| Nuveen Global Value Opportunities Fund |
Institution |
0.00 % |
2008-11-28 |
12,100 |
$124,025 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Glenmede Trust Co Na |
Institution |
4.35 % |
2008-11-26 |
50 |
$513 |
$62 |
13.76 % |
No Change |
0 |
0 % |
- |
| Precious Metals Fund (Rydex Variable Trust) |
Specialty & Misc |
7.61 % |
2008-11-26 |
63,066 |
$646,427 |
$78,202 |
13.76 % |
No Compare |
- |
- % |
- |
| Janney Montgomery Scott Llc |
Institution |
4.62 % |
2008-11-25 |
None |
- |
- |
- % |
Sold All |
-25,149 |
-100.00 % |
$-31,185 |
| Shaw D E And Co Inc |
Institution |
14.08 % |
2008-11-24 |
408,743 |
$4,189,616 |
$817,486 |
24.24 % |
New Holding |
408,743 |
100.00 % |
$817,486 |
| Oppenheimer Gold And Special Minerals Fund (Oppenheimer Gold And Special Minerals Fund) |
Gold Oriented |
15.59 % |
2008-11-24 |
370,000 |
$3,792,500 |
$740,000 |
24.24 % |
New Holding |
370,000 |
100.00 % |
$740,000 |
| Goldman Sachs Group Inc |
Institution |
3.96 % |
2008-11-19 |
184,505 |
$1,891,176 |
$416,981 |
28.28 % |
Added More |
127,996 |
226.50 % |
$289,271 |
| Metlife Securities Inc |
Institution |
-79.89 % |
2008-11-18 |
250 |
$2,563 |
$565 |
28.28 % |
Added More |
5 |
2.04 % |
$11 |
| Jane Street Holding Llc |
Institution |
7.10 % |
2008-11-18 |
17,086 |
$175,132 |
$38,614 |
28.28 % |
New Holding |
17,086 |
100.00 % |
$38,614 |
| Van Eck Associates Corp |
Institution |
13.90 % |
2008-11-17 |
1,622,850 |
$16,634,213 |
$1,931,192 |
13.13 % |
Added More |
160,614 |
10.98 % |
$191,131 |
| Us Bancorp De |
Institution |
3.17 % |
2008-11-17 |
1,500 |
$15,375 |
$1,785 |
13.13 % |
No Change |
0 |
0 % |
- |
| Norges Bank |
Institution |
2.58 % |
2008-11-17 |
206,905 |
$2,120,776 |
$246,217 |
13.13 % |
No Change |
0 |
0 % |
- |
| Millennium Management Llc |
Institution |
1.27 % |
2008-11-17 |
39,371 |
$403,553 |
$46,851 |
13.13 % |
Added More |
11,095 |
39.23 % |
$13,203 |
| Rbc Dominion Securities Inc |
Institution |
-2.18 % |
2008-11-14 |
1,700 |
$17,425 |
$2,023 |
13.13 % |
Added More |
1,000 |
142.85 % |
$1,190 |
| Citadel L P |
Institution |
2.60 % |
2008-11-14 |
192,749 |
$1,975,677 |
$229,371 |
13.13 % |
Added More |
186,911 |
3201.62 % |
$222,424 |
| Sterne Agee And Leach Group Inc |
Institution |
3.65 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-20,000 |
-100.00 % |
$-23,800 |
| Placemark Investments Inc |
Institution |
1.89 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-28,634 |
-100.00 % |
$-34,074 |
| Blair William And Co |
Institution |
2.96 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-7,300 |
-100.00 % |
$-8,687 |
| Fifth Third Bancorp |
Institution |
2.55 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-43 |
-100.00 % |
$-51 |
| Duma Capital Partners L P |
Institution |
6.87 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-10,000 |
-100.00 % |
$-11,900 |
| Platinum Management Llc |
Institution |
2.25 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-10,948 |
-100.00 % |
$-13,028 |
| Wells Fargo And Co |
Institution |
2.73 % |
2008-11-14 |
38,555 |
$395,189 |
$45,880 |
13.13 % |
Sold Some |
-31,579 |
-45.02 % |
$-37,579 |
| Citigroup Inc |
Institution |
2.63 % |
2008-11-14 |
168,913 |
$1,731,358 |
$201,006 |
13.13 % |
Added More |
90,037 |
114.15 % |
$107,144 |
| Tradewinds Global Investors Llc |
Institution |
10.37 % |
2008-11-14 |
4,884,152 |
$50,062,558 |
$5,812,141 |
13.13 % |
Added More |
3,363,782 |
221.24 % |
$4,002,901 |
| Santa Barbara Asset Management |
Institution |
2.49 % |
2008-11-14 |
22 |
$226 |
$26 |
13.13 % |
New Holding |
22 |
100.00 % |
$26 |
| Pnc Financial Services Group Inc |
Institution |
3.09 % |
2008-11-14 |
655 |
$6,714 |
$779 |
13.13 % |
No Change |
0 |
0 % |
- |
| Santa Fe Partners Llc |
Institution |
2.89 % |
2008-11-14 |
10,094 |
$103,464 |
$12,012 |
13.13 % |
New Holding |
10,094 |
100.00 % |
$12,012 |
| Oppenheimer Funds Inc |
Institution |
2.97 % |
2008-11-14 |
370,000 |
$3,792,500 |
$440,300 |
13.13 % |
Added More |
369,765 |
157346.80 % |
$440,020 |
| Peak6 Investments L P |
Institution |
3.33 % |
2008-11-14 |
209,687 |
$2,149,292 |
$249,528 |
13.13 % |
Added More |
113,080 |
117.05 % |
$134,565 |
| Susquehanna International Group Llp |
Institution |
1.29 % |
2008-11-14 |
354,318 |
$3,631,760 |
$421,638 |
13.13 % |
No Compare |
- |
- % |
- |
| Renaissance Technologies Corp |
Institution |
2.14 % |
2008-11-14 |
498,283 |
$5,107,401 |
$592,957 |
13.13 % |
Added More |
193,900 |
63.70 % |
$230,741 |
| Puplava Financial Services |
Institution |
11.13 % |
2008-11-14 |
457,064 |
$4,684,906 |
$543,906 |
13.13 % |
Added More |
30,327 |
7.10 % |
$36,089 |
| Royal Bank Of Canada |
Institution |
-6.65 % |
2008-11-14 |
2,400 |
$24,600 |
$2,856 |
13.13 % |
No Change |
0 |
0 % |
- |
| Royal Bank Of Canada Trust Co Ltd |
Institution |
0.46 % |
2008-11-14 |
110 |
$1,128 |
$131 |
13.13 % |
New Holding |
110 |
100.00 % |
$131 |
| Rbc Dain Rauscher Inc |
Institution |
0.82 % |
2008-11-14 |
14,124 |
$144,771 |
$16,808 |
13.13 % |
Sold Some |
-2,345 |
-14.23 % |
$-2,791 |
| Barclays Plc |
Institution |
2.92 % |
2008-11-14 |
94,202 |
$965,571 |
$112,100 |
13.13 % |
Sold Some |
-4,309 |
-4.37 % |
$-5,128 |
| Great West Life Assurance Co |
Institution |
-1.84 % |
2008-11-14 |
11,126 |
$114,042 |
$13,240 |
13.13 % |
New Holding |
11,126 |
100.00 % |
$13,240 |
| Morgan Stanley |
Institution |
1.80 % |
2008-11-14 |
317,798 |
$3,257,430 |
$378,180 |
13.13 % |
Added More |
137,315 |
76.08 % |
$163,405 |
| Hsbc Holdings Plc |
Institution |
1.87 % |
2008-11-14 |
38,030 |
$389,808 |
$45,256 |
13.13 % |
Added More |
4,734 |
14.21 % |
$5,633 |
| Weiss Multi-Strategy Advisers Llc |
Institution |
3.21 % |
2008-11-14 |
26,600 |
$272,650 |
$31,654 |
13.13 % |
Added More |
100 |
0.37 % |
$119 |
| Public Sector Pension Investment Board |
Institution |
-1.12 % |
2008-11-14 |
418,900 |
$4,293,725 |
$498,491 |
13.13 % |
Added More |
100 |
0.02 % |
$119 |
| Glg Partners Inc |
Institution |
1.66 % |
2008-11-14 |
60,500 |
$620,125 |
$71,995 |
13.13 % |
Added More |
25,900 |
74.85 % |
$30,821 |
| Zebra Capital Management Llc |
Institution |
1.59 % |
2008-11-14 |
284 |
$2,911 |
$338 |
13.13 % |
New Holding |
284 |
100.00 % |
$338 |
| Fmr Corp |
Institution |
2.08 % |
2008-11-14 |
874,700 |
$8,965,675 |
$1,040,893 |
13.13 % |
New Holding |
874,700 |
100.00 % |
$1,040,893 |
| Bank Of America Corp |
Institution |
2.80 % |
2008-11-14 |
22,660 |
$232,265 |
$26,965 |
13.13 % |
Added More |
2,521 |
12.51 % |
$3,000 |
| Chilton Investment Co Llc |
Institution |
6.05 % |
2008-11-14 |
1,641,466 |
$16,825,027 |
$1,953,345 |
13.13 % |
Sold Some |
-1,465,116 |
-47.16 % |
$-1,743,488 |
| Axa |
Institution |
2.24 % |
2008-11-14 |
192 |
$1,968 |
$228 |
13.13 % |
New Holding |
192 |
100.00 % |
$228 |
| American International Group Inc |
Institution |
2.51 % |
2008-11-14 |
115 |
$1,179 |
$137 |
13.13 % |
No Change |
0 |
0 % |
- |
| Credit Agricole S A |
Institution |
3.35 % |
2008-11-14 |
9,453 |
$96,893 |
$11,249 |
13.13 % |
Sold Some |
-2,400 |
-20.24 % |
$-2,856 |
| Tal Global Asset Management Inc |
Institution |
-4.05 % |
2008-11-14 |
43,498 |
$445,855 |
$51,763 |
13.13 % |
Added More |
1,613 |
3.85 % |
$1,919 |
| Scotia Cassels Investment Counsel Ltd |
Institution |
-3.30 % |
2008-11-14 |
65,000 |
$666,250 |
$77,350 |
13.13 % |
No Change |
0 |
0 % |
- |
| Blenheim Capital Management L L C |
Institution |
1.02 % |
2008-11-14 |
57,800 |
$592,450 |
$68,782 |
13.13 % |
New Holding |
57,800 |
100.00 % |
$68,782 |
| Canada Pension Plan Investment Board |
Institution |
6.14 % |
2008-11-13 |
685,836 |
$7,029,819 |
$1,515,698 |
27.48 % |
Added More |
407,500 |
146.40 % |
$900,575 |
| Managed Account Advisors Llc |
Institution |
4.39 % |
2008-11-13 |
108 |
$1,107 |
$239 |
27.48 % |
New Holding |
108 |
100.00 % |
$239 |
| Credit Suisse |
Institution |
3.53 % |
2008-11-13 |
52,874 |
$541,959 |
$116,852 |
27.48 % |
Sold Some |
-21,902 |
-29.29 % |
$-48,403 |
| Td Asset Management Inc |
Institution |
0.36 % |
2008-11-13 |
228,400 |
$2,341,100 |
$504,764 |
27.48 % |
Sold Some |
-7,200 |
-3.05 % |
$-15,912 |
| Ubs Ag |
Institution |
4.42 % |
2008-11-13 |
531,312 |
$5,445,948 |
$1,174,200 |
27.48 % |
Sold Some |
-9,106 |
-1.68 % |
$-20,124 |
| Tewksbury Capital Management Ltd |
Institution |
4.19 % |
2008-11-13 |
13,706 |
$140,487 |
$30,290 |
27.48 % |
Sold Some |
-20,272 |
-59.66 % |
$-44,801 |
| Kbc Group Nv |
Institution |
-2.29 % |
2008-11-13 |
2,000 |
$20,500 |
$4,420 |
27.48 % |
New Holding |
2,000 |
100.00 % |
$4,420 |
| J P Morgan Chase And Co |
Institution |
5.28 % |
2008-11-13 |
14,098 |
$144,505 |
$31,157 |
27.48 % |
Sold Some |
-242 |
-1.68 % |
$-535 |
| Amvescap Plc |
Institution |
3.20 % |
2008-11-13 |
1,400 |
$14,350 |
$3,094 |
27.48 % |
Sold Some |
-900 |
-39.13 % |
$-1,989 |
| Manufactureres Life Insurance Co |
Institution |
1.75 % |
2008-11-13 |
88,785 |
$910,046 |
$196,215 |
27.48 % |
No Compare |
- |
- % |
- |
| World Asset Management Inc |
Institution |
4.78 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-8,395 |
-100.00 % |
$-18,553 |
| Merrill Lynch And Co Inc |
Institution |
3.90 % |
2008-11-13 |
85,133 |
$872,613 |
$188,144 |
27.48 % |
Sold Some |
-2,389 |
-2.72 % |
$-5,280 |
| Northern Trust Corp |
Institution |
5.07 % |
2008-11-13 |
13,203 |
$135,331 |
$29,179 |
27.48 % |
New Holding |
13,203 |
100.00 % |
$29,179 |
| Labranche And Co Inc |
Institution |
5.16 % |
2008-11-12 |
14,755 |
$151,239 |
$32,609 |
27.48 % |
New Holding |
14,755 |
100.00 % |
$32,609 |
| Padco Advisors Inc |
Institution |
4.47 % |
2008-11-12 |
237,472 |
$2,434,088 |
$524,813 |
27.48 % |
Added More |
27,788 |
13.25 % |
$61,411 |
| Dearborn Partners Llc |
Institution |
4.71 % |
2008-11-12 |
2,000 |
$20,500 |
$4,420 |
27.48 % |
No Change |
0 |
0 % |
- |
| Caisse De Depot Et Placement Du Quebec |
Institution |
3.10 % |
2008-11-12 |
452,000 |
$4,633,000 |
$998,920 |
27.48 % |
Sold Some |
-258,100 |
-36.34 % |
$-570,401 |
| Spiderrock Trading Llc |
Institution |
6.90 % |
2008-11-12 |
None |
- |
- |
- % |
Sold All |
-1,368 |
-100.00 % |
$-3,023 |
| Toronto Dominion Bank |
Institution |
-3.27 % |
2008-11-12 |
30,151 |
$309,048 |
$66,634 |
27.48 % |
New Holding |
30,151 |
100.00 % |
$66,634 |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
4.74 % |
2008-11-12 |
629,190 |
$6,449,198 |
$1,390,510 |
27.48 % |
Sold Some |
-21,035 |
-3.23 % |
$-46,487 |
| Royal Bank Of Canada Investment Management Uk Ltd |
Institution |
5.76 % |
2008-11-12 |
257 |
$2,634 |
$568 |
27.48 % |
New Holding |
257 |
100.00 % |
$568 |
| Glencrest Investment Advisors Inc |
Institution |
7.83 % |
2008-11-12 |
14,806 |
$151,762 |
$32,721 |
27.48 % |
No Change |
0 |
0 % |
- |
| Comerica Bank |
Institution |
-3.44 % |
2008-11-12 |
10,275 |
$105,319 |
$22,708 |
27.48 % |
Added More |
2,446 |
31.24 % |
$5,406 |
| Royce And Associates Llc |
Institution |
5.33 % |
2008-11-12 |
9,719,300 |
$99,622,825 |
$21,479,653 |
27.48 % |
Added More |
120,200 |
1.25 % |
$265,642 |
| Padco Advisors Ii Inc |
Institution |
4.74 % |
2008-11-12 |
63,066 |
$646,427 |
$139,376 |
27.48 % |
Sold Some |
-23,377 |
-27.04 % |
$-51,663 |
| Bernard L Madoff Investment Securities Llc |
Institution |
-2.71 % |
2008-11-10 |
None |
- |
- |
- % |
Sold All |
-11,483 |
-100.00 % |
$574 |
| Saturna Capital Corp |
Institution |
-3.68 % |
2008-11-10 |
274 |
$2,809 |
$-14 |
-0.48 % |
No Change |
0 |
0 % |
- |
| Ameriprise Financial Inc |
Institution |
-2.77 % |
2008-11-10 |
115,021 |
$1,178,965 |
$-5,751 |
-0.48 % |
Added More |
112,060 |
3784.53 % |
$-5,603 |
| Baird Robert W And Co Inc |
Institution |
-1.10 % |
2008-11-06 |
16,727 |
$171,452 |
$21,076 |
14.01 % |
No Compare |
- |
- % |
- |
| Davidson D A And Co |
Institution |
-6.99 % |
2008-11-05 |
655 |
$6,714 |
$-72 |
-1.06 % |
Added More |
55 |
9.16 % |
$-6 |
| M And T Bank Corp |
Institution |
-6.70 % |
2008-11-03 |
125 |
$1,281 |
$204 |
18.90 % |
No Change |
0 |
0 % |
- |
| Natcan Investment Management Inc |
Institution |
-9.40 % |
2008-11-03 |
None |
- |
- |
- % |
Sold All |
-15,000 |
-100.00 % |
$-24,450 |
| Wedbush Morgan Securities Inc |
Institution |
-11.69 % |
2008-11-03 |
None |
- |
- |
- % |
Sold All |
-7,000 |
-100.00 % |
$-11,410 |
| Gold Portfolio (Fidelity Select Portfolios) |
Gold Oriented |
23.64 % |
2008-10-31 |
None |
- |
- |
- % |
Sold All |
-1,182,600 |
-100.00 % |
$-2,128,680 |
| Bank Of New York Mellon Corp |
Institution |
-8.03 % |
2008-10-31 |
None |
- |
- |
- % |
Sold All |
-7,445 |
-100.00 % |
$-13,401 |
| Blackrock Advisors Llc |
Institution |
-6.91 % |
2008-10-30 |
1,220,910 |
$12,514,328 |
$1,929,038 |
18.22 % |
Sold Some |
-23,380 |
-1.87 % |
$-36,940 |
| Blackrock Inc |
Institution |
-7.99 % |
2008-10-30 |
746,162 |
$7,648,161 |
$1,178,936 |
18.22 % |
Sold Some |
-45,130 |
-5.70 % |
$-71,305 |
| Fidelity Nasdaq Composite Index Fund (Fidelity Commonwealth Trust) |
Specialty & Misc |
-10.23 % |
2008-10-30 |
1,536 |
$15,744 |
$2,427 |
18.22 % |
No Compare |
- |
- % |
- |
| Blackrock Group Ltd |
Institution |
-3.28 % |
2008-10-30 |
13,100 |
$134,275 |
$20,698 |
18.22 % |
No Change |
0 |
0 % |
- |
| Oaktree Asset Management Llc |
Institution |
-2.09 % |
2008-10-29 |
2,750 |
$28,188 |
$5,308 |
23.19 % |
Added More |
400 |
17.02 % |
$772 |
| Friedberg Investment Management |
Institution |
-0.12 % |
2008-10-28 |
500 |
$5,125 |
$1,970 |
62.44 % |
New Holding |
500 |
100.00 % |
$1,970 |
| Public Employees Retirement System Of Ohio |
Institution |
5.15 % |
2008-10-27 |
34,800 |
$356,700 |
$141,288 |
65.58 % |
No Change |
0 |
0 % |
- |
| Guaranty Trust Co Of Missouri |
Institution |
-0.92 % |
2008-10-17 |
200 |
$2,050 |
$382 |
22.90 % |
New Holding |
200 |
100.00 % |
$382 |
| National Bank Of Indianapolis Corp |
Institution |
-1.95 % |
2008-10-16 |
38 |
$390 |
$47 |
13.76 % |
New Holding |
38 |
100.00 % |
$47 |
| New England Asset Management Llc |
Institution |
% |
2008-10-14 |
None |
- |
- |
- % |
Sold All |
-32 |
-100.00 % |
|
| Nuveen Tradewinds Global Resources Fund (Nuveen Investment Trust Ii) |
Global Flex Port |
-10.95 % |
2008-10-08 |
1,750 |
$17,938 |
$-5,390 |
-23.10 % |
New Holding |
1,750 |
100.00 % |
$-5,390 |
| Harris Financial Corp |
Institution |
-15.62 % |
2008-10-07 |
43,058 |
$441,345 |
$-77,935 |
-15.00 % |
Sold Some |
-746,666 |
-94.54 % |
$1,351,465 |
| Central Bank And Trust Co |
Institution |
-12.36 % |
2008-10-06 |
None |
- |
- |
- % |
Sold All |
-223 |
-100.00 % |
$459 |
| The Tocqueville Gold Fund (Tocqueville Trust) |
Gold Oriented |
-36.66 % |
2008-09-29 |
557,000 |
$5,709,250 |
$-3,787,600 |
-39.88 % |
No Compare |
- |
- % |
- |
| Global Small Cap Fund (Old Westbury Funds Inc) |
Global Small/Mid-Cap ... |
-30.63 % |
2008-09-25 |
9,000 |
$92,250 |
$-91,710 |
-49.85 % |
No Compare |
- |
- % |
- |
| Global Opportunities Fund (Hancock John Investment Trust Ma) |
Global Flex Port |
0.17 % |
2008-09-08 |
None |
- |
- |
- % |
Sold All |
-82,900 |
-100.00 % |
$744,442 |
| Large Cap Equity Fund (Hancock John Investment Trust Ma) |
Large-Cap Core |
-21.36 % |
2008-09-08 |
None |
- |
- |
- % |
Sold All |
-1,908,629 |
-100.00 % |
$17,139,488 |
| International Small Company Trust (John Hancock Trust) |
Small-Cap Core |
-57.33 % |
2008-09-05 |
None |
- |
- |
- % |
Sold All |
-8,900 |
-100.00 % |
$84,283 |
| Stock Portfolio (Seasons Series Trust) |
Multi-Cap Core |
-35.43 % |
2008-08-29 |
1,958 |
$20,070 |
$-29,155 |
-59.22 % |
New Holding |
1,958 |
100.00 % |
$-29,155 |
| Us Managed Volatility Fund (Sei Institutional Managed Trust) |
Specialty & Misc |
-25.09 % |
2008-08-29 |
None |
- |
- |
- % |
Sold All |
-23,400 |
-100.00 % |
$348,426 |
| Riversource Precious Metals And Mining Fund (Riversource Selected Series Inc) |
Specialty & Misc |
-27.11 % |
2008-08-28 |
None |
- |
- |
- % |
Sold All |
-100,000 |
-100.00 % |
$1,524,000 |
| Parallax Fund Lp |
Institution |
-35.93 % |
2008-07-31 |
None |
- |
- |
- % |
Sold All |
-600 |
-100.00 % |
$10,824 |