| Al Frank Asset Management Inc |
Institution |
-10.23 % |
2008-05-06 |
109,322 |
$559,729 |
$-156,330 |
-21.83 % |
New Holding |
109,322 |
100.00 % |
$-156,330 |
| American International Group Inc |
Institution |
-8.17 % |
2008-06-02 |
500 |
$2,560 |
$-435 |
-14.52 % |
No Change |
500 |
0 % |
- |
| Ameriprise Financial Inc |
Institution |
-10.27 % |
2008-05-06 |
100 |
$512 |
$-143 |
-21.83 % |
No Change |
100 |
0 % |
- |
| Amvescap Plc |
Institution |
% |
2008-05-14 |
106,905 |
|
|
% |
Sold Some |
-16,215 |
-13.17 % |
|
| Bank Of Hawaii |
Institution |
-7.52 % |
2008-04-28 |
2,000 |
$10,240 |
$-2,760 |
-21.23 % |
New Holding |
2,000 |
100.00 % |
$-2,760 |
| Barclays Global Investors Uk Holdings Ltd |
Institution |
-7.25 % |
2008-04-30 |
5,800 |
$29,696 |
$-7,192 |
-19.49 % |
No Change |
5,800 |
0 % |
- |
| Barclays Plc |
Institution |
% |
2008-05-14 |
11,700 |
|
|
% |
New Holding |
11,700 |
100.00 % |
|
| Batterymarch Financial Management Inc |
Institution |
-8.03 % |
2008-05-15 |
59,300 |
$303,616 |
$-82,427 |
-21.35 % |
New Holding |
59,300 |
100.00 % |
$-82,427 |
| Bear Stearns Asset Management Inc |
Institution |
% |
2008-05-14 |
136,011 |
|
|
% |
New Holding |
136,011 |
100.00 % |
|
| Birmiwal Oasis Fund (Birmiwal Investment Trust) |
Specialty & Misc |
16.04 % |
2008-07-09 |
124,084 |
$635,310 |
$137,733 |
27.68 % |
New Holding |
124,084 |
100.00 % |
$137,733 |
| Chronim Investments Inc |
Institution |
0.00 % |
2008-07-22 |
1,500 |
$7,680 |
$0 |
0.00 % |
No Compare |
- |
- % |
- |
| Citigroup Inc |
Institution |
% |
2008-05-14 |
58,825 |
|
|
% |
Sold Some |
-19,774 |
-25.15 % |
|
| Credit Suisse/ |
Institution |
-11.12 % |
2008-05-16 |
18,457 |
$94,500 |
$-33,961 |
-26.43 % |
New Holding |
18,457 |
100.00 % |
$-33,961 |
| Cutter & Co Brokerage Inc. |
Institution |
-2.09 % |
2008-05-05 |
12,725 |
$65,152 |
$-17,306 |
-20.98 % |
Added More |
50 |
0.39 % |
$-68 |
| Ferris Baker Watts Incorporated |
Institution |
-9.65 % |
2008-05-12 |
100 |
$512 |
$-131 |
-20.37 % |
New Holding |
100 |
100.00 % |
$-131 |
| First National Trust Co |
Institution |
-11.66 % |
2008-05-05 |
300 |
$1,536 |
$-408 |
-20.98 % |
No Change |
300 |
0 % |
- |
| First New York Securities Llc |
Institution |
-7.45 % |
2008-05-09 |
None |
- |
- |
- % |
Sold All |
-11,000 |
-100.00 % |
$14,080 |
| Goldman Sachs Group Inc |
Institution |
-9.30 % |
2008-05-13 |
204,595 |
$1,047,526 |
$-255,744 |
-19.62 % |
Added More |
74,217 |
56.92 % |
$-92,771 |
| Gsa Capital Partners Llp |
Institution |
-8.78 % |
2008-05-15 |
323,105 |
$1,654,298 |
$-449,116 |
-21.35 % |
Added More |
193,150 |
148.62 % |
$-268,479 |
| Harris Financial Corp |
Institution |
1.69 % |
2008-07-09 |
75,030 |
$384,154 |
$83,283 |
27.68 % |
Sold Some |
-6,000 |
-7.40 % |
$-6,660 |
| Hsbc Holdings Plc |
Institution |
-10.18 % |
2008-05-15 |
20,000 |
$102,400 |
$-27,800 |
-21.35 % |
No Change |
20,000 |
0 % |
- |
| Iwamoto Kong & Co. Inc. |
Institution |
-4.84 % |
2008-05-07 |
400 |
$2,048 |
$-548 |
-21.10 % |
No Change |
400 |
0 % |
- |
| Janney Montgomery Scott Llc |
Institution |
-8.93 % |
2008-05-13 |
18,600 |
$95,232 |
$-23,250 |
-19.62 % |
Added More |
1,800 |
10.71 % |
$-2,250 |
| Labranche And Co Inc |
Institution |
% |
2008-05-14 |
12,675 |
|
|
% |
Sold Some |
-24,379 |
-65.79 % |
|
| Merrill Lynch And Co Inc |
Institution |
-6.56 % |
2008-05-01 |
5,840 |
$29,901 |
$-8,643 |
-22.42 % |
Sold Some |
-22,034 |
-79.04 % |
$32,610 |
| Morgan Stanley |
Institution |
-9.61 % |
2008-05-15 |
43,113 |
$220,739 |
$-59,927 |
-21.35 % |
Sold Some |
-31,270 |
-42.03 % |
$43,465 |
| Northwestern Mutual Wealth Management Co |
Institution |
-9.54 % |
2008-05-16 |
None |
- |
- |
- % |
Sold All |
-20 |
-100.00 % |
$37 |
| Oshaughnessy Asset Management Llc |
Institution |
-6.75 % |
2008-04-30 |
16,504 |
$84,500 |
$-20,465 |
-19.49 % |
New Holding |
16,504 |
100.00 % |
$-20,465 |
| Ota Financial Group L P |
Institution |
-13.99 % |
2008-05-15 |
None |
- |
- |
- % |
Sold All |
-12,261 |
-100.00 % |
$17,043 |
| Peak6 Investments L P |
Institution |
% |
2008-05-14 |
28,466 |
|
|
% |
Added More |
3,850 |
15.64 % |
|
| Penn Mutual Life Insurance Co |
Institution |
-9.19 % |
2008-05-08 |
18,600 |
|
|
% |
Added More |
3,800 |
25.67 % |
|
| Quantlab Capital Management Ltd |
Institution |
-8.38 % |
2008-05-15 |
536 |
$2,744 |
$-745 |
-21.35 % |
Sold Some |
-1,729 |
-76.33 % |
$2,403 |
| Rbc Capital Markets Arbitrage S A |
Institution |
% |
2008-05-14 |
15,002 |
|
|
% |
New Holding |
15,002 |
100.00 % |
|
| Renaissance Technologies Corp |
Institution |
-7.52 % |
2008-05-15 |
50,000 |
$256,000 |
$-69,500 |
-21.35 % |
Added More |
34,000 |
212.50 % |
$-47,260 |
| Royce And Associates Llc |
Institution |
-2.89 % |
2008-05-08 |
5,400 |
|
|
% |
Sold Some |
-1,600 |
-22.85 % |
|
| Saturna Capital Corp |
Institution |
-6.92 % |
2008-05-06 |
310 |
$1,587 |
$-443 |
-21.83 % |
New Holding |
310 |
100.00 % |
$-443 |
| Shaw D E And Co Inc |
Institution |
-8.42 % |
2008-05-15 |
56,557 |
$289,572 |
$-78,614 |
-21.35 % |
Added More |
38,712 |
216.93 % |
$-53,810 |
| Trivium Capital Management Llc |
Institution |
-16.28 % |
2008-05-15 |
350,000 |
$1,792,000 |
$-486,500 |
-21.35 % |
Added More |
32,623 |
10.27 % |
$-45,346 |
| Two Sigma Investments Llc |
Institution |
-8.48 % |
2008-05-15 |
22,000 |
$112,640 |
$-30,580 |
-21.35 % |
New Holding |
22,000 |
100.00 % |
$-30,580 |
| Ubs Ag |
Institution |
-9.63 % |
2008-05-13 |
13,035 |
$66,739 |
$-16,294 |
-19.62 % |
Added More |
8,591 |
193.31 % |
$-10,739 |
| Us Bancorp De |
Institution |
-7.49 % |
2008-05-15 |
50 |
$256 |
$-70 |
-21.35 % |
New Holding |
50 |
100.00 % |
$-70 |
| Wedbush Morgan Securities Inc |
Institution |
6.05 % |
2008-07-14 |
20,400 |
$104,448 |
$0 |
0.00 % |
Added More |
3,000 |
17.24 % |
$0 |
| Wells Fargo And Co |
Institution |
-8.48 % |
2008-05-15 |
413 |
$2,115 |
$-574 |
-21.35 % |
No Change |
413 |
0 % |
- |
| Wolverine Asset Management Llc |
Institution |
-8.41 % |
2008-05-27 |
304 |
$1,556 |
$-322 |
-17.15 % |
Sold Some |
-7,713 |
-96.20 % |
$8,176 |
| Zebra Capital Management Llc |
Institution |
6.41 % |
2008-07-15 |
298,670 |
$1,529,190 |
$23,894 |
1.58 % |
Sold Some |
-66,609 |
-18.23 % |
$-5,329 |