| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-20 | 2009-09-30 | 13F-HR/A | Janney Montgomery Scott Llc | Institution | 25,852 | Added More | 1,967 | 8.23 % | $412,339 | $412,339 | $0 | 0.00 % | $0 | | | | | | News Article | History of Janney Montgomery Scott Llc Ownership Of Ubs Ag |
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Rbc Asset Management Inc | Institution | 194 | Added More | 104 | 115.55 % | $3,151 | $3,094 | $-56 | -1.78 % | $-30 | | | | | | News Article | History of Rbc Asset Management Inc Ownership Of Ubs Ag |
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Royal Bank Of Canada | Institution | 39,578 | Added More | 9,595 | 32.00 % | $642,747 | $631,269 | $-11,478 | -1.78 % | $-2,783 | | | | | | News Article | History of Royal Bank Of Canada Ownership Of Ubs Ag |
| 2009-11-18 | 2009-09-30 | N-Q | Baillie Gifford Funds - Baillie Gifford Eafe Fund | Specialty & Misc | 1,048,705 | Added More | 275,100 | 35.56 % | $17,513,374 | $16,726,845 | $-786,529 | -4.49 % | $-206,325 | | | | | | News Article | History of Baillie Gifford Funds - Baillie Gifford Eafe Fund Ownership Of Ubs Ag |
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | 417,717 | Added More | 323,785 | 344.70 % | $6,975,874 | $6,662,586 | $-313,288 | -4.49 % | $-242,839 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Ubs Ag |
| 2009-11-18 | 2009-09-30 | 13F-HR | Royal Bank Of Canada Trust Co Ltd | Institution | 7,891 | No Change | 0 | 0 % | $131,780 | $125,861 | $-5,918 | -4.49 % | $0 | | | | | | News Article | History of Royal Bank Of Canada Trust Co Ltd Ownership Of Ubs Ag |
| 2009-11-18 | 2009-09-30 | 13F-HR | Timber Hill Llc | No Data | | Sold All | -24,131 | -100 % | | | | -4.49 % | $18,098 | | | | | | News Article | History of Timber Hill Llc Ownership Of Ubs Ag |
| 2009-11-18 | 2009-09-30 | N-Q | Umb Scout Funds - Stock Fund | Large-Cap Core | 2,982,700 | Added More | 1,170,000 | 64.54 % | $49,811,090 | $47,574,065 | $-2,237,025 | -4.49 % | $-877,500 | | | | | | News Article | History of Umb Scout Funds - Stock Fund Ownership Of Ubs Ag |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 3,412,771 | Sold Some | -25,001 | -0.72 % | $57,129,787 | $54,433,697 | $-2,696,089 | -4.71 % | $19,751 | | | | | | News Article | History of Amvescap Plc Ownership Of Ubs Ag |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 8,096,384 | Sold Some | -3,788,680 | -31.87 % | $135,533,468 | $129,137,325 | $-6,396,143 | -4.71 % | $2,993,057 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Ubs Ag |
| 2009-11-17 | 2009-09-30 | N-Q | Lincoln National Aggressive Growth Fund Inc - Lvip Ssga International Index Fund | No Data | 67,422 | New Holding | 67,422 | 100 % | $1,128,644 | $1,075,381 | $-53,263 | -4.71 % | $-53,263 | | | | | | News Article | History of Lincoln National Aggressive Growth Fund Inc - Lvip Ssga International Index Fund Ownership Of Ubs Ag |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 95,140 | Added More | 15,789 | 19.89 % | $1,592,644 | $1,517,483 | $-75,161 | -4.71 % | $-12,473 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 1,398 | Sold Some | -16 | -1.13 % | $24,255 | $22,298 | $-1,957 | -8.06 % | $22 | | | | | | News Article | History of American International Group Inc Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bay Hill Capital Management Llc | No Data | | Sold All | -19,500 | -100 % | | | | -8.06 % | $27,300 | | | | | | News Article | History of Bay Hill Capital Management Llc Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Black River Asset Management Llc | Institution | 3,800 | No Change | 0 | 0 % | $65,930 | $60,610 | $-5,320 | -8.06 % | $0 | | | | | | News Article | History of Black River Asset Management Llc Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bluestein R H And Co | Institution | 41,000 | New Holding | 41,000 | 100 % | $711,350 | $653,950 | $-57,400 | -8.06 % | $-57,400 | | | | | | News Article | History of Bluestein R H And Co Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bridgeway Capital Management Inc | Institution | 430,600 | New Holding | 430,600 | 100 % | $7,470,910 | $6,868,070 | $-602,840 | -8.06 % | $-602,840 | | | | | | News Article | History of Bridgeway Capital Management Inc Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 154,135 | Added More | 85,711 | 125.26 % | $2,674,242 | $2,458,453 | $-215,789 | -8.06 % | $-119,995 | | | | | | News Article | History of Citadel L P Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Concert Wealth Management Inc | No Data | 40 | Sold Some | -552 | -93.24 % | $694 | $638 | $-56 | -8.06 % | $773 | | | | | | News Article | History of Concert Wealth Management Inc Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Eaton Vance Management | Institution | 2,262,322 | Sold Some | -106,081 | -4.47 % | $39,251,287 | $36,084,036 | $-3,167,251 | -8.06 % | $148,513 | | | | | | News Article | History of Eaton Vance Management Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Eaton Vance Management | Institution | 2,262,322 | Sold Some | -106,196 | -4.48 % | $39,251,287 | $36,084,036 | $-3,167,251 | -8.06 % | $148,674 | | | | | | News Article | History of Eaton Vance Management Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fidelity International Ltd | Institution | 37,584,820 | Added More | 20,588,161 | 121.13 % | $652,096,627 | $599,477,879 | $-52,618,748 | -8.06 % | $-28,823,425 | | | | | | News Article | History of Fidelity International Ltd Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Bancorp | Institution | 9,257 | Added More | 18 | 0.19 % | $160,609 | $147,649 | $-12,960 | -8.06 % | $-25 | | | | | | News Article | History of Fifth Third Bancorp Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 68,808,708 | Added More | 31,543,018 | 84.64 % | $1,193,831,084 | $1,097,498,893 | $-96,332,191 | -8.06 % | $-44,160,225 | | | | | | News Article | History of Fmr Corp Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Galleon Management L P | Institution | 254,606 | Sold Some | -220,394 | -46.39 % | $4,417,414 | $4,060,966 | $-356,448 | -8.06 % | $308,552 | | | | | | News Article | History of Galleon Management L P Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Jesaga Advisers Llc | Institution | | Sold All | -100,000 | -100 % | | | | -8.06 % | $140,000 | | | | | | News Article | History of Jesaga Advisers Llc Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Mackenzie Financial Corp | Institution | 53,250 | New Holding | 53,250 | 100 % | $923,888 | $849,338 | $-74,550 | -8.06 % | $-74,550 | | | | | | News Article | History of Mackenzie Financial Corp Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | | Sold All | -472,107 | -100 % | | | | -8.06 % | $660,950 | | | | | | News Article | History of Millennium Management Llc Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 1,993,429 | Added More | 1,347,367 | 208.55 % | $34,585,993 | $31,795,193 | $-2,790,801 | -8.06 % | $-1,886,314 | | | | | | News Article | History of Morgan Stanley Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | New York State Teachers Retirement System | Institution | 246,800 | New Holding | 246,800 | 100 % | $4,281,980 | $3,936,460 | $-345,520 | -8.06 % | $-345,520 | | | | | | News Article | History of New York State Teachers Retirement System Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 1,036,625 | Added More | 166,592 | 19.14 % | $17,985,444 | $16,534,169 | $-1,451,275 | -8.06 % | $-233,229 | | | | | | News Article | History of Northern Trust Corp Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 1 | No Change | 0 | 0 % | $17 | $16 | $-1 | -8.06 % | $0 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Rafferty Asset Management Llc | Institution | 610 | Added More | 171 | 38.95 % | $10,584 | $9,730 | $-854 | -8.06 % | $-239 | | | | | | News Article | History of Rafferty Asset Management Llc Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Rbc Dominion Securities Inc | Institution | 5,887 | Added More | 92 | 1.58 % | $102,139 | $93,898 | $-8,242 | -8.06 % | $-129 | | | | | | News Article | History of Rbc Dominion Securities Inc Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Sac Capital Advisors Lp | No Data | 19,177 | Sold Some | -39,171 | -67.13 % | $332,721 | $305,873 | $-26,848 | -8.06 % | $54,839 | | | | | | News Article | History of Sac Capital Advisors Lp Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Scout Investment Advisors Inc | Institution | 3,127,447 | New Holding | 3,127,447 | 100 % | $54,261,205 | $49,882,780 | $-4,378,426 | -8.06 % | $-4,378,426 | | | | | | News Article | History of Scout Investment Advisors Inc Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Tradewinds Global Investors Llc | Institution | 12,567,073 | Sold Some | -1,518,516 | -10.78 % | $218,038,717 | $200,444,814 | $-17,593,902 | -8.06 % | $2,125,922 | | | | | | News Article | History of Tradewinds Global Investors Llc Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 81,530 | Sold Some | -170 | -0.20 % | $1,414,546 | $1,300,404 | $-114,142 | -8.06 % | $238 | | | | | | News Article | History of Us Bancorp De Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Walleye Trading Llc | Institution | 46,736 | Added More | 9,896 | 26.86 % | $810,870 | $745,439 | $-65,430 | -8.06 % | $-13,854 | | | | | | News Article | History of Walleye Trading Llc Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Weiss Multi-Strategy Advisers Llc | Institution | | Sold All | -300,000 | -100 % | | | | -8.06 % | $420,000 | | | | | | News Article | History of Weiss Multi-Strategy Advisers Llc Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wellington Management Co Llp | Institution | 94,075,117 | Added More | 35,134,598 | 59.61 % | $1,632,203,280 | $1,500,498,116 | $-131,705,164 | -8.06 % | $-49,188,437 | | | | | | News Article | History of Wellington Management Co Llp Ownership Of Ubs Ag |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wentworth Hauser And Violich | Institution | 4,894,417 | Added More | 295,455 | 6.42 % | $84,918,135 | $78,065,951 | $-6,852,184 | -8.06 % | $-413,637 | | | | | | News Article | History of Wentworth Hauser And Violich Ownership Of Ubs Ag |
| 2009-11-13 | 2009-10-31 | 13F-HR | Peak6 Investments L P | Institution | | Sold All | -119,630 | -100 % | | | | -6.01 % | $122,023 | | | | | | News Article | History of Peak6 Investments L P Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 198,797 | Sold Some | -3,219 | -1.59 % | $3,373,585 | $3,170,812 | $-202,773 | -6.01 % | $3,283 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 652 | Sold Some | -1,069 | -62.11 % | $11,064 | $10,399 | $-665 | -6.01 % | $1,090 | | | | | | News Article | History of Axa Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 115,890 | Added More | 113,554 | 4861.04 % | $1,966,653 | $1,848,446 | $-118,208 | -6.01 % | $-115,825 | | | | | | News Article | History of Barclays Plc Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bartlett And Co | Institution | 4,145 | No Change | 0 | 0 % | $70,341 | $66,113 | $-4,228 | -6.01 % | $0 | | | | | | News Article | History of Bartlett And Co Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Batterymarch Financial Management Inc | Institution | 28,883 | Added More | 2,748 | 10.51 % | $490,145 | $460,684 | $-29,461 | -6.01 % | $-2,803 | | | | | | News Article | History of Batterymarch Financial Management Inc Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 54,154 | Sold Some | -299,575 | -84.69 % | $918,993 | $863,756 | $-55,237 | -6.01 % | $305,567 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Caisse De Depot Et Placement Du Quebec | Institution | 1,123,316 | Added More | 400,100 | 55.32 % | $19,062,673 | $17,916,890 | $-1,145,782 | -6.01 % | $-408,102 | | | | | | News Article | History of Caisse De Depot Et Placement Du Quebec Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Capital One Financial Corp | Institution | 101 | Sold Some | -3,814 | -97.42 % | $1,714 | $1,611 | $-103 | -6.01 % | $3,890 | | | | | | News Article | History of Capital One Financial Corp Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Clearbridge Advisors Llc | Institution | 832,969 | Added More | 23,861 | 2.94 % | $14,135,484 | $13,285,856 | $-849,628 | -6.01 % | $-24,338 | | | | | | News Article | History of Clearbridge Advisors Llc Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Cls Investment Firm Llc | Institution | 1 | No Change | 0 | 0 % | $17 | $16 | $-1 | -6.01 % | $0 | | | | | | News Article | History of Cls Investment Firm Llc Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Continental Advisors Llc | Institution | | Sold All | -162,600 | -100 % | | | | -6.01 % | $165,852 | | | | | | News Article | History of Continental Advisors Llc Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | 6,550,658 | Added More | 2,120,916 | 47.87 % | $111,164,666 | $104,482,995 | $-6,681,671 | -6.01 % | $-2,163,334 | | | | | | News Article | History of Credit Agricole S A Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Dekabank Deutsche Girozentrale | No Data | 4,261,914 | Sold Some | -38,952 | -0.90 % | $72,324,681 | $67,977,528 | $-4,347,152 | -6.01 % | $39,731 | | | | | | News Article | History of Dekabank Deutsche Girozentrale Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Eubel Brady And Suttman Asset Management Inc | Institution | 16,104 | No Change | 0 | 0 % | $273,285 | $256,859 | $-16,426 | -6.01 % | $0 | | | | | | News Article | History of Eubel Brady And Suttman Asset Management Inc Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ferox Capital Management Lp | Institution | 26,189 | No Change | 0 | 0 % | $444,427 | $417,715 | $-26,713 | -6.01 % | $0 | | | | | | News Article | History of Ferox Capital Management Lp Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | First Mercantile Trust Co | Institution | 51,269 | Added More | 7,610 | 17.43 % | $870,035 | $817,741 | $-52,294 | -6.01 % | $-7,762 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 2,441,700 | New Holding | 2,441,700 | 100 % | $41,435,649 | $38,945,115 | $-2,490,534 | -6.01 % | $-2,490,534 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Global Currents Investment Management Llc | Institution | 4,837,506 | Added More | 992,249 | 25.80 % | $82,092,477 | $77,158,221 | $-4,934,256 | -6.01 % | $-1,012,094 | | | | | | News Article | History of Global Currents Investment Management Llc Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 10,522,868 | Added More | 1,207,762 | 12.96 % | $178,573,070 | $167,839,745 | $-10,733,325 | -6.01 % | $-1,231,917 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Hbk Investments L P | Institution | | Sold All | -58,000 | -100 % | | | | -6.01 % | $59,160 | | | | | | News Article | History of Hbk Investments L P Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Henderson Group Plc | Institution | 284,320 | Sold Some | -3,829 | -1.32 % | $4,824,910 | $4,534,904 | $-290,006 | -6.01 % | $3,906 | | | | | | News Article | History of Henderson Group Plc Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Legg Mason Inc | Institution | 16,887 | No Change | 0 | 0 % | $286,572 | $269,348 | $-17,225 | -6.01 % | $0 | | | | | | News Article | History of Legg Mason Inc Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Legg Mason Investment Counsel Llc | Institution | 91,151 | Added More | 19,580 | 27.35 % | $1,546,832 | $1,453,858 | $-92,974 | -6.01 % | $-19,972 | | | | | | News Article | History of Legg Mason Investment Counsel Llc Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Managed Account Advisors Llc | Institution | 719,100 | Sold Some | -33,526 | -4.45 % | $12,203,127 | $11,469,645 | $-733,482 | -6.01 % | $34,197 | | | | | | News Article | History of Managed Account Advisors Llc Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Marshall Ilsley Corp | Institution | 32,897 | Added More | 8,022 | 32.24 % | $558,262 | $524,707 | $-33,555 | -6.01 % | $-8,182 | | | | | | News Article | History of Marshall Ilsley Corp Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | N-Q | Met Investors Series Trust - Harris Oakmark International Portfolio | Global Flex Port | 2,774,347 | Sold Some | -830,100 | -23.02 % | $47,080,669 | $44,250,835 | $-2,829,834 | -6.01 % | $846,702 | | | | | | News Article | History of Met Investors Series Trust - Harris Oakmark International Portfolio Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | N-Q | Met Investors Series Trust - Metamerican Growth Portfolio | Multi-Cap Growth | 39,420 | No Change | 0 | 0 % | $668,957 | $628,749 | $-40,208 | -6.01 % | $0 | | | | | | News Article | History of Met Investors Series Trust - Metamerican Growth Portfolio Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | N-Q | Met Investors Series Trust - Mfs Research International Portfolio | Global Flex Port | 1,145,719 | Sold Some | -31,948 | -2.71 % | $19,442,851 | $18,274,218 | $-1,168,633 | -6.01 % | $32,587 | | | | | | News Article | History of Met Investors Series Trust - Mfs Research International Portfolio Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Neuberger Berman Group Llc | No Data | 346,108 | Sold Some | -609,738 | -63.79 % | $5,873,453 | $5,520,423 | $-353,030 | -6.01 % | $621,933 | | | | | | News Article | History of Neuberger Berman Group Llc Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 993,651 | Added More | 3,800 | 0.38 % | $16,862,257 | $15,848,733 | $-1,013,524 | -6.01 % | $-3,876 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Pzena Investment Management Llc | Institution | 13,959,651 | Sold Some | -75,875 | -0.54 % | $236,895,277 | $222,656,433 | $-14,238,844 | -6.01 % | $77,393 | | | | | | News Article | History of Pzena Investment Management Llc Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Capital Markets Arbitrage S A | Institution | | Sold All | -16,278 | -100 % | | | | -6.01 % | $16,604 | | | | | | News Article | History of Rbc Capital Markets Arbitrage S A Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 7,050 | Added More | 2,324 | 49.17 % | $119,639 | $112,448 | $-7,191 | -6.01 % | $-2,370 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Private Counsel Inc | Institution | 840 | No Change | 0 | 0 % | $14,255 | $13,398 | $-857 | -6.01 % | $0 | | | | | | News Article | History of Rbc Private Counsel Inc Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Private Counsel Usa Inc | Institution | 99 | No Change | 0 | 0 % | $1,680 | $1,579 | $-101 | -6.01 % | $0 | | | | | | News Article | History of Rbc Private Counsel Usa Inc Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | 993,700 | Sold Some | -2,227,800 | -69.15 % | $16,863,089 | $15,849,515 | $-1,013,574 | -6.01 % | $2,272,356 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Schafer Cullen Capital Management Inc | Institution | 41,295 | Sold Some | -1,998 | -4.61 % | $700,776 | $658,655 | $-42,121 | -6.01 % | $2,038 | | | | | | News Article | History of Schafer Cullen Capital Management Inc Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Tudor Investment Corp Et Al | Institution | | Sold All | -83,100 | -100 % | | | | -6.01 % | $84,762 | | | | | | News Article | History of Tudor Investment Corp Et Al Ownership Of Ubs Ag |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 75,873 | No Change | 0 | 0 % | $1,287,565 | $1,210,174 | $-77,390 | -6.01 % | $0 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Ubs Ag |
| 2009-11-13 | 2009-06-30 | 13F-HR/A | Caisse De Depot Et Placement Du Quebec | Institution | 723,216 | Added More | 105,626 | 17.10 % | $12,272,976 | $11,535,295 | $-737,680 | -6.01 % | $-107,739 | | | | | | News Article | History of Caisse De Depot Et Placement Du Quebec Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allianz Global Investors Of America L P | Institution | 258,236 | New Holding | 258,236 | 100 % | $4,333,200 | $4,118,864 | $-214,336 | -4.94 % | $-214,336 | | | | | | News Article | History of Allianz Global Investors Of America L P Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Avenir Corp | Institution | 10,960 | No Change | 0 | 0 % | $183,909 | $174,812 | $-9,097 | -4.94 % | $0 | | | | | | News Article | History of Avenir Corp Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Aviva Plc | Institution | 4,541,682 | Added More | 1,621,703 | 55.53 % | $76,209,424 | $72,439,828 | $-3,769,596 | -4.94 % | $-1,346,013 | | | | | | News Article | History of Aviva Plc Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Baillie Gifford And Co | Institution | 414,916 | No Change | 0 | 0 % | $6,962,290 | $6,617,910 | $-344,380 | -4.94 % | $0 | | | | | | News Article | History of Baillie Gifford And Co Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 299,556 | Sold Some | -172,341 | -36.52 % | $5,026,550 | $4,777,918 | $-248,631 | -4.94 % | $143,043 | | | | | | News Article | History of Bank Of America Corp Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 26,254 | Added More | 3,526 | 15.51 % | $440,542 | $418,751 | $-21,791 | -4.94 % | $-2,927 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Causeway Capital Management Llc | Institution | 131,584 | Sold Some | -10,281 | -7.24 % | $2,207,980 | $2,098,765 | $-109,215 | -4.94 % | $8,533 | | | | | | News Article | History of Causeway Capital Management Llc Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Claymore Advisors Llc | Institution | 21,153 | Sold Some | -10,044 | -32.19 % | $354,947 | $337,390 | $-17,557 | -4.94 % | $8,337 | | | | | | News Article | History of Claymore Advisors Llc Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Community Bank System Inc | Institution | 4 | No Change | 0 | 0 % | $67 | $64 | $-3 | -4.94 % | $0 | | | | | | News Article | History of Community Bank System Inc Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Corestates Capital Advisors Llc | No Data | 1,463 | Sold Some | -27 | -1.81 % | $24,549 | $23,335 | $-1,214 | -4.94 % | $22 | | | | | | News Article | History of Corestates Capital Advisors Llc Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 20,027,045 | New Holding | 20,027,045 | 100 % | $336,053,815 | $319,431,368 | $-16,622,447 | -4.94 % | $-16,622,447 | | | | | | News Article | History of Credit Suisse Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | First Trust Advisors Lp | Institution | 1,083,522 | Added More | 258,931 | 31.40 % | $18,181,499 | $17,282,176 | $-899,323 | -4.94 % | $-214,913 | | | | | | News Article | History of First Trust Advisors Lp Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Franklin Resources Inc | Institution | 36,214,353 | Added More | 12,523,705 | 52.86 % | $607,676,843 | $577,618,930 | $-30,057,913 | -4.94 % | $-10,394,675 | | | | | | News Article | History of Franklin Resources Inc Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Icon Advisers Inc | Institution | 88,600 | Added More | 31,100 | 54.08 % | $1,486,708 | $1,413,170 | $-73,538 | -4.94 % | $-25,813 | | | | | | News Article | History of Icon Advisers Inc Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Knott David M | Institution | | Sold All | -19,300 | -100 % | | | | -4.94 % | $16,019 | | | | | | News Article | History of Knott David M Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Kovitz Investment Group Llc | Institution | 83,821 | Sold Some | -175,561 | -67.68 % | $1,406,516 | $1,336,945 | $-69,571 | -4.94 % | $145,716 | | | | | | News Article | History of Kovitz Investment Group Llc Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 4,454,827 | Sold Some | -2,142,712 | -32.47 % | $74,751,997 | $71,054,491 | $-3,697,506 | -4.94 % | $1,778,451 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Oshaughnessy Asset Management Llc | Institution | 23,191 | New Holding | 23,191 | 100 % | $389,145 | $369,896 | $-19,249 | -4.94 % | $-19,249 | | | | | | News Article | History of Oshaughnessy Asset Management Llc Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 72,931 | Sold Some | -17,051 | -18.94 % | $1,223,782 | $1,163,249 | $-60,533 | -4.94 % | $14,152 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 87,087 | Sold Some | -40,910 | -31.96 % | $1,461,320 | $1,389,038 | $-72,282 | -4.94 % | $33,955 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Placemark Investments Inc | Institution | 30,984 | Added More | 7,607 | 32.54 % | $519,912 | $494,195 | $-25,717 | -4.94 % | $-6,314 | | | | | | News Article | History of Placemark Investments Inc Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rbc Cees Trustee Ltd | Institution | 5,220 | No Change | 0 | 0 % | $87,592 | $83,259 | $-4,333 | -4.94 % | $0 | | | | | | News Article | History of Rbc Cees Trustee Ltd Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rbc Trustee Ltd | Institution | 1,204 | No Change | 0 | 0 % | $20,203 | $19,204 | $-999 | -4.94 % | $0 | | | | | | News Article | History of Rbc Trustee Ltd Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 10,108,108 | Added More | 2,489,515 | 32.67 % | $169,614,052 | $161,224,323 | $-8,389,730 | -4.94 % | $-2,066,297 | | | | | | News Article | History of Russell Frank Co Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Santa Barbara Asset Management | Institution | 2,365 | Added More | 1,245 | 111.16 % | $39,685 | $37,722 | $-1,963 | -4.94 % | $-1,033 | | | | | | News Article | History of Santa Barbara Asset Management Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Santa Fe Partners Llc | Institution | 15,237 | Sold Some | -4,856 | -24.16 % | $255,677 | $243,030 | $-12,647 | -4.94 % | $4,030 | | | | | | News Article | History of Santa Fe Partners Llc Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sm And R Investments Inc | Institution | 2,100 | No Change | 0 | 0 % | $35,238 | $33,495 | $-1,743 | -4.94 % | $0 | | | | | | News Article | History of Sm And R Investments Inc Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Suntrust Banks Inc | Institution | 21,689 | Added More | 5,945 | 37.76 % | $363,941 | $345,940 | $-18,002 | -4.94 % | $-4,934 | | | | | | News Article | History of Suntrust Banks Inc Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 104,040 | Sold Some | -35,639 | -25.51 % | $1,745,791 | $1,659,438 | $-86,353 | -4.94 % | $29,580 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Tewksbury Capital Management Ltd | Institution | 70,787 | Sold Some | -67,137 | -48.67 % | $1,187,806 | $1,129,053 | $-58,753 | -4.94 % | $55,724 | | | | | | News Article | History of Tewksbury Capital Management Ltd Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ubs Oconnor Llc | Institution | 204,100 | Added More | 194,100 | 1941.00 % | $3,424,798 | $3,255,395 | $-169,403 | -4.94 % | $-161,103 | | | | | | News Article | History of Ubs Oconnor Llc Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | United Services Automobile Association | Institution | 236,455 | New Holding | 236,455 | 100 % | $3,967,715 | $3,771,457 | $-196,258 | -4.94 % | $-196,258 | | | | | | News Article | History of United Services Automobile Association Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | Veritable L P | Institution | 20,695 | Sold Some | -693 | -3.24 % | $347,262 | $330,085 | $-17,177 | -4.94 % | $575 | | | | | | News Article | History of Veritable L P Ownership Of Ubs Ag |
| 2009-11-12 | 2009-09-30 | 13F-HR | World Asset Management Inc | Institution | 402,160 | No Change | 0 | 0 % | $6,748,245 | $6,414,452 | $-333,793 | -4.94 % | $0 | | | | | | News Article | History of World Asset Management Inc Ownership Of Ubs Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Aperio Group Llc | Institution | 57,921 | Sold Some | -6,495 | -10.08 % | $997,979 | $923,840 | $-74,139 | -7.42 % | $8,314 | | | | | | News Article | History of Aperio Group Llc Ownership Of Ubs Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 5,466,998 | Added More | 46,206 | 0.85 % | $94,196,376 | $87,198,618 | $-6,997,757 | -7.42 % | $-59,144 | | | | | | News Article | History of Citigroup Inc Ownership Of Ubs Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 386,114 | Added More | 88,997 | 29.95 % | $6,652,744 | $6,158,518 | $-494,226 | -7.42 % | $-113,916 | | | | | | News Article | History of Comerica Bank Ownership Of Ubs Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | First National Trust Co | Institution | 12,480 | Added More | 1,420 | 12.83 % | $215,030 | $199,056 | $-15,974 | -7.42 % | $-1,818 | | | | | | News Article | History of First National Trust Co Ownership Of Ubs Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Glenmede Trust Co Na | Institution | 10,157 | No Change | 0 | 0 % | $175,005 | $162,004 | $-13,001 | -7.42 % | $0 | | | | | | News Article | History of Glenmede Trust Co Na Ownership Of Ubs Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Healy Circle Capital Llc | Institution | 180,000 | Added More | 30,000 | 20.00 % | $3,101,400 | $2,871,000 | $-230,400 | -7.42 % | $-38,400 | | | | | | News Article | History of Healy Circle Capital Llc Ownership Of Ubs Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Highbridge Capital Management Llc | Institution | 131,000 | New Holding | 131,000 | 100 % | $2,257,130 | $2,089,450 | $-167,680 | -7.42 % | $-167,680 | | | | | | News Article | History of Highbridge Capital Management Llc Ownership Of Ubs Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 12,922,890 | Added More | 5,871,789 | 83.27 % | $222,661,395 | $206,120,096 | $-16,541,299 | -7.42 % | $-7,515,890 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Ubs Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 77,927,779 | Added More | 6,773,547 | 9.51 % | $1,342,695,632 | $1,242,948,075 | $-99,747,557 | -7.42 % | $-8,670,140 | | | | | | News Article | History of Ubs Ag Ownership Of Ubs Ag |
| 2009-11-10 | 2009-09-30 | 13F-HR | Wetherby Asset Management Inc | Institution | 11,126 | New Holding | 11,126 | 100 % | $191,701 | $177,460 | $-14,241 | -7.42 % | $-14,241 | | | | | | News Article | History of Wetherby Asset Management Inc Ownership Of Ubs Ag |
| 2009-11-10 | 2009-08-31 | N-CSR | Saratoga Advantage Trust - Financial Services Portfolio | Specialty & Misc | 3,598 | Sold Some | -652 | -15.34 % | $61,994 | $57,388 | $-4,605 | -7.42 % | $835 | | | | | | News Article | History of Saratoga Advantage Trust - Financial Services Portfolio Ownership Of Ubs Ag |
| 2009-11-10 | 2009-03-31 | 13F-HR/A | Dlibj Asset Management Co Ltd | Institution | | Sold All | -4,302 | -100 % | | | | -7.42 % | $5,507 | | | | | | News Article | History of Dlibj Asset Management Co Ltd Ownership Of Ubs Ag |
| 2009-11-10 | 2008-12-31 | 13F-HR/A | Dlibj Asset Management Co Ltd | Institution | 4,302 | No Change | 0 | 0 % | $74,123 | $68,617 | $-5,507 | -7.42 % | $0 | | | | | | News Article | History of Dlibj Asset Management Co Ltd Ownership Of Ubs Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Ccm Partners | Institution | 11,792 | No Change | 0 | 0 % | $204,355 | $188,082 | $-16,273 | -7.96 % | $0 | | | | | | News Article | History of Ccm Partners Ownership Of Ubs Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Federated Investors Inc | Institution | 449,880 | Sold Some | -6,835 | -1.49 % | $7,796,420 | $7,175,586 | $-620,834 | -7.96 % | $9,432 | | | | | | News Article | History of Federated Investors Inc Ownership Of Ubs Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Hocky Management Co Llc | Institution | 350,000 | New Holding | 350,000 | 100 % | $6,065,500 | $5,582,500 | $-483,000 | -7.96 % | $-483,000 | | | | | | News Article | History of Hocky Management Co Llc Ownership Of Ubs Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Lazard Asset Management Llc | Institution | 107,587 | No Change | 0 | 0 % | $1,864,483 | $1,716,013 | $-148,470 | -7.96 % | $0 | | | | | | News Article | History of Lazard Asset Management Llc Ownership Of Ubs Ag |
| 2009-11-09 | 2009-09-30 | 13F-HR | Massachusetts Financial Services Co | Institution | 346,682 | Sold Some | -3,920 | -1.11 % | $6,007,999 | $5,529,578 | $-478,421 | -7.96 % | $5,410 | | | | | | News Article | History of Massachusetts Financial Services Co Ownership Of Ubs Ag |
| 2009-11-09 | 2009-08-31 | N-CSR | Morgan Stanley International Value Equity Fund - Morgan Stanley International Value Equity Fund | International Large-Cap Core | | Sold All | -22,098 | -100 % | | | | -7.96 % | $30,495 | | | | | | News Article | History of Morgan Stanley International Value Equity Fund - Morgan Stanley International Value Equity Fund Ownership Of Ubs Ag |
| 2009-11-09 | 2009-08-31 | N-CSR | Purisima Funds - The Purisima Total Return Fund | Specialty & Misc | 133,833 | No Change | 0 | 0 % | $2,319,326 | $2,134,636 | $-184,690 | -7.96 % | $0 | | | | | | News Article | History of Purisima Funds - The Purisima Total Return Fund Ownership Of Ubs Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR/A | Baird Robert W And Co Inc | Institution | 20,422 | Sold Some | -767 | -3.61 % | $340,639 | $325,731 | $-14,908 | -4.37 % | $560 | | | | | | News Article | History of Baird Robert W And Co Inc Ownership Of Ubs Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Genworth Financial Inc | Institution | 80,485 | New Holding | 80,485 | 100 % | $1,342,490 | $1,283,736 | $-58,754 | -4.37 % | $-58,754 | | | | | | News Article | History of Genworth Financial Inc Ownership Of Ubs Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metlife Securities Inc | Institution | 340 | No Change | 0 | 0 % | $5,671 | $5,423 | $-248 | -4.37 % | $0 | | | | | | News Article | History of Metlife Securities Inc Ownership Of Ubs Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pioneer Investment Management Inc | Institution | 271,429 | New Holding | 271,429 | 100 % | $4,527,436 | $4,329,293 | $-198,143 | -4.37 % | $-198,143 | | | | | | News Article | History of Pioneer Investment Management Inc Ownership Of Ubs Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 3,213 | Sold Some | -14,451 | -81.81 % | $53,593 | $51,247 | $-2,345 | -4.37 % | $10,549 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Ubs Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 563,579 | Added More | 9,627 | 1.73 % | $9,400,498 | $8,989,085 | $-411,413 | -4.37 % | $-7,028 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Ubs Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 370,000 | New Holding | 370,000 | 100 % | $6,171,600 | $5,901,500 | $-270,100 | -4.37 % | $-270,100 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Ubs Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR/A | Trafalgar Asset Managers Ltd | Institution | | Sold All | -800,000 | -100 % | | | | -4.37 % | $584,000 | | | | | | News Article | History of Trafalgar Asset Managers Ltd Ownership Of Ubs Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Unionbancal Corp | Institution | 2,763 | Sold Some | -2,047 | -42.55 % | $46,087 | $44,070 | $-2,017 | -4.37 % | $1,494 | | | | | | News Article | History of Unionbancal Corp Ownership Of Ubs Ag |
| 2009-11-06 | 2009-09-30 | 13F-HR | Waddell And Reed Financial Inc | Institution | 183,676 | New Holding | 183,676 | 100 % | $3,063,716 | $2,929,632 | $-134,083 | -4.37 % | $-134,083 | | | | | | News Article | History of Waddell And Reed Financial Inc Ownership Of Ubs Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | Bank Of Hawaii | Institution | 210 | No Change | 0 | 0 % | $3,505 | $3,350 | $-155 | -4.43 % | $0 | | | | | | News Article | History of Bank Of Hawaii Ownership Of Ubs Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | Campbell And Co Investment Adviser Llc | Institution | 52,400 | New Holding | 52,400 | 100 % | $874,556 | $835,780 | $-38,776 | -4.43 % | $-38,776 | | | | | | News Article | History of Campbell And Co Investment Adviser Llc Ownership Of Ubs Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | Fixed Income Securities Lp | Institution | 2,743 | Sold Some | -132 | -4.59 % | $45,781 | $43,751 | $-2,030 | -4.43 % | $98 | | | | | | News Article | History of Fixed Income Securities Lp Ownership Of Ubs Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | Luminous Capital Llc | No Data | 12,931 | Added More | 2,729 | 26.74 % | $215,818 | $206,249 | $-9,569 | -4.43 % | $-2,019 | | | | | | News Article | History of Luminous Capital Llc Ownership Of Ubs Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | Mitsubishi Ufj Securities Co Ltd | No Data | | Sold All | -20,000 | -100 % | | | | -4.43 % | $14,800 | | | | | | News Article | History of Mitsubishi Ufj Securities Co Ltd Ownership Of Ubs Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | Parametric Portfolio Associates | Institution | 231,576 | Added More | 23,067 | 11.06 % | $3,865,003 | $3,693,637 | $-171,366 | -4.43 % | $-17,070 | | | | | | News Article | History of Parametric Portfolio Associates Ownership Of Ubs Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | Profund Advisors Llc | Institution | 116,416 | Added More | 31,280 | 36.74 % | $1,942,983 | $1,856,835 | $-86,148 | -4.43 % | $-23,147 | | | | | | News Article | History of Profund Advisors Llc Ownership Of Ubs Ag |
| 2009-11-05 | 2009-09-30 | 13F-HR | Westlb Mellon Asset Management Kapitalanlagegessellschaft Mb | Insider | 212,268 | Added More | 20,616 | 10.75 % | $3,542,753 | $3,385,675 | $-157,078 | -4.43 % | $-15,256 | | | | | | News Article | History of Westlb Mellon Asset Management Kapitalanlagegessellschaft Mb Ownership Of Ubs Ag |
| 2009-11-05 | 2009-08-31 | N-CSR | Claymore Exchange-Traded Fund Trust 2 - Claymore Sp Global Water Etf | Global Flex Port | 1,805 | No Compare | | | $30,125 | $28,790 | $-1,336 | -4.43 % | | | | | | | News Article | History of Claymore Exchange-Traded Fund Trust 2 - Claymore Sp Global Water Etf Ownership Of Ubs Ag |
| 2009-11-05 | 2009-08-31 | N-CSRS | John Hancock Funds Iii - Classic Value Mega Cap Fund | Multi-Cap Value | 21,350 | Added More | 11,725 | 121.81 % | $356,332 | $340,533 | $-15,799 | -4.43 % | $-8,677 | | | | | | News Article | History of John Hancock Funds Iii - Classic Value Mega Cap Fund Ownership Of Ubs Ag |
| 2009-11-05 | 2009-08-31 | N-CSRS | John Hancock Funds Iii - International Allocation Portfolio | Global Flex Port | 430,900 | Added More | 215,450 | 100.00 % | $7,191,721 | $6,872,855 | $-318,866 | -4.43 % | $-159,433 | | | | | | News Article | History of John Hancock Funds Iii - International Allocation Portfolio Ownership Of Ubs Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | Geewax Plus Partners Llc | Institution | 9,300 | New Holding | 9,300 | 100 % | $152,706 | $148,335 | $-4,371 | -2.86 % | $-4,371 | | | | | | News Article | History of Geewax Plus Partners Llc Ownership Of Ubs Ag |
| 2009-11-04 | 2009-09-30 | 13F-HR | Texas Capital Bancshares Inc | Institution | 17,342 | Added More | 6,851 | 65.30 % | $284,756 | $276,605 | $-8,151 | -2.86 % | $-3,220 | | | | | | News Article | History of Texas Capital Bancshares Inc Ownership Of Ubs Ag |
| 2009-11-04 | 2009-08-31 | N-CSR | Alliancebernstein Portfolios - Alliancebernstein Wealth Preservation Strategy | Mixed-Asset Target Allocation Conserv | | Sold All | -75,945 | -100 % | | | | -2.86 % | $35,694 | | | | | | News Article | History of Alliancebernstein Portfolios - Alliancebernstein Wealth Preservation Strategy Ownership Of Ubs Ag |
| 2009-11-04 | 2009-08-31 | N-CSRS | Gmo Trust - Gmo Developed World Stock Fund | Specialty & Misc | | Sold All | -142,482 | -100 % | | | | -2.86 % | $66,967 | | | | | | News Article | History of Gmo Trust - Gmo Developed World Stock Fund Ownership Of Ubs Ag |
| 2009-11-04 | 2009-08-31 | N-CSRS | Gmo Trust - Gmo International Core Equity Fund | Multi-Cap Core | | Sold All | -1,195,995 | -100 % | | | | -2.86 % | $562,118 | | | | | | News Article | History of Gmo Trust - Gmo International Core Equity Fund Ownership Of Ubs Ag |
| 2009-11-04 | 2009-08-31 | N-CSRS | Gmo Trust - Gmo International Intrinsic Value Fund | Multi-Cap Value | | Sold All | -1,339,874 | -100 % | | | | -2.86 % | $629,741 | | | | | | News Article | History of Gmo Trust - Gmo International Intrinsic Value Fund Ownership Of Ubs Ag |
| 2009-11-04 | 2009-08-31 | N-CSRS | Gmo Trust - Gmo Value Fund | Multi-Cap Value | | Sold All | -163,477 | -100 % | | | | -2.86 % | $76,834 | | | | | | News Article | History of Gmo Trust - Gmo Value Fund Ownership Of Ubs Ag |
| 2009-11-03 | 2009-09-30 | 13F-HR | Ixis Asset Management Advisors L P | Institution | | Sold All | -19,997 | -100 % | | | | -1.78 % | $5,799 | | | | | | News Article | History of Ixis Asset Management Advisors L P Ownership Of Ubs Ag |
| 2009-11-03 | 2009-09-30 | 13F-HR | M And T Bank Corp | Institution | 8,320 | Added More | 77 | 0.93 % | $135,117 | $132,704 | $-2,413 | -1.78 % | $-22 | | | | | | News Article | History of M And T Bank Corp Ownership Of Ubs Ag |
| 2009-11-03 | 2009-09-30 | 13F-HR | Private Trust Co Na | Institution | | Sold All | -1,100 | -100 % | | | | -1.78 % | $319 | | | | | | News Article | History of Private Trust Co Na Ownership Of Ubs Ag |
| 2009-11-03 | 2009-09-30 | 13F-HR | Rmb Capital Management Llc | Institution | 89 | Sold Some | -15 | -14.42 % | $1,445 | $1,420 | $-26 | -1.78 % | $4 | | | | | | News Article | History of Rmb Capital Management Llc Ownership Of Ubs Ag |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Partners Inc | Institution | 12,180 | New Holding | 12,180 | 100 % | $197,803 | $194,271 | $-3,532 | -1.78 % | $-3,532 | | | | | | News Article | History of Turner Investment Partners Inc Ownership Of Ubs Ag |
| 2009-11-03 | 2009-08-31 | N-CSR | California Investment Trust - Equity Income Fund | Equity Income | 11,792 | New Holding | 11,792 | 100 % | $191,502 | $188,082 | $-3,420 | -1.78 % | $-3,420 | | | | | | News Article | History of California Investment Trust - Equity Income Fund Ownership Of Ubs Ag |
| 2009-11-03 | 2009-08-31 | N-CSRS | Wells Fargo Funds Trust - Money Market Fund | Specialty & Misc | 87,070 | New Holding | 87,070 | 100 % | $1,414,017 | $1,388,767 | $-25,250 | -1.78 % | $-25,250 | | | | | | News Article | History of Wells Fargo Funds Trust - Money Market Fund Ownership Of Ubs Ag |
| 2009-11-02 | 2009-09-30 | 13F-HR | First New York Securities Llc | Institution | 43,500 | Sold Some | -322,311 | -88.10 % | $729,930 | $693,825 | $-36,105 | -4.94 % | $267,518 | | | | | | News Article | History of First New York Securities Llc Ownership Of Ubs Ag |
| 2009-11-02 | 2009-09-30 | 13F-HR | Fny Managed Accounts Llc | Institution | | Sold All | -29,520 | -100 % | | | | -4.94 % | $24,502 | | | | | | News Article | History of Fny Managed Accounts Llc Ownership Of Ubs Ag |
| 2009-11-02 | 2009-09-30 | 13F-HR | Ghp Investment Advisors Inc | Institution | | Sold All | -80 | -100 % | | | | -4.94 % | $66 | | | | | | News Article | History of Ghp Investment Advisors Inc Ownership Of Ubs Ag |
| 2009-11-02 | 2009-09-30 | 13F-HR | Lane Douglas C And Associates Inc | Institution | 88,583 | Added More | 1,304 | 1.49 % | $1,486,423 | $1,412,899 | $-73,524 | -4.94 % | $-1,082 | | | | | | News Article | History of Lane Douglas C And Associates Inc Ownership Of Ubs Ag |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Brokerage And Investment Management Portfolio | Specialty & Misc | | Sold All | -5,985 | -100 % | | | | -4.94 % | $4,968 | | | | | | News Article | History of Fidelity Select Portfolios - Brokerage And Investment Management Portfolio Ownership Of Ubs Ag |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Financial Services Portfolio | Specialty & Misc | 29,451 | New Holding | 29,451 | 100 % | $494,188 | $469,743 | $-24,444 | -4.94 % | $-24,444 | | | | | | News Article | History of Fidelity Select Portfolios - Financial Services Portfolio Ownership Of Ubs Ag |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Industrials Portfolio | Specialty & Misc | | Sold All | -78,585 | -100 % | | | | -4.94 % | $65,226 | | | | | | News Article | History of Fidelity Select Portfolios - Industrials Portfolio Ownership Of Ubs Ag |
| 2009-11-02 | 2009-08-31 | N-CSRS | Wells Fargo Master Trust - Diversified Stock Portfolio | Flexible Portfolio | 87,070 | Added More | 9,320 | 11.98 % | $1,461,035 | $1,388,767 | $-72,268 | -4.94 % | $-7,736 | | | | | | News Article | History of Wells Fargo Master Trust - Diversified Stock Portfolio Ownership Of Ubs Ag |
| 2009-10-30 | 2009-09-30 | 13F-HR | Connable Office Inc | Institution | 22,069 | Added More | 734 | 3.44 % | $366,125 | $352,001 | $-14,124 | -3.85 % | $-470 | | | | | | News Article | History of Connable Office Inc Ownership Of Ubs Ag |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | | Sold All | -189,216 | -100 % | | | | -3.85 % | $121,098 | | | | | | News Article | History of Oxford Asset Management Ownership Of Ubs Ag |
| 2009-10-30 | 2009-09-30 | 13F-HR | Tocqueville Asset Management Lp | Institution | 36,750 | New Holding | 36,750 | 100 % | $609,683 | $586,163 | $-23,520 | -3.85 % | $-23,520 | | | | | | News Article | History of Tocqueville Asset Management Lp Ownership Of Ubs Ag |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Advisor Series I - Balanced Fund | Mixed-Asset Target Allocation Moderate | 134,048 | New Holding | 134,048 | 100 % | $2,223,856 | $2,138,066 | $-85,791 | -3.85 % | $-85,791 | | | | | | News Article | History of Fidelity Advisor Series I - Balanced Fund Ownership Of Ubs Ag |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Advisor Series I - Growth Opportunities Fund | Large-Cap Core | | Sold All | -209,500 | -100 % | | | | -3.85 % | $134,080 | | | | | | News Article | History of Fidelity Advisor Series I - Growth Opportunities Fund Ownership Of Ubs Ag |
| 2009-10-30 | 2009-08-31 | N-CSRS | Fidelity Commonwealth Trust Ii - Fidelity International Enhanced Index Fund | Global Flex Port | 4,473 | Added More | 1,952 | 77.42 % | $74,207 | $71,344 | $-2,863 | -3.85 % | $-1,249 | | | | | | News Article | History of Fidelity Commonwealth Trust Ii - Fidelity International Enhanced Index Fund Ownership Of Ubs Ag |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Financial Trust - Fidelity Independence Fund | Specialty & Misc | | Sold All | -1,091,300 | -100 % | | | | -3.85 % | $698,432 | | | | | | News Article | History of Fidelity Financial Trust - Fidelity Independence Fund Ownership Of Ubs Ag |
| 2009-10-30 | 2009-08-31 | N-CSR | Growth Fund Of America Inc - Growth Fund Of America Inc | Multi-Cap Growth | 17,514,959 | New Holding | 17,514,959 | 100 % | $290,573,170 | $279,363,596 | $-11,209,574 | -3.85 % | $-11,209,574 | | | | | | News Article | History of Growth Fund Of America Inc - Growth Fund Of America Inc Ownership Of Ubs Ag |
| 2009-10-30 | 2009-08-31 | N-Q | Jennison Sector Funds Inc - Jennison Financial Services Fund | Financial Services | 246,425 | New Holding | 246,425 | 100 % | $4,088,191 | $3,930,479 | $-157,712 | -3.85 % | $-157,712 | | | | | | News Article | History of Jennison Sector Funds Inc - Jennison Financial Services Fund Ownership Of Ubs Ag |
| 2009-10-30 | 2009-08-31 | N-CSR | Putnam Funds Trust - Putnam Global Consumer Fund | No Data | | Sold All | -1,279 | -100 % | | | | -3.85 % | $819 | | | | | | News Article | History of Putnam Funds Trust - Putnam Global Consumer Fund Ownership Of Ubs Ag |
| 2009-10-30 | 2009-08-31 | N-Q | Vanguard Wellington Fund - Vanguard Wellington Fund | Mixed-Asset Target Allocation Growth | 13,628,434 | Added More | 2,219,500 | 19.45 % | $226,095,720 | $217,373,522 | $-8,722,198 | -3.85 % | $-1,420,480 | | | | | | News Article | History of Vanguard Wellington Fund - Vanguard Wellington Fund Ownership Of Ubs Ag |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund - Vanguard International Growth Fund | International Large-Cap Core | 8,367,391 | No Change | 0 | 0 % | $138,815,017 | $133,459,886 | $-5,355,130 | -3.85 % | $0 | | | | | | News Article | History of Vanguard World Fund - Vanguard International Growth Fund Ownership Of Ubs Ag |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 499,521 | Added More | 10,700 | 2.18 % | $8,711,646 | $7,967,360 | $-744,286 | -8.54 % | $-15,943 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Ubs Ag |
| 2009-10-29 | 2009-09-30 | 13F-HR | Greenwich Wealth Management Llc | Institution | 210,000 | No Change | 0 | 0 % | $3,662,400 | $3,349,500 | $-312,900 | -8.54 % | $0 | | | | | | News Article | History of Greenwich Wealth Management Llc Ownership Of Ubs Ag |
| 2009-10-29 | 2009-09-30 | 13F-HR | Westend Advisors Llc | Institution | | Sold All | -100 | -100 % | | | | -8.54 % | $149 | | | | | | News Article | History of Westend Advisors Llc Ownership Of Ubs Ag |
| 2009-10-29 | 2009-08-31 | N-Q | Capital World Growth And Income Fund Inc - Capital World Growth And Income Fund Inc | Multi-Cap Growth | 24,756,577 | New Holding | 24,756,577 | 100 % | $431,754,703 | $394,867,403 | $-36,887,300 | -8.54 % | $-36,887,300 | | | | | | News Article | History of Capital World Growth And Income Fund Inc - Capital World Growth And Income Fund Inc Ownership Of Ubs Ag |
| 2009-10-29 | 2009-08-31 | N-Q | New Economy Fund - New Economy Fund | Multi-Cap Growth | 1,223,684 | New Holding | 1,223,684 | 100 % | $21,341,049 | $19,517,760 | $-1,823,289 | -8.54 % | $-1,823,289 | | | | | | News Article | History of New Economy Fund - New Economy Fund Ownership Of Ubs Ag |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | 268,043 | New Holding | 268,043 | 100 % | $4,674,670 | $4,275,286 | $-399,384 | -8.54 % | $-399,384 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Ubs Ag |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - International Fund | Global Flex Port | 437,954 | New Holding | 437,954 | 100 % | $7,637,918 | $6,985,366 | $-652,551 | -8.54 % | $-652,551 | | | | | | News Article | History of Usaa Mutual Funds Trust - International Fund Ownership Of Ubs Ag |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - International Fund | Global Flex Port | 8,475 | New Holding | 8,475 | 100 % | $147,804 | $135,176 | $-12,628 | -8.54 % | $-12,628 | | | | | | News Article | History of Usaa Mutual Funds Trust - International Fund Ownership Of Ubs Ag |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - International Equities Fund | International Multi-Cap Core | 181,587 | New Holding | 181,587 | 100 % | $3,166,877 | $2,896,313 | $-270,565 | -8.54 % | $-270,565 | | | | | | News Article | History of Valic Co I - International Equities Fund Ownership Of Ubs Ag |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - International Growth I Fund | International Large-Cap Growth | 44,783 | New Holding | 44,783 | 100 % | $781,016 | $714,289 | $-66,727 | -8.54 % | $-66,727 | | | | | | News Article | History of Valic Co I - International Growth I Fund Ownership Of Ubs Ag |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Social Awareness Fund | Mixed-Asset Target Allocation Growth | 52,712 | New Holding | 52,712 | 100 % | $919,297 | $840,756 | $-78,541 | -8.54 % | $-78,541 | | | | | | News Article | History of Valic Co I - Social Awareness Fund Ownership Of Ubs Ag |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Value Fund | Multi-Cap Value | 212,579 | No Change | 0 | 0 % | $3,707,378 | $3,390,635 | $-316,743 | -8.54 % | $0 | | | | | | News Article | History of Valic Co I - Value Fund Ownership Of Ubs Ag |
| 2009-10-28 | 2009-09-30 | 13F-HR | Capital City Trust Co | Institution | 932 | No Change | 0 | 0 % | $15,462 | $14,865 | $-596 | -3.85 % | $0 | | | | | | News Article | History of Capital City Trust Co Ownership Of Ubs Ag |
| 2009-10-28 | 2009-08-31 | N-Q | American Century World Mutual Funds Inc - International Value Fund | International Multi-Cap Core | | Sold All | -20,605 | -100 % | | | | -3.85 % | $13,187 | | | | | | News Article | History of American Century World Mutual Funds Inc - International Value Fund Ownership Of Ubs Ag |
| 2009-10-28 | 2009-08-31 | N-CSRS | Fidelity Concord Street Trust - Spartan International Index Fund | Global Flex Port | 2,396,853 | Added More | 523,732 | 27.96 % | $39,763,791 | $38,229,805 | $-1,533,986 | -3.85 % | $-335,188 | | | | | | News Article | History of Fidelity Concord Street Trust - Spartan International Index Fund Ownership Of Ubs Ag |
| 2009-10-27 | 2009-08-31 | N-Q | Federated International Series Inc - Federated International Equity Fund | International Multi-Cap Growth | 178,900 | New Holding | 178,900 | 100 % | $3,103,915 | $2,853,455 | $-250,460 | -8.06 % | $-250,460 | | | | | | News Article | History of Federated International Series Inc - Federated International Equity Fund Ownership Of Ubs Ag |
| 2009-10-26 | 2009-08-31 | N-Q | Allianz Funds Multi-Strategy Trust - Nacm International Growth Fund | No Data | 3,223 | No Change | 0 | 0 % | $56,435 | $51,407 | $-5,028 | -8.90 % | $0 | | | | | | News Article | History of Allianz Funds Multi-Strategy Trust - Nacm International Growth Fund Ownership Of Ubs Ag |
| 2009-10-26 | 2009-08-31 | N-Q | Claymore Exchange-Traded Fund Trust 2 - Claymorezacks Country Rotation Etf | Specialty & Misc | 1,271 | Sold Some | -680 | -34.85 % | $22,255 | $20,272 | $-1,983 | -8.90 % | $1,061 | | | | | | News Article | History of Claymore Exchange-Traded Fund Trust 2 - Claymorezacks Country Rotation Etf Ownership Of Ubs Ag |
| 2009-10-26 | 2009-08-31 | N-Q | Federated World Investment Series Inc - Federated International Value Fund | International Multi-Cap Core | 60,810 | No Change | 0 | 0 % | $1,064,783 | $969,920 | $-94,864 | -8.90 % | $0 | | | | | | News Article | History of Federated World Investment Series Inc - Federated International Value Fund Ownership Of Ubs Ag |
| 2009-10-26 | 2009-08-31 | N-Q | Tdax Funds Inc - Tdax Independence 2010 Exchange-Traded Fund | Mixed-Asset Target 2010 Funds | | Sold All | -448 | -100 % | | | | -8.90 % | $699 | | | | | | News Article | History of Tdax Funds Inc - Tdax Independence 2010 Exchange-Traded Fund Ownership Of Ubs Ag |
| 2009-10-26 | 2009-08-31 | N-Q | Tdax Funds Inc - Tdax Independence 2020 Exchange-Traded Fund | Mixed-Asset Target 2020 Funds | | Sold All | -2,845 | -100 % | | | | -8.90 % | $4,438 | | | | | | News Article | History of Tdax Funds Inc - Tdax Independence 2020 Exchange-Traded Fund Ownership Of Ubs Ag |
| 2009-10-26 | 2009-08-31 | N-Q | Tdax Funds Inc - Tdax Independence 2030 Exchange-Traded Fund | Mixed-Asset Target 2030 Funds | | Sold All | -3,335 | -100 % | | | | -8.90 % | $5,203 | | | | | | News Article | History of Tdax Funds Inc - Tdax Independence 2030 Exchange-Traded Fund Ownership Of Ubs Ag |
| 2009-10-26 | 2009-08-31 | N-Q | Tdax Funds Inc - Tdax Independence 2040 Exchange-Traded Fund | Mixed-Asset Target 2030+ Funds | | Sold All | -3,710 | -100 % | | | | -8.90 % | $5,788 | | | | | | News Article | History of Tdax Funds Inc - Tdax Independence 2040 Exchange-Traded Fund Ownership Of Ubs Ag |
| 2009-10-26 | 2009-08-31 | N-Q | Tdax Funds Inc - Tdax Independence In-Target Exchange-Traded Fund | Specialty & Misc | | Sold All | -319 | -100 % | | | | -8.90 % | $498 | | | | | | News Article | History of Tdax Funds Inc - Tdax Independence In-Target Exchange-Traded Fund Ownership Of Ubs Ag |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 202,016 | Added More | 2,900 | 1.45 % | $3,537,300 | $3,222,155 | $-315,145 | -8.90 % | $-4,524 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Ubs Ag |
| 2009-10-23 | 2009-09-30 | 13F-HR | Cambridge Investment Research Advisors Inc | Institution | 11,317 | Sold Some | -1,793 | -13.67 % | $204,725 | $180,506 | $-24,218 | -11.82 % | $3,837 | | | | | | News Article | History of Cambridge Investment Research Advisors Inc Ownership Of Ubs Ag |
| 2009-10-23 | 2009-09-30 | 13F-HR | Gateway Investment Advisers Lp | Institution | 23,692 | Sold Some | -1,957 | -7.62 % | $428,588 | $377,887 | $-50,701 | -11.82 % | $4,188 | | | | | | News Article | History of Gateway Investment Advisers Lp Ownership Of Ubs Ag |
| 2009-10-23 | 2009-09-30 | 13F-HR | Pinnacle Associates Ltd | Institution | 42,473 | New Holding | 42,473 | 100 % | $768,337 | $677,444 | $-90,892 | -11.82 % | $-90,892 | | | | | | News Article | History of Pinnacle Associates Ltd Ownership Of Ubs Ag |
| 2009-10-23 | 2009-09-30 | 13F-HR | Rbc Bank Usa Trust Department | No Data | 2,935 | No Change | 0 | 0 % | $53,094 | $46,813 | $-6,281 | -11.82 % | $0 | | | | | | News Article | History of Rbc Bank Usa Trust Department Ownership Of Ubs Ag |
| 2009-10-23 | 2009-08-31 | N-Q | Mfs Series Trust X - Mfs International Growth Fund | Multi-Cap Growth | 1,378,605 | New Holding | 1,378,605 | 100 % | $24,938,964 | $21,988,750 | $-2,950,215 | -11.82 % | $-2,950,215 | | | | | | News Article | History of Mfs Series Trust X - Mfs International Growth Fund Ownership Of Ubs Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Advisors Llc | Institution | 3,437,979 | Added More | 2,497,139 | 265.41 % | $65,012,183 | $54,835,765 | $-10,176,418 | -15.65 % | $-7,391,531 | | | | | | News Article | History of Blackrock Advisors Llc Ownership Of Ubs Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 8,777,718 | Added More | 85,451 | 0.98 % | $165,986,647 | $140,004,602 | $-25,982,045 | -15.65 % | $-252,935 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Ubs Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | 2,271,661 | Added More | 474,529 | 26.40 % | $42,957,110 | $36,232,993 | $-6,724,117 | -15.65 % | $-1,404,606 | | | | | | News Article | History of Blackrock Inc Ownership Of Ubs Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 3,529,673 | Added More | 682,656 | 23.97 % | $66,746,116 | $56,298,284 | $-10,447,832 | -15.65 % | $-2,020,662 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Ubs Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR | Dg Capital Management Inc | Institution | 1,223,400 | New Holding | 1,223,400 | 100 % | $23,134,494 | $19,513,230 | $-3,621,264 | -15.65 % | $-3,621,264 | | | | | | News Article | History of Dg Capital Management Inc Ownership Of Ubs Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR | Merrill Lynch Mercury Asset Management Japan Ltd | Institution | 3,108,731 | Added More | 247,452 | 8.64 % | $58,786,103 | $49,584,259 | $-9,201,844 | -15.65 % | $-732,458 | | | | | | News Article | History of Merrill Lynch Mercury Asset Management Japan Ltd Ownership Of Ubs Ag |
| 2009-10-22 | 2009-09-30 | 13F-HR | Sol Capital Management Co | Institution | 23,255 | Added More | 430 | 1.88 % | $439,752 | $370,917 | $-68,835 | -15.65 % | $-1,273 | | | | | | News Article | History of Sol Capital Management Co Ownership Of Ubs Ag |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 11,248,344 | Added More | 4,130,063 | 58.02 % | $210,456,516 | $179,411,087 | $-31,045,429 | -14.75 % | $-11,398,974 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Ubs Ag |
| 2009-10-21 | 2009-09-30 | 13F-HR | Fisher Asset Management Llc | Institution | 7,941,148 | Added More | 39,226 | 0.49 % | $148,578,879 | $126,661,311 | $-21,917,568 | -14.75 % | $-108,264 | | | | | | News Article | History of Fisher Asset Management Llc Ownership Of Ubs Ag |
| 2009-10-21 | 2009-09-30 | 13F-HR | Iwamoto Kong And Co Inc | Institution | | Sold All | -315 | -100 % | | | | -14.75 % | $869 | | | | | | News Article | History of Iwamoto Kong And Co Inc Ownership Of Ubs Ag |
| 2009-10-20 | 2009-09-30 | 13F-HR | 1st Global Advisors Inc | Institution | | Sold All | -19,618 | -100 % | | | | -15.15 % | $55,911 | | | | | | News Article | History of 1st Global Advisors Inc Ownership Of Ubs Ag |
| 2009-10-20 | 2009-09-30 | 13F-HR | Mackay Shields Llc | Institution | 184,000 | New Holding | 184,000 | 100 % | $3,459,200 | $2,934,800 | $-524,400 | -15.15 % | $-524,400 | | | | | | News Article | History of Mackay Shields Llc Ownership Of Ubs Ag |
| 2009-10-19 | 2009-09-30 | 13F-HR | Cibc World Markets Inc | Institution | 25,005 | Sold Some | -850 | -3.28 % | $470,094 | $398,830 | $-71,264 | -15.15 % | $2,423 | | | | | | News Article | History of Cibc World Markets Inc Ownership Of Ubs Ag |
| 2009-10-16 | 2009-09-30 | 13F-HR | Capstone Asset Management Co | Institution | 174,881 | Added More | 30,930 | 21.48 % | $3,254,535 | $2,789,352 | $-465,183 | -14.29 % | $-82,274 | | | | | | News Article | History of Capstone Asset Management Co Ownership Of Ubs Ag |
| 2009-10-15 | 2009-09-30 | 13F-HR | Harris Financial Corp | Institution | 90,445 | Sold Some | -18,899 | -17.28 % | $1,707,602 | $1,442,598 | $-265,004 | -15.51 % | $55,374 | | | | | | News Article | History of Harris Financial Corp Ownership Of Ubs Ag |
| 2009-10-08 | 2009-07-31 | N-CSR | Nuveen Investment Trust Ii - Nuveen Tradewinds Global All-Cap Plus Fund | No Data | 4,280 | Added More | 2,430 | 131.35 % | $75,970 | $68,266 | $-7,704 | -10.14 % | $-4,374 | | | | | | News Article | History of Nuveen Investment Trust Ii - Nuveen Tradewinds Global All-Cap Plus Fund Ownership Of Ubs Ag |
| 2009-10-08 | 2009-07-31 | N-CSR | Nuveen Investment Trust Ii - Nuveen Tradewinds Global Resources Fund | Global Flex Port | 313,000 | Sold Some | -13,500 | -4.13 % | $5,555,750 | $4,992,350 | $-563,400 | -10.14 % | $24,300 | | | | | | News Article | History of Nuveen Investment Trust Ii - Nuveen Tradewinds Global Resources Fund Ownership Of Ubs Ag |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds - Europe 30 Profund | European Region | 17,272 | Added More | 11,768 | 213.80 % | $307,787 | $275,488 | $-32,299 | -10.49 % | $-22,006 | | | | | | News Article | History of Profunds - Europe 30 Profund Ownership Of Ubs Ag |
| 2009-10-07 | 2009-07-31 | N-CSRS | Sunamerica Series Trust - Foreign Value Portfolio | Multi-Cap Value | 77,966 | No Change | 0 | 0 % | $1,389,354 | $1,243,558 | $-145,796 | -10.49 % | $0 | | | | | | News Article | History of Sunamerica Series Trust - Foreign Value Portfolio Ownership Of Ubs Ag |
| 2009-10-07 | 2009-07-31 | N-CSRS | Sunamerica Series Trust - International Diversified Equities Portfolio | Global Flex Port | | Sold All | -28,789 | -100 % | | | | -10.49 % | $53,835 | | | | | | News Article | History of Sunamerica Series Trust - International Diversified Equities Portfolio Ownership Of Ubs Ag |
| 2009-10-05 | 2009-09-30 | 13F-HR | Bb And T Corp | Institution | 12,885 | Added More | 1,920 | 17.51 % | $225,488 | $205,516 | $-19,972 | -8.85 % | $-2,976 | | | | | | News Article | History of Bb And T Corp Ownership Of Ubs Ag |
| 2009-10-05 | 2009-07-31 | N-CSR | Henderson Global Funds - Henderson European Focus Fund | European Region | 922,603 | New Holding | 922,603 | 100 % | $16,145,553 | $14,715,518 | $-1,430,035 | -8.85 % | $-1,430,035 | | | | | | News Article | History of Henderson Global Funds - Henderson European Focus Fund Ownership Of Ubs Ag |
| 2009-10-05 | 2009-07-31 | N-CSR | Henderson Global Funds - Henderson Global Opportunities Fund | Global Multi-Cap Growth | 31,097 | New Holding | 31,097 | 100 % | $544,198 | $495,997 | $-48,200 | -8.85 % | $-48,200 | | | | | | News Article | History of Henderson Global Funds - Henderson Global Opportunities Fund Ownership Of Ubs Ag |
| 2009-10-05 | 2009-07-31 | N-CSR | Henderson Global Funds - Henderson International Opportunities Fund | International Multi-Cap Growth | 4,650,000 | New Holding | 4,650,000 | 100 % | $81,375,000 | $74,167,500 | $-7,207,500 | -8.85 % | $-7,207,500 | | | | | | News Article | History of Henderson Global Funds - Henderson International Opportunities Fund Ownership Of Ubs Ag |
| 2009-10-02 | 2009-09-30 | 13F-HR | State Bank And Trust | Institution | 18 | Added More | 6 | 50.00 % | $312 | $287 | $-25 | -7.90 % | $-8 | | | | | | News Article | History of State Bank And Trust Ownership Of Ubs Ag |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | | Sold All | -268,043 | -100 % | | | | -7.90 % | $367,219 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Ubs Ag |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Value Fund | Multi-Cap Value | | Sold All | -2,332 | -100 % | | | | -7.90 % | $3,195 | | | | | | News Article | History of Usaa Mutual Funds Trust - Value Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Aim Equity Funds - Aim Large Cap Basic Value Fund | Large-Cap Value | | Sold All | -195,251 | -100 % | | | | -13.31 % | $478,365 | | | | | | News Article | History of Aim Equity Funds - Aim Large Cap Basic Value Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | American Independence Funds Trust - Fusion Fund | No Data | 8,189 | New Holding | 8,189 | 100 % | $150,678 | $130,615 | $-20,063 | -13.31 % | $-20,063 | | | | | | News Article | History of American Independence Funds Trust - Fusion Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 345,881 | New Holding | 345,881 | 100 % | $6,364,210 | $5,516,802 | $-847,408 | -13.31 % | $-847,408 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Sustainability Core 1 Portfolio | No Data | 13,142 | No Compare | | | $241,813 | $209,615 | $-32,198 | -13.31 % | | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Sustainability Core 1 Portfolio Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 86,253 | New Holding | 86,253 | 100 % | $1,587,055 | $1,375,735 | $-211,320 | -13.31 % | $-211,320 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Large Cap International Portfolio | International Large-Cap Core | 396,276 | New Holding | 396,276 | 100 % | $7,291,478 | $6,320,602 | $-970,876 | -13.31 % | $-970,876 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Large Cap International Portfolio Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Va International Value Portfolio | Multi-Cap Value | 524,794 | New Holding | 524,794 | 100 % | $9,656,210 | $8,370,464 | $-1,285,745 | -13.31 % | $-1,285,745 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Va International Value Portfolio Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Trust Co - International Value Series | Multi-Cap Value | 3,481,616 | New Holding | 3,481,616 | 100 % | $64,061,734 | $55,531,775 | $-8,529,959 | -13.31 % | $-8,529,959 | | | | | | News Article | History of Dfa Investment Trust Co - International Value Series Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Dimensional Investment Group Inc - International Value Portfolio | International Multi-Cap Value | 3,481,616 | New Holding | 3,481,616 | 100 % | $64,061,734 | $55,531,775 | $-8,529,959 | -13.31 % | $-8,529,959 | | | | | | News Article | History of Dimensional Investment Group Inc - International Value Portfolio Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Dws Advisor Funds - Dws International Equity Fund | Global Flex Port | 9,994 | Sold Some | -68,302 | -87.23 % | $183,890 | $159,404 | $-24,485 | -13.31 % | $167,340 | | | | | | News Article | History of Dws Advisor Funds - Dws International Equity Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Dws Balanced Fund - Dws Balanced Fund | Flexible Portfolio | 74,620 | Sold Some | -6,121 | -7.58 % | $1,373,008 | $1,190,189 | $-182,819 | -13.31 % | $14,996 | | | | | | News Article | History of Dws Balanced Fund - Dws Balanced Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Dws International Fund Inc - Dws Europe Equity Fund | European Region | 377,159 | Added More | 295,656 | 362.75 % | $6,939,726 | $6,015,686 | $-924,040 | -13.31 % | $-724,357 | | | | | | News Article | History of Dws International Fund Inc - Dws Europe Equity Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Eclipse Funds Inc - Mainstay 13030 International Fund | Global Flex Port | 38,393 | New Holding | 38,393 | 100 % | $706,431 | $612,368 | $-94,063 | -13.31 % | $-94,063 | | | | | | News Article | History of Eclipse Funds Inc - Mainstay 13030 International Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Advisor Series Viii - Diversified International Fund | International Multi-Cap Core | 2,472,100 | New Holding | 2,472,100 | 100 % | $45,486,640 | $39,429,995 | $-6,056,645 | -13.31 % | $-6,056,645 | | | | | | News Article | History of Fidelity Advisor Series Viii - Diversified International Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Advisor Series Viii - Japan Fund | Japanese | | Sold All | -7,608,400 | -100 % | | | | -13.31 % | $18,640,580 | | | | | | News Article | History of Fidelity Advisor Series Viii - Japan Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Advisor Series Viii - Overseas Fund | International Large-Cap Core | 9,334 | Sold Some | -176,666 | -94.98 % | $171,746 | $148,877 | $-22,868 | -13.31 % | $432,832 | | | | | | News Article | History of Fidelity Advisor Series Viii - Overseas Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Investment Trust - Fidelity Europe Fund | European Region | 6,042,469 | New Holding | 6,042,469 | 100 % | $111,181,430 | $96,377,381 | $-14,804,049 | -13.31 % | $-14,804,049 | | | | | | News Article | History of Fidelity Investment Trust - Fidelity Europe Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Investment Trust - Fidelity International Discovery Fund | Global Flex Port | 5,158,480 | Sold Some | -3,876,626 | -42.90 % | $94,916,032 | $82,277,756 | $-12,638,276 | -13.31 % | $9,497,734 | | | | | | News Article | History of Fidelity Investment Trust - Fidelity International Discovery Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Investment Trust - Fidelity International Value Fund | Multi-Cap Value | | Sold All | -24,566 | -100 % | | | | -13.31 % | $60,187 | | | | | | News Article | History of Fidelity Investment Trust - Fidelity International Value Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Investment Trust - Fidelity Worldwide Fund | Specialty & Misc | 148,561 | Sold Some | -110,430 | -42.63 % | $2,733,522 | $2,369,548 | $-363,974 | -13.31 % | $270,554 | | | | | | News Article | History of Fidelity Investment Trust - Fidelity Worldwide Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Goldman Sachs Trust - Goldman Sachs Structured International Equity Fund | Gold Oriented | | Sold All | -17,100 | -100 % | | | | -13.31 % | $41,895 | | | | | | News Article | History of Goldman Sachs Trust - Goldman Sachs Structured International Equity Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Hartford Mutual Funds Incct - Hartford Advisers Fund | Mixed-Asset Target Allocation Growth | 135 | New Holding | 135 | 100 % | $2,484 | $2,153 | $-331 | -13.31 % | $-331 | | | | | | News Article | History of Hartford Mutual Funds Incct - Hartford Advisers Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Hartford Mutual Funds Incct - Hartford International Opportunities Fund | International Large-Cap Core | 561 | New Holding | 561 | 100 % | $10,322 | $8,948 | $-1,374 | -13.31 % | $-1,374 | | | | | | News Article | History of Hartford Mutual Funds Incct - Hartford International Opportunities Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Heritage Series Trust - International Equity Fund | Global Flex Port | 30,487 | New Holding | 30,487 | 100 % | $560,961 | $486,268 | $-74,693 | -13.31 % | $-74,693 | | | | | | News Article | History of Heritage Series Trust - International Equity Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-CSR | Janus Investment Fund - Intech Risk-Managed International Fund | No Data | 1,244 | No Compare | | | $22,890 | $19,842 | $-3,048 | -13.31 % | | | | | | | News Article | History of Janus Investment Fund - Intech Risk-Managed International Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Janus Investment Fund - Janus Worldwide Fund | Global Large-Cap Growth | | Sold All | -2,024,866 | -100 % | | | | -13.31 % | $4,960,922 | | | | | | News Article | History of Janus Investment Fund - Janus Worldwide Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust - Jackson Perspective Index 5 Fund | Specialty & Misc | 3,232 | No Change | 0 | 0 % | $59,469 | $51,550 | $-7,918 | -13.31 % | $0 | | | | | | News Article | History of Jnl Investors Series Trust - Jackson Perspective Index 5 Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Mainstay Funds - Mainstay International Equity Fund | International Multi-Cap Core | 244,300 | New Holding | 244,300 | 100 % | $4,495,120 | $3,896,585 | $-598,535 | -13.31 % | $-598,535 | | | | | | News Article | History of Mainstay Funds - Mainstay International Equity Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Managers Trust I - Managers Fremont Global Fund | Global Flex Port | 10,650 | Sold Some | -6,100 | -36.41 % | $195,960 | $169,868 | $-26,093 | -13.31 % | $14,945 | | | | | | News Article | History of Managers Trust I - Managers Fremont Global Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Morgan Stanley International Fund - None | Specialty & Misc | 28,831 | Added More | 13,416 | 87.03 % | $530,490 | $459,854 | $-70,636 | -13.31 % | $-32,869 | | | | | | News Article | History of Morgan Stanley International Fund - None Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Riversource International Managers Series Inc - Riversource International Equity Fund | International Multi-Cap Value | 191,200 | No Change | 0 | 0 % | $3,518,080 | $3,049,640 | $-468,440 | -13.31 % | $0 | | | | | | News Article | History of Riversource International Managers Series Inc - Riversource International Equity Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Riversource International Series Inc - Riversource Disciplined International Equity Fund | Global Flex Port | 35,089 | No Change | 0 | 0 % | $645,638 | $559,670 | $-85,968 | -13.31 % | $0 | | | | | | News Article | History of Riversource International Series Inc - Riversource Disciplined International Equity Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Riversource International Series Inc - Riversource International Opportunity Fund | International Large-Cap Core | | Sold All | -181,047 | -100 % | | | | -13.31 % | $443,565 | | | | | | News Article | History of Riversource International Series Inc - Riversource International Opportunity Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Russell Investment Co - Emerging Markets Fund | Emerging Markets | 181,724 | Sold Some | -328,537 | -64.38 % | $3,343,722 | $2,898,498 | $-445,224 | -13.31 % | $804,916 | | | | | | News Article | History of Russell Investment Co - Emerging Markets Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Seligman Global Fund Series Inc - Global Growth Fund | Global Large-Cap Growth | | Sold All | -10,180 | -100 % | | | | -13.31 % | $24,941 | | | | | | News Article | History of Seligman Global Fund Series Inc - Global Growth Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Seligman Global Fund Series Inc - International Growth Fund | International Multi-Cap Growth | 24,175 | Added More | 8,845 | 57.69 % | $444,820 | $385,591 | $-59,229 | -13.31 % | $-21,670 | | | | | | News Article | History of Seligman Global Fund Series Inc - International Growth Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Van Kampen Trust Ii - Global Tactical Asset Allocation Fund | No Data | 1,769 | New Holding | 1,769 | 100 % | $32,550 | $28,216 | $-4,334 | -13.31 % | $-4,334 | | | | | | News Article | History of Van Kampen Trust Ii - Global Tactical Asset Allocation Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Vanguard International Equity Index Funds - Vanguard European Stock Index Fund | European Region | 51,025 | Sold Some | -7,188,227 | -99.29 % | $938,860 | $813,849 | $-125,011 | -13.31 % | $17,611,156 | | | | | | News Article | History of Vanguard International Equity Index Funds - Vanguard European Stock Index Fund Ownership Of Ubs Ag |
| 2009-09-29 | 2009-07-31 | N-Q | Vanguard International Equity Index Funds - Vanguard Total World Stock Index Fund | No Data | 66,374 | Added More | 14,558 | 28.09 % | $1,221,282 | $1,058,665 | $-162,616 | -13.31 % | $-35,667 | | | | | | News Article | History of Vanguard International Equity Index Funds - Vanguard Total World Stock Index Fund Ownership Of Ubs Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Aberdeen Funds - Aberdeen International Equity Fund | No Data | 16,105 | New Holding | 16,105 | 100 % | $301,325 | $256,875 | $-44,450 | -14.75 % | $-44,450 | | | | | | News Article | History of Aberdeen Funds - Aberdeen International Equity Fund Ownership Of Ubs Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Hancock John Capital Series - Classic Value Fund | Multi-Cap Value | 4,862,854 | Sold Some | -5,007,844 | -50.73 % | $90,983,998 | $77,562,521 | $-13,421,477 | -14.75 % | $13,821,649 | | | | | | News Article | History of Hancock John Capital Series - Classic Value Fund Ownership Of Ubs Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Harbor Funds - Harbor Global Value Fund | Global Multi-Cap Value | 100,015 | Added More | 300 | 0.30 % | $1,871,281 | $1,595,239 | $-276,041 | -14.75 % | $-828 | | | | | | News Article | History of Harbor Funds - Harbor Global Value Fund Ownership Of Ubs Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Harbor Funds - Harbor International Fund | International Large-Cap Core | 22,845,745 | No Change | 0 | 0 % | $427,443,889 | $364,389,633 | $-63,054,256 | -14.75 % | $0 | | | | | | News Article | History of Harbor Funds - Harbor International Fund Ownership Of Ubs Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Jpmorgan Trust I - Jpmorgan Intrepid European Fund | European Region | | Sold All | -142 | -100 % | | | | -14.75 % | $392 | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Intrepid European Fund Ownership Of Ubs Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Jpmorgan Trust I - Jpmorgan Intrepid International Fund | Global Flex Port | 134 | New Holding | 134 | 100 % | $2,507 | $2,137 | $-370 | -14.75 % | $-370 | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Intrepid International Fund Ownership Of Ubs Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Jpmorgan Trust Ii - Jpmorgan International Equity Index Fund | Global Flex Port | 64 | New Holding | 64 | 100 % | $1,197 | $1,021 | $-177 | -14.75 % | $-177 | | | | | | News Article | History of Jpmorgan Trust Ii - Jpmorgan International Equity Index Fund Ownership Of Ubs Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Global Fund | Global Flex Port | 233,307 | Sold Some | -712 | -0.30 % | $4,365,174 | $3,721,247 | $-643,927 | -14.75 % | $1,965 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Global Fund Ownership Of Ubs Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Morgan Stanley European Equity Fund Inc - None | Specialty & Misc | 375,469 | Added More | 11,459 | 3.14 % | $7,025,025 | $5,988,731 | $-1,036,294 | -14.75 % | $-31,627 | | | | | | News Article | History of Morgan Stanley European Equity Fund Inc - None Ownership Of Ubs Ag |
| 2009-09-28 | 2009-07-31 | N-Q | New World Fund Inc - New World Fund Inc | Emerging Markets | 2,260,000 | New Holding | 2,260,000 | 100 % | $42,284,600 | $36,047,000 | $-6,237,600 | -14.75 % | $-6,237,600 | | | | | | News Article | History of New World Fund Inc - New World Fund Inc Ownership Of Ubs Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Tocqueville Trust - The Tocqueville International Value Fund | Multi-Cap Value | | Sold All | -81,834 | -100 % | | | | -14.75 % | $225,862 | | | | | | News Article | History of Tocqueville Trust - The Tocqueville International Value Fund Ownership Of Ubs Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Vanguard Star Funds - Vanguard Developed Markets Index Fund | International Multi-Cap Core | 8,975 | No Compare | | | $167,922 | $143,151 | $-24,771 | -14.75 % | | | | | | | News Article | History of Vanguard Star Funds - Vanguard Developed Markets Index Fund Ownership Of Ubs Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Vanguard Star Funds - Vanguard Developed Markets Index Fund | International Multi-Cap Core | 927,870 | No Compare | | | $17,360,448 | $14,799,527 | $-2,560,921 | -14.75 % | | | | | | | News Article | History of Vanguard Star Funds - Vanguard Developed Markets Index Fund Ownership Of Ubs Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Vanguard Star Funds - Vanguard Institutional Developed Markets Index Fund | Specialty & Misc | 1,659,165 | No Compare | | | $31,042,977 | $26,463,682 | $-4,579,295 | -14.75 % | | | | | | | News Article | History of Vanguard Star Funds - Vanguard Institutional Developed Markets Index Fund Ownership Of Ubs Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Vanguard Star Funds - Vanguard Total International Stock Index Fund | International Multi-Cap Core | 6,103,455 | Added More | 669,081 | 12.31 % | $114,195,643 | $97,350,107 | $-16,845,536 | -14.75 % | $-1,846,664 | | | | | | News Article | History of Vanguard Star Funds - Vanguard Total International Stock Index Fund Ownership Of Ubs Ag |
| 2009-09-28 | 2009-07-31 | N-Q | Vanguard Trustees Equity Fund - Vanguard International Value Fund | Multi-Cap Value | 2,406,598 | Added More | 352,000 | 17.13 % | $45,027,449 | $38,385,238 | $-6,642,210 | -14.75 % | $-971,520 | | | | | | News Article | History of Vanguard Trustees Equity Fund - Vanguard International Value Fund Ownership Of Ubs Ag |
| 2009-09-25 | 2009-07-31 | N-Q | Advantage Funds Inc - Global Alpha Fund | Global Flex Port | 8,163 | Sold Some | -2,259 | -21.67 % | $147,832 | $130,200 | $-17,632 | -11.92 % | $4,879 | | | | | | News Article | History of Advantage Funds Inc - Global Alpha Fund Ownership Of Ubs Ag |
| 2009-09-25 | 2009-07-31 | N-Q | Direxion Shares Etf Trust - Direxion Daily Developed Markets Bull 3x Shares | No Data | 503 | Added More | 275 | 120.61 % | $9,109 | $8,023 | $-1,086 | -11.92 % | $-594 | | | | | | News Article | History of Direxion Shares Etf Trust - Direxion Daily Developed Markets Bull 3x Shares Ownership Of Ubs Ag |
| 2009-09-25 | 2009-07-31 | N-Q | Mfs Series Trust Viii - Mfs Global Growth Fund | Multi-Cap Growth | 140,570 | New Holding | 140,570 | 100 % | $2,545,723 | $2,242,092 | $-303,631 | -11.92 % | $-303,631 | | | | | | News Article | History of Mfs Series Trust Viii - Mfs Global Growth Fund Ownership Of Ubs Ag |
| 2009-09-25 | 2009-03-31 | N-Q/A | Hirtle Callaghan Trust - The International Equity Portfolio | Global Flex Port | 441,878 | Added More | 191,148 | 76.23 % | $8,002,411 | $7,047,954 | $-954,456 | -11.92 % | $-412,880 | | | | | | News Article | History of Hirtle Callaghan Trust - The International Equity Portfolio Ownership Of Ubs Ag |
| 2009-09-24 | 2009-07-31 | N-Q | Dreyfus Index Funds Inc - Dreyfus International Stock Index Fund | International Multi-Cap Core | 173,828 | Added More | 7,946 | 4.79 % | $3,205,388 | $2,772,557 | $-432,832 | -13.50 % | $-19,786 | | | | | | News Article | History of Dreyfus Index Funds Inc - Dreyfus International Stock Index Fund Ownership Of Ubs Ag |
| 2009-09-24 | 2009-07-31 | N-Q | Mfs Series Trust Vi - Mfs Global Equity Fund | Global Flex Port | 283,414 | Sold Some | -14,800 | -4.96 % | $5,226,154 | $4,520,453 | $-705,701 | -13.50 % | $36,852 | | | | | | News Article | History of Mfs Series Trust Vi - Mfs Global Equity Fund Ownership Of Ubs Ag |
| 2009-09-24 | 2009-07-31 | N-Q | Nationwide Mutual Funds - Nationwide International Index Fund | Global Flex Port | | Sold All | -500,278 | -100 % | | | | -13.50 % | $1,245,692 | | | | | | News Article | History of Nationwide Mutual Funds - Nationwide International Index Fund Ownership Of Ubs Ag |
| 2009-09-24 | 2009-06-30 | 13F-HR/A | Credit Agricole S A | Institution | 4,429,742 | Added More | 1,177,232 | 36.19 % | $81,684,442 | $70,654,385 | $-11,030,058 | -13.50 % | $-2,931,308 | | | | | | News Article | History of Credit Agricole S A Ownership Of Ubs Ag |
| 2009-09-23 | 2009-07-31 | N-Q | Steward Funds Inc - International Equity Fund | International Large-Cap Value | 36,623 | Sold Some | -140 | -0.38 % | $686,681 | $584,137 | $-102,544 | -14.93 % | $392 | | | | | | News Article | History of Steward Funds Inc - International Equity Fund Ownership Of Ubs Ag |
| 2009-09-21 | 2009-06-30 | 13F-HR/A | Eaton Vance Management | Institution | 2,368,403 | New Holding | 2,368,403 | 100 % | $44,336,504 | $37,776,028 | $-6,560,476 | -14.79 % | $-6,560,476 | | | | | | News Article | History of Eaton Vance Management Ownership Of Ubs Ag |
| 2009-09-21 | 2009-06-30 | 13F-HR/A | Eaton Vance Management | Institution | 2,368,518 | New Holding | 2,368,518 | 100 % | $44,338,657 | $37,777,862 | $-6,560,795 | -14.79 % | $-6,560,795 | | | | | | News Article | History of Eaton Vance Management Ownership Of Ubs Ag |
| 2009-09-15 | 2009-06-30 | N-CSRS/A | Wilshire Mutual Funds Inc - Wilshire Large Company Value Portfolio | Multi-Cap Value | 23,850 | No Change | 0 | 0 % | $432,639 | $380,408 | $-52,232 | -12.07 % | $0 | | | | | | News Article | History of Wilshire Mutual Funds Inc - Wilshire Large Company Value Portfolio Ownership Of Ubs Ag |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 22,728 | Sold Some | -92,000 | -80.18 % | $407,286 | $362,512 | $-44,774 | -10.99 % | $181,240 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Ubs Ag |
| 2009-09-10 | 2009-06-30 | 13F-HR/A | Veritable L P | Institution | 21,388 | New Holding | 21,388 | 100 % | $388,834 | $341,139 | $-47,695 | -12.26 % | $-47,695 | | | | | | News Article | History of Veritable L P Ownership Of Ubs Ag |
| 2009-09-10 | 2009-03-31 | 13F-HR/A | Veritable L P | Institution | | Sold All | -10,746 | -100 % | | | | -12.26 % | $23,964 | | | | | | News Article | History of Veritable L P Ownership Of Ubs Ag |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Targetplus Balanced Fund | Flexible Portfolio | 33,886 | Added More | 3,277 | 10.70 % | $624,858 | $540,482 | $-84,376 | -13.50 % | $-8,160 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Targetplus Balanced Fund Ownership Of Ubs Ag |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Targetplus Growth Fund | Multi-Cap Growth | 37,480 | Added More | 1,543 | 4.29 % | $691,131 | $597,806 | $-93,325 | -13.50 % | $-3,842 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Targetplus Growth Fund Ownership Of Ubs Ag |
| 2009-09-08 | 2009-06-30 | N-CSRS | Allianz Variable Insurance Products Trust - Azl Targetplus Moderate Fund | Specialty & Misc | 24,078 | Added More | 133 | 0.55 % | $443,998 | $384,044 | $-59,954 | -13.50 % | $-331 | | | | | | News Article | History of Allianz Variable Insurance Products Trust - Azl Targetplus Moderate Fund Ownership Of Ubs Ag |
| 2009-09-08 | 2009-06-30 | N-CSRS | Baillie Gifford Funds - Baillie Gifford Eafe Fund | Specialty & Misc | 773,605 | Added More | 184,100 | 31.22 % | $14,265,276 | $12,339,000 | $-1,926,276 | -13.50 % | $-458,409 | | | | | | News Article | History of Baillie Gifford Funds - Baillie Gifford Eafe Fund Ownership Of Ubs Ag |
| 2009-09-08 | 2009-06-30 | N-CSRS | Lazard Funds Inc - Lazard International Equity Portfolio | International Large-Cap Core | 89,200 | Sold Some | -37,400 | -29.54 % | $1,644,848 | $1,422,740 | $-222,108 | -13.50 % | $93,126 | | | | | | News Article | History of Lazard Funds Inc - Lazard International Equity Portfolio Ownership Of Ubs Ag |
| 2009-09-08 | 2009-06-30 | N-CSRS | Lazard Funds Inc - Lazard International Strategic Equity Portfolio | International Multi-Cap Core | 176,290 | Sold Some | -20,700 | -10.50 % | $3,250,788 | $2,811,826 | $-438,962 | -13.50 % | $51,543 | | | | | | News Article | History of Lazard Funds Inc - Lazard International Strategic Equity Portfolio Ownership Of Ubs Ag |
| 2009-09-08 | 2009-06-30 | N-CSRS | Summit Mutual Funds Inc - Eafe International Index Portfolio | Global Flex Port | 25,660 | Sold Some | -917 | -3.45 % | $473,170 | $409,277 | $-63,893 | -13.50 % | $2,283 | | | | | | News Article | History of Summit Mutual Funds Inc - Eafe International Index Portfolio Ownership Of Ubs Ag |
| 2009-09-08 | 2009-06-30 | N-CSRS | Universal Institutional Funds Inc - International Magnum Portfolio | Global Flex Port | 41,539 | Added More | 5,206 | 14.32 % | $765,979 | $662,547 | $-103,432 | -13.50 % | $-12,963 | | | | | | News Article | History of Universal Institutional Funds Inc - International Magnum Portfolio Ownership Of Ubs Ag |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust - Alpha Opportunities Trust | No Data | 79,902 | New Holding | 79,902 | 100 % | $1,449,422 | $1,274,437 | $-174,985 | -12.07 % | $-174,985 | | | | | | News Article | History of John Hancock Trust - Alpha Opportunities Trust Ownership Of Ubs Ag |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust - Global Trust | Global Flex Port | 150,000 | New Holding | 150,000 | 100 % | $2,721,000 | $2,392,500 | $-328,500 | -12.07 % | $-328,500 | | | | | | News Article | History of John Hancock Trust - Global Trust Ownership Of Ubs Ag |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust - Income Trust | Equity Income | 451,550 | New Holding | 451,550 | 100 % | $8,191,117 | $7,202,223 | $-988,895 | -12.07 % | $-988,895 | | | | | | News Article | History of John Hancock Trust - Income Trust Ownership Of Ubs Ag |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust - International Core Trust | Multi-Cap Core | 181,144 | New Holding | 181,144 | 100 % | $3,285,952 | $2,889,247 | $-396,705 | -12.07 % | $-396,705 | | | | | | News Article | History of John Hancock Trust - International Core Trust Ownership Of Ubs Ag |
| 2009-09-04 | 2009-08-17 | N-CSR | John Hancock Trust - International Value Trust | Multi-Cap Value | 469,370 | New Holding | 469,370 | 100 % | $8,514,372 | $7,486,452 | $-1,027,920 | -12.07 % | $-1,027,920 | | | | | | News Article | History of John Hancock Trust - International Value Trust Ownership Of Ubs Ag |
| 2009-09-04 | 2009-06-30 | N-CSRS | Advanced Series Trust - Ast First Trust Capital Appreciation Target Portfolio | Specialty & Misc | | Sold All | -293,806 | -100 % | | | | -12.07 % | $643,435 | | | | | | News Article | History of Advanced Series Trust - Ast First Trust Capital Appreciation Target Portfolio Ownership Of Ubs Ag |
| 2009-09-04 | 2009-06-30 | N-CSRS | American Funds Insurance Series - Global Growth Fund | Global Large-Cap Growth | 4,624,106 | New Holding | 4,624,106 | 100 % | $83,881,283 | $73,754,491 | $-10,126,792 | -12.07 % | $-10,126,792 | | | | | | News Article | History of American Funds Insurance Series - Global Growth Fund Ownership Of Ubs Ag |
| 2009-09-04 | 2009-06-30 | N-CSRS | American Funds Insurance Series - International Fund | Global Flex Port | | Sold All | -870,016 | -100 % | | | | -12.07 % | $1,905,335 | | | | | | News Article | History of American Funds Insurance Series - International Fund Ownership Of Ubs Ag |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein International Portfolio | Global Flex Port | 571,410 | No Change | 0 | 0 % | $10,365,377 | $9,113,990 | $-1,251,388 | -12.07 % | $0 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein International Portfolio Ownership Of Ubs Ag |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqinternational Growth Portfolio | Multi-Cap Growth | 674,247 | Added More | 134,249 | 24.86 % | $12,230,841 | $10,754,240 | $-1,476,601 | -12.07 % | $-294,005 | | | | | | News Article | History of Eq Advisors Trust - Eqinternational Growth Portfolio Ownership Of Ubs Ag |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqoppenheimer Global Portfolio | Global Flex Port | 89,655 | Added More | 8,319 | 10.22 % | $1,626,342 | $1,429,997 | $-196,344 | -12.07 % | $-18,219 | | | | | | News Article | History of Eq Advisors Trust - Eqoppenheimer Global Portfolio Ownership Of Ubs Ag |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqtcw Equity Portfolio | Specialty & Misc | 287,014 | New Holding | 287,014 | 100 % | $5,206,434 | $4,577,873 | $-628,561 | -12.07 % | $-628,561 | | | | | | News Article | History of Eq Advisors Trust - Eqtcw Equity Portfolio Ownership Of Ubs Ag |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust I - Jpmorgan Intrepid International Fund | Global Flex Port | | Sold All | -165 | -100 % | | | | -12.07 % | $361 | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Intrepid International Fund Ownership Of Ubs Ag |
| 2009-09-04 | 2009-06-30 | N-CSRS | Massmutual Select Funds - Massmutual Select Diversified International Fund | Global Flex Port | | Sold All | -81,554 | -100 % | | | | -12.07 % | $178,603 | | | | | | News Article | History of Massmutual Select Funds - Massmutual Select Diversified International Fund Ownership Of Ubs Ag |
| 2009-09-04 | 2009-06-30 | N-CSRS | Massmutual Select Funds - Massmutual Select Overseas Fund | International Multi-Cap Core | 439,458 | Added More | 108,531 | 32.79 % | $7,971,768 | $7,009,355 | $-962,413 | -12.07 % | $-237,683 | | | | | | News Article | History of Massmutual Select Funds - Massmutual Select Overseas Fund Ownership Of Ubs Ag |
| 2009-09-04 | 2009-06-30 | N-CSRS/A | Metropolitan Series Fund Inc - Fi International Stock Portfolio | Global Flex Port | | Sold All | -179,060 | -100 % | | | | -12.07 % | $392,141 | | | | | | News Article | History of Metropolitan Series Fund Inc - Fi International Stock Portfolio Ownership Of Ubs Ag |
| 2009-09-04 | 2009-06-30 | N-CSRS | Morgan Stanley Institutional Fund Inc - Active International Allocation Portfolio | Global Flex Port | 51,439 | Added More | 28,805 | 127.26 % | $933,103 | $820,452 | $-112,651 | -12.07 % | $-63,083 | | | | | | News Article | History of Morgan Stanley Institutional Fund Inc - Active International Allocation Portfolio Ownership Of Ubs Ag |
| 2009-09-04 | 2009-06-30 | N-CSRS | Morgan Stanley Institutional Fund Inc - International Equity Portfolio | Global Flex Port | 262,656 | Sold Some | -649,358 | -71.20 % | $4,764,580 | $4,189,363 | $-575,217 | -12.07 % | $1,422,094 | | | | | | News Article | History of Morgan Stanley Institutional Fund Inc - International Equity Portfolio Ownership Of Ubs Ag |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Profund Vp Europe 30 | European Region | 283,968 | Added More | 227,392 | 401.92 % | $5,151,180 | $4,529,290 | $-621,890 | -12.07 % | $-497,988 | | | | | | News Article | History of Profunds - Profund Vp Europe 30 Ownership Of Ubs Ag |
| 2009-09-04 | 2009-06-30 | N-CSR | Sa Funds Investment Trust - Sa International Hbtm Fund | Global Flex Port | 173,505 | New Holding | 173,505 | 100 % | $3,147,381 | $2,767,405 | $-379,976 | -12.07 % | $-379,976 | | | | | | News Article | History of Sa Funds Investment Trust - Sa International Hbtm Fund Ownership Of Ubs Ag |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Variable Insurance Funds - Balanced Portfolio | Flexible Portfolio | 335,871 | No Change | 0 | 0 % | $6,092,700 | $5,357,142 | $-735,557 | -12.07 % | $0 | | | | | | News Article | History of Vanguard Variable Insurance Funds - Balanced Portfolio Ownership Of Ubs Ag |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Variable Insurance Funds - International Portfolio | Global Flex Port | 1,095,918 | No Change | 0 | 0 % | $19,879,953 | $17,479,892 | $-2,400,060 | -12.07 % | $0 | | | | | | News Article | History of Vanguard Variable Insurance Funds - International Portfolio Ownership Of Ubs Ag |
| 2009-09-03 | 2009-06-30 | N-CSRS | Anchor Series Trust - Growth Portfolio | Multi-Cap Growth | | Sold All | -16,000 | -100 % | | | | -9.78 % | $27,680 | | | | | | News Article | History of Anchor Series Trust - Growth Portfolio Ownership Of Ubs Ag |
| 2009-09-03 | 2009-06-30 | N-CSRS | Goldman Sachs Trust - Goldman Sachs Structured International Equity Fund | Gold Oriented | 17,100 | New Holding | 17,100 | 100 % | $302,328 | $272,745 | $-29,583 | -9.78 % | $-29,583 | | | | | | News Article | History of Goldman Sachs Trust - Goldman Sachs Structured International Equity Fund Ownership Of Ubs Ag |
| 2009-09-03 | 2009-06-30 | N-CSRS | Jnl Series Trust - Jnlmg Global Leaders Fund | No Data | 6 | New Holding | 6 | 100 % | $106 | $96 | $-10 | -9.78 % | $-10 | | | | | | News Article | History of Jnl Series Trust - Jnlmg Global Leaders Fund Ownership Of Ubs Ag |
| 2009-09-03 | 2009-06-30 | N-CSRS | Jnl Variable Fund Llc - Jnlmcm 25 Fund | Specialty & Misc | 191 | New Holding | 191 | 100 % | $3,377 | $3,046 | $-330 | -9.78 % | $-330 | | | | | | News Article | History of Jnl Variable Fund Llc - Jnlmcm 25 Fund Ownership Of Ubs Ag |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mainstay Vp Series Fund Inc - Vp International Equity Portfolio | Global Flex Port | | Sold All | -82,700 | -100 % | | | | -9.78 % | $143,071 | | | | | | News Article | History of Mainstay Vp Series Fund Inc - Vp International Equity Portfolio Ownership Of Ubs Ag |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund - Mml Equity Income Fund | Equity Income | 144,055 | Added More | 4,600 | 3.29 % | $2,546,892 | $2,297,677 | $-249,215 | -9.78 % | $-7,958 | | | | | | News Article | History of Mml Series Investment Fund - Mml Equity Income Fund Ownership Of Ubs Ag |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund - Mml Global Fund | Global Flex Port | 26,926 | Added More | 19,001 | 239.76 % | $476,052 | $429,470 | $-46,582 | -9.78 % | $-32,872 | | | | | | News Article | History of Mml Series Investment Fund - Mml Global Fund Ownership Of Ubs Ag |
| 2009-09-03 | 2009-06-30 | N-CSRS | Nationwide Variable Insurance Trust - Nvit International Value Fund | Multi-Cap Value | | Sold All | -2,950 | -100 % | | | | -9.78 % | $5,104 | | | | | | News Article | History of Nationwide Variable Insurance Trust - Nvit International Value Fund Ownership Of Ubs Ag |
| 2009-09-03 | 2009-06-30 | N-CSRS | Northwestern Mutual Series Fund Inc - Balanced Portfolio | Flexible Portfolio | | Sold All | -48,015 | -100 % | | | | -9.78 % | $83,066 | | | | | | News Article | History of Northwestern Mutual Series Fund Inc - Balanced Portfolio Ownership Of Ubs Ag |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - International Large-Cap Portfolio | No Data | 864,284 | New Holding | 864,284 | 100 % | $15,280,541 | $13,785,330 | $-1,495,211 | -9.78 % | $-1,495,211 | | | | | | News Article | History of Pacific Select Fund - International Large-Cap Portfolio Ownership Of Ubs Ag |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - International Value Portfolio | No Data | | Sold All | -1,293,714 | -100 % | | | | -9.78 % | $2,238,125 | | | | | | News Article | History of Pacific Select Fund - International Value Portfolio Ownership Of Ubs Ag |
| 2009-09-03 | 2009-06-30 | N-CSR | Umb Scout Funds - Stock Fund | Large-Cap Core | 1,812,700 | Added More | 125,000 | 7.40 % | $32,048,536 | $28,912,565 | $-3,135,971 | -9.78 % | $-216,250 | | | | | | News Article | History of Umb Scout Funds - Stock Fund Ownership Of Ubs Ag |
| 2009-09-03 | 2009-06-30 | N-CSRS | Usaa Mutual Funds Trust - International Fund | Global Flex Port | | Sold All | -318,639 | -100 % | | | | -9.78 % | $551,245 | | | | | | News Article | History of Usaa Mutual Funds Trust - International Fund Ownership Of Ubs Ag |
| 2009-09-03 | 2009-06-30 | N-CSRS | Usaa Mutual Funds Trust - International Fund | Global Flex Port | | Sold All | -39,062 | -100 % | | | | -9.78 % | $67,577 | | | | | | News Article | History of Usaa Mutual Funds Trust - International Fund Ownership Of Ubs Ag |
| 2009-09-02 | 2009-06-30 | N-CSR/A | Hirtle Callaghan Trust - The International Equity Portfolio | Global Flex Port | | Sold All | -441,878 | -100 % | | | | -5.28 % | $393,271 | | | | | | News Article | History of Hirtle Callaghan Trust - The International Equity Portfolio Ownership Of Ubs Ag |
| 2009-09-02 | 2009-06-30 | N-CSRS | Lkcm Funds - Lkcm International Fund | International Multi-Cap Value | | Sold All | -56,233 | -100 % | | | | -5.28 % | $50,047 | | | | | | News Article | History of Lkcm Funds - Lkcm International Fund Ownership Of Ubs Ag |
| 2009-09-02 | 2009-06-30 | N-CSRS | Met Investors Series Trust - Harris Oakmark International Portfolio | Global Flex Port | 3,604,447 | Added More | 1,674,000 | 86.71 % | $60,698,887 | $57,490,930 | $-3,207,958 | -5.28 % | $-1,489,860 | | | | | | News Article | History of Met Investors Series Trust - Harris Oakmark International Portfolio Ownership Of Ubs Ag |
| 2009-09-02 | 2009-06-30 | N-CSRS | Met Investors Series Trust - Metamerican Growth Portfolio | Multi-Cap Growth | 39,420 | No Change | 0 | 0 % | $663,833 | $628,749 | $-35,084 | -5.28 % | $0 | | | | | | News Article | History of Met Investors Series Trust - Metamerican Growth Portfolio Ownership Of Ubs Ag |
| 2009-09-02 | 2009-06-30 | N-CSRS | Met Investors Series Trust - Mfs Research International Portfolio | Global Flex Port | 1,177,667 | Added More | 51,034 | 4.52 % | $19,831,912 | $18,783,789 | $-1,048,124 | -5.28 % | $-45,420 | | | | | | News Article | History of Met Investors Series Trust - Mfs Research International Portfolio Ownership Of Ubs Ag |
| 2009-09-02 | 2009-06-30 | N-CSRS | Seligman Portfolios Incny - Seligman Capital Portfolio | Specialty & Misc | 1,180 | New Holding | 1,180 | 100 % | $19,871 | $18,821 | $-1,050 | -5.28 % | $-1,050 | | | | | | News Article | History of Seligman Portfolios Incny - Seligman Capital Portfolio Ownership Of Ubs Ag |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 3,437,772 | Sold Some | -3,641,656 | -51.43 % | $58,510,879 | $54,832,463 | $-3,678,416 | -6.28 % | $3,896,572 | | | | | | News Article | History of Amvescap Plc Ownership Of Ubs Ag |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fidelity International Ltd | Institution | 16,996,659 | New Holding | 16,996,659 | 100 % | $289,283,136 | $271,096,711 | $-18,186,425 | -6.28 % | $-18,186,425 | | | | | | News Article | History of Fidelity International Ltd Ownership Of Ubs Ag |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 37,265,690 | Sold Some | -5,437,398 | -12.73 % | $634,262,044 | $594,387,756 | $-39,874,288 | -6.28 % | $5,818,016 | | | | | | News Article | History of Fmr Corp Ownership Of Ubs Ag |
| 2009-09-01 | 2009-06-30 | N-CSRS | Lazard Retirement Series Inc - Lazard Retirement International Equity Portfolio | Global Flex Port | 172,700 | Sold Some | -25,800 | -12.99 % | $2,939,354 | $2,754,565 | $-184,789 | -6.28 % | $27,606 | | | | | | News Article | History of Lazard Retirement Series Inc - Lazard Retirement International Equity Portfolio Ownership Of Ubs Ag |
| 2009-09-01 | 2009-06-30 | N-CSRS | Mfs Variable Insurance Trust - Mfs Global Equity Series | Global Flex Port | 24,073 | Sold Some | -272 | -1.11 % | $409,722 | $383,964 | $-25,758 | -6.28 % | $291 | | | | | | News Article | History of Mfs Variable Insurance Trust - Mfs Global Equity Series Ownership Of Ubs Ag |
| 2009-09-01 | 2009-06-30 | N-CSRS | Mfs Variable Insurance Trust - Mfs Research International Series | Global Flex Port | 129,979 | Added More | 10,805 | 9.06 % | $2,212,243 | $2,073,165 | $-139,078 | -6.28 % | $-11,561 | | | | | | News Article | History of Mfs Variable Insurance Trust - Mfs Research International Series Ownership Of Ubs Ag |
| 2009-09-01 | 2009-06-30 | N-CSRS | Neuberger Berman Advisers Management Trust - International Portfolio | Global Flex Port | 141,720 | Sold Some | -20,395 | -12.58 % | $2,412,074 | $2,260,434 | $-151,640 | -6.28 % | $21,823 | | | | | | News Article | History of Neuberger Berman Advisers Management Trust - International Portfolio Ownership Of Ubs Ag |
| 2009-09-01 | 2009-06-30 | N-CSRS | Rs Investment Trust - Rs International Growth Fund | Multi-Cap Growth | 59,710 | No Change | 0 | 0 % | $1,016,264 | $952,375 | $-63,890 | -6.28 % | $0 | | | | | | News Article | History of Rs Investment Trust - Rs International Growth Fund Ownership Of Ubs Ag |
| 2009-09-01 | 2009-06-30 | N-CSRS | Rs Variable Products Trust - Rs International Growth Vip Series | Multi-Cap Growth | 237,813 | No Change | 0 | 0 % | $4,047,577 | $3,793,117 | $-254,460 | -6.28 % | $0 | | | | | | News Article | History of Rs Variable Products Trust - Rs International Growth Vip Series Ownership Of Ubs Ag |
| 2009-08-31 | 2009-06-30 | N-Q | Fidelity Central Investment Portfolios Llc - Fidelity Utilities | Utility | | Sold All | -128,183 | -100 % | | | | -12.93 % | $303,794 | | | | | | News Article | History of Fidelity Central Investment Portfolios Llc - Fidelity Utilities Ownership Of Ubs Ag |
| 2009-08-31 | 2009-06-30 | N-Q | Fidelity Destiny Portfolios - Capital Development Fund | Specialty & Misc | | Sold All | -1,800,000 | -100 % | | | | -12.93 % | $4,266,000 | | | | | | News Article | History of Fidelity Destiny Portfolios - Capital Development Fund Ownership Of Ubs Ag |
| 2009-08-31 | 2009-06-30 | N-CSR | Mfs Institutional Trust - Mfs Institutional International Equity Fund | Global Flex Port | 800,226 | New Holding | 800,226 | 100 % | $14,660,140 | $12,763,605 | $-1,896,536 | -12.93 % | $-1,896,536 | | | | | | News Article | History of Mfs Institutional Trust - Mfs Institutional International Equity Fund Ownership Of Ubs Ag |
| 2009-08-31 | 2009-06-30 | N-Q | Streettracks Index Shares Funds - Dj Stoxx 50 Etf | Specialty & Misc | 60,220 | Added More | 3,810 | 6.75 % | $1,103,230 | $960,509 | $-142,721 | -12.93 % | $-9,030 | | | | | | News Article | History of Streettracks Index Shares Funds - Dj Stoxx 50 Etf Ownership Of Ubs Ag |
| 2009-08-31 | 2009-06-30 | N-Q | Streettracks Index Shares Funds - Spdr Japan Etf | Japanese | 86,355 | Added More | 2,912 | 3.48 % | $1,582,024 | $1,377,362 | $-204,661 | -12.93 % | $-6,901 | | | | | | News Article | History of Streettracks Index Shares Funds - Spdr Japan Etf Ownership Of Ubs Ag |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Bond Fund | Specialty & Misc | | Sold All | -27,515 | -100 % | | | | -12.93 % | $65,211 | | | | | | News Article | History of Tiaa Cref Life Fund - Bond Fund Ownership Of Ubs Ag |
| 2009-08-31 | 2009-06-30 | N-CSRS | Ultra Series Fund - International Stock Fund | No Data | | Sold All | -57,800 | -100 % | | | | -12.93 % | $136,986 | | | | | | News Article | History of Ultra Series Fund - International Stock Fund Ownership Of Ubs Ag |
| 2009-08-31 | 2009-06-30 | N-CSRS | Usaa Mutual Funds Trust - Value Fund | Multi-Cap Value | 2,332 | New Holding | 2,332 | 100 % | $42,722 | $37,195 | $-5,527 | -12.93 % | $-5,527 | | | | | | News Article | History of Usaa Mutual Funds Trust - Value Fund Ownership Of Ubs Ag |
| 2009-08-28 | 2009-06-30 | N-CSR | Allianz Funds - Occ Value | Large-Cap Value | 20,000 | New Holding | 20,000 | 100 % | $366,800 | $319,000 | $-47,800 | -13.03 % | $-47,800 | | | | | | News Article | History of Allianz Funds - Occ Value Ownership Of Ubs Ag |
| 2009-08-28 | 2009-06-30 | N-Q | Bb And T Funds - International Equity Fund | International Large-Cap Core | 20,127 | New Holding | 20,127 | 100 % | $369,129 | $321,026 | $-48,104 | -13.03 % | $-48,104 | | | | | | News Article | History of Bb And T Funds - International Equity Fund Ownership Of Ubs Ag |
| 2009-08-28 | 2009-06-30 | N-Q | Bernstein Sanford C Fund Inc - International Portfolio | International Large-Cap Core | | Sold All | -1,258,048 | -100 % | | | | -13.03 % | $3,006,735 | | | | | | News Article | History of Bernstein Sanford C Fund Inc - International Portfolio Ownership Of Ubs Ag |
| 2009-08-28 | 2009-06-30 | N-Q | Bernstein Sanford C Fund Inc - Tax Managed International Portfolio | International Multi-Cap Core | | Sold All | -3,475,094 | -100 % | | | | -13.03 % | $8,305,475 | | | | | | News Article | History of Bernstein Sanford C Fund Inc - Tax Managed International Portfolio Ownership Of Ubs Ag |
| 2009-08-28 | 2009-06-30 | N-CSRS | Dws Variable Series Ii - Dws Balanced Vip | Flexible Portfolio | 20,113 | Added More | 17,226 | 596.67 % | $368,872 | $320,802 | $-48,070 | -13.03 % | $-41,170 | | | | | | News Article | History of Dws Variable Series Ii - Dws Balanced Vip Ownership Of Ubs Ag |
| 2009-08-28 | 2009-06-30 | N-CSRS | Dws Variable Series Ii - Dws Global Thematic Vip | Global Flex Port | 36,639 | New Holding | 36,639 | 100 % | $671,959 | $584,392 | $-87,567 | -13.03 % | $-87,567 | | | | | | News Article | History of Dws Variable Series Ii - Dws Global Thematic Vip Ownership Of Ubs Ag |
| 2009-08-28 | 2009-06-30 | N-CSRS | Dws Variable Series Ii - Dws International Select Equity Vip | Global Flex Port | 7,534 | New Holding | 7,534 | 100 % | $138,174 | $120,167 | $-18,006 | -13.03 % | $-18,006 | | | | | | News Article | History of Dws Variable Series Ii - Dws International Select Equity Vip Ownership Of Ubs Ag |
| 2009-08-28 | 2009-06-30 | N-CSRS | Eaton Vance Series Trust - Eaton Vance Tax Managed Growth Fund 1 0 | Multi-Cap Growth | 142,246 | Sold Some | -20,358 | -12.51 % | $2,608,792 | $2,268,824 | $-339,968 | -13.03 % | $48,656 | | | | | | News Article | History of Eaton Vance Series Trust - Eaton Vance Tax Managed Growth Fund 1 0 Ownership Of Ubs Ag |
| 2009-08-28 | 2009-06-30 | N-Q | Europacific Growth Fund - Europacific Growth Fund | International Multi-Cap Growth | 21,987,562 | Added More | 17,278,834 | 366.95 % | $403,251,887 | $350,701,614 | $-52,550,273 | -13.03 % | $-41,296,413 | | | | | | News Article | History of Europacific Growth Fund - Europacific Growth Fund Ownership Of Ubs Ag |
| 2009-08-28 | 2009-06-30 | N-Q | Forum Funds - Absolute Strategies Fund | Equity Mkt Neutral Funds | 50,690 | No Change | 0 | 0 % | $929,655 | $808,506 | $-121,149 | -13.03 % | $0 | | | | | | News Article | History of Forum Funds - Absolute Strategies Fund Ownership Of Ubs Ag |
| 2009-08-28 | 2009-06-30 | N-Q | New Perspective Fund Inc - New Perspective Fund Inc | Global Large-Cap Core | 18,690,817 | New Holding | 18,690,817 | 100 % | $342,789,584 | $298,118,531 | $-44,671,053 | -13.03 % | $-44,671,053 | | | | | | News Article | History of New Perspective Fund Inc - New Perspective Fund Inc Ownership Of Ubs Ag |
| 2009-08-28 | 2009-06-30 | N-Q | Pacific Life Funds - Pl International Value Fund | International Small-Mid-Cap Value | 31,510 | Sold Some | -18,154 | -36.55 % | $577,893 | $502,585 | $-75,309 | -13.03 % | $43,388 | | | | | | News Article | History of Pacific Life Funds - Pl International Value Fund Ownership Of Ubs Ag |
| 2009-08-28 | 2009-06-30 | N-Q | Riversource Strategic Allocation Series Inc - Riversource Strategic Allocation Fund | Flexible Portfolio | 5,669 | New Holding | 5,669 | 100 % | $103,969 | $90,421 | $-13,549 | -13.03 % | $-13,549 | | | | | | News Article | History of Riversource Strategic Allocation Series Inc - Riversource Strategic Allocation Fund Ownership Of Ubs Ag |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - International Equity Portfolio | International Multi-Cap Core | 97,186 | New Holding | 97,186 | 100 % | $1,782,391 | $1,550,117 | $-232,275 | -13.03 % | $-232,275 | | | | | | News Article | History of Seasons Series Trust - International Equity Portfolio Ownership Of Ubs Ag |
| 2009-08-28 | 2009-06-30 | N-Q | Seasons Series Trust - Large Cap Value Portfolio | Large-Cap Value | 31,640 | New Holding | 31,640 | 100 % | $580,278 | $504,658 | $-75,620 | -13.03 % | $-75,620 | | | | | | News Article | History of Seasons Series Trust - Large Cap Value Portfolio Ownership Of Ubs Ag |
| 2009-08-28 | 2009-06-30 | N-CSRS | Tax Managed Growth Portfolio - Tax Managed Growth Portfolio | Multi-Cap Growth | 142,246 | No Change | 0 | 0 % | $2,608,792 | $2,268,824 | $-339,968 | -13.03 % | $0 | | | | | | News Article | History of Tax Managed Growth Portfolio - Tax Managed Growth Portfolio Ownership Of Ubs Ag |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 79,351 | Sold Some | -31,912 | -28.68 % | $1,455,297 | $1,265,648 | $-189,649 | -13.03 % | $76,270 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Ubs Ag |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Fenway Funds - Vanguard Equity Income Fund | Equity Income | | Sold All | -1,270,600 | -100 % | | | | -13.03 % | $3,036,734 | | | | | | News Article | History of Vanguard Fenway Funds - Vanguard Equity Income Fund Ownership Of Ubs Ag |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Horizon Funds - Vanguard Global Equity Fund | Global Flex Port | 417,306 | New Holding | 417,306 | 100 % | $7,653,392 | $6,656,031 | $-997,361 | -13.03 % | $-997,361 | | | | | | News Article | History of Vanguard Horizon Funds - Vanguard Global Equity Fund Ownership Of Ubs Ag |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Horizon Funds - Vanguard Global Equity Fund | Global Flex Port | 461,439 | New Holding | 461,439 | 100 % | $8,462,791 | $7,359,952 | $-1,102,839 | -13.03 % | $-1,102,839 | | | | | | News Article | History of Vanguard Horizon Funds - Vanguard Global Equity Fund Ownership Of Ubs Ag |
| 2009-08-28 | 2008-06-30 | N-Q | Vanguard Malvern Funds - Vanguard Capital Value Fund | Multi-Cap Value | | Sold All | -469,900 | -100 % | | | | -13.03 % | $1,123,061 | | | | | | News Article | History of Vanguard Malvern Funds - Vanguard Capital Value Fund Ownership Of Ubs Ag |
| 2009-08-27 | 2009-06-30 | N-Q | Dws Advisor Funds - Dws Lifecycle Long Range Fund | Mixed-Asset Target Allocation Moderate | 31,415 | Added More | 27,550 | 712.80 % | $572,067 | $501,069 | $-70,998 | -12.41 % | $-62,263 | | | | | | News Article | History of Dws Advisor Funds - Dws Lifecycle Long Range Fund Ownership Of Ubs Ag |
| 2009-08-27 | 2009-06-30 | N-Q | Icon Funds - Icon Europe Fund | European Region | | Sold All | -36,800 | -100 % | | | | -12.41 % | $83,168 | | | | | | News Article | History of Icon Funds - Icon Europe Fund Ownership Of Ubs Ag |
| 2009-08-27 | 2009-06-30 | N-Q | Icon Funds - Icon Financial Fund | Financial Services | | Sold All | -35,100 | -100 % | | | | -12.41 % | $79,326 | | | | | | News Article | History of Icon Funds - Icon Financial Fund Ownership Of Ubs Ag |
| 2009-08-27 | 2009-06-30 | N-Q | Icon Funds - Icon International Equity Fund | International Multi-Cap Core | | Sold All | -42,200 | -100 % | | | | -12.41 % | $95,372 | | | | | | News Article | History of Icon Funds - Icon International Equity Fund Ownership Of Ubs Ag |
| 2009-08-27 | 2009-06-30 | N-Q | Ivy Funds - Ivy European Opportunities Fund | European Region | 115 | New Holding | 115 | 100 % | $2,094 | $1,834 | $-260 | -12.41 % | $-260 | | | | | | News Article | History of Ivy Funds - Ivy European Opportunities Fund Ownership Of Ubs Ag |
| 2009-08-27 | 2009-06-30 | N-Q | Ivy Funds - Ivy International Balanced Fund | Mixed-Asset Target Allocation Growth | | Sold All | -75 | -100 % | | | | -12.41 % | $170 | | | | | | News Article | History of Ivy Funds - Ivy International Balanced Fund Ownership Of Ubs Ag |
| 2009-08-27 | 2009-06-30 | N-Q | Ivy Funds Inc - Ivy Asset Strategy Fund | Flexible Portfolio | 5,000 | New Holding | 5,000 | 100 % | $91,050 | $79,750 | $-11,300 | -12.41 % | $-11,300 | | | | | | News Article | History of Ivy Funds Inc - Ivy Asset Strategy Fund Ownership Of Ubs Ag |
| 2009-08-27 | 2009-06-30 | N-Q | Japan Fund Inc - International Equity Fund | No Data | | Sold All | -3,975 | -100 % | | | | -12.41 % | $8,984 | | | | | | News Article | History of Japan Fund Inc - International Equity Fund Ownership Of Ubs Ag |
| 2009-08-27 | 2009-06-30 | N-Q | Leuthold Funds Inc - Grizzly Short Fund | No Data | | Sold All | -189,416 | -100 % | | | | -12.41 % | $428,080 | | | | | | News Article | History of Leuthold Funds Inc - Grizzly Short Fund Ownership Of Ubs Ag |
| 2009-08-27 | 2009-06-30 | N-CSRS | Russell Investment Funds - Aggressive Equity Fund | Specialty & Misc | | Sold All | -49,881 | -100 % | | | | -12.41 % | $112,731 | | | | | | News Article | History of Russell Investment Funds - Aggressive Equity Fund Ownership Of Ubs Ag |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Bond Fund | Specialty & Misc | | Sold All | -974,034 | -100 % | | | | -12.41 % | $2,201,317 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Bond Fund Ownership Of Ubs Ag |
| 2009-08-27 | 2009-06-30 | N-CSRS | Van Kampen Life Investment Trust - Van Kampen Life Investment Trust Global Tactical Asset | No Data | 3,808 | No Compare | | | $69,344 | $60,738 | $-8,606 | -12.41 % | | | | | | | News Article | History of Van Kampen Life Investment Trust - Van Kampen Life Investment Trust Global Tactical Asset Ownership Of Ubs Ag |
| 2009-08-27 | 2009-06-30 | N-Q | Wells Fargo Master Trust - International Index Portfolio | Global Flex Port | 22,157 | New Holding | 22,157 | 100 % | $403,479 | $353,404 | $-50,075 | -12.41 % | $-50,075 | | | | | | News Article | History of Wells Fargo Master Trust - International Index Portfolio Ownership Of Ubs Ag |
| 2009-08-26 | 2009-06-30 | N-Q | Turner Funds - Turner Spectrum Fund | No Data | 640 | No Compare | | | $11,123 | $10,208 | $-915 | -8.22 % | | | | | | | News Article | History of Turner Funds - Turner Spectrum Fund Ownership Of Ubs Ag |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim Bernstein International Equity Portfolio | No Data | | Sold All | -118,052 | -100 % | | | | -8.90 % | $184,161 | | | | | | News Article | History of Maxim Series Fund Inc - Maxim Bernstein International Equity Portfolio Ownership Of Ubs Ag |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim Small-Cap Growth Portfolio | No Data | 61,219 | New Holding | 61,219 | 100 % | $1,071,945 | $976,443 | $-95,502 | -8.90 % | $-95,502 | | | | | | News Article | History of Maxim Series Fund Inc - Maxim Small-Cap Growth Portfolio Ownership Of Ubs Ag |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim Stock Index Portfolio | No Data | | Sold All | -158,500 | -100 % | | | | -8.90 % | $247,260 | | | | | | News Article | History of Maxim Series Fund Inc - Maxim Stock Index Portfolio Ownership Of Ubs Ag |
| 2009-08-25 | 2009-06-30 | N-CSRS | Maxim Series Fund Inc - Maxim T Rowe Price Equityincome Portfolio | No Data | 158,500 | Sold Some | -16,800 | -9.58 % | $2,775,335 | $2,528,075 | $-247,260 | -8.90 % | $26,208 | | | | | | News Article | History of Maxim Series Fund Inc - Maxim T Rowe Price Equityincome Portfolio Ownership Of Ubs Ag |
| 2009-08-25 | 2009-06-30 | N-Q | Nicholas Applegate Institutional Funds - International Growth Fund | Multi-Cap Growth | 13,994 | New Holding | 13,994 | 100 % | $245,035 | $223,204 | $-21,831 | -8.90 % | $-21,831 | | | | | | News Article | History of Nicholas Applegate Institutional Funds - International Growth Fund Ownership Of Ubs Ag |
| 2009-08-25 | 2009-06-30 | N-Q | Oppenheimer Global Fund - Oppenheimer Global Fund | Global Large-Cap Growth | | Sold All | -5,627,967 | -100 % | | | | -8.90 % | $8,779,629 | | | | | | News Article | History of Oppenheimer Global Fund - Oppenheimer Global Fund Ownership Of Ubs Ag |
| 2009-08-24 | 2009-06-30 | N-CSRS | Alliancebernstein Variable Products Series Fund Inc - Alliancebernstein Balanced Wealth Strategy Portfolio | Flexible Portfolio | | Sold All | -20,404 | -100 % | | | | -8.12 % | $28,770 | | | | | | News Article | History of Alliancebernstein Variable Products Series Fund Inc - Alliancebernstein Balanced Wealth Strategy Portfolio Ownership Of Ubs Ag |
| 2009-08-24 | 2009-06-30 | N-CSRS | Alliancebernstein Variable Products Series Fund Inc - Alliancebernstein International Value Portfolio | Multi-Cap Value | | Sold All | -1,774,725 | -100 % | | | | -8.12 % | $2,502,362 | | | | | | News Article | History of Alliancebernstein Variable Products Series Fund Inc - Alliancebernstein International Value Portfolio Ownership Of Ubs Ag |
| 2009-08-24 | 2009-06-30 | N-CSRS | Alliancebernstein Variable Products Series Fund Inc - Alliancebernstein Wealth Appreciation Strategy Portfolio | Specialty & Misc | | Sold All | -950 | -100 % | | | | -8.12 % | $1,340 | | | | | | News Article | History of Alliancebernstein Variable Products Series Fund Inc - Alliancebernstein Wealth Appreciation Strategy Portfolio Ownership Of Ubs Ag |
| 2009-08-24 | 2009-06-30 | N-CSRS | Oppenheimer Variable Account Funds - Oppenheimer Global Securitiesva | Global Flex Port | 1,519,364 | New Holding | 1,519,364 | 100 % | $26,376,159 | $24,233,856 | $-2,142,303 | -8.12 % | $-2,142,303 | | | | | | News Article | History of Oppenheimer Variable Account Funds - Oppenheimer Global Securitiesva Ownership Of Ubs Ag |
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