| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 96,980 | Sold Some | -49,085 | -33.60 % | $109,587 | $105,708 | $-3,879 | -3.53 % | $1,963 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Stemcells Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 14,083 | Added More | 2,650 | 23.17 % | $15,914 | $15,350 | $-563 | -3.53 % | $-106 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Stemcells Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 84,506 | No Change | 0 | 0 % | $96,337 | $92,112 | $-4,225 | -4.38 % | $0 | | | | | | News Article | History of American International Group Inc Ownership Of Stemcells Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Aqr Capital Management Llc | Institution | 114,647 | New Holding | 114,647 | 100 % | $130,698 | $124,965 | $-5,732 | -4.38 % | $-5,732 | | | | | | News Article | History of Aqr Capital Management Llc Ownership Of Stemcells Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bridgeway Capital Management Inc | Institution | 73,510 | New Holding | 73,510 | 100 % | $83,801 | $80,126 | $-3,676 | -4.38 % | $-3,676 | | | | | | News Article | History of Bridgeway Capital Management Inc Ownership Of Stemcells Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 31,353 | New Holding | 31,353 | 100 % | $35,742 | $34,175 | $-1,568 | -4.38 % | $-1,568 | | | | | | News Article | History of Citadel L P Ownership Of Stemcells Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 53,120 | Added More | 9,420 | 21.55 % | $60,557 | $57,901 | $-2,656 | -4.38 % | $-471 | | | | | | News Article | History of Ing Groep Nv Ownership Of Stemcells Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 203,770 | Sold Some | -310,390 | -60.36 % | $232,298 | $222,109 | $-10,189 | -4.38 % | $15,520 | | | | | | News Article | History of Morgan Stanley Ownership Of Stemcells Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 1,281,586 | Added More | 646,828 | 101.90 % | $1,461,008 | $1,396,929 | $-64,079 | -4.38 % | $-32,341 | | | | | | News Article | History of Northern Trust Corp Ownership Of Stemcells Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Rafferty Asset Management Llc | Institution | 56,094 | Sold Some | -27,027 | -32.51 % | $63,947 | $61,142 | $-2,805 | -4.38 % | $1,351 | | | | | | News Article | History of Rafferty Asset Management Llc Ownership Of Stemcells Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ramius Llc | No Data | 750,000 | No Compare | | | $855,000 | $817,500 | $-37,500 | -4.38 % | | | | | | | News Article | History of Ramius Llc Ownership Of Stemcells Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Rbc Dominion Securities Inc | Institution | 750 | No Change | 0 | 0 % | $855 | $818 | $-38 | -4.38 % | $0 | | | | | | News Article | History of Rbc Dominion Securities Inc Ownership Of Stemcells Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 23,525 | Sold Some | -1,204 | -4.86 % | $26,819 | $25,642 | $-1,176 | -4.38 % | $60 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Stemcells Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | 31,679 | New Holding | 31,679 | 100 % | $36,114 | $34,530 | $-1,584 | -4.38 % | $-1,584 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Stemcells Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 7,749 | No Change | 0 | 0 % | $8,834 | $8,446 | $-387 | -4.38 % | $0 | | | | | | News Article | History of Us Bancorp De Ownership Of Stemcells Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wexford Capital Llc | Institution | 20,000 | New Holding | 20,000 | 100 % | $22,800 | $21,800 | $-1,000 | -4.38 % | $-1,000 | | | | | | News Article | History of Wexford Capital Llc Ownership Of Stemcells Inc |
| 2009-11-13 | 2009-11-13 | 13F-HR | Rodney Square Management Corp | Institution | 11,150 | No Change | 0 | 0 % | $12,377 | $12,154 | $-223 | -1.80 % | $0 | | | | | | News Article | History of Rodney Square Management Corp Ownership Of Stemcells Inc |
| 2009-11-13 | 2009-11-13 | 13F-HR | Wilmington Trust Fsb | Institution | 39,702 | No Change | 0 | 0 % | $44,069 | $43,275 | $-794 | -1.80 % | $0 | | | | | | News Article | History of Wilmington Trust Fsb Ownership Of Stemcells Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 11,150 | Sold Some | -3,000 | -21.20 % | $12,377 | $12,154 | $-223 | -1.80 % | $60 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Stemcells Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 241,288 | Sold Some | -59,512 | -19.78 % | $267,830 | $263,004 | $-4,826 | -1.80 % | $1,190 | | | | | | News Article | History of Axa Ownership Of Stemcells Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 1,065 | Sold Some | -9,108 | -89.53 % | $1,182 | $1,161 | $-21 | -1.80 % | $182 | | | | | | News Article | History of Barclays Plc Ownership Of Stemcells Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 35,694 | New Holding | 35,694 | 100 % | $39,620 | $38,906 | $-714 | -1.80 % | $-714 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Stemcells Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | | Sold All | -110,754 | -100 % | | | | -1.80 % | $2,215 | | | | | | News Article | History of Credit Agricole S A Ownership Of Stemcells Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 117 | Sold Some | -32,683 | -99.64 % | $130 | $128 | $-2 | -1.80 % | $654 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Stemcells Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 230,214 | Added More | 83,893 | 57.33 % | $255,538 | $250,933 | $-4,604 | -1.80 % | $-1,678 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Stemcells Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 67,199 | Sold Some | -460,381 | -87.26 % | $74,591 | $73,247 | $-1,344 | -1.80 % | $9,208 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Stemcells Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Hudson Bay Capital Management Lp | Institution | 159,497 | Added More | 100,386 | 169.82 % | $177,042 | $173,852 | $-3,190 | -1.80 % | $-2,008 | | | | | | News Article | History of Hudson Bay Capital Management Lp Ownership Of Stemcells Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | Institution | 10,620 | Sold Some | -47,756 | -81.80 % | $11,788 | $11,576 | $-212 | -1.80 % | $955 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Stemcells Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Neuberger Berman Group Llc | No Data | 25,000 | Added More | 15,000 | 150.00 % | $27,750 | $27,250 | $-500 | -1.80 % | $-300 | | | | | | News Article | History of Neuberger Berman Group Llc Ownership Of Stemcells Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 17,522 | Added More | 15,772 | 901.25 % | $19,449 | $19,099 | $-350 | -1.80 % | $-315 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Stemcells Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Sarofim Fayez | Institution | 55,000 | New Holding | 55,000 | 100 % | $61,050 | $59,950 | $-1,100 | -1.80 % | $-1,100 | | | | | | News Article | History of Sarofim Fayez Ownership Of Stemcells Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 28,141 | Added More | 16,655 | 145.00 % | $31,237 | $30,674 | $-563 | -1.80 % | $-333 | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of Stemcells Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 2,368,229 | Added More | 173,784 | 7.91 % | $2,628,734 | $2,581,370 | $-47,365 | -1.80 % | $-3,476 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Stemcells Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 11,750 | Sold Some | -525 | -4.27 % | $13,043 | $12,808 | $-235 | -1.80 % | $11 | | | | | | News Article | History of Bank Of America Corp Ownership Of Stemcells Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 6,254,298 | Added More | 745,390 | 13.53 % | $6,942,271 | $6,817,185 | $-125,086 | -1.80 % | $-14,908 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Stemcells Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 25,327 | New Holding | 25,327 | 100 % | $28,113 | $27,606 | $-507 | -1.80 % | $-507 | | | | | | News Article | History of Credit Suisse Ownership Of Stemcells Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 53,120 | Added More | 9,420 | 21.55 % | $58,963 | $57,901 | $-1,062 | -1.80 % | $-188 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Stemcells Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 11,420 | Sold Some | -34,645 | -75.20 % | $12,676 | $12,448 | $-228 | -1.80 % | $693 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Stemcells Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 98,241 | Added More | 8,192 | 9.09 % | $109,048 | $107,083 | $-1,965 | -1.80 % | $-164 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Stemcells Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 3,621 | Added More | 241 | 7.13 % | $4,019 | $3,947 | $-72 | -1.80 % | $-5 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Stemcells Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 4,609 | Added More | 1,839 | 66.38 % | $5,116 | $5,024 | $-92 | -1.80 % | $-37 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Stemcells Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 11,121 | Added More | 7,466 | 204.26 % | $12,344 | $12,122 | $-222 | -1.80 % | $-149 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Stemcells Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tewksbury Capital Management Ltd | Institution | | Sold All | -27,118 | -100 % | | | | -1.80 % | $542 | | | | | | News Article | History of Tewksbury Capital Management Ltd Ownership Of Stemcells Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 37,131 | Added More | 12,131 | 48.52 % | $41,215 | $40,473 | $-743 | -1.80 % | $-243 | | | | | | News Article | History of Comerica Bank Ownership Of Stemcells Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Highbridge Capital Management Llc | Institution | 277,395 | Added More | 49,999 | 21.98 % | $307,908 | $302,361 | $-5,548 | -1.80 % | $-1,000 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of Stemcells Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 49,172 | New Holding | 49,172 | 100 % | $54,581 | $53,597 | $-983 | -1.80 % | $-983 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Stemcells Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 104,337 | Sold Some | -7,802 | -6.95 % | $115,814 | $113,727 | $-2,087 | -1.80 % | $156 | | | | | | News Article | History of Ubs Ag Ownership Of Stemcells Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metlife Securities Inc | Institution | 160 | Added More | 60 | 60.00 % | $181 | $174 | $-6 | -3.53 % | $-2 | | | | | | News Article | History of Metlife Securities Inc Ownership Of Stemcells Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 98,569 | No Change | 0 | 0 % | $111,383 | $107,440 | $-3,943 | -3.53 % | $0 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Stemcells Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 4,000 | No Change | 0 | 0 % | $4,520 | $4,360 | $-160 | -3.53 % | $0 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Stemcells Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 8,500 | New Holding | 8,500 | 100 % | $9,605 | $9,265 | $-340 | -3.53 % | $-340 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Stemcells Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 89,775 | No Change | 0 | 0 % | $101,446 | $97,855 | $-3,591 | -3.53 % | $0 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Stemcells Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 785,715 | Added More | 125,899 | 19.08 % | $887,858 | $856,429 | $-31,429 | -3.53 % | $-5,036 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Stemcells Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 27,347 | Sold Some | -13,191 | -32.53 % | $31,176 | $29,808 | $-1,367 | -4.38 % | $660 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Stemcells Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | M And T Bank Corp | Institution | 1,000 | No Change | 0 | 0 % | $1,150 | $1,090 | $-60 | -5.21 % | $0 | | | | | | News Article | History of M And T Bank Corp Ownership Of Stemcells Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | First New York Securities Llc | Institution | | Sold All | -23,000 | -100 % | | | | -0.90 % | $230 | | | | | | News Article | History of First New York Securities Llc Ownership Of Stemcells Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock | Specialty & Misc | 3,261 | No Compare | | | $3,718 | $3,554 | $-163 | -4.38 % | | | | | | | News Article | History of Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock Ownership Of Stemcells Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 1,281,632 | Sold Some | -16,224 | -1.25 % | $1,486,693 | $1,396,979 | $-89,714 | -6.03 % | $1,136 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Stemcells Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Index Fund | Small-Cap Core | 83,556 | New Holding | 83,556 | 100 % | $96,925 | $91,076 | $-5,849 | -6.03 % | $-5,849 | | | | | | News Article | History of Valic Co I - Small Cap Index Fund Ownership Of Stemcells Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Hartford Financial Management Inc | Institution | 450 | No Change | 0 | 0 % | $639 | $491 | $-149 | -23.23 % | $0 | | | | | | News Article | History of Hartford Financial Management Inc Ownership Of Stemcells Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Investors Capital Advisory Services | Institution | 79,375 | New Holding | 79,375 | 100 % | $112,713 | $86,519 | $-26,194 | -23.23 % | $-26,194 | | | | | | News Article | History of Investors Capital Advisory Services Ownership Of Stemcells Inc |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 14,150 | No Change | 0 | 0 % | $20,376 | $15,424 | $-4,953 | -24.30 % | $0 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Stemcells Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | | Sold All | -63,590 | -100 % | | | | -28.28 % | $27,344 | | | | | | News Article | History of Blackrock Inc Ownership Of Stemcells Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 418,179 | Added More | 108,529 | 35.04 % | $635,632 | $455,815 | $-179,817 | -28.28 % | $-46,667 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Stemcells Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 394,187 | Sold Some | -35,634 | -8.29 % | $607,048 | $429,664 | $-177,384 | -29.22 % | $16,035 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Stemcells Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 108,320 | Added More | 37,120 | 52.13 % | $166,813 | $118,069 | $-48,744 | -29.22 % | $-16,704 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Stemcells Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Churchill Management Group Ca | Institution | | Sold All | -20,500 | -100 % | | | | -33.93 % | $11,480 | | | | | | News Article | History of Churchill Management Group Ca Ownership Of Stemcells Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Harris Financial Corp | Institution | 176,944 | Sold Some | -8,556 | -4.61 % | $291,958 | $192,869 | $-99,089 | -33.93 % | $4,791 | | | | | | News Article | History of Harris Financial Corp Ownership Of Stemcells Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 125,903 | No Change | 0 | 0 % | $207,740 | $137,234 | $-70,506 | -33.93 % | $0 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Stemcells Inc |
| 2009-10-14 | 2009-09-30 | 13F-HR | Dorsey Wright Associates | Institution | | Sold All | -287 | -100 % | | | | -30.12 % | $135 | | | | | | News Article | History of Dorsey Wright Associates Ownership Of Stemcells Inc |
| 2009-10-13 | 2009-09-30 | 13F-HR | Financial Architects Inc | Institution | 1,100 | Added More | 1,000 | 1000.00 % | $1,705 | $1,199 | $-506 | -29.67 % | $-460 | | | | | | News Article | History of Financial Architects Inc Ownership Of Stemcells Inc |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 107,050 | No Change | 0 | 0 % | $169,139 | $116,685 | $-52,455 | -31.01 % | $0 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Stemcells Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 57,005 | New Holding | 57,005 | 100 % | $94,058 | $62,135 | $-31,923 | -33.93 % | $-31,923 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Stemcells Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 21,481 | New Holding | 21,481 | 100 % | $35,444 | $23,414 | $-12,029 | -33.93 % | $-12,029 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Stemcells Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va Small Value Portfolio | Small-Cap Value | 571,744 | New Holding | 571,744 | 100 % | $943,378 | $623,201 | $-320,177 | -33.93 % | $-320,177 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va Small Value Portfolio Ownership Of Stemcells Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Commonwealth Trust - Fidelity Mid Cap Stock Fund | Mid-Cap Core | | Sold All | -800,000 | -100 % | | | | -33.93 % | $448,000 | | | | | | News Article | History of Fidelity Commonwealth Trust - Fidelity Mid Cap Stock Fund Ownership Of Stemcells Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust - Direxion Daily Small Cap Bull 3x Shares | No Data | 70,427 | New Holding | 70,427 | 100 % | $115,500 | $76,765 | $-38,735 | -33.53 % | $-38,735 | | | | | | News Article | History of Direxion Shares Etf Trust - Direxion Daily Small Cap Bull 3x Shares Ownership Of Stemcells Inc |
| 2009-09-24 | 2009-06-30 | 13F-HR/A | Credit Agricole S A | Institution | 110,754 | New Holding | 110,754 | 100 % | $181,637 | $120,722 | $-60,915 | -33.53 % | $-60,915 | | | | | | News Article | History of Credit Agricole S A Ownership Of Stemcells Inc |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - Rydex Inverse Russell 2000 Etf | Specialty & Misc | 2,210 | New Holding | 2,210 | 100 % | $3,735 | $2,409 | $-1,326 | -35.50 % | $-1,326 | | | | | | News Article | History of Rydex Etf Trust - Rydex Inverse Russell 2000 Etf Ownership Of Stemcells Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 5,508,908 | Added More | 3,375,247 | 158.19 % | $9,254,965 | $6,004,710 | $-3,250,256 | -35.11 % | $-1,991,396 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Stemcells Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | 2,770 | New Holding | 2,770 | 100 % | $4,654 | $3,019 | $-1,634 | -35.11 % | $-1,634 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Stemcells Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 1,320 | New Holding | 1,320 | 100 % | $2,218 | $1,439 | $-779 | -35.11 % | $-779 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Stemcells Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio | Small-Cap Growth | 58,200 | New Holding | 58,200 | 100 % | $98,358 | $63,438 | $-34,920 | -35.50 % | $-34,920 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio Ownership Of Stemcells Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | 92,700 | New Holding | 92,700 | 100 % | $156,663 | $101,043 | $-55,620 | -35.50 % | $-55,620 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Stemcells Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 19,800 | New Holding | 19,800 | 100 % | $33,462 | $21,582 | $-11,880 | -35.50 % | $-11,880 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Stemcells Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | 208,000 | New Holding | 208,000 | 100 % | $351,520 | $226,720 | $-124,800 | -35.50 % | $-124,800 | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Stemcells Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 17,974 | No Change | 0 | 0 % | $30,376 | $19,592 | $-10,784 | -35.50 % | $0 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Stemcells Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Small-Cap Growth Index Portfolio | No Data | 1,950 | No Compare | | | $3,218 | $2,126 | $-1,092 | -33.93 % | | | | | | | News Article | History of Pacific Select Fund - Pd Small-Cap Growth Index Portfolio Ownership Of Stemcells Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Small-Cap Index Portfolio | No Data | 53,200 | New Holding | 53,200 | 100 % | $87,780 | $57,988 | $-29,792 | -33.93 % | $-29,792 | | | | | | News Article | History of Pacific Select Fund - Small-Cap Index Portfolio Ownership Of Stemcells Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | 19,653 | Added More | 12,410 | 171.33 % | $32,427 | $21,422 | $-11,006 | -33.93 % | $-6,950 | | | | | | News Article | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Stemcells Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | 1,224 | New Holding | 1,224 | 100 % | $1,995 | $1,334 | $-661 | -33.12 % | $-661 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Stemcells Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Nasdaq Biotechnology Index Fund | Health/Biotech | 944,027 | Added More | 94,216 | 11.08 % | $1,538,764 | $1,028,989 | $-509,775 | -33.12 % | $-50,877 | | | | | | News Article | History of Ishares Trust - Ishares Nasdaq Biotechnology Index Fund Ownership Of Stemcells Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Growth Index Fund | Multi-Cap Growth | 724,458 | New Holding | 724,458 | 100 % | $1,180,867 | $789,659 | $-391,207 | -33.12 % | $-391,207 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Growth Index Fund Ownership Of Stemcells Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | 1,242,582 | New Holding | 1,242,582 | 100 % | $2,025,409 | $1,354,414 | $-670,994 | -33.12 % | $-670,994 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of Stemcells Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | 6,352 | New Holding | 6,352 | 100 % | $10,354 | $6,924 | $-3,430 | -33.12 % | $-3,430 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Growth Index Fund Ownership Of Stemcells Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 26,283 | New Holding | 26,283 | 100 % | $42,841 | $28,648 | $-14,193 | -33.12 % | $-14,193 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Stemcells Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Microcap Index Fund | Specialty & Misc | 165,669 | Added More | 72,950 | 78.67 % | $270,040 | $180,579 | $-89,461 | -33.12 % | $-39,393 | | | | | | News Article | History of Ishares Trust - Ishares Russell Microcap Index Fund Ownership Of Stemcells Inc |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 11,433 | Added More | 1,733 | 17.86 % | $18,636 | $12,462 | $-6,174 | -33.12 % | $-936 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Stemcells Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 69,578 | New Holding | 69,578 | 100 % | $115,499 | $75,840 | $-39,659 | -34.33 % | $-39,659 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Stemcells Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 794,303 | Added More | 222,624 | 38.94 % | $1,318,543 | $865,790 | $-452,753 | -34.33 % | $-126,896 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Stemcells Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 1,179,463 | Added More | 71,200 | 6.42 % | $1,957,909 | $1,285,615 | $-672,294 | -34.33 % | $-40,584 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Stemcells Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 46,900 | No Change | 0 | 0 % | $77,854 | $51,121 | $-26,733 | -34.33 % | $0 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Stemcells Inc |
| 2009-08-19 | 2009-08-17 | 4 | Tsukamoto Ann | Insider | 230,833 | Sold Some | -25,000 | -9.77 % | $378,566 | $251,608 | $-126,958 | -33.53 % | $13,750 | | X | | | Evp Research And Development | News Article | History of Tsukamoto Ann Ownership Of Stemcells Inc |
| 2009-08-19 | 2009-08-17 | 4 | Tsukamoto Ann | Insider | 255,833 | Added More | 25,000 | 12.14 % | $419,566 | $278,858 | $-140,708 | -33.53 % | $-13,750 | | X | | | Evp Research And Development | News Article | History of Tsukamoto Ann Ownership Of Stemcells Inc |
| 2009-08-19 | 2009-06-30 | 13F-HR | Hudson Bay Capital Management Lp | Institution | 59,111 | New Holding | 59,111 | 100 % | $96,942 | $64,431 | $-32,511 | -33.53 % | $-32,511 | | | | | | News Article | History of Hudson Bay Capital Management Lp Ownership Of Stemcells Inc |
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