| Vanguard Extended Market Index Fund (Vanguard Index Funds) |
Mid-Cap Core |
0.05 % |
2008-11-28 |
None |
- |
- |
- % |
Sold All |
-154,654 |
-100.00 % |
$0 |
| Managers Special Equity Fund (Managers Funds) |
Specialty & Misc |
0.00 % |
2008-11-28 |
91,200 |
$540,816 |
$0 |
0.00 % |
Sold Some |
-23,200 |
-20.27 % |
$0 |
| Vanguard Total Stock Market Index Fund (Vanguard Index Funds) |
Multi-Cap Core |
0.00 % |
2008-11-28 |
None |
- |
- |
- % |
Sold All |
-231,879 |
-100.00 % |
$0 |
| Vanguard Growth Index Fund (Vanguard Index Funds) |
Large-Cap Growth |
0.01 % |
2008-11-28 |
None |
- |
- |
- % |
Sold All |
-170,828 |
-100.00 % |
$0 |
| Wilmington Fundamentally Weighted Large Company Fund (Wt Mutual Fund) |
Large-Cap Core |
0.01 % |
2008-11-28 |
20 |
$119 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Al Frank Fund (Advisors Series Trust) |
Specialty & Misc |
0.00 % |
2008-11-28 |
25,000 |
$148,250 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Russell 2000 Small Cap Index Portfolio (Summit Mutual Funds Inc) |
Small-Cap Core |
0.00 % |
2008-11-28 |
2,540 |
$15,062 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Bull Profund (Profunds) |
Large-Cap Core |
0.02 % |
2008-11-28 |
8,717 |
$51,692 |
$0 |
0.00 % |
Sold Some |
-2,944 |
-25.24 % |
$0 |
| Global Small Capitalization Fund (American Funds Insurance Series) |
Small-Cap Core |
1.08 % |
2008-11-28 |
250,000 |
$1,482,500 |
$0 |
0.00 % |
No Change |
0 |
0 % |
- |
| Westcore Growth Fund (Westcore Trust) |
Multi-Cap Core |
0.00 % |
2008-11-28 |
17,560 |
$104,131 |
$0 |
0.00 % |
New Holding |
17,560 |
100.00 % |
$0 |
| Essex Growth Fund (Managers Amg Funds) |
Multi-Cap Growth |
0.00 % |
2008-11-28 |
117,911 |
$699,212 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Tfs Market Neutral Fund (Tfs Capital Investment Trust) |
Specialty & Misc |
11.42 % |
2008-11-26 |
None |
- |
- |
- % |
Sold All |
-5,468 |
-100.00 % |
$-4,429 |
| Biotechnology Fund (Rydex Variable Trust) |
Health/Biotech |
4.56 % |
2008-11-26 |
350 |
$2,076 |
$284 |
15.82 % |
No Compare |
- |
- % |
- |
| Schwab Technology Fund (Schwab Capital Trust) |
Science & Tech |
4.39 % |
2008-11-26 |
2,140 |
$12,690 |
$1,733 |
15.82 % |
No Compare |
- |
- % |
- |
| Putnam Vt Global Asset Allocation Fund (Putnam Variable Trust) |
Global Flex Port |
2.64 % |
2008-11-26 |
10,555 |
$62,591 |
$8,550 |
15.82 % |
New Holding |
10,555 |
100.00 % |
$8,550 |
| Massmutual Select Emerging Growth Fund (Massmutual Select Funds) |
Small-Cap Growth |
6.67 % |
2008-11-26 |
27,430 |
$162,660 |
$22,218 |
15.82 % |
New Holding |
27,430 |
100.00 % |
$22,218 |
| Eqoppenheimer Main Street Small Cap Portfolio (Eq Advisors Trust) |
Small-Cap Core |
6.08 % |
2008-11-26 |
4,560 |
$27,041 |
$3,694 |
15.82 % |
No Change |
0 |
0 % |
- |
| Sc Oppenheimer Main Street Small Cap Fund (Sun Capital Advisers Trust) |
Small-Cap Core |
6.12 % |
2008-11-26 |
9,600 |
$56,928 |
$7,776 |
15.82 % |
Sold Some |
-900 |
-8.57 % |
$-729 |
| Index 600 Stock Portfolio (Northwestern Mutual Series Fund Inc) |
Specialty & Misc |
5.59 % |
2008-11-26 |
1,516 |
$8,990 |
$1,228 |
15.82 % |
No Compare |
- |
- % |
- |
| Dws Small Cap Index Vip (Dws Investments Vit Funds) |
Small-Cap Core |
5.93 % |
2008-11-26 |
10,800 |
$64,044 |
$8,748 |
15.82 % |
No Compare |
- |
- % |
- |
| Eqoppenheimer Main Street Opportunity Portfolio (Eq Advisors Trust) |
Specialty & Misc |
4.91 % |
2008-11-26 |
290 |
$1,720 |
$235 |
15.82 % |
Sold Some |
-270 |
-48.21 % |
$-219 |
| Eqalliancebernstein Value Portfolio (Eq Advisors Trust) |
Multi-Cap Value |
5.42 % |
2008-11-26 |
18,490 |
$109,646 |
$14,977 |
15.82 % |
Added More |
360 |
1.98 % |
$292 |
| Oppenheimer Main Street Fundva (Oppenheimer Variable Account Funds) |
Specialty & Misc |
1.89 % |
2008-11-26 |
None |
- |
- |
- % |
Sold All |
-12 |
-100.00 % |
$-10 |
| Eqbond Index Portfolio (Eq Advisors Trust) |
Specialty & Misc |
5.81 % |
2008-11-26 |
17,800 |
$105,554 |
$14,418 |
15.82 % |
No Change |
0 |
0 % |
- |
| Jpmorgan Market Expansion Index Fund (Jpmorgan Trust Ii) |
Specialty & Misc |
6.19 % |
2008-11-26 |
12 |
$71 |
$10 |
15.82 % |
No Compare |
- |
- % |
- |
| Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund |
Institution |
2.67 % |
2008-11-26 |
23,763 |
$140,915 |
$19,248 |
15.82 % |
No Change |
0 |
0 % |
- |
| Oppenheimer Main Street Small Cap Fund (Oppenheimer Main Street Small Cap Fund) |
Small-Cap Core |
1.80 % |
2008-11-25 |
None |
- |
- |
- % |
Sold All |
-295,800 |
-100.00 % |
$-239,598 |
| Munder Energy Fund (Munder Series Trust) |
Specialty & Misc |
11.46 % |
2008-11-24 |
3,009 |
$17,843 |
$5,206 |
41.19 % |
New Holding |
3,009 |
100.00 % |
$5,206 |
| Mml Small Cap Index Fund (Mml Series Investment Fund) |
Small-Cap Core |
14.41 % |
2008-11-24 |
None |
- |
- |
- % |
Sold All |
-3,453 |
-100.00 % |
$-5,974 |
| Revenueshares Small Cap Fund (Revenueshares Etf Trust) |
Small-Cap Core |
14.83 % |
2008-11-24 |
352 |
$2,087 |
$609 |
41.19 % |
Added More |
116 |
49.15 % |
$201 |
| Mml Small Cap Equity Fund (Mml Series Investment Fund Ii) |
Small-Cap Core |
15.18 % |
2008-11-24 |
None |
- |
- |
- % |
Sold All |
-5,070 |
-100.00 % |
$-8,771 |
| Growth Fund (Usaa Mutual Funds Trust) |
Multi-Cap Growth |
7.09 % |
2008-11-24 |
None |
- |
- |
- % |
Sold All |
-700 |
-100.00 % |
$-1,211 |
| Meag New York Corp |
Institution |
17.44 % |
2008-11-21 |
None |
- |
- |
- % |
Sold All |
-300 |
-100.00 % |
$-528 |
| California Public Employees Retirement System |
Institution |
18.41 % |
2008-11-21 |
45,654 |
$270,728 |
$80,351 |
42.20 % |
Sold Some |
-4,400 |
-8.79 % |
$-7,744 |
| Kiewit Investment Fund Lllp |
Institution |
18.90 % |
2008-11-21 |
100 |
$593 |
$176 |
42.20 % |
No Compare |
- |
- % |
- |
| Wellington Management Co Llp |
Institution |
20.58 % |
2008-11-21 |
None |
- |
- |
- % |
Sold All |
-120,700 |
-100.00 % |
$-212,432 |
| Goldman Sachs Group Inc |
Institution |
3.96 % |
2008-11-19 |
471,473 |
$2,795,835 |
$990,093 |
54.83 % |
Added More |
192,761 |
69.16 % |
$404,798 |
| Jane Street Holding Llc |
Institution |
7.10 % |
2008-11-18 |
None |
- |
- |
- % |
Sold All |
-28,019 |
-100.00 % |
$-58,840 |
| Castleark Management Llc |
Institution |
3.39 % |
2008-11-18 |
None |
- |
- |
- % |
Sold All |
-41,700 |
-100.00 % |
$-87,570 |
| Norges Bank |
Institution |
2.58 % |
2008-11-17 |
107,554 |
$637,795 |
$144,122 |
29.19 % |
No Change |
0 |
0 % |
- |
| Millennium Management Llc |
Institution |
1.27 % |
2008-11-17 |
47 |
$279 |
$63 |
29.19 % |
New Holding |
47 |
100.00 % |
$63 |
| Strategic Investment Management |
Institution |
2.07 % |
2008-11-17 |
14,918 |
$88,464 |
$19,990 |
29.19 % |
New Holding |
14,918 |
100.00 % |
$19,990 |
| Us Bancorp De |
Institution |
3.17 % |
2008-11-17 |
1,200 |
$7,116 |
$1,608 |
29.19 % |
Sold Some |
-170,875 |
-99.30 % |
$-228,973 |
| Rbc Capital Markets Arbitrage S A |
Institution |
2.78 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-53,670 |
-100.00 % |
$-71,918 |
| Zebra Capital Management Llc |
Institution |
1.59 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-1,490 |
-100.00 % |
$-1,997 |
| Peak6 Investments L P |
Institution |
3.33 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-4,065 |
-100.00 % |
$-5,447 |
| Soros Fund Management Llc |
Institution |
-0.67 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-61,064 |
-100.00 % |
$-81,826 |
| Ing Investments Llc |
Institution |
2.75 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-10,003 |
-100.00 % |
$-13,404 |
| Rbc Dain Rauscher Inc |
Institution |
0.82 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-200 |
-100.00 % |
$-268 |
| Rbc Asset Management Inc |
Institution |
-2.13 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-8,100 |
-100.00 % |
$-10,854 |
| Aqr Capital Management Llc |
Institution |
2.58 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-16,000 |
-100.00 % |
$-21,440 |
| Balyasny Asset Management Llc |
Institution |
1.76 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-25,000 |
-100.00 % |
$-33,500 |
| Capstone Investment Advisors Llc |
Institution |
1.30 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-400 |
-100.00 % |
$-536 |
| Alydar Partners Llc |
Institution |
1.98 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-1,132,999 |
-100.00 % |
$-1,518,219 |
| Ccm Partners |
Institution |
3.09 % |
2008-11-14 |
1,520 |
$9,014 |
$2,037 |
29.19 % |
No Change |
0 |
0 % |
- |
| Price T Rowe Associates Inc |
Institution |
2.31 % |
2008-11-14 |
881,949 |
$5,229,958 |
$1,181,812 |
29.19 % |
Sold Some |
-281,400 |
-24.18 % |
$-377,076 |
| Capital International Inc |
Institution |
2.20 % |
2008-11-14 |
96,793 |
$573,982 |
$129,703 |
29.19 % |
No Change |
0 |
0 % |
- |
| Citigroup Inc |
Institution |
2.63 % |
2008-11-14 |
22,984 |
$136,295 |
$30,799 |
29.19 % |
Sold Some |
-85,993 |
-78.90 % |
$-115,231 |
| Mason Street Advisors Llc |
Institution |
2.33 % |
2008-11-14 |
1,516 |
$8,990 |
$2,031 |
29.19 % |
Added More |
153 |
11.22 % |
$205 |
| Capital Management Associates |
Institution |
2.09 % |
2008-11-14 |
11,407 |
$67,644 |
$15,285 |
29.19 % |
New Holding |
11,407 |
100.00 % |
$15,285 |
| Mathematica Capital Management Llc |
Institution |
2.91 % |
2008-11-14 |
11 |
$65 |
$15 |
29.19 % |
Sold Some |
-137 |
-92.56 % |
$-184 |
| Pnc Financial Services Group Inc |
Institution |
3.09 % |
2008-11-14 |
260 |
$1,542 |
$348 |
29.19 % |
Added More |
30 |
13.04 % |
$40 |
| Fifth Third Securities |
Institution |
2.08 % |
2008-11-14 |
1,171 |
$6,944 |
$1,569 |
29.19 % |
Added More |
43 |
3.81 % |
$58 |
| Teachers Advisors Inc |
Institution |
2.63 % |
2008-11-14 |
19,785 |
$117,325 |
$26,512 |
29.19 % |
Added More |
490 |
2.53 % |
$657 |
| Principal Financial Group Inc |
Institution |
2.68 % |
2008-11-14 |
110,639 |
$656,089 |
$148,256 |
29.19 % |
Added More |
3,891 |
3.64 % |
$5,214 |
| Citadel L P |
Institution |
2.60 % |
2008-11-14 |
2,799 |
$16,598 |
$3,751 |
29.19 % |
Added More |
97 |
3.58 % |
$130 |
| Tiaa Cref Investment Management Llc |
Institution |
2.60 % |
2008-11-14 |
190,498 |
$1,129,653 |
$255,267 |
29.19 % |
Sold Some |
-11,583 |
-5.73 % |
$-15,521 |
| Employees Retirement System Of Texas |
Institution |
2.45 % |
2008-11-14 |
270,000 |
$1,601,100 |
$361,800 |
29.19 % |
Added More |
140,000 |
107.69 % |
$187,600 |
| Essex Investment Management Co Llc |
Institution |
1.43 % |
2008-11-14 |
689,251 |
$4,087,258 |
$923,596 |
29.19 % |
Added More |
72,258 |
11.71 % |
$96,826 |
| Morgan Stanley |
Institution |
1.80 % |
2008-11-14 |
145,639 |
$863,639 |
$195,156 |
29.19 % |
Sold Some |
-3,139 |
-2.10 % |
$-4,206 |
| American International Group Inc |
Institution |
2.51 % |
2008-11-14 |
29,013 |
$172,047 |
$38,877 |
29.19 % |
Added More |
145 |
0.50 % |
$194 |
| Royal Bank Of Canada |
Institution |
-6.65 % |
2008-11-14 |
377 |
$2,236 |
$505 |
29.19 % |
No Change |
0 |
0 % |
- |
| Oppenheimer Funds Inc |
Institution |
2.97 % |
2008-11-14 |
570,218 |
$3,381,393 |
$764,092 |
29.19 % |
Added More |
16,360 |
2.95 % |
$21,922 |
| Catapult Capital Management Llc |
Institution |
1.29 % |
2008-11-14 |
15,000 |
$88,950 |
$20,100 |
29.19 % |
Sold Some |
-84,000 |
-84.84 % |
$-112,560 |
| Fmr Corp |
Institution |
2.08 % |
2008-11-14 |
500,004 |
$2,965,024 |
$670,005 |
29.19 % |
New Holding |
500,004 |
100.00 % |
$670,005 |
| Capital Research Global Investors |
Institution |
2.52 % |
2008-11-14 |
2,556,396 |
$15,159,428 |
$3,425,571 |
29.19 % |
Added More |
135,000 |
5.57 % |
$180,900 |
| Bank Of America Corp |
Institution |
2.80 % |
2008-11-14 |
141,247 |
$837,595 |
$189,271 |
29.19 % |
Added More |
4,592 |
3.36 % |
$6,153 |
| Barclays Plc |
Institution |
2.92 % |
2008-11-14 |
68,096 |
$403,809 |
$91,249 |
29.19 % |
Added More |
67,496 |
11249.33 % |
$90,445 |
| Ironbridge Capital Management Llc |
Institution |
4.10 % |
2008-11-14 |
879,753 |
$5,216,935 |
$1,178,869 |
29.19 % |
Added More |
144,432 |
19.64 % |
$193,539 |
| Hartford Investment Management Co |
Institution |
2.19 % |
2008-11-14 |
7,280 |
$43,170 |
$9,755 |
29.19 % |
Added More |
280 |
4.00 % |
$375 |
| Wells Fargo And Co |
Institution |
2.73 % |
2008-11-14 |
491,256 |
$2,913,148 |
$658,283 |
29.19 % |
Sold Some |
-42,760 |
-8.00 % |
$-57,298 |
| Brown Investment Advisory And Trust Co |
Institution |
1.98 % |
2008-11-14 |
13,450 |
$79,759 |
$18,023 |
29.19 % |
Sold Some |
-1,150 |
-7.87 % |
$-1,541 |
| Capital Guardian Trust Co |
Institution |
1.52 % |
2008-11-14 |
399,300 |
$2,367,849 |
$535,062 |
29.19 % |
Sold Some |
-34,720 |
-7.99 % |
$-46,525 |
| Credit Agricole S A |
Institution |
3.35 % |
2008-11-14 |
57,100 |
$338,603 |
$76,514 |
29.19 % |
Sold Some |
-13,300 |
-18.89 % |
$-17,822 |
| Kleinheinz Capital Partners Inc |
Institution |
3.40 % |
2008-11-14 |
1,100,000 |
$6,523,000 |
$1,474,000 |
29.19 % |
Sold Some |
-45,000 |
-3.93 % |
$-60,300 |
| Vtl Associates Llc |
Institution |
3.57 % |
2008-11-14 |
573 |
$3,398 |
$768 |
29.19 % |
No Change |
0 |
0 % |
- |
| Silvercrest Asset Management Group Llc |
Institution |
3.03 % |
2008-11-14 |
368,140 |
$2,183,070 |
$493,308 |
29.19 % |
Added More |
83,960 |
29.54 % |
$112,506 |
| Axa |
Institution |
2.24 % |
2008-11-14 |
1,384,149 |
$8,208,004 |
$1,854,760 |
29.19 % |
Added More |
79,482 |
6.09 % |
$106,506 |
| New York State Common Retirement Fund |
Institution |
2.62 % |
2008-11-14 |
59,120 |
$350,582 |
$79,221 |
29.19 % |
No Change |
0 |
0 % |
- |
| Geode Capital Management Llc |
Institution |
2.58 % |
2008-11-14 |
79,936 |
$474,020 |
$107,114 |
29.19 % |
Added More |
7,265 |
9.99 % |
$9,735 |
| Credit Suisse |
Institution |
3.53 % |
2008-11-13 |
62,336 |
$369,652 |
$31,791 |
9.40 % |
Added More |
17,214 |
38.14 % |
$8,779 |
| Gartmore Mutual Fund Capital Trust |
Institution |
4.75 % |
2008-11-13 |
26,242 |
$155,615 |
$13,383 |
9.40 % |
No Compare |
- |
- % |
- |
| Td Asset Management Inc |
Institution |
0.36 % |
2008-11-13 |
12,250 |
$72,643 |
$6,248 |
9.40 % |
Sold Some |
-3,000 |
-19.67 % |
$-1,530 |
| Merrill Lynch And Co Inc |
Institution |
3.90 % |
2008-11-13 |
195,420 |
$1,158,841 |
$99,664 |
9.40 % |
Sold Some |
-36,670 |
-15.79 % |
$-18,702 |
| Ubs Ag |
Institution |
4.42 % |
2008-11-13 |
49,979 |
$296,375 |
$25,489 |
9.40 % |
Sold Some |
-1,645 |
-3.18 % |
$-839 |
| Northern Trust Co Of Connecticut |
Institution |
4.36 % |
2008-11-13 |
11,900 |
$70,567 |
$6,069 |
9.40 % |
New Holding |
11,900 |
100.00 % |
$6,069 |
| J P Morgan Chase And Co |
Institution |
5.28 % |
2008-11-13 |
23,069 |
$136,799 |
$11,765 |
9.40 % |
Sold Some |
-17,450 |
-43.06 % |
$-8,900 |
| World Asset Management Inc |
Institution |
4.78 % |
2008-11-13 |
4,703 |
$27,889 |
$2,399 |
9.40 % |
No Change |
0 |
0 % |
- |
| Northern Trust Corp |
Institution |
5.07 % |
2008-11-13 |
303,514 |
$1,799,838 |
$154,792 |
9.40 % |
Added More |
29,280 |
10.67 % |
$14,933 |
| Denver Investment Advisors Llc |
Institution |
4.21 % |
2008-11-13 |
120,735 |
$715,959 |
$61,575 |
9.40 % |
Sold Some |
-2,914 |
-2.35 % |
$-1,486 |
| Kornitzer Capital Management Inc |
Institution |
6.31 % |
2008-11-13 |
106,700 |
$632,731 |
$54,417 |
9.40 % |
Sold Some |
-2,200 |
-2.02 % |
$-1,122 |
| Managed Account Advisors Llc |
Institution |
4.39 % |
2008-11-13 |
19,904 |
$118,031 |
$10,151 |
9.40 % |
Added More |
3,008 |
17.80 % |
$1,534 |
| Summit Investment Partners Inc |
Institution |
5.02 % |
2008-11-13 |
2,540 |
$15,062 |
$1,295 |
9.40 % |
Added More |
140 |
5.83 % |
$71 |
| Arnhold And S Bleichroeder Advisers Llc |
Institution |
9.86 % |
2008-11-13 |
7,000 |
$41,510 |
$3,570 |
9.40 % |
No Change |
0 |
0 % |
- |
| Mfc Global Investment Management Usa Ltd |
Institution |
13.19 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-14,875 |
-100.00 % |
$-7,586 |
| First Mercantile Trust Co |
Institution |
-4.49 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-96,328 |
-100.00 % |
$-49,127 |
| Wall Street Associates |
Institution |
3.82 % |
2008-11-13 |
269,700 |
$1,599,321 |
$137,547 |
9.40 % |
New Holding |
269,700 |
100.00 % |
$137,547 |
| Amvescap Plc |
Institution |
3.20 % |
2008-11-13 |
390,792 |
$2,317,397 |
$199,304 |
9.40 % |
Added More |
109,325 |
38.84 % |
$55,756 |
| Princeton Capital Management Inc |
Institution |
4.13 % |
2008-11-12 |
33,100 |
$196,283 |
$16,881 |
9.40 % |
Sold Some |
-4,700 |
-12.43 % |
$-2,397 |
| Labranche And Co Inc |
Institution |
5.16 % |
2008-11-12 |
21,239 |
$125,947 |
$10,832 |
9.40 % |
Added More |
6,867 |
47.78 % |
$3,502 |
| Padco Advisors Ii Inc |
Institution |
4.74 % |
2008-11-12 |
667 |
$3,955 |
$340 |
9.40 % |
Added More |
527 |
376.42 % |
$269 |
| Petersen Flynn And Dinsmore Inc |
Institution |
5.44 % |
2008-11-12 |
4,926 |
$29,211 |
$2,512 |
9.40 % |
New Holding |
4,926 |
100.00 % |
$2,512 |
| Profund Advisors Llc |
Institution |
4.82 % |
2008-11-12 |
33,321 |
$197,594 |
$16,994 |
9.40 % |
Added More |
23,027 |
223.69 % |
$11,744 |
| Proshare Advisors Llc |
Institution |
3.73 % |
2008-11-12 |
11,757 |
$69,719 |
$5,996 |
9.40 % |
New Holding |
11,757 |
100.00 % |
$5,996 |
| Comerica Bank |
Institution |
-3.44 % |
2008-11-12 |
30,443 |
$180,527 |
$15,526 |
9.40 % |
Added More |
2,756 |
9.95 % |
$1,406 |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
4.74 % |
2008-11-12 |
2,021,716 |
$11,988,776 |
$1,031,075 |
9.40 % |
Added More |
371,498 |
22.51 % |
$189,464 |
| Schroder Investment Management Group |
Institution |
4.48 % |
2008-11-12 |
1,098,000 |
$6,511,140 |
$559,980 |
9.40 % |
Added More |
33,500 |
3.14 % |
$17,085 |
| Padco Advisors Inc |
Institution |
4.47 % |
2008-11-12 |
1,680 |
$9,962 |
$857 |
9.40 % |
New Holding |
1,680 |
100.00 % |
$857 |
| Research Affiliates Llc |
Institution |
5.06 % |
2008-11-12 |
17,623 |
$104,504 |
$8,988 |
9.40 % |
Sold Some |
-4,392 |
-19.95 % |
$-2,240 |
| Gsa Capital Partners Llp |
Institution |
3.70 % |
2008-11-12 |
64,778 |
$384,134 |
$33,037 |
9.40 % |
Sold Some |
-36,179 |
-35.83 % |
$-18,451 |
| Al Frank Asset Management Inc |
Institution |
3.67 % |
2008-11-12 |
125,049 |
$741,541 |
$63,775 |
9.40 % |
Sold Some |
-9,385 |
-6.98 % |
$-4,786 |
| Royce And Associates Llc |
Institution |
5.33 % |
2008-11-12 |
1,018,100 |
$6,037,333 |
$519,231 |
9.40 % |
Added More |
35,000 |
3.56 % |
$17,850 |
| Tcw Group Inc |
Institution |
3.23 % |
2008-11-12 |
103,626 |
$614,502 |
$52,849 |
9.40 % |
Sold Some |
-102,445 |
-49.71 % |
$-52,247 |
| Ameriprise Financial Inc |
Institution |
-2.77 % |
2008-11-10 |
60,986 |
$361,647 |
$-67,085 |
-15.64 % |
Sold Some |
-1,822 |
-2.90 % |
$2,004 |
| Washington Capital Management Inc |
Institution |
-5.77 % |
2008-11-07 |
525,872 |
$3,118,421 |
$-741,480 |
-19.20 % |
Sold Some |
-110,016 |
-17.30 % |
$155,123 |
| S And P Smallcap Index Fund (California Investment Trust) |
Small-Cap Core |
-5.72 % |
2008-11-07 |
1,520 |
$9,014 |
$-2,143 |
-19.20 % |
No Compare |
- |
- % |
- |
| Thrivent Financial For Lutherans |
Institution |
-4.89 % |
2008-11-07 |
21,700 |
$128,681 |
$-30,597 |
-19.20 % |
Sold Some |
-1,300 |
-5.65 % |
$1,833 |
| Sg Americas Securities Llc |
Institution |
-1.69 % |
2008-11-06 |
13,390 |
$79,403 |
$-17,407 |
-17.98 % |
New Holding |
13,390 |
100.00 % |
$-17,407 |
| Small Capitalization Growth Investments (Consulting Group Capital Markets Funds) |
Small-Cap Growth |
-5.93 % |
2008-11-06 |
124,900 |
$740,657 |
$-162,370 |
-17.98 % |
New Holding |
124,900 |
100.00 % |
$-162,370 |
| Schwab Charles Investment Management Inc |
Institution |
-1.49 % |
2008-11-06 |
91,940 |
$545,204 |
$-119,522 |
-17.98 % |
No Change |
0 |
0 % |
- |
| Veracity Small Cap Value Fund (Veracity Funds) |
Small-Cap Value |
4.39 % |
2008-11-06 |
84,973 |
$503,890 |
$-110,465 |
-17.98 % |
Added More |
5,980 |
7.57 % |
$-7,774 |
| Bank Of Hawaii |
Institution |
-0.74 % |
2008-11-06 |
200 |
$1,186 |
$-260 |
-17.98 % |
No Change |
0 |
0 % |
- |
| Metropolitan Life Insurance Co |
Institution |
-1.21 % |
2008-11-06 |
32,472 |
$192,559 |
$-42,214 |
-17.98 % |
No Change |
0 |
0 % |
- |
| Vanguard Group Inc |
Institution |
-1.69 % |
2008-11-06 |
1,060,733 |
$6,290,147 |
$-1,378,953 |
-17.98 % |
Added More |
1,044,483 |
6427.58 % |
$-1,357,828 |
| Ing Investment Management Co |
Institution |
-5.72 % |
2008-11-05 |
25,700 |
$152,401 |
$-43,176 |
-22.07 % |
Added More |
1,400 |
5.76 % |
$-2,352 |
| Ken Roberts Investment Management Inc |
Institution |
-15.95 % |
2008-11-04 |
514,432 |
$3,050,582 |
$-1,244,925 |
-28.98 % |
Sold Some |
-14,375 |
-2.71 % |
$34,788 |
| Prudential Financial Inc |
Institution |
-7.31 % |
2008-11-03 |
61,867 |
$366,871 |
$-147,862 |
-28.72 % |
Added More |
300 |
0.48 % |
$-717 |
| Strs Ohio |
Institution |
-8.06 % |
2008-11-03 |
0 |
$0 |
|
% |
Sold Some |
-43,800 |
-100.00 % |
$104,682 |
| Russell Frank Co |
Institution |
-9.49 % |
2008-11-03 |
102,173 |
$605,886 |
$-244,193 |
-28.72 % |
Sold Some |
-26,483 |
-20.58 % |
$63,294 |
| Hoover Investment Management Co Llc |
Institution |
-12.30 % |
2008-10-31 |
None |
- |
- |
- % |
Sold All |
-45,100 |
-100.00 % |
$81,631 |
| Bank Of New York Mellon Corp |
Institution |
-8.03 % |
2008-10-31 |
203,202 |
$1,204,988 |
$-367,796 |
-23.38 % |
Added More |
6,295 |
3.19 % |
$-11,394 |
| Maple Securities Usa Inc |
Institution |
-1.18 % |
2008-10-31 |
None |
- |
- |
- % |
Sold All |
-10,966 |
-100.00 % |
$19,848 |
| Wealth Advisors Of Cincinnati Llc |
Institution |
-6.29 % |
2008-10-30 |
26 |
$154 |
$-37 |
-19.42 % |
No Change |
0 |
0 % |
- |
| Blackrock Investment Management Llc |
Institution |
-5.74 % |
2008-10-30 |
114,370 |
$678,214 |
$-163,549 |
-19.42 % |
Sold Some |
-7,400 |
-6.07 % |
$10,582 |
| State Board Of Administration Of Florida Retirement System |
Institution |
-6.23 % |
2008-10-30 |
48,187 |
$285,749 |
$-68,907 |
-19.42 % |
Added More |
300 |
0.62 % |
$-429 |
| Dimensional Fund Advisors Inc |
Institution |
-8.10 % |
2008-10-30 |
891,873 |
$5,288,807 |
$-1,275,378 |
-19.42 % |
Added More |
47,334 |
5.60 % |
$-67,688 |
| Blackrock Group Ltd |
Institution |
-3.28 % |
2008-10-30 |
5,654 |
$33,528 |
$-8,085 |
-19.42 % |
No Change |
0 |
0 % |
- |
| Va International Value Portfolio (Dfa Investment Dimensions Group Inc) |
Multi-Cap Value |
-7.73 % |
2008-10-30 |
100 |
$593 |
$-143 |
-19.42 % |
New Holding |
100 |
100.00 % |
$-143 |
| International Core Equity Portfolio (Dfa Investment Dimensions Group Inc) |
International Small-M ... |
-6.14 % |
2008-10-30 |
45,487 |
$269,738 |
$-65,046 |
-19.42 % |
Added More |
41,987 |
1199.62 % |
$-60,041 |
| Small Cap Index Fund (Valic Co I) |
Small-Cap Core |
-7.74 % |
2008-10-30 |
26,844 |
$159,185 |
$-38,387 |
-19.42 % |
Added More |
1,887 |
7.56 % |
$-2,698 |
| Private Trust Co Na |
Institution |
-4.94 % |
2008-10-30 |
136 |
$806 |
$-194 |
-19.42 % |
Sold Some |
-5 |
-3.54 % |
$7 |
| Fidelity Nasdaq Composite Index Fund (Fidelity Commonwealth Trust) |
Specialty & Misc |
-10.23 % |
2008-10-30 |
893 |
$5,295 |
$-1,277 |
-19.42 % |
No Compare |
- |
- % |
- |
| Tdax Independence 2030 Exchange-Traded Fund (Tdax Funds Inc) |
Mixed-Asset Target 20 ... |
-4.06 % |
2008-10-29 |
2,301 |
$13,645 |
$-2,324 |
-14.55 % |
No Compare |
- |
- % |
- |
| Deere And Co |
Institution |
-3.93 % |
2008-10-29 |
28,400 |
$168,412 |
$-28,684 |
-14.55 % |
New Holding |
28,400 |
100.00 % |
$-28,684 |
| Tdax Independence 2010 Exchange-Traded Fund (Tdax Funds Inc) |
Mixed-Asset Target 20 ... |
-3.68 % |
2008-10-29 |
753 |
$4,465 |
$-761 |
-14.55 % |
No Compare |
- |
- % |
- |
| Fidelity Small Cap Enhanced Index Fund (Fidelity Commonwealth Trust Ii) |
Small-Cap Core |
-4.84 % |
2008-10-29 |
3,189 |
$18,911 |
$-3,221 |
-14.55 % |
No Compare |
- |
- % |
- |
| Tdax Independence 2020 Exchange-Traded Fund (Tdax Funds Inc) |
Mixed-Asset Target 20 ... |
-4.03 % |
2008-10-29 |
2,238 |
$13,271 |
$-2,260 |
-14.55 % |
No Compare |
- |
- % |
- |
| Smith Asset Management Group Lp |
Institution |
-3.82 % |
2008-10-29 |
508,835 |
$3,017,392 |
$-513,923 |
-14.55 % |
Sold Some |
-24,475 |
-4.58 % |
$24,720 |
| Tdax Independence 2040 Exchange-Traded Fund (Tdax Funds Inc) |
Mixed-Asset Target 20 ... |
-4.09 % |
2008-10-29 |
2,529 |
$14,997 |
$-2,554 |
-14.55 % |
No Compare |
- |
- % |
- |
| Columbus Circle Investors |
Institution |
-5.17 % |
2008-10-29 |
605,666 |
$3,591,599 |
$-611,723 |
-14.55 % |
Sold Some |
-72,387 |
-10.67 % |
$73,111 |
| Parametric Portfolio Associates |
Institution |
-3.77 % |
2008-10-28 |
40,211 |
$238,451 |
$-56,698 |
-19.20 % |
Sold Some |
-1,908 |
-4.53 % |
$2,690 |
| Managers Investment Group Llc |
Institution |
-2.94 % |
2008-10-28 |
None |
- |
- |
- % |
Sold All |
-10,602 |
-100.00 % |
$14,949 |
| Public Employees Retirement System Of Ohio |
Institution |
5.15 % |
2008-10-27 |
43,213 |
$256,253 |
$-79,944 |
-23.77 % |
No Change |
0 |
0 % |
- |
| Vanguard Information Technology Index Fund (Vanguard World Fund) |
Science & Tech |
-3.35 % |
2008-10-24 |
6,821 |
$40,449 |
$-15,688 |
-27.94 % |
No Compare |
- |
- % |
- |
| Forward Management Llc |
Institution |
-1.41 % |
2008-10-23 |
5,100 |
$30,243 |
$-14,637 |
-32.61 % |
No Change |
0 |
0 % |
- |
| American Capital Management Inc |
Institution |
-10.61 % |
2008-10-21 |
40,100 |
$237,793 |
$-150,776 |
-38.80 % |
No Change |
0 |
0 % |
- |
| Teachers Retirement System Of The State Of Kentucky |
Institution |
-6.53 % |
2008-10-17 |
12,000 |
$71,160 |
$-47,160 |
-39.85 % |
No Compare |
- |
- % |
- |
| Texas Permanent School Fund |
Institution |
-1.79 % |
2008-10-15 |
45,418 |
$269,329 |
$-173,951 |
-39.24 % |
Added More |
506 |
1.12 % |
$-1,938 |
| Public Employees Retirement Association Of Colorado |
Institution |
% |
2008-10-14 |
19,000 |
|
|
% |
No Change |
0 |
0 % |
- |
| Stonebridge Capital Management Inc |
Institution |
-3.35 % |
2008-10-09 |
58,175 |
$344,978 |
$-262,369 |
-43.19 % |
Added More |
4,975 |
9.35 % |
$-22,437 |
| Tocqueville Asset Management Lp |
Institution |
-10.81 % |
2008-10-08 |
None |
- |
- |
- % |
Sold All |
-10,200 |
-100.00 % |
$45,798 |
| Stonebridge Growth Fund (Stonebridge Funds Trust) |
Multi-Cap Growth |
-29.49 % |
2008-09-29 |
39,000 |
$231,270 |
$-339,690 |
-59.49 % |
Added More |
28,000 |
254.54 % |
$-243,880 |
| Powershares Zacks Small Cap Portfolio (Powershares Exchange Traded Fund Trust) |
Small-Cap Core |
-29.12 % |
2008-09-29 |
208 |
$1,233 |
$-1,812 |
-59.49 % |
No Compare |
- |
- % |
- |
| Steward Small Cap Equity Fund (Capstone Series Fund Inc) |
Small-Cap Core |
-28.19 % |
2008-09-29 |
1,130 |
$6,701 |
$-9,842 |
-59.49 % |
No Compare |
- |
- % |
- |
| New Opportunities Ii (American Century Mutual Funds Inc) |
Small-Cap Growth |
-36.90 % |
2008-09-26 |
230,780 |
$1,368,525 |
$-2,243,182 |
-62.10 % |
New Holding |
230,780 |
100.00 % |
$-2,243,182 |
| New Opportunities Fund (American Century Mutual Funds Inc) |
Small-Cap Growth |
-36.90 % |
2008-09-26 |
80,174 |
$475,432 |
$-779,291 |
-62.10 % |
No Compare |
- |
- % |
- |
| Global Small Cap Fund (Old Westbury Funds Inc) |
Global Small/Mid-Cap ... |
-30.63 % |
2008-09-25 |
8,500 |
$50,405 |
$-73,185 |
-59.21 % |
No Compare |
- |
- % |
- |
| Calamos Value Fund (Calamos Investment Trustil) |
Multi-Cap Value |
-25.31 % |
2008-09-25 |
6,310 |
$37,418 |
$-54,329 |
-59.21 % |
New Holding |
6,310 |
100.00 % |
$-54,329 |
| Oppenheimer Main Street Opportunity Fund (Oppenheimer Main Street Opportunity Fund) |
Multi-Cap Core |
-27.58 % |
2008-09-25 |
17,100 |
$101,403 |
$-147,231 |
-59.21 % |
New Holding |
17,100 |
100.00 % |
$-147,231 |
| Jackson Perspective Index 5 Fund (Jnl Investors Series Trust) |
Specialty & Misc |
-29.75 % |
2008-09-23 |
416 |
$2,467 |
$-3,673 |
-59.82 % |
No Change |
0 |
0 % |
- |
| Rydex Inverse Russell 2000 Etf (Rydex Etf Trust) |
Specialty & Misc |
-32.31 % |
2008-09-19 |
None |
- |
- |
- % |
Sold All |
-270 |
-100.00 % |
$2,743 |
| Sa International Small Company Fund (Sa Funds Investment Trust) |
Small-Cap Core |
-22.91 % |
2008-09-08 |
None |
- |
- |
- % |
Sold All |
-6,900 |
-100.00 % |
$68,310 |
| Small Cap Index Trust (John Hancock Trust) |
Small-Cap Core |
-0.27 % |
2008-09-05 |
None |
- |
- |
- % |
Sold All |
-9,293 |
-100.00 % |
$90,886 |
| Azl Small Cap Stock Index Fund (Allianz Variable Insurance Products Trust) |
Small-Cap Core |
-32.17 % |
2008-09-04 |
1,100 |
$6,523 |
$-10,901 |
-62.56 % |
No Compare |
- |
- % |
- |
| Occ Value (Allianz Funds) |
Large-Cap Value |
-29.62 % |
2008-09-04 |
None |
- |
- |
- % |
Sold All |
-21,955 |
-100.00 % |
$217,574 |
| Wilshire Small Company Growth Portfolio (Wilshire Mutual Funds Inc) |
Small-Cap Growth |
-32.75 % |
2008-09-04 |
1,165 |
$6,908 |
$-11,545 |
-62.56 % |
No Compare |
- |
- % |
- |
| Wilshire Small Company Value Portfolio (Wilshire Mutual Funds Inc) |
Small-Cap Value |
-34.67 % |
2008-09-04 |
140 |
$830 |
$-1,387 |
-62.56 % |
New Holding |
140 |
100.00 % |
$-1,387 |
| Stock Portfolio (Seasons Series Trust) |
Multi-Cap Core |
-35.43 % |
2008-08-29 |
12,793 |
$75,862 |
$-139,188 |
-64.72 % |
New Holding |
12,793 |
100.00 % |
$-139,188 |
| Small Cap Portfolio (Seasons Series Trust) |
Small-Cap Core |
-36.30 % |
2008-08-29 |
2,024 |
$12,002 |
$-22,021 |
-64.72 % |
Added More |
252 |
14.22 % |
$-2,742 |
| Assetmark Fundamental Index Large Company Growth Fund (Assetmark Funds) |
Large-Cap Growth |
-37.79 % |
2008-08-28 |
852 |
$5,052 |
$-9,755 |
-65.88 % |
New Holding |
852 |
100.00 % |
$-9,755 |
| Smallcap World Fund Inc (Smallcap World Fund Inc) |
Small-Cap Core |
-39.24 % |
2008-08-28 |
2,171,396 |
$12,876,378 |
$-24,862,484 |
-65.88 % |
Added More |
64,225 |
3.04 % |
$-735,376 |
| Laudus Rosenberg International Discovery Fund (Laudus Trust) |
Global Flex Port |
-41.91 % |
2008-08-27 |
74,357 |
$440,937 |
$-823,876 |
-65.13 % |
No Compare |
- |
- % |
- |
| Laudus Rosenberg International Small Capitalization Fund (Laudus Trust) |
Small-Cap Core |
-42.87 % |
2008-08-27 |
143,500 |
$850,955 |
$-1,589,980 |
-65.13 % |
No Compare |
- |
- % |
- |
| Small Cap Value Fund (American Century Capital Portfolios Inc) |
Small-Cap Value |
-27.70 % |
2008-08-26 |
219,136 |
$1,299,476 |
$-2,392,965 |
-64.80 % |
Sold Some |
-155,864 |
-41.56 % |
$1,702,035 |
| Growth Equity Fund (Tiaa Cref Institutional Mutual Funds) |
Multi-Cap Growth |
-32.77 % |
2008-08-25 |
None |
- |
- |
- % |
Sold All |
-12,023 |
-100.00 % |
$130,570 |
| Equity Index Fund (Tiaa Cref Institutional Mutual Funds) |
Specialty & Misc |
-29.58 % |
2008-08-25 |
None |
- |
- |
- % |
Sold All |
-219,050 |
-100.00 % |
$2,378,883 |
| Moore Capital Management Llc |
Institution |
-42.70 % |
2008-08-14 |
None |
- |
- |
- % |
Sold All |
-200,000 |
-100.00 % |
$2,406,000 |