| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-20 | 2009-09-30 | 13F-HR/A | Ing Investment Management Europe B V | Institution | 8,015 | No Change | 0 | 0 % | $35,587 | $35,587 | $0 | 0.00 % | $0 | | | | | | News Article | History of Ing Investment Management Europe B V Ownership Of Harris And Harris Group Inc |
| 2009-11-18 | 2009-09-30 | 13F-HR/A | Adage Capital Partners Gp Llc | Institution | 130,626 | Sold Some | -106,043 | -44.80 % | $624,392 | $579,979 | $-44,413 | -7.11 % | $36,055 | | | | | | News Article | History of Adage Capital Partners Gp Llc Ownership Of Harris And Harris Group Inc |
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | 23,100 | New Holding | 23,100 | 100 % | $110,418 | $102,564 | $-7,854 | -7.11 % | $-7,854 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Harris And Harris Group Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 621,262 | Sold Some | -22,097 | -3.43 % | $2,901,294 | $2,758,403 | $-142,890 | -4.92 % | $5,082 | | | | | | News Article | History of Amvescap Plc Ownership Of Harris And Harris Group Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | | Sold All | -33,177 | -100 % | | | | -4.92 % | $7,631 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Harris And Harris Group Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 500 | Sold Some | -1,000 | -66.66 % | $2,335 | $2,220 | $-115 | -4.92 % | $230 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Harris And Harris Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 21,338 | No Change | 0 | 0 % | $98,368 | $94,741 | $-3,627 | -3.68 % | $0 | | | | | | News Article | History of American International Group Inc Ownership Of Harris And Harris Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ardsley Advisory Partners | Institution | 50,000 | New Holding | 50,000 | 100 % | $230,500 | $222,000 | $-8,500 | -3.68 % | $-8,500 | | | | | | News Article | History of Ardsley Advisory Partners Ownership Of Harris And Harris Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bridgeway Capital Management Inc | Institution | 69,400 | No Change | 0 | 0 % | $319,934 | $308,136 | $-11,798 | -3.68 % | $0 | | | | | | News Article | History of Bridgeway Capital Management Inc Ownership Of Harris And Harris Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Dominick Dominick Llc | No Data | 56,402 | Added More | 1,302 | 2.36 % | $260,013 | $250,425 | $-9,588 | -3.68 % | $-221 | | | | | | News Article | History of Dominick Dominick Llc Ownership Of Harris And Harris Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 15,500 | Added More | 2,750 | 21.56 % | $71,455 | $68,820 | $-2,635 | -3.68 % | $-468 | | | | | | News Article | History of Ing Groep Nv Ownership Of Harris And Harris Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 64,695 | Added More | 46,704 | 259.59 % | $298,244 | $287,246 | $-10,998 | -3.68 % | $-7,940 | | | | | | News Article | History of Morgan Stanley Ownership Of Harris And Harris Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 260,776 | Added More | 23,295 | 9.80 % | $1,202,177 | $1,157,845 | $-44,332 | -3.68 % | $-3,960 | | | | | | News Article | History of Northern Trust Corp Ownership Of Harris And Harris Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 13,036 | Sold Some | -8,278 | -38.83 % | $60,096 | $57,880 | $-2,216 | -3.68 % | $1,407 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Harris And Harris Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | 19,700 | Sold Some | -7,970 | -28.80 % | $90,817 | $87,468 | $-3,349 | -3.68 % | $1,355 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Harris And Harris Group Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 1,762 | No Change | 0 | 0 % | $8,123 | $7,823 | $-300 | -3.68 % | $0 | | | | | | News Article | History of Us Bancorp De Ownership Of Harris And Harris Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 700 | Added More | 200 | 40.00 % | $3,185 | $3,108 | $-77 | -2.41 % | $-22 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Harris And Harris Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 31,775 | Sold Some | -41,789 | -56.80 % | $144,576 | $141,081 | $-3,495 | -2.41 % | $4,597 | | | | | | News Article | History of Axa Ownership Of Harris And Harris Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 419 | Sold Some | -5,932 | -93.40 % | $1,906 | $1,860 | $-46 | -2.41 % | $653 | | | | | | News Article | History of Barclays Plc Ownership Of Harris And Harris Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 136 | Sold Some | -22,264 | -99.39 % | $619 | $604 | $-15 | -2.41 % | $2,449 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Harris And Harris Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 28,159 | Sold Some | -407 | -1.42 % | $128,123 | $125,026 | $-3,097 | -2.41 % | $45 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Harris And Harris Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 4,615 | Sold Some | -1,645 | -26.27 % | $20,998 | $20,491 | $-508 | -2.41 % | $181 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Harris And Harris Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 15,500 | Sold Some | -26,240 | -62.86 % | $70,525 | $68,820 | $-1,705 | -2.41 % | $2,886 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Harris And Harris Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Sg Americas Securities Llc | Institution | 12,968 | New Holding | 12,968 | 100 % | $59,004 | $57,578 | $-1,426 | -2.41 % | $-1,426 | | | | | | News Article | History of Sg Americas Securities Llc Ownership Of Harris And Harris Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | United Capital Financial Advisersinc | No Data | 16,502 | Sold Some | -4 | -0.02 % | $75,084 | $73,269 | $-1,815 | -2.41 % | $0 | | | | | | News Article | History of United Capital Financial Advisersinc Ownership Of Harris And Harris Group Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 562,240 | Added More | 19,931 | 3.67 % | $2,558,192 | $2,496,346 | $-61,846 | -2.41 % | $-2,192 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Harris And Harris Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 11,385 | Sold Some | -25 | -0.21 % | $49,752 | $50,549 | $797 | 1.60 % | $-2 | | | | | | News Article | History of Bank Of America Corp Ownership Of Harris And Harris Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 1,081,386 | Added More | 153,053 | 16.48 % | $4,725,657 | $4,801,354 | $75,697 | 1.60 % | $10,714 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Harris And Harris Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 15,850 | New Holding | 15,850 | 100 % | $69,265 | $70,374 | $1,110 | 1.60 % | $1,110 | | | | | | News Article | History of Credit Suisse Ownership Of Harris And Harris Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 15,500 | Added More | 2,750 | 21.56 % | $67,735 | $68,820 | $1,085 | 1.60 % | $193 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Harris And Harris Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Legal And General Group Plc | Institution | 12,700 | Added More | 400 | 3.25 % | $55,499 | $56,388 | $889 | 1.60 % | $28 | | | | | | News Article | History of Legal And General Group Plc Ownership Of Harris And Harris Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 15,740 | Sold Some | -4,737 | -23.13 % | $68,784 | $69,886 | $1,102 | 1.60 % | $-332 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Harris And Harris Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 24,975 | Added More | 666 | 2.73 % | $109,141 | $110,889 | $1,748 | 1.60 % | $47 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Harris And Harris Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 897 | Added More | 47 | 5.52 % | $3,920 | $3,983 | $63 | 1.60 % | $3 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Harris And Harris Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 1,150 | Added More | 462 | 67.15 % | $5,026 | $5,106 | $81 | 1.60 % | $32 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Harris And Harris Group Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | | Sold All | -6,303 | -100 % | | | | 1.60 % | $-441 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Harris And Harris Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | | Sold All | -47,390 | -100 % | | | | -1.55 % | $3,317 | | | | | | News Article | History of Citigroup Inc Ownership Of Harris And Harris Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Macquarie Group Ltd | Institution | 30,490 | No Change | 0 | 0 % | $137,510 | $135,376 | $-2,134 | -1.55 % | $0 | | | | | | News Article | History of Macquarie Group Ltd Ownership Of Harris And Harris Group Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 7,840 | Added More | 3,746 | 91.49 % | $35,358 | $34,810 | $-549 | -1.55 % | $-262 | | | | | | News Article | History of Ubs Ag Ownership Of Harris And Harris Group Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Wellington Hg And Co Inc | Institution | 226,499 | Added More | 7,774 | 3.55 % | $1,044,160 | $1,005,656 | $-38,505 | -3.68 % | $-1,322 | | | | | | News Article | History of Wellington Hg And Co Inc Ownership Of Harris And Harris Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metlife Securities Inc | Institution | 500 | No Change | 0 | 0 % | $2,340 | $2,220 | $-120 | -5.12 % | $0 | | | | | | News Article | History of Metlife Securities Inc Ownership Of Harris And Harris Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 24,866 | No Change | 0 | 0 % | $116,373 | $110,405 | $-5,968 | -5.12 % | $0 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Harris And Harris Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 100 | No Change | 0 | 0 % | $468 | $444 | $-24 | -5.12 % | $0 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Harris And Harris Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 21,857 | No Change | 0 | 0 % | $102,291 | $97,045 | $-5,246 | -5.12 % | $0 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Harris And Harris Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 151,106 | No Change | 0 | 0 % | $707,176 | $670,911 | $-36,265 | -5.12 % | $0 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Harris And Harris Group Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Westport Resources Management Inc | Institution | 10,750 | Added More | 600 | 5.91 % | $50,310 | $47,730 | $-2,580 | -5.12 % | $-144 | | | | | | News Article | History of Westport Resources Management Inc Ownership Of Harris And Harris Group Inc |
| 2009-11-06 | 2009-06-30 | 13F-HR | Condor Capital Management | Institution | | Sold All | -30,650 | -100 % | | | | -5.12 % | $7,356 | | | | | | News Article | History of Condor Capital Management Ownership Of Harris And Harris Group Inc |
| 2009-11-06 | 2009-03-31 | 13F-HR | Condor Capital Management | Institution | 30,650 | New Holding | 30,650 | 100 % | $143,442 | $136,086 | $-7,356 | -5.12 % | $-7,356 | | | | | | News Article | History of Condor Capital Management Ownership Of Harris And Harris Group Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 30,735 | Sold Some | -152 | -0.49 % | $142,918 | $136,463 | $-6,454 | -4.51 % | $32 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Harris And Harris Group Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Gagnon Securities Llc | Institution | 311,813 | Added More | 45,000 | 16.86 % | $1,359,505 | $1,384,450 | $24,945 | 1.83 % | $3,600 | | | | | | News Article | History of Gagnon Securities Llc Ownership Of Harris And Harris Group Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Geewax Plus Partners Llc | Institution | | Sold All | -547 | -100 % | | | | 1.83 % | $-44 | | | | | | News Article | History of Geewax Plus Partners Llc Ownership Of Harris And Harris Group Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | M And T Bank Corp | Institution | 100 | No Change | 0 | 0 % | $438 | $444 | $6 | 1.36 % | $0 | | | | | | News Article | History of M And T Bank Corp Ownership Of Harris And Harris Group Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 1,276,280 | Sold Some | -11,761 | -0.91 % | $5,858,125 | $5,666,683 | $-191,442 | -3.26 % | $1,764 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Harris And Harris Group Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Dupont Capital Management | Institution | 166,040 | New Holding | 166,040 | 100 % | $798,652 | $737,218 | $-61,435 | -7.69 % | $-61,435 | | | | | | News Article | History of Dupont Capital Management Ownership Of Harris And Harris Group Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Essex Investment Management Co Llc | Institution | 388,223 | Sold Some | -1,904 | -0.48 % | $1,867,353 | $1,723,710 | $-143,643 | -7.69 % | $704 | | | | | | News Article | History of Essex Investment Management Co Llc Ownership Of Harris And Harris Group Inc |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 500 | Added More | 400 | 400.00 % | $2,375 | $2,220 | $-155 | -6.52 % | $-124 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Harris And Harris Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | | Sold All | -5,600 | -100 % | | | | -7.88 % | $2,128 | | | | | | News Article | History of Blackrock Inc Ownership Of Harris And Harris Group Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 68,498 | Added More | 15,139 | 28.37 % | $330,160 | $304,131 | $-26,029 | -7.88 % | $-5,753 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Harris And Harris Group Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 65,184 | Sold Some | -12,135 | -15.69 % | $316,142 | $289,417 | $-26,725 | -8.45 % | $4,975 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Harris And Harris Group Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 38,326 | Added More | 8,975 | 30.57 % | $185,881 | $170,167 | $-15,714 | -8.45 % | $-3,680 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Harris And Harris Group Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Harvey Capital Management Inc | Institution | 132,000 | Added More | 39,000 | 41.93 % | $670,560 | $586,080 | $-84,480 | -12.59 % | $-24,960 | | | | | | News Article | History of Harvey Capital Management Inc Ownership Of Harris And Harris Group Inc |
| 2009-10-19 | 2009-09-30 | 13F-HR | Strs Ohio | Institution | 26,600 | New Holding | 26,600 | 100 % | $135,128 | $118,104 | $-17,024 | -12.59 % | $-17,024 | | | | | | News Article | History of Strs Ohio Ownership Of Harris And Harris Group Inc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Conestoga Capital Advisors Llc | Institution | 22,500 | Added More | 850 | 3.92 % | $113,625 | $99,900 | $-13,725 | -12.07 % | $-519 | | | | | | News Article | History of Conestoga Capital Advisors Llc Ownership Of Harris And Harris Group Inc |
| 2009-10-16 | 2009-09-30 | 13F-HR | Shufro Rose And Co Llc | Institution | 590,600 | Sold Some | -5,300 | -0.88 % | $2,982,530 | $2,622,264 | $-360,266 | -12.07 % | $3,233 | | | | | | News Article | History of Shufro Rose And Co Llc Ownership Of Harris And Harris Group Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 47,249 | No Change | 0 | 0 % | $241,442 | $209,786 | $-31,657 | -13.11 % | $0 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Harris And Harris Group Inc |
| 2009-10-14 | 2009-09-30 | 13F-HR | Granahan Investment Management Inc | Institution | 205,200 | Added More | 380 | 0.18 % | $1,048,572 | $911,088 | $-137,484 | -13.11 % | $-255 | | | | | | News Article | History of Granahan Investment Management Inc Ownership Of Harris And Harris Group Inc |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 51,795 | Sold Some | -3,550 | -6.41 % | $266,226 | $229,970 | $-36,257 | -13.61 % | $2,485 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Harris And Harris Group Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 928,333 | Added More | 96,105 | 11.54 % | $5,607,131 | $4,121,799 | $-1,485,333 | -26.49 % | $-153,768 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Harris And Harris Group Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 643,359 | Sold Some | -579,363 | -47.38 % | $3,609,244 | $2,856,514 | $-752,730 | -20.85 % | $677,855 | | | | | | News Article | History of Amvescap Plc Ownership Of Harris And Harris Group Inc |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 1,500 | Added More | 1,000 | 200.00 % | $9,135 | $6,660 | $-2,475 | -27.09 % | $-1,650 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Harris And Harris Group Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 6,200 | No Change | 0 | 0 % | $38,564 | $27,528 | $-11,036 | -28.61 % | $0 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Harris And Harris Group Inc |
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