| Multimanager Small Cap Value Portfolio (Axa Premier Vip Trust) |
Small-Cap Value |
5.54 % |
2008-11-26 |
300,000 |
$1,941,000 |
$294,000 |
17.85 % |
New Holding |
300,000 |
100.00 % |
$294,000 |
| Ameritas Small Company Equity Portfolio (Calvert Variable Series Inc) |
Small-Cap Core |
6.61 % |
2008-11-25 |
8,100 |
$52,407 |
$7,938 |
17.85 % |
No Change |
0 |
0 % |
- |
| Blackrock Asset Allocation (Blackrock Funds) |
Flexible Portfolio |
4.19 % |
2008-11-25 |
4,407 |
$28,513 |
$4,319 |
17.85 % |
No Compare |
- |
- % |
- |
| Blackrock Small Cap Core Equity (Blackrock Funds) |
Small-Cap Core |
7.36 % |
2008-11-25 |
42,997 |
$278,191 |
$42,137 |
17.85 % |
No Compare |
- |
- % |
- |
| Wellington Management Co Llp |
Institution |
20.58 % |
2008-11-21 |
1,823,742 |
$11,799,611 |
$3,264,498 |
38.24 % |
Sold Some |
-44,600 |
-2.38 % |
$-79,834 |
| Algert Coldiron Investors Llc |
Institution |
20.87 % |
2008-11-21 |
7,520 |
$48,654 |
$13,461 |
38.24 % |
No Change |
0 |
0 % |
- |
| Allianz Global Investors Of America L P |
Institution |
25.13 % |
2008-11-20 |
591,558 |
$3,827,380 |
$1,058,889 |
38.24 % |
New Holding |
591,558 |
100.00 % |
$1,058,889 |
| Brandes Investment Partners Lp |
Institution |
1.49 % |
2008-11-19 |
791,072 |
$5,118,236 |
$-166,125 |
-3.14 % |
Added More |
25,480 |
3.32 % |
$-5,351 |
| Castleark Management Llc |
Institution |
3.39 % |
2008-11-18 |
37,400 |
$241,978 |
$-7,854 |
-3.14 % |
New Holding |
37,400 |
100.00 % |
$-7,854 |
| Renaissance Technologies Corp |
Institution |
2.14 % |
2008-11-14 |
241,300 |
$1,561,211 |
$-241,300 |
-13.38 % |
Added More |
29,000 |
13.65 % |
$-29,000 |
| Barclays Plc |
Institution |
2.92 % |
2008-11-14 |
2,300 |
$14,881 |
$-2,300 |
-13.38 % |
No Change |
0 |
0 % |
- |
| Capital International Inc |
Institution |
2.20 % |
2008-11-14 |
10,100 |
$65,347 |
$-10,100 |
-13.38 % |
No Change |
0 |
0 % |
- |
| Next Century Growth Investors Llc |
Institution |
2.94 % |
2008-11-14 |
501,838 |
$3,246,892 |
$-501,838 |
-13.38 % |
Added More |
373,082 |
289.75 % |
$-373,082 |
| Lord Abbett And Co Llc |
Institution |
2.01 % |
2008-11-14 |
146,355 |
$946,917 |
$-146,355 |
-13.38 % |
Sold Some |
-295,080 |
-66.84 % |
$295,080 |
| Newland Capital Management Llc |
Institution |
-0.64 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-790,784 |
-100.00 % |
$790,784 |
| Qvt Financial Lp |
Institution |
-0.43 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-12,006 |
-100.00 % |
$12,006 |
| Oppenheimer Funds Inc |
Institution |
2.97 % |
2008-11-14 |
194,209 |
$1,256,532 |
$-194,209 |
-13.38 % |
Added More |
7,733 |
4.14 % |
$-7,733 |
| Morgan Stanley |
Institution |
1.80 % |
2008-11-14 |
16,805 |
$108,728 |
$-16,805 |
-13.38 % |
Added More |
3,993 |
31.16 % |
$-3,993 |
| Capital Guardian Trust Co |
Institution |
1.52 % |
2008-11-14 |
316,000 |
$2,044,520 |
$-316,000 |
-13.38 % |
Added More |
16,200 |
5.40 % |
$-16,200 |
| Essex Investment Management Co Llc |
Institution |
1.43 % |
2008-11-14 |
2,038 |
$13,186 |
$-2,038 |
-13.38 % |
New Holding |
2,038 |
100.00 % |
$-2,038 |
| Axa |
Institution |
2.24 % |
2008-11-14 |
400 |
$2,588 |
$-400 |
-13.38 % |
New Holding |
400 |
100.00 % |
$-400 |
| Fmr Corp |
Institution |
2.08 % |
2008-11-14 |
173,600 |
$1,123,192 |
$-173,600 |
-13.38 % |
New Holding |
173,600 |
100.00 % |
$-173,600 |
| Pacific Global Investment Management Co |
Institution |
1.38 % |
2008-11-14 |
679,675 |
$4,397,497 |
$-679,675 |
-13.38 % |
Added More |
395,400 |
139.09 % |
$-395,400 |
| Employees Retirement System Of Texas |
Institution |
2.45 % |
2008-11-14 |
28,900 |
$186,983 |
$-28,900 |
-13.38 % |
New Holding |
28,900 |
100.00 % |
$-28,900 |
| Price T Rowe Associates Inc |
Institution |
2.31 % |
2008-11-14 |
1,251,300 |
$8,095,911 |
$-1,251,300 |
-13.38 % |
Added More |
38,600 |
3.18 % |
$-38,600 |
| Black River Asset Management Llc |
Institution |
1.19 % |
2008-11-14 |
65,000 |
$420,550 |
$-65,000 |
-13.38 % |
Added More |
13,800 |
26.95 % |
$-13,800 |
| Hillsdale Investment Management Inc |
Institution |
5.91 % |
2008-11-13 |
46,500 |
$300,855 |
$-32,550 |
-9.76 % |
New Holding |
46,500 |
100.00 % |
$-32,550 |
| Legg Mason Investment Counsel Llc |
Institution |
5.32 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-1,370 |
-100.00 % |
$959 |
| J P Morgan Chase And Co |
Institution |
5.28 % |
2008-11-13 |
20,000 |
$129,400 |
$-14,000 |
-9.76 % |
No Change |
0 |
0 % |
- |
| Canada Pension Plan Investment Board |
Institution |
6.14 % |
2008-11-13 |
15,900 |
$102,873 |
$-11,130 |
-9.76 % |
Added More |
12,500 |
367.64 % |
$-8,750 |
| Credit Suisse |
Institution |
3.53 % |
2008-11-13 |
14,501 |
$93,821 |
$-10,151 |
-9.76 % |
New Holding |
14,501 |
100.00 % |
$-10,151 |
| Amvescap Plc |
Institution |
3.20 % |
2008-11-13 |
118 |
$763 |
$-83 |
-9.76 % |
No Change |
0 |
0 % |
- |
| Roxbury Capital Management |
Institution |
1.59 % |
2008-11-13 |
8,243 |
$53,332 |
$-5,770 |
-9.76 % |
New Holding |
8,243 |
100.00 % |
$-5,770 |
| Keane Capital Mangement Inc |
Institution |
1.34 % |
2008-11-13 |
74,000 |
$478,780 |
$-51,800 |
-9.76 % |
New Holding |
74,000 |
100.00 % |
$-51,800 |
| Merrill Lynch And Co Inc |
Institution |
3.90 % |
2008-11-13 |
5,000 |
$32,350 |
$-3,500 |
-9.76 % |
New Holding |
5,000 |
100.00 % |
$-3,500 |
| Royce And Associates Llc |
Institution |
5.33 % |
2008-11-12 |
611,913 |
$3,959,077 |
$-428,339 |
-9.76 % |
Sold Some |
-35,000 |
-5.41 % |
$24,500 |
| Delphi Management Inc |
Institution |
3.75 % |
2008-11-12 |
None |
- |
- |
- % |
Sold All |
-77,763 |
-100.00 % |
$54,434 |
| Menta Capital Llc |
Institution |
4.05 % |
2008-11-12 |
16,600 |
$107,402 |
$-11,620 |
-9.76 % |
New Holding |
16,600 |
100.00 % |
$-11,620 |
| National City Corp |
Institution |
5.28 % |
2008-11-12 |
496,780 |
$3,214,167 |
$-347,746 |
-9.76 % |
No Change |
0 |
0 % |
- |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
4.74 % |
2008-11-12 |
160,000 |
$1,035,200 |
$-112,000 |
-9.76 % |
New Holding |
160,000 |
100.00 % |
$-112,000 |
| Primecap Management Co |
Institution |
1.53 % |
2008-11-12 |
83,607 |
$540,937 |
$-58,525 |
-9.76 % |
No Change |
0 |
0 % |
- |
| White Pine Capital Llc |
Institution |
3.93 % |
2008-11-12 |
31,175 |
$201,702 |
$-21,823 |
-9.76 % |
New Holding |
31,175 |
100.00 % |
$-21,823 |
| Ameriprise Financial Inc |
Institution |
-2.77 % |
2008-11-10 |
4,100 |
$26,527 |
$-6,642 |
-20.02 % |
Sold Some |
-9,400 |
-69.62 % |
$15,228 |
| Fca Corp |
Institution |
-3.66 % |
2008-11-10 |
16,000 |
$103,520 |
$-25,920 |
-20.02 % |
No Change |
0 |
0 % |
- |
| Perritt Capital Management Inc |
Institution |
-9.73 % |
2008-11-07 |
139,870 |
$904,959 |
$-258,760 |
-22.23 % |
No Change |
0 |
0 % |
- |
| Voyageur Asset Management Inc |
Institution |
-4.94 % |
2008-11-07 |
38,000 |
$245,860 |
$-70,300 |
-22.23 % |
No Change |
0 |
0 % |
- |
| Oshaughnessy Asset Management Llc |
Institution |
-5.87 % |
2008-11-07 |
None |
- |
- |
- % |
Sold All |
-319 |
-100.00 % |
$590 |
| Strs Ohio |
Institution |
-8.06 % |
2008-11-03 |
12,065 |
$78,061 |
$-27,750 |
-26.22 % |
Sold Some |
-28,607 |
-70.33 % |
$65,796 |
| Russell Frank Co |
Institution |
-9.49 % |
2008-11-03 |
82,561 |
$534,170 |
$-189,890 |
-26.22 % |
Added More |
35,141 |
74.10 % |
$-80,824 |
| Natcan Investment Management Inc |
Institution |
-9.40 % |
2008-11-03 |
310,900 |
$2,011,523 |
$-715,070 |
-26.22 % |
Sold Some |
-206,300 |
-39.88 % |
$474,490 |
| The Canadian Small Company Series (Dfa Investment Trust Co) |
Small-Cap Core |
-7.60 % |
2008-10-30 |
20,200 |
$130,694 |
$-29,088 |
-18.20 % |
No Compare |
- |
- % |
- |
| Blackrock Group Ltd |
Institution |
-3.28 % |
2008-10-30 |
43,970 |
$284,486 |
$-63,317 |
-18.20 % |
Added More |
12,300 |
38.83 % |
$-17,712 |
| Riversource Small Cap Equity Fund (Riversource Managers Series Inc) |
Small-Cap Core |
-3.42 % |
2008-10-30 |
8,000 |
$51,760 |
$-11,520 |
-18.20 % |
No Compare |
- |
- % |
- |
| Fidelity Nasdaq Composite Index Fund (Fidelity Commonwealth Trust) |
Specialty & Misc |
-10.23 % |
2008-10-30 |
635 |
$4,108 |
$-914 |
-18.20 % |
No Compare |
- |
- % |
- |
| Blackrock Inc |
Institution |
-7.99 % |
2008-10-30 |
23,456 |
$151,760 |
$-33,777 |
-18.20 % |
Sold Some |
-45,019 |
-65.74 % |
$64,827 |
| Blackrock Advisors Llc |
Institution |
-6.91 % |
2008-10-30 |
855,825 |
$5,537,188 |
$-1,232,388 |
-18.20 % |
Added More |
685,721 |
403.11 % |
$-987,438 |
| Fidelity Small Cap Stock Fund (Fidelity Commonwealth Trust) |
Small-Cap Core |
-8.19 % |
2008-10-30 |
158,591 |
$1,026,084 |
$-228,371 |
-18.20 % |
No Compare |
- |
- % |
- |
| Blackrock Investment Management Llc |
Institution |
-5.74 % |
2008-10-30 |
31,571 |
$204,264 |
$-45,462 |
-18.20 % |
Sold Some |
-658,221 |
-95.42 % |
$947,838 |
| Tamarack Microcap Value Fund (Tamarack Funds Trust) |
Multi-Cap Value |
1.20 % |
2008-10-27 |
38,000 |
$245,860 |
$-3,040 |
-1.22 % |
No Compare |
- |
- % |
- |
| Azimuth Capital Management Llc |
Institution |
5.25 % |
2008-10-27 |
33,515 |
$216,842 |
$-2,681 |
-1.22 % |
New Holding |
33,515 |
100.00 % |
$-2,681 |
| Magee Thomson Investment Partners Llc |
Institution |
-3.71 % |
2008-10-22 |
149 |
$964 |
$-489 |
-33.64 % |
New Holding |
149 |
100.00 % |
$-489 |
| Lord Abbett Small Cap Blend Fund (Lord Abbett Blend Trust) |
Small-Cap Core |
-17.24 % |
2008-10-06 |
None |
- |
- |
- % |
Sold All |
-291,064 |
-100.00 % |
$1,423,303 |
| Powershares Zacks Small Cap Portfolio (Powershares Exchange Traded Fund Trust) |
Small-Cap Core |
-29.12 % |
2008-09-29 |
118 |
$763 |
$-897 |
-54.01 % |
No Compare |
- |
- % |
- |
| Global Small Cap Fund (Old Westbury Funds Inc) |
Global Small/Mid-Cap ... |
-30.63 % |
2008-09-25 |
2,100 |
$13,587 |
$-18,774 |
-58.01 % |
No Compare |
- |
- % |
- |
| Primecap Odyssey Aggressive Growth Fund (Primecap Odyssey Funds) |
Mid-Cap Growth |
-33.37 % |
2008-09-25 |
60,000 |
$388,200 |
$-536,400 |
-58.01 % |
No Change |
0 |
0 % |
- |
| All Cap Value Trust (John Hancock Trust) |
Multi-Cap Value |
-28.49 % |
2008-09-05 |
281,000 |
$1,818,070 |
$-3,127,530 |
-63.23 % |
No Change |
0 |
0 % |
- |
| International Small Company Trust (John Hancock Trust) |
Small-Cap Core |
-57.33 % |
2008-09-05 |
None |
- |
- |
- % |
Sold All |
-600 |
-100.00 % |
$6,678 |
| Wasatch Micro Cap Fund (Wasatch Funds Inc) |
Small-Cap Growth |
-35.16 % |
2008-08-29 |
186,565 |
$1,207,076 |
$-1,979,455 |
-62.11 % |
No Change |
0 |
0 % |
- |
| Wasatch Small Cap Value Fund (Wasatch Funds Inc) |
Small-Cap Core |
-41.80 % |
2008-08-29 |
324,420 |
$2,098,997 |
$-3,442,096 |
-62.11 % |
Added More |
60,875 |
23.09 % |
$-645,884 |