| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2010-02-05 | 2009-12-31 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 1 | Sold Some | -1 | -50.00 % | $3 | $3 | $0 | 0.00 % | $0 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of United Western Bancorp Inc |
| 2010-02-04 | 2009-12-31 | 13F-HR | Blair William And Co | Institution | 2,924,424 | Added More | 9,798 | 0.33 % | $9,036,470 | $8,802,516 | $-233,954 | -2.58 % | $-784 | | | | | | News Article | History of Blair William And Co Ownership Of United Western Bancorp Inc |
| 2010-02-03 | 2009-12-31 | 13F-HR | Deprince Race And Zollo Inc | Institution | 732,863 | Added More | 39,500 | 5.69 % | $2,279,204 | $2,205,918 | $-73,286 | -3.21 % | $-3,950 | | | | | | News Article | History of Deprince Race And Zollo Inc Ownership Of United Western Bancorp Inc |
| 2010-02-02 | 2009-12-31 | 13F-HR | Blackthorn Investment Group Llc | Institution | 80,000 | Added More | 20,000 | 33.33 % | $256,000 | $240,800 | $-15,200 | -5.93 % | $-3,800 | | | | | | News Article | History of Blackthorn Investment Group Llc Ownership Of United Western Bancorp Inc |
| 2010-01-29 | 2009-12-31 | 13F-HR | Clover Partner L P | Institution | 1,977,014 | New Holding | 1,977,014 | 100 % | $6,524,146 | $5,950,812 | $-573,334 | -8.78 % | $-573,334 | | | | | | News Article | History of Clover Partner L P Ownership Of United Western Bancorp Inc |
| 2010-01-28 | 2009-12-31 | 13F-HR | First Manhattan Co | Institution | 54,594 | No Change | 0 | 0 % | $185,620 | $164,328 | $-21,292 | -11.47 % | $0 | | | | | | News Article | History of First Manhattan Co Ownership Of United Western Bancorp Inc |
| 2010-01-25 | 2009-12-31 | 13F-HR | Thomson Horstmann And Bryant Inc | Institution | 2,034,300 | Added More | 953,900 | 88.29 % | $6,570,789 | $6,123,243 | $-447,546 | -6.81 % | $-209,858 | | | | | | News Article | History of Thomson Horstmann And Bryant Inc Ownership Of United Western Bancorp Inc |
| 2010-01-06 | 2010-01-06 | 4 | Bullock James Dr | Insider | 14,089 | Added More | 2,826 | 33.49 % | $42,126 | $42,408 | $282 | 0.66 % | $57 | X | | | | | News Article | History of Bullock James Dr Ownership Of United Western Bancorp Inc |
| 2010-01-06 | 2010-01-06 | 4 | Darre Bernard C | Insider | 11,152 | Added More | 2,554 | 42.25 % | $33,344 | $33,568 | $223 | 0.66 % | $51 | X | | | | | News Article | History of Darre Bernard C Ownership Of United Western Bancorp Inc |
| 2010-01-06 | 2010-01-06 | 4 | Leeds Jeffrey R | Insider | 29,761 | Added More | 2,554 | 10.35 % | $88,985 | $89,581 | $595 | 0.66 % | $51 | X | | | | | News Article | History of Leeds Jeffrey R Ownership Of United Western Bancorp Inc |
| 2010-01-06 | 2010-01-06 | 4 | Ravitz Lester | Insider | 11,971 | Added More | 2,826 | 44.72 % | $35,793 | $36,033 | $239 | 0.66 % | $57 | X | | | | | News Article | History of Ravitz Lester Ownership Of United Western Bancorp Inc |
| 2010-01-06 | 2010-01-06 | 4 | Slezak Robert | Insider | 38,840 | Added More | 3,098 | 9.49 % | $116,132 | $116,908 | $777 | 0.66 % | $62 | X | | | | | News Article | History of Slezak Robert Ownership Of United Western Bancorp Inc |
| 2010-01-04 | 2009-09-30 | 13F-HR/A | California Public Employees Retirement System | Institution | | Sold All | -33,900 | -100 % | | | | 3.43 % | $-3,390 | | | | | | News Article | History of California Public Employees Retirement System Ownership Of United Western Bancorp Inc |
| 2009-12-07 | 2009-12-03 | 4 | Gibson Guy A | Insider | 1,335,301 | Added More | 9,316 | 0.70 % | $3,899,079 | $4,019,256 | $120,177 | 3.08 % | $838 | X | X | | | Chairman Of The Board | News Article | History of Gibson Guy A Ownership Of United Western Bancorp Inc |
| 2009-11-24 | 2009-09-30 | 13F-HR/A | Alyeska Investment Group Lp | No Data | 150,000 | New Holding | 150,000 | 100 % | $430,500 | $451,500 | $21,000 | 4.87 % | $21,000 | | | | | | News Article | History of Alyeska Investment Group Lp Ownership Of United Western Bancorp Inc |
| 2009-11-23 | 2009-09-30 | 13F-HR | Marshall Wace North America L P | Institution | 14,072 | New Holding | 14,072 | 100 % | $40,246 | $42,357 | $2,111 | 5.24 % | $2,111 | | | | | | News Article | History of Marshall Wace North America L P Ownership Of United Western Bancorp Inc |
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Jacobs Asset Management Llc | Institution | 767,800 | Added More | 378,700 | 97.32 % | $2,403,214 | $2,311,078 | $-92,136 | -3.83 % | $-45,444 | | | | | | News Article | History of Jacobs Asset Management Llc Ownership Of United Western Bancorp Inc |
| 2009-11-19 | 2009-06-30 | 13F-HR/A | Jacobs Asset Management Llc | Institution | 389,100 | No Change | 0 | 0 % | $1,217,883 | $1,171,191 | $-46,692 | -3.83 % | $0 | | | | | | News Article | History of Jacobs Asset Management Llc Ownership Of United Western Bancorp Inc |
| 2009-11-19 | 2009-03-31 | 13F-HR/A | Jacobs Asset Management Llc | Institution | 389,100 | Added More | 37,800 | 10.76 % | $1,217,883 | $1,171,191 | $-46,692 | -3.83 % | $-4,536 | | | | | | News Article | History of Jacobs Asset Management Llc Ownership Of United Western Bancorp Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Aqr Capital Management Llc | Institution | 110,500 | New Holding | 110,500 | 100 % | $322,660 | $332,605 | $9,945 | 3.08 % | $9,945 | | | | | | News Article | History of Aqr Capital Management Llc Ownership Of United Western Bancorp Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Atlas Capital Management Lp | Institution | 350,000 | New Holding | 350,000 | 100 % | $1,022,000 | $1,053,500 | $31,500 | 3.08 % | $31,500 | | | | | | News Article | History of Atlas Capital Management Lp Ownership Of United Western Bancorp Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Bridgeway Capital Management Inc | Institution | 36,185 | Sold Some | -34,027 | -48.46 % | $105,660 | $108,917 | $3,257 | 3.08 % | $-3,062 | | | | | | News Article | History of Bridgeway Capital Management Inc Ownership Of United Western Bancorp Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Cnh Partners Llc | Institution | 19,500 | New Holding | 19,500 | 100 % | $56,940 | $58,695 | $1,755 | 3.08 % | $1,755 | | | | | | News Article | History of Cnh Partners Llc Ownership Of United Western Bancorp Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fifth Third Asset Management Inc | Institution | 103,567 | Added More | 24,630 | 31.20 % | $302,416 | $311,737 | $9,321 | 3.08 % | $2,217 | | | | | | News Article | History of Fifth Third Asset Management Inc Ownership Of United Western Bancorp Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Forest Hill Capital Llc | Institution | 800,000 | New Holding | 800,000 | 100 % | $2,336,000 | $2,408,000 | $72,000 | 3.08 % | $72,000 | | | | | | News Article | History of Forest Hill Capital Llc Ownership Of United Western Bancorp Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Hm Capital Management Llc | Institution | 160,000 | New Holding | 160,000 | 100 % | $467,200 | $481,600 | $14,400 | 3.08 % | $14,400 | | | | | | News Article | History of Hm Capital Management Llc Ownership Of United Western Bancorp Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Mendon Capital Advisors Corp | Institution | 82,670 | No Change | 0 | 0 % | $241,396 | $248,837 | $7,440 | 3.08 % | $0 | | | | | | News Article | History of Mendon Capital Advisors Corp Ownership Of United Western Bancorp Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 952,705 | Added More | 298,200 | 45.56 % | $2,781,899 | $2,867,642 | $85,743 | 3.08 % | $26,838 | | | | | | News Article | History of Morgan Stanley Ownership Of United Western Bancorp Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 27,221 | Added More | 8,858 | 48.23 % | $79,485 | $81,935 | $2,450 | 3.08 % | $797 | | | | | | News Article | History of Northern Trust Corp Ownership Of United Western Bancorp Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Raffles Associates Lp | Institution | 150,000 | New Holding | 150,000 | 100 % | $438,000 | $451,500 | $13,500 | 3.08 % | $13,500 | | | | | | News Article | History of Raffles Associates Lp Ownership Of United Western Bancorp Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wasatch Advisors Inc | Institution | 252,000 | New Holding | 252,000 | 100 % | $735,840 | $758,520 | $22,680 | 3.08 % | $22,680 | | | | | | News Article | History of Wasatch Advisors Inc Ownership Of United Western Bancorp Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR/A | Alpine Woods Capital Investors Llc | Institution | 130,000 | Added More | 120,000 | 1200.00 % | $375,700 | $391,300 | $15,600 | 4.15 % | $14,400 | | | | | | News Article | History of Alpine Woods Capital Investors Llc Ownership Of United Western Bancorp Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 99,516 | Sold Some | -145,263 | -59.34 % | $287,601 | $299,543 | $11,942 | 4.15 % | $-17,432 | | | | | | News Article | History of Axa Ownership Of United Western Bancorp Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 200 | New Holding | 200 | 100 % | $578 | $602 | $24 | 4.15 % | $24 | | | | | | News Article | History of Barclays Plc Ownership Of United Western Bancorp Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Cls Investment Firm Llc | Institution | 18,870 | No Change | 0 | 0 % | $54,534 | $56,799 | $2,264 | 4.15 % | $0 | | | | | | News Article | History of Cls Investment Firm Llc Ownership Of United Western Bancorp Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Diamondback Capital Management Llc | Institution | 200,000 | New Holding | 200,000 | 100 % | $578,000 | $602,000 | $24,000 | 4.15 % | $24,000 | | | | | | News Article | History of Diamondback Capital Management Llc Ownership Of United Western Bancorp Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Elkhorn Partners Limited Partnership | Institution | 15,000 | New Holding | 15,000 | 100 % | $43,350 | $45,150 | $1,800 | 4.15 % | $1,800 | | | | | | News Article | History of Elkhorn Partners Limited Partnership Ownership Of United Western Bancorp Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 2 | New Holding | 2 | 100 % | $6 | $6 | $0 | 4.15 % | $0 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of United Western Bancorp Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Glg Partners Inc | Institution | 578,645 | New Holding | 578,645 | 100 % | $1,672,284 | $1,741,721 | $69,437 | 4.15 % | $69,437 | | | | | | News Article | History of Glg Partners Inc Ownership Of United Western Bancorp Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | Institution | 12,283 | New Holding | 12,283 | 100 % | $35,498 | $36,972 | $1,474 | 4.15 % | $1,474 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of United Western Bancorp Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Schneider Capital Management Corp | Institution | 830,950 | New Holding | 830,950 | 100 % | $2,401,446 | $2,501,160 | $99,714 | 4.15 % | $99,714 | | | | | | News Article | History of Schneider Capital Management Corp Ownership Of United Western Bancorp Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 91,863 | Added More | 18,871 | 25.85 % | $265,484 | $276,508 | $11,024 | 4.15 % | $2,265 | | | | | | News Article | History of Vanguard Group Inc Ownership Of United Western Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 124,495 | Added More | 19,622 | 18.71 % | $374,730 | $374,730 | $0 | 0.00 % | $0 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of United Western Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Blackthorn Investment Group Llc | Institution | 60,000 | New Holding | 60,000 | 100 % | $180,600 | $180,600 | $0 | 0.00 % | $0 | | | | | | News Article | History of Blackthorn Investment Group Llc Ownership Of United Western Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Globeflex Capital L P | Institution | 196,814 | Added More | 13,914 | 7.60 % | $592,410 | $592,410 | $0 | 0.00 % | $0 | | | | | | News Article | History of Globeflex Capital L P Ownership Of United Western Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Great Oaks Capital Management Llc | Institution | 207,000 | New Holding | 207,000 | 100 % | $623,070 | $623,070 | $0 | 0.00 % | $0 | | | | | | News Article | History of Great Oaks Capital Management Llc Ownership Of United Western Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Lsv Asset Management | Institution | 6,600 | No Change | 0 | 0 % | $19,866 | $19,866 | $0 | 0.00 % | $0 | | | | | | News Article | History of Lsv Asset Management Ownership Of United Western Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mycio Wealth Partners Llc | Institution | 1,355 | Sold Some | -1,870 | -57.98 % | $4,079 | $4,079 | $0 | 0.00 % | $0 | | | | | | News Article | History of Mycio Wealth Partners Llc Ownership Of United Western Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 54,925 | Sold Some | -105,035 | -65.66 % | $165,324 | $165,324 | $0 | 0.00 % | $0 | | | | | | News Article | History of Russell Frank Co Ownership Of United Western Bancorp Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Voyageur Asset Management Inc | Institution | 19,000 | No Change | 0 | 0 % | $57,190 | $57,190 | $0 | 0.00 % | $0 | | | | | | News Article | History of Voyageur Asset Management Inc Ownership Of United Western Bancorp Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | | Sold All | -312 | -100 % | | | | -8.51 % | $87 | | | | | | News Article | History of Ubs Ag Ownership Of United Western Bancorp Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Deprince Race And Zollo Inc | Institution | 693,363 | Added More | 123,823 | 21.74 % | $2,350,501 | $2,087,023 | $-263,478 | -11.20 % | $-47,053 | | | | | | News Article | History of Deprince Race And Zollo Inc Ownership Of United Western Bancorp Inc |
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