| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 63,943 | Sold Some | -9,734 | -13.21 % | $542,237 | $521,775 | $-20,462 | -3.77 % | $3,115 | | | | | | News Article | History of Amvescap Plc Ownership Of Medallion Financial Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | | Sold All | -16,481 | -100 % | | | | -3.77 % | $5,274 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Medallion Financial Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 29,972 | Sold Some | -449 | -1.47 % | $254,163 | $244,572 | $-9,591 | -3.77 % | $144 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Medallion Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 12,046 | No Change | 0 | 0 % | $102,271 | $98,295 | $-3,975 | -3.88 % | $0 | | | | | | News Article | History of American International Group Inc Ownership Of Medallion Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bridgeway Capital Management Inc | Institution | 230,413 | Sold Some | -23,887 | -9.39 % | $1,956,206 | $1,880,170 | $-76,036 | -3.88 % | $7,883 | | | | | | News Article | History of Bridgeway Capital Management Inc Ownership Of Medallion Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 5,917 | New Holding | 5,917 | 100 % | $50,235 | $48,283 | $-1,953 | -3.88 % | $-1,953 | | | | | | News Article | History of Citadel L P Ownership Of Medallion Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Madison Square Investors Llc | No Data | 2,425 | No Change | 0 | 0 % | $20,588 | $19,788 | $-800 | -3.88 % | $0 | | | | | | News Article | History of Madison Square Investors Llc Ownership Of Medallion Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 45,470 | New Holding | 45,470 | 100 % | $386,040 | $371,035 | $-15,005 | -3.88 % | $-15,005 | | | | | | News Article | History of Morgan Stanley Ownership Of Medallion Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 321,946 | Added More | 119,996 | 59.41 % | $2,733,322 | $2,627,079 | $-106,242 | -3.88 % | $-39,599 | | | | | | News Article | History of Northern Trust Corp Ownership Of Medallion Financial Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 1,039 | No Change | 0 | 0 % | $8,821 | $8,478 | $-343 | -3.88 % | $0 | | | | | | News Article | History of Us Bancorp De Ownership Of Medallion Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Alpine Woods Capital Investors Llc | Institution | 34,006 | Added More | 5,000 | 17.23 % | $277,829 | $277,489 | $-340 | -0.12 % | $-50 | | | | | | News Article | History of Alpine Woods Capital Investors Llc Ownership Of Medallion Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 405,458 | No Change | 0 | 0 % | $3,312,592 | $3,308,537 | $-4,055 | -0.12 % | $0 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Medallion Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Aston Asset Management Llc | Institution | 710,199 | Sold Some | -82,020 | -10.35 % | $5,802,326 | $5,795,224 | $-7,102 | -0.12 % | $820 | | | | | | News Article | History of Aston Asset Management Llc Ownership Of Medallion Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Aston Asset Management Llc | Institution | 710,199 | Added More | 704,139 | 11619.45 % | $5,802,326 | $5,795,224 | $-7,102 | -0.12 % | $-7,041 | | | | | | News Article | History of Aston Asset Management Llc Ownership Of Medallion Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 31,066 | Sold Some | -6,728 | -17.80 % | $253,809 | $253,499 | $-311 | -0.12 % | $67 | | | | | | News Article | History of Axa Ownership Of Medallion Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 15,858 | Added More | 6,941 | 77.84 % | $129,560 | $129,401 | $-159 | -0.12 % | $-69 | | | | | | News Article | History of Barclays Plc Ownership Of Medallion Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Brandywine Asset Management Llc | Institution | 159,478 | Sold Some | -16,500 | -9.37 % | $1,302,935 | $1,301,340 | $-1,595 | -0.12 % | $165 | | | | | | News Article | History of Brandywine Asset Management Llc Ownership Of Medallion Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 109 | Sold Some | -12,843 | -99.15 % | $891 | $889 | $-1 | -0.12 % | $128 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Medallion Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 55,384 | No Change | 0 | 0 % | $452,487 | $451,933 | $-554 | -0.12 % | $0 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Medallion Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 119,910 | Added More | 15,740 | 15.10 % | $979,665 | $978,466 | $-1,199 | -0.12 % | $-157 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Medallion Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Managed Account Advisors Llc | Institution | 137 | Sold Some | -745 | -84.46 % | $1,119 | $1,118 | $-1 | -0.12 % | $7 | | | | | | News Article | History of Managed Account Advisors Llc Ownership Of Medallion Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Martingale Asset Management L P | Institution | | Sold All | -62,600 | -100 % | | | | -0.12 % | $626 | | | | | | News Article | History of Martingale Asset Management L P Ownership Of Medallion Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Panagora Asset Management Inc | Institution | 43,407 | Sold Some | -980 | -2.20 % | $354,635 | $354,201 | $-434 | -0.12 % | $10 | | | | | | News Article | History of Panagora Asset Management Inc Ownership Of Medallion Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 2,484 | New Holding | 2,484 | 100 % | $20,294 | $20,269 | $-25 | -0.12 % | $-25 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Medallion Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 528,522 | Added More | 7,522 | 1.44 % | $4,318,025 | $4,312,740 | $-5,285 | -0.12 % | $-75 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Medallion Financial Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 352,295 | Added More | 8,653 | 2.51 % | $2,878,250 | $2,874,727 | $-3,523 | -0.12 % | $-87 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Medallion Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aegis Financial Corp | Institution | 158,967 | No Change | 0 | 0 % | $1,274,915 | $1,297,171 | $22,255 | 1.74 % | $0 | | | | | | News Article | History of Aegis Financial Corp Ownership Of Medallion Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 747,799 | Sold Some | -53,878 | -6.72 % | $5,997,348 | $6,102,040 | $104,692 | 1.74 % | $-7,543 | | | | | | News Article | History of Bank Of America Corp Ownership Of Medallion Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 1,123,991 | Sold Some | -56,187 | -4.76 % | $9,014,408 | $9,171,767 | $157,359 | 1.74 % | $-7,866 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Medallion Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 2,500 | New Holding | 2,500 | 100 % | $20,050 | $20,400 | $350 | 1.74 % | $350 | | | | | | News Article | History of Credit Suisse Ownership Of Medallion Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lsv Asset Management | Institution | 234,610 | Sold Some | -15,100 | -6.04 % | $1,881,572 | $1,914,418 | $32,845 | 1.74 % | $-2,114 | | | | | | News Article | History of Lsv Asset Management Ownership Of Medallion Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 43,774 | Added More | 6,049 | 16.03 % | $351,067 | $357,196 | $6,128 | 1.74 % | $847 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Medallion Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 16,640 | Added More | 316 | 1.93 % | $133,453 | $135,782 | $2,330 | 1.74 % | $44 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Medallion Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oshaughnessy Asset Management Llc | Institution | | Sold All | -25 | -100 % | | | | 1.74 % | $-4 | | | | | | News Article | History of Oshaughnessy Asset Management Llc Ownership Of Medallion Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 530 | Added More | 40 | 8.16 % | $4,251 | $4,325 | $74 | 1.74 % | $6 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Medallion Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 658 | Added More | 262 | 66.16 % | $5,277 | $5,369 | $92 | 1.74 % | $37 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Medallion Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Qa3 Financial Llc | No Data | 400 | No Change | 0 | 0 % | $3,208 | $3,264 | $56 | 1.74 % | $0 | | | | | | News Article | History of Qa3 Financial Llc Ownership Of Medallion Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | | Sold All | -1,100 | -100 % | | | | 1.74 % | $-154 | | | | | | News Article | History of Russell Frank Co Ownership Of Medallion Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 22,204 | Added More | 21,258 | 2247.14 % | $178,076 | $181,185 | $3,109 | 1.74 % | $2,976 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Medallion Financial Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Voyageur Asset Management Inc | Institution | 62,000 | No Change | 0 | 0 % | $497,240 | $505,920 | $8,680 | 1.74 % | $0 | | | | | | News Article | History of Voyageur Asset Management Inc Ownership Of Medallion Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | | Sold All | -43,426 | -100 % | | | | 1.36 % | $-4,777 | | | | | | News Article | History of Citigroup Inc Ownership Of Medallion Financial Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 2,219 | Added More | 1,619 | 269.83 % | $17,863 | $18,107 | $244 | 1.36 % | $178 | | | | | | News Article | History of Ubs Ag Ownership Of Medallion Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Fca Corp | Institution | 129,506 | Added More | 2,700 | 2.12 % | $1,054,179 | $1,056,769 | $2,590 | 0.24 % | $54 | | | | | | News Article | History of Fca Corp Ownership Of Medallion Financial Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | North Pointe Capital Llc | Institution | 443,381 | Sold Some | -101,814 | -18.67 % | $3,609,121 | $3,617,989 | $8,868 | 0.24 % | $-2,036 | | | | | | News Article | History of North Pointe Capital Llc Ownership Of Medallion Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 15,606 | No Change | 0 | 0 % | $125,784 | $127,345 | $1,561 | 1.24 % | $0 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Medallion Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | | Sold All | -600 | -100 % | | | | 1.24 % | $-60 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Medallion Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 2,000 | New Holding | 2,000 | 100 % | $16,120 | $16,320 | $200 | 1.24 % | $200 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Medallion Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 49,210 | No Change | 0 | 0 % | $396,633 | $401,554 | $4,921 | 1.24 % | $0 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Medallion Financial Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 296,623 | No Change | 0 | 0 % | $2,390,781 | $2,420,444 | $29,662 | 1.24 % | $0 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Medallion Financial Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 21,361 | Sold Some | -482 | -2.20 % | $172,597 | $174,306 | $1,709 | 0.99 % | $-39 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Medallion Financial Corp |
| 2009-11-04 | 2009-09-30 | 13F-HR | Horizon Asset Management Inc Ny | Institution | 139,489 | Added More | 1,200 | 0.86 % | $1,094,989 | $1,138,230 | $43,242 | 3.94 % | $372 | | | | | | News Article | History of Horizon Asset Management Inc Ny Ownership Of Medallion Financial Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Prudential Financial Inc | Institution | | Sold All | -50,100 | -100 % | | | | 2.64 % | $-10,521 | | | | | | News Article | History of Prudential Financial Inc Ownership Of Medallion Financial Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | | Sold All | -10,391 | -100 % | | | | 3.94 % | $-3,221 | | | | | | News Article | History of Oxford Asset Management Ownership Of Medallion Financial Corp |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 1,500,299 | Sold Some | -2,289 | -0.15 % | $11,882,368 | $12,242,440 | $360,072 | 3.03 % | $-549 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Medallion Financial Corp |
| 2009-10-27 | 2009-09-30 | 13F-HR | Mesirow Financial Investment Management | Institution | 79,305 | Added More | 16,386 | 26.04 % | $639,198 | $647,129 | $7,931 | 1.24 % | $1,639 | | | | | | News Article | History of Mesirow Financial Investment Management Ownership Of Medallion Financial Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Schroder Investment Management Group | Institution | 3,800 | No Change | 0 | 0 % | $30,628 | $31,008 | $380 | 1.24 % | $0 | | | | | | News Article | History of Schroder Investment Management Group Ownership Of Medallion Financial Corp |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 405,458 | Added More | 1,000 | 0.24 % | $3,267,991 | $3,308,537 | $40,546 | 1.24 % | $100 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Medallion Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | | Sold All | -3,100 | -100 % | | | | -2.27 % | $589 | | | | | | News Article | History of Blackrock Inc Ownership Of Medallion Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 40,595 | Added More | 7,152 | 21.38 % | $338,968 | $331,255 | $-7,713 | -2.27 % | $-1,359 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Medallion Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR/A | Ned Davis Research | Institution | | Sold All | -5,000 | -100 % | | | | -2.27 % | $950 | | | | | | News Article | History of Ned Davis Research Ownership Of Medallion Financial Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Regions Financial Corp | Institution | 10,000 | No Change | 0 | 0 % | $83,500 | $81,600 | $-1,900 | -2.27 % | $0 | | | | | | News Article | History of Regions Financial Corp Ownership Of Medallion Financial Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 149,387 | Added More | 56,679 | 61.13 % | $1,198,084 | $1,218,998 | $20,914 | 1.74 % | $7,935 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Medallion Financial Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | River Road Asset Management Llc | Institution | 1,905,107 | Sold Some | -60,650 | -3.08 % | $15,278,958 | $15,545,673 | $266,715 | 1.74 % | $-8,491 | | | | | | News Article | History of River Road Asset Management Llc Ownership Of Medallion Financial Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 19,085 | Added More | 5,249 | 37.93 % | $153,062 | $155,734 | $2,672 | 1.74 % | $735 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Medallion Financial Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Confluence Investment Management Llc | Institution | 459,504 | No Change | 0 | 0 % | $3,758,743 | $3,749,553 | $-9,190 | -0.24 % | $0 | | | | | | News Article | History of Confluence Investment Management Llc Ownership Of Medallion Financial Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | 7,400 | No Change | 0 | 0 % | $60,532 | $60,384 | $-148 | -0.24 % | $0 | | | | | | News Article | History of Strs Ohio Ownership Of Medallion Financial Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 30,951 | No Change | 0 | 0 % | $254,417 | $252,560 | $-1,857 | -0.72 % | $0 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Medallion Financial Corp |
| 2009-10-13 | 2009-09-30 | 13F-HR | Spinnaker Trust | Institution | 10,000 | New Holding | 10,000 | 100 % | $81,200 | $81,600 | $400 | 0.49 % | $400 | | | | | | News Article | History of Spinnaker Trust Ownership Of Medallion Financial Corp |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 31,874 | Added More | 500 | 1.59 % | $254,992 | $260,092 | $5,100 | 2.00 % | $80 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Medallion Financial Corp |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 1,180,178 | Added More | 158,379 | 15.50 % | $9,642,054 | $9,630,252 | $-11,802 | -0.12 % | $-1,584 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Medallion Financial Corp |
| 2009-09-01 | 2009-06-30 | 13F-HR | Algert Coldiron Investors Llc | Institution | | Sold All | -14,263 | -100 % | | | | 2.51 % | $-2,853 | | | | | | News Article | History of Algert Coldiron Investors Llc Ownership Of Medallion Financial Corp |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 73,677 | Sold Some | -70,275 | -48.81 % | $586,469 | $601,204 | $14,735 | 2.51 % | $-14,055 | | | | | | News Article | History of Amvescap Plc Ownership Of Medallion Financial Corp |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 30,421 | Added More | 135 | 0.44 % | $259,187 | $248,235 | $-10,952 | -4.22 % | $-49 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Medallion Financial Corp |
| 2009-08-25 | 2009-06-30 | 13F-HR | Johnson Investment Counsel Inc | Institution | | Sold All | -26,500 | -100 % | | | | -4.22 % | $9,540 | | | | | | News Article | History of Johnson Investment Counsel Inc Ownership Of Medallion Financial Corp |
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