| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
History |
|---|
| 2009-07-02 | 2009-04-30 | N-CSRS | Dws Balanced Fund-Dws Balanced Fund | Flexible Portfolio | | Sold All | -3,600 | -100 % | | | | 0.00 % | $0 | | | | | | History of Dws Balanced Fund-Dws Balanced Fund Ownership Of Cna Surety Corp |
| 2009-07-02 | 2009-04-30 | N-CSRS | Old Westbury Funds Inc-International Fund | International Multi-Cap Core | 11,400 | No Change | 0 | 0 % | $151,848 | $151,848 | $0 | 0.00 % | $0 | | | | | | History of Old Westbury Funds Inc-International Fund Ownership Of Cna Surety Corp |
| 2009-07-01 | 2009-04-30 | N-CSRS | Nationwide Mutual Funds-Nationwide Small Cap Index Fund | Small-Cap Core | | Sold All | -6,100 | -100 % | | | | -5.12 % | $4,392 | | | | | | History of Nationwide Mutual Funds-Nationwide Small Cap Index Fund Ownership Of Cna Surety Corp |
| 2009-07-01 | 2009-04-30 | N-CSRS | Russell Investment Co-International Fund | International Multi-Cap Core | 136,259 | Added More | 5,466 | 4.17 % | $1,913,076 | $1,814,970 | $-98,106 | -5.12 % | $-3,936 | | | | | | History of Russell Investment Co-International Fund Ownership Of Cna Surety Corp |
| 2009-06-30 | 2009-04-30 | N-CSR | Forum Funds-Shaker Fund | Specialty & Misc | | Sold All | -148,350 | -100 % | | | | -1.26 % | $25,220 | | | | | | History of Forum Funds-Shaker Fund Ownership Of Cna Surety Corp |
| 2009-06-30 | 2008-09-30 | 13F-HR/A | Russell Frank Co | Institution | 272,314 | Sold Some | -35,008 | -11.39 % | $3,673,516 | $3,627,222 | $-46,293 | -1.26 % | $5,951 | | | | | | History of Russell Frank Co Ownership Of Cna Surety Corp |
| 2009-06-29 | 2009-04-30 | N-Q | Profunds-Bull Profund | Large-Cap Core | 846 | New Holding | 846 | 100 % | $11,599 | $11,269 | $-330 | -2.84 % | $-330 | | | | | | History of Profunds-Bull Profund Ownership Of Cna Surety Corp |
| 2009-06-29 | 2009-04-30 | N-Q | Usaa Mutual Funds Trust-Growth Fund | Multi-Cap Growth | 300 | New Holding | 300 | 100 % | $4,113 | $3,996 | $-117 | -2.84 % | $-117 | | | | | | History of Usaa Mutual Funds Trust-Growth Fund Ownership Of Cna Surety Corp |
| 2009-06-18 | 2009-04-30 | N-Q | Oppenheimer Main Street Opportunity Fund-Oppenheimer Main Street Opportunity Fund | Multi-Cap Core | | Sold All | -27,112 | -100 % | | | | -6.72 % | $26,028 | | | | | | History of Oppenheimer Main Street Opportunity Fund-Oppenheimer Main Street Opportunity Fund Ownership Of Cna Surety Corp |
| 2009-06-10 | 2009-03-31 | N-CSR | Wisdomtree Trust-Wisdomtree Diefa Fund | Specialty & Misc | 362 | Sold Some | -64 | -15.02 % | $5,492 | $4,822 | $-670 | -12.19 % | $118 | | | | | | History of Wisdomtree Trust-Wisdomtree Diefa Fund Ownership Of Cna Surety Corp |
| 2009-06-10 | 2009-03-31 | N-CSR | Wisdomtree Trust-Wisdomtree Smallcap Earnings Fund | Small-Cap Core | 3,598 | Sold Some | -200 | -5.26 % | $54,582 | $47,925 | $-6,656 | -12.19 % | $370 | | | | | | History of Wisdomtree Trust-Wisdomtree Smallcap Earnings Fund Ownership Of Cna Surety Corp |
| 2009-06-10 | 2009-03-31 | N-CSR | Wisdomtree Trust-Wisdomtree Total Earnings Fund | Specialty & Misc | 199 | Added More | 28 | 16.37 % | $3,019 | $2,651 | $-368 | -12.19 % | $-52 | | | | | | History of Wisdomtree Trust-Wisdomtree Total Earnings Fund Ownership Of Cna Surety Corp |
| 2009-06-08 | 2009-03-31 | N-CSR | Easons Series Trust-Small Cap Portfolio | Small-Cap Core | | Sold All | -34,747 | -100 % | | | | -18.87 % | $107,716 | | | | | | History of Easons Series Trust-Small Cap Portfolio Ownership Of Cna Surety Corp |
| 2009-06-08 | 2009-03-31 | N-CSR | Pacific Life Funds-Pl Comstock Fund | Specialty & Misc | 320 | New Holding | 320 | 100 % | $5,254 | $4,262 | $-992 | -18.87 % | $-992 | | | | | | History of Pacific Life Funds-Pl Comstock Fund Ownership Of Cna Surety Corp |
| 2009-06-08 | 2009-03-31 | N-CSR | Pacific Life Funds-Pl Main Street Core Fund | Multi-Cap Core | | Sold All | -300 | -100 % | | | | -18.87 % | $930 | | | | | | History of Pacific Life Funds-Pl Main Street Core Fund Ownership Of Cna Surety Corp |
| 2009-06-05 | 2009-03-31 | 13F-HR/A | Amvescap Plc | Institution | 415,500 | Added More | 171,120 | 70.02 % | $6,793,425 | $5,534,460 | $-1,258,965 | -18.53 % | $-518,494 | | | | | | History of Amvescap Plc Ownership Of Cna Surety Corp |
| 2009-06-05 | 2009-03-31 | N-CSR | Cornercap Group Of Funds Va-Cornercap Contrarian Fund | Specialty & Misc | 1,235 | No Change | 0 | 0 % | $20,192 | $16,450 | $-3,742 | -18.53 % | $0 | | | | | | History of Cornercap Group Of Funds Va-Cornercap Contrarian Fund Ownership Of Cna Surety Corp |
| 2009-06-05 | 2009-03-31 | N-CSR | Ishares Trust-Ishares Russell 2000 Index Fund | Specialty & Misc | 207,800 | Sold Some | -38,774 | -15.72 % | $3,397,530 | $2,767,896 | $-629,634 | -18.53 % | $117,485 | | | | | | History of Ishares Trust-Ishares Russell 2000 Index Fund Ownership Of Cna Surety Corp |
| 2009-06-05 | 2009-03-31 | N-CSR | Ishares Trust-Ishares Russell 2000 Value Index Fund | Multi-Cap Value | 136,729 | Sold Some | -15,322 | -10.07 % | $2,235,519 | $1,821,230 | $-414,289 | -18.53 % | $46,426 | | | | | | History of Ishares Trust-Ishares Russell 2000 Value Index Fund Ownership Of Cna Surety Corp |
| 2009-06-05 | 2009-03-31 | N-CSR | Ishares Trust-Ishares Russell 3000 Index Fund | Specialty & Misc | 4,078 | Sold Some | -1,036 | -20.25 % | $66,675 | $54,319 | $-12,356 | -18.53 % | $3,139 | | | | | | History of Ishares Trust-Ishares Russell 3000 Index Fund Ownership Of Cna Surety Corp |
| 2009-06-05 | 2009-03-31 | N-CSR | Ishares Trust-Ishares Russell 3000 Value Index Fund | Multi-Cap Value | 1,218 | Sold Some | -324 | -21.01 % | $19,914 | $16,224 | $-3,691 | -18.53 % | $982 | | | | | | History of Ishares Trust-Ishares Russell 3000 Value Index Fund Ownership Of Cna Surety Corp |
| 2009-06-05 | 2009-03-31 | N-CSR | Rydex Series Funds-Banking Fund | Financial Services | 536 | Sold Some | -170 | -24.07 % | $8,764 | $7,140 | $-1,624 | -18.53 % | $515 | | | | | | History of Rydex Series Funds-Banking Fund Ownership Of Cna Surety Corp |
| 2009-06-05 | 2009-03-31 | 13F-HR/A | Teachers Advisors Inc | Institution | 71,829 | Added More | 2,509 | 3.61 % | $1,174,404 | $956,762 | $-217,642 | -18.53 % | $-7,602 | | | | | | History of Teachers Advisors Inc Ownership Of Cna Surety Corp |
| 2009-06-04 | 2009-03-31 | N-CSR | Usaa Mutual Funds Trust-Value Fund | Multi-Cap Value | | Sold All | -500 | -100 % | | | | -18.82 % | $1,545 | | | | | | History of Usaa Mutual Funds Trust-Value Fund Ownership Of Cna Surety Corp |
| 2009-06-03 | 2009-03-31 | N-CSRS | Legg Mason Partners Equity Trust-Legg Mason Partners Small Cap Value Fund | Small-Cap Value | 158,144 | New Holding | 158,144 | 100 % | $2,563,514 | $2,106,478 | $-457,036 | -17.82 % | $-457,036 | | | | | | History of Legg Mason Partners Equity Trust-Legg Mason Partners Small Cap Value Fund Ownership Of Cna Surety Corp |
| 2009-06-03 | 2009-03-31 | N-CSRS | Tiaa Cref Institutional Mutual Funds-Equity Index Fund | Specialty & Misc | 10,566 | Added More | 339 | 3.31 % | $171,275 | $140,739 | $-30,536 | -17.82 % | $-980 | | | | | | History of Tiaa Cref Institutional Mutual Funds-Equity Index Fund Ownership Of Cna Surety Corp |
| 2009-06-01 | 2009-03-31 | N-Q | Advanced Series Trust-Ast International Value Portfolio | Multi-Cap Value | 60,030 | Sold Some | -8,420 | -12.30 % | $974,887 | $799,600 | $-175,288 | -17.98 % | $24,586 | | | | | | History of Advanced Series Trust-Ast International Value Portfolio Ownership Of Cna Surety Corp |
| 2009-06-01 | 2009-03-31 | N-Q/A | Axa Premier Vip Trust-Multimanager Small Cap Value Portfolio | Small-Cap Value | 20,000 | New Holding | 20,000 | 100 % | $324,800 | $266,400 | $-58,400 | -17.98 % | $-58,400 | | | | | | History of Axa Premier Vip Trust-Multimanager Small Cap Value Portfolio Ownership Of Cna Surety Corp |
| 2009-06-01 | 2009-03-31 | N-Q | Massmutual Select Funds-Massmutual Select Small Cap Value Equity Fund | Small-Cap Value | 12,800 | Sold Some | -5,600 | -30.43 % | $207,872 | $170,496 | $-37,376 | -17.98 % | $16,352 | | | | | | History of Massmutual Select Funds-Massmutual Select Small Cap Value Equity Fund Ownership Of Cna Surety Corp |
| 2009-06-01 | 2009-03-31 | N-Q | Rydex Dynamic Funds-Dynamic Russell 2000 Fund | No Data | 280 | New Holding | 280 | 100 % | $4,547 | $3,730 | $-818 | -17.98 % | $-818 | | | | | | History of Rydex Dynamic Funds-Dynamic Russell 2000 Fund Ownership Of Cna Surety Corp |
| 2009-06-01 | 2009-03-31 | N-Q | Rydex Variable Trust-Biotechnology Fund | Health/Biotech | 134 | Sold Some | -110 | -45.08 % | $2,176 | $1,785 | $-391 | -17.98 % | $321 | | | | | | History of Rydex Variable Trust-Biotechnology Fund Ownership Of Cna Surety Corp |
| 2009-06-01 | 2009-03-31 | N-Q | Un Capital Advisers Trust-Sc Oppenheimer Main Street Small Cap Fund | Small-Cap Core | 9,600 | Added More | 1,800 | 23.07 % | $155,904 | $127,872 | $-28,032 | -17.98 % | $-5,256 | | | | | | History of Un Capital Advisers Trust-Sc Oppenheimer Main Street Small Cap Fund Ownership Of Cna Surety Corp |
| 2009-05-29 | 2009-03-31 | N-Q | Allianz Variable Insurance Products Trust-Azl Columbia Technology Fund | Science & Tech | 16,180 | Added More | 320 | 2.01 % | $245,451 | $215,518 | $-29,933 | -12.19 % | $-592 | | | | | | History of Allianz Variable Insurance Products Trust-Azl Columbia Technology Fund Ownership Of Cna Surety Corp |
| 2009-05-29 | 2009-03-31 | N-Q | Dws Investments Vit Funds-Dws Small Cap Index Vip | Small-Cap Core | 4,750 | Added More | 1,000 | 26.66 % | $72,058 | $63,270 | $-8,788 | -12.19 % | $-1,850 | | | | | | History of Dws Investments Vit Funds-Dws Small Cap Index Vip Ownership Of Cna Surety Corp |
| 2009-05-29 | 2009-03-31 | N-Q | Dws Variable Series Ii-Dws Balanced Vip | Flexible Portfolio | 2,000 | New Holding | 2,000 | 100 % | $30,340 | $26,640 | $-3,700 | -12.19 % | $-3,700 | | | | | | History of Dws Variable Series Ii-Dws Balanced Vip Ownership Of Cna Surety Corp |
| 2009-05-29 | 2009-03-31 | N-Q | Eq Advisors Trust-Eqalliancebernstein Common Stock Portfolio | Specialty & Misc | 28,900 | No Change | 0 | 0 % | $438,413 | $384,948 | $-53,465 | -12.19 % | $0 | | | | | | History of Eq Advisors Trust-Eqalliancebernstein Common Stock Portfolio Ownership Of Cna Surety Corp |
| 2009-05-29 | 2009-03-31 | N-Q | Eq Advisors Trust-Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | 7,900 | No Change | 0 | 0 % | $119,843 | $105,228 | $-14,615 | -12.19 % | $0 | | | | | | History of Eq Advisors Trust-Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Cna Surety Corp |
| 2009-05-29 | 2009-03-31 | N-Q | Eq Advisors Trust-Eqalliancebernstein Value Portfolio | Multi-Cap Value | 639,000 | Sold Some | -56,000 | -8.05 % | $9,693,630 | $8,511,480 | $-1,182,150 | -12.19 % | $103,600 | | | | | | History of Eq Advisors Trust-Eqalliancebernstein Value Portfolio Ownership Of Cna Surety Corp |
| 2009-05-29 | 2009-03-31 | N-Q | Eq Advisors Trust-Eqbond Index Portfolio | Specialty & Misc | 22,000 | Added More | 7,200 | 48.64 % | $333,740 | $293,040 | $-40,700 | -12.19 % | $-13,320 | | | | | | History of Eq Advisors Trust-Eqbond Index Portfolio Ownership Of Cna Surety Corp |
| 2009-05-29 | 2009-03-31 | N-Q | Eq Advisors Trust-Eqgamco Mergers And Acquisitions Portfolio | Specialty & Misc | 60,000 | Sold Some | -7,000 | -10.44 % | $910,200 | $799,200 | $-111,000 | -12.19 % | $12,950 | | | | | | History of Eq Advisors Trust-Eqgamco Mergers And Acquisitions Portfolio Ownership Of Cna Surety Corp |
| 2009-05-29 | 2009-03-31 | N-Q | Eq Advisors Trust-Eqoppenheimer Main Street Opportunity Portfolio | Specialty & Misc | 590 | Added More | 380 | 180.95 % | $8,950 | $7,859 | $-1,092 | -12.19 % | $-703 | | | | | | History of Eq Advisors Trust-Eqoppenheimer Main Street Opportunity Portfolio Ownership Of Cna Surety Corp |
| 2009-05-29 | 2009-03-31 | N-Q | Eq Advisors Trust-Eqoppenheimer Main Street Small Cap Portfolio | Small-Cap Core | 3,770 | Added More | 480 | 14.58 % | $57,191 | $50,216 | $-6,975 | -12.19 % | $-888 | | | | | | History of Eq Advisors Trust-Eqoppenheimer Main Street Small Cap Portfolio Ownership Of Cna Surety Corp |
| 2009-05-29 | 2009-03-31 | 13F-HR/A | Fmr Corp | Institution | 55,690 | New Holding | 55,690 | 100 % | $844,817 | $741,791 | $-103,027 | -12.19 % | $-103,027 | | | | | | History of Fmr Corp Ownership Of Cna Surety Corp |
| 2009-05-29 | 2009-03-31 | N-Q | Oppenheimer Variable Account Funds-Oppenheimer Main Street Fundva | Specialty & Misc | | Sold All | -35,700 | -100 % | | | | -12.19 % | $66,045 | | | | | | History of Oppenheimer Variable Account Funds-Oppenheimer Main Street Fundva Ownership Of Cna Surety Corp |
| 2009-05-29 | 2009-03-31 | N-Q | Putnam Variable Trust-Putnam Vt Capital Opportunities Fund | Specialty & Misc | 3,901 | New Holding | 3,901 | 100 % | $59,178 | $51,961 | $-7,217 | -12.19 % | $-7,217 | | | | | | History of Putnam Variable Trust-Putnam Vt Capital Opportunities Fund Ownership Of Cna Surety Corp |
| 2009-05-29 | 2009-03-31 | N-Q | Treettracks Series Trust-Spdr Dividend Etf | Specialty & Misc | 260 | New Holding | 260 | 100 % | $3,944 | $3,463 | $-481 | -12.19 % | $-481 | | | | | | History of Treettracks Series Trust-Spdr Dividend Etf Ownership Of Cna Surety Corp |
| 2009-05-29 | 2009-03-31 | N-Q | Treettracks Series Trust-Spdr Dj Wilshire Small Cap Value Etf | Small-Cap Value | 2,049 | Added More | 74 | 3.74 % | $31,083 | $27,293 | $-3,791 | -12.19 % | $-137 | | | | | | History of Treettracks Series Trust-Spdr Dj Wilshire Small Cap Value Etf Ownership Of Cna Surety Corp |
| 2009-05-29 | 2009-03-31 | N-Q | Vanguard Institutional Index Funds-Vanguard Institutional Index Fund | Specialty & Misc | | Sold All | -10,946 | -100 % | | | | -12.19 % | $20,250 | | | | | | History of Vanguard Institutional Index Funds-Vanguard Institutional Index Fund Ownership Of Cna Surety Corp |
| 2009-05-28 | 2009-03-31 | 13F-HR/A | Bank Of America Corp | Institution | | Sold All | -534,521 | -100 % | | | | -5.19 % | $390,200 | | | | | | History of Bank Of America Corp Ownership Of Cna Surety Corp |
| 2009-05-28 | 2009-03-31 | 13F-HR/A | Clearbridge Advisors Llc | Institution | 791,364 | Sold Some | -26,850 | -3.28 % | $11,118,664 | $10,540,968 | $-577,696 | -5.19 % | $19,601 | | | | | | History of Clearbridge Advisors Llc Ownership Of Cna Surety Corp |
| 2009-05-28 | 2009-03-31 | 13F-HR/A | First Wilshire Securities Management Inc | Institution | 11,300 | Sold Some | -500 | -4.23 % | $158,765 | $150,516 | $-8,249 | -5.19 % | $365 | | | | | | History of First Wilshire Securities Management Inc Ownership Of Cna Surety Corp |
| 2009-05-28 | 2009-03-31 | 13F-HR/A | Merrill Lynch And Co Inc | Institution | | Sold All | -8,103 | -100 % | | | | -5.19 % | $5,915 | | | | | | History of Merrill Lynch And Co Inc Ownership Of Cna Surety Corp |
| 2009-05-28 | 2009-03-31 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 398,330 | Sold Some | -78,318 | -16.43 % | $5,596,537 | $5,305,756 | $-290,781 | -5.19 % | $57,172 | | | | | | History of Oppenheimer Funds Inc Ownership Of Cna Surety Corp |
| 2009-05-28 | 2009-03-31 | N-Q | Pacific Select Fund-Pacific Select Fund | Pacific Region | 4,800 | Sold Some | -8,283 | -63.31 % | $67,440 | $63,936 | $-3,504 | -5.19 % | $6,047 | | | | | | History of Pacific Select Fund-Pacific Select Fund Ownership Of Cna Surety Corp |
| 2009-05-28 | 2009-03-31 | N-Q | Pacific Select Fund-Small-Cap Index Portfolio | No Data | 8,483 | No Compare | | | $119,186 | $112,994 | $-6,193 | -5.19 % | | | | | | | History of Pacific Select Fund-Small-Cap Index Portfolio Ownership Of Cna Surety Corp |
| 2009-05-28 | 2009-03-31 | N-Q | Vanguard Balanced Index Funds-Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | | Sold All | -10,410 | -100 % | | | | -5.19 % | $7,599 | | | | | | History of Vanguard Balanced Index Funds-Vanguard Balanced Index Fund Ownership Of Cna Surety Corp |
| 2009-05-28 | 2009-03-31 | N-Q | Vanguard Index Funds-Vanguard Extended Market Index Fund | Mid-Cap Core | | Sold All | -119,952 | -100 % | | | | -5.19 % | $87,565 | | | | | | History of Vanguard Index Funds-Vanguard Extended Market Index Fund Ownership Of Cna Surety Corp |
| 2009-05-28 | 2009-03-31 | N-Q | Vanguard Index Funds-Vanguard Total Stock Market Index Fund | Multi-Cap Core | | Sold All | -202,520 | -100 % | | | | -5.19 % | $147,840 | | | | | | History of Vanguard Index Funds-Vanguard Total Stock Market Index Fund Ownership Of Cna Surety Corp |
| 2009-05-28 | 2009-03-31 | N-Q | Vanguard Index Funds-Vanguard Value Index Fund | Large-Cap Value | | Sold All | -135,975 | -100 % | | | | -5.19 % | $99,262 | | | | | | History of Vanguard Index Funds-Vanguard Value Index Fund Ownership Of Cna Surety Corp |
| 2009-05-28 | 2009-03-31 | N-CSRS | Vanguard Quantitative Funds-Vanguard Structured Broad Market | Multi-Cap Core | 2,000 | New Holding | 2,000 | 100 % | $28,100 | $26,640 | $-1,460 | -5.19 % | $-1,460 | | | | | | History of Vanguard Quantitative Funds-Vanguard Structured Broad Market Ownership Of Cna Surety Corp |
| 2009-05-27 | 2009-03-31 | N-Q | Mml Series Investment Fund Ii-Mml Small Cap Equity Fund | Small-Cap Core | 5,591 | Added More | 1,110 | 24.77 % | $78,330 | $74,472 | $-3,858 | -4.92 % | $-766 | | | | | | History of Mml Series Investment Fund Ii-Mml Small Cap Equity Fund Ownership Of Cna Surety Corp |
| 2009-05-27 | 2009-03-31 | N-Q | Oppenheimer Main Street Small Cap Fund-Oppenheimer Main Street Small Cap Fund | Small-Cap Core | | Sold All | -179,732 | -100 % | | | | -4.92 % | $124,015 | | | | | | History of Oppenheimer Main Street Small Cap Fund-Oppenheimer Main Street Small Cap Fund Ownership Of Cna Surety Corp |
| 2009-05-27 | 2009-03-31 | N-Q | Oppenheimer Panorama Series Fund Inc-Growth Portfolio | Multi-Cap Growth | | Sold All | -230 | -100 % | | | | -4.92 % | $159 | | | | | | History of Oppenheimer Panorama Series Fund Inc-Growth Portfolio Ownership Of Cna Surety Corp |
| 2009-05-26 | 2009-03-31 | N-Q | Forum Funds-Shaker Fund | Specialty & Misc | 148,350 | New Holding | 148,350 | 100 % | $2,161,460 | $1,976,022 | $-185,438 | -8.57 % | $-185,438 | | | | | | History of Forum Funds-Shaker Fund Ownership Of Cna Surety Corp |
| 2009-05-26 | 2009-03-31 | N-Q | Jnl Variable Fund Llc-Jnlmcm Select Small-Cap Fund | No Data | 101 | New Holding | 101 | 100 % | $1,472 | $1,345 | $-126 | -8.57 % | $-126 | | | | | | History of Jnl Variable Fund Llc-Jnlmcm Select Small-Cap Fund Ownership Of Cna Surety Corp |
| 2009-05-26 | 2009-03-31 | N-Q | Tiaa Cref Life Fund-Stock Index Fund | Specialty & Misc | 100 | No Change | 0 | 0 % | $1,457 | $1,332 | $-125 | -8.57 % | $0 | | | | | | History of Tiaa Cref Life Fund-Stock Index Fund Ownership Of Cna Surety Corp |
| 2009-05-26 | 2009-03-31 | N-Q | Tiaa Separate Account Va 1-Stock Index Account | Specialty & Misc | 1,100 | No Change | 0 | 0 % | $16,027 | $14,652 | $-1,375 | -8.57 % | $0 | | | | | | History of Tiaa Separate Account Va 1-Stock Index Account Ownership Of Cna Surety Corp |
| 2009-05-19 | 2009-03-31 | 13F-HR/A | Zebra Capital Management Llc | Institution | 26,010 | Added More | 17,446 | 203.71 % | $377,665 | $346,453 | $-31,212 | -8.26 % | $-20,935 | | | | | | History of Zebra Capital Management Llc Ownership Of Cna Surety Corp |
| 2009-05-18 | 2009-03-31 | 13F-HR/A | Fixed Income Securities Lp | Institution | 2,043 | Added More | 238 | 13.18 % | $30,461 | $27,213 | $-3,248 | -10.66 % | $-378 | | | | | | History of Fixed Income Securities Lp Ownership Of Cna Surety Corp |
| 2009-05-18 | 2009-03-31 | 13F-HR | Value Line Inc | Institution | 18,200 | New Holding | 18,200 | 100 % | $271,362 | $242,424 | $-28,938 | -10.66 % | $-28,938 | | | | | | History of Value Line Inc Ownership Of Cna Surety Corp |
| 2009-05-18 | 2008-12-31 | 13F-HR/A | Value Line Inc | Institution | | Sold All | -18,200 | -100 % | | | | -10.66 % | $28,938 | | | | | | History of Value Line Inc Ownership Of Cna Surety Corp |
| 2009-05-18 | 2008-09-30 | 13F-HR/A | Value Line Inc | Institution | 18,200 | No Change | 0 | 0 % | $271,362 | $242,424 | $-28,938 | -10.66 % | $0 | | | | | | History of Value Line Inc Ownership Of Cna Surety Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Aqr Capital Management Llc | Institution | | Sold All | -12,300 | -100 % | | | | -6.06 % | $10,578 | | | | | | History of Aqr Capital Management Llc Ownership Of Cna Surety Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Axa | Institution | 58,800 | Added More | 7,200 | 13.95 % | $833,784 | $783,216 | $-50,568 | -6.06 % | $-6,192 | | | | | | History of Axa Ownership Of Cna Surety Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Batterymarch Financial Management Inc | Institution | 98,940 | Sold Some | -9,450 | -8.71 % | $1,402,969 | $1,317,881 | $-85,088 | -6.06 % | $8,127 | | | | | | History of Batterymarch Financial Management Inc Ownership Of Cna Surety Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Bragg Financial Advisors Inc | Institution | 14,990 | New Holding | 14,990 | 100 % | $212,558 | $199,667 | $-12,891 | -6.06 % | $-12,891 | | | | | | History of Bragg Financial Advisors Inc Ownership Of Cna Surety Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Brandywine Asset Management Llc | Institution | 834,870 | Added More | 179,470 | 27.38 % | $11,838,457 | $11,120,468 | $-717,988 | -6.06 % | $-154,344 | | | | | | History of Brandywine Asset Management Llc Ownership Of Cna Surety Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Bridgeway Capital Management Inc | Institution | 44,900 | New Holding | 44,900 | 100 % | $636,682 | $598,068 | $-38,614 | -6.06 % | $-38,614 | | | | | | History of Bridgeway Capital Management Inc Ownership Of Cna Surety Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Citigroup Inc | Institution | 17,669 | Added More | 325 | 1.87 % | $250,546 | $235,351 | $-15,195 | -6.06 % | $-280 | | | | | | History of Citigroup Inc Ownership Of Cna Surety Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Cna Financial Corp | Institution | 27,425,147 | No Change | 0 | 0 % | $388,888,584 | $365,302,958 | $-23,585,626 | -6.06 % | $0 | | | | | | History of Cna Financial Corp Ownership Of Cna Surety Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Fifth Third Bancorp | Institution | 192 | No Change | 0 | 0 % | $2,723 | $2,557 | $-165 | -6.06 % | $0 | | | | | | History of Fifth Third Bancorp Ownership Of Cna Surety Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Gamco Investors Inc Et Al | Institution | 1,349,000 | Sold Some | -85,500 | -5.96 % | $19,128,820 | $17,968,680 | $-1,160,140 | -6.06 % | $73,530 | | | | | | History of Gamco Investors Inc Et Al Ownership Of Cna Surety Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 14,600 | Added More | 3,000 | 25.86 % | $207,028 | $194,472 | $-12,556 | -6.06 % | $-2,580 | | | | | | History of Gartmore Mutual Fund Capital Trust Ownership Of Cna Surety Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Geode Capital Management Llc | Institution | 32,391 | Sold Some | -70 | -0.21 % | $459,304 | $431,448 | $-27,856 | -6.06 % | $60 | | | | | | History of Geode Capital Management Llc Ownership Of Cna Surety Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Jennison Associates Llc | Institution | 25,700 | New Holding | 25,700 | 100 % | $364,426 | $342,324 | $-22,102 | -6.06 % | $-22,102 | | | | | | History of Jennison Associates Llc Ownership Of Cna Surety Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Madison Square Investors Llc | No Data | 21,428 | No Compare | | | $303,849 | $285,421 | $-18,428 | -6.06 % | | | | | | | History of Madison Square Investors Llc Ownership Of Cna Surety Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Morgan Stanley | Institution | 20,748 | Sold Some | -46,210 | -69.01 % | $294,207 | $276,363 | $-17,843 | -6.06 % | $39,741 | | | | | | History of Morgan Stanley Ownership Of Cna Surety Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | New York Life Investment Management Llc | Institution | | Sold All | -9,060 | -100 % | | | | -6.06 % | $7,792 | | | | | | History of New York Life Investment Management Llc Ownership Of Cna Surety Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Northern Trust Corp | Institution | 444,273 | Added More | 7,738 | 1.77 % | $6,299,791 | $5,917,716 | $-382,075 | -6.06 % | $-6,655 | | | | | | History of Northern Trust Corp Ownership Of Cna Surety Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Research Affiliates Llc | Institution | 95,688 | Added More | 25,374 | 36.08 % | $1,356,856 | $1,274,564 | $-82,292 | -6.06 % | $-21,822 | | | | | | History of Research Affiliates Llc Ownership Of Cna Surety Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Russell Frank Co | Institution | 270,882 | Added More | 16,934 | 6.66 % | $3,841,107 | $3,608,148 | $-232,959 | -6.06 % | $-14,563 | | | | | | History of Russell Frank Co Ownership Of Cna Surety Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Two Sigma Investments Llc | Institution | 10,700 | New Holding | 10,700 | 100 % | $151,726 | $142,524 | $-9,202 | -6.06 % | $-9,202 | | | | | | History of Two Sigma Investments Llc Ownership Of Cna Surety Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR | Ubs Ag | Institution | 15,175 | Added More | 11,555 | 319.19 % | $215,182 | $202,131 | $-13,051 | -6.06 % | $-9,937 | | | | | | History of Ubs Ag Ownership Of Cna Surety Corp |
| 2009-05-15 | 2009-03-31 | 13F-HR/A | Vanguard Group Inc | Institution | 812,330 | Added More | 92,603 | 12.86 % | $11,518,839 | $10,820,236 | $-698,604 | -6.06 % | $-79,639 | | | | | | History of Vanguard Group Inc Ownership Of Cna Surety Corp |
| 2009-05-14 | 2009-03-31 | 13F-HR | American International Group Inc | Institution | 13,599 | Sold Some | -1,583 | -10.42 % | $203,577 | $181,139 | $-22,438 | -11.02 % | $2,612 | | | | | | History of American International Group Inc Ownership Of Cna Surety Corp |
| 2009-05-14 | 2009-03-31 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 840,972 | Added More | 2,988 | 0.35 % | $12,589,351 | $11,201,747 | $-1,387,604 | -11.02 % | $-4,930 | | | | | | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Cna Surety Corp |
| 2009-05-14 | 2009-03-31 | 13F-HR | Credit Suisse First Boston | Institution | 13,468 | No Compare | | | $201,616 | $179,394 | $-22,222 | -11.02 % | | | | | | | History of Credit Suisse First Boston Ownership Of Cna Surety Corp |
| 2009-05-14 | 2009-03-31 | 13F-HR | Delphi Management Inc | Institution | 184,983 | Sold Some | -9,557 | -4.91 % | $2,769,196 | $2,463,974 | $-305,222 | -11.02 % | $15,769 | | | | | | History of Delphi Management Inc Ownership Of Cna Surety Corp |
| 2009-05-14 | 2009-03-31 | 13F-HR | First Mercantile Trust Co | Institution | 175,180 | Sold Some | -7,220 | -3.95 % | $2,622,445 | $2,333,398 | $-289,047 | -11.02 % | $11,913 | | | | | | History of First Mercantile Trust Co Ownership Of Cna Surety Corp |
| 2009-05-14 | 2009-03-31 | 13F-HR | Goldman Sachs Group Inc | Institution | 199,779 | Sold Some | -21,264 | -9.61 % | $2,990,692 | $2,661,056 | $-329,635 | -11.02 % | $35,086 | | | | | | History of Goldman Sachs Group Inc Ownership Of Cna Surety Corp |
| 2009-05-14 | 2009-03-31 | 13F-HR | Jacobs Levy Equity Management Inc | Institution | 39,700 | Sold Some | -6,900 | -14.80 % | $594,309 | $528,804 | $-65,505 | -11.02 % | $11,385 | | | | | | History of Jacobs Levy Equity Management Inc Ownership Of Cna Surety Corp |
| 2009-05-14 | 2009-03-31 | 13F-HR | Martingale Asset Management L P | Institution | 44,150 | Sold Some | -53,311 | -54.69 % | $660,926 | $588,078 | $-72,848 | -11.02 % | $87,963 | | | | | | History of Martingale Asset Management L P Ownership Of Cna Surety Corp |
| 2009-05-14 | 2009-03-31 | 13F-HR | Park Lp | Institution | 10,200 | No Change | 0 | 0 % | $152,694 | $135,864 | $-16,830 | -11.02 % | $0 | | | | | | History of Park Lp Ownership Of Cna Surety Corp |
| 2009-05-14 | 2009-03-31 | 13F-HR | Price T Rowe Associates Inc | Institution | 11,900 | New Holding | 11,900 | 100 % | $178,143 | $158,508 | $-19,635 | -11.02 % | $-19,635 | | | | | | History of Price T Rowe Associates Inc Ownership Of Cna Surety Corp |
| 2009-05-14 | 2009-03-31 | 13F-HR | Prudential Financial Inc | Institution | 12,000 | New Holding | 12,000 | 100 % | $179,640 | $159,840 | $-19,800 | -11.02 % | $-19,800 | | | | | | History of Prudential Financial Inc Ownership Of Cna Surety Corp |
| 2009-05-14 | 2009-03-31 | 13F-HR | Renaissance Technologies Corp | Institution | 81,600 | Added More | 21,000 | 34.65 % | $1,221,552 | $1,086,912 | $-134,640 | -11.02 % | $-34,650 | | | | | | History of Renaissance Technologies Corp Ownership Of Cna Surety Corp |
| 2009-05-14 | 2009-03-31 | 13F-HR | Royce And Associates Llc | Institution | 1,094,595 | Sold Some | -79,900 | -6.80 % | $16,386,087 | $14,580,005 | $-1,806,082 | -11.02 % | $131,835 | | | | | | History of Royce And Associates Llc Ownership Of Cna Surety Corp |
| 2009-05-14 | 2009-03-31 | 13F-HR | Us Bancorp De | Institution | 1,206 | No Change | 0 | 0 % | $18,054 | $16,064 | $-1,990 | -11.02 % | $0 | | | | | | History of Us Bancorp De Ownership Of Cna Surety Corp |
| 2009-05-14 | 2009-03-31 | 13F-HR | Wexford Capital Llc | Institution | | Sold All | -21,300 | -100 % | | | | -11.02 % | $35,145 | | | | | | History of Wexford Capital Llc Ownership Of Cna Surety Corp |
| 2009-05-13 | 2009-03-31 | 13F-HR | Barclays Plc | Institution | 16,810 | Added More | 8,910 | 112.78 % | $244,754 | $223,909 | $-20,844 | -8.51 % | $-11,048 | | | | | | History of Barclays Plc Ownership Of Cna Surety Corp |
| 2009-05-13 | 2009-03-31 | 13F-HR | Claymore Advisors Llc | Institution | | Sold All | -11,101 | -100 % | | | | -8.51 % | $13,765 | | | | | | History of Claymore Advisors Llc Ownership Of Cna Surety Corp |
| 2009-05-13 | 2009-03-31 | 13F-HR | First Quadrant L P | Institution | 58,520 | Added More | 24,970 | 74.42 % | $852,051 | $779,486 | $-72,565 | -8.51 % | $-30,963 | | | | | | History of First Quadrant L P Ownership Of Cna Surety Corp |
| 2009-05-13 | 2009-03-31 | 13F-HR | Globeflex Capital L P | Institution | 51,770 | Added More | 330 | 0.64 % | $753,771 | $689,576 | $-64,195 | -8.51 % | $-409 | | | | | | History of Globeflex Capital L P Ownership Of Cna Surety Corp |
| 2009-05-13 | 2009-03-31 | 13F-HR | Technical Financial Services Llc | Institution | 28,619 | New Holding | 28,619 | 100 % | $416,693 | $381,205 | $-35,488 | -8.51 % | $-35,488 | | | | | | History of Technical Financial Services Llc Ownership Of Cna Surety Corp |
| 2009-05-12 | 2009-03-31 | 13F-HR | Ameriprise Financial Inc | Institution | 75,651 | Sold Some | -27,560 | -26.70 % | $1,137,791 | $1,007,671 | $-130,120 | -11.43 % | $47,403 | | | | | | History of Ameriprise Financial Inc Ownership Of Cna Surety Corp |
| 2009-05-12 | 2009-03-31 | 13F-HR | Federated Investors Inc | Institution | 169,132 | Sold Some | -8,491 | -4.78 % | $2,543,745 | $2,252,838 | $-290,907 | -11.43 % | $14,605 | | | | | | History of Federated Investors Inc Ownership Of Cna Surety Corp |
| 2009-05-12 | 2009-03-31 | 13F-HR | Hartford Investment Management Co | Institution | 1,240 | Sold Some | -1,660 | -57.24 % | $18,650 | $16,517 | $-2,133 | -11.43 % | $2,855 | | | | | | History of Hartford Investment Management Co Ownership Of Cna Surety Corp |
| 2009-05-12 | 2009-03-31 | 13F-HR | Lsv Asset Management | Institution | 203,839 | Added More | 41,400 | 25.48 % | $3,065,739 | $2,715,135 | $-350,603 | -11.43 % | $-71,208 | | | | | | History of Lsv Asset Management Ownership Of Cna Surety Corp |
| 2009-05-12 | 2009-03-31 | 13F-HR | Padco Advisors Ii Inc | Institution | 554 | Sold Some | -60 | -9.77 % | $8,332 | $7,379 | $-953 | -11.43 % | $103 | | | | | | History of Padco Advisors Ii Inc Ownership Of Cna Surety Corp |
| 2009-05-12 | 2009-03-31 | 13F-HR | Padco Advisors Inc | Institution | 1,177 | Sold Some | -949 | -44.63 % | $17,702 | $15,678 | $-2,024 | -11.43 % | $1,632 | | | | | | History of Padco Advisors Inc Ownership Of Cna Surety Corp |
| 2009-05-12 | 2009-03-31 | 13F-HR | Stafford Asset Management Llc | No Data | 10,505 | New Holding | 10,505 | 100 % | $157,995 | $139,927 | $-18,069 | -11.43 % | $-18,069 | | | | | | History of Stafford Asset Management Llc Ownership Of Cna Surety Corp |
| 2009-05-12 | 2009-03-31 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 104,601 | Sold Some | -10,295 | -8.96 % | $1,573,199 | $1,393,285 | $-179,914 | -11.43 % | $17,707 | | | | | | History of Tiaa Cref Investment Management Llc Ownership Of Cna Surety Corp |
| 2009-05-12 | 2009-03-31 | 13F-HR | Ystematic Financial Management Lp | Institution | | Sold All | -1,830 | -100 % | | | | -11.43 % | $3,148 | | | | | | History of Ystematic Financial Management Lp Ownership Of Cna Surety Corp |
| 2009-05-11 | 2009-03-31 | 13F-HR/A | Golden Capital Management Llc | Institution | 457,689 | Sold Some | -178,691 | -28.07 % | $6,769,220 | $6,096,417 | $-672,803 | -9.93 % | $262,676 | | | | | | History of Golden Capital Management Llc Ownership Of Cna Surety Corp |
| 2009-05-11 | 2009-03-31 | 13F-HR | New York State Common Retirement Fund | Institution | 18,200 | No Change | 0 | 0 % | $269,178 | $242,424 | $-26,754 | -9.93 % | $0 | | | | | | History of New York State Common Retirement Fund Ownership Of Cna Surety Corp |
| 2009-05-11 | 2009-03-31 | 13F-HR | Pnc Financial Services Group Inc | Institution | 80,184 | Added More | 79,616 | 14016.90 % | $1,185,921 | $1,068,051 | $-117,870 | -9.93 % | $-117,036 | | | | | | History of Pnc Financial Services Group Inc Ownership Of Cna Surety Corp |
| 2009-05-11 | 2009-02-28 | N-CSRS | Atuit Capital Management Trust-Satuit Capital Small Cap Fund | No Data | 950 | No Compare | | | $14,051 | $12,654 | $-1,397 | -9.93 % | | | | | | | History of Atuit Capital Management Trust-Satuit Capital Small Cap Fund Ownership Of Cna Surety Corp |
| 2009-05-11 | 2009-02-28 | N-CSRS | Rbb Fund Inc-Robeco Bp Small Cap Value Ii | Small-Cap Value | 12,275 | Sold Some | -7,285 | -37.24 % | $181,547 | $163,503 | $-18,044 | -9.93 % | $10,709 | | | | | | History of Rbb Fund Inc-Robeco Bp Small Cap Value Ii Ownership Of Cna Surety Corp |
| 2009-05-08 | 2009-03-31 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 3,299,602 | Sold Some | -13,124 | -0.39 % | $51,770,755 | $43,950,699 | $-7,820,057 | -15.10 % | $31,104 | | | | | | History of Dimensional Fund Advisors Inc Ownership Of Cna Surety Corp |
| 2009-05-08 | 2009-03-31 | 13F-HR | Glenmede Trust Co Na | Institution | 100 | New Holding | 100 | 100 % | $1,569 | $1,332 | $-237 | -15.10 % | $-237 | | | | | | History of Glenmede Trust Co Na Ownership Of Cna Surety Corp |
| 2009-05-08 | 2009-03-31 | 13F-HR | Menta Capital Llc | Institution | 10,800 | Sold Some | -9,600 | -47.05 % | $169,452 | $143,856 | $-25,596 | -15.10 % | $22,752 | | | | | | History of Menta Capital Llc Ownership Of Cna Surety Corp |
| 2009-05-08 | 2009-03-31 | 13F-HR | Metropolitan Life Insurance Co | Institution | 15,113 | Added More | 417 | 2.83 % | $237,123 | $201,305 | $-35,818 | -15.10 % | $-988 | | | | | | History of Metropolitan Life Insurance Co Ownership Of Cna Surety Corp |
| 2009-05-08 | 2009-03-31 | 13F-HR | Principal Financial Group Inc | Institution | 149,920 | No Change | 0 | 0 % | $2,352,245 | $1,996,934 | $-355,310 | -15.10 % | $0 | | | | | | History of Principal Financial Group Inc Ownership Of Cna Surety Corp |
| 2009-05-08 | 2009-03-31 | 13F-HR | Robeco Investment Management Inc | Institution | 69,665 | Sold Some | -8,135 | -10.45 % | $1,093,044 | $927,938 | $-165,106 | -15.10 % | $19,280 | | | | | | History of Robeco Investment Management Inc Ownership Of Cna Surety Corp |
| 2009-05-08 | 2009-02-28 | N-CSRS | Claymore Exchange Traded Fund Trust-Sabrient Stealth | Specialty & Misc | 1,145 | Sold Some | -921 | -44.57 % | $17,965 | $15,251 | $-2,714 | -15.10 % | $2,183 | | | | | | History of Claymore Exchange Traded Fund Trust-Sabrient Stealth Ownership Of Cna Surety Corp |
| 2009-05-07 | 2009-03-31 | 13F-HR | General Motors Investment Management Corp | Institution | 31,906 | Added More | 1,433 | 4.70 % | $489,119 | $424,988 | $-64,131 | -13.11 % | $-2,880 | | | | | | History of General Motors Investment Management Corp Ownership Of Cna Surety Corp |
| 2009-05-06 | 2009-02-28 | N-CSR | Gmo Trust-Gmo Value Fund | Multi-Cap Value | | Sold All | -1,400 | -100 % | | | | -16.90 % | $3,794 | | | | | | History of Gmo Trust-Gmo Value Fund Ownership Of Cna Surety Corp |
| 2009-05-06 | 2009-02-28 | N-CSRS | Trust For Professional Managers-Pmc Small Cap Core Fund | Small-Cap Core | | Sold All | -300 | -100 % | | | | -16.90 % | $813 | | | | | | History of Trust For Professional Managers-Pmc Small Cap Core Fund Ownership Of Cna Surety Corp |
| 2009-05-05 | 2009-03-31 | 13F-HR | Ing Investment Management Co | Institution | 6,250 | Added More | 850 | 15.74 % | $101,500 | $83,250 | $-18,250 | -17.98 % | $-2,482 | | | | | | History of Ing Investment Management Co Ownership Of Cna Surety Corp |
| 2009-05-05 | 2009-03-31 | 13F-HR | Tesseract Capital Llc | No Data | 846 | New Holding | 846 | 100 % | $13,739 | $11,269 | $-2,470 | -17.98 % | $-2,470 | | | | | | History of Tesseract Capital Llc Ownership Of Cna Surety Corp |
| 2009-05-04 | 2009-03-31 | 13F-HR | Bank Of New York Mellon Corp | Institution | 250,174 | Added More | 128,294 | 105.26 % | $4,172,902 | $3,332,318 | $-840,585 | -20.14 % | $-431,068 | | | | | | History of Bank Of New York Mellon Corp Ownership Of Cna Surety Corp |
| 2009-05-04 | 2009-03-31 | 13F-HR | Chwab Charles Investment Management Inc | Institution | 46,020 | No Change | 0 | 0 % | $767,614 | $612,986 | $-154,627 | -20.14 % | $0 | | | | | | History of Chwab Charles Investment Management Inc Ownership Of Cna Surety Corp |
| 2009-05-04 | 2009-03-31 | 13F-HR | Wells Fargo And Co | Institution | 27,717 | Added More | 7,951 | 40.22 % | $462,320 | $369,190 | $-93,129 | -20.14 % | $-26,715 | | | | | | History of Wells Fargo And Co Ownership Of Cna Surety Corp |
| 2009-05-01 | 2009-03-31 | 13F-HR | Blackrock Group Ltd | Institution | 4,300 | Added More | 200 | 4.87 % | $70,305 | $57,276 | $-13,029 | -18.53 % | $-606 | | | | | | History of Blackrock Group Ltd Ownership Of Cna Surety Corp |
| 2009-05-01 | 2009-03-31 | 13F-HR | Blackrock Investment Management Llc | Institution | 23,541 | Added More | 3,300 | 16.30 % | $384,895 | $313,566 | $-71,329 | -18.53 % | $-9,999 | | | | | | History of Blackrock Investment Management Llc Ownership Of Cna Surety Corp |
| 2009-05-01 | 2009-03-31 | 13F-HR | Dlibj Asset Management Co Ltd | Institution | 1,100 | No Change | 0 | 0 % | $17,985 | $14,652 | $-3,333 | -18.53 % | $0 | | | | | | History of Dlibj Asset Management Co Ltd Ownership Of Cna Surety Corp |
| 2009-05-01 | 2009-03-31 | 13F-HR | Lyz Capital Advisors Llc | Institution | 20,700 | New Holding | 20,700 | 100 % | $338,445 | $275,724 | $-62,721 | -18.53 % | $-62,721 | | | | | | History of Lyz Capital Advisors Llc Ownership Of Cna Surety Corp |
| 2009-04-30 | 2009-03-31 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 17,494 | Added More | 6,938 | 65.72 % | $336,760 | $233,020 | $-103,739 | -30.80 % | $-41,142 | | | | | | History of Mfc Global Investment Management Usa Ltd Ownership Of Cna Surety Corp |
| 2009-04-30 | 2009-02-28 | N-CSRS | Ga Funds-Ssga Enhanced Small Cap Fund | Small-Cap Core | 900 | New Holding | 900 | 100 % | $17,325 | $11,988 | $-5,337 | -30.80 % | $-5,337 | | | | | | History of Ga Funds-Ssga Enhanced Small Cap Fund Ownership Of Cna Surety Corp |
| 2009-04-30 | 2009-02-28 | N-CSRS | Ga Funds-Ssga Small Cap Fund | Small-Cap Core | 600 | New Holding | 600 | 100 % | $11,550 | $7,992 | $-3,558 | -30.80 % | $-3,558 | | | | | | History of Ga Funds-Ssga Small Cap Fund Ownership Of Cna Surety Corp |
| 2009-04-30 | 2009-02-28 | N-CSRS | Vanguard World Fund-Vanguard Financials Index Fund | Specialty & Misc | 5,424 | New Holding | 5,424 | 100 % | $104,412 | $72,248 | $-32,164 | -30.80 % | $-32,164 | | | | | | History of Vanguard World Fund-Vanguard Financials Index Fund Ownership Of Cna Surety Corp |
| 2009-04-29 | 2009-03-31 | 13F-HR | Clarivest Asset Management Llc | Institution | 40,100 | Added More | 21,900 | 120.32 % | $768,316 | $534,132 | $-234,184 | -30.48 % | $-127,896 | | | | | | History of Clarivest Asset Management Llc Ownership Of Cna Surety Corp |
| 2009-04-29 | 2009-02-28 | N-Q | Allegiant Funds-Allegiant Balanced Allocation Fund | Mixed-Asset Target Allocation Moderate | 4,000 | New Holding | 4,000 | 100 % | $76,640 | $53,280 | $-23,360 | -30.48 % | $-23,360 | | | | | | History of Allegiant Funds-Allegiant Balanced Allocation Fund Ownership Of Cna Surety Corp |
| 2009-04-29 | 2009-02-28 | N-Q | Allegiant Funds-Allegiant Small Cap Growth Fund | Small-Cap Growth | 23,800 | New Holding | 23,800 | 100 % | $456,008 | $317,016 | $-138,992 | -30.48 % | $-138,992 | | | | | | History of Allegiant Funds-Allegiant Small Cap Growth Fund Ownership Of Cna Surety Corp |
| 2009-04-29 | 2009-02-28 | N-Q | Usaa Mutual Funds Trust-Cornerstone Strategy Fund | Specialty & Misc | | Sold All | -100 | -100 % | | | | -30.48 % | $584 | | | | | | History of Usaa Mutual Funds Trust-Cornerstone Strategy Fund Ownership Of Cna Surety Corp |
| 2009-04-29 | 2009-02-28 | N-Q | Valic Co I-Small Cap Index Fund | Small-Cap Core | 13,599 | New Holding | 13,599 | 100 % | $260,557 | $181,139 | $-79,418 | -30.48 % | $-79,418 | | | | | | History of Valic Co I-Small Cap Index Fund Ownership Of Cna Surety Corp |
| 2009-04-29 | 2008-12-31 | N-CSR/A | Rydex Variable Trust-Biotechnology Fund | Health/Biotech | 244 | Added More | 64 | 35.55 % | $4,675 | $3,250 | $-1,425 | -30.48 % | $-374 | | | | | | History of Rydex Variable Trust-Biotechnology Fund Ownership Of Cna Surety Corp |
| 2009-04-27 | 2009-02-28 | N-Q | Claymore Exchange Traded Fund Trust-Claymoremorningstar Services Super Sector Index Etf | Specialty & Misc | 9 | No Change | 0 | 0 % | $156 | $120 | $-36 | -23.31 % | $0 | | | | | | History of Claymore Exchange Traded Fund Trust-Claymoremorningstar Services Super Sector Index Etf Ownership Of Cna Surety Corp |
| 2009-04-27 | 2009-02-28 | N-CSRS | Oppenheimer Main Street Funds Inc-Oppenheimer Main Street Fund | Large-Cap Core | 17,726 | New Holding | 17,726 | 100 % | $307,901 | $236,110 | $-71,790 | -23.31 % | $-71,790 | | | | | | History of Oppenheimer Main Street Funds Inc-Oppenheimer Main Street Fund Ownership Of Cna Surety Corp |
| 2009-04-23 | 2009-03-31 | 13F-HR | California Public Employees Retirement System | Institution | 143,564 | Sold Some | -33,420 | -18.88 % | $2,604,251 | $1,912,272 | $-691,978 | -26.57 % | $161,084 | | | | | | History of California Public Employees Retirement System Ownership Of Cna Surety Corp |
| 2009-04-23 | 2009-03-31 | 13F-HR | Tate Board Of Administration Of Florida Retirement System | Institution | 44,156 | Added More | 1,100 | 2.55 % | $800,990 | $588,158 | $-212,832 | -26.57 % | $-5,302 | | | | | | History of Tate Board Of Administration Of Florida Retirement System Ownership Of Cna Surety Corp |
| 2009-04-23 | 2009-03-31 | 13F-HR | Virginia Retirement Systems Et Al | Institution | 21,400 | No Change | 0 | 0 % | $388,196 | $285,048 | $-103,148 | -26.57 % | $0 | | | | | | History of Virginia Retirement Systems Et Al Ownership Of Cna Surety Corp |
| 2009-04-22 | 2009-03-31 | 13F-HR | Trs Ohio | Institution | 52,200 | Sold Some | -13,500 | -20.54 % | $943,254 | $695,304 | $-247,950 | -26.28 % | $64,125 | | | | | | History of Trs Ohio Ownership Of Cna Surety Corp |
| 2009-04-21 | 2009-03-31 | 13F-HR | Unionbancal Corp | Institution | 54,600 | Added More | 7,600 | 16.17 % | $1,042,314 | $727,272 | $-315,042 | -30.22 % | $-43,852 | | | | | | History of Unionbancal Corp Ownership Of Cna Surety Corp |
| 2009-04-17 | 2009-03-31 | 13F-HR/A | Ned Davis Research | Institution | 4,600 | Sold Some | -1,100 | -19.29 % | $87,124 | $61,272 | $-25,852 | -29.67 % | $6,182 | | | | | | History of Ned Davis Research Ownership Of Cna Surety Corp |
| 2009-04-17 | 2008-12-31 | 13F-HR/A | Prudential Financial Inc | Institution | | Sold All | -10,300 | -100 % | | | | -29.67 % | $57,886 | | | | | | History of Prudential Financial Inc Ownership Of Cna Surety Corp |
| 2009-04-16 | 2009-03-31 | 13F-HR | Chroder Investment Management Group | Institution | 16,259 | No Change | 0 | 0 % | | $216,570 | | - % | | | | | | | History of Chroder Investment Management Group Ownership Of Cna Surety Corp |
| 2009-04-15 | 2009-03-31 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 28,012 | No Change | 0 | 0 % | $545,954 | $373,120 | $-172,834 | -31.65 % | $0 | | | | | | History of Public Employees Retirement System Of Ohio Ownership Of Cna Surety Corp |
| 2009-04-14 | 2009-03-31 | 13F-HR | Oshaughnessy Asset Management Llc | Institution | 59,621 | Sold Some | -14,963 | -20.06 % | $1,110,739 | $794,152 | $-316,588 | -28.50 % | $79,454 | | | | | | History of Oshaughnessy Asset Management Llc Ownership Of Cna Surety Corp |
| 2009-04-13 | 2009-03-31 | 13F-HR | Parametric Portfolio Associate | Institution | 10,570 | Sold Some | -482 | -4.36 % | $205,692 | $140,792 | $-64,900 | -31.55 % | $2,959 | | | | | | History of Parametric Portfolio Associate Ownership Of Cna Surety Corp |
| 2009-04-13 | 2009-03-31 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 33,000 | No Change | 0 | 0 % | $642,180 | $439,560 | $-202,620 | -31.55 % | $0 | | | | | | History of Public Employees Retirement Association Of Colorado Ownership Of Cna Surety Corp |
| 2009-04-13 | 2008-12-31 | 13F-HR/A | First Mercantile Trust Co | Institution | 182,400 | New Holding | 182,400 | 100 % | $3,549,504 | $2,429,568 | $-1,119,936 | -31.55 % | $-1,119,936 | | | | | | History of First Mercantile Trust Co Ownership Of Cna Surety Corp |
| 2009-04-06 | 2009-03-31 | 13F-HR | Weaver C Barksdale And Associates Inc | Institution | 130 | No Change | 0 | 0 % | $2,457 | $1,732 | $-725 | -29.52 % | $0 | | | | | | History of Weaver C Barksdale And Associates Inc Ownership Of Cna Surety Corp |
| 2009-04-03 | 2009-01-31 | N-CSRS | Trategic Partners Style Specific Funds-Dryden Small Capitalization Value Fund | Small-Cap Value | | Sold All | -6,600 | -100 % | | | | -30.07 % | $37,818 | | | | | | History of Trategic Partners Style Specific Funds-Dryden Small Capitalization Value Fund Ownership Of Cna Surety Corp |
| 2009-04-03 | 2009-01-31 | N-CSRS | Usaa Mutual Funds Trust-Value Fund | Multi-Cap Value | 500 | New Holding | 500 | 100 % | $9,525 | $6,660 | $-2,865 | -30.07 % | $-2,865 | | | | | | History of Usaa Mutual Funds Trust-Value Fund Ownership Of Cna Surety Corp |