| Al Frank Fund (Advisors Series Trust) |
Specialty & Misc |
0.00 % |
2008-11-28 |
75,000 |
$541,500 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Vanguard Total Stock Market Index Fund (Vanguard Index Funds) |
Multi-Cap Core |
0.00 % |
2008-11-28 |
None |
- |
- |
- % |
Sold All |
-125,722 |
-100.00 % |
$0 |
| Vanguard Extended Market Index Fund (Vanguard Index Funds) |
Mid-Cap Core |
0.05 % |
2008-11-28 |
None |
- |
- |
- % |
Sold All |
-86,337 |
-100.00 % |
$0 |
| Gabelli Healthcare Wellnessrx Trust |
Institution |
0.00 % |
2008-11-28 |
85,000 |
$613,700 |
$0 |
0.00 % |
No Change |
0 |
0 % |
- |
| Eqalliancebernstein Value Portfolio (Eq Advisors Trust) |
Multi-Cap Value |
5.42 % |
2008-11-26 |
225,000 |
$1,624,500 |
$29,250 |
1.83 % |
No Change |
0 |
0 % |
- |
| Algert Coldiron Investors Llc |
Institution |
20.87 % |
2008-11-21 |
90,760 |
$655,287 |
$33,581 |
5.40 % |
Sold Some |
-1,340 |
-1.45 % |
$-496 |
| Wellington Management Co Llp |
Institution |
20.58 % |
2008-11-21 |
None |
- |
- |
- % |
Sold All |
-139,476 |
-100.00 % |
$-51,606 |
| California Public Employees Retirement System |
Institution |
18.41 % |
2008-11-21 |
22,300 |
$161,006 |
$8,251 |
5.40 % |
No Change |
0 |
0 % |
- |
| Goldman Sachs Group Inc |
Institution |
3.96 % |
2008-11-19 |
None |
- |
- |
- % |
Sold All |
-11,880 |
-100.00 % |
$15,919 |
| Gamco Investors Inc Et Al |
Institution |
3.39 % |
2008-11-14 |
645,971 |
$4,663,911 |
$-820,383 |
-14.95 % |
Sold Some |
-4,500 |
-0.69 % |
$5,715 |
| Citadel L P |
Institution |
2.60 % |
2008-11-14 |
49,637 |
$358,379 |
$-63,039 |
-14.95 % |
Sold Some |
-38,115 |
-43.43 % |
$48,406 |
| Geode Capital Management Llc |
Institution |
2.58 % |
2008-11-14 |
22,982 |
$165,930 |
$-29,187 |
-14.95 % |
Sold Some |
-320 |
-1.37 % |
$406 |
| Axa |
Institution |
2.24 % |
2008-11-14 |
63,615 |
$459,300 |
$-80,791 |
-14.95 % |
Added More |
11,552 |
22.18 % |
$-14,671 |
| Fmr Corp |
Institution |
2.08 % |
2008-11-14 |
100 |
$722 |
$-127 |
-14.95 % |
New Holding |
100 |
100.00 % |
$-127 |
| Renaissance Technologies Corp |
Institution |
2.14 % |
2008-11-14 |
143,606 |
$1,036,835 |
$-182,380 |
-14.95 % |
Added More |
23,200 |
19.26 % |
$-29,464 |
| Bridgeway Capital Management Inc |
Institution |
0.94 % |
2008-11-14 |
29,900 |
$215,878 |
$-37,973 |
-14.95 % |
No Change |
0 |
0 % |
- |
| Morgan Stanley |
Institution |
1.80 % |
2008-11-14 |
20,482 |
$147,880 |
$-26,012 |
-14.95 % |
Sold Some |
-19,352 |
-48.58 % |
$24,577 |
| Spark Lp |
Institution |
3.76 % |
2008-11-13 |
37,722 |
$272,353 |
$-77,330 |
-22.11 % |
Sold Some |
-9,578 |
-20.24 % |
$19,635 |
| Ubs Ag |
Institution |
4.42 % |
2008-11-13 |
2,040 |
$14,729 |
$-4,182 |
-22.11 % |
Added More |
349 |
20.63 % |
$-715 |
| Al Frank Asset Management Inc |
Institution |
3.67 % |
2008-11-12 |
86,653 |
$625,635 |
$-177,639 |
-22.11 % |
No Change |
0 |
0 % |
- |
| Carl Domino Inc |
Institution |
4.78 % |
2008-11-12 |
20,000 |
$144,400 |
$-41,000 |
-22.11 % |
No Change |
0 |
0 % |
- |
| White Pine Capital Llc |
Institution |
3.93 % |
2008-11-12 |
87,350 |
$630,667 |
$-179,068 |
-22.11 % |
Added More |
67,300 |
335.66 % |
$-137,965 |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
4.74 % |
2008-11-12 |
18,275 |
$131,946 |
$-37,464 |
-22.11 % |
Added More |
4,408 |
31.78 % |
$-9,036 |
| Numeric Investors Llc |
Institution |
-4.74 % |
2008-11-10 |
None |
- |
- |
- % |
Sold All |
-150,067 |
-100.00 % |
$367,664 |
| Vanguard Group Inc |
Institution |
-1.69 % |
2008-11-06 |
220,345 |
$1,590,891 |
$-550,863 |
-25.72 % |
Added More |
218,931 |
15483.09 % |
$-547,328 |
| Russell Frank Co |
Institution |
-9.49 % |
2008-11-03 |
None |
- |
- |
- % |
Sold All |
-4,100 |
-100.00 % |
$10,332 |
| Dimensional Fund Advisors Inc |
Institution |
-8.10 % |
2008-10-30 |
358,380 |
$2,587,504 |
$-870,863 |
-25.18 % |
Added More |
7,160 |
2.03 % |
$-17,399 |
| Fidelity Nasdaq Composite Index Fund (Fidelity Commonwealth Trust) |
Specialty & Misc |
-10.23 % |
2008-10-30 |
797 |
$5,754 |
$-1,937 |
-25.18 % |
No Compare |
- |
- % |
- |
| International Core Equity Portfolio (Dfa Investment Dimensions Group Inc) |
International Small-M ... |
-6.14 % |
2008-10-30 |
6,400 |
$46,208 |
$-15,552 |
-25.18 % |
No Change |
0 |
0 % |
- |
| Rothschild Investment Corp |
Institution |
1.07 % |
2008-10-24 |
None |
- |
- |
- % |
Sold All |
-27,650 |
-100.00 % |
$37,051 |
| Granahan Investment Management Inc |
Institution |
-2.30 % |
2008-10-23 |
12,250 |
$88,445 |
$-17,028 |
-16.14 % |
Sold Some |
-1,450 |
-10.58 % |
$2,016 |
| Sa International Small Company Fund (Sa Funds Investment Trust) |
Small-Cap Core |
-22.91 % |
2008-09-08 |
None |
- |
- |
- % |
Sold All |
-3,500 |
-100.00 % |
$6,230 |
| The Gabelli Small Cap Growth Fund (Gabelli Equity Series Funds Inc) |
Small-Cap Growth |
-34.23 % |
2008-08-29 |
80,000 |
$577,600 |
$-90,400 |
-13.53 % |
Added More |
20,000 |
33.33 % |
$-22,600 |