| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Rbc Asset Management Inc | Institution | 6,219,672 | Sold Some | -1,019,585 | -14.08 % | | | | - % | | | | | | | News Article | History of Rbc Asset Management Inc Ownership Of Transalta Corp |
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Royal Bank Of Canada | Institution | 9,316,916 | Added More | 44,035 | 0.47 % | | | | - % | | | | | | | News Article | History of Royal Bank Of Canada Ownership Of Transalta Corp |
| 2009-11-18 | 2009-09-30 | 13F-HR | Royal Bank Of Canada Trust Co Ltd | Institution | 12,230 | Sold Some | -85 | -0.69 % | | | | - % | | | | | | | News Article | History of Royal Bank Of Canada Trust Co Ltd Ownership Of Transalta Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 20,951 | Sold Some | -5,267 | -20.08 % | | | | - % | | | | | | | News Article | History of Amvescap Plc Ownership Of Transalta Corp |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | | Sold All | -500 | -100 % | | | | - % | | | | | | | News Article | History of Wells Fargo And Co Ownership Of Transalta Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Aic Ltd | Institution | 185,096 | Sold Some | -10,597 | -5.41 % | | | | - % | | | | | | | News Article | History of Aic Ltd Ownership Of Transalta Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 7,897 | Sold Some | -18,720 | -70.33 % | | | | - % | | | | | | | News Article | History of American International Group Inc Ownership Of Transalta Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Connor Clark And Lunn Investment Management Ltd | Institution | 1,740,541 | Sold Some | -832,048 | -32.34 % | | | | - % | | | | | | | News Article | History of Connor Clark And Lunn Investment Management Ltd Ownership Of Transalta Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fidelity International Ltd | Institution | 19,350 | Sold Some | -41,630 | -68.26 % | | | | - % | | | | | | | News Article | History of Fidelity International Ltd Ownership Of Transalta Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | Institution | 5,000 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Fifth Third Bancorp Ownership Of Transalta Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 163,720 | Sold Some | -505,150 | -75.52 % | | | | - % | | | | | | | News Article | History of Fmr Corp Ownership Of Transalta Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Highfields Capital Management Lp | Institution | | Sold All | -2,620,000 | -100 % | | | | - % | | | | | | | News Article | History of Highfields Capital Management Lp Ownership Of Transalta Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 830,600 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Ing Groep Nv Ownership Of Transalta Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ls Power Partners Ii Lp | Institution | 8,039,736 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Ls Power Partners Ii Lp Ownership Of Transalta Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ls Power Partners Lp | Institution | 4,884,068 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Ls Power Partners Lp Ownership Of Transalta Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Luminus Management Llc | Institution | 5,078,340 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Luminus Management Llc Ownership Of Transalta Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Mackenzie Financial Corp | Institution | 57,670 | Added More | 1,600 | 2.85 % | | | | - % | | | | | | | News Article | History of Mackenzie Financial Corp Ownership Of Transalta Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 458,696 | Added More | 390,443 | 572.05 % | | | | - % | | | | | | | News Article | History of Morgan Stanley Ownership Of Transalta Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | New York State Teachers Retirement System | Institution | 11,800 | New Holding | 11,800 | 100 % | | | | - % | | | | | | | News Article | History of New York State Teachers Retirement System Ownership Of Transalta Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 39,253 | Added More | 3,419 | 9.54 % | | | | - % | | | | | | | News Article | History of Northern Trust Corp Ownership Of Transalta Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Rbc Dominion Securities Inc | Institution | 1,336,295 | Added More | 329,998 | 32.79 % | | | | - % | | | | | | | News Article | History of Rbc Dominion Securities Inc Ownership Of Transalta Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Seneca Capital Investments Lp | Institution | | Sold All | -300,000 | -100 % | | | | - % | | | | | | | News Article | History of Seneca Capital Investments Lp Ownership Of Transalta Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 439,100 | Sold Some | -106,800 | -19.56 % | | | | - % | | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Transalta Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Soros Fund Management Llc | Institution | 19,098 | New Holding | 19,098 | 100 % | | | | - % | | | | | | | News Article | History of Soros Fund Management Llc Ownership Of Transalta Corp |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ubs Global Asset Management Americas Inc | Institution | 927,569 | Sold Some | -29,377 | -3.06 % | | | | - % | | | | | | | News Article | History of Ubs Global Asset Management Americas Inc Ownership Of Transalta Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 17,600 | Added More | 400 | 2.32 % | | | | - % | | | | | | | News Article | History of Axa Ownership Of Transalta Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bank Of Nova Scotia Trust Co | Institution | 178,965 | Added More | 56,008 | 45.55 % | | | | - % | | | | | | | News Article | History of Bank Of Nova Scotia Trust Co Ownership Of Transalta Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 272,473 | Sold Some | -445,100 | -62.02 % | | | | - % | | | | | | | News Article | History of Barclays Plc Ownership Of Transalta Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Batterymarch Financial Management Inc | Institution | 33,400 | Sold Some | -21,600 | -39.27 % | | | | - % | | | | | | | News Article | History of Batterymarch Financial Management Inc Ownership Of Transalta Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 127,573 | Sold Some | -19,478 | -13.24 % | | | | - % | | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Transalta Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | 29,043 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Credit Agricole S A Ownership Of Transalta Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 86,961 | Sold Some | -92,720 | -51.60 % | | | | - % | | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Transalta Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ing Investment Management Inc | Institution | 1,527,631 | Added More | 1,066,731 | 231.44 % | | | | - % | | | | | | | News Article | History of Ing Investment Management Inc Ownership Of Transalta Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jennison Associates Llc | Institution | 1,731,100 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Jennison Associates Llc Ownership Of Transalta Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Prospector Partners Llc | Institution | | Sold All | -445,000 | -100 % | | | | - % | | | | | | | News Article | History of Prospector Partners Llc Ownership Of Transalta Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Public Sector Pension Investment Board | Institution | 1,123,222 | Sold Some | -3,100 | -0.27 % | | | | - % | | | | | | | News Article | History of Public Sector Pension Investment Board Ownership Of Transalta Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Private Counsel Inc | Institution | 238,336 | Sold Some | -56,559 | -19.17 % | | | | - % | | | | | | | News Article | History of Rbc Private Counsel Inc Ownership Of Transalta Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Private Counsel Usa Inc | Institution | 10,375 | Sold Some | -126,150 | -92.40 % | | | | - % | | | | | | | News Article | History of Rbc Private Counsel Usa Inc Ownership Of Transalta Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 147,300 | Sold Some | -51,500 | -25.90 % | | | | - % | | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Transalta Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Spears Grisanti And Brown Llc | Institution | | Sold All | -7,800 | -100 % | | | | - % | | | | | | | News Article | History of Spears Grisanti And Brown Llc Ownership Of Transalta Corp |
| 2009-11-13 | 2009-09-30 | 13F-HR | Toronto Dominion Bank | Institution | 5,098,666 | Added More | 58,831 | 1.16 % | | | | - % | | | | | | | News Article | History of Toronto Dominion Bank Ownership Of Transalta Corp |
| 2009-11-12 | 2009-10-30 | 13F-HR | Td Asset Management Inc | Institution | 6,318,623 | Added More | 193,612 | 3.16 % | | | | - % | | | | | | | News Article | History of Td Asset Management Inc Ownership Of Transalta Corp |
| 2009-11-12 | 2009-10-30 | 13F-HR | Td Asset Management Usa Inc | Institution | | Sold All | -10,600 | -100 % | | | | - % | | | | | | | News Article | History of Td Asset Management Usa Inc Ownership Of Transalta Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aviva Plc | Institution | 164,972 | Sold Some | -21 | -0.01 % | | | | - % | | | | | | | News Article | History of Aviva Plc Ownership Of Transalta Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of Nova Scotia | Institution | 7,887,143 | Added More | 292,700 | 3.85 % | | | | - % | | | | | | | News Article | History of Bank Of Nova Scotia Ownership Of Transalta Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 6,694,047 | Added More | 167,094 | 2.56 % | | | | - % | | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Transalta Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Canada Pension Plan Investment Board | Institution | 67,358 | Sold Some | -216,431 | -76.26 % | | | | - % | | | | | | | News Article | History of Canada Pension Plan Investment Board Ownership Of Transalta Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Claymore Advisors Llc | Institution | 33,948 | Added More | 8,411 | 32.93 % | | | | - % | | | | | | | News Article | History of Claymore Advisors Llc Ownership Of Transalta Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 20,123 | New Holding | 20,123 | 100 % | | | | - % | | | | | | | News Article | History of Credit Suisse Ownership Of Transalta Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Franklin Resources Inc | Institution | 55,569 | New Holding | 55,569 | 100 % | | | | - % | | | | | | | News Article | History of Franklin Resources Inc Ownership Of Transalta Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Great West Life Assurance Co | Institution | 1,878,620 | Sold Some | -12,394 | -0.65 % | | | | - % | | | | | | | News Article | History of Great West Life Assurance Co Ownership Of Transalta Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Hillsdale Investment Management Inc | Institution | | Sold All | -100 | -100 % | | | | - % | | | | | | | News Article | History of Hillsdale Investment Management Inc Ownership Of Transalta Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Icon Advisers Inc | Institution | 12,500 | New Holding | 12,500 | 100 % | | | | - % | | | | | | | News Article | History of Icon Advisers Inc Ownership Of Transalta Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kbc Group Nv | Institution | 35,054 | Sold Some | -24,690 | -41.32 % | | | | - % | | | | | | | News Article | History of Kbc Group Nv Ownership Of Transalta Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Legal And General Group Plc | Institution | 693,318 | Added More | 102,300 | 17.30 % | | | | - % | | | | | | | News Article | History of Legal And General Group Plc Ownership Of Transalta Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Letko Brosseau And Associates Inc | Institution | 9,353,532 | Added More | 906,100 | 10.72 % | | | | - % | | | | | | | News Article | History of Letko Brosseau And Associates Inc Ownership Of Transalta Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Manufactureres Life Insurance Co | Institution | 409,934 | Added More | 13,454 | 3.39 % | | | | - % | | | | | | | News Article | History of Manufactureres Life Insurance Co Ownership Of Transalta Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 12,090 | Added More | 4,751 | 64.73 % | | | | - % | | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Transalta Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Placemark Investments Inc | Institution | 19,032 | Added More | 1,048 | 5.82 % | | | | - % | | | | | | | News Article | History of Placemark Investments Inc Ownership Of Transalta Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 114,600 | New Holding | 114,600 | 100 % | | | | - % | | | | | | | News Article | History of Russell Frank Co Ownership Of Transalta Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Scotia Capital Inc | Institution | 223,927 | Added More | 19,364 | 9.46 % | | | | - % | | | | | | | News Article | History of Scotia Capital Inc Ownership Of Transalta Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Scotia Cassels Investment Counsel Ltd | Institution | 2,207,720 | Sold Some | -747,267 | -25.28 % | | | | - % | | | | | | | News Article | History of Scotia Cassels Investment Counsel Ltd Ownership Of Transalta Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | | Sold All | -2,939 | -100 % | | | | - % | | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Transalta Corp |
| 2009-11-12 | 2009-09-30 | 13F-HR | World Asset Management Inc | Institution | 27,052 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of World Asset Management Inc Ownership Of Transalta Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 9,946 | New Holding | 9,946 | 100 % | | | | - % | | | | | | | News Article | History of Citigroup Inc Ownership Of Transalta Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 22,534 | Added More | 4,695 | 26.31 % | | | | - % | | | | | | | News Article | History of Comerica Bank Ownership Of Transalta Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Goodman And Company Investment Counsel Ltd | Institution | 26,548 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Goodman And Company Investment Counsel Ltd Ownership Of Transalta Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ig Investment Management Ltd | Institution | | Sold All | -43,000 | -100 % | | | | - % | | | | | | | News Article | History of Ig Investment Management Ltd Ownership Of Transalta Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 305,480 | Added More | 12,099 | 4.12 % | | | | - % | | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Transalta Corp |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 524,966 | Added More | 466,572 | 799.00 % | | | | - % | | | | | | | News Article | History of Ubs Ag Ownership Of Transalta Corp |
| 2009-11-09 | 2009-09-30 | 13F-HR | Royal Trust Corp Of Canada | Institution | 37,369 | Sold Some | -7,185 | -16.12 % | | | | - % | | | | | | | News Article | History of Royal Trust Corp Of Canada Ownership Of Transalta Corp |
| 2009-11-09 | 2009-08-31 | N-CSR | Ishares Inc - Msci Australia | Specialty & Misc | | Sold All | -398,350 | -100 % | | | | - % | | | | | | | News Article | History of Ishares Inc - Msci Australia Ownership Of Transalta Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Hartford Investment Management Co | Institution | 1,327 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Hartford Investment Management Co Ownership Of Transalta Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Mclean Budden Ltd | Institution | 9,783,800 | New Holding | 9,783,800 | 100 % | | | | - % | | | | | | | News Article | History of Mclean Budden Ltd Ownership Of Transalta Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 1,869 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Transalta Corp |
| 2009-11-06 | 2009-09-30 | 13F-HR | Westport Resources Management Inc | Institution | 1,850 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Westport Resources Management Inc Ownership Of Transalta Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 22,668 | Added More | 17,749 | 360.82 % | | | | - % | | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of Transalta Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 18,076 | Sold Some | -972 | -5.10 % | | | | - % | | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Transalta Corp |
| 2009-11-05 | 2009-09-30 | 13F-HR | Tal Global Asset Management Inc | Institution | 216,735 | Sold Some | -14,482 | -6.26 % | | | | - % | | | | | | | News Article | History of Tal Global Asset Management Inc Ownership Of Transalta Corp |
| 2009-11-03 | 2009-09-30 | 13F-HR | Apg All Pensions Group | Institution | 97,795 | Sold Some | -536,561 | -84.58 % | | | | - % | | | | | | | News Article | History of Apg All Pensions Group Ownership Of Transalta Corp |
| 2009-11-03 | 2009-08-31 | N-CSRS | Wells Fargo Funds Trust - Money Market Fund | Specialty & Misc | 5,100 | New Holding | 5,100 | 100 % | | | | - % | | | | | | | News Article | History of Wells Fargo Funds Trust - Money Market Fund Ownership Of Transalta Corp |
| 2009-11-02 | 2009-09-30 | 13F-HR | Omers Administration Corp | Institution | | Sold All | -211,900 | -100 % | | | | - % | | | | | | | News Article | History of Omers Administration Corp Ownership Of Transalta Corp |
| 2009-11-02 | 2009-08-31 | N-CSRS | Wells Fargo Master Trust - Diversified Stock Portfolio | Flexible Portfolio | 5,100 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Wells Fargo Master Trust - Diversified Stock Portfolio Ownership Of Transalta Corp |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | | Sold All | -36,500 | -100 % | | | | - % | | | | | | | News Article | History of Oxford Asset Management Ownership Of Transalta Corp |
| 2009-10-30 | 2009-08-31 | N-Q | Jennison Sector Funds Inc - Jennison Utility Fund | Utility | 1,731,100 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Jennison Sector Funds Inc - Jennison Utility Fund Ownership Of Transalta Corp |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Social Awareness Fund | Mixed-Asset Target Allocation Growth | 3,200 | New Holding | 3,200 | 100 % | | | | - % | | | | | | | News Article | History of Valic Co I - Social Awareness Fund Ownership Of Transalta Corp |
| 2009-10-28 | 2009-09-30 | 13F-HR | Mu Investments Co Ltd | No Data | 10,400 | No Compare | | | | | | - % | | | | | | | News Article | History of Mu Investments Co Ltd Ownership Of Transalta Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Phillips Hager North Investment Management Ltd | Institution | 162,700 | Added More | 9,600 | 6.27 % | | | | - % | | | | | | | News Article | History of Phillips Hager North Investment Management Ltd Ownership Of Transalta Corp |
| 2009-10-26 | 2009-09-30 | 13F-HR | Schroder Investment Management Group | Institution | | Sold All | -14,600 | -100 % | | | | - % | | | | | | | News Article | History of Schroder Investment Management Group Ownership Of Transalta Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Advisors Llc | Institution | 15,358 | Added More | 1,600 | 11.62 % | | | | - % | | | | | | | News Article | History of Blackrock Advisors Llc Ownership Of Transalta Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 108,730 | Sold Some | -11,600 | -9.64 % | | | | - % | | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Transalta Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | 4,643 | Sold Some | -18,020 | -79.51 % | | | | - % | | | | | | | News Article | History of Blackrock Inc Ownership Of Transalta Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 237,733 | Sold Some | -13,800 | -5.48 % | | | | - % | | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Transalta Corp |
| 2009-10-22 | 2009-09-30 | 13F-HR | Merrill Lynch Mercury Asset Management Japan Ltd | Institution | 179,221 | Sold Some | -200 | -0.11 % | | | | - % | | | | | | | News Article | History of Merrill Lynch Mercury Asset Management Japan Ltd Ownership Of Transalta Corp |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | | Sold All | -87,547 | -100 % | | | | - % | | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Transalta Corp |
| 2009-10-19 | 2009-09-30 | 13F-HR | Cibc World Markets Inc | Institution | 522,607 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Cibc World Markets Inc Ownership Of Transalta Corp |
| 2009-10-16 | 2009-09-30 | 13F-HR | Capstone Asset Management Co | Institution | 22,540 | Sold Some | -330 | -1.44 % | | | | - % | | | | | | | News Article | History of Capstone Asset Management Co Ownership Of Transalta Corp |
| 2009-10-15 | 2009-09-30 | 13F-HR | Harris Financial Corp | Institution | 5,834,613 | Added More | 166,915 | 2.94 % | | | | - % | | | | | | | News Article | History of Harris Financial Corp Ownership Of Transalta Corp |
| 2009-10-14 | 2009-09-30 | 13F-HR | Dalton Greiner Hartman Maher And Co | Institution | 88,687 | Added More | 13,237 | 17.54 % | | | | - % | | | | | | | News Article | History of Dalton Greiner Hartman Maher And Co Ownership Of Transalta Corp |
| 2009-10-14 | 2009-09-30 | 13F-HR | Hexavest Inc | Institution | 112,957 | Added More | 78,122 | 224.26 % | | | | - % | | | | | | | News Article | History of Hexavest Inc Ownership Of Transalta Corp |
| 2009-10-05 | 2009-09-30 | 13F-HR | Natcan Investment Management Inc | Institution | 39,900 | Added More | 2,600 | 6.97 % | | | | - % | | | | | | | News Article | History of Natcan Investment Management Inc Ownership Of Transalta Corp |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Income Fund | Equity Income | 10,200 | New Holding | 10,200 | 100 % | | | | - % | | | | | | | News Article | History of Usaa Mutual Funds Trust - Income Fund Ownership Of Transalta Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 138,308 | New Holding | 138,308 | 100 % | | | | - % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Transalta Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Sustainability Core 1 Portfolio | No Data | 3,200 | No Compare | | | | | | - % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Sustainability Core 1 Portfolio Ownership Of Transalta Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 7,200 | New Holding | 7,200 | 100 % | | | | - % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Transalta Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Large Cap International Portfolio | International Large-Cap Core | 28,300 | New Holding | 28,300 | 100 % | | | | - % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Large Cap International Portfolio Ownership Of Transalta Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dunham Funds - Dunham International Stock Fund | No Data | | Sold All | -600 | -100 % | | | | - % | | | | | | | News Article | History of Dunham Funds - Dunham International Stock Fund Ownership Of Transalta Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dws Advisor Funds - Dws International Equity Fund | Global Flex Port | 14,300 | New Holding | 14,300 | 100 % | | | | - % | | | | | | | News Article | History of Dws Advisor Funds - Dws International Equity Fund Ownership Of Transalta Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Dws Balanced Fund - Dws Balanced Fund | Flexible Portfolio | 5,900 | Added More | 1,600 | 37.20 % | | | | - % | | | | | | | News Article | History of Dws Balanced Fund - Dws Balanced Fund Ownership Of Transalta Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Vanguard International Equity Index Funds - Vanguard Ftse All-World Ex-Us Small-Cap Index Fund | No Data | 81,543 | Added More | 11,600 | 16.58 % | | | | - % | | | | | | | News Article | History of Vanguard International Equity Index Funds - Vanguard Ftse All-World Ex-Us Small-Cap Index Fund Ownership Of Transalta Corp |
| 2009-09-29 | 2009-07-31 | N-Q | Vanguard International Equity Index Funds - Vanguard Total World Stock Index Fund | No Data | 3,560 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Vanguard International Equity Index Funds - Vanguard Total World Stock Index Fund Ownership Of Transalta Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc - International Fund | International Multi-Cap Core | 43,100 | New Holding | 43,100 | 100 % | | | | - % | | | | | | | News Article | History of Old Westbury Funds Inc - International Fund Ownership Of Transalta Corp |
| 2009-09-28 | 2009-07-31 | N-Q | Schwab Capital Trust - Schwab Fundamental International Large Company Index Fund | Large-Cap Core | 1,869 | Sold Some | -4,065 | -68.50 % | | | | - % | | | | | | | News Article | History of Schwab Capital Trust - Schwab Fundamental International Large Company Index Fund Ownership Of Transalta Corp |
| 2009-09-25 | 2009-06-30 | 13F-HR/A | Kbc Group Nv | Institution | 59,744 | New Holding | 59,744 | 100 % | | | | - % | | | | | | | News Article | History of Kbc Group Nv Ownership Of Transalta Corp |
| 2009-09-24 | 2009-06-30 | 13F-HR/A | Credit Agricole S A | Institution | 29,043 | Added More | 3,450 | 13.48 % | | | | - % | | | | | | | News Article | History of Credit Agricole S A Ownership Of Transalta Corp |
| 2009-09-23 | 2009-07-31 | N-Q | Steward Funds Inc - International Equity Fund | International Large-Cap Value | 4,340 | Sold Some | -70 | -1.58 % | | | | - % | | | | | | | News Article | History of Steward Funds Inc - International Equity Fund Ownership Of Transalta Corp |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 6,526,953 | Added More | 368,927 | 5.99 % | | | | - % | | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Transalta Corp |
| 2009-09-08 | 2009-06-30 | N-CSRS | Jpmorgan Trust Ii - Jpmorgan Technology Fund | Science & Tech | 154 | New Holding | 154 | 100 % | | | | - % | | | | | | | News Article | History of Jpmorgan Trust Ii - Jpmorgan Technology Fund Ownership Of Transalta Corp |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust - Disciplined Diversification Trust | No Data | | Sold All | -2,900 | -100 % | | | | - % | | | | | | | News Article | History of John Hancock Trust - Disciplined Diversification Trust Ownership Of Transalta Corp |
| 2009-09-04 | 2009-06-30 | N-CSR | Jp Morgan Mutual Fund Investment Trust - Jpmorgan Growth Advantage Fund | Multi-Cap Growth | 154 | New Holding | 154 | 100 % | | | | - % | | | | | | | News Article | History of Jp Morgan Mutual Fund Investment Trust - Jpmorgan Growth Advantage Fund Ownership Of Transalta Corp |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust I - Jpmorgan Value Advantage Fund | Multi-Cap Value | 154 | Added More | 4 | 2.66 % | | | | - % | | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Value Advantage Fund Ownership Of Transalta Corp |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 26,218 | Sold Some | -25,218 | -49.02 % | | | | - % | | | | | | | News Article | History of Amvescap Plc Ownership Of Transalta Corp |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fidelity International Ltd | Institution | 60,980 | New Holding | 60,980 | 100 % | | | | - % | | | | | | | News Article | History of Fidelity International Ltd Ownership Of Transalta Corp |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 668,870 | Sold Some | -152,400 | -18.55 % | | | | - % | | | | | | | News Article | History of Fmr Corp Ownership Of Transalta Corp |
| 2009-08-31 | 2009-06-30 | N-Q | Streettracks Index Shares Funds - Spdr Ftsemacquarie Global Infrastructure 100 Etf | Global Flex Port | 12,201 | Sold Some | -500 | -3.93 % | | | | - % | | | | | | | News Article | History of Streettracks Index Shares Funds - Spdr Ftsemacquarie Global Infrastructure 100 Etf Ownership Of Transalta Corp |
| 2009-08-31 | 2009-06-30 | N-Q | Streettracks Index Shares Funds - Spdr Japan Etf | Japanese | 15,587 | No Change | 0 | 0 % | | | | - % | | | | | | | News Article | History of Streettracks Index Shares Funds - Spdr Japan Etf Ownership Of Transalta Corp |
| 2009-08-28 | 2009-06-30 | N-CSRS | Dws Variable Series Ii - Dws Balanced Vip | Flexible Portfolio | 1,100 | Sold Some | -1,000 | -47.61 % | | | | - % | | | | | | | News Article | History of Dws Variable Series Ii - Dws Balanced Vip Ownership Of Transalta Corp |
| 2009-08-28 | 2009-06-30 | N-CSRS | Dws Variable Series Ii - Dws International Select Equity Vip | Global Flex Port | 10,600 | New Holding | 10,600 | 100 % | | | | - % | | | | | | | News Article | History of Dws Variable Series Ii - Dws International Select Equity Vip Ownership Of Transalta Corp |
| 2009-08-28 | 2009-06-30 | N-CSRS | Putnam Variable Trust - Putnam Vt Global Asset Allocation Fund | Global Flex Port | 299 | Sold Some | -204 | -40.55 % | | | | - % | | | | | | | News Article | History of Putnam Variable Trust - Putnam Vt Global Asset Allocation Fund Ownership Of Transalta Corp |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Stock Portfolio | Multi-Cap Core | 329 | New Holding | 329 | 100 % | | | | - % | | | | | | | News Article | History of Seasons Series Trust - Stock Portfolio Ownership Of Transalta Corp |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 500 | Sold Some | -1,205 | -70.67 % | | | | - % | | | | | | | News Article | History of Wells Fargo And Co Ownership Of Transalta Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Dws Advisor Funds - Dws Lifecycle Long Range Fund | Mixed-Asset Target Allocation Moderate | 2,500 | Sold Some | -600 | -19.35 % | | | | - % | | | | | | | News Article | History of Dws Advisor Funds - Dws Lifecycle Long Range Fund Ownership Of Transalta Corp |
| 2009-08-27 | 2009-06-30 | N-Q | Van Kampen Equity Trust - Van Kampen Utility Fund | Utility | 25,400 | Added More | 2,200 | 9.48 % | | | | - % | | | | | | | News Article | History of Van Kampen Equity Trust - Van Kampen Utility Fund Ownership Of Transalta Corp |
| 2009-08-25 | 2009-06-30 | N-Q | Laudus Trust - Laudus Rosenberg International Discovery Fund | Global Flex Port | | Sold All | -3,500 | -100 % | | | | - % | | | | | | | News Article | History of Laudus Trust - Laudus Rosenberg International Discovery Fund Ownership Of Transalta Corp |
| 2009-08-21 | 2009-06-30 | 13F-HR | Dalton Greiner Hartman Maher And Co | Institution | 75,450 | New Holding | 75,450 | 100 % | | | | - % | | | | | | | News Article | History of Dalton Greiner Hartman Maher And Co Ownership Of Transalta Corp |