii - Mml Small Cap Equity Fund | Small-Cap Core | 1,100 | New Holding | 1,100 | 100 % | | $25,212 | | - % | | | | | | | News Article | History of Mml Series Investment Fund Ii - Mml Small Cap Equity Fund Ownership Of Surmodics Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Small-Cap Growth Index Portfolio | No Data | 259 | No Compare | | | | $5,936 | | - % | | | | | | | News Article | History of Pacific Select Fund - Pd Small-Cap Growth Index Portfolio Ownership Of Surmodics Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | 3,067 | Added More | 467 | 17.96 % | | $70,296 | | - % | | | | | | | News Article | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Surmodics Inc |
| 2009-09-02 | 2009-06-30 | N-CSRS | Navellier Performance Funds - Navellier Fundamental A Portfolio | Mid-Cap Core | | Sold All | -11,600 | -100 % | | | | 2.41 % | $-6,264 | | | | | | News Article | History of Navellier Performance Funds - Navellier Fundamental A Portfolio Ownership Of Surmodics Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR | Algert Coldiron Investors Llc | Institution | 2,090 | Sold Some | -1,400 | -40.11 % | $46,419 | $47,903 | $1,484 | 3.19 % | $-994 | | | | | | News Article | History of Algert Coldiron Investors Llc Ownership Of Surmodics Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 4,740 | Sold Some | -405,690 | -98.84 % | $105,275 | $108,641 | $3,365 | 3.19 % | $-288,040 | | | | | | News Article | History of Amvescap Plc Ownership Of Surmodics Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Gabelli Equity Series Funds Inc - The Gabelli Small Cap Growth Fund | Small-Cap Growth | 4,116 | No Change | 0 | 0 % | $94,215 | $94,339 | $123 | 0.13 % | $0 | | | | | | News Article | History of Gabelli Equity Series Funds Inc - The Gabelli Small Cap Growth Fund Ownership Of Surmodics Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Sei Institutional Managed Trust - Large Cap Diversified Alpha Fund | Large-Cap Core | 3,600 | New Holding | 3,600 | 100 % | $82,404 | $82,512 | $108 | 0.13 % | $108 | | | | | | News Article | History of Sei Institutional Managed Trust - Large Cap Diversified Alpha Fund Ownership Of Surmodics Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | 147 | No Change | 0 | 0 % | $3,365 | $3,369 | $4 | 0.13 % | $0 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Surmodics Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Smallcap Earnings Fund | Small-Cap Core | 621 | Added More | 231 | 59.23 % | $14,215 | $14,233 | $19 | 0.13 % | $7 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Smallcap Earnings Fund Ownership Of Surmodics Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Forum Funds - Absolute Strategies Fund | Equity Mkt Neutral Funds | 15,300 | No Change | 0 | 0 % | $354,042 | $350,676 | $-3,366 | -0.95 % | $0 | | | | | | News Article | History of Forum Funds - Absolute Strategies Fund Ownership Of Surmodics Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Growth Index Fund | Multi-Cap Growth | 109,049 | Added More | 3,639 | 3.45 % | $2,523,394 | $2,499,403 | $-23,991 | -0.95 % | $-801 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Growth Index Fund Ownership Of Surmodics Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | 185,704 | Sold Some | -5,364 | -2.80 % | $4,297,191 | $4,256,336 | $-40,855 | -0.95 % | $1,180 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of Surmodics Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | 906 | Sold Some | -105 | -10.38 % | $20,965 | $20,766 | $-199 | -0.95 % | $23 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Growth Index Fund Ownership Of Surmodics Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 4,061 | Added More | 240 | 6.28 % | $93,972 | $93,078 | $-893 | -0.95 % | $-53 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Surmodics Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Putnam Variable Trust - Putnam Vt Capital Opportunities Fund | Specialty & Misc | | Sold All | -2,300 | -100 % | | | | -0.95 % | $506 | | | | | | News Article | History of Putnam Variable Trust - Putnam Vt Capital Opportunities Fund Ownership Of Surmodics Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Small Cap Portfolio | Small-Cap Core | 2,073 | New Holding | 2,073 | 100 % | $47,969 | $47,513 | $-456 | -0.95 % | $-456 | | | | | | News Article | History of Seasons Series Trust - Small Cap Portfolio Ownership Of Surmodics Inc |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 232,760 | Sold Some | -60,099 | -20.52 % | $5,386,066 | $5,334,859 | $-51,207 | -0.95 % | $13,222 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Surmodics Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Dws Investment Trust - Dws Small Cap Core Fund | Small-Cap Core | 11,000 | New Holding | 11,000 | 100 % | $253,990 | $252,120 | $-1,870 | -0.73 % | $-1,870 | | | | | | News Article | History of Dws Investment Trust - Dws Small Cap Core Fund Ownership Of Surmodics Inc |
| 2009-08-27 | 2009-06-30 | N-CSR | Sit Mid Cap Growth Fund Inc - Sit Mid Cap Growth Fund Inc | Multi-Cap Growth | | Sold All | -37,700 | -100 % | | | | -0.73 % | $6,409 | | | | | | News Article | History of Sit Mid Cap Growth Fund Inc - Sit Mid Cap Growth Fund Inc Ownership Of Surmodics Inc |
| 2009-08-27 | 2009-06-30 | N-CSR | Sit Mutual Funds Inc - Sit International Growth Fund | Multi-Cap Growth | | Sold All | -37,700 | -100 % | | | | -0.73 % | $6,409 | | | | | | News Article | History of Sit Mutual Funds Inc - Sit International Growth Fund Ownership Of Surmodics Inc |
| 2009-08-27 | 2009-06-30 | N-CSR | Sit Mutual Funds Inc - Sit Small Cap Growth Fund | Mid-Cap Growth | 23,596 | Sold Some | -6,200 | -20.80 % | $544,832 | $540,820 | $-4,011 | -0.73 % | $1,054 | | | | | | News Article | History of Sit Mutual Funds Inc - Sit Small Cap Growth Fund Ownership Of Surmodics Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 10,402 | Added More | 6,525 | 168.30 % | $240,182 | $238,414 | $-1,768 | -0.73 % | $-1,109 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Surmodics Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Growth Equity Fund | Multi-Cap Growth | | Sold All | -5,519 | -100 % | | | | -0.73 % | $938 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Growth Equity Fund Ownership Of Surmodics Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard 500 Index Fund | S&P 500 Index | | Sold All | -99,336 | -100 % | | | | -0.73 % | $16,887 | | | | | | News Article | History of Vanguard Index Funds - Vanguard 500 Index Fund Ownership Of Surmodics Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 89,426 | New Holding | 89,426 | 100 % | $2,064,846 | $2,049,644 | $-15,202 | -0.73 % | $-15,202 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Surmodics Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Growth Index Fund | Large-Cap Growth | 114,386 | New Holding | 114,386 | 100 % | $2,641,173 | $2,621,727 | $-19,446 | -0.73 % | $-19,446 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Growth Index Fund Ownership Of Surmodics Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 130,369 | Added More | 5,300 | 4.23 % | $3,010,220 | $2,988,057 | $-22,163 | -0.73 % | $-901 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Surmodics Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 5,945 | Added More | 900 | 17.83 % | $137,270 | $136,259 | $-1,011 | -0.73 % | $-153 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Surmodics Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 5,045 | No Change | 0 | 0 % | $116,489 | $115,631 | $-858 | -0.73 % | $0 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Surmodics Inc |
| 2009-08-26 | 2009-06-30 | N-Q | Ge Funds - Ge Value Equity Fund | Large-Cap Core | 2,500 | Added More | 100 | 4.16 % | $56,250 | $57,300 | $1,050 | 1.86 % | $42 | | | | | | News Article | History of Ge Funds - Ge Value Equity Fund Ownership Of Surmodics Inc |
| 2009-08-26 | 2009-06-30 | N-Q | Ge Institutional Funds - Premier Growth Equity Fund | Multi-Cap Growth | 36,500 | New Holding | 36,500 | 100 % | $821,250 | $836,580 | $15,330 | 1.86 % | $15,330 | | | | | | News Article | History of Ge Institutional Funds - Premier Growth Equity Fund Ownership Of Surmodics Inc |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim Index 600 Portfolio | No Data | 7,967 | Added More | 71 | 0.89 % | $177,983 | $182,604 | $4,621 | 2.59 % | $41 | | | | | | News Article | History of Maxim Series Fund Inc - Maxim Index 600 Portfolio Ownership Of Surmodics Inc |
| 2009-08-24 | 2009-06-30 | N-CSRS | Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva | Specialty & Misc | 6,100 | New Holding | 6,100 | 100 % | $135,359 | $139,812 | $4,453 | 3.28 % | $4,453 | | | | | | News Article | History of Oppenheimer Variable Account Funds - Oppenheimer Main Street Fundva Ownership Of Surmodics Inc |