| Filed | As-Of/On | Form | Fullname | Fund Class | Shares | Activity | Shares Change | Shares Pct. Change | Hypothetical Old Value | Hypothetical New Value | Hypothetical Value Chg. | Hypotheticals Return |
Hypotheticals Results |
Director |
Other |
Ten Pct |
Officer |
Officer Title |
News Article |
History |
|---|
| 2009-11-23 | 2009-09-30 | 13F-HR | Marshall Wace North America L P | Institution | 11,830 | New Holding | 11,830 | 100 % | $101,028 | $101,028 | $0 | 0.00 % | $0 | | | | | | News Article | History of Marshall Wace North America L P Ownership Of Vivus Inc |
| 2009-11-20 | 2009-09-30 | 13F-HR/A | Janney Montgomery Scott Llc | Institution | 21,750 | New Holding | 21,750 | 100 % | $183,135 | $185,745 | $2,610 | 1.42 % | $2,610 | | | | | | News Article | History of Janney Montgomery Scott Llc Ownership Of Vivus Inc |
| 2009-11-20 | 2009-09-30 | N-Q | Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund | Small-Cap Core | | Sold All | -260,140 | -100 % | | | | 1.42 % | $-31,217 | | | | | | News Article | History of Oppenheimer Main Street Small Cap Fund - Oppenheimer Main Street Small Cap Fund Ownership Of Vivus Inc |
| 2009-11-19 | 2009-09-30 | 13F-HR/A | Royal Bank Of Canada | Institution | 280 | No Change | 0 | 0 % | $2,335 | $2,391 | $56 | 2.39 % | $0 | | | | | | News Article | History of Royal Bank Of Canada Ownership Of Vivus Inc |
| 2009-11-18 | 2009-09-30 | 13F-HR | Jane Street Holding Llc | Institution | | Sold All | -24,584 | -100 % | | | | -2.62 % | $5,654 | | | | | | News Article | History of Jane Street Holding Llc Ownership Of Vivus Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Amvescap Plc | Institution | 1,015,890 | Sold Some | -919,586 | -47.51 % | $8,706,177 | $8,675,701 | $-30,477 | -0.35 % | $27,588 | | | | | | News Article | History of Amvescap Plc Ownership Of Vivus Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR/A | Credit Suisse First Boston | Institution | 22,543 | Sold Some | -53,105 | -70.20 % | $193,194 | $192,517 | $-676 | -0.35 % | $1,593 | | | | | | News Article | History of Credit Suisse First Boston Ownership Of Vivus Inc |
| 2009-11-17 | 2009-09-30 | 13F-HR | Wells Fargo And Co | Institution | 83,912 | Added More | 46,078 | 121.78 % | $719,126 | $716,608 | $-2,517 | -0.35 % | $-1,382 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | American International Group Inc | Institution | 57,452 | Added More | 1,000 | 1.77 % | $450,424 | $490,640 | $40,216 | 8.92 % | $700 | | | | | | News Article | History of American International Group Inc Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Aqr Capital Management Llc | Institution | 195,500 | New Holding | 195,500 | 100 % | $1,532,720 | $1,669,570 | $136,850 | 8.92 % | $136,850 | | | | | | News Article | History of Aqr Capital Management Llc Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Argus Management Llc | Institution | 50,000 | New Holding | 50,000 | 100 % | $392,000 | $427,000 | $35,000 | 8.92 % | $35,000 | | | | | | News Article | History of Argus Management Llc Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Black River Asset Management Llc | Institution | 12,000 | Sold Some | -3,900 | -24.52 % | $94,080 | $102,480 | $8,400 | 8.92 % | $-2,730 | | | | | | News Article | History of Black River Asset Management Llc Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Capstone Investment Advisors Llc | Institution | 216,114 | New Holding | 216,114 | 100 % | $1,694,334 | $1,845,614 | $151,280 | 8.92 % | $151,280 | | | | | | News Article | History of Capstone Investment Advisors Llc Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Catapult Capital Management Llc | Institution | 150,000 | New Holding | 150,000 | 100 % | $1,176,000 | $1,281,000 | $105,000 | 8.92 % | $105,000 | | | | | | News Article | History of Catapult Capital Management Llc Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Chilton Investment Co Llc | Institution | 5,709,969 | Added More | 1,643,669 | 40.42 % | $44,766,157 | $48,763,135 | $3,996,978 | 8.92 % | $1,150,568 | | | | | | News Article | History of Chilton Investment Co Llc Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Citadel L P | Institution | 46,585 | Added More | 27,590 | 145.24 % | $365,226 | $397,836 | $32,610 | 8.92 % | $19,313 | | | | | | News Article | History of Citadel L P Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Cnh Partners Llc | Institution | 31,500 | New Holding | 31,500 | 100 % | $246,960 | $269,010 | $22,050 | 8.92 % | $22,050 | | | | | | News Article | History of Cnh Partners Llc Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Driehaus Capital Management Llc | Institution | 299,573 | New Holding | 299,573 | 100 % | $2,348,652 | $2,558,353 | $209,701 | 8.92 % | $209,701 | | | | | | News Article | History of Driehaus Capital Management Llc Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Fmr Corp | Institution | 317,400 | Sold Some | -4,563,797 | -93.49 % | $2,488,416 | $2,710,596 | $222,180 | 8.92 % | $-3,194,658 | | | | | | News Article | History of Fmr Corp Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ing Groep Nv | Institution | 183,070 | Added More | 164,270 | 873.77 % | $1,435,269 | $1,563,418 | $128,149 | 8.92 % | $114,989 | | | | | | News Article | History of Ing Groep Nv Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Mazama Capital Management Inc | Institution | 550,000 | New Holding | 550,000 | 100 % | $4,312,000 | $4,697,000 | $385,000 | 8.92 % | $385,000 | | | | | | News Article | History of Mazama Capital Management Inc Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Millennium Management Llc | Institution | 924,450 | Added More | 908,679 | 5761.70 % | $7,247,688 | $7,894,803 | $647,115 | 8.92 % | $636,075 | | | | | | News Article | History of Millennium Management Llc Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Morgan Stanley | Institution | 753,130 | Added More | 734,304 | 3900.47 % | $5,904,539 | $6,431,730 | $527,191 | 8.92 % | $514,013 | | | | | | News Article | History of Morgan Stanley Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Co Of Connecticut | Institution | | Sold All | -6,725 | -100 % | | | | 8.92 % | $-4,708 | | | | | | News Article | History of Northern Trust Co Of Connecticut Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Northern Trust Corp | Institution | 902,917 | Added More | 98,875 | 12.29 % | $7,078,869 | $7,710,911 | $632,042 | 8.92 % | $69,213 | | | | | | News Article | History of Northern Trust Corp Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR/A | Oppenheimer Funds Inc | Institution | 2,100 | Sold Some | -384,740 | -99.45 % | $16,464 | $17,934 | $1,470 | 8.92 % | $-269,318 | | | | | | News Article | History of Oppenheimer Funds Inc Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Opus Trading Fund Llc | Institution | 17,522 | New Holding | 17,522 | 100 % | $137,372 | $149,638 | $12,265 | 8.92 % | $12,265 | | | | | | News Article | History of Opus Trading Fund Llc Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Orbimed Advisors Llc | Institution | | Sold All | -1,934,200 | -100 % | | | | 8.92 % | $-1,353,940 | | | | | | News Article | History of Orbimed Advisors Llc Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Partner Fund Management Lp | Institution | 216,919 | New Holding | 216,919 | 100 % | $1,700,645 | $1,852,488 | $151,843 | 8.92 % | $151,843 | | | | | | News Article | History of Partner Fund Management Lp Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Partner Investment Management Lp | Institution | 123,107 | New Holding | 123,107 | 100 % | $965,159 | $1,051,334 | $86,175 | 8.92 % | $86,175 | | | | | | News Article | History of Partner Investment Management Lp Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Perceptive Advisors Llc | Institution | 1,372,000 | Added More | 979,500 | 249.55 % | $10,756,480 | $11,716,880 | $960,400 | 8.92 % | $685,650 | | | | | | News Article | History of Perceptive Advisors Llc Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Perimeter Capital Partners Llc | Institution | 841,850 | Sold Some | -105,502 | -11.13 % | $6,600,104 | $7,189,399 | $589,295 | 8.92 % | $-73,851 | | | | | | News Article | History of Perimeter Capital Partners Llc Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Ridgeback Capital Investments Lp | Institution | 500,000 | New Holding | 500,000 | 100 % | $3,920,000 | $4,270,000 | $350,000 | 8.92 % | $350,000 | | | | | | News Article | History of Ridgeback Capital Investments Lp Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Shaw D E And Co Inc | Institution | 65,421 | Added More | 41,321 | 171.45 % | $512,901 | $558,695 | $45,795 | 8.92 % | $28,925 | | | | | | News Article | History of Shaw D E And Co Inc Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Two Sigma Investments Llc | Institution | 102,292 | New Holding | 102,292 | 100 % | $801,969 | $873,574 | $71,604 | 8.92 % | $71,604 | | | | | | News Article | History of Two Sigma Investments Llc Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Us Bancorp De | Institution | 20,007 | Sold Some | -4,989 | -19.95 % | $156,855 | $170,860 | $14,005 | 8.92 % | $-3,492 | | | | | | News Article | History of Us Bancorp De Ownership Of Vivus Inc |
| 2009-11-16 | 2009-09-30 | 13F-HR | Wentworth Hauser And Violich | Institution | 3,338,895 | Sold Some | -70,310 | -2.06 % | $26,176,937 | $28,514,163 | $2,337,227 | 8.92 % | $-49,217 | | | | | | News Article | History of Wentworth Hauser And Violich Ownership Of Vivus Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Ameriprise Financial Inc | Institution | 800 | Sold Some | -16,600 | -95.40 % | $6,200 | $6,832 | $632 | 10.19 % | $-13,114 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Vivus Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Axa | Institution | 117,927 | Sold Some | -27,203 | -18.74 % | $913,934 | $1,007,097 | $93,162 | 10.19 % | $-21,490 | | | | | | News Article | History of Axa Ownership Of Vivus Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Barclays Plc | Institution | 110,400 | Added More | 99,699 | 931.67 % | $855,600 | $942,816 | $87,216 | 10.19 % | $78,762 | | | | | | News Article | History of Barclays Plc Ownership Of Vivus Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Bnp Paribas Arbitrage Sa | Institution | 25,743 | New Holding | 25,743 | 100 % | $199,508 | $219,845 | $20,337 | 10.19 % | $20,337 | | | | | | News Article | History of Bnp Paribas Arbitrage Sa Ownership Of Vivus Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Caxton Associates Llc | Institution | 2,192,356 | Sold Some | -379,876 | -14.76 % | $16,990,759 | $18,722,720 | $1,731,961 | 10.19 % | $-300,102 | | | | | | News Article | History of Caxton Associates Llc Ownership Of Vivus Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Credit Agricole S A | Institution | 4,200 | New Holding | 4,200 | 100 % | $32,550 | $35,868 | $3,318 | 10.19 % | $3,318 | | | | | | News Article | History of Credit Agricole S A Ownership Of Vivus Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Dekabank Deutsche Girozentrale | No Data | | Sold All | -142,500 | -100 % | | | | 10.19 % | $-112,575 | | | | | | News Article | History of Dekabank Deutsche Girozentrale Ownership Of Vivus Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Fbr Capital Markets Corp | Insider | 17,000 | New Holding | 17,000 | 100 % | $131,750 | $145,180 | $13,430 | 10.19 % | $13,430 | | | | | | News Article | History of Fbr Capital Markets Corp Ownership Of Vivus Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | First Mercantile Trust Co | Institution | 11,850 | New Holding | 11,850 | 100 % | $91,838 | $101,199 | $9,362 | 10.19 % | $9,362 | | | | | | News Article | History of First Mercantile Trust Co Ownership Of Vivus Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Fortaleza Asset Management Inc | Institution | 103,350 | Sold Some | -17,725 | -14.63 % | $800,963 | $882,609 | $81,647 | 10.19 % | $-14,003 | | | | | | News Article | History of Fortaleza Asset Management Inc Ownership Of Vivus Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Gartmore Mutual Fund Capital Trust | Institution | 554 | Sold Some | -52,746 | -98.96 % | $4,294 | $4,731 | $438 | 10.19 % | $-41,669 | | | | | | News Article | History of Gartmore Mutual Fund Capital Trust Ownership Of Vivus Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Geode Capital Management Llc | Institution | 211,255 | No Change | 0 | 0 % | $1,637,226 | $1,804,118 | $166,891 | 10.19 % | $0 | | | | | | News Article | History of Geode Capital Management Llc Ownership Of Vivus Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Goldman Sachs Group Inc | Institution | 223,434 | Sold Some | -120,448 | -35.02 % | $1,731,614 | $1,908,126 | $176,513 | 10.19 % | $-95,154 | | | | | | News Article | History of Goldman Sachs Group Inc Ownership Of Vivus Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Jefferies Group Inc | Institution | 13,800 | New Holding | 13,800 | 100 % | $106,950 | $117,852 | $10,902 | 10.19 % | $10,902 | | | | | | News Article | History of Jefferies Group Inc Ownership Of Vivus Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Knight Capital Group Inc | Institution | 211,367 | New Holding | 211,367 | 100 % | $1,638,094 | $1,805,074 | $166,980 | 10.19 % | $166,980 | | | | | | News Article | History of Knight Capital Group Inc Ownership Of Vivus Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Managed Account Advisors Llc | Institution | 34,248 | Added More | 33,828 | 8054.28 % | $265,422 | $292,478 | $27,056 | 10.19 % | $26,724 | | | | | | News Article | History of Managed Account Advisors Llc Ownership Of Vivus Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Price T Rowe Associates Inc | Institution | 31,400 | Added More | 11,800 | 60.20 % | $243,350 | $268,156 | $24,806 | 10.19 % | $9,322 | | | | | | News Article | History of Price T Rowe Associates Inc Ownership Of Vivus Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Rbc Dain Rauscher Inc | Institution | 23,095 | Added More | 21,595 | 1439.66 % | $178,986 | $197,231 | $18,245 | 10.19 % | $17,060 | | | | | | News Article | History of Rbc Dain Rauscher Inc Ownership Of Vivus Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Renaissance Technologies Corp | Institution | | Sold All | -791,800 | -100 % | | | | 10.19 % | $-625,522 | | | | | | News Article | History of Renaissance Technologies Corp Ownership Of Vivus Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Tudor Investment Corp Et Al | Institution | 146,105 | New Holding | 146,105 | 100 % | $1,132,314 | $1,247,737 | $115,423 | 10.19 % | $115,423 | | | | | | News Article | History of Tudor Investment Corp Et Al Ownership Of Vivus Inc |
| 2009-11-13 | 2009-09-30 | 13F-HR | Vanguard Group Inc | Institution | 2,931,123 | Added More | 322,380 | 12.35 % | $22,716,203 | $25,031,790 | $2,315,587 | 10.19 % | $254,680 | | | | | | News Article | History of Vanguard Group Inc Ownership Of Vivus Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Allianz Global Investors Of America L P | Institution | 171,600 | Sold Some | -1,200 | -0.69 % | $1,333,332 | $1,465,464 | $132,132 | 9.90 % | $-924 | | | | | | News Article | History of Allianz Global Investors Of America L P Ownership Of Vivus Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Bank Of America Corp | Institution | 163,888 | New Holding | 163,888 | 100 % | $1,273,410 | $1,399,604 | $126,194 | 9.90 % | $126,194 | | | | | | News Article | History of Bank Of America Corp Ownership Of Vivus Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Barclays Global Investors Uk Holdings Ltd | Institution | 4,711,167 | Added More | 609,610 | 14.86 % | $36,605,768 | $40,233,366 | $3,627,599 | 9.90 % | $469,400 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Vivus Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Charles Schwab Trust Company A Division Of Charles Schwab B | No Data | 45,100 | Sold Some | -16,040 | -26.23 % | $350,427 | $385,154 | $34,727 | 9.90 % | $-12,351 | | | | | | News Article | History of Charles Schwab Trust Company A Division Of Charles Schwab B Ownership Of Vivus Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Credit Suisse | Institution | 12,492 | New Holding | 12,492 | 100 % | $97,063 | $106,682 | $9,619 | 9.90 % | $9,619 | | | | | | News Article | History of Credit Suisse Ownership Of Vivus Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR/A | Ing Investment Management Co | Institution | 198,170 | Added More | 179,370 | 954.09 % | $1,539,781 | $1,692,372 | $152,591 | 9.90 % | $138,115 | | | | | | News Article | History of Ing Investment Management Co Ownership Of Vivus Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Merrill Lynch And Co Inc | Institution | 33,027 | Added More | 18,247 | 123.45 % | $256,620 | $282,051 | $25,431 | 9.90 % | $14,050 | | | | | | News Article | History of Merrill Lynch And Co Inc Ownership Of Vivus Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Mfc Global Investment Management Usa Ltd | Institution | 69,491 | Added More | 5,675 | 8.89 % | $539,945 | $593,453 | $53,508 | 9.90 % | $4,370 | | | | | | News Article | History of Mfc Global Investment Management Usa Ltd Ownership Of Vivus Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Ii Inc | Institution | 2,445 | Added More | 164 | 7.18 % | $18,998 | $20,880 | $1,883 | 9.90 % | $126 | | | | | | News Article | History of Padco Advisors Ii Inc Ownership Of Vivus Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Padco Advisors Inc | Institution | 3,104 | Added More | 1,235 | 66.07 % | $24,118 | $26,508 | $2,390 | 9.90 % | $951 | | | | | | News Article | History of Padco Advisors Inc Ownership Of Vivus Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Principal Financial Group Inc | Institution | 658,878 | Sold Some | -316,000 | -32.41 % | $5,119,482 | $5,626,818 | $507,336 | 9.90 % | $-243,320 | | | | | | News Article | History of Principal Financial Group Inc Ownership Of Vivus Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Rice Hall James And Associates Llc | Institution | | Sold All | -14,600 | -100 % | | | | 9.90 % | $-11,242 | | | | | | News Article | History of Rice Hall James And Associates Llc Ownership Of Vivus Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Russell Frank Co | Institution | 10,030 | Added More | 2,530 | 33.73 % | $77,933 | $85,656 | $7,723 | 9.90 % | $1,948 | | | | | | News Article | History of Russell Frank Co Ownership Of Vivus Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | San Francisco Sentry Investment Group | Institution | 2,000 | New Holding | 2,000 | 100 % | $15,540 | $17,080 | $1,540 | 9.90 % | $1,540 | | | | | | News Article | History of San Francisco Sentry Investment Group Ownership Of Vivus Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Sands Capital Management Llc | Institution | 102,400 | New Holding | 102,400 | 100 % | $795,648 | $874,496 | $78,848 | 9.90 % | $78,848 | | | | | | News Article | History of Sands Capital Management Llc Ownership Of Vivus Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Signaturefd Llc | No Data | | Sold All | -1,800 | -100 % | | | | 9.90 % | $-1,386 | | | | | | News Article | History of Signaturefd Llc Ownership Of Vivus Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Susquehanna International Group Llp | Institution | 271,783 | Added More | 221,036 | 435.56 % | $2,111,754 | $2,321,027 | $209,273 | 9.90 % | $170,198 | | | | | | News Article | History of Susquehanna International Group Llp Ownership Of Vivus Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Ubs Oconnor Llc | Institution | 335,000 | New Holding | 335,000 | 100 % | $2,602,950 | $2,860,900 | $257,950 | 9.90 % | $257,950 | | | | | | News Article | History of Ubs Oconnor Llc Ownership Of Vivus Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | United Services Automobile Association | Institution | | Sold All | -20,600 | -100 % | | | | 9.90 % | $-15,862 | | | | | | News Article | History of United Services Automobile Association Ownership Of Vivus Inc |
| 2009-11-12 | 2009-09-30 | 13F-HR | Virginia Retirement Systems Et Al | Institution | | Sold All | -25,300 | -100 % | | | | 9.90 % | $-19,481 | | | | | | News Article | History of Virginia Retirement Systems Et Al Ownership Of Vivus Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Alphabet Management Llc | No Data | 10,000 | Sold Some | -58,600 | -85.42 % | $78,300 | $85,400 | $7,100 | 9.06 % | $-41,606 | | | | | | News Article | History of Alphabet Management Llc Ownership Of Vivus Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | American Century Companies Inc | Institution | 110,522 | New Holding | 110,522 | 100 % | $865,387 | $943,858 | $78,471 | 9.06 % | $78,471 | | | | | | News Article | History of American Century Companies Inc Ownership Of Vivus Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Citigroup Inc | Institution | 55,293 | New Holding | 55,293 | 100 % | $432,944 | $472,202 | $39,258 | 9.06 % | $39,258 | | | | | | News Article | History of Citigroup Inc Ownership Of Vivus Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Comerica Bank | Institution | 13,238 | Sold Some | -90,640 | -87.25 % | $103,654 | $113,053 | $9,399 | 9.06 % | $-64,354 | | | | | | News Article | History of Comerica Bank Ownership Of Vivus Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Glenmede Trust Co Na | Institution | 300 | New Holding | 300 | 100 % | $2,349 | $2,562 | $213 | 9.06 % | $213 | | | | | | News Article | History of Glenmede Trust Co Na Ownership Of Vivus Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | J P Morgan Chase And Co | Institution | 240,650 | Sold Some | -8,975 | -3.59 % | $1,884,290 | $2,055,151 | $170,862 | 9.06 % | $-6,372 | | | | | | News Article | History of J P Morgan Chase And Co Ownership Of Vivus Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Royce And Associates Llc | Institution | 633,250 | Sold Some | -266,100 | -29.58 % | $4,958,348 | $5,407,955 | $449,608 | 9.06 % | $-188,931 | | | | | | News Article | History of Royce And Associates Llc Ownership Of Vivus Inc |
| 2009-11-10 | 2009-09-30 | 13F-HR | Ubs Ag | Institution | 129,308 | Sold Some | -34,414 | -21.01 % | $1,012,482 | $1,104,290 | $91,809 | 9.06 % | $-24,434 | | | | | | News Article | History of Ubs Ag Ownership Of Vivus Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Cadence Capital Management Llc | Institution | 66,730 | New Holding | 66,730 | 100 % | $496,471 | $569,874 | $73,403 | 14.78 % | $73,403 | | | | | | News Article | History of Cadence Capital Management Llc Ownership Of Vivus Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Federated Investors Inc | Institution | 2,214,700 | New Holding | 2,214,700 | 100 % | $16,477,368 | $18,913,538 | $2,436,170 | 14.78 % | $2,436,170 | | | | | | News Article | History of Federated Investors Inc Ownership Of Vivus Inc |
| 2009-11-09 | 2009-09-30 | 13F-HR | Numeric Investors Llc | Institution | 21,000 | New Holding | 21,000 | 100 % | $156,240 | $179,340 | $23,100 | 14.78 % | $23,100 | | | | | | News Article | History of Numeric Investors Llc Ownership Of Vivus Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Hartford Investment Management Co | Institution | 393,234 | Added More | 16,194 | 4.29 % | $2,905,999 | $3,358,218 | $452,219 | 15.56 % | $18,623 | | | | | | News Article | History of Hartford Investment Management Co Ownership Of Vivus Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metlife Securities Inc | Institution | 6 | No Change | 0 | 0 % | $44 | $51 | $7 | 15.56 % | $0 | | | | | | News Article | History of Metlife Securities Inc Ownership Of Vivus Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Metropolitan Life Insurance Co | Institution | 63,096 | No Change | 0 | 0 % | $466,279 | $538,840 | $72,560 | 15.56 % | $0 | | | | | | News Article | History of Metropolitan Life Insurance Co Ownership Of Vivus Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Pnc Financial Services Group Inc | Institution | 400 | Sold Some | -527 | -56.85 % | $2,956 | $3,416 | $460 | 15.56 % | $-606 | | | | | | News Article | History of Pnc Financial Services Group Inc Ownership Of Vivus Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Schwab Charles Investment Management Inc | Institution | 129,350 | Added More | 1,250 | 0.97 % | $955,897 | $1,104,649 | $148,753 | 15.56 % | $1,438 | | | | | | News Article | History of Schwab Charles Investment Management Inc Ownership Of Vivus Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Teachers Advisors Inc | Institution | 78,908 | Added More | 6,420 | 8.85 % | $583,130 | $673,874 | $90,744 | 15.56 % | $7,383 | | | | | | News Article | History of Teachers Advisors Inc Ownership Of Vivus Inc |
| 2009-11-06 | 2009-09-30 | 13F-HR | Tiaa Cref Investment Management Llc | Institution | 523,193 | Added More | 44,500 | 9.29 % | $3,866,396 | $4,468,068 | $601,672 | 15.56 % | $51,175 | | | | | | News Article | History of Tiaa Cref Investment Management Llc Ownership Of Vivus Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Ironwood Investment Management Llc | Institution | 254,577 | Sold Some | -372,850 | -59.42 % | $1,894,053 | $2,174,088 | $280,035 | 14.78 % | $-410,135 | | | | | | News Article | History of Ironwood Investment Management Llc Ownership Of Vivus Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Kopp Investment Advisors Llc | Institution | 246,600 | New Holding | 246,600 | 100 % | $1,834,704 | $2,105,964 | $271,260 | 14.78 % | $271,260 | | | | | | News Article | History of Kopp Investment Advisors Llc Ownership Of Vivus Inc |
| 2009-11-05 | 2009-09-30 | 13F-HR | Proshare Advisors Llc | Institution | 18,471 | Sold Some | -8,918 | -32.56 % | $137,424 | $157,742 | $20,318 | 14.78 % | $-9,810 | | | | | | News Article | History of Proshare Advisors Llc Ownership Of Vivus Inc |
| 2009-11-04 | 2009-09-30 | 13F-HR | Curian Capital Llc | Institution | 95,352 | Sold Some | -135,743 | -58.73 % | $680,813 | $814,306 | $133,493 | 19.60 % | $-190,040 | | | | | | News Article | History of Curian Capital Llc Ownership Of Vivus Inc |
| 2009-11-04 | 2009-08-31 | N-CSR | Ssga Funds - Ssga Enhanced Small Cap Fund | Small-Cap Core | 6,430 | Sold Some | -370 | -5.44 % | $45,910 | $54,912 | $9,002 | 19.60 % | $-518 | | | | | | News Article | History of Ssga Funds - Ssga Enhanced Small Cap Fund Ownership Of Vivus Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Ixis Asset Management Advisors L P | Institution | 21,495 | New Holding | 21,495 | 100 % | $173,035 | $183,567 | $10,533 | 6.08 % | $10,533 | | | | | | News Article | History of Ixis Asset Management Advisors L P Ownership Of Vivus Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | M And T Bank Corp | Institution | 84,910 | Added More | 31,610 | 59.30 % | $683,526 | $725,131 | $41,606 | 6.08 % | $15,489 | | | | | | News Article | History of M And T Bank Corp Ownership Of Vivus Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Management Llc | Institution | 40,450 | Added More | 2,700 | 7.15 % | $325,623 | $345,443 | $19,821 | 6.08 % | $1,323 | | | | | | News Article | History of Turner Investment Management Llc Ownership Of Vivus Inc |
| 2009-11-03 | 2009-09-30 | 13F-HR | Turner Investment Partners Inc | Institution | 1,083,151 | Added More | 667,982 | 160.89 % | $8,719,366 | $9,250,110 | $530,744 | 6.08 % | $327,311 | | | | | | News Article | History of Turner Investment Partners Inc Ownership Of Vivus Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR | Citizens Bank Wealth Management Na | Institution | 6,695 | Sold Some | -10,763 | -61.65 % | $50,949 | $57,175 | $6,226 | 12.22 % | $-10,010 | | | | | | News Article | History of Citizens Bank Wealth Management Na Ownership Of Vivus Inc |
| 2009-11-02 | 2009-09-30 | 13F-HR/A | Penn Mutual Life Insurance Co | Institution | 18,250 | New Holding | 18,250 | 100 % | $138,883 | $155,855 | $16,973 | 12.22 % | $16,973 | | | | | | News Article | History of Penn Mutual Life Insurance Co Ownership Of Vivus Inc |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Pharmaceuticals Portfolio | Health/Biotech | 14,000 | Sold Some | -6,000 | -30.00 % | $106,540 | $119,560 | $13,020 | 12.22 % | $-5,580 | | | | | | News Article | History of Fidelity Select Portfolios - Pharmaceuticals Portfolio Ownership Of Vivus Inc |
| 2009-11-02 | 2009-08-31 | N-CSRS | Fidelity Select Portfolios - Technology Portfolio | Science & Tech | 287,232 | No Change | 0 | 0 % | $2,185,836 | $2,452,961 | $267,126 | 12.22 % | $0 | | | | | | News Article | History of Fidelity Select Portfolios - Technology Portfolio Ownership Of Vivus Inc |
| 2009-10-30 | 2009-09-30 | 13F-HR | Oxford Asset Management | Institution | 27,904 | New Holding | 27,904 | 100 % | $220,442 | $238,300 | $17,859 | 8.10 % | $17,859 | | | | | | News Article | History of Oxford Asset Management Ownership Of Vivus Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Advisor Series I - Equity Value Fund | Multi-Cap Value | 14,600 | New Holding | 14,600 | 100 % | $115,340 | $124,684 | $9,344 | 8.10 % | $9,344 | | | | | | News Article | History of Fidelity Advisor Series I - Equity Value Fund Ownership Of Vivus Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Advisor Series I - Growth Opportunities Fund | Large-Cap Core | 129,395 | Added More | 105,695 | 445.97 % | $1,022,221 | $1,105,033 | $82,813 | 8.10 % | $67,645 | | | | | | News Article | History of Fidelity Advisor Series I - Growth Opportunities Fund Ownership Of Vivus Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock | Specialty & Misc | 3,201 | No Compare | | | $25,288 | $27,337 | $2,049 | 8.10 % | | | | | | | News Article | History of Fidelity Commonwealth Trust - Fidelity Nasdaq Composite Index Tracking Stock Ownership Of Vivus Inc |
| 2009-10-30 | 2009-08-31 | N-Q | Fidelity Mt Vernon Street Trust - Fidelity Aggressive Growth Fund | Multi-Cap Growth | | Sold All | -764,645 | -100 % | | | | 8.10 % | $-489,373 | | | | | | News Article | History of Fidelity Mt Vernon Street Trust - Fidelity Aggressive Growth Fund Ownership Of Vivus Inc |
| 2009-10-30 | 2009-08-31 | N-CSR | Jennison Blend Fund Inc - Jennison Blend Fund Inc | Specialty & Misc | | Sold All | -65,200 | -100 % | | | | 8.10 % | $-41,728 | | | | | | News Article | History of Jennison Blend Fund Inc - Jennison Blend Fund Inc Ownership Of Vivus Inc |
| 2009-10-30 | 2009-08-31 | N-CSR | Vanguard World Fund - Vanguard Health Care Index Fund | Health/Biotech | 29,947 | Sold Some | -1,135 | -3.65 % | $236,581 | $255,747 | $19,166 | 8.10 % | $-726 | | | | | | News Article | History of Vanguard World Fund - Vanguard Health Care Index Fund Ownership Of Vivus Inc |
| 2009-10-29 | 2009-09-30 | 13F-HR | Dimensional Fund Advisors Inc | Institution | 1,515,018 | Sold Some | -27,900 | -1.80 % | $11,786,840 | $12,938,254 | $1,151,414 | 9.76 % | $-21,204 | | | | | | News Article | History of Dimensional Fund Advisors Inc Ownership Of Vivus Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Cornerstone Strategy Fund | Specialty & Misc | 5,700 | Added More | 1,700 | 42.50 % | $44,346 | $48,678 | $4,332 | 9.76 % | $1,292 | | | | | | News Article | History of Usaa Mutual Funds Trust - Cornerstone Strategy Fund Ownership Of Vivus Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | | Sold All | -900 | -100 % | | | | 9.76 % | $-684 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Vivus Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Fund | Small-Cap Core | 255,535 | New Holding | 255,535 | 100 % | $1,988,062 | $2,182,269 | $194,207 | 9.76 % | $194,207 | | | | | | News Article | History of Valic Co I - Small Cap Fund Ownership Of Vivus Inc |
| 2009-10-29 | 2009-08-31 | N-Q | Valic Co I - Small Cap Index Fund | Small-Cap Core | 56,452 | New Holding | 56,452 | 100 % | $439,197 | $482,100 | $42,904 | 9.76 % | $42,904 | | | | | | News Article | History of Valic Co I - Small Cap Index Fund Ownership Of Vivus Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Essex Investment Management Co Llc | Institution | 2,745 | New Holding | 2,745 | 100 % | $22,811 | $23,442 | $631 | 2.76 % | $631 | | | | | | News Article | History of Essex Investment Management Co Llc Ownership Of Vivus Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | First Manhattan Co | Institution | 2,672,947 | Added More | 700 | 0.02 % | $22,212,190 | $22,826,967 | $614,778 | 2.76 % | $161 | | | | | | News Article | History of First Manhattan Co Ownership Of Vivus Inc |
| 2009-10-27 | 2009-09-30 | 13F-HR | Sabal Trust Co | Institution | | Sold All | -10,000 | -100 % | | | | 2.76 % | $-2,300 | | | | | | News Article | History of Sabal Trust Co Ownership Of Vivus Inc |
| 2009-10-26 | 2009-09-30 | 13F-HR | Bailard Biehl And Kaiser Inc | Institution | 519,000 | Sold Some | -111,000 | -17.61 % | $5,086,200 | $4,432,260 | $-653,940 | -12.85 % | $139,860 | | | | | | News Article | History of Bailard Biehl And Kaiser Inc Ownership Of Vivus Inc |
| 2009-10-26 | 2009-09-30 | 13F-HR | Schroder Investment Management Group | Institution | 1,134,447 | Sold Some | -26,059 | -2.24 % | $11,117,581 | $9,688,177 | $-1,429,403 | -12.85 % | $32,834 | | | | | | News Article | History of Schroder Investment Management Group Ownership Of Vivus Inc |
| 2009-10-26 | 2009-06-30 | 13F-HR/A | Ameriprise Financial Inc | Institution | 17,400 | Sold Some | -48,984 | -73.78 % | $170,520 | $148,596 | $-21,924 | -12.85 % | $61,720 | | | | | | News Article | History of Ameriprise Financial Inc Ownership Of Vivus Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Group Ltd | Institution | 21,800 | No Change | 0 | 0 % | $204,702 | $186,172 | $-18,530 | -9.05 % | $0 | | | | | | News Article | History of Blackrock Group Ltd Ownership Of Vivus Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Inc | No Data | | Sold All | -40,090 | -100 % | | | | -9.05 % | $34,077 | | | | | | News Article | History of Blackrock Inc Ownership Of Vivus Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Blackrock Investment Management Llc | Institution | 232,865 | Added More | 63,505 | 37.49 % | $2,186,602 | $1,988,667 | $-197,935 | -9.05 % | $-53,979 | | | | | | News Article | History of Blackrock Investment Management Llc Ownership Of Vivus Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Eagle Asset Management Inc | Institution | 767,330 | New Holding | 767,330 | 100 % | $7,205,229 | $6,552,998 | $-652,231 | -9.05 % | $-652,231 | | | | | | News Article | History of Eagle Asset Management Inc Ownership Of Vivus Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Hellman Jordan Management Co Inc | Institution | 548,150 | New Holding | 548,150 | 100 % | $5,147,129 | $4,681,201 | $-465,928 | -9.05 % | $-465,928 | | | | | | News Article | History of Hellman Jordan Management Co Inc Ownership Of Vivus Inc |
| 2009-10-22 | 2009-09-30 | 13F-HR | Maple Capital Management Inc | Institution | 20,000 | New Holding | 20,000 | 100 % | $187,800 | $170,800 | $-17,000 | -9.05 % | $-17,000 | | | | | | News Article | History of Maple Capital Management Inc Ownership Of Vivus Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Bank Of New York Mellon Corp | Institution | 332,609 | Added More | 4,495 | 1.36 % | $3,076,633 | $2,840,481 | $-236,152 | -7.67 % | $-3,191 | | | | | | News Article | History of Bank Of New York Mellon Corp Ownership Of Vivus Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | Security National Trust Co | Institution | 8,500 | New Holding | 8,500 | 100 % | $78,625 | $72,590 | $-6,035 | -7.67 % | $-6,035 | | | | | | News Article | History of Security National Trust Co Ownership Of Vivus Inc |
| 2009-10-21 | 2009-09-30 | 13F-HR | State Board Of Administration Of Florida Retirement System | Institution | 114,060 | Added More | 31,060 | 37.42 % | $1,055,055 | $974,072 | $-80,983 | -7.67 % | $-22,053 | | | | | | News Article | History of State Board Of Administration Of Florida Retirement System Ownership Of Vivus Inc |
| 2009-10-20 | 2009-09-30 | 13F-HR | Public Employees Retirement Association Of Colorado | Institution | 45,200 | No Change | 0 | 0 % | $429,400 | $386,008 | $-43,392 | -10.10 % | $0 | | | | | | News Article | History of Public Employees Retirement Association Of Colorado Ownership Of Vivus Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Harris Financial Corp | Institution | 130,082 | Sold Some | -1,288 | -0.98 % | $1,309,926 | $1,110,900 | $-199,025 | -15.19 % | $1,971 | | | | | | News Article | History of Harris Financial Corp Ownership Of Vivus Inc |
| 2009-10-15 | 2009-09-30 | 13F-HR | Public Employees Retirement System Of Ohio | Institution | 85,061 | No Change | 0 | 0 % | $856,564 | $726,421 | $-130,143 | -15.19 % | $0 | | | | | | News Article | History of Public Employees Retirement System Of Ohio Ownership Of Vivus Inc |
| 2009-10-13 | 2009-09-30 | 13F-HR | Galaxy Capital Trading Ltd | Institution | 28,000 | New Holding | 28,000 | 100 % | $276,640 | $239,120 | $-37,520 | -13.56 % | $-37,520 | | | | | | News Article | History of Galaxy Capital Trading Ltd Ownership Of Vivus Inc |
| 2009-10-13 | 2009-09-30 | 13F-HR | Perritt Capital Management Inc | Institution | 250,000 | Sold Some | -150,000 | -37.50 % | $2,470,000 | $2,135,000 | $-335,000 | -13.56 % | $201,000 | | | | | | News Article | History of Perritt Capital Management Inc Ownership Of Vivus Inc |
| 2009-10-09 | 2009-07-31 | N-CSR | Advisors Inner Circle Fund Ii - Growth Fund | Small-Cap Growth | 271,263 | Added More | 61,250 | 29.16 % | $2,628,538 | $2,316,586 | $-311,952 | -11.86 % | $-70,438 | | | | | | News Article | History of Advisors Inner Circle Fund Ii - Growth Fund Ownership Of Vivus Inc |
| 2009-10-08 | 2009-09-30 | 13F-HR | Rhumbline Advisers | Institution | 103,883 | Added More | 1,236 | 1.20 % | $1,011,820 | $887,161 | $-124,660 | -12.32 % | $-1,483 | | | | | | News Article | History of Rhumbline Advisers Ownership Of Vivus Inc |
| 2009-10-08 | 2009-07-31 | N-CSR | Bhirud Funds Inc - Apex Midcap Growth Fund | Mid-Cap Growth | 8 | No Change | 0 | 0 % | $78 | $68 | $-10 | -12.32 % | $0 | | | | | | News Article | History of Bhirud Funds Inc - Apex Midcap Growth Fund Ownership Of Vivus Inc |
| 2009-10-07 | 2009-07-31 | N-CSR | Fidelity Advisor Series Vii - Fidelity Advisor Biotechnology Fund | Health/Biotech | 24,936 | Added More | 12,468 | 100.00 % | $246,368 | $212,953 | $-33,414 | -13.56 % | $-16,707 | | | | | | News Article | History of Fidelity Advisor Series Vii - Fidelity Advisor Biotechnology Fund Ownership Of Vivus Inc |
| 2009-10-07 | 2009-07-31 | N-CSR | Profunds - Bull Profund | Large-Cap Core | 3,604 | Added More | 1,785 | 98.13 % | $35,608 | $30,778 | $-4,829 | -13.56 % | $-2,392 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Vivus Inc |
| 2009-10-06 | 2009-09-30 | 13F-HR | Franklin Street Advisors Inc | Institution | 22,000 | New Holding | 22,000 | 100 % | $215,820 | $187,880 | $-27,940 | -12.94 % | $-27,940 | | | | | | News Article | History of Franklin Street Advisors Inc Ownership Of Vivus Inc |
| 2009-10-02 | 2009-09-30 | 13F-HR | First American Bank | Institution | | Sold All | -16,450 | -100 % | | | | -9.62 % | $14,970 | | | | | | News Article | History of First American Bank Ownership Of Vivus Inc |
| 2009-10-02 | 2009-09-30 | 13F-HR | State Bank And Trust | Institution | | Sold All | -6 | -100 % | | | | -9.62 % | $5 | | | | | | News Article | History of State Bank And Trust Ownership Of Vivus Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Growth Fund | Multi-Cap Growth | 900 | New Holding | 900 | 100 % | $8,505 | $7,686 | $-819 | -9.62 % | $-819 | | | | | | News Article | History of Usaa Mutual Funds Trust - Growth Fund Ownership Of Vivus Inc |
| 2009-10-02 | 2009-07-31 | N-CSR | Usaa Mutual Funds Trust - Value Fund | Multi-Cap Value | | Sold All | -17,600 | -100 % | | | | -9.62 % | $16,016 | | | | | | News Article | History of Usaa Mutual Funds Trust - Value Fund Ownership Of Vivus Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Core Equity Portfolio | International Small-Mid-Cap Value | 97,653 | No Change | 0 | 0 % | $996,061 | $833,957 | $-162,104 | -16.27 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Core Equity Portfolio Ownership Of Vivus Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio | No Data | 19,500 | No Change | 0 | 0 % | $198,900 | $166,530 | $-32,370 | -16.27 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - International Vector Equity Portfolio Ownership Of Vivus Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio | No Data | 1,100 | No Change | 0 | 0 % | $11,220 | $9,394 | $-1,826 | -16.27 % | $0 | | | | | | News Article | History of Dfa Investment Dimensions Group Inc - Us Sustainability Core 1 Portfolio Ownership Of Vivus Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Fidelity Capital Trust - Fidelity Small Cap Independence Fund | Small-Cap Core | 1,771,000 | New Holding | 1,771,000 | 100 % | $18,064,200 | $15,124,340 | $-2,939,860 | -16.27 % | $-2,939,860 | | | | | | News Article | History of Fidelity Capital Trust - Fidelity Small Cap Independence Fund Ownership Of Vivus Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Jnl Investors Series Trust - Jackson Perspective Index 5 Fund | Specialty & Misc | 803 | No Change | 0 | 0 % | $8,191 | $6,858 | $-1,333 | -16.27 % | $0 | | | | | | News Article | History of Jnl Investors Series Trust - Jackson Perspective Index 5 Fund Ownership Of Vivus Inc |
| 2009-09-29 | 2009-07-31 | N-Q | Schroder Capital Funds - Schroder Us Opportunities Fund | Small-Cap Core | 80,000 | No Change | 0 | 0 % | $816,000 | $683,200 | $-132,800 | -16.27 % | $0 | | | | | | News Article | History of Schroder Capital Funds - Schroder Us Opportunities Fund Ownership Of Vivus Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund | Small-Cap Core | | Sold All | -6,920 | -100 % | | | | -17.96 % | $12,940 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Main Street Small Cap Fund Ownership Of Vivus Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund | Small-Cap Core | | Sold All | -12,800 | -100 % | | | | -17.96 % | $23,936 | | | | | | News Article | History of Massmutual Premier Funds - Massmutual Premier Small Company Opportunities Fund Ownership Of Vivus Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Old Westbury Funds Inc - International Fund | International Multi-Cap Core | 4,470 | No Change | 0 | 0 % | $46,533 | $38,174 | $-8,359 | -17.96 % | $0 | | | | | | News Article | History of Old Westbury Funds Inc - International Fund Ownership Of Vivus Inc |
| 2009-09-28 | 2009-07-31 | N-Q | Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio | Small-Cap Growth | 1,156 | New Holding | 1,156 | 100 % | $12,034 | $9,872 | $-2,162 | -17.96 % | $-2,162 | | | | | | News Article | History of Powershares Exchange Traded Fund Trust - Powershares Dynamic Small Cap Growth Portfolio Ownership Of Vivus Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Mtb Group Of Funds - Mtb Multi Cap Growth Fund | Multi-Cap Core | 950 | Sold Some | -850 | -47.22 % | $9,652 | $8,113 | $-1,539 | -15.94 % | $1,377 | | | | | | News Article | History of Mtb Group Of Funds - Mtb Multi Cap Growth Fund Ownership Of Vivus Inc |
| 2009-09-25 | 2009-07-31 | N-Q | Mtb Group Of Funds - Mtb Small Cap Growth Fund | Small-Cap Growth | 50,000 | Added More | 18,000 | 56.25 % | $508,000 | $427,000 | $-81,000 | -15.94 % | $-29,160 | | | | | | News Article | History of Mtb Group Of Funds - Mtb Small Cap Growth Fund Ownership Of Vivus Inc |
| 2009-09-23 | 2009-07-31 | N-Q | Perritt Funds Inc - Perritt Emerging Opportunities Fund | Small-Cap Value | | Sold All | -400,000 | -100 % | | | | -21.79 % | $952,000 | | | | | | News Article | History of Perritt Funds Inc - Perritt Emerging Opportunities Fund Ownership Of Vivus Inc |
| 2009-09-23 | 2009-07-31 | N-Q | Perritt Microcap Opportunities Fund Inc - Perritt Microcap Opportunities Fund | Specialty & Misc | 400,000 | No Change | 0 | 0 % | $4,368,000 | $3,416,000 | $-952,000 | -21.79 % | $0 | | | | | | News Article | History of Perritt Microcap Opportunities Fund Inc - Perritt Microcap Opportunities Fund Ownership Of Vivus Inc |
| 2009-09-17 | 2009-07-31 | N-Q | Rydex Etf Trust - Rydex Inverse Russell 2000 Etf | Specialty & Misc | 1,490 | New Holding | 1,490 | 100 % | $15,749 | $12,725 | $-3,025 | -19.20 % | $-3,025 | | | | | | News Article | History of Rydex Etf Trust - Rydex Inverse Russell 2000 Etf Ownership Of Vivus Inc |
| 2009-09-11 | 2009-06-30 | 13F-HR/A | Barclays Global Investors Uk Holdings Ltd | Institution | 4,101,557 | Added More | 21,759 | 0.53 % | $45,363,220 | $35,027,297 | $-10,335,924 | -22.78 % | $-54,833 | | | | | | News Article | History of Barclays Global Investors Uk Holdings Ltd Ownership Of Vivus Inc |
| 2009-09-10 | 2009-06-30 | N-CSRS | Northern Lights Variable Trust - Jnf Equity Portfolio | Specialty & Misc | | Sold All | -1,600 | -100 % | | | | -28.29 % | $5,392 | | | | | | News Article | History of Northern Lights Variable Trust - Jnf Equity Portfolio Ownership Of Vivus Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Series Funds - Banking Fund | Financial Services | 1,869 | Sold Some | -357 | -16.03 % | $12,915 | $15,961 | $3,046 | 23.58 % | $-582 | | | | | | News Article | History of Rydex Series Funds - Banking Fund Ownership Of Vivus Inc |
| 2009-09-08 | 2009-06-30 | N-CSRS | Rydex Variable Trust - Biotechnology Fund | Health/Biotech | 891 | Added More | 330 | 58.82 % | $6,157 | $7,609 | $1,452 | 23.58 % | $538 | | | | | | News Article | History of Rydex Variable Trust - Biotechnology Fund Ownership Of Vivus Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio | Small-Cap Growth | 36,600 | Sold Some | -15,100 | -29.20 % | $233,874 | $312,564 | $78,690 | 33.64 % | $-32,465 | | | | | | News Article | History of Axa Premier Vip Trust - Multimanager Small Cap Growth Portfolio Ownership Of Vivus Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio | Small-Cap Growth | 44,900 | Sold Some | -32,600 | -42.06 % | $286,911 | $383,446 | $96,535 | 33.64 % | $-70,090 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Small Cap Growth Portfolio Ownership Of Vivus Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqalliancebernstein Value Portfolio | Multi-Cap Value | 12,470 | New Holding | 12,470 | 100 % | $79,683 | $106,494 | $26,811 | 33.64 % | $26,811 | | | | | | News Article | History of Eq Advisors Trust - Eqalliancebernstein Value Portfolio Ownership Of Vivus Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Eq Advisors Trust - Eqbond Index Portfolio | Specialty & Misc | 93,830 | Added More | 5,930 | 6.74 % | $599,574 | $801,308 | $201,735 | 33.64 % | $12,750 | | | | | | News Article | History of Eq Advisors Trust - Eqbond Index Portfolio Ownership Of Vivus Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust I - Jpmorgan Small Cap Core Fund | Small-Cap Core | 60 | New Holding | 60 | 100 % | $383 | $512 | $129 | 33.64 % | $129 | | | | | | News Article | History of Jpmorgan Trust I - Jpmorgan Small Cap Core Fund Ownership Of Vivus Inc |
| 2009-09-04 | 2009-06-30 | N-CSR | Jpmorgan Trust Ii - Jpmorgan Core Bond Fund | Multi-Cap Core | 60 | New Holding | 60 | 100 % | $383 | $512 | $129 | 33.64 % | $129 | | | | | | News Article | History of Jpmorgan Trust Ii - Jpmorgan Core Bond Fund Ownership Of Vivus Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Profunds - Bull Profund | Large-Cap Core | 1,819 | New Holding | 1,819 | 100 % | $11,623 | $15,534 | $3,911 | 33.64 % | $3,911 | | | | | | News Article | History of Profunds - Bull Profund Ownership Of Vivus Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund | Small-Cap Core | 12,560 | Sold Some | -2,440 | -16.26 % | $80,258 | $107,262 | $27,004 | 33.64 % | $-5,246 | | | | | | News Article | History of Sun Capital Advisers Trust - Sc Oppenheimer Main Street Small Cap Fund Ownership Of Vivus Inc |
| 2009-09-04 | 2009-06-30 | N-CSRS | Vanguard Institutional Index Funds - Vanguard Institutional Index Fund | Specialty & Misc | 41,684 | New Holding | 41,684 | 100 % | $266,361 | $355,981 | $89,621 | 33.64 % | $89,621 | | | | | | News Article | History of Vanguard Institutional Index Funds - Vanguard Institutional Index Fund Ownership Of Vivus Inc |
| 2009-09-04 | 2009-06-10 | N-CSRS | Jpmorgan Insurance Trust - Jpmorgan Insurance Trust Balanced Portfolio | Flexible Portfolio | 8,500 | New Holding | 8,500 | 100 % | $54,315 | $72,590 | $18,275 | 33.64 % | $18,275 | | | | | | News Article | History of Jpmorgan Insurance Trust - Jpmorgan Insurance Trust Balanced Portfolio Ownership Of Vivus Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Mml Series Investment Fund Ii - Mml Small Cap Equity Fund | Small-Cap Core | 10,400 | Added More | 2,650 | 34.19 % | | $88,816 | | - % | | | | | | | News Article | History of Mml Series Investment Fund Ii - Mml Small Cap Equity Fund Ownership Of Vivus Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Pd Small-Cap Growth Index Portfolio | No Data | 1,252 | No Compare | | | | $10,692 | | - % | | | | | | | News Article | History of Pacific Select Fund - Pd Small-Cap Growth Index Portfolio Ownership Of Vivus Inc |
| 2009-09-03 | 2009-06-30 | N-CSRS | Pacific Select Fund - Small-Cap Index Portfolio | No Data | 36,938 | Added More | 1,200 | 3.35 % | | $315,451 | | - % | | | | | | | News Article | History of Pacific Select Fund - Small-Cap Index Portfolio Ownership Of Vivus Inc |
| 2009-09-03 | 2009-06-30 | N-CSR | Streettracks Series Trust - Spdr Dividend Etf | Specialty & Misc | 16,955 | Added More | 1,419 | 9.13 % | | $144,796 | | - % | | | | | | | News Article | History of Streettracks Series Trust - Spdr Dividend Etf Ownership Of Vivus Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR | Algert Coldiron Investors Llc | Institution | | Sold All | -106,230 | -100 % | | | | 40.00 % | $-259,201 | | | | | | News Article | History of Algert Coldiron Investors Llc Ownership Of Vivus Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Amvescap Plc | Institution | 1,935,476 | Sold Some | -1,974,710 | -50.50 % | $11,806,404 | $16,528,965 | $4,722,561 | 40.00 % | $-4,818,292 | | | | | | News Article | History of Amvescap Plc Ownership Of Vivus Inc |
| 2009-09-01 | 2009-06-30 | 13F-HR/A | Fmr Corp | Institution | 4,881,197 | Sold Some | -387,652 | -7.35 % | $29,775,302 | $41,685,422 | $11,910,121 | 40.00 % | $-945,871 | | | | | | News Article | History of Fmr Corp Ownership Of Vivus Inc |
| 2009-09-01 | 2009-06-30 | N-CSRS | Tiaa Separate Account Va 1 - Stock Index Account | Specialty & Misc | 3,486 | No Change | 0 | 0 % | $21,265 | $29,770 | $8,506 | 40.00 % | $0 | | | | | | News Article | History of Tiaa Separate Account Va 1 - Stock Index Account Ownership Of Vivus Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Northern Lights Fund Trust - Biondo Fund | Health/Biotech | | Sold All | -1,040 | -100 % | | | | 37.96 % | $-2,444 | | | | | | News Article | History of Northern Lights Fund Trust - Biondo Fund Ownership Of Vivus Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Tiaa Cref Life Fund - Stock Index Fund | Specialty & Misc | 842 | Added More | 219 | 35.15 % | $5,212 | $7,191 | $1,979 | 37.96 % | $515 | | | | | | News Article | History of Tiaa Cref Life Fund - Stock Index Fund Ownership Of Vivus Inc |
| 2009-08-31 | 2009-06-30 | N-CSRS | Usaa Mutual Funds Trust - Value Fund | Multi-Cap Value | 17,600 | New Holding | 17,600 | 100 % | $108,944 | $150,304 | $41,360 | 37.96 % | $41,360 | | | | | | News Article | History of Usaa Mutual Funds Trust - Value Fund Ownership Of Vivus Inc |
| 2009-08-31 | 2009-06-30 | N-Q | Wisdomtree Trust - Wisdomtree Smallcap Earnings Fund | Small-Cap Core | 1,328 | Added More | 490 | 58.47 % | $8,220 | $11,341 | $3,121 | 37.96 % | $1,152 | | | | | | News Article | History of Wisdomtree Trust - Wisdomtree Smallcap Earnings Fund Ownership Of Vivus Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Nasdaq Biotechnology Index Fund | Health/Biotech | 501,544 | Sold Some | -17,648 | -3.39 % | $3,164,743 | $4,283,186 | $1,118,443 | 35.34 % | $-39,355 | | | | | | News Article | History of Ishares Trust - Ishares Nasdaq Biotechnology Index Fund Ownership Of Vivus Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Growth Index Fund | Multi-Cap Growth | 493,534 | Added More | 22,539 | 4.78 % | $3,114,200 | $4,214,780 | $1,100,581 | 35.34 % | $50,262 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Growth Index Fund Ownership Of Vivus Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 2000 Index Fund | Specialty & Misc | 840,603 | Sold Some | -17,098 | -1.99 % | $5,304,205 | $7,178,750 | $1,874,545 | 35.34 % | $-38,129 | | | | | | News Article | History of Ishares Trust - Ishares Russell 2000 Index Fund Ownership Of Vivus Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Growth Index Fund | Multi-Cap Growth | 4,055 | Sold Some | -462 | -10.22 % | $25,587 | $34,630 | $9,043 | 35.34 % | $-1,030 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Growth Index Fund Ownership Of Vivus Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell 3000 Index Fund | Specialty & Misc | 19,336 | Added More | 1,140 | 6.26 % | $122,010 | $165,129 | $43,119 | 35.34 % | $2,542 | | | | | | News Article | History of Ishares Trust - Ishares Russell 3000 Index Fund Ownership Of Vivus Inc |
| 2009-08-28 | 2009-06-30 | N-Q | Ishares Trust - Ishares Russell Microcap Index Fund | Specialty & Misc | 115,184 | Added More | 33,092 | 40.31 % | $726,811 | $983,671 | $256,860 | 35.34 % | $73,795 | | | | | | News Article | History of Ishares Trust - Ishares Russell Microcap Index Fund Ownership Of Vivus Inc |
| 2009-08-28 | 2009-06-30 | N-CSRS | Variable Insurance Products Iii - Balanced Portfolio | Flexible Portfolio | 148,805 | No Change | 0 | 0 % | $938,960 | $1,270,795 | $331,835 | 35.34 % | $0 | | | | | | News Article | History of Variable Insurance Products Iii - Balanced Portfolio Ownership Of Vivus Inc |
| 2009-08-28 | 2009-06-30 | 13F-HR/A | Wells Fargo And Co | Institution | 37,834 | Sold Some | -510 | -1.33 % | $238,733 | $323,102 | $84,370 | 35.34 % | $-1,137 | | | | | | News Article | History of Wells Fargo And Co Ownership Of Vivus Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Fidelity Trend Fund - Fidelity Trend Fund | Large-Cap Core | 120,200 | Added More | 60,000 | 99.66 % | $780,098 | $1,026,508 | $246,410 | 31.58 % | $123,000 | | | | | | News Article | History of Fidelity Trend Fund - Fidelity Trend Fund Ownership Of Vivus Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Equity Index Fund | Specialty & Misc | 47,101 | Added More | 29,744 | 171.36 % | $305,685 | $402,243 | $96,557 | 31.58 % | $60,975 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Equity Index Fund Ownership Of Vivus Inc |
| 2009-08-27 | 2009-06-30 | N-Q | Tiaa Cref Institutional Mutual Funds - Growth Equity Fund | Multi-Cap Growth | | Sold All | -25,213 | -100 % | | | | 31.58 % | $-51,687 | | | | | | News Article | History of Tiaa Cref Institutional Mutual Funds - Growth Equity Fund Ownership Of Vivus Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Extended Market Index Fund | Mid-Cap Core | 426,747 | New Holding | 426,747 | 100 % | $2,769,588 | $3,644,419 | $874,831 | 31.58 % | $874,831 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Extended Market Index Fund Ownership Of Vivus Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Growth Index Fund | Large-Cap Growth | 508,640 | New Holding | 508,640 | 100 % | $3,301,074 | $4,343,786 | $1,042,712 | 31.58 % | $1,042,712 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Growth Index Fund Ownership Of Vivus Inc |
| 2009-08-27 | 2009-06-30 | N-CSRS | Vanguard Index Funds - Vanguard Total Stock Market Index Fund | Multi-Cap Core | 663,343 | New Holding | 663,343 | 100 % | $4,305,096 | $5,664,949 | $1,359,853 | 31.58 % | $1,359,853 | | | | | | News Article | History of Vanguard Index Funds - Vanguard Total Stock Market Index Fund Ownership Of Vivus Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 40,414 | Added More | 12,500 | 44.78 % | $262,287 | $345,136 | $82,849 | 31.58 % | $25,625 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Vivus Inc |
| 2009-08-27 | 2008-06-30 | N-CSRS | Vanguard Balanced Index Funds - Vanguard Balanced Index Fund | Mixed-Asset Target Allocation Growth | 27,914 | No Change | 0 | 0 % | $181,162 | $238,386 | $57,224 | 31.58 % | $0 | | | | | | News Article | History of Vanguard Balanced Index Funds - Vanguard Balanced Index Fund Ownership Of Vivus Inc |
| 2009-08-25 | 2009-06-30 | N-Q | Nicholas Applegate Institutional Funds - International Growth Fund | Multi-Cap Growth | | Sold All | -43,200 | -100 % | | | | 26.70 % | $-77,760 | | | | | | News Article | History of Nicholas Applegate Institutional Funds - International Growth Fund Ownership Of Vivus Inc |