| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-20 | 2009-09-30 | 13F-HR/A | Janney Montgomery Scott Llc | Institution | 48,975 | Added More | 12,600 | 34.63 % | $183,656 | $183,656 | $0 | 0.00 % | $0 | | | | | | News Article | History of Janney Montgomery Scott Llc Ownership Of Sunopta Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 533 | Sold Some | -25 | -4.48 % | $2,020 | $1,999 | $-21 | -1.05 % | $1 | | | | | | News Article | History of Amvescap Plc Ownership Of Sunopta Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Castleark Management Llc | Institution | 331,000 | New Holding | 331,000 | 100 % | $1,254,490 | $1,241,250 | $-13,240 | -1.05 % | $-13,240 | | | | | | News Article | History of Castleark Management Llc Ownership Of Sunopta Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 206,200 | Added More | 32,820 | 18.92 % | $781,498 | $773,250 | $-8,248 | -1.05 % | $-1,313 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Sunopta Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Algert Coldiron Investors Llc | Institution | 4,960 | New Holding | 4,960 | 100 % | $18,600 | $18,600 | $0 | 0.00 % | $0 | | | | | | News Article | History of Algert Coldiron Investors Llc Ownership Of Sunopta Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 5,539 | New Holding | 5,539 | 100 % | $20,771 | $20,771 | $0 | 0.00 % | $0 | | | | | | News Article | History of Citadel L P Ownership Of Sunopta Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Cutter And Co Brokerage Inc | Institution | 62,850 | Sold Some | -200 | -0.31 % | $235,688 | $235,688 | $0 | 0.00 % | $0 | | | | | | News Article | History of Cutter And Co Brokerage Inc Ownership Of Sunopta Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | Institution | 250 | No Change | 0 | 0 % | $938 | $938 | $0 | 0.00 % | $0 | | | | | | News Article | History of Fifth Third Bancorp Ownership Of Sunopta Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 800 | No Change | 0 | 0 % | $3,000 | $3,000 | $0 | 0.00 % | $0 | | | | | | News Article | History of Fmr Corp Ownership Of Sunopta Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 33,863 | New Holding | 33,863 | 100 % | $126,986 | $126,986 | $0 | 0.00 % | $0 | | | | | | News Article | History of Morgan Stanley Ownership Of Sunopta Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Rbc Dominion Securities Inc | Institution | 1,900 | No Change | 0 | 0 % | $7,125 | $7,125 | $0 | 0.00 % | $0 | | | | | | News Article | History of Rbc Dominion Securities Inc Ownership Of Sunopta Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 334,548 | Added More | 243,906 | 269.08 % | $1,254,555 | $1,254,555 | $0 | 0.00 % | $0 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Sunopta Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Trellus Management Company Llc | Institution | 69,900 | Added More | 58,700 | 524.10 % | $262,125 | $262,125 | $0 | 0.00 % | $0 | | | | | | News Article | History of Trellus Management Company Llc Ownership Of Sunopta Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | 48,800 | Added More | 5,600 | 12.96 % | $183,000 | $183,000 | $0 | 0.00 % | $0 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Sunopta Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 29,232 | Added More | 9,551 | 48.52 % | $109,620 | $109,620 | $0 | 0.00 % | $0 | | | | | | News Article | History of Us Bancorp De Ownership Of Sunopta Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 400 | No Change | 0 | 0 % | $1,404 | $1,500 | $96 | 6.83 % | $0 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Sunopta Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 163,580 | Sold Some | -120 | -0.07 % | $574,166 | $613,425 | $39,259 | 6.83 % | $-29 | | | | | | News Article | History of Barclays Plc Ownership Of Sunopta Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | First Mercantile Trust Co | Institution | 75,000 | New Holding | 75,000 | 100 % | $263,250 | $281,250 | $18,000 | 6.83 % | $18,000 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Sunopta Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Glynn Ja And Co | Institution | 16,150 | No Change | 0 | 0 % | $56,687 | $60,563 | $3,876 | 6.83 % | $0 | | | | | | News Article | History of Glynn Ja And Co Ownership Of Sunopta Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jh Whitney Investment Management Llc | Institution | 170,000 | Sold Some | -101,283 | -37.33 % | $596,700 | $637,500 | $40,800 | 6.83 % | $-24,308 | | | | | | News Article | History of Jh Whitney Investment Management Llc Ownership Of Sunopta Inc |
| 2009-11-13 | 2009-09-30 | N-Q | Kalmar Pooled Investment Trust - Kalmar Growth With Value Small Cap Fund | Small-Cap Growth | 77,190 | No Change | 0 | 0 % | $270,937 | $289,463 | $18,526 | 6.83 % | $0 | | | | | | News Article | History of Kalmar Pooled Investment Trust - Kalmar Growth With Value Small Cap Fund Ownership Of Sunopta Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | | Sold All | -11 | -100 % | | | | 6.83 % | $-3 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Sunopta Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 228,771 | Sold Some | -157,457 | -40.76 % | $802,986 | $857,891 | $54,905 | 6.83 % | $-37,790 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Sunopta Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sprott Asset Management Inc | Institution | 10,000 | No Change | 0 | 0 % | $35,100 | $37,500 | $2,400 | 6.83 % | $0 | | | | | | News Article | History of Sprott Asset Management Inc Ownership Of Sunopta Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Touchstone Investment Managers Llc | Institution | 190,000 | New Holding | 190,000 | 100 % | $666,900 | $712,500 | $45,600 | 6.83 % | $45,600 | | | | | | News Article | History of Touchstone Investment Managers Llc Ownership Of Sunopta Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | True Bearing Asset Management Lp | Institution | 509,936 | Added More | 144,264 | 39.45 % | $1,789,875 | $1,912,260 | $122,385 | 6.83 % | $34,623 | | | | | | News Article | History of True Bearing Asset Management Lp Ownership Of Sunopta Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Agf Funds Inc | Institution | 996,784 | No Change | 0 | 0 % | $3,389,066 | $3,737,940 | $348,874 | 10.29 % | $0 | | | | | | News Article | History of Agf Funds Inc Ownership Of Sunopta Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aviva Plc | Institution | 105,040 | Sold Some | -19,700 | -15.79 % | $357,136 | $393,900 | $36,764 | 10.29 % | $-6,895 | | | | | | News Article | History of Aviva Plc Ownership Of Sunopta Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Canada Pension Plan Investment Board | Institution | 103,501 | Sold Some | -400,598 | -79.46 % | $351,903 | $388,129 | $36,225 | 10.29 % | $-140,209 | | | | | | News Article | History of Canada Pension Plan Investment Board Ownership Of Sunopta Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 16,520 | New Holding | 16,520 | 100 % | $56,168 | $61,950 | $5,782 | 10.29 % | $5,782 | | | | | | News Article | History of Credit Suisse Ownership Of Sunopta Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson D A And Co | Institution | 1,834 | Added More | 1,334 | 266.80 % | $6,236 | $6,878 | $642 | 10.29 % | $467 | | | | | | News Article | History of Davidson D A And Co Ownership Of Sunopta Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Davidson Investment Advisors | Institution | 1,834 | New Holding | 1,834 | 100 % | $6,236 | $6,878 | $642 | 10.29 % | $642 | | | | | | News Article | History of Davidson Investment Advisors Ownership Of Sunopta Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Diversified Global Asset Management Corp | Institution | 12,820 | New Holding | 12,820 | 100 % | $43,588 | $48,075 | $4,487 | 10.29 % | $4,487 | | | | | | News Article | History of Diversified Global Asset Management Corp Ownership Of Sunopta Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Trust Advisors Lp | Institution | 15,159 | New Holding | 15,159 | 100 % | $51,541 | $56,846 | $5,306 | 10.29 % | $5,306 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Sunopta Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Franklin Resources Inc | Institution | 5,368,254 | Added More | 39,056 | 0.73 % | $18,252,064 | $20,130,953 | $1,878,889 | 10.29 % | $13,670 | | | | | | News Article | History of Franklin Resources Inc Ownership Of Sunopta Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Great West Life Assurance Co | Institution | 404,979 | Added More | 600 | 0.14 % | $1,376,929 | $1,518,671 | $141,743 | 10.29 % | $210 | | | | | | News Article | History of Great West Life Assurance Co Ownership Of Sunopta Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 81,764 | Added More | 62,902 | 333.48 % | $277,998 | $306,615 | $28,617 | 10.29 % | $22,016 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Sunopta Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Nomura Asset Management Co Ltd | Institution | 510,000 | Sold Some | -50,000 | -8.92 % | $1,734,000 | $1,912,500 | $178,500 | 10.29 % | $-17,500 | | | | | | News Article | History of Nomura Asset Management Co Ltd Ownership Of Sunopta Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oshaughnessy Asset Management Llc | Institution | | Sold All | -492 | -100 % | | | | 10.29 % | $-172 | | | | | | News Article | History of Oshaughnessy Asset Management Llc Ownership Of Sunopta Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Qa3 Financial Llc | No Data | 2,250 | No Change | 0 | 0 % | $7,650 | $8,438 | $788 | 10.29 % | $0 | | | | | | News Article | History of Qa3 Financial Llc Ownership Of Sunopta Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rice Hall James And Associates Llc | Institution | 77,305 | New Holding | 77,305 | 100 % | $262,837 | $289,894 | $27,057 | 10.29 % | $27,057 | | | | | | News Article | History of Rice Hall James And Associates Llc Ownership Of Sunopta Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rock Point Advisors Llc | Institution | 882,515 | Sold Some | -1,425 | -0.16 % | $3,000,551 | $3,309,431 | $308,880 | 10.29 % | $-499 | | | | | | News Article | History of Rock Point Advisors Llc Ownership Of Sunopta Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | | Sold All | -40,296 | -100 % | | | | 10.29 % | $-14,104 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Sunopta Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Systematic Financial Management Lp | Institution | | Sold All | -9,350 | -100 % | | | | 10.29 % | $-3,273 | | | | | | News Article | History of Systematic Financial Management Lp Ownership Of Sunopta Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | White Pine Capital Llc | Institution | 144,450 | Added More | 63,750 | 78.99 % | $491,130 | $541,688 | $50,558 | 10.29 % | $22,313 | | | | | | News Article | History of White Pine Capital Llc Ownership Of Sunopta Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Clarivest Asset Management Llc | Institution | 478,100 | New Holding | 478,100 | 100 % | $1,525,139 | $1,792,875 | $267,736 | 17.55 % | $267,736 | | | | | | News Article | History of Clarivest Asset Management Llc Ownership Of Sunopta Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ig Investment Management Ltd | Institution | 272,063 | Added More | 1,100 | 0.40 % | $867,881 | $1,020,236 | $152,355 | 17.55 % | $616 | | | | | | News Article | History of Ig Investment Management Ltd Ownership Of Sunopta Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Paradigm Capital Management Inc | Institution | 14,780 | No Change | 0 | 0 % | $47,148 | $55,425 | $8,277 | 17.55 % | $0 | | | | | | News Article | History of Paradigm Capital Management Inc Ownership Of Sunopta Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 4,000 | Added More | 1,975 | 97.53 % | $12,760 | $15,000 | $2,240 | 17.55 % | $1,106 | | | | | | News Article | History of Ubs Ag Ownership Of Sunopta Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Bard Associates Inc | Institution | 173,615 | Sold Some | -1,025 | -0.58 % | $592,027 | $651,056 | $59,029 | 9.97 % | $-349 | | | | | | News Article | History of Bard Associates Inc Ownership Of Sunopta Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Gruber And Mcbaine Capital Management Llc | Institution | 4,655,870 | Added More | 650,370 | 16.23 % | $15,876,517 | $17,459,513 | $1,582,996 | 9.97 % | $221,126 | | | | | | News Article | History of Gruber And Mcbaine Capital Management Llc Ownership Of Sunopta Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Blair William And Co | Institution | 10,515 | New Holding | 10,515 | 100 % | $34,594 | $39,431 | $4,837 | 13.98 % | $4,837 | | | | | | News Article | History of Blair William And Co Ownership Of Sunopta Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metlife Securities Inc | Institution | 3 | No Change | 0 | 0 % | $10 | $11 | $1 | 13.98 % | $0 | | | | | | News Article | History of Metlife Securities Inc Ownership Of Sunopta Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 77,950 | New Holding | 77,950 | 100 % | $256,456 | $292,313 | $35,857 | 13.98 % | $35,857 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Sunopta Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Sam Sustainable Asset Management Ltd | Institution | 3,307,700 | Sold Some | -618,100 | -15.74 % | $10,882,333 | $12,403,875 | $1,521,542 | 13.98 % | $-284,326 | | | | | | News Article | History of Sam Sustainable Asset Management Ltd Ownership Of Sunopta Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 500 | New Holding | 500 | 100 % | $1,645 | $1,875 | $230 | 13.98 % | $230 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Sunopta Inc |
| 2009-11-06 | 2009-08-31 | N-CSR | Rbb Fund Inc - Sam Sustainable Water Fund | No Data | 3,900 | New Holding | 3,900 | 100 % | $12,831 | $14,625 | $1,794 | 13.98 % | $1,794 | | | | | | News Article | History of Rbb Fund Inc - Sam Sustainable Water Fund Ownership Of Sunopta Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Insight 2811 Inc | Institution | 82,000 | New Holding | 82,000 | 100 % | $304,220 | $307,500 | $3,280 | 1.07 % | $3,280 | | | | | | News Article | History of Insight 2811 Inc Ownership Of Sunopta Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Ironwood Investment Management Llc | Institution | 685,792 | Sold Some | -2,945 | -0.42 % | $2,544,288 | $2,571,720 | $27,432 | 1.07 % | $-118 | | | | | | News Article | History of Ironwood Investment Management Llc Ownership Of Sunopta Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Kopp Investment Advisors Llc | Institution | 1,949,403 | New Holding | 1,949,403 | 100 % | $7,232,285 | $7,310,261 | $77,976 | 1.07 % | $77,976 | | | | | | News Article | History of Kopp Investment Advisors Llc Ownership Of Sunopta Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Curian Capital Llc | Institution | 232,312 | Sold Some | -23,571 | -9.21 % | $854,908 | $871,170 | $16,262 | 1.90 % | $-1,650 | | | | | | News Article | History of Curian Capital Llc Ownership Of Sunopta Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Citizens Bank Wealth Management Na | Institution | 14,464 | No Change | 0 | 0 % | $53,228 | $54,240 | $1,012 | 1.90 % | $0 | | | | | | News Article | History of Citizens Bank Wealth Management Na Ownership Of Sunopta Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR/A | Penn Mutual Life Insurance Co | Institution | 48,975 | Added More | 12,600 | 34.63 % | $180,228 | $183,656 | $3,428 | 1.90 % | $882 | | | | | | News Article | History of Penn Mutual Life Insurance Co Ownership Of Sunopta Inc |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Environmental Portfolio | Specialty & Misc | 800 | No Change | 0 | 0 % | $2,944 | $3,000 | $56 | 1.90 % | $0 | | | | | | News Article | History of Fidelity Select Portfolios - Environmental Portfolio Ownership Of Sunopta Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | 122,232 | New Holding | 122,232 | 100 % | $451,036 | $458,370 | $7,334 | 1.62 % | $7,334 | | | | | | News Article | History of Oxford Asset Management Ownership Of Sunopta Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Sustainable Asset Management Usa Inc | No Data | 96,800 | No Change | 0 | 0 % | $357,192 | $363,000 | $5,808 | 1.62 % | $0 | | | | | | News Article | History of Sustainable Asset Management Usa Inc Ownership Of Sunopta Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock | Specialty & Misc | 2,641 | No Compare | | | $9,745 | $9,904 | $158 | 1.62 % | | | | | | | News Article | History of Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock Ownership Of Sunopta Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Wealthtrust Axiom Llc | Institution | 250,250 | Added More | 2,400 | 0.96 % | $918,418 | $938,438 | $20,020 | 2.17 % | $192 | | | | | | News Article | History of Wealthtrust Axiom Llc Ownership Of Sunopta Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Unified Series Trust - Auer Growth Fund | No Data | 65,000 | No Change | 0 | 0 % | $238,550 | $243,750 | $5,200 | 2.17 % | $0 | | | | | | News Article | History of Unified Series Trust - Auer Growth Fund Ownership Of Sunopta Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Unified Series Trust - Symons Small Cap Institutional Fund | No Data | | Sold All | -2,800 | -100 % | | | | 2.17 % | $-224 | | | | | | News Article | History of Unified Series Trust - Symons Small Cap Institutional Fund Ownership Of Sunopta Inc |
| 2009-10-28 | 2009-09-30 | 13F-HR | Kalmar Investments Inc | Institution | 1,781,311 | Sold Some | -16,910 | -0.94 % | $6,394,906 | $6,679,916 | $285,010 | 4.45 % | $-2,706 | | | | | | News Article | History of Kalmar Investments Inc Ownership Of Sunopta Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Jupiter Asset Management Ltd | Institution | 702,057 | No Change | 0 | 0 % | $2,639,734 | $2,632,714 | $-7,021 | -0.26 % | $0 | | | | | | News Article | History of Jupiter Asset Management Ltd Ownership Of Sunopta Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Sterling Johnston Capital Management Lp | Institution | 315,500 | New Holding | 315,500 | 100 % | $1,186,280 | $1,183,125 | $-3,155 | -0.26 % | $-3,155 | | | | | | News Article | History of Sterling Johnston Capital Management Lp Ownership Of Sunopta Inc |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 400 | No Change | 0 | 0 % | $1,496 | $1,500 | $4 | 0.26 % | $0 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Sunopta Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Advisors Llc | Institution | 90,000 | No Change | 0 | 0 % | $351,900 | $337,500 | $-14,400 | -4.09 % | $0 | | | | | | News Article | History of Blackrock Advisors Llc Ownership Of Sunopta Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 497,030 | No Change | 0 | 0 % | $1,943,387 | $1,863,863 | $-79,525 | -4.09 % | $0 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Sunopta Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR/A | Factory Mutual Insurance Co | Institution | 2,014,200 | Sold Some | -271,200 | -11.86 % | $7,815,096 | $7,553,250 | $-261,846 | -3.35 % | $35,256 | | | | | | News Article | History of Factory Mutual Insurance Co Ownership Of Sunopta Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Harris Financial Corp | Institution | 23,400 | Added More | 10,000 | 74.62 % | $95,706 | $87,750 | $-7,956 | -8.31 % | $-3,400 | | | | | | News Article | History of Harris Financial Corp Ownership Of Sunopta Inc |
| 2009-10-15 | 2007-03-31 | 13F-HR/A | Northwestern Mutual Life Insurance Co | Institution | | Sold All | -14,211 | -100 % | | | | -8.31 % | $4,832 | | | | | | News Article | History of Northwestern Mutual Life Insurance Co Ownership Of Sunopta Inc |
| 2009-10-02 | 2009-09-30 | 13F-HR | First American Bank | Institution | 18,065 | No Change | 0 | 0 % | $74,247 | $67,744 | $-6,503 | -8.75 % | $0 | | | | | | News Article | History of First American Bank Ownership Of Sunopta Inc |
| 2009-10-02 | 2009-09-30 | 13F-HR | State Bank And Trust | Institution | 4 | Added More | 2 | 100.00 % | $16 | $15 | $-1 | -8.75 % | $-1 | | | | | | News Article | History of State Bank And Trust Ownership Of Sunopta Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 74,600 | New Holding | 74,600 | 100 % | $299,892 | $279,750 | $-20,142 | -6.71 % | $-20,142 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Sunopta Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 2,100 | New Holding | 2,100 | 100 % | $8,442 | $7,875 | $-567 | -6.71 % | $-567 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Sunopta Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va International Small Portfolio | Small-Cap Core | 3,300 | New Holding | 3,300 | 100 % | $13,266 | $12,375 | $-891 | -6.71 % | $-891 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va International Small Portfolio Ownership Of Sunopta Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Trust Co - The Canadian Small Company Series | Small-Cap Core | 176,001 | New Holding | 176,001 | 100 % | $707,524 | $660,004 | $-47,520 | -6.71 % | $-47,520 | | | | | | News Article | History of Dfa Investment Trust Co - The Canadian Small Company Series Ownership Of Sunopta Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dws Balanced Fund - Dws Balanced Fund | Flexible Portfolio | 102,700 | Sold Some | -16,500 | -13.84 % | $412,854 | $385,125 | $-27,729 | -6.71 % | $4,455 | | | | | | News Article | History of Dws Balanced Fund - Dws Balanced Fund Ownership Of Sunopta Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dws Globalinternational Fund Inc - Dws Global Opportunities Fund | Global Flex Port | 941,100 | Sold Some | -38,400 | -3.92 % | $3,783,222 | $3,529,125 | $-254,097 | -6.71 % | $10,368 | | | | | | News Article | History of Dws Globalinternational Fund Inc - Dws Global Opportunities Fund Ownership Of Sunopta Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc - International Fund | International Multi-Cap Core | 9,200 | New Holding | 9,200 | 100 % | $37,904 | $34,500 | $-3,404 | -8.98 % | $-3,404 | | | | | | News Article | History of Old Westbury Funds Inc - International Fund Ownership Of Sunopta Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio | Small-Cap Growth | 1,016 | New Holding | 1,016 | 100 % | $4,186 | $3,810 | $-376 | -8.98 % | $-376 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio Ownership Of Sunopta Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Occ Opportunity Fund | Specialty & Misc | | Sold All | -429,332 | -100 % | | | | 1.90 % | $-30,053 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Occ Opportunity Fund Ownership Of Sunopta Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Kalmar Pooled Investment Trust - Kalmar Growth With Value Small Cap Fund | Small-Cap Growth | 77,190 | No Change | 0 | 0 % | $284,059 | $289,463 | $5,403 | 1.90 % | $0 | | | | | | News Article | History of Kalmar Pooled Investment Trust - Kalmar Growth With Value Small Cap Fund Ownership Of Sunopta Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Professionally Managed Portfolios - Winslow Green Solutions Fund | No Data | | Sold All | -41,579 | -100 % | | | | 1.90 % | $-2,911 | | | | | | News Article | History of Professionally Managed Portfolios - Winslow Green Solutions Fund Ownership Of Sunopta Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 558 | Sold Some | -558 | -50.00 % | $1,970 | $2,093 | $123 | 6.23 % | $-123 | | | | | | News Article | History of Amvescap Plc Ownership Of Sunopta Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 800 | No Change | 0 | 0 % | $2,824 | $3,000 | $176 | 6.23 % | $0 | | | | | | News Article | History of Fmr Corp Ownership Of Sunopta Inc |
| 2009-08-28 | 2009-06-30 | N-CSR | Allianz Funds - Occ Value | Large-Cap Value | | Sold All | -706,397 | -100 % | | | | 7.14 % | $-176,599 | | | | | | News Article | History of Allianz Funds - Occ Value Ownership Of Sunopta Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Dws Variable Series Ii - Dws Balanced Vip | Flexible Portfolio | 28,800 | New Holding | 28,800 | 100 % | $100,800 | $108,000 | $7,200 | 7.14 % | $7,200 | | | | | | News Article | History of Dws Variable Series Ii - Dws Balanced Vip Ownership Of Sunopta Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Stock Portfolio | Multi-Cap Core | 4,600 | New Holding | 4,600 | 100 % | $16,100 | $17,250 | $1,150 | 7.14 % | $1,150 | | | | | | News Article | History of Seasons Series Trust - Stock Portfolio Ownership Of Sunopta Inc |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 173,380 | Added More | 12,993 | 8.10 % | $606,830 | $650,175 | $43,345 | 7.14 % | $3,248 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Sunopta Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Dws Advisor Funds - Dws Lifecycle Long Range Fund | Mixed-Asset Target Allocation Moderate | 44,900 | New Holding | 44,900 | 100 % | $167,926 | $168,375 | $449 | 0.26 % | $449 | | | | | | News Article | History of Dws Advisor Funds - Dws Lifecycle Long Range Fund Ownership Of Sunopta Inc |
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