| Ameriprise Financial Inc |
Institution |
-10.27 % |
2008-05-06 |
1,000 |
$4,610 |
$-1,530 |
-24.91 % |
New Holding |
1,000 |
100.00 % |
$-1,530 |
| Ardsley Advisory Partners |
Institution |
-2.40 % |
2008-05-08 |
None |
- |
- |
- % |
Sold All |
-500,000 |
-100.00 % |
$955,000 |
| Bank Of New York Mellon Corp |
Institution |
% |
2008-05-14 |
15,600 |
|
|
% |
No Change |
15,600 |
0 % |
- |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
-7.25 % |
2008-04-30 |
9,900 |
$45,639 |
$-17,226 |
-27.40 % |
New Holding |
9,900 |
100.00 % |
$-17,226 |
| Black River Asset Management Llc |
Institution |
-2.16 % |
2008-05-15 |
13,400 |
$61,774 |
$-12,328 |
-16.63 % |
New Holding |
13,400 |
100.00 % |
$-12,328 |
| Blackrock Investment Management Llc |
Institution |
-6.88 % |
2008-04-23 |
2,400 |
$11,064 |
$-4,872 |
-30.57 % |
Added More |
400 |
20.00 % |
$-812 |
| Capital Research Global Investors |
Institution |
-10.26 % |
2008-05-15 |
1,625,000 |
$7,491,250 |
$-1,495,000 |
-16.63 % |
New Holding |
1,625,000 |
100.00 % |
$-1,495,000 |
| Citigroup Inc |
Institution |
% |
2008-05-14 |
39,085 |
|
|
% |
New Holding |
39,085 |
100.00 % |
|
| Credit Suisse/ |
Institution |
-11.12 % |
2008-05-16 |
33,345 |
$153,720 |
$-52,018 |
-25.28 % |
New Holding |
33,345 |
100.00 % |
$-52,018 |
| Essex Investment Management Co Llc |
Institution |
-4.54 % |
2008-05-15 |
20,545 |
$94,712 |
$-18,901 |
-16.63 % |
New Holding |
20,545 |
100.00 % |
$-18,901 |
| First Trust Advisors Lp |
Institution |
-8.12 % |
2008-05-12 |
18,992 |
$87,553 |
$-14,244 |
-13.99 % |
New Holding |
18,992 |
100.00 % |
$-14,244 |
| First Washington Corp |
Institution |
-7.01 % |
2008-05-16 |
316,800 |
$1,460,448 |
$-494,208 |
-25.28 % |
Sold Some |
-131,970 |
-29.40 % |
$205,873 |
| Firsthand Capital Management Inc |
Institution |
-15.99 % |
2008-05-15 |
88,995 |
$410,267 |
$-81,875 |
-16.63 % |
Added More |
3,100 |
3.60 % |
$-2,852 |
| Firsthand Technology Innovators Fund (Firsthand Funds) |
Science & Tech |
-14.59 % |
2008-05-30 |
60,000 |
$276,600 |
$-101,400 |
-26.82 % |
No Change |
60,000 |
0 % |
- |
| Fmr Corp |
Institution |
% |
2008-05-14 |
100 |
|
|
% |
No Change |
100 |
0 % |
- |
| Geduld E E |
Institution |
-25.19 % |
2008-05-07 |
None |
- |
- |
- % |
Sold All |
-15,000 |
-100.00 % |
$27,300 |
| Glg Partners Inc |
Institution |
-9.72 % |
2008-05-13 |
223,056 |
$1,028,288 |
$-91,453 |
-8.16 % |
No Compare |
- |
- % |
- |
| Gruber & Mcbaine Capital Management Llc |
Institution |
% |
2008-05-14 |
585,500 |
|
|
% |
Sold Some |
-67,120 |
-10.28 % |
|
| Harris Financial Corp |
Institution |
1.69 % |
2008-07-09 |
None |
- |
- |
- % |
Sold All |
-10,000 |
-100.00 % |
$-1,600 |
| Highbridge Capital Management Llc |
Institution |
-8.10 % |
2008-05-13 |
None |
- |
- |
- % |
Sold All |
-21,429 |
-100.00 % |
$8,786 |
| Hudson Bay Capital Management L.P. |
Institution |
-5.64 % |
2008-05-16 |
15,000 |
$69,150 |
$-23,400 |
-25.28 % |
Sold Some |
-556,429 |
-97.37 % |
$868,029 |
| J P Morgan Chase And Co |
Institution |
-8.35 % |
2008-05-09 |
325,800 |
$1,501,938 |
$-263,898 |
-14.94 % |
Added More |
286,800 |
735.38 % |
$-232,308 |
| Merrill Lynch And Co Inc |
Institution |
-6.56 % |
2008-05-01 |
1,664 |
$7,671 |
$-2,762 |
-26.47 % |
New Holding |
1,664 |
100.00 % |
$-2,762 |
| Mfc Global Investment Management Usa Ltd |
Institution |
-8.40 % |
2008-05-12 |
1,702 |
$7,846 |
$-1,277 |
-13.99 % |
New Holding |
1,702 |
100.00 % |
$-1,277 |
| Mid Cap Portfolio (Variable Insurance Products Iii) |
Mid-Cap Core |
-6.27 % |
2008-05-30 |
100 |
$461 |
$-169 |
-26.82 % |
No Compare |
- |
- % |
- |
| Morgan Stanley |
Institution |
-9.61 % |
2008-05-15 |
80,033 |
$368,952 |
$-73,630 |
-16.63 % |
New Holding |
80,033 |
100.00 % |
$-73,630 |
| Northern Trust Corp |
Institution |
-8.86 % |
2008-05-15 |
49,795 |
$229,555 |
$-45,811 |
-16.63 % |
New Holding |
49,795 |
100.00 % |
$-45,811 |
| Putnam New Opportunities Fund (Putnam New Opportunities Fund) |
Multi-Cap Growth |
-2.72 % |
2008-05-30 |
251,900 |
$1,161,259 |
$-425,711 |
-26.82 % |
New Holding |
251,900 |
100.00 % |
$-425,711 |
| Putnam Small Cap Growth Fund (Putnam Funds Trust) |
Small-Cap Growth |
-10.53 % |
2008-05-30 |
423,636 |
$1,952,962 |
$-715,945 |
-26.82 % |
No Compare |
- |
- % |
- |
| Putnam Vt New Opportunities Fund (Putnam Variable Trust) |
Specialty & Misc |
-9.41 % |
2008-05-30 |
66,000 |
$304,260 |
$-111,540 |
-26.82 % |
No Compare |
- |
- % |
- |
| Rbc Professional Trader Group Llc |
Institution |
-9.79 % |
2008-05-13 |
None |
- |
- |
- % |
Sold All |
-4,000 |
-100.00 % |
$1,640 |
| Robeco Investment Management Inc. |
Institution |
-9.21 % |
2008-05-08 |
13,485 |
$62,166 |
$-25,756 |
-29.29 % |
Sold Some |
-17,755 |
-56.83 % |
$33,912 |
| Rock Hill Investment Management L P |
Institution |
-3.13 % |
2008-05-15 |
25,905 |
$119,422 |
$-23,833 |
-16.63 % |
Sold Some |
-17,500 |
-40.31 % |
$16,100 |
| Royal Bank Of Canada |
Institution |
-8.26 % |
2008-05-15 |
81 |
$373 |
$-75 |
-16.63 % |
Sold Some |
-257 |
-76.03 % |
$236 |
| Shaw D E And Co Inc |
Institution |
-8.42 % |
2008-05-15 |
30,091 |
$138,720 |
$-27,684 |
-16.63 % |
New Holding |
30,091 |
100.00 % |
$-27,684 |
| Total Stock Market Index Trust (John Hancock Trust) |
Specialty & Misc |
-8.62 % |
2008-05-30 |
1,028 |
$4,739 |
$-1,737 |
-26.82 % |
New Holding |
1,028 |
100.00 % |
$-1,737 |
| True Bearing Asset Management Lp |
Institution |
-4.58 % |
2008-05-15 |
25,000 |
$115,250 |
$-23,000 |
-16.63 % |
Sold Some |
-17,241 |
-40.81 % |
$15,862 |
| Ubs Oconnor Llc |
Institution |
-6.30 % |
2008-06-10 |
285,714 |
$1,317,142 |
$-340,000 |
-20.51 % |
No Compare |
- |
- % |
- |
| Vanguard Extended Market Index Fund (Vanguard Index Funds) |
Mid-Cap Core |
-7.21 % |
2008-05-30 |
19,951 |
$91,974 |
$-33,717 |
-26.82 % |
New Holding |
19,951 |
100.00 % |
$-33,717 |
| Vanguard Group Inc |
Institution |
-8.57 % |
2008-05-01 |
19,951 |
$91,974 |
$-33,119 |
-26.47 % |
New Holding |
19,951 |
100.00 % |
$-33,119 |
| Wells Fargo And Co |
Institution |
-8.48 % |
2008-05-15 |
3,000 |
$13,830 |
$-2,760 |
-16.63 % |
New Holding |
3,000 |
100.00 % |
$-2,760 |