| Vanguard Total Stock Market Index Fund (Vanguard Index Funds) |
Multi-Cap Core |
0.00 % |
2008-11-28 |
95,396 |
$966,361 |
$0 |
0.00 % |
Added More |
44,700 |
88.17 % |
$0 |
| Vanguard Value Index Fund (Vanguard Index Funds) |
Large-Cap Value |
0.01 % |
2008-11-28 |
None |
- |
- |
- % |
Sold All |
-75,359 |
-100.00 % |
$0 |
| Vanguard 500 Index Fund (Vanguard Index Funds) |
S&P 500 Index |
0.00 % |
2008-11-28 |
197,211 |
$1,997,747 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Value Fund (First Investors Life Series Funds) |
Multi-Cap Value |
0.02 % |
2008-11-28 |
55,500 |
$562,215 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Wilmington Fundamentally Weighted Large Company Fund (Wt Mutual Fund) |
Large-Cap Core |
0.01 % |
2008-11-28 |
70 |
$709 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Russell 2000 Small Cap Index Portfolio (Summit Mutual Funds Inc) |
Small-Cap Core |
0.00 % |
2008-11-28 |
769 |
$7,790 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Vanguard Balanced Index Fund (Vanguard Balanced Index Funds) |
Mixed-Asset Target Al ... |
4.73 % |
2008-11-26 |
3,100 |
$31,403 |
$2,015 |
6.85 % |
No Compare |
- |
- % |
- |
| Pacific Select Fund (Pacific Select Fund) |
Pacific Region |
3.40 % |
2008-11-26 |
7,641 |
$77,403 |
$4,967 |
6.85 % |
Added More |
2,600 |
51.57 % |
$1,690 |
| Eqoppenheimer Main Street Opportunity Portfolio (Eq Advisors Trust) |
Specialty & Misc |
4.91 % |
2008-11-26 |
50 |
$507 |
$33 |
6.85 % |
New Holding |
50 |
100.00 % |
$33 |
| Eqoppenheimer Main Street Small Cap Portfolio (Eq Advisors Trust) |
Small-Cap Core |
6.08 % |
2008-11-26 |
490 |
$4,964 |
$319 |
6.85 % |
Added More |
170 |
53.12 % |
$111 |
| Etrade Russell 2000 Index Fund (E Trade Funds) |
Small-Cap Core |
5.83 % |
2008-11-26 |
937 |
$9,492 |
$609 |
6.85 % |
No Change |
0 |
0 % |
- |
| Tfs Market Neutral Fund (Tfs Capital Investment Trust) |
Specialty & Misc |
11.42 % |
2008-11-26 |
46,091 |
$466,902 |
$29,959 |
6.85 % |
Added More |
25,691 |
125.93 % |
$16,699 |
| Tfs Small Cap Fund (Tfs Capital Investment Trust) |
Small-Cap Core |
11.49 % |
2008-11-26 |
400 |
$4,052 |
$260 |
6.85 % |
New Holding |
400 |
100.00 % |
$260 |
| Vanguard Institutional Index Fund (Vanguard Institutional Index Funds) |
Specialty & Misc |
4.69 % |
2008-11-26 |
3,300 |
$33,429 |
$2,145 |
6.85 % |
No Compare |
- |
- % |
- |
| Biotechnology Fund (Rydex Variable Trust) |
Health/Biotech |
4.56 % |
2008-11-26 |
100 |
$1,013 |
$65 |
6.85 % |
No Compare |
- |
- % |
- |
| Eqbond Index Portfolio (Eq Advisors Trust) |
Specialty & Misc |
5.81 % |
2008-11-26 |
10,800 |
$109,404 |
$7,020 |
6.85 % |
No Change |
0 |
0 % |
- |
| Oppenheimer Main Street Fundva (Oppenheimer Variable Account Funds) |
Specialty & Misc |
1.89 % |
2008-11-26 |
None |
- |
- |
- % |
Sold All |
-1 |
-100.00 % |
$-1 |
| Dws Small Cap Index Vip (Dws Investments Vit Funds) |
Small-Cap Core |
5.93 % |
2008-11-26 |
2,300 |
$23,299 |
$1,495 |
6.85 % |
No Compare |
- |
- % |
- |
| Sc Oppenheimer Main Street Small Cap Fund (Sun Capital Advisers Trust) |
Small-Cap Core |
6.12 % |
2008-11-26 |
1,000 |
$10,130 |
$650 |
6.85 % |
Added More |
300 |
42.85 % |
$195 |
| Oppenheimer Main Street Small Cap Fund (Oppenheimer Main Street Small Cap Fund) |
Small-Cap Core |
1.80 % |
2008-11-25 |
None |
- |
- |
- % |
Sold All |
-20,900 |
-100.00 % |
$-13,585 |
| Stock Index Fund (Tiaa Cref Life Fund) |
Specialty & Misc |
4.47 % |
2008-11-25 |
112 |
$1,135 |
$73 |
6.85 % |
No Change |
0 |
0 % |
- |
| Mml Small Cap Equity Fund (Mml Series Investment Fund Ii) |
Small-Cap Core |
15.18 % |
2008-11-24 |
560 |
$5,673 |
$1,758 |
44.92 % |
New Holding |
560 |
100.00 % |
$1,758 |
| Wellington Management Co Llp |
Institution |
20.58 % |
2008-11-21 |
1,761,500 |
$17,843,995 |
$6,640,855 |
59.27 % |
Sold Some |
-347,800 |
-16.48 % |
$-1,311,206 |
| Auxier Focus Fund (Forum Funds) |
Multi-Cap Value |
17.57 % |
2008-11-21 |
3,500 |
$35,455 |
$13,195 |
59.27 % |
No Compare |
- |
- % |
- |
| California Public Employees Retirement System |
Institution |
18.41 % |
2008-11-21 |
46,430 |
$470,336 |
$175,041 |
59.27 % |
Sold Some |
-5,100 |
-9.89 % |
$-19,227 |
| Goldman Sachs Group Inc |
Institution |
3.96 % |
2008-11-19 |
148,024 |
$1,499,483 |
$267,923 |
21.75 % |
Added More |
48,498 |
48.72 % |
$87,781 |
| Us Bancorp De |
Institution |
3.17 % |
2008-11-17 |
775 |
$7,851 |
$783 |
11.07 % |
Added More |
21 |
2.78 % |
$21 |
| Millennium Management Llc |
Institution |
1.27 % |
2008-11-17 |
12,800 |
$129,664 |
$12,928 |
11.07 % |
Sold Some |
-16,285 |
-55.99 % |
$-16,448 |
| Renaissance Technologies Corp |
Institution |
2.14 % |
2008-11-14 |
117,900 |
$1,194,327 |
$119,079 |
11.07 % |
New Holding |
117,900 |
100.00 % |
$119,079 |
| Rbc Dominion Securities Inc |
Institution |
-2.18 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-135 |
-100.00 % |
$-136 |
| Fiduciary Asset Management Co |
Institution |
1.95 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-10,850 |
-100.00 % |
$-10,959 |
| Two Sigma Investments Llc |
Institution |
1.61 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-15,131 |
-100.00 % |
$-15,282 |
| Morgan Stanley |
Institution |
1.80 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-11,605 |
-100.00 % |
$-11,721 |
| Lafitte Capital Management Lp |
Institution |
1.94 % |
2008-11-14 |
329,200 |
$3,334,796 |
$332,492 |
11.07 % |
Added More |
82,300 |
33.33 % |
$83,123 |
| Barclays Plc |
Institution |
2.92 % |
2008-11-14 |
3,200 |
$32,416 |
$3,232 |
11.07 % |
No Change |
0 |
0 % |
- |
| Technical Financial Services Llc |
Institution |
2.22 % |
2008-11-14 |
50,143 |
$507,949 |
$50,644 |
11.07 % |
Added More |
27,643 |
122.85 % |
$27,919 |
| New York State Common Retirement Fund |
Institution |
2.62 % |
2008-11-14 |
121,554 |
$1,231,342 |
$122,770 |
11.07 % |
New Holding |
121,554 |
100.00 % |
$122,770 |
| Seacliff Capital Llc |
Institution |
2.01 % |
2008-11-14 |
64,027 |
$648,594 |
$64,667 |
11.07 % |
New Holding |
64,027 |
100.00 % |
$64,667 |
| Black River Asset Management Llc |
Institution |
1.19 % |
2008-11-14 |
4,800 |
$48,624 |
$4,848 |
11.07 % |
Sold Some |
-5,500 |
-53.39 % |
$-5,555 |
| Citadel L P |
Institution |
2.60 % |
2008-11-14 |
11,968 |
$121,236 |
$12,088 |
11.07 % |
Sold Some |
-70,832 |
-85.54 % |
$-71,540 |
| Geode Capital Management Llc |
Institution |
2.58 % |
2008-11-14 |
17,039 |
$172,605 |
$17,209 |
11.07 % |
Added More |
4,541 |
36.33 % |
$4,586 |
| Seligman J And W And Co Inc |
Institution |
1.78 % |
2008-11-14 |
47,500 |
$481,175 |
$47,975 |
11.07 % |
Sold Some |
-12,500 |
-20.83 % |
$-12,625 |
| Teachers Advisors Inc |
Institution |
2.63 % |
2008-11-14 |
6,321 |
$64,032 |
$6,384 |
11.07 % |
Added More |
50 |
0.79 % |
$51 |
| First Investors Management Co Inc |
Institution |
2.47 % |
2008-11-14 |
284,500 |
$2,881,985 |
$287,345 |
11.07 % |
Added More |
139,800 |
96.61 % |
$141,198 |
| Axa |
Institution |
2.24 % |
2008-11-14 |
13,100 |
$132,703 |
$13,231 |
11.07 % |
No Change |
0 |
0 % |
- |
| Systematic Financial Management Lp |
Institution |
1.87 % |
2008-11-14 |
291,954 |
$2,957,494 |
$294,874 |
11.07 % |
Sold Some |
-128,500 |
-30.56 % |
$-129,785 |
| Oppenheimer Funds Inc |
Institution |
2.97 % |
2008-11-14 |
62,340 |
$631,504 |
$62,963 |
11.07 % |
Added More |
33,580 |
116.75 % |
$33,916 |
| Rbc Dain Rauscher Inc |
Institution |
0.82 % |
2008-11-14 |
2,000 |
$20,260 |
$2,020 |
11.07 % |
No Change |
0 |
0 % |
- |
| Wexford Capital Llc |
Institution |
3.58 % |
2008-11-14 |
25,500 |
$258,315 |
$25,755 |
11.07 % |
Sold Some |
-400 |
-1.54 % |
$-404 |
| Tiaa Cref Investment Management Llc |
Institution |
2.60 % |
2008-11-14 |
60,200 |
$609,826 |
$60,802 |
11.07 % |
Sold Some |
-108 |
-0.17 % |
$-109 |
| Merrill Lynch And Co Inc |
Institution |
3.90 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-9,564 |
-100.00 % |
$-15,685 |
| Roxbury Capital Management |
Institution |
1.59 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-1,835 |
-100.00 % |
$-3,009 |
| Spark Lp |
Institution |
3.76 % |
2008-11-13 |
23,300 |
$236,029 |
$38,212 |
19.31 % |
Sold Some |
-6,700 |
-22.33 % |
$-10,988 |
| Martingale Asset Management L P |
Institution |
5.09 % |
2008-11-13 |
309,673 |
$3,136,987 |
$507,864 |
19.31 % |
No Compare |
- |
- % |
- |
| Summit Investment Partners Inc |
Institution |
5.02 % |
2008-11-13 |
769 |
$7,790 |
$1,261 |
19.31 % |
Added More |
307 |
66.45 % |
$503 |
| Moody Aldrich Partners Llc |
Institution |
5.67 % |
2008-11-13 |
26,000 |
$263,380 |
$42,640 |
19.31 % |
New Holding |
26,000 |
100.00 % |
$42,640 |
| Cadence Capital Management Llc |
Institution |
4.23 % |
2008-11-13 |
238,290 |
$2,413,878 |
$390,796 |
19.31 % |
Added More |
51,860 |
27.81 % |
$85,050 |
| Northern Trust Corp |
Institution |
5.07 % |
2008-11-13 |
54,669 |
$553,797 |
$89,657 |
19.31 % |
New Holding |
54,669 |
100.00 % |
$89,657 |
| Amvescap Plc |
Institution |
3.20 % |
2008-11-13 |
2,133 |
$21,607 |
$3,498 |
19.31 % |
Added More |
28 |
1.33 % |
$46 |
| Ubs Ag |
Institution |
4.42 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-65,764 |
-100.00 % |
$-107,853 |
| Rpf Equity Advisors Llc |
Institution |
5.33 % |
2008-11-13 |
6,006 |
$60,841 |
$9,850 |
19.31 % |
New Holding |
6,006 |
100.00 % |
$9,850 |
| Credit Suisse |
Institution |
3.53 % |
2008-11-13 |
23,756 |
$240,648 |
$38,960 |
19.31 % |
Added More |
11,104 |
87.76 % |
$18,211 |
| Keybank National Association |
Institution |
0.83 % |
2008-11-13 |
13,170 |
$133,412 |
$21,599 |
19.31 % |
New Holding |
13,170 |
100.00 % |
$21,599 |
| Padco Advisors Inc |
Institution |
4.47 % |
2008-11-12 |
510 |
$5,166 |
$836 |
19.31 % |
New Holding |
510 |
100.00 % |
$836 |
| Dana Investment Advisors Inc |
Institution |
5.10 % |
2008-11-12 |
19,664 |
$199,196 |
$32,249 |
19.31 % |
New Holding |
19,664 |
100.00 % |
$32,249 |
| Research Affiliates Llc |
Institution |
5.06 % |
2008-11-12 |
28,603 |
$289,748 |
$46,909 |
19.31 % |
Added More |
294 |
1.03 % |
$482 |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
4.74 % |
2008-11-12 |
328,745 |
$3,330,187 |
$539,142 |
19.31 % |
Added More |
108,508 |
49.26 % |
$177,953 |
| Padco Advisors Ii Inc |
Institution |
4.74 % |
2008-11-12 |
199 |
$2,016 |
$326 |
19.31 % |
Added More |
159 |
397.50 % |
$261 |
| National City Corp |
Institution |
5.28 % |
2008-11-12 |
51,400 |
$520,682 |
$84,296 |
19.31 % |
Sold Some |
-2,700 |
-4.99 % |
$-4,428 |
| Philadelphia Financial Management Of San Francisco Llc |
Institution |
8.71 % |
2008-11-12 |
656,345 |
$6,648,775 |
$1,076,406 |
19.31 % |
Added More |
255,082 |
63.56 % |
$418,334 |
| Proshare Advisors Llc |
Institution |
3.73 % |
2008-11-12 |
2,550 |
$25,832 |
$4,182 |
19.31 % |
New Holding |
2,550 |
100.00 % |
$4,182 |
| Ameriprise Financial Inc |
Institution |
-2.77 % |
2008-11-10 |
204,754 |
$2,074,158 |
$-2,048 |
-0.09 % |
Added More |
48,689 |
31.19 % |
$-487 |
| Numeric Investors Llc |
Institution |
-4.74 % |
2008-11-10 |
259,160 |
$2,625,291 |
$-2,592 |
-0.09 % |
Sold Some |
-117,361 |
-31.16 % |
$1,174 |
| Ishares Morningstar Small Value Index Fund (Ishares Trust) |
Small-Cap Value |
-5.23 % |
2008-11-07 |
5,311 |
$53,800 |
$-2,284 |
-4.07 % |
No Compare |
- |
- % |
- |
| Oshaughnessy Asset Management Llc |
Institution |
-5.87 % |
2008-11-07 |
247 |
$2,502 |
$-106 |
-4.07 % |
Added More |
18 |
7.86 % |
$-8 |
| Schwab Charles Investment Management Inc |
Institution |
-1.49 % |
2008-11-06 |
15,700 |
$159,041 |
$6,594 |
4.32 % |
No Change |
0 |
0 % |
- |
| Metropolitan Life Insurance Co |
Institution |
-1.21 % |
2008-11-06 |
9,159 |
$92,781 |
$3,847 |
4.32 % |
No Change |
0 |
0 % |
- |
| Vanguard Group Inc |
Institution |
-1.69 % |
2008-11-06 |
519,814 |
$5,265,716 |
$218,322 |
4.32 % |
Added More |
513,752 |
8474.95 % |
$215,776 |
| Ing Investment Management Co |
Institution |
-5.72 % |
2008-11-05 |
2,500 |
$25,325 |
$-1,000 |
-3.79 % |
Sold Some |
-600 |
-19.35 % |
$240 |
| Clarivest Asset Management Llc |
Institution |
-8.42 % |
2008-11-05 |
131,300 |
$1,330,069 |
$-52,520 |
-3.79 % |
Sold Some |
-122,400 |
-48.24 % |
$48,960 |
| M And T Bank Corp |
Institution |
-6.70 % |
2008-11-03 |
None |
- |
- |
- % |
Sold All |
-50,800 |
-100.00 % |
$69,596 |
| Strs Ohio |
Institution |
-8.06 % |
2008-11-03 |
4,700 |
$47,611 |
$-6,439 |
-11.91 % |
Added More |
4,700 |
% |
$-6,439 |
| Russell Frank Co |
Institution |
-9.49 % |
2008-11-03 |
63,900 |
$647,307 |
$-87,543 |
-11.91 % |
Sold Some |
-15,800 |
-19.82 % |
$21,646 |
| Bank Of New York Mellon Corp |
Institution |
-8.03 % |
2008-10-31 |
22,652 |
$229,465 |
$-20,387 |
-8.15 % |
Added More |
2,995 |
15.23 % |
$-2,696 |
| Allegiant Balanced Allocation Fund (Allegiant Funds) |
Mixed-Asset Target Al ... |
-10.04 % |
2008-10-30 |
3,700 |
$37,481 |
$-74 |
-0.19 % |
New Holding |
3,700 |
100.00 % |
$-74 |
| Blackrock Investment Management Llc |
Institution |
-5.74 % |
2008-10-30 |
13,041 |
$132,105 |
$-261 |
-0.19 % |
Sold Some |
-300 |
-2.24 % |
$6 |
| Allegiant Small Cap Growth Fund (Allegiant Funds) |
Small-Cap Growth |
-8.15 % |
2008-10-30 |
20,700 |
$209,691 |
$-414 |
-0.19 % |
New Holding |
20,700 |
100.00 % |
$-414 |
| Vanguard Industrials Index Fund (Vanguard World Fund) |
Specialty & Misc |
4.94 % |
2008-10-24 |
2,565 |
$25,983 |
$2,001 |
8.34 % |
No Compare |
- |
- % |
- |
| Oppenheimer Main Street Fund (Oppenheimer Main Street Funds Inc) |
Large-Cap Core |
2.91 % |
2008-10-24 |
9,800 |
$99,274 |
$7,644 |
8.34 % |
New Holding |
9,800 |
100.00 % |
$7,644 |
| Oppenheimer Principal Protected Main Street Fund (Oppenheimer Principal Protected Trust) |
Specialty & Misc |
3.02 % |
2008-10-24 |
9,800 |
$99,274 |
$7,644 |
8.34 % |
New Holding |
9,800 |
100.00 % |
$7,644 |
| Brc Investment Management Llc |
Institution |
-8.54 % |
2008-10-20 |
None |
- |
- |
- % |
Sold All |
-20,114 |
-100.00 % |
$17,901 |
| Guaranty Trust Co Of Missouri |
Institution |
-0.92 % |
2008-10-17 |
150 |
$1,520 |
$32 |
2.11 % |
New Holding |
150 |
100.00 % |
$32 |
| Vanguard Explorer Fund (Vanguard Explorer Fund) |
Small-Cap Growth |
-24.70 % |
2008-09-29 |
79,700 |
$807,361 |
$-336,334 |
-29.40 % |
No Compare |
- |
- % |
- |
| Rydex Inverse Russell 2000 Etf (Rydex Etf Trust) |
Specialty & Misc |
-32.31 % |
2008-09-19 |
60 |
$608 |
$-416 |
-40.62 % |
New Holding |
60 |
100.00 % |
$-416 |
| Ccm Emerging Companies (Allianz Funds) |
Small-Cap Growth |
-35.77 % |
2008-09-04 |
79,480 |
$805,132 |
$-611,201 |
-43.15 % |
No Change |
0 |
0 % |
- |
| Small Cap Portfolio (Seasons Series Trust) |
Small-Cap Core |
-36.30 % |
2008-08-29 |
None |
- |
- |
- % |
Sold All |
-393 |
-100.00 % |
$3,085 |
| Growth Equity Fund (Tiaa Cref Institutional Mutual Funds) |
Multi-Cap Growth |
-32.77 % |
2008-08-25 |
None |
- |
- |
- % |
Sold All |
-15,834 |
-100.00 % |
$121,130 |
| Equity Index Fund (Tiaa Cref Institutional Mutual Funds) |
Specialty & Misc |
-29.58 % |
2008-08-25 |
None |
- |
- |
- % |
Sold All |
-18,548 |
-100.00 % |
$141,892 |
| Value Fund (First Investors Equity Funds) |
Multi-Cap Value |
-40.81 % |
2008-08-22 |
107,800 |
|
|
% |
Sold Some |
-87,400 |
-44.77 % |
|
| Total Return Fund (First Investors Equity Funds) |
Mixed-Asset Target Al ... |
% |
2008-08-22 |
18,600 |
|
|
% |
New Holding |
18,600 |
100.00 % |
|
| Geewax Terker And Co |
Institution |
-24.28 % |
2008-07-08 |
25,000 |
$253,250 |
$-196,750 |
-43.72 % |
Added More |
20,000 |
400.00 % |
$-157,400 |