| Essex Growth Fund (Managers Amg Funds) |
Multi-Cap Growth |
0.00 % |
2008-11-28 |
52,924 |
$1,780,893 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Vanguard Extended Market Index Fund (Vanguard Index Funds) |
Mid-Cap Core |
0.05 % |
2008-11-28 |
7,900 |
$265,835 |
$0 |
0.00 % |
No Change |
0 |
0 % |
- |
| Russell 2000 Small Cap Index Portfolio (Summit Mutual Funds Inc) |
Small-Cap Core |
0.00 % |
2008-11-28 |
320 |
$10,768 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Zenith Portfolio (Summit Mutual Funds Inc) |
Specialty & Misc |
0.00 % |
2008-11-28 |
320 |
$10,768 |
$0 |
0.00 % |
New Holding |
320 |
100.00 % |
$0 |
| Dws Small Cap Index Vip (Dws Investments Vit Funds) |
Small-Cap Core |
5.93 % |
2008-11-26 |
900 |
$30,285 |
$1,530 |
5.32 % |
No Compare |
- |
- % |
- |
| Camco Investors Fund (Camco Investors Trust) |
Specialty & Misc |
4.52 % |
2008-11-26 |
4,500 |
$151,425 |
$7,650 |
5.32 % |
New Holding |
4,500 |
100.00 % |
$7,650 |
| Etrade Russell 2000 Index Fund (E Trade Funds) |
Small-Cap Core |
5.83 % |
2008-11-26 |
None |
- |
- |
- % |
Sold All |
-392 |
-100.00 % |
$-666 |
| Biotechnology Fund (Rydex Variable Trust) |
Health/Biotech |
4.56 % |
2008-11-26 |
40 |
$1,346 |
$68 |
5.32 % |
No Compare |
- |
- % |
- |
| Tfs Market Neutral Fund (Tfs Capital Investment Trust) |
Specialty & Misc |
11.42 % |
2008-11-26 |
None |
- |
- |
- % |
Sold All |
-4,503 |
-100.00 % |
$-7,655 |
| James Small Cap Fund (James Advantage Funds) |
Small-Cap Value |
2.62 % |
2008-11-26 |
None |
- |
- |
- % |
Sold All |
-97,420 |
-100.00 % |
$-165,614 |
| Pacific Select Fund (Pacific Select Fund) |
Pacific Region |
3.40 % |
2008-11-26 |
2,600 |
$87,490 |
$4,420 |
5.32 % |
No Change |
0 |
0 % |
- |
| Eqalliancebernstein Value Portfolio (Eq Advisors Trust) |
Multi-Cap Value |
5.42 % |
2008-11-26 |
3,440 |
$115,756 |
$5,848 |
5.32 % |
No Change |
0 |
0 % |
- |
| Multimanager Small Cap Value Portfolio (Axa Premier Vip Trust) |
Small-Cap Value |
5.54 % |
2008-11-26 |
7,668 |
$258,028 |
$13,036 |
5.32 % |
No Change |
0 |
0 % |
- |
| Wegener Investment Trust (Wegener Investment Trust) |
Specialty & Misc |
6.64 % |
2008-11-25 |
350 |
$11,778 |
$595 |
5.32 % |
No Change |
0 |
0 % |
- |
| Cornerstone Strategy Fund (Usaa Mutual Funds Trust) |
Specialty & Misc |
10.00 % |
2008-11-24 |
700 |
$23,555 |
$5,103 |
27.65 % |
No Compare |
- |
- % |
- |
| Munder Energy Fund (Munder Series Trust) |
Specialty & Misc |
11.46 % |
2008-11-24 |
9,700 |
$326,405 |
$70,713 |
27.65 % |
New Holding |
9,700 |
100.00 % |
$70,713 |
| Algert Coldiron Investors Llc |
Institution |
20.87 % |
2008-11-21 |
6,630 |
$223,100 |
$52,642 |
30.88 % |
Sold Some |
-4,740 |
-41.68 % |
$-37,636 |
| California Public Employees Retirement System |
Institution |
18.41 % |
2008-11-21 |
14,550 |
$489,608 |
$115,527 |
30.88 % |
Added More |
1,250 |
9.39 % |
$9,925 |
| Gjmb Growth Fund (Unified Series Trust) |
Multi-Cap Growth |
28.42 % |
2008-11-20 |
81,000 |
$2,725,650 |
$643,140 |
30.88 % |
No Compare |
- |
- % |
- |
| Stifel Nicolaus And Co Inc Mo |
Institution |
21.26 % |
2008-11-20 |
12,710 |
$427,692 |
$100,917 |
30.88 % |
New Holding |
12,710 |
100.00 % |
$100,917 |
| Goldman Sachs Group Inc |
Institution |
3.96 % |
2008-11-19 |
31,414 |
$1,057,081 |
$139,792 |
15.23 % |
Added More |
10,358 |
49.19 % |
$46,093 |
| Oceanstone Fund (Oceanstone Fund) |
Specialty & Misc |
8.71 % |
2008-11-19 |
2,000 |
$67,300 |
$8,900 |
15.23 % |
New Holding |
2,000 |
100.00 % |
$8,900 |
| Us Bancorp De |
Institution |
3.17 % |
2008-11-17 |
50 |
$1,683 |
$252 |
17.57 % |
Sold Some |
-50 |
-50.00 % |
$-252 |
| Alpine Woods Capital Investors Llc |
Institution |
1.08 % |
2008-11-17 |
7,000 |
$235,550 |
$35,210 |
17.57 % |
New Holding |
7,000 |
100.00 % |
$35,210 |
| Headstream Asset Management Lp |
Institution |
-4.63 % |
2008-11-14 |
20,000 |
$673,000 |
$100,600 |
17.57 % |
Sold Some |
-50,000 |
-71.42 % |
$-251,500 |
| Citigroup Inc |
Institution |
2.63 % |
2008-11-14 |
68,984 |
$2,321,312 |
$346,990 |
17.57 % |
Sold Some |
-18,513 |
-21.15 % |
$-93,120 |
| Commonwealth Of Pennsylvania Public School Empls Retrmt Sys |
Institution |
2.58 % |
2008-11-14 |
19,500 |
$656,175 |
$98,085 |
17.57 % |
No Compare |
- |
- % |
- |
| Barclays Plc |
Institution |
2.92 % |
2008-11-14 |
200 |
$6,730 |
$1,006 |
17.57 % |
No Change |
0 |
0 % |
- |
| Morgan Stanley |
Institution |
1.80 % |
2008-11-14 |
11,948 |
$402,050 |
$60,098 |
17.57 % |
Added More |
361 |
3.11 % |
$1,816 |
| Perimeter Capital Partners Llc |
Institution |
3.88 % |
2008-11-14 |
77,768 |
$2,616,893 |
$391,173 |
17.57 % |
Added More |
20,405 |
35.57 % |
$102,637 |
| Oberweis Asset Management Inc |
Institution |
3.16 % |
2008-11-14 |
80,100 |
$2,695,365 |
$402,903 |
17.57 % |
Added More |
19,700 |
32.61 % |
$99,091 |
| Teachers Advisors Inc |
Institution |
2.63 % |
2008-11-14 |
1,987 |
$66,863 |
$9,995 |
17.57 % |
Added More |
230 |
13.09 % |
$1,157 |
| Rbc Dain Rauscher Inc |
Institution |
0.82 % |
2008-11-14 |
2,000 |
$67,300 |
$10,060 |
17.57 % |
No Change |
0 |
0 % |
- |
| Tiaa Cref Investment Management Llc |
Institution |
2.60 % |
2008-11-14 |
23,615 |
$794,645 |
$118,783 |
17.57 % |
No Change |
0 |
0 % |
- |
| Essex Investment Management Co Llc |
Institution |
1.43 % |
2008-11-14 |
202,259 |
$6,806,015 |
$1,017,363 |
17.57 % |
Added More |
201,140 |
17974.97 % |
$1,011,734 |
| New York State Common Retirement Fund |
Institution |
2.62 % |
2008-11-14 |
700 |
$23,555 |
$3,521 |
17.57 % |
No Change |
0 |
0 % |
- |
| American International Group Inc |
Institution |
2.51 % |
2008-11-14 |
3,637 |
$122,385 |
$18,294 |
17.57 % |
Added More |
7 |
0.19 % |
$35 |
| Munder Capital Management |
Institution |
3.21 % |
2008-11-14 |
9,700 |
$326,405 |
$48,791 |
17.57 % |
New Holding |
9,700 |
100.00 % |
$48,791 |
| Technical Financial Services Llc |
Institution |
2.22 % |
2008-11-14 |
17,720 |
$596,278 |
$89,132 |
17.57 % |
New Holding |
17,720 |
100.00 % |
$89,132 |
| Qvt Financial Lp |
Institution |
-0.43 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-7,732 |
-100.00 % |
$-38,892 |
| Axa |
Institution |
2.24 % |
2008-11-14 |
171,531 |
$5,772,018 |
$862,801 |
17.57 % |
Sold Some |
-23,626 |
-12.10 % |
$-118,839 |
| Renaissance Technologies Corp |
Institution |
2.14 % |
2008-11-14 |
92,700 |
$3,119,355 |
$466,281 |
17.57 % |
Sold Some |
-55,400 |
-37.40 % |
$-278,662 |
| Wells Fargo And Co |
Institution |
2.73 % |
2008-11-14 |
108 |
$3,634 |
$543 |
17.57 % |
Sold Some |
-1,224 |
-91.89 % |
$-6,157 |
| Susquehanna International Group Llp |
Institution |
1.29 % |
2008-11-14 |
6,622 |
$222,830 |
$33,309 |
17.57 % |
No Compare |
- |
- % |
- |
| Bridgeway Capital Management Inc |
Institution |
0.94 % |
2008-11-14 |
93,300 |
$3,139,545 |
$469,299 |
17.57 % |
Added More |
600 |
0.64 % |
$3,018 |
| Rbc Dominion Securities Inc |
Institution |
-2.18 % |
2008-11-14 |
810 |
$27,257 |
$4,074 |
17.57 % |
New Holding |
810 |
100.00 % |
$4,074 |
| Ubs Ag |
Institution |
4.42 % |
2008-11-13 |
9,954 |
$334,952 |
$34,441 |
11.46 % |
Sold Some |
-6,699 |
-40.22 % |
$-23,179 |
| Northern Trust Corp |
Institution |
5.07 % |
2008-11-13 |
28,157 |
$947,483 |
$97,423 |
11.46 % |
Added More |
19,902 |
241.09 % |
$68,861 |
| Credit Suisse |
Institution |
3.53 % |
2008-11-13 |
14,098 |
$474,398 |
$48,779 |
11.46 % |
New Holding |
14,098 |
100.00 % |
$48,779 |
| Managed Account Advisors Llc |
Institution |
4.39 % |
2008-11-13 |
78 |
$2,625 |
$270 |
11.46 % |
New Holding |
78 |
100.00 % |
$270 |
| Mfc Global Investment Management Usa Ltd |
Institution |
13.19 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-3,789 |
-100.00 % |
$-13,110 |
| Amvescap Plc |
Institution |
3.20 % |
2008-11-13 |
33 |
$1,110 |
$114 |
11.46 % |
Sold Some |
-7,939 |
-99.58 % |
$-27,469 |
| Merrill Lynch And Co Inc |
Institution |
3.90 % |
2008-11-13 |
200 |
$6,730 |
$692 |
11.46 % |
Sold Some |
-3,640 |
-94.79 % |
$-12,594 |
| Fixed Income Securities Inc |
Institution |
5.23 % |
2008-11-13 |
6,913 |
$232,622 |
$23,919 |
11.46 % |
Sold Some |
-717 |
-9.39 % |
$-2,481 |
| Summit Investment Partners Inc |
Institution |
5.02 % |
2008-11-13 |
320 |
$10,768 |
$1,107 |
11.46 % |
New Holding |
320 |
100.00 % |
$1,107 |
| Brandywine Asset Management Llc |
Institution |
5.03 % |
2008-11-13 |
17,942 |
$603,748 |
$62,079 |
11.46 % |
Sold Some |
-7,360 |
-29.08 % |
$-25,466 |
| Padco Advisors Ii Inc |
Institution |
4.74 % |
2008-11-12 |
260 |
$8,749 |
$900 |
11.46 % |
Added More |
240 |
1200.00 % |
$830 |
| Padco Advisors Inc |
Institution |
4.47 % |
2008-11-12 |
1,330 |
$44,755 |
$4,602 |
11.46 % |
New Holding |
1,330 |
100.00 % |
$4,602 |
| Arbor Capital Management Inc |
Institution |
4.88 % |
2008-11-12 |
24,125 |
$811,806 |
$83,473 |
11.46 % |
Sold Some |
-1,945 |
-7.46 % |
$-6,730 |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
4.74 % |
2008-11-12 |
171,585 |
$5,773,835 |
$593,684 |
11.46 % |
Added More |
31,266 |
22.28 % |
$108,180 |
| Proshare Advisors Llc |
Institution |
3.73 % |
2008-11-12 |
1,073 |
$36,106 |
$3,713 |
11.46 % |
New Holding |
1,073 |
100.00 % |
$3,713 |
| Mackay Shields Llc |
Institution |
4.69 % |
2008-11-12 |
None |
- |
- |
- % |
Sold All |
-13,305 |
-100.00 % |
$-46,035 |
| Prescott Group Capital Management Llc |
Institution |
1.33 % |
2008-11-12 |
None |
- |
- |
- % |
Sold All |
-66,551 |
-100.00 % |
$-230,266 |
| Claymore Advisors Llc |
Institution |
-26.21 % |
2008-11-10 |
6,054 |
$203,717 |
$11,382 |
5.91 % |
Sold Some |
-6,718 |
-52.59 % |
$-12,630 |
| Bernard L Madoff Investment Securities Llc |
Institution |
-2.71 % |
2008-11-10 |
12,000 |
$403,800 |
$22,560 |
5.91 % |
Sold Some |
-3,000 |
-20.00 % |
$-5,640 |
| Ameriprise Financial Inc |
Institution |
-2.77 % |
2008-11-10 |
7,625 |
$256,581 |
$14,335 |
5.91 % |
New Holding |
7,625 |
100.00 % |
$14,335 |
| Sabrient Stealth (Claymore Exchange Traded Fund Trust) |
Specialty & Misc |
-6.87 % |
2008-11-07 |
643 |
$21,637 |
$1,640 |
8.19 % |
Sold Some |
-952 |
-59.68 % |
$-2,428 |
| Oshaughnessy Asset Management Llc |
Institution |
-5.87 % |
2008-11-07 |
2,003 |
$67,401 |
$5,108 |
8.19 % |
Sold Some |
-20,675 |
-91.16 % |
$-52,721 |
| Wisdomtree Smallcap Dividend Fund (Wisdomtree Trust) |
Small-Cap Core |
1.19 % |
2008-11-06 |
113 |
$3,802 |
$406 |
11.94 % |
No Compare |
- |
- % |
- |
| Montgomery Investment Management Inc |
Institution |
1.47 % |
2008-11-06 |
31,294 |
$1,053,043 |
$112,345 |
11.94 % |
No Change |
0 |
0 % |
- |
| Vanguard Group Inc |
Institution |
-1.69 % |
2008-11-06 |
11,111 |
$373,885 |
$39,888 |
11.94 % |
Added More |
10,806 |
3542.95 % |
$38,794 |
| Wisdomtree Smallcap Earnings Fund (Wisdomtree Trust) |
Small-Cap Core |
-6.75 % |
2008-11-06 |
114 |
$3,836 |
$409 |
11.94 % |
No Compare |
- |
- % |
- |
| Strs Ohio |
Institution |
-8.06 % |
2008-11-03 |
0 |
$0 |
|
% |
No Change |
0 |
0 % |
- |
| Nisa Investment Advisors L L C |
Institution |
-7.38 % |
2008-10-31 |
6,600 |
$222,090 |
$5,676 |
2.62 % |
New Holding |
6,600 |
100.00 % |
$5,676 |
| Bank Of New York Mellon Corp |
Institution |
-8.03 % |
2008-10-31 |
26,805 |
$901,988 |
$23,052 |
2.62 % |
Added More |
599 |
2.28 % |
$515 |
| Dimensional Fund Advisors Inc |
Institution |
-8.10 % |
2008-10-30 |
142,664 |
$4,800,644 |
$389,473 |
8.82 % |
Added More |
11,158 |
8.48 % |
$30,461 |
| Blackrock Investment Management Llc |
Institution |
-5.74 % |
2008-10-30 |
9,100 |
$306,215 |
$24,843 |
8.82 % |
Sold Some |
-100 |
-1.08 % |
$-273 |
| International Core Equity Portfolio (Dfa Investment Dimensions Group Inc) |
International Small-M ... |
-6.14 % |
2008-10-30 |
2,300 |
$77,395 |
$6,279 |
8.82 % |
Sold Some |
-878 |
-27.62 % |
$-2,397 |
| Small Cap Index Fund (Valic Co I) |
Small-Cap Core |
-7.74 % |
2008-10-30 |
3,375 |
$113,569 |
$9,214 |
8.82 % |
New Holding |
3,375 |
100.00 % |
$9,214 |
| Public Employees Retirement System Of Ohio |
Institution |
5.15 % |
2008-10-27 |
5,434 |
$182,854 |
$44,287 |
31.96 % |
No Change |
0 |
0 % |
- |
| Hennessy Advisors Inc |
Institution |
-4.46 % |
2008-10-15 |
None |
- |
- |
- % |
Sold All |
-41,100 |
-100.00 % |
$-251,943 |
| Public Employees Retirement Association Of Colorado |
Institution |
% |
2008-10-14 |
22,600 |
|
|
% |
No Change |
0 |
0 % |
- |
| Growth Fund (Advisors Inner Circle Fund Ii) |
Small-Cap Growth |
-5.35 % |
2008-10-09 |
10,137 |
$341,110 |
$85,759 |
33.58 % |
New Holding |
10,137 |
100.00 % |
$85,759 |
| James Investment Research Inc |
Institution |
-2.13 % |
2008-10-09 |
110,540 |
$3,719,671 |
$935,168 |
33.58 % |
No Change |
0 |
0 % |
- |
| Ci Investments Inc |
Institution |
-12.05 % |
2008-10-07 |
25,000 |
$841,250 |
$151,250 |
21.92 % |
No Change |
0 |
0 % |
- |
| Powershares Zacks Small Cap Portfolio (Powershares Exchange Traded Fund Trust) |
Small-Cap Core |
-29.12 % |
2008-09-29 |
33 |
$1,110 |
$86 |
8.44 % |
No Compare |
- |
- % |
- |
| Alpine Dynamic Innovators Fund (Alpine Series Trust) |
Specialty & Misc |
-33.85 % |
2008-09-29 |
7,000 |
$235,550 |
$18,340 |
8.44 % |
No Change |
0 |
0 % |
- |
| Vanguard Explorer Fund (Vanguard Explorer Fund) |
Small-Cap Growth |
-24.70 % |
2008-09-29 |
36,795 |
$1,238,152 |
$96,403 |
8.44 % |
No Compare |
- |
- % |
- |
| Mainstay Value Fund (Mainstay Funds) |
Large-Cap Value |
-26.55 % |
2008-09-25 |
13,200 |
$444,180 |
$-14,388 |
-3.13 % |
No Compare |
- |
- % |
- |
| Jackson Perspective Index 5 Fund (Jnl Investors Series Trust) |
Specialty & Misc |
-29.75 % |
2008-09-23 |
214 |
$7,201 |
$327 |
4.76 % |
New Holding |
214 |
100.00 % |
$327 |
| Small Cap Portfolio (Seasons Series Trust) |
Small-Cap Core |
-36.30 % |
2008-08-29 |
255 |
$8,581 |
$-770 |
-8.23 % |
New Holding |
255 |
100.00 % |
$-770 |
| Balanced Trust (Legg Mason Investors Trust Inc) |
Flexible Portfolio |
-23.13 % |
2008-08-28 |
1,090 |
$36,679 |
$-4,578 |
-11.09 % |
Sold Some |
-110 |
-9.16 % |
$462 |
| Laudus Rosenberg International Small Capitalization Fund (Laudus Trust) |
Small-Cap Core |
-42.87 % |
2008-08-27 |
12,618 |
$424,596 |
$-44,037 |
-9.39 % |
No Compare |
- |
- % |
- |
| Laudus Rosenberg International Discovery Fund (Laudus Trust) |
Global Flex Port |
-41.91 % |
2008-08-27 |
10,621 |
$357,397 |
$-37,067 |
-9.39 % |
No Compare |
- |
- % |
- |
| Equity Index Fund (Tiaa Cref Institutional Mutual Funds) |
Specialty & Misc |
-29.58 % |
2008-08-25 |
777 |
$26,146 |
$-2,113 |
-7.47 % |
New Holding |
777 |
100.00 % |
$-2,113 |
| Growth Equity Fund (Tiaa Cref Institutional Mutual Funds) |
Multi-Cap Growth |
-32.77 % |
2008-08-25 |
980 |
$32,977 |
$-2,666 |
-7.47 % |
New Holding |
980 |
100.00 % |
$-2,666 |
| Touchstone Small Cap Fund (Touchstone Funds Group Trust) |
Small-Cap Core |
-29.84 % |
2008-08-22 |
None |
- |
- |
- % |
Sold All |
-17,600 |
-100.00 % |
|