| Van Kampen Global Equity Allocation Fund (Van Kampen Series Fund Inc) |
Global Large-Cap Core |
3.69 % |
2008-11-26 |
4,187 |
$31,654 |
$1,633 |
5.43 % |
New Holding |
4,187 |
100.00 % |
$1,633 |
| Schwab Technology Fund (Schwab Capital Trust) |
Science & Tech |
4.39 % |
2008-11-26 |
659 |
$4,982 |
$257 |
5.43 % |
No Compare |
- |
- % |
- |
| Series Z (Sbl Fund) |
Specialty & Misc |
8.46 % |
2008-11-26 |
1,972 |
$14,908 |
$769 |
5.43 % |
No Compare |
- |
- % |
- |
| Bnp Paribas Arbitrage Sa |
Institution |
4.92 % |
2008-11-25 |
465,893 |
$3,522,151 |
$181,698 |
5.43 % |
Added More |
18,120 |
4.04 % |
$7,067 |
| Shaw D E And Co Inc |
Institution |
14.08 % |
2008-11-24 |
13,236 |
$100,064 |
$14,295 |
16.66 % |
New Holding |
13,236 |
100.00 % |
$14,295 |
| Goldman Sachs Group Inc |
Institution |
3.96 % |
2008-11-19 |
293,081 |
$2,215,692 |
$257,911 |
13.17 % |
Sold Some |
-1,074 |
-0.36 % |
$-945 |
| Us Bancorp De |
Institution |
3.17 % |
2008-11-17 |
600 |
$4,536 |
$294 |
6.93 % |
Sold Some |
-800 |
-57.14 % |
$-392 |
| Millennium Management Llc |
Institution |
1.27 % |
2008-11-17 |
None |
- |
- |
- % |
Sold All |
-15,736 |
-100.00 % |
$-7,711 |
| Talon Asset Management Llc |
Institution |
1.19 % |
2008-11-17 |
20,750 |
$156,870 |
$10,168 |
6.93 % |
No Change |
0 |
0 % |
- |
| Diamondback Capital Management Llc |
Institution |
0.84 % |
2008-11-17 |
52,500 |
$396,900 |
$25,725 |
6.93 % |
New Holding |
52,500 |
100.00 % |
$25,725 |
| Diversified Global Asset Management Corp |
Institution |
0.13 % |
2008-11-14 |
10,045 |
$75,940 |
$4,922 |
6.93 % |
New Holding |
10,045 |
100.00 % |
$4,922 |
| Wells Fargo And Co |
Institution |
2.73 % |
2008-11-14 |
79,822 |
$603,454 |
$39,113 |
6.93 % |
Sold Some |
-10,820 |
-11.93 % |
$-5,302 |
| Capital International Inc |
Institution |
2.20 % |
2008-11-14 |
24,600 |
$185,976 |
$12,054 |
6.93 % |
No Change |
0 |
0 % |
- |
| Bnp Paribas Asset Management S A S |
Institution |
2.14 % |
2008-11-14 |
28,600 |
$216,216 |
$14,014 |
6.93 % |
Sold Some |
-37,000 |
-56.40 % |
$-18,130 |
| Hartford Investment Management Co |
Institution |
2.19 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-1,966 |
-100.00 % |
$-963 |
| Credit Agricole S A |
Institution |
3.35 % |
2008-11-14 |
1,120 |
$8,467 |
$549 |
6.93 % |
Sold Some |
-400 |
-26.31 % |
$-196 |
| Capital Guardian Trust Co |
Institution |
1.52 % |
2008-11-14 |
31,200 |
$235,872 |
$15,288 |
6.93 % |
Sold Some |
-9,100 |
-22.58 % |
$-4,459 |
| Qvt Financial Lp |
Institution |
-0.43 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-36,908 |
-100.00 % |
$-18,085 |
| Hsbc Holdings Plc |
Institution |
1.87 % |
2008-11-14 |
67,840 |
$512,870 |
$33,242 |
6.93 % |
Added More |
20,376 |
42.92 % |
$9,984 |
| Renaissance Technologies Corp |
Institution |
2.14 % |
2008-11-14 |
30,900 |
$233,604 |
$15,141 |
6.93 % |
New Holding |
30,900 |
100.00 % |
$15,141 |
| Citigroup Inc |
Institution |
2.63 % |
2008-11-14 |
240,455 |
$1,817,840 |
$117,823 |
6.93 % |
Added More |
153,040 |
175.07 % |
$74,990 |
| Peak6 Investments L P |
Institution |
3.33 % |
2008-11-14 |
None |
- |
- |
- % |
Sold All |
-2,142 |
-100.00 % |
$-1,050 |
| American International Group Inc |
Institution |
2.51 % |
2008-11-14 |
400 |
$3,024 |
$196 |
6.93 % |
New Holding |
400 |
100.00 % |
$196 |
| Rbc Dain Rauscher Inc |
Institution |
0.82 % |
2008-11-14 |
12,800 |
$96,768 |
$6,272 |
6.93 % |
Sold Some |
-3,250 |
-20.24 % |
$-1,593 |
| Zebra Capital Management Llc |
Institution |
1.59 % |
2008-11-14 |
800 |
$6,048 |
$392 |
6.93 % |
New Holding |
800 |
100.00 % |
$392 |
| Tal Global Asset Management Inc |
Institution |
-4.05 % |
2008-11-14 |
113,000 |
$854,280 |
$55,370 |
6.93 % |
No Change |
0 |
0 % |
- |
| Morgan Stanley |
Institution |
1.80 % |
2008-11-14 |
204,847 |
$1,548,643 |
$100,375 |
6.93 % |
Sold Some |
-84,260 |
-29.14 % |
$-41,287 |
| Royal Bank Of Scotland Group Plc |
Institution |
3.05 % |
2008-11-14 |
1,724,225 |
$13,035,141 |
$844,870 |
6.93 % |
Sold Some |
-284,239 |
-14.15 % |
$-139,277 |
| Rbc Capital Markets Arbitrage S A |
Institution |
2.78 % |
2008-11-14 |
4,962 |
$37,513 |
$2,431 |
6.93 % |
Sold Some |
-53,538 |
-91.51 % |
$-26,234 |
| Lansdowne Partners Limited Partnership |
Institution |
7.02 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-353,000 |
-100.00 % |
$-137,670 |
| Ubs Ag |
Institution |
4.42 % |
2008-11-13 |
382,589 |
$2,892,373 |
$149,210 |
5.43 % |
Sold Some |
-22,187 |
-5.48 % |
$-8,653 |
| Amvescap Plc |
Institution |
3.20 % |
2008-11-13 |
15,462 |
$116,893 |
$6,030 |
5.43 % |
Sold Some |
-4 |
-0.02 % |
$-2 |
| Fixed Income Securities Inc |
Institution |
5.23 % |
2008-11-13 |
8,818 |
$66,664 |
$3,439 |
5.43 % |
Sold Some |
-804 |
-8.35 % |
$-314 |
| Bartlett And Co |
Institution |
4.25 % |
2008-11-13 |
1,000 |
$7,560 |
$390 |
5.43 % |
No Change |
0 |
0 % |
- |
| Credit Suisse |
Institution |
3.53 % |
2008-11-13 |
42,048 |
$317,883 |
$16,399 |
5.43 % |
Sold Some |
-20,174 |
-32.42 % |
$-7,868 |
| Northern Trust Corp |
Institution |
5.07 % |
2008-11-13 |
235,544 |
$1,780,713 |
$91,862 |
5.43 % |
Sold Some |
-24,099 |
-9.28 % |
$-9,399 |
| Merrill Lynch And Co Inc |
Institution |
3.90 % |
2008-11-13 |
174,289 |
$1,317,625 |
$67,973 |
5.43 % |
Added More |
79,901 |
84.65 % |
$31,161 |
| J P Morgan Chase And Co |
Institution |
5.28 % |
2008-11-13 |
74,077 |
$560,022 |
$28,890 |
5.43 % |
Sold Some |
-158,045 |
-68.08 % |
$-61,638 |
| Everett Harris And Co |
Institution |
0.70 % |
2008-11-13 |
942,500 |
$7,125,300 |
$367,575 |
5.43 % |
Sold Some |
-27,500 |
-2.83 % |
$-10,725 |
| World Asset Management Inc |
Institution |
4.78 % |
2008-11-13 |
200,343 |
$1,514,593 |
$78,134 |
5.43 % |
No Change |
0 |
0 % |
- |
| Bluestein R H And Co |
Institution |
2.87 % |
2008-11-13 |
None |
- |
- |
- % |
Sold All |
-13,000 |
-100.00 % |
$-5,070 |
| Standard Life Investments |
Institution |
5.17 % |
2008-11-12 |
1,139,300 |
$8,613,108 |
$444,327 |
5.43 % |
New Holding |
1,139,300 |
100.00 % |
$444,327 |
| Toronto Dominion Bank |
Institution |
-3.27 % |
2008-11-12 |
8,000 |
$60,480 |
$3,120 |
5.43 % |
New Holding |
8,000 |
100.00 % |
$3,120 |
| Grove Creek Asset Management |
Institution |
5.26 % |
2008-11-12 |
14,000 |
$105,840 |
$5,460 |
5.43 % |
No Change |
0 |
0 % |
- |
| Comerica Bank |
Institution |
-3.44 % |
2008-11-12 |
137,835 |
$1,042,033 |
$53,756 |
5.43 % |
No Change |
0 |
0 % |
- |
| Raymond James And Associates |
Institution |
4.78 % |
2008-11-12 |
72,451 |
$547,730 |
$28,256 |
5.43 % |
Added More |
8,901 |
14.00 % |
$3,471 |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
4.74 % |
2008-11-12 |
8,305,572 |
$62,790,124 |
$3,239,173 |
5.43 % |
Added More |
1,678,222 |
25.32 % |
$654,507 |
| First National Bank Of Omaha |
Institution |
4.46 % |
2008-11-12 |
700 |
$5,292 |
$273 |
5.43 % |
No Change |
0 |
0 % |
- |
| First Trust Advisors Lp |
Institution |
4.03 % |
2008-11-12 |
223,323 |
$1,688,322 |
$87,096 |
5.43 % |
Sold Some |
-26,697 |
-10.67 % |
$-10,412 |
| Legal And General Group Plc |
Institution |
4.63 % |
2008-11-12 |
39,094 |
$295,551 |
$15,247 |
5.43 % |
No Change |
0 |
0 % |
- |
| Spiderrock Trading Llc |
Institution |
6.90 % |
2008-11-12 |
None |
- |
- |
- % |
Sold All |
-385 |
-100.00 % |
$-150 |
| Claymore Advisors Llc |
Institution |
-26.21 % |
2008-11-10 |
355,272 |
$2,685,856 |
$-227,374 |
-7.80 % |
Sold Some |
-129,827 |
-26.76 % |
$83,089 |
| Ameriprise Financial Inc |
Institution |
-2.77 % |
2008-11-10 |
2,915 |
$22,037 |
$-1,866 |
-7.80 % |
Added More |
404 |
16.08 % |
$-259 |
| Bernard L Madoff Investment Securities Llc |
Institution |
-2.71 % |
2008-11-10 |
11,336 |
$85,700 |
$-7,255 |
-7.80 % |
New Holding |
11,336 |
100.00 % |
$-7,255 |
| Claymorezacks International Yield Hog Etf (Claymore Exchange-Traded Fund Trust 2) |
Global Flex Port |
-9.21 % |
2008-11-07 |
3,556 |
$26,883 |
$-1,031 |
-3.69 % |
New Holding |
3,556 |
100.00 % |
$-1,031 |
| Zacks Yield Hog (Claymore Exchange Traded Fund Trust) |
Specialty & Misc |
-3.94 % |
2008-11-07 |
358,099 |
$2,707,228 |
$-103,849 |
-3.69 % |
New Holding |
358,099 |
100.00 % |
$-103,849 |
| Sg Americas Securities Llc |
Institution |
-1.69 % |
2008-11-06 |
20,597 |
$155,713 |
$3,913 |
2.57 % |
Added More |
4,100 |
24.85 % |
$779 |
| Ghp Investment Advisors Inc |
Institution |
0.22 % |
2008-11-06 |
1,000 |
$7,560 |
$190 |
2.57 % |
No Change |
0 |
0 % |
- |
| Vanguard Group Inc |
Institution |
-1.69 % |
2008-11-06 |
536,000 |
$4,052,160 |
$101,840 |
2.57 % |
Added More |
530,780 |
10168.19 % |
$100,848 |
| Dlibj Asset Management Co Ltd |
Institution |
-3.93 % |
2008-11-06 |
35,497 |
$268,357 |
$6,744 |
2.57 % |
Added More |
20,403 |
135.17 % |
$3,877 |
| Fulton Breakefield Broenniman Llc |
Institution |
-4.96 % |
2008-11-05 |
26,970 |
$203,893 |
$-13,485 |
-6.20 % |
Added More |
3,500 |
14.91 % |
$-1,750 |
| Westwood Global Investments Llc |
Institution |
-16.42 % |
2008-11-04 |
1,299,735 |
$9,825,997 |
$-1,117,772 |
-10.21 % |
New Holding |
1,299,735 |
100.00 % |
$-1,117,772 |
| Gmo Value Fund (Gmo Trust) |
Multi-Cap Value |
-11.97 % |
2008-11-04 |
None |
- |
- |
- % |
Sold All |
-163,800 |
-100.00 % |
$140,868 |
| Gmo Emerging Countries Fund (Gmo Trust) |
Emerging Markets |
-36.04 % |
2008-11-04 |
None |
- |
- |
- % |
Sold All |
-22,404 |
-100.00 % |
$19,267 |
| Td Banknorth N A |
Institution |
-8.91 % |
2008-11-04 |
None |
- |
- |
- % |
Sold All |
-18,312 |
-100.00 % |
$15,748 |
| Franklin Resources Inc |
Institution |
-10.86 % |
2008-11-04 |
130,690 |
$988,016 |
$-112,393 |
-10.21 % |
Sold Some |
-257,190 |
-66.30 % |
$221,183 |
| M And T Bank Corp |
Institution |
-6.70 % |
2008-11-03 |
400 |
$3,024 |
$-176 |
-5.50 % |
Added More |
200 |
100.00 % |
$-88 |
| Strs Ohio |
Institution |
-8.06 % |
2008-11-03 |
0 |
$0 |
|
% |
No Change |
0 |
0 % |
- |
| Prudential Financial Inc |
Institution |
-7.31 % |
2008-11-03 |
98,207 |
$742,445 |
$-43,211 |
-5.50 % |
Sold Some |
-80,100 |
-44.92 % |
$35,244 |
| Blackrock Group Ltd |
Institution |
-3.28 % |
2008-10-30 |
28,536 |
$215,732 |
$-17,407 |
-7.46 % |
Added More |
2,297 |
8.75 % |
$-1,401 |
| Blackrock Investment Management Llc |
Institution |
-5.74 % |
2008-10-30 |
266,616 |
$2,015,617 |
$-162,636 |
-7.46 % |
Sold Some |
-39 |
-0.01 % |
$24 |
| Dimensional Fund Advisors Inc |
Institution |
-8.10 % |
2008-10-30 |
48,540 |
$366,962 |
$-29,609 |
-7.46 % |
Added More |
1,400 |
2.96 % |
$-854 |
| Parametric Portfolio Associates |
Institution |
-3.77 % |
2008-10-28 |
56,390 |
$426,308 |
$1,692 |
0.39 % |
Added More |
16,790 |
42.39 % |
$504 |
| Oak Associates Ltd |
Institution |
0.00 % |
2008-10-27 |
74,700 |
$564,732 |
$106,821 |
23.32 % |
No Change |
0 |
0 % |
- |
| Fcm Investments |
Institution |
-2.74 % |
2008-10-23 |
12,400 |
$93,744 |
$4,588 |
5.14 % |
No Change |
0 |
0 % |
- |
| Pinnacle Associates Ltd |
Institution |
-10.57 % |
2008-10-20 |
72,350 |
$546,966 |
$-58,604 |
-9.67 % |
Sold Some |
-9,165 |
-11.24 % |
$7,424 |
| Riverpoint Capital Management |
Institution |
% |
2008-10-14 |
None |
- |
- |
- % |
Sold All |
-77,725 |
-100.00 % |
|
| Fallen Angels Income Fund (American Money Management Funds) |
Equity Income |
-0.68 % |
2008-10-09 |
20,000 |
$151,200 |
$11,200 |
8.00 % |
No Compare |
- |
- % |
- |
| Mainstream Investment Advisers Llc |
Institution |
-6.74 % |
2008-10-09 |
None |
- |
- |
- % |
Sold All |
-20,824 |
-100.00 % |
$-11,661 |
| James Investment Research Inc |
Institution |
-2.13 % |
2008-10-09 |
11,000 |
$83,160 |
$6,160 |
8.00 % |
No Change |
0 |
0 % |
- |
| Vanguard Emerging Markets Stock Index Fund (Vanguard International Equity Index Funds) |
Emerging Markets |
-18.59 % |
2008-09-29 |
2,234,134 |
$16,890,053 |
$-2,949,057 |
-14.86 % |
Added More |
102,250 |
4.79 % |
$-134,970 |
| Vanguard European Stock Index Fund (Vanguard International Equity Index Funds) |
European Region |
-23.71 % |
2008-09-29 |
308 |
$2,328 |
$-407 |
-14.86 % |
New Holding |
308 |
100.00 % |
$-407 |
| None (Morgan Stanley International Fund) |
Specialty & Misc |
-28.56 % |
2008-09-26 |
None |
- |
- |
- % |
Sold All |
-1,628 |
-100.00 % |
$4,379 |
| Powershares India Portfolio (Powershares India Exchange-Traded Fund Trust) |
- |
-11.38 % |
2008-09-16 |
126,063 |
$953,036 |
$-321,461 |
-25.22 % |
New Holding |
126,063 |
100.00 % |
$-321,461 |
| Em Capital India Gateway Fund (Coventry Funds Trust) |
Specialty & Misc |
-55.90 % |
2008-09-08 |
None |
- |
- |
- % |
Sold All |
-305 |
-100.00 % |
$1,244 |
| Equity (Security Equity Fund) |
Large-Cap Core |
-33.20 % |
2008-08-29 |
1,607 |
$12,149 |
$-6,460 |
-34.71 % |
New Holding |
1,607 |
100.00 % |
$-6,460 |
| Birmiwal Oasis Fund (Birmiwal Investment Trust) |
Specialty & Misc |
-60.58 % |
2008-08-28 |
3,000 |
$22,680 |
$-12,090 |
-34.77 % |
No Change |
0 |
0 % |
- |